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DEFENDANT CHRISTOPHER R ICH’S MOTION TO DISMISS - 1
LAWRENCE G. WASDEN
ATTORNEY GENERAL
STEVEN L. OLSEN
Chief of Civil Litigation Division
W. SCOTT ZANZIG, ISB # 9361
CLAY R. SMITH, ISB # 6385
Deputy Attorneys General
Civil Litigation Division
Office of the Attorney General
954 W. Jefferson Street, 2nd Floor
P. O. Box 83720
Boise, ID 83720-0010
Telephone: (208) 334-2400
Fax: (208) 854-8073
[email protected] [email protected]
Attorneys for Defendant Christopher Rich
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF IDAHO
SUSAN LATTA and TRACI EHLERS, LORI
WATSEN and SHARENE WATSEN, SHELIAROBERTSON and ANDREA ALTMAYER,
AMBER BEIERLE and RACHAEL
ROBERTSON,
Plaintiffs,
vs.
C.L. “BUTCH” OTTER, as Governor of the
State of Idaho, in his official capacity, and
CHRISTOPHER RICH, as Recorder of AdaCounty, Idaho, in his official capacity,
Defendants.
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Case No. 1:13-cv-00482-CWD
DEFENDANT CHRISTOPHER
RICH’S MOTION TO DISMISS
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DEFENDANT CHRISTOPHER R ICH’S MOTION TO DISMISS - 2
Defendant Christopher Rich hereby requests dismissal of the complaint pursuant
to Fed. R. Civ. P. 12(b)(6),
AND AS GROUNDS THEREFOR states that the complaint fails to state a claim
against him for which relief may be granted for the reasons set forth in the accompanying
memorandum.
DATED this 9th day of January 2014.
STATE OF IDAHO
OFFICE OF THE ATTORNEY GENERAL
By: /s/
W. SCOTT ZANZIG
CLAY R. SMITH
Deputy Attorneys General
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DEFENDANT CHRISTOPHER R ICH’S MOTION TO DISMISS - 3
CERTIFICATE OF SERVICE
I HEREBY CERTIFY that on the 9th day of January 2014, I electronically filed
the foregoing Memorandum in Support of Defendant Christopher Rich’s Motion to
Dismiss with the Clerk of the Court using the CM/ECF system which sent a Notice of
Electronic Filing to the following Persons:
Deborah A. Ferguson
Craig Harrison Durham
Shannon P. Minter
Christopher F. Stoll
Thomas Perry
Cally Ann Younger
/s/
W. SCOTT ZANZIG
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LAWRENCE G. WASDENATTORNEY GENERAL
STEVEN L. OLSEN Chief of Civil Litigation Division
W. SCOTT ZANZIG, ISB # 9361CLAY R. SMITH, ISB # 6385Deputy Attorneys GeneralCivil Litigation DivisionOffice of the Attorney General954 W. Jefferson Street, 2nd FloorP. O. Box 83720Boise, ID 83720-0010Telephone: (208) 334-2400Fax: (208) 854-8073
[email protected] [email protected]
Attorneys for Defendant Christopher Rich
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF IDAHO
SUSAN LATTA and TRACI EHLERS, LORI
WATSEN and SHARENE WATSEN, SHELIAROBERTSON and ANDREA ALTMAYER,AMBER BEIERLE and RACHAELROBERTSON,
Plaintiffs,
vs.
C.L. “BUTCH” OTTER, as Governor of theState of Idaho, in his official capacity, and
CHRISTOPHER RICH, as Recorder of AdaCounty, Idaho, in his official capacity,
Defendants.
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Case No. 1:13-cv-00482-CWD
MEMORANDUM IN SUPPORT
OF DEFENDANT
CHRISTOPHER RICH’S
MOTION TO DISMISS
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TABLE OF CONTENTS
I. BACKGROUND ......................................................................................... 1
II. APPLICABLE RULE 12(b)(6) STANDARDS .......................................... 1
III. ARGUMENT .............................................................................................. 2
A. BAKER v. NELSON BARS PLAINTIFFS’ CHALLENGETO IDAHO’S LAWS DEFINING MARRIAGE AS AUNION BETWEEN A MAN AND A WOMAN ............................ 2
1. Baker’s Presumed Controlling Status ................................... 22. Baker’s Continued Controlling Status .................................. 4
B. IDAHO NEED ONLY SATISFY THE RATIONALBASIS STANDARD TO SUSTAIN THECHALLENGED LAWS ................................................................... 6
1. Substantive Due Process ....................................................... 72. Equal Protection .................................................................... 93. Rational Basis Standard ........................................................ 9
C. IDAHO’S INTEREST IN FURTHERING THESTABILITY OF FAMILY STRUCTURES THROUGH
BENEFITS TARGETED AT COUPLES POSSESSINGBIOLOGICAL PROCREATIVE CAPACITY ISSUBSTANTIAL AND EASILY SATISFIES THERATIONAL BASIS STANDARD .................................................. 11
1. Relevant Idaho Demographic Data ....................................... 122 Focusing Governmental Resources to Encourage
Stable Biological Parents’ Households ................................. 133. Application of Rational Basis Standard to Article
III, Section 28 and § 32-201 .................................................. 154. Application of Rational Basis Standard to § 32-209 ............. 17
IV. CONCLUSION .............................................................................................. 19
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TABLE OF CASES AND AUTHORITIES
Cases
Atonio v. Wards Cove Packing Co., 10 F.3d 1485 (9th Cir. 1993) ........................ 11
Baehr v. Lewin, 852 P.2d 44 (Haw. 1993) ............................................................. 8, 11
Baker v. Nelson, 191 N.W.2d 185 (Minn. 1971), appeal dismissed forwant of substantial federal question, 409 U.S. 810 (1972) ................................. passim
Barron v. Reich, 13 F.3d 1370 (9th Cir. 1994)....................................................... 2
Bd. of Natural Res. v. Brown, 992 F.2d 937 (9th Cir. 1993) .................................. 11
Bowen v. Gilliard , 483 U.S. 587 (1987) ................................................................. 15
Branch v. Tunnell, 14 F.3d 449 (9th Cir. 1994) ..................................................... 2
Citizens for Equal Protection v. Bruning, 455 F.3d 859 (8th Cir. 2006) ............... 6
City of Cleburne v. Cleburne Living Center , 473 U.S. 432 (1985) ........................ 9
City of Los Angeles v. Preferred Commc’ns, Inc., 476 U.S. 488 (1986) ............... 10
Cleveland Board of Education v. LaFleur , 414 U.S. 632 (1974) ........................... 16
Coalition to Defend Affirmative Action v. Brown,674 F.3d 1128 (9th Cir. 2012) ............................................................................. 17
Collins v. Harker Heights, 503 U.S. 115 (1992) .................................................... 7
Dandridge v. Williams, 397 U.S. 471 (1970) ......................................................... 16
Ex parte Young, 209 U.S. 123 (1908) .................................................................... 17
FCC v. Beach Commc’ns, Inc., 508 U.S. 307 (1993) ............................................ 9
Galbraith v. County of Santa Clara, 307 F.3d 1119 (9th Cir. 2002) ..................... 2
Hal Roach Studios, Inc. v. Richard Feiner and Co.,896 F.2d 1542 (9th Cir. 1990) ............................................................................. 2
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Heller v. Doe, 509 U.S. 312 (1993) ........................................................................ 10
Hicks v. Miranda, 422 U.S. 332 (1975) ................................................................. 3
High Tech Gays v. Defense Indus. Sec. Clearance Office,
895 F.2d 563 (9th Cir. 1990) ............................................................................... 9
In re Duncan, 83 Idaho 254, 360 P.2d 987 (1961) ................................................. 18
In re Kandu, 315 B.R. 123 (Bankr. W.D. Wash. 2004) ......................................... 3
In re Syntex Corp. Sec. Litigation, 95 F.3d 922 (9th Cir. 1996) ............................ 1
Jackson v. Abercrombie, 884 F. Supp. 2d 1065 (D. Haw. 2012) ........................... passim
Kitchen v. Herbert , No. 2:13-cv-217, 2013 WL 6697874(D. Utah Dec. 20, 2013) ...................................................................................... 8, 17
Kadrmas v. Dickenson Pub. Schs., 487 U.S. 450 (1988) ....................................... 5
Lawrence v. Texas, 539 U.S. 558 (2003) ............................................................... 4, 5, 8
Lee v. City of Los Angeles, 250 F.3d 668 (9th Cir. 2002) ...................................... 2
Los Angeles County v. Humphries, 131 S. Ct. 447 (2010) ..................................... 17
Loving v. Virginia, 388 U.S. 1 (1967) .................................................................... 8
Obergefell v. Wymoyslo, No. 1:13-cv-501, 2013 WL 6726688(S.D. Ohio Dec. 23, 2013) ................................................................................... 18
Mack v. South Bay Beer Distrib., Inc., 798 F.2d 1279 (9th Cir. 1986) .................. 2
Mandel v. Bradley, 432 U.S. 173 (1977) ................................................................ 3
Massachusetts v. Dep’t of Health & Human Servs.,682 F.3d 1 (1st Cir. 2012) ................................................................................... 6
Maynard v. Hill, 125 U.S. 190 (1888) .................................................................... 11
Minnesota v. Clover Leaf Creamery Co., 449 U.S. 456 (1981) ............................. 10
