1 population projections session 8 - projections for sub- national and sectoral populations ben...
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POPULATION PROJECTIONSPOPULATION PROJECTIONS
Session 8 - Session 8 - Projections for sub-Projections for sub-national and sectoral populationsnational and sectoral populations
Ben JarabiBen Jarabi
Population Studies & Research InstitutePopulation Studies & Research Institute
University of NairobiUniversity of Nairobi
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The need for sub-national projectionsThe need for sub-national projections
Sub-national structures need projected Sub-national structures need projected population to quantify likely need and to population to quantify likely need and to help plan for serviceshelp plan for services
National governments need projected pop. National governments need projected pop. to allocate resources throughout the to allocate resources throughout the countrycountry
Ministries need projected population to Ministries need projected population to implement and monitor programmesimplement and monitor programmes
The private sector may be interested in the The private sector may be interested in the growth of specific age groups and in the growth of specific age groups and in the growth of households, both of which drive growth of households, both of which drive consumptionconsumption
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Sub-national projectionsSub-national projections
Subnational projections - use either a Subnational projections - use either a
cohort-component procedure or one of a cohort-component procedure or one of a
number of simpler, less data-demanding number of simpler, less data-demanding
methodologies methodologies
Cohort-component projection, which Cohort-component projection, which
requires all of the inputs of national requires all of the inputs of national
projections plus internal migration by age projections plus internal migration by age
and sexand sex
Mathematical or ratio projection, with or Mathematical or ratio projection, with or
without age-sex detailwithout age-sex detail
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Sub-national projectionsSub-national projections
Because of the Because of the data and computational data and computational
requirementsrequirements involved, we typically see, involved, we typically see,
and is generally recommended that the and is generally recommended that the
cohort-component projection be applied at cohort-component projection be applied at
no lower than first subnational no lower than first subnational
administrative leveladministrative level
Ratio projection suffices at lower than first Ratio projection suffices at lower than first
subnational administrative levelssubnational administrative levels
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Sub-national projectionsSub-national projections
Generating sub-national projections that are Generating sub-national projections that are
both both internally consistent and consistent with internally consistent and consistent with
a national projectiona national projection is usually more is usually more
challenging than preparing a national challenging than preparing a national
projectionprojection
Each region presents the same data problems Each region presents the same data problems
as the national projection but, in addition, as the national projection but, in addition,
preserving consistency across regions and preserving consistency across regions and
dealing with data problems that are often dealing with data problems that are often
more severe than those at the national level more severe than those at the national level
adds to the challengeadds to the challenge
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Sub-national projectionsSub-national projections
A national projection can be generated as A national projection can be generated as the sum of a series of sub-national the sum of a series of sub-national projections, or a national projection may be projections, or a national projection may be prepared first, followed by sub-national prepared first, followed by sub-national projections with the region with the largest projections with the region with the largest population serving as residualpopulation serving as residual
For a given country, a hybrid of For a given country, a hybrid of procedures may be used. For example, procedures may be used. For example, projections for major regions can be projections for major regions can be combined into a national projection and combined into a national projection and can serve as separate control totals for can serve as separate control totals for provincial or district projectionsprovincial or district projections
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Sub-national projectionsSub-national projections
Data RequirementsData Requirements Census age-sex structure andCensus age-sex structure and
For cohort-component projection:For cohort-component projection: Fertility and trendFertility and trend Mortality and trendMortality and trend Internal migration and trendInternal migration and trend International migrationInternational migration, ,
oror
For mathematical or ratio projection:For mathematical or ratio projection: Trend in population totalsTrend in population totals
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Sub-national projectionsSub-national projections
Begin with base year age-sex structureBegin with base year age-sex structure
Adjust for coverage if possibleAdjust for coverage if possible
Adjust for consistency of under-10 Adjust for consistency of under-10 population with fertility and mortalitypopulation with fertility and mortality
Smooth at ages 10+ if need beSmooth at ages 10+ if need be
Ensure that regions add to national totals Ensure that regions add to national totals by age and sexby age and sex
Resulting age-sex structure provides initial Resulting age-sex structure provides initial population for forcing base-year population for forcing base-year consistency between fertility and mortalityconsistency between fertility and mortality
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Sub-national projectionsSub-national projections
Cohort-Component Method - SummaryCohort-Component Method - Summary
This method is widely used, relatively easy This method is widely used, relatively easy
to explain, and practicalto explain, and practical
It permits the use of already available data It permits the use of already available data
and existing theoretical knowledge on the and existing theoretical knowledge on the
dynamics of population growth, and it takes dynamics of population growth, and it takes
into account causal factors, at least at the into account causal factors, at least at the
level of basic components and compositional level of basic components and compositional
factorsfactors
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Sub-national projectionsSub-national projections
Cohort-Component Method - SummaryCohort-Component Method - Summary It has the capability to produce consistent & It has the capability to produce consistent &
comparable national & subnational comparable national & subnational projections that are easy to update on a projections that are easy to update on a regular basisregular basis
Much of the work required to use this Much of the work required to use this method lies in the in-depth analysis and method lies in the in-depth analysis and development of assumptions for each of the development of assumptions for each of the components of changecomponents of change
However, it also has its shortcomings and However, it also has its shortcomings and limitations, e.g. it does not explicitly limitations, e.g. it does not explicitly incorporate socioeconomic determinants of incorporate socioeconomic determinants of population changepopulation change
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Sub-national projectionsSub-national projections
Ratio Method - SummaryRatio Method - Summary
This method suffers from several This method suffers from several
shortcomingsshortcomings
They do not account for differences in They do not account for differences in
demographic composition or for differences demographic composition or for differences
