1 downloaded from crew resource management presented by: jim kirby, asi slc faa fsdo
TRANSCRIPT
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Crew Resource Management:
“The effective use of all available resources needed to complete a safe and efficient flight.”
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Objectives:
Human factors that cause accidents
Critical success factors and elements
Concepts and tools of aircrew coordination training (CRM/ACT)
We will explore:
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Goals of CRM: CRM should provide pilot with: KNOWLEDGE of concepts and
procedures ATTITUDE which recognizes the
importance of good aircrew coordination to safety.
SKILLS to effect implementation of knowledge
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Quick analysis of past mishaps
60
50
40
30
20
10
0
70
60 62 64 66 68 70 72 74 76 78 80 82 84 86 88 90
ACCIDENTS, 1959 - 1990
Year
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Who’s having accidents?
CAUSES OF AIRCRAFT ACCIDENTS
80% 20%Aircrew Error!
WEATHEREQUUIPMENTMAINTENANCEAIRPORT/ATCOTHER
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Who’s having accidents?
PrimaryFactor
Flightcrew
Airplane
Maintenance
Weather
Airport/ATC
Misc (other)
No. ofAccidents
Percent
10 20 30 40 50 60 70
PERCENT OF TOTAL ACCIDENTS WITH KNOWN CAUSES ('59-'90)
493
124
21
34
37
47
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Typical aircrew errors
Loss of situational awareness Violation of FAR Departure from proven procedures Poor judgment or decision making Preoccupation with minor
mechanical problems
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Inadequate leadership--Failing to: Delegate tasks Assign meaningful responsibilities Set priorities Lack of monitoring Failure to use available information Failure to communicate plans,
problems, etc.
Typical aircrew errors
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The Aircrew Coordination (AC) Cycle
PLANNING
L
CHAL
ENGE R
ESPONSE
TheAircrewCycle
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Critical Success Elements
PLANNING
L
CH
AL
EN
GE R
ES
PO
NS
E
MONITOR
TIME?
BRIEF
Policy &Regulation
CommandAuthority
AircrewCommunications
WorkloadPerformance
AvailableResources
SituationalAwareness
DecisionMaking
OperatingStrategy
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Guiding Principle:
“Everyone knows the regulations and procedures and will comply.”
(Fatal assumption?)
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Purposeful Departures from P&R . . .
Mind traps Disregard for “silly”
rules Pressure Unwise commands
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Positive Flight Crew Characteristics
In control of people and events or appear to be
Built-in calculated emotional distance
Mission oriented compartmentalizers
Systematic, methodical and predictable
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Negative Flight Crew Characteristics
Not spontaneous Can and do become complacent
as we get better Do meaningless “rituals” - a trap Need “positive feedback”
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Assertiveness
Excessive professional courtesy Halo effect Copilot syndrome
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Authority/Assertiveness
Crew Incapacitation:
Obvious Subtle
“Two-Challenge Rule”
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Conflict Resolution Techniques: Constructive Patterns
Program time to discuss issues Give expression to feelings Replay other person's feelings Define issues clearly Discover where positions agree Discover points of vulnerability Determine depth of feelings Offer self corrections Recognize spontaneous humor,
caring
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Command Authority
When there is disagreement:
“Conservative Response Rule”
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Barriers. Anything that distorts or interferes with communications:
Noise, static Multiple
communications Fatigue, stress Distractions Incomplete
message Ambiguous
wording
Lack of credibility Lack of rapport Thing in personal
terms Jargon Boring
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Was my message received?
Get feedback ! Deal with behavior, not person Focus on ideas rather than giving
advice Focus on what is said rather than
why Include info that can be used, not
everything you know
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Hidden Agenda:
Withholding information for personal reasons
Insures loss of communications Hard to detect Taints judgment
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Responsibility! Sender
• Be clear & concise
• Consider the environment
• Address receiver’s needs
Receiver• Active listening• Interpreting• Evaluating• Responding
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Workload Performance
HIGH
LOW
UNDERLOAD OPTIMUMWORKLOAD
OVERLOAD
OPTIMUM WORKLOAD
Increase activity PrioritizeDelegateExpand Time
BoredomFatigueFrustrationDissatisfactionSatisfaction
ChangeProgressProblem solvingRationalCreative
Low self esteemIllnessExhaustionProblem solvingIrrationalSLOJ
PERFORMANCE
HIGHLOW
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Classifications of Workload:
CRITICAL: A workload item that requires immediate attention to avert catastrophe.
IMPORTANT: A workload item that requires response as soon as possible, else it will become critical.
ROUTINE: An item encountered in normal flight, but if left unattended could become important.
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Work load too high
Work faster, try to cram more into a shorter time frame.
Overall concept of flight breaks down. Overall view begins to narrow and become shorter
As pace quickens, attention become tunneled--pilot fixates on one item.
Revert to previous habits (good or bad)
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Recognizing High Workload Individual workload tolerance varies Difficulty adhering to normal performance
standards Errors, erratic performance Getting away from good fundamentals of
aircraft control Uncertainty, indecision, discomfort Losing normal scan, tunnel vision, fixation Temporal distortion Hesitant, confused speech
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Protecting against high workload
Intimate KNOWLEDGE of the business
Professional ATTITUDE SKILL to fly without excessive
attention to aircraft
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Dealing with distractions Ignore: Good during critical phases of flight.
Planning can reduce distractions. Delay: If it can wait, then delay it (judgment
comes in here!) Delegate: Let someone else handle the
distraction if it warranted. Handle: Handle important distraction right
away, but do not become fixated at the expense of other important functions.