Mintun v. Peterson, No. CV06-447-S-BLW, 2010 WL 1338148
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(D. Idaho Mar. 30, 2010) ..................................................................................... 9
M.L.B. v. S.L.J., 519 U.S. 102 (1996) ..................................................................... 16
Moore v. City of East Cleveland , 431 U.S. 494 (1977) .......................................... 7
Perry v. Brown, 671 F.3d 1052 (9th Cir. 2012)vacated and remanded , 133 S. Ct. 2652 (2013) .................................................. 6
Philips v. Perry, 106 F.3d 1420 (9th Cir. 1997) ..................................................... 9
Romer v. Evans, 517 U.S. 620 (1996) .................................................................... 4, 9
Sevcik v. Sandoval, 911 F. Supp. 2d 996 (D. Nev. 2012) ...................................... 6
Silveira v. Lockyer , 312 F.3d 1052 (9th Cir. 2002) ................................................ 11
Skinner v. Oklahoma ex rel. Williamson, 316 U.S. 535 (1942) ............................. 11, 17
Snyder v. Commonwealth, 291 U.S. 97 (1934) ...................................................... 8
South Carolina State Highway Dep’t v. Barnwell Bros.,303 U.S. 177 (1938) ............................................................................................ 17
Tellabs, Inc. v. Makor Issues & Rights, Ltd., 551 U.S. 308 (2007) ....................... 2
Turner v. Safley, 482 U.S. 78 (1987) ...................................................................... 11
Tutor-Saliba Corp. v. City of Hailey, 452 F.3d 1055 (9th Cir. 2006) .................... 10
United States v. Windsor , 133 S. Ct. 2675 (2013) .................................................. passim
United States R.R. Ret. Bd. v. Fritz, 449 U.S. 166 (1980) ...................................... 11
Washington v. Glucksberg, 521 U.S. 702 (1997) ................................................... 7
Witt v. Dep’t of Air Force, 527 F.3d 806 (9th Cir. 2008) ....................................... 9
Wright v. Incline Vill. Gen. Improvement Dist.,665 F.3d 1128 (9th Cir. 2011) ............................................................................. 10
Wright v. Lane County Dist. Ct., 647 F.2d 940 (9th Cir. 1981) ............................. 3
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Zager v. Lara (In re Lara), 731 F.2d 1455 (9th Cir. 1984) .................................... 10
United States Constitution
Art. IV, § 1 .......................................................................................................... 18
United States Code
1 U.S.C. § 7 .......................................................................................................... 528 U.S.C. § 1738C .................................................................................................. 1842 U.S.C. § 1983 .................................................................................................... 17
Idaho Constitution
Art. III, sec. 28 ........................................................................................................ 1, 6, 15
Art. XX, sec. 1 ........................................................................................................ 11
Idaho Statutes
Idaho Code § 32-201 .............................................................................................. passimIdaho Code § 32-209 .............................................................................................. passim
Idaho Session Laws
1995 Idaho Sess. Laws ch. 104, § 3 ....................................................................... 1
1996 Idaho Sess. Laws ch. 331, § 1 ....................................................................... 12006 Idaho Sess. Laws H.J.R. No. 2 ...................................................................... 1
Other Authorities
Paul R. Amato , The Impact of Family Formation Change on theCognitive, Social, and Emotional Well-Being of the Next Generation,15 Future of Children No. 2 (Fall 2005).............................................................. 14
Kristen Anderson Moore et al., Marriage from a Child’s Perspective: How Does Family Structure Affect Children, and What Can We Do
About It?, Child Research Brief (June 2002) ...................................................... 14Benjamin Scafide, Principal Investigator, The Taxpayer Costs of Divorce
and Unwed Childbearing: First Ever Estimate for the Nation and All
Fifty States (2008) ............................................................................................... 15Elizabeth Wildsmith et al., Childbearing Outside of Marriage: Estimates
and Trends in the United States, Child Research Brief (No. 2011) .................... 15W. Bradford Wilson et al., Why Marriage Matters: Thirty Conclusions from Social Sciences (3d ed. 2011) ..................................................................... 13
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MEMORANDUM IN SUPPORT OF DEFENDANT CHRISTOPHER R ICH’S MOTION TO DISMISS - 1
I.
BACKGROUND
Plaintiffs are same-sex couples who seek to invalidate several Idaho marriage laws
on the alleged ground that they violate the United States Constitution. They challenge
Article III, section 28 of the Idaho Constitution; Idaho Code § 32-201; and Idaho Code
§ 32-209. Plaintiffs contend that these laws deprive them of due process and equal
protection guaranteed by the Fourteenth Amendment.
Article III, section 28 of the Idaho Constitution provides: “A marriage between a
man and a woman is the only domestic legal union that shall be valid or recognized in
this state.” Section 32-201 of the Idaho Code provides in relevant part: “Marriage is a
personal relation arising out of a civil contract between a man and a woman.” Section
32-209 of the Idaho Code provides:
All marriages contracted without this state, which would bevalid by the laws of the state or country in which the samewere contracted, are valid in this state, unless they violate the public policy of this state. Marriages that violate the public policy of this state include, but are not limited to, same-sexmarriages, and marriages entered into under the laws ofanother state or country with the intent to evade the prohibitions of the marriage laws of this state.
None of these provisions is of immediate vintage. Article III, section 28 was proposed by
the Legislature (2006 Idaho Sess. Laws H.J.R. No. 2) and approved by the Idaho
electorate as a constitutional amendment in November 2006 pursuant to Article XX,
section 1. Sections 32-201 and -209 were enacted, respectively, in 1995 and 1996.
1995 Idaho Sess. Laws ch. 104, § 3; 1996 Idaho Sess. Laws ch. 331, § 1.
II.
APPLICABLE RULE 12(b)(6) STANDARDS
Under the basic Rule 12(b)(6) standard, “[a]ll allegations of material fact are
accepted as true and should be construed in the light most favorable to Plaintiffs.” In re
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Syntex Corp. Sec. Litigation, 95 F.3d 922, 926 (9th Cir. 1996). Conclusory allegations of
law, however, are insufficient to defeat a Rule 12(b)(6) motion. Id. Although generally
matters outside the complaint’s allegations may not be considered (e.g., Hal Roach
Studios, Inc. v. Richard Feiner and Co., 896 F.2d 1542, 1555 n.19 (9th Cir. 1990)), this
Circuit has recognized that “[a] court may take judicial notice of ‘matters of public
record’ without converting a motion to dismiss into a motion for summary judgment.”
Lee v. City of Los Angeles, 250 F.3d 668, 689 (9th Cir. 2002); see Barron v. Reich, 13
F.3d 1370, 1377 (9th Cir. 1994); Mack v. South Bay Beer Distrib., Inc., 798 F.2d 1279,
1282 (9th Cir. 1986). A court also may consider documents referred to by the complaint
when authenticity is not challenged. Branch v. Tunnell, 14 F.3d 449, 453 (9th Cir. 1994),
overruled on other grounds, Galbraith v. County of Santa Clara, 307 F.3d 1119 (9th Cir.
2002); see also Tellabs, Inc. v. Makor Issues & Rights, Ltd., 551 U.S. 308, 322 (2007).
III.
ARGUMENT
A. BAKER v. NELSON BARS PLAINTIFFS’ CHALLENGE TO IDAHO’SLAWS DEFINING MARRIAGE AS A UNION BETWEEN A MAN AND A
WOMAN1. Baker’s Presumed Controlling Status. In Baker v. Nelson, 191 N.W.2d
185 (Minn. 1971), appeal dismissed for want of substantial federal question, 409 U.S.
810 (1972), Minnesota interpreted its marriage statute to prohibit same-sex marriage. A
same-sex couple challenged the constitutionality of the statute as applied. They argued,
among other things, that they were deprived of due process and equal protection
guaranteed by the Fourteenth Amendment. Id. at 186. The Minnesota Supreme Court
rejected these arguments. It held that there is no fundamental right to marry without
regard to the sex of the parties. Id. at 186-87. The court also held that the marriage
statute did not violate the Equal Protection Clause. Id. at 187.
The plaintiffs appealed to the United States Supreme Court, which dismissed the
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appeal for want of a substantial federal question. 409 U.S. 810. The Supreme Court’s
summary dismissal constituted a decision on the merits. See Hicks v. Miranda, 422 U.S.