in the components of growthin the components of growth
They provide little or no information on the They provide little or no information on the
projected demographic characteristics of the projected demographic characteristics of the
populationpopulation
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Sub-national projectionsSub-national projections
Ratio Method - SummaryRatio Method - Summary This method suffers from several shortcomingsThis method suffers from several shortcomings
Because they have no theoretical content, they Because they have no theoretical content, they cannot be related to theories of population cannot be related to theories of population growth, except perhaps the logistic model, which growth, except perhaps the logistic model, which is consistent with a Malthusian view of is consistent with a Malthusian view of population dynamicspopulation dynamics
Consequently, they have limited usefulness for Consequently, they have limited usefulness for analyzing the determinants of population growth analyzing the determinants of population growth or for simulating the effects of changes in or for simulating the effects of changes in particular variables or assumptionsparticular variables or assumptions
In addition, they can lead to unrealistic or even In addition, they can lead to unrealistic or even absurd results, even over relatively short absurd results, even over relatively short horizonshorizons
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Sectoral projectionsSectoral projections
Projections of households, school enrollment, Projections of households, school enrollment,
poverty, employment, health, and other poverty, employment, health, and other
population-related characteristics are needed population-related characteristics are needed
for many types of planning, budgeting, and for many types of planning, budgeting, and
analysis - analysis - for simplicity, these are referred to for simplicity, these are referred to
as as socioeconomicsocioeconomic projectionsprojections
Because of the demand for socioeconomic Because of the demand for socioeconomic
projections and their close link to projections projections and their close link to projections
of basic demographic characteristics, the of basic demographic characteristics, the
former are often made on the basis of the former are often made on the basis of the
latterlatter
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Sectoral projectionsSectoral projections
Projections of socioeconomic Projections of socioeconomic
characteristics, however, has two characteristics, however, has two
important features that distinguish them important features that distinguish them
from strictly demographic projectionsfrom strictly demographic projections
One, some socioeconomic characteristics are One, some socioeconomic characteristics are
directly affected by policy decisions - e.g. directly affected by policy decisions - e.g.
enrollment is usually dictated by entrance enrollment is usually dictated by entrance
requirementsrequirements
In such instances, knowledge of public policy In such instances, knowledge of public policy
is essential to the production of projections is essential to the production of projections
of socioeconomic characteristicsof socioeconomic characteristics
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Sectoral projectionsSectoral projections
Two, projections of socioeconomic Two, projections of socioeconomic
characteristics involve achieved characteristics involve achieved
characteristics - those that can change over characteristics - those that can change over
one’s lifetime, e.g. marital status, income, one’s lifetime, e.g. marital status, income,
educational attainment, occupationeducational attainment, occupation
As a result, projections of As a result, projections of
socioeconomic characteristics involve a socioeconomic characteristics involve a
variety of assumptions in addition to variety of assumptions in addition to
those for projections of strictly those for projections of strictly
demographic characteristicsdemographic characteristics
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Sectoral projectionsSectoral projections
Two fundamental approaches are Two fundamental approaches are
frequently used to prepare frequently used to prepare
socioeconomic projectionssocioeconomic projections
Participation ratio methodParticipation ratio method
Cohort-progression methodCohort-progression method
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Sectoral projectionsSectoral projections
Participation ratio methodParticipation ratio method
In this approach, socioeconomic In this approach, socioeconomic
characteristics are related to demographic characteristics are related to demographic
characteristics through the use of ratioscharacteristics through the use of ratios
Current and historical data are used to Current and historical data are used to
construct participation ratios – i.e., construct participation ratios – i.e.,
proportions of the population (stratified by proportions of the population (stratified by
age, sex, and perhaps other demographic age, sex, and perhaps other demographic
characteristics) that have the socioeconomic characteristics) that have the socioeconomic
characteristic of interestcharacteristic of interest
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Sectoral projectionsSectoral projections
Participation ratio methodParticipation ratio method
Once such ratios are established, they can Once such ratios are established, they can
be projected in a number of ways, be projected in a number of ways, e.g. e.g.
holding them constant at recent levels, holding them constant at recent levels,
extrapolating recent trends, or tying them to extrapolating recent trends, or tying them to
ratios found in other areasratios found in other areas
The projected ratios are then applied to The projected ratios are then applied to
population projections for the geographic population projections for the geographic
area(s) under consideration to obtain a set area(s) under consideration to obtain a set
of socioeconomic projections of socioeconomic projections
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Sectoral projectionsSectoral projections
Cohort-progression methodCohort-progression method In this approach, projections are developed by In this approach, projections are developed by
“surviving” people with particular socioeconomic “surviving” people with particular socioeconomic characteristicscharacteristics
The numbers with the socioeconomic The numbers with the socioeconomic characteristic or the corresponding participation characteristic or the corresponding participation ratios are projected on a cohort basis using ratios are projected on a cohort basis using information on changes in the numbers or information on changes in the numbers or participation ratios between two previous datesparticipation ratios between two previous dates
The conventional form of this method uses ratios The conventional form of this method uses ratios of the number of persons aged of the number of persons aged aa with a with a particular socioeconomic characteristic in year particular socioeconomic characteristic in year tt to the number of persons aged to the number of persons aged a a - - yy with that with that characteristic in year characteristic in year t t - - yy
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Sectoral projectionsSectoral projections
Cohort-progression methodCohort-progression method It is important to remember that cohort It is important to remember that cohort
progression ratios represent net cohort progression ratios represent net cohort change rather than gross changechange rather than gross change
This distinction is important because This distinction is important because fundamental patterns may be masked fundamental patterns may be masked without knowing the numbers “entering and without knowing the numbers “entering and exiting” a populationexiting” a population
The cohort-progression method in the form The cohort-progression method in the form of participation ratios is used less often than of participation ratios is used less often than the version of the method that employs the version of the method that employs absolute numbers absolute numbers