Sterile cockpit: Reduces or eliminates distractions
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Stress
Can result in:• Distress• Anxiety• Oppression• Affliction
Body signals:• Headaches• Heartburn• Cramps• Fatigue
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ENVIRONMENTAL Cold/heat/light Danger Living conditions PERSONAL INTRAPERSONAL conflict Hereditary traits INTERPERSONAL Personality conflict Mistrust Lack of support Poor communication PRIVATE LIFE
Stressors:
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Stressors Family problems Financial concerns Health care Pressure from friends Time for personal interests ORGANIZATIONAL Role conflict Job ambiguity Underwork/overwork changes Travel People management Organizational structure
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Frequent Causes for a failing aviator
Recently engaged Marital problems Divorce Relationship difficulties Major career decision/change Trouble with superiors or peers
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Managing stress Organize yourself Change your environment Build up your strength Listen to your body Learn to relax Find ways to laugh each day Develop a supportive network
around you
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People, equipment and information that can contribute to a successful flight and the prevention of error
during the flight.
Available Resources:
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External Resources:
Other pilots via Pireps & communications
ATC Tech reps & maintenance
personnel FSS Time (think ahead, space out tasks)
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The combined action of separate resources has greater total effect than the sum of their individual effects when they are assimilated by the flight crew.
Synergy:
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The accurate perception of the factors affecting the aircraft and the crew, including knowing what has happened in the past, what’s going on now, and how these affect what might happen in the future.
Situational Awareness:
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Maintaining good situational awareness:
Critical Success Factors: Knowledge (plus
experience/training) Attitude Personal health Crew coordination Inquiry
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Causes of loss of situational awareness:
Fixation Ambiguity Unresolved disagreement or
discrepancy Complacency Euphoria Gut feeling Distraction
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Minimizing loss of situational awareness
Illness? Medication? Stress? Alcohol? Fatigue? Eating?
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I ILLNESS?
M MEDICATION?
S STRESS?
A ALCOHOL?
F FATIGUE?
E EATING?
The “I’M SAFE” checklist
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Decision Making
A multitude of factors: Knowledge Training Experience Attitudes
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Hazardous Attitudes
Anti-authority Impulsivity Invulnerability Macho Resignation Get There-itis
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Risk Evaluation
AESOP MODEL
Aircraft Environment
Situation
Operations Personnel
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SCOP
A specific technique for effecting good situational awareness, decision making and communications
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Standard Cockpit Operating Procedure (SCOP)
Who flies Who briefs what and when Callouts: who makes them and when Who does miscellaneous procedures Checklist use (style and procedure)
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Briefings: PIC briefs SIC
Filed flight plan Weather conditions Itinerary, delays, stopovers, etc. PIC/SIC, PF/PNF assignments Question SIC about:
• Fuel loaded• Preflight inspection• Load manifest, W&B• Answer questions
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Briefings: Before takeoff briefing
Initial heading & altitude Review critical “V” speeds Advise of malfunctions &
emergency action Backup power settings Standard Callouts Any Questions?
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Briefings: Approach briefing
Name & location of IAP Field elevation Final approach crs. description Name of final approach fix DH/MDA timing Missed approach procedure—at
least first heading and altitude Any questions?
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Checkli
sts
Ensure proper configuration of aircraft
Basis for procedural standardization
A collection of task lists
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Normal Checklist: Verifies aircraft configuration Provides sequential framework Allows for cross-checking Dictates crew duties Enhances the team concept Quality control tool Reduces reliance on memory Helps prevent exceeding aircraft
limitations
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Excuses
!
I don’t use checklists because— They take too much time . . . I know my airplane so well . . . They are too much work . . . I fly a simple airplane . . .
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Checklist philosophy
Methods of Use: Call-do-response
(“cookbook”) Challenge-Verification-
Response (checklist backs up flow patterns)
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Redundancy
Memory Vs. Checklist Inter-crew checking Once isn’t enough!
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Checklist Pitfalls Memory only - no checklist backups Checklist pulled by habit, but not used Checklist left entirely up to the PNF, w/o
checking for action or response from PF (all talk-no action!)
”Shortcutting”-Calling several items at once, failing to verify action for each
Failure to declare completion of checklist
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Performance factors
Perception CRM Interruptions and distractions Maintenance Checklist ambiguity
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Nor
mal
Ch
eckl
ists
Cu
es
Preflight inspection Before Starting Engines Taxi Before Takeoff Lineup After takeoff/climb Cruise Descent In-range Descent Approach Before Landing After landing Shutdown
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Check
list D
esig
n
Subdivide long lists into usable chunks Make a checklist for each phase of flight
• Preflight• Before starting• Taxi• Before takeoff• Climb• Cruise• In range• Descent• Approach• Before landing• After landing• Shutdown
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Order of Items System sequence Motor/eye coordination Vs. checklist
order Flow patterns Association: location & sequence
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Sequence of Very Critical Items
Locate at beginning of checklist—get attention before distractions . . .
Duplicate critical “killer” items for emphasis (use sparingly . . .)
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Des
ign
/Use
Gu
idel
ines
Respond with item status Touch the items Subdivide long checklists Sequence checklists to match
flow patterns Sequence checklists with other
internal/external events Critical items up front w/repetition Call checklists completed Build in backups Awareness & training
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“There is nothing more worthless than sky above you, airspeed lost, runway behind you, fuel in the truck and checklists disregarded!”
Checklist discipline:
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Standard Callouts An integral part of the SCOP Help establish effective
communications Assist in situational awareness A habit that increases the good
effects of redundancy