332, 343-44 (1975). As such, “lower courts are bound by summary decisions by [the
Supreme] Court until such time as the Court informs [them] that [they] are not.” Hicks,
422 U.S. at 344-45 (internal quotation marks omitted); see also Wright v. Lane County
Dist. Ct., 647 F.2d 940, 941 (9th Cir. 1981) (“[s]ummary dismissals for want of a
substantial federal question are decisions on the merits that bind lower courts until
subsequent decisions of the Supreme Court suggest otherwise”). The core, and
dispositive, question here is whether the Supreme Court has “inform[ed]” the lower
courts that Baker is no longer binding. It has not.
“Summary . . . dismissals for want of a substantial federal question . . . reject the
specific challenges presented in the statement of jurisdiction and do leave undisturbed the
judgment appealed from. They do prevent lower courts from coming to opposite
conclusions on the precise issues presented and necessarily decided by those actions.”
Mandel v. Bradley, 432 U.S. 173, 176 (1977) (per curiam). The jurisdictional statements
presented to the United States Supreme Court in Baker follow:
1. Whether appellee’s refusal to sanctify appellants’ marriage deprivesappellants of their liberty to marry and of their property without due process oflaw under the Fourteenth Amendment.
2. Whether appellee’s refusal, pursuant to Minnesota marriage statutes, tosanctify appellants’ marriage because both are of the male sex violates theirrights under the equal protection clause of the Fourteenth Amendment.
3. Whether appellee’s refusal to sanctify appellants’ marriage deprivesappellants of their right to privacy under the Ninth and Fourteenth Amendments.
In re Kandu, 315 B.R. 123, 137 (Bankr. W.D. Wash. 2004). The first two issues
presented in the jurisdictional statement in Baker are identical to the issues plaintiffs raise
in their claims challenging Idaho’s laws that limit marriage to a union between a man and
a woman— i.e., whether the State’s refusal to permit same-sex marriage violates the
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MEMORANDUM IN SUPPORT OF DEFENDANT CHRISTOPHER R ICH’S MOTION TO DISMISS - 5
(citing Kadrmas v. Dickinson Pub. Schs., 487 U.S. 450, 462 (1988)). The Court’s
opinion makes no mention of same-sex marriage or Baker .
In Lawrence, the Court held that a Texas statute forbidding persons of the same
sex to engage in intimate sexual conduct violated the Due Process Clause. The Court
noted that the case did “not involve whether the government must give formal
recognition to any relationship that homosexual persons seek to enter.” 539 U.S. at 578.
The decision instead focused on the right of “two adults who, with full and mutual
consent from each other, engaged in sexual practices common to a homosexual
lifestyle . . . without intervention of the government.” Id. Here, plaintiffs seek such
intervention to secure access to certain governmental benefits through “formal
recognition” of their private relationship through marriage.
In Windsor , the Court held that a federal statute, section 3 of the Defense of
Marriage Act (“DOMA”), 1 U.S.C. § 7, was “unconstitutional as a deprivation of the
liberty of the person protected by the Fifth Amendment of the Constitution.” 133 S. Ct.
at 2695. DOMA’s section 3 provided a federal definition of “marriage” and “spouse”
that applied to all federal laws. It provided that “the word ‘marriage’ means only a legal
union between one man and one woman as husband and wife.” Id. at 2683. The Court
noted that the “definition and regulation of marriage” is “within the authority and realm
of the separate States,” id. at 2689-90; certain States have chosen to recognize same-sex
marriage; and section 3 of DOMA impermissibly deprived same-sex couples married in
those States of the “rights and responsibilities” that should have come along with their
state-sanctioned same-sex marriages. Id. at 2694; see also id. at 2693-94 (“[t]he Act's
demonstrated purpose is to ensure that if any State decides to recognize same-sex
marriages, those unions will be treated as second-class marriages for purposes of federal
law”) (emphasis added).
Windsor did not mention Baker . It also did not hold that all States are required
constitutionally to permit or recognize same-sex marriage. Quite the contrary, the Court
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went out of its way to make clear that the flaw in section 3 was Congress’ failure to give
effect to a State’s—there, New York’s—determination as to who is eligible to enter into
the marriage relationship. It neither held nor suggested that States really have no choice
in the exceptionally sensitive area of whether marriage should be limited to opposite-sex
couples.1
Whatever else Windsor may stand for, it did not alter Baker ’s control over the
issues in this case—a control that had been acknowledged repeatedly.2
B. IDAHO NEED ONLY SATISFY THE RATIONAL BASIS STANDARD TOSUSTAIN THE CHALLENGED LAWS
Baker binds this Court. Even were the contrary true, plaintiffs’ challenge must be
measured against the rational basis standard, not any species of heightened review. This
is so because neither a fundamental right protected under the Due Process Clause nor a
suspect class for equal protection purposes exists here. The Idaho laws easily pass
1 Justice Scalia’s concern about the implications of the majority’s reasoning as to future
challenges to provisions like Article III, section 28 and §§ 32-201 and -209 does not further plaintiffs’ cause. 133 S. Ct. at 2710-11 (Scalia, J., dissenting). First, his dissent spoke only on behalf of himself and Justice Thomas as to that concern. Id. at 2697. Second, Justice Scaliaspoke prospectively through his reference to “the view that this Court will take of state
prohibition of same-sex marriage” as being “indicated beyond mistaking by today’s opinion.” Id. at 2709. His prediction says nothing about whether lower courts have leeway to ignore Baker .2 See, e.g., Massachusetts v. Dep’t of Health & Human Servs., 682 F.3d 1, 8 (1st Cir. 2012);
Citizens for Equal Protection v. Bruning, 455 F.3d 859, 870 (8th Cir. 2006); Sevcik v. Sandoval,911 F. Supp. 2d 996, 1003 (D. Nev. 2012); Jackson v. Abercrombie, 884 F. Supp. 2d 1065,1084-88 (D. Haw. 2012). The Sevcik court noted, given Perry v. Brown, 671 F.3d 1052(9th Cir. 2012), vacated and remanded , 133 S. Ct. 2652 (2013), a “potentially applicable”argument that some limited portion of the plaintiffs’ claims might not be barred by Baker .911 F. Supp. 2d at 1003. However, Perry’s subsequent vacatur on subject-matter jurisdictiongrounds voided the Court of Appeals’ merits determination and any attendant law-of-circuitweight. Even were the contrary true, the Perry majority expressly distinguished Baker becausethe question as to the California constitutional amendment was “whether the people of a statemay by plebiscite strip a group of a right or benefit, constitutional or otherwise, that they had previously enjoyed on terms of equality with all others in the state.” 671 F.3d at 1082 n.14. Thechallenged Idaho constitutional and statutory provisions, in contrast, substantially predated plaintiffs’ application to marry in Idaho or their marriages in California and New York. There isalso no allegation that Idaho has ever authorized same-sex marriages to be contracted within itsterritorial jurisdiction or has ever recognized such marriages contracted to in any other State.
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MEMORANDUM IN SUPPORT OF DEFENDANT CHRISTOPHER R ICH’S MOTION TO DISMISS - 7
muster under the rational basis standard.
1. Substantive Due Process. Substantive due process challenges to state
laws that do not implicate a fundamental right are subject to rational basis review. See
Washington v. Glucksberg, 521 U.S. 702, 722 (1997) (challenged state action must
“implicate a fundamental right” before courts will require “more than a reasonable
relation to a legitimate state interest”). Plaintiffs’ substantive due process claims are
subject to rational basis review because same-sex marriage is not a fundamental right.
The doctrine of substantive due process is not favored in the law. “[B]ecause
guideposts for responsible decisionmaking in this unchartered area are scarce and open-
ended,” courts should be “reluctant to expand the concept of substantive due process.”
Glucksberg, 521 U.S. at 720. As the Supreme Court has explained:
By extending constitutional protection to an asserted right orliberty interest, we, to a great extent, place the matter outsidethe arena of public debate and legislative action. We musttherefore “exercise the utmost care whenever we are asked to break new ground in this field,” lest the liberty protected bythe Due Process Clause be subtly transformed into the policy preferences of the Members of this Court.
Id. (quoting Collins v. Harker Heights, 503 U.S. 115, 125 (1992), and citing Moore v.
City of East Cleveland, 431 U.S. 494, 502 (1977)). Before a court will recognize a right
as fundamental, it must undertake a careful, two-step analysis.
First , in order to warrant heightened protection, a right or interest must be,
“objectively, deeply rooted in this Nation's history and tradition.” Glucksberg, 521 U.S.
at 720-21 (internal quotation omitted). It must be “implicit in the concept of ordered
liberty” such that “neither liberty nor justice would exist if [it was] sacrificed.” Id . at721. Second , the fundamental liberty interest at stake must also be subject to a “careful
description.” Id . The “crucial ‘guideposts for responsible decision-making’” in
evaluating the existence of a fundamental right are the nation's “history, legal traditions,
and practices.” Id . The question is whether the right is “so rooted in the traditions and
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MEMORANDUM IN SUPPORT OF DEFENDANT CHRISTOPHER R ICH’S MOTION TO DISMISS - 8
conscience of our people as to be ranked as fundamental.” Snyder v. Commonwealth,
291 U.S. 97, 105 (1934).
Neither the Supreme Court nor the Ninth Circuit has ever held that same-sex
marriage is a fundamental right. Plaintiffs may argue that, because the Supreme Court
has deemed marriage between heterosexuals to be a fundamental right, see, e.g., Loving
v. Virginia, 388 U.S. 1 (1967), this Court should expand that right to include same-sex
marriage. This Court should reject such a request. All of the Supreme Court decisions
recognizing the fundamental right to marry involved opposite-sex couples. Jackson,
884 F. Supp. 2d at 1095. Plaintiffs’ request that this Court create a new fundamental
right to same-sex marriage ignores the fact that same-sex marriage is a relatively new
phenomenon first judicially sanctioned not because it involved a fundamental right but
because limiting its availability to opposite-sex couples was held to be impermissible sex
discrimination under a state constitution. Baehr v. Lewin, 852 P.2d 44, 56 (Haw. 1993)
(“[t]he foregoing case law demonstrates that the federal construct of the fundamental
right to marry—subsumed within the right to privacy implicitly protected by the United
States Constitution—presently contemplates unions between men and women”).3 Same-
sex marriage cannot satisfy the requirement that it be deeply rooted in the nation’s history
and tradition. It is instead a radical modification of such history and tradition.
Accordingly, there is no historical basis for extending “fundamental” status to same-sex
marriage. Lacking the necessary “crucial guideposts for responsible decisionmaking,”
the Court should decline plaintiffs’ request to expand substantive due process in this area.
3 The recent decision in Kitchen v. Herbert , No. 2:13-cv-217, 2013 WL 6697874 (D. Utah
Dec. 20, 2013), relied principally upon Lawrence for the conclusion that the Supreme Court has“removed the only ground—moral disapproval—on which the State could have at one timerelied to distinguish the rights of gay and lesbian individuals from the rights of heterosexualindividuals.” Id., at *18. As Glucksberg reiterated, however, fundamental rights protected underthe Due Process Clause of the Fourteenth Amendment do not suddenly arise but must be drawnwith close attention to their historically settled nature. Whatever else may be said about the civilinstitution of marriage, it has historically been limited to heterosexual partners—a fact reflectedin every Supreme Court marriage decision discussed by the Kitchen court. Id., at *10-*13.
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2. Equal Protection. Plaintiffs’ equal protection claims are subject to review
under the rational basis standard. When a law is challenged under the Equal Protection
Clause, the rational basis standard applies unless the law burdens a fundamental right or
targets a suspect class. Romer , 517 U.S. at 630. As discussed above, there is no
fundamental right to same-sex marriage. Accordingly Idaho’s marriage laws do not
burden plaintiffs’ fundamental rights. Nor do those laws target a suspect class.
Plaintiffs claim that Idaho’s marriage laws discriminate on the basis of sexual
orientation. In this Circuit, such claims are subject to rational basis review. The Court of
Appeals has held that “homosexuals do not constitute a suspect or quasi-suspect class
entitled to greater than rational basis scrutiny.” High Tech Gays v. Defense Indus. Sec.
Clearance Office, 895 F.2d 563, 574 (9th Cir. 1990). Subsequent Ninth Circuit authority
has confirmed the holding in High Tech Gays and continued to apply the rational basis
standard in sexual orientation cases. See, e.g., Philips v. Perry, 106 F.3d 1420, 1425
(9th Cir. 1997) ( High Tech Gays controlled and precluded strict scrutiny); accord Witt v.
Dep’t of Air Force, 527 F.3d 806, 821 (9th Cir. 2008); Mintun v. Peterson, No. CV06-
447-S-BLW, 2010 WL 1338148, at *10 (D. Idaho Mar. 30, 2010).
In an apparent effort to avoid the force of Ninth Circuit precedent requiring
rational basis review of plaintiffs’ claims, plaintiffs also allege that this Court should
view their claims as sex discrimination claims and thereby subject the Idaho laws to
heightened, “intermediate” scrutiny. See, e.g., City of Cleburne v. Cleburne Living
Center , 473 U.S. 432, 440-41 (1985). There is a fundamental flaw in plaintiffs’
argument: Idaho’s marriage laws do not treat men and women differently. Neither is
permitted to marry a person of the same sex. Accordingly, “the vast majority of courts”
considering the issue have held that “an opposite-sex definition of marriage does not
constitute gender discrimination.” Jackson, 884 F. Supp. 2d at 1098.
3. Rational Basis Standard. “[E]qual protection is not a license for courts to
judge the wisdom, fairness, or logic of legislative choices.” FCC v. Beach Commc’ns,
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brokers rational under the Fourteenth Amendment solely on the basis of legislative
findings). Once plausible grounds are asserted, the “inquiry is at an end”— i.e., rebuttal is
not permitted. United States R.R. Ret. Bd. v. Fritz, 449 U.S. 166, 179 (1980); see also
Atonio v. Wards Cove Packing Co., 10 F.3d 1485, 1494 (9th Cir. 1993) (“[i]t is enough
that plausible reasons for Congress’ action exist”). The rational-basis test, in short, is a
relatively relaxed standard reflecting the awareness that the drawing of lines that create
distinctions is primarily a task of the legislative branch. Silveira v. Lockyer, 312 F.3d
1052, 1088 (9th Cir. 2002).
C. IDAHO’S INTEREST IN FURTHERING THE STABILITY OF FAMILY
STRUCTURES THROUGH BENEFITS TARGETED AT COUPLES
POSSESSING BIOLOGICAL PROCREATIVE CAPACITY ISSUBSTANTIAL AND EASILY SATISFIES THE RATIONAL BASIS
STANDARD
Until the Hawaii Supreme Court’s construction of its State’s equal protection
provision in Baehr , the notion of same-sex marriage would have been deemed
oxymoronic. The reason is obvious: Marriage has served traditionally as the primary
societal basis for ordering conjugal relationships whose purpose or practical effect lie in
the creation of new human life. As the Supreme Court recognized in Maynard v. Hill,
125 U.S. 190 (1888), “[i]t is an institution, in the maintenance of which in its purity the
public is deeply interested, for it is the foundation of the family and of society, without
which there would be neither civilization nor progress.” Id. at 211. The Court reiterated
this fundamental proposition in Skinner v. Oklahoma ex rel. Williamson, 316 U.S. 535
(1942), with the observation that “[m]arriage and procreation are fundamental to the very
existence and survival of the race.” Id. at 541. This is not to say that the only purpose for
heterosexual marriage lay in encouraging family stability for rearing the couple’s
biological offspring;4 it is to say, however, that such stability furthers a core and
4 See Turner v. Safley, 482 U.S. 78, 96 (1987) (recognizing that marriages “are expressions of
emotional support and public commitment” to which “spiritual significance” and governmental benefits may be attached).
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uncontested public interest in the child’s wellbeing. Marriage, for present purposes, is
simply another arrow in a quiver of constitutional and statutory protections used to
advance that interest. The question here is whether Idaho’s determination to target its
limited resources on fostering long-lived opposite-sex relationships through the
availability of marital status benefits is rational when those relationships produce
virtually all children and also account for a sizable majority of family households in the
State. That determination plainly is.
1. Relevant Idaho Demographic Data. Several demographic facts informIdaho’s marriage policy choice. First , 2010 Census data reflect that husband-wife
households in Idaho constituted 55.3 percent of all households—the second highest of
any State. Dkt. 30-2 at 10. Idaho also ranked second at 24 percent as to husband–wife
households with their own children under 18 years of age, or 73.4 percent of all family
households with such children. Id. The national averages were 20.2 and 68 percent
respectively. Id. Second , these percentages are unsurprising because the Idaho marriage
rate in 2011 was 8.6 percent—the third highest of any State in the nation if the
matrimonial destination outliers of Hawaii and Nevada are excluded (Dkt. 30-4)—and its
2012 preliminary data birth rate was 14.4 percent—the fifth highest State in the nation
(Dkt. 30-5 at 14). Third , the “preferred percentages” derived from the 2010 Census
reflect that same-sex couples account for .4 percent of all households in Idaho. Dkt. 30-2
at 16. Given these data, one may conclude reasonably that a minute fraction, presumably
less than .2 percent of total households, of same-sex couples in Idaho have resident
children under the age of 18.5
The distinguishing characteristics of opposite-sex and same-sex couples for
5 The United States Census Bureau estimated “[a]bout 0.1 percent of all households in the United
States in 2010 . . . [were] same-sex partner households with own children of the householder present.” Dkt. 30-2 at 9. That percentage, if applied to Idaho, equals 5795 households. Id. at 10.
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marriage purposes are, in short, the procreative capacity of the former and the statistically
minute fraction of the latter, not the participants’ sexual orientation. The Idaho
Legislature in 1995, as well as the Idaho electorate in 2006, thus had a rational basis to
conclude that targeting the very tangible legislative benefits of marriage to opposite-sex
couples would further the State’s interest in encouraging stable families for child-rearing
purposes and that extending such benefits to same-sex couples was not warranted in light
of the miniscule number of households affected and the corresponding de minimis likely
impact on the public interest.6
2. Focusing Governmental Resources to Encourage Stable Biological
Parents’ Households. Key to resolution of plaintiffs’ substantive due process and equal
protection claims is a single clearly reasonable, if not uncontested, proposition: Children
generally thrive best in intact family structures where their biological parents are married.
A recent report from the Institute for American Values, National Marriage Project, stated:
Children are less likely to thrive in cohabiting households, compared to
intact, married families. On many social, educational, and psychologicaloutcomes, children in cohabiting households do significantly worse than childrenin intact, married families, and about as poorly as children living in single-parent
families. And when it comes to abuse, recent federal data indicate that childrenin cohabiting households are markedly more likely to be physically, sexually,and emotionally abused than children in both intact, married families and single- parent families. . . . Only in the economic domain do children in cohabitinghouseholds fare consistently better than children in single-parent families.
W. Bradford Wilson et al., Why Marriage Matters: Thirty Conclusions from Social
Sciences at 7 (3d ed. 2011) (Dkt. 30-6). Others have concluded that “[r]esearch findings
linking family structure and parents’ marital status with children’s well-being are very
consistent” and that “it is not simply the presence of two parents, . . . but the presence of
6 Census Bureau data indicate a national increase in the “preferred estimate” of same-sex couples
from .03 percent in the 2000 Census to .06 percent in the 2010 Census. Dkt. 30-2 at 15. Thus,although the number of same-sex couples roughly doubled between the 2000 and 2010 Censuscounts, it remained a miniscule portion of all family households generally and, as explainedabove, an even smaller portion of those households with children under 18.
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two biological parents that seems to support children’s development.” Kristen Anderson
Moore et al., Marriage from a Child’s Perspective: How Does Family Structure Affect
Children, and What Can We Do About It?, Child Research Brief at 1-2 (June 2002)
(Dkt. 30-7). Even if some details of the proposition remain open for further analysis, its
central premise is plainly plausible. See Paul R. Amato, The Impact of Family Formation
Change on the Cognitive, Social, and Emotional Well-Being of the Next Generation ,
15 Future of Children No. 2 at 79 (Fall 2005) (“Amato”) (“If cohabiting parents marry
after the birth of a child, is the child at any greater risk than if the parents marry before
having the child? Correspondingly, do children benefit when their cohabiting parents get
married? To the extent that marriage increases union stability and binds fathers more
strongly to their children, marriage among cohabiting parents may improve children’s
long-term well-being. Few studies, however, have addressed this issue.”) (Dkt. 30-8).
Correlative to this core proposition is the keen interest that States have in
encouraging marriage between opposite-sex partners. As Professor Amato observed,
“[s]ince social science research shows so clearly the advantages enjoyed by children
raised by continuously married parents, it is no wonder that policymakers and
practitioners are interested in programs to strengthen marriage and increase the
proportion of children who grow up in such families.” Amato, 15 Future of Children
No. 2 at 85 (Dkt. 30-8). He estimated, for example, that “if the share of adolescents
living with two biological parents increased to its 1960 level, the share of adolescents
repeating a grade would fall to 21 percent”—or approximately 750,000 less repeaters. Id.
at 87, 88; id. at 90 (“interventions that increase the share of children growing up with two
continuously married biological parents will have modest effects on the percentage of
U.S. children experiencing various problems, but could have substantial effects on the
number of children experiencing them”). Another set of researchers has concluded that
“[r]educing nonmarital childbearing and promoting marriage among unmarried parents
remain important goals of federal and state policies and programs designed to improve
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the well-being of children and to reduce their reliance on public assistance.” Elizabeth
Wildsmith et al., Childbearing Outside of Marriage: Estimates and Trends in the United
States, Child Research Brief at 5 (Nov. 2011) (Dkt. 30-9).
A third study has concluded that “[r]esearch suggests that many of the social
problems and disadvantages addressed by federal and state government programs occur
more frequently among children born to and/or raised by single parents than among
children whose parents get and stay married” and “leads to higher costs to taxpayers
through higher spending on antipoverty programs and throughout the justice and
educational systems, as well as losses to government coffers in foregone tax revenues.”
Benjamin Scafide, Principal Investigator, The Taxpayer Costs of Divorce and Unwed
Childbearing: First Ever Estimate for the Nation and All Fifty States at 9 (2008)
(Dkt. 30-10). The study conservatively estimated family fragmentation costs to be at
least $112 billion each year for the nation as a whole. Id. at 5. Family fragmentation, in
sum, not only imposes these very substantial fiscal burdens on the public fisc but also
forces federal and state policymakers to make difficult, cost-based choices that may run
counter to affected children’s best interests. See Bowen v. Gilliard , 483 U.S. 587, 615
(1987) (Brennan, J., dissenting) (“[t]he Government's insistence that a child living with
an AFDC mother relinquish its child support deeply intrudes on the father-child
relationship, for child support is a crucial means of sustaining the bond between a child
and its father outside the home”).
3. Application of Rational Basis Standard to Article III, Section 28 and §
32-201. Marriage’s relationship to fostering stable environments for childrearing by
biological parents constitutes a rational basis for Idaho’s determination to limit the
availability of marital status to opposite-sex couples. See Jackson, 884 F. Supp. 2d at
1072 (“the legislature could rationally conclude that defining marriage as a union
between a man and woman provides an inducement for opposite-sex couples to marry,
thereby decreasing the percentage of children accidentally conceived outside of a stable,
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long-term relationship”). Heterosexual couples possess the unique ability to create new
life and, with that ability, the responsibility for raising the offspring of their conjugal
relationship. Although same-sex partners may have a child in their household
biologically attributable to one member, they cannot have a child attributable to both.
Distinguishing between opposite and same-sex couples under this rationale accordingly
relates not to their sexual orientation but to their procreative capacity. Idaho cannot be
faulted for determining to select opposite-sex couples for marital status given its function
as a gateway to various governmental benefits and an incentive for those couples to
create long-lived familial environments where both biological parents reside and which
account for a large percentage of such households.
7
Same-sex couples, in contrast, approach a virtual statistical null set on the
demographic scale—contributing as discussed earlier to likely less than .2 percent (.002)
of households with children under 18. As explained above, the rational basis standard
does not require a legislature to address social and economic issues—here providing
incentives for family structures conducive to children’s thriving—in the most
7 The fact that not all opposite-sex couples may desire to have children or may be incapable ofhaving them does not negate the reasonableness of Idaho’s policy choice. Any inquiry into theissue of why two persons, other than minors, wish to marry or whether they intend to raise afamily would be precluded by substantive due process-based privacy rights. See, e.g., M.L.B. v.S.L.J., 519 U.S. 102, 116 (1996) (“[c]hoices about marriage, family life, and the upbringing ofchildren are among associational rights this Court has ranked as ‘of basic importance in oursociety,’ . . . rights sheltered by the Fourteenth Amendment against the State's unwarrantedusurpation, disregard, or disrespect”) (citation omitted); Cleveland Board of Education v. LaFleur, 414 U.S. 632, 639-640 (1974) (“[t]his Court has long recognized that freedom of personal choice in matters of marriage and family life is one of the liberties protected by the DueProcess Clause of the Fourteenth Amendment”). Predicating the distinction on broad biologicaldistinctions rationally attempts to walk between Scylla—the constitutional privacy right—andCharybdis—the objective of encouraging stable families composed of fathers, mothers and their biological children. See Dandridge v. Williams, 397 U.S. 471, 485 (1970) (“In the area ofeconomics and social welfare, a State does not violate the Equal Protection Clause merely because the classifications made by its laws are imperfect. If the classification has somereasonable basis, it does not offend the Constitution simply because the classification is not madewith mathematical nicety or because in practice it results in some inequality.”) (internalquotations omitted).
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comprehensive manner so long as the manner selected is reasonably calculated to achieve
the desired end. See Skinner , 348 U.S. at 489 (“the reform may take one step at a time,
addressing itself to the phase of the problem which seems the most acute to the legislative
mind”). Here, it is “fairly debatable” that the de minimis presence of same-sex
households with children does not warrant extending the marital status incentive to those
couples. South Carolina State Highway Dep’t v. Barnwell Bros., 303 U.S. 177, 190
(1938) (“[w]hen the action of a Legislature is within the scope of its power, fairly
debatable questions as to its reasonableness, wisdom, and propriety are not for the
determination of courts, but for the legislative body, on which rests the duty and
responsibility of decision”). The incentive’s purpose, again, is directed at encouraging
the child’s biological parents to form a permanent legal union.8
4. Application of Rational Basis Standard to § 32-209. The challenge to
§ 32-209 by four plaintiffs—Latta, Ehlers, and the Watsens—fails for identical reasons.9
That section merely complements the definition of marriage in § 32-201 and, as such,
8 The district court in Kitchen rejected what the court characterized as the “responsible
procreation” justification offered by the defendants for Utah’s constitutional prohibition of same-
sex marriages. 2013 WL 6697874, at *25. It reasoned that the defendants had “presented noevidence that the number of opposite-sex couples choosing to marry each other is likely to beaffected in any way by the ability of same-sex to marry.” Id. Even if one ignores the lack of anyduty on the defendants’ part to come forward with “evidence” of the hypothesized disincentive,the analysis above focuses not on any perceived impact on opposite-sex couples’ acquiringmarital status from denying such status to same-sex couples but on Idaho’s desire to focus itsresources where they will best advance the objective of creating stable households for biological parents and their offspring.9 Defendant Rich has no enforcement responsibility with respect to § 32-209 because any
recognition of an out-of-state marriage arises by operation of law and not issuance of a marriagelicense under §§ 32-401 to -404. Because no effective relief can be entered against him withrespect to Plaintiffs’ claim predicated on that statute, he is entitled to its dismissal as against himregardless of whether he acts as a local government or state official with respect toadministration of Idaho’s marriage statutes. E.g., Los Angeles County v. Humphries, 131 S. Ct.447, 452 (2010) (under 42 U.S.C. § 1983, a “municipality may be held liable when execution ofa government's policy or custom . . . inflicts the injury”) (internal quotation omitted); Coalitionto Defend Affirmative Action v. Brown, 674 F.3d 1128, 1134 (9th Cir. 2012) (under Ex parteYoung, 209 U.S. 123 (1908), “[t]he individual state official sued must have some connectionwith the enforcement of the act”) (internal quotation omitted).
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partakes of the same legitimate purpose identified above. As a threshold matter, these
Plaintiffs neither challenge section 2 of DOMA, 28 U.S.C. § 1738C, nor otherwise claim
that the Full Faith and Credit Clause, U.S. Const. Art. IV, § 1, requires recognition of
their out-of-state marriage. They therefore stand in no different position than other same-
sex couples desiring to acquire marital status in Idaho. Indeed, a contrary conclusion
would lead to the anomalous result of those couples’ being able to circumvent the
limitation of marriage to opposite-sex couples by simply marrying in another State. That
simple workaround, in turn, would undermine and potentially eviscerate the objective of
focusing availability of marital status benefits to couples with inter sese procreative
capacity. It would also eviscerate “the long-established precept that the incidents,
benefits, and obligations of marriage are uniform for all married couples within each
State, though they may vary, subject to constitutional guarantees, from one State to the
next.” Windsor , 133 S. Ct. at 2692; see In re Duncan, 83 Idaho 254, 259-60, 360 P.2d
987, 990 (1961) (States possess “the power to regulate the qualifications of the
contracting parties and the proceedings essential to constitute a marriage”). The
challenge to § 32-209, in short, rises or falls with the validity of § 32-201.
To the extent that the ruling in Obergefell v. Wymoyslo, No. 1:13-cv-501,
2013 WL 6726688 (S.D. Ohio Dec. 23, 2013), found unpersuasive the argument that
legislators could conclude rationally “that children raised by heterosexual couples are
better off than children raised by gay or lesbian couples” because “Ohio’s marriage
recognition bans do not prevent gay couples from having children” (id., at *20), no such
claim need be resolved here. The issue, once more, is whether Idaho is constitutionally
prohibited from deciding to focus its governmental resources on incentivizing couples
capable of conjugal procreation to form permanent legal relationships through the civil
contract of marriage. Even if children reared in same-sex households thrive equally well
to those in households with married biological parents, it remains reasonable for Idaho to
use marital status as a mechanism to further the stability of the latter households; i.e., if
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same-sex household children in fact do thrive equally well without marriage, less need to
incentivize those households’ stability exists than in the opposite-sex context where the
correlation of marital status to improved outcomes is plainly plausible.
IV.
CONCLUSION
The Court should grant defendant Rich’s Rule 12(b)(6) motion and dismiss
plaintiffs’ claims for failure to state a claim upon which relief may be granted.
DATED this 9th day of January 2014.
STATE OF IDAHO
OFFICE OF THE ATTORNEY GENERAL
By: /s/W. SCOTT ZANZIG CLAY R. SMITH Deputy Attorneys General
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CERTIFICATE OF SERVICE
I HEREBY CERTIFY that on the 9th day of January 2014, I electronically filedthe foregoing Memorandum in Support of Defendant Christopher Rich’s Motion toDismiss with the Clerk of the Court using the CM/ECF system which sent a Notice of
Electronic Filing to the following Persons:
Deborah A. [email protected]
Craig Harrison [email protected]
Shannon P. [email protected]
Christopher F. [email protected]
Thomas [email protected]
Cally Ann [email protected]
/s/
W. SCOTT ZANZIG
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ATTACHMENT A (Part 1)
Households and Families: 2010
2010 Census Briefs
(Pages 1-16)
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U.S. Department of Commerce Economics and Statistics Administration U.S. CENSUS BUREAU
Issued April 2012
C2010BR-14
Households and Families: 20102010 Census Briefs
By
Daphne Lofquist,
Terry Lugaila,
Martin O’Connell,
and
Sarah Feliz
INTRODUCTION
The 2010 Census enumerated 308.7
million people in the United States,
a 9.7 percent increase from 281.4
million in Census 2000. Of the total
population in 2010, 300.8 million
lived in 116.7 million households
for an average of 2.58 people per
household. This was down from an
average of 2.59 in 2000 when 273.6
million people lived in 105.5 millionhouseholds. The remaining 8.0 million
people in 2010 lived in group-quarters
arrangements such as school dormito-
ries, nursing homes, or military barracks.
This report presents information on the
number and types of living arrangements
of American households in 2010 derived
from the relationship question on the
2010 Census.
HOUSEHOLD RELATIONSHIP
QUESTIONThe relationship item (Figure 1), a version
of which has been on the census since
1880, asks the relationship of each mem-
ber of the household to the householder
or the person designated as the individual
who owns or rents the housing unit.1 This
question provides information about indi-
viduals as well as the composition of fami-
lies and households. Three separate cat-
egories describe the sons and daughters
1 In a case of joint ownership, one individual is
chosen as the householder. If this choice cannot bemade, the first person 15 years and over listed on theform is chosen as the householder.
of the householder in 2010: biological,
adopted, or stepchild. Relatives identified
in the questionnaire are spouses, brothers,
sisters, and parents of the householder, as
well as grandchildren, parents-in-law, and
sons/daughters-in-law.
Those who live in households but who
were not related to the householder were
identified as housemates/roommates,roomers or boarders, and unmarried part-
ners of the householder. This latter group
includes people who initially identified
themselves as being same-sex spouses of
the householder. The tables with same-sex
couples show these groups in two ways.
One estimate shows households as origi-
nally reported on the census forms. The
second presents improved and preferred
estimates of the same-sex household
population, accounting for marking errors
that inadvertently overestimated that
Figure 1.
Reproduction of the Question onRelationship to Householder Fromthe 2010 Census
Source: U.S. Census Bureau, 2010 Census questionnaire.
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2 U.S. Census Bureau
population’s size.2 This report uses
this set of estimates in the text, as
it represents the best set of num-
bers from the 2010 Census.
People related to thehouseholder
Despite the diversity of households
in the United States, three rela-
tionship categories made up the
majority of people in 2010. The
householder, his or her spouse, andhis or her sons and daughters com-
prised 262.0 million people or 87
percent of the population (Table 1).
Of the 88.8 million children of
householders, 93 percent were
biological children. There were
approximately twice as many step-
children (4.2 million) as adopted
children (2.1 million).
As expected, most of the children
living with their parents were
under 18 years old. These threechild types exhibit different age
distributions. About 73 percent
of either biological or adopted
2 See Martin O’Connell and Sarah Feliz,“Same-sex Couple Household Statistics Fromthe 2010 Census,” SEHSD Working PaperNumber 2011-26, September 27, 2011,.
children were under 18, compared
with 67 percent of stepchildren.
Stepchildren were more likely to be
young adults ages 18 to 29 years
(26 percent) than either biological
or adopted children (19 percent
each). Stepchildren were older in
general as they reflect the blending
of two different families where the
spouse already has older children
from a prior marriage.
In the same generation as thechildren of the householder are the
sons-in-law and daughters-in-law
of the householder. They numbered
1.2 million in 2010, and almost half
of them were young adults who
depended on their in-laws for hous-
ing assistance. Given their age,
most were probably recently mar-
ried. About one-third of all brothers
and sisters of the householder (3.4
million) were 18-to-29 years old.
Another 1.1 million young adults
were grandchildren of the house-
holder. This age group made up
16 percent of the 7.1 million
grandchildren living with their
grandparents—the majority of
these grandchildren were under 18
(82 percent). At the other end of
the generational continuum were
the parents and parents-in-law of
the householder, comprising about
3.0 million and 926,000 relatives,
respectively. Unlike people in any
other relationship category, the
majority of these were 65 years
and over—57 percent of parents
and 69 percent of parents-in-law
were this age.
Although not specified by detailed
type in the 2010 Census, another4.7 million were “other relatives”
who lived in households. About
one-third of them were under
18 and were often nephews and
nieces of the householder.3
Nonrelatives of thehouseholder
People who were not related to
the householder numbered 18.3
million in 2010 (6.1 percent of the
household population), up from14.6 million in 2000 (5.2 percent
of the household population). In
fact, 1 out of every 8 homes in
3 There were 845,000 nephews and niecesof the householder under 18 in Census 2000.See Terry Lugaila and Julia Overturf, “Childrenand the Households They Live In: 2000,”Census 2000 Special Reports , CENSR-14(March 2004), Table 1.
Table 1.
Relationship to Householder by Age: 2010(For information on confidentiality protection, nonsampling errors, and definitions, see www.census.gov/prod/cen2010/doc/sf1.pdf )
Relationship typeTotal
Number
Under 18years
18 to 29years
30 to 44years
45 to 64years
65 years andover
Total household population . . . . . 300,758,215 73,920,881 47,903,506 59,766,531 80,357,019 38,810,278
Householder . . . . . . . . . . . . . . . . . . . . . . . 116,716,292 28,297 13,862,048 30,758,709 46,247,402 25,819,836Spouse . . . . . . . . . . . . . . . . . . . . . . . . . . . 56,510,377 8,793 4,863,702 17,524,307 24,935,103 9,178,472Biological son or daughter . . . . . . . . . . . . . 82,582,058 60,466,596 16,007,784 3,941,728 2,093,818 72,132Adopted son or daughter . . . . . . . . . . . . . . 2,072,312 1,527,020 403,558 99,376 41,282 1,076Stepson or stepdaughter . . . . . . . . . . . . . . 4,165,886 2,784,531 1,100,511 217,220 61,226 2,398Brother or sister . . . . . . . . . . . . . . . . . . . . . 3,433,951 298,242 1,125,419 848,247 922,338 239,705Father or mother . . . . . . . . . . . . . . . . . . . . 3,033,003 (X) (X) 128,343 1,187,041 1,717,619Grandchild . . . . . . . . . . . . . . . . . . . . . . . . . 7,139,601 5,825,229 1,117,324 180,096 16,926 26Parent-in-law . . . . . . . . . . . . . . . . . . . . . . . 925,713 (X) (X) 10,178 281,266 634,269Son-in-law or daughter-in-law . . . . . . . . . . 1,216,299 25,063 593,674 428,186 158,997 10,379Other relative . . . . . . . . . . . . . . . . . . . . . . . 4,662,672 1,631,262 1,268,787 774,403 648,580 339,640Roomer or boarder . . . . . . . . . . . . . . . . . . 1,526,210 142,899 559,814 376,180 363,573 83,744Housemate or roommate . . . . . . . . . . . . . . 5,223,365 42,515 3,163,824 1,084,638 769,490 162,898Unmarried partner . . . . . . . . . . . . . . . . . . . 7,744,711 11,651 2,622,772 2,724,034 2,020,431 365,823Other nonrelative . . . . . . . . . . . . . . . . . . . . 3,805,765 1,128,783 1,214,289 670,886 609,546 182,261
(X) Not applicable
Source: U.S. Census Bureau, 2010 Census Summary File 1.
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2010 contained one or more people
not related to the householder.4
Roomers or boarders comprised
1.5 million individuals who repre-
sented a wide array of people such
as students, migrants to an area
waiting for better accommodations,
or people who could not afford
4 Proportion derived from U.S. CensusBureau, 2010 Census Summary File 1,Table P27.
to rent their own home.5 About
143,000 (9.4 percent) of roomers
and boarders were less than 18
years old, suggesting they might
be children of displaced families
living in boarding homes. Another
61.3 percent (936,000) were in the
prime working ages of 18 to 44
years, compared with 35.8 percent
5 A historical perspective and the growthand characteristics of roomers and board-ers is presented in Melissa Scopilliti andMartin O’Connell, “Roomers and Boarders:1880–2005,” paper presented at the AnnualMeetings of the Population Association ofAmerica, New Orleans, LA, April 17–19,2008, .
for the household population as a
whole.
Housemates or roommates who
were coequals with the house-
holder and who shared mainte-
nance of the housing unit had more
economic equality with the house-
holder. Looking at the age structureof these 5.2 million people, 61
percent were young adults ages
18 to 29 who might be sharing
living expenses. The percentage
declined sharply for the next older
age group, 30 to 44 years old (21
percent).
Overall, the unmarried partner
population numbered 7.7 million in
2010 and grew 41 percent between
2000 and 2010, four times as fast
as the overall household population(10 percent). Unmarried partners
were generally older than house-
mates: 2.6 million (34 percent)
were 18 to 29 years old, while 2.7
million (35 percent) were 30 to 44
years old. In addition, 26 percent of
unmarried partners were 45-to-64
year olds, compared with 15 per-
cent of housemates. This difference
in age profiles reflects the transi-
tions occurring first when a young
person shares expenses as a house-mate or roommate after leaving the
parent’s home and later when that
person develops a more permanent
and personal relationship with an
unmarried partner.
UNMARRIED PARTNER HOUSEHOLDS
An “unmarried partner household” consists of a householder and a
person living in the household who reports that he or she is (1) an
unmarried partner of the householder and of the opposite sex;
(2) an unmarried partner of the householder and of the same sex; or
(3) a spouse of the householder and of the same sex. Procedures for
the 2010 Census edited same-sex spouse households as unmarriedpartner households, and these households appear as such in pub-
lished Summary File 1 tabulations. During the review of the data,
counts of same-sex spouses appeared inflated due to mismarking
errors in the gender item on the census forms. Up to 28 percent of
the total number of same-sex unmarried partner households may
actually be opposite-sex households: 62 percent of reported same-
sex spouses were probably marked in error compared with 7 per-
cent of reported same-sex unmarried partners. This report presents
data both for same-sex households as shown in Summary File 1
tabulations and for a set of “preferred estimates” that attempts to
remove statistically same-sex households that are likely opposite-
sex households.
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4 U.S. Census Bureau
HOUSEHOLDS
All of these various relationship
types contribute to the forma-
tion of households, both family
and nonfamily households. Who
lives in a household has impor-
tant consequences for economic
resources available to housingunits and for access to everyday
social support systems such as
care for young children or older
parents. The following sections
show the different types of
households in 2010 and their
growth over the decade.
The number of householdsgrew by over 11 millionsince 2000.
The number of households in
the United States increased
11 percent, from 105.5 mil-
lion in 2000 to 116.7 million in
2010. While family households
increased 8 percent, from 71.8
million in 2000 to 77.5 million
in 2010, nonfamily households
increased faster, 16 percent,
from 33.6 million in 2000 to
39.2 million in 2010. As a
proportion of all households,
family households declined from
68 percent in 2000 to 66 percent
in 2010, while the proportion of
nonfamily households increased
from 32 percent to 34 percent,
respectively.
Table 2 shows that husband-wife
households numbered 56.5 million
in 2010 and made up 73 percent
of all family households in 2010
(households containing at least one
person related to the householder
by birth, marriage, or adoption).
Family households maintained by a
female householder with no spouse
present numbered 15.3 million,
more than twice the number main-
tained by a male householder with
no spouse present (5.8 million).
Among nonfamily households,
one-person households predomi-
nated (31.2 million) and were more
than three times as common as
nonfamily households with two
or more people (8.0 million). More
women than men lived alone (17.2
million and 13.9 million, respec-
tively). A geographic look at one-
person households follows later in
this report.
Despite increases in both the num-
ber of households and of people in
the United States since 2000, the
HOUSEHOLD DEFINITIONS
A “household” includes all of the people who occupy a housing unit.
One person in each household is designated as the “householder.”
In most cases, this is the person, or one of the people, in whose
name the home is owned, being bought, or rented. If there is no
such person in the household, any household member 15 years old
and over can be designated as the householder.
A family consists of a householder and one or more other people
living in the same household who are related to the householder by
birth, marriage, or adoption. Biological, adopted, and stepchildren
of the householder who are under 18 are the “own children” of the
householder. Own children do not include other children present in
the household, regardless of the presence or absence of the other
childrens’ parents.
A family household may also contain people not related to the
householder. A family in which the householder and his or her
spouse of the opposite sex are enumerated as members of the
same household is a husband-wife household. In this report,husband-wife households only refer to opposite-sex spouses and do
not include households that were originally reported as same-sex
spouse households. Same-sex spousal households are included in
the category, “same-sex unmarried partner households” but may be
either a family or nonfamily household depending on the presence
of another person who is related to the householder. The remain-
ing types of family households not maintained by a husband-wife
couple are designated by the sex of the householder.
A nonfamily household consists of a householder living alone
or with nonrelatives only, for example, with roommates or an
unmarried partner.
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U.S. Census Bureau 5
average household size decreased
over the decade, from 2.59 to 2.58,but average family size stayed
the same, 3.14.6 These indicators
show a slowing of the downward
trends that have existed since
the end of the Baby Boom in the
1960s. In 1960, the average house-
hold size was 3.29 people per
6 Average family size is the number offamily members in the household (personsrelated to the householder including thehouseholder) per family household. Thiscomputation excludes persons not related tothe householder.
household, and the average family
size was 3.65 people per family.7
The number of households within
each category type increased in the
last 10 years, including husband-
wife households, which increased
7 Average household size for 1960 maybe found in Frank Hobbs and Nicole Stoops,“Demographic Trends in the 20th Century,”Census 2000 Special Reports , CENSR-4(November 2002), Figure 5-3. Averagefamily size for 1960 may be found in U.S.Census Bureau, 1960 Census of Population,Supplementary Reports, PC(S1)-38, Families inthe United States: 1960 , Table 280.
by 2.0 million. Figure 2 shows that,
despite this increase, in 2010 lessthan half of all households (48 per-
cent) were husband-wife house-
holds, down from 52 percent in
2000 and 55 percent in 1990. This
is the first time that husband-wife
families fell below 50 percent of
all households in the United States
since data on families were first
Table 2.
Households by Type: 2000 and 2010(For information on confidentiality protection, nonsampling errors, and definitions, see www.census.gov/prod/cen2010/doc/sf1.pdf )
Household type2000 2010 Change, 2000 to 2010
Number Percent Number Percent Number Percent
Total households . . . . . . . . . . . . . . . . . . . . 105,480,101 100.0 116,716,292 100.0 11,236,191 10.7
Family household. . . . . . . . . . . . . . . . . . . . . . . . . . 71,787,347 68.1 77,538,296 66.4 5,750,949 8.0 Husband-wife households . . . . . . . . . . . . . . . . . 54,493,232 51.7 56,510,377 48.4 2,017,145 3.7
With own children . . . . . . . . . . . . . . . . . . . . . . 24,835,505 23.5 23,588,268 20.2 –1,247,237 –5.0 Without own children . . . . . . . . . . . . . . . . . . . 29,657,727 28.1 32,922,109 28.2 3,264,382 11.0 Female householder, no spouse present . . . . . . 12,900,103 12.2 15,250,349 13.1 2,350,246 18.2 With own children . . . . . . . . . . . . . . . . . . . . . . 7,561,874 7.2 8,365,912 7.2 804,038 10.6 Without own children . . . . . . . . . . . . . . . . . . . 5,338,229 5.1 6,884,437 5.9 1,546,208 29.0 Male householder, no spouse present . . . . . . . . 4,394,012 4.2 5,777,570 5.0 1,383,558 31.5 With own children . . . . . . . . . . . . . . . . . . . . . . 2,190,989 2.1 2,789,424 2.4 598,435 27.3 Without own children . . . . . . . . . . . . . . . . . . . 2,203,023 2.1 2,988,146 2.6 785,123 35.6Nonfamily households . . . . . . . . . . . . . . . . . . . . . . 33,692,754 31.9 39,177,996 33.6 5,485,242 16.3 Male householder . . . . . . . . . . . . . . . . . . . . . . . 15,556,103 14.7 18,459,253 15.8 2,903,150 18.7 Living alone . . . . . . . . . . . . . . . . . . . . . . . . . . 11,779,106 11.2 13,906,294 11.9 2,127,188 18.1 Not living alone . . . . . . . . . . . . . . . . . . . . . . . . 3,776,997 3.6 4,552,959 3.9 775,962 20.5 Female householder . . . . . . . . . . . . . . . . . . . . . 18,136,651 17.2 20,718,743 17.8 2,582,092 14.2 Living alone . . . . . . . . . . . . . . . . . . . . . . . . . . 15,450,969 14.6 17,298,615 14.8 1,847,646 12.0 Not living alone . . . . . . . . . . . . . . . . . . . . . . . . 2,685,682 2.5 3,420,128 2.9 734,446 27.3
Unmarried couple households1
. . . . . . . . . . . . . . . 5,475,768 5.2 7,744,711 6.6 2,268,943 41.4 Opposite-sex partners . . . . . . . . . . . . . . . . . . . . 4,881,377 4.6 6,842,714 5.9 1,961,337 40.2 Same-sex partners2
Summary File 1 counts . . . . . . . . . . . . . . . . . 594,391 0.6 901,997 0.8 307,606 51.8 Preferred estimates . . . . . . . . . . . . . . . . . . . . 358,390 0.3 646,464 0.6 288,074 80.4
Average household size . . . . . . . . . . . . . . . . . . . . 2.59 (X) 2.58 (X) – 0.01 (X)Average family size . . . . . . . . . . . . . . . . . . . . . . . . 3.14 (X) 3.14 (X) 0.00 (X)
(X) Not applicable.
1 Unmarried couple households can be family or nonfamily households depending on the relationship of others in the household to the householder. In thistable, it is the sum of opposite-sex partners and same-sex partners from Summary File 1 counts.
2 Summary File 1 counts in this table are consistent with Summary File 1 counts shown in American FactFinder.
Sources: U.S. Census Bureau, Census 2000 Summary File 1 and 2010 Census Summary File 1.
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6 U.S. Census Bureau
tabulated in 1940.8 For each of the
other types of households shown in
Figure 2, the percentage share has
increased since 1990.
Opposite-sex unmarried partner
households increased by 40 percent
8 See the Census Bureau’s Families andLiving Arrangements Web page, HistoricalTable HH-1, .
since 2000, almost four times the
national average. For same-sex
households, the preferred esti-
mates for 2000 and 2010 showed
an 80 percent increase. However,
same-sex partner households made
up less than 1 percent of all house-
holds in both 2000 and 2010.
Household types varied byrace of householder in 2010.
Two-thirds of all households in the
United States were family house-
holds (Table 3). This proportion
varied considerably by race: 64 per-
cent of non-Hispanic White alone
households were family house-
holds, compared with 78 percent
of Hispanic or Latino households.
Figure 2.
Households by Type: 1990, 2000, and 2010
Sources: U.S. Census Bureau, Census 2010 Summary File 1; Census 2000 Summary File 1; 1990 Census of Population, SummaryPopulation and Housing Characteristics, United States (1990 CPH-1-1) .
Husband-wife family household
Female householder, other family
Male householder, other family
Two or more people, nonfamily
One person, nonfamily
201020001990
(Percent distribution. For information on confidentiality protection, nonsampling error, and definitions, see www.census.gov/prod/cen2010/doc/sf1.pdf)
55.248.4
11.6
13.1
3.4
5.0
51.7
6.1
26.7
34.3
12.2
4.2
6.8
35.9
5.2
24.6 25.8
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Households containing husband-
wife families varied as well:
29 percent of all Black or African
American alone households were
husband-wife households, while 60
percent of Asian alone households
were husband-wife families.
Three in 10 Black or AfricanAmerican alone households were
female householder, no spouse
present families, three times as
high as White alone households
(9.9 percent) and Asian alone
households (9.5 percent). The
majority of female family house-
holds with no spouse present
contained own children of the
householder, except for Asian
alone households. Male family
households with no spouse pres-ent represented 5 percent of all
households. Almost one-half of all
of these households contained own
children of the householder.
Households containing unmarried
couples can be family or nonfamily
households, depending on the
presence of relatives of the house-
holder. Nationally, 6.6 percent of all
households were unmarried partner
households. American Indian and
Alaska Native alone householdsreported the largest percentage
of unmarried partner households
(10.9 percent). Asian alone house-
holds had the lowest proportion
of unmarried couple households,
3.6 percent. The majority of all
DEFINITION OF RACE CATEGORIES USED IN THE2010 CENSUS
The U.S. Census Bureau collects race and Hispanic origin infor-
mation following the guidance of the U.S. Office of Management
and Budget’s (OMB) 1997 Revisions to the Standards for the
Classification of Federal Data on Race and Ethnicity . These federal
standards mandate that race and Hispanic origin (ethnicity) areseparate and distinct concepts and that when collecting these
data via self-identification, two different questions must be
used. Individuals who responded to the q