wcdma 20utran 20signaling 20procedure 20100208 b v1 2e0
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Internal
WCDMA UTRAN Signaling
Procedure
Wireless Case and Training Department
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After this course, you will be able to:
Understand the definitions about UTRAN
network elements
Understand UTRAN signaling procedure
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Chapter 1 Basic Concepts about UTRAN
Chapter 2 UTRAN Signaling Procedure
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RNL Control Plane Application Protocol
Node B
RNC
CN
UE
RANAP
NBAP
RNSAPRRC
NBAPNode B Application Part
RANAPRadio Access Network Application Part
RNSAPRadio Network Subsystem Application Part
RRC Radio Resource Control
RNC
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RAB, RB and RL
UTRAN, RABRBRL
RABQos
RB
RLNodeB
RNC CNUE
UTRAN
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UE Working Modes and States
Idle Mode
Connected Mode
CELL_DCH
CELL_FACH
CELL_PCH
URA_PCH
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Idle Mode
The UE has no relation to UTRAN, only to CN. For data transfer, asignaling connection has to be established.
UE camps on a cell
It enables the UE to receive system information from the PLMN
UE can monitor PICH of a cell for paging
The idle mode tasks can be divided into three processes:
PLMN selection and reselection
Cell selection and reselection
Location registration
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Connected Mode
When UE is in connected mode
The UE position can be known on different levels:
Cell level (CELL_DCH/CELL_FACH/CELL_PCH)
UTRAN Registration Area (URA) level (URA_PCH)
The UE can use different types of channels in connected mode
Dedicated transport channels (CELL_DCH)
Common transport channels (CELL_FACH)
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Connected Mode
Cell-DCH
In active state
Communicating via its dedicated channels
UTRAN knows which cell UE stays in
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Connected Mode
Cell-PCH
No data to be transmitted or received
Monitor PICH, to receive its paging
UTRAN knows which cell the UE stays in
UTRAN has to update cell information of UE when UE
roams to another cell
Lower the power consumption of UE
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Connected Mode
URA-PCH
No data to be transmitted or received
Monitor PICH, to receive its paging
UTRAN only knows which URA (which consists of multiple cells) that
UE stays
UTRAN updates UE information only after UE has roamed to other
URA
A better way to reduce the resource occupancy and signaling
transmission
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UE Working Modes and States
CELL_DCH CELL_FACH
CELL_PCHURA_PCH
IDLE
DEAD - Scan networks (PLMN)- Camp on a cell
- Monitor paging channel- Cell re-selection
- Dedicated channel-Common service,such as voice
-Reduce activity, DTX,and save powerRRC Conn ect ion
- Common channel-PS service with few
data to transmit
-Reduce activity further-Avoid unnecessarysignaling
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SRNC / DRNC
SRNC and DRNC are concepts for a connected UE.
The SRNC handles the connection to one UE, and may borrow radio resources of a
certain cell from the DRNC.
Drift RNCs support the Serving RNC by providing radio resources
A UE in connection state has at least one and only one SRNC, but can has 0 or multiple
DRNCs
CN
SRNC DRNC
Iu Iur
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CRNC
The CRNC owns the radio resources of a cell
Dynamical control of power for dedicated channels, within limits admitted byCRNC, is done by the SRNC.
Scheduling of data for dedicated channels is done by the SRNC, while for
common channels it is done by the CRNC
Iub
Node B
Cell Cell Cell
Node B
...
Iu
CRNC
CN
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Chapter 1 Basic Concepts about UTRAN
Chapter 2 UTRAN Signaling Procedure
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Chapter 2 UTRAN Signaling Procedure
Section1 Call Overall Procedures
Section2 Cell Setup
Section3 System information broadcasting
Section3 UE Registration
Section4 Paging
Section5 Call Process
Section6 Handover
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Call Overall Procedures
Network side Start
1Initialize equipment2Process system
broadcast
Step 1
Handset Power on
1cell reselection2Location registration
3Waiting for call
Step 2
Paging UE
Step 3
RRC connection
Establish
Step 4
NAS signaling
connection establish
Step 5
RAB set up
1synchronous set up2asynchronous set up
Step 6
RAB/RB
modification
Step 6
Transport channel
reconfiguration
Step 6
Physical channel
reconfiguration
Step 6
Soft/hard
handover
Step 6
URA update
Step 6
Cell update
Step 6
Handover with GSM
Step 7
RRC connection
release
Step 8
Waiting for call again
1cell selection2wait for call
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Chapter 2 UTRAN Signaling Procedure
Section1 Call Overall Procedures
Section2 Cell Setup
Section3 System information broadcasting
Section4 UE Registration
Section5 Paging
Section6 Call Process
Section7 Handover
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Cell Setup Flow
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Cell Setup Signaling Analysis
Cell setup
The following parameters will be take to NODEB
After receiving the AUDIT RESPONSE
message from the NodeB RNC sends
a CELL SETUP REQUEST message to
the NodeBWhether the conditions of
cell setup are fulfilled depends on the
following local cell information
reported by the NodeB:
Downlink power range
Minimum spreading factor
HSDPA cell capability of the NodeB
High Speed Downlink Shared
Channel (HS-DSCH) resource
information, which is used to set up
an HSDPA cell
Common transport channel and
physical channel information
CCP and NCP information
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Cell Setup Signaling Analysis
Common transport channel setup (1) The common transport channel setup
procedure is performed to establish thenecessary resources in the NodeB,
regarding the following channels:,
PRACH, AICH, and RACH
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Cell Setup Signaling Analysis
Common transport channel setup (2) The common transport channel setup
procedure is performed to establish the
necessary resources in the NodeB,regarding the following channels: S-
CCPCH, PICH, FACH, PCH.
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Cell Setup Signaling Analysis
System information update
The system information update
procedure is performed for the NodeB
to schedule and update the system
information segments, which are
broadcast on the Broadcast Channel
(BCH), according to the parameters inthe SYSTEM INFORMATION UPDATE
REQUEST message.
If the system information is updated,
the NodeB sends a SYSTEM
INFORMATION UPDATE RESPONSE
message.
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Cell Setup Signaling Analysis
Physical shared channel reconfiguration
The physical shared channel
reconfiguration procedure is performed for
the NodeB to reconfigure the physical
channels according to the PHYSICAL
SHARED CHANNEL RECONFIGURATION
REQUEST message sent from the CRNC.
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Chapter 2 UTRAN Signaling Procedure
Section1 Call Overall Procedures
Section2 Cell Setup
Section3 System information broadcasting
Section4 UE Registration
Section5 Paging
Section6 Call Process
Section7 Handover
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.
3.BCCH:System Information
1.System Information Update Request
UE Node B RNC CN
NBAPNBAP
RRCRRC
.
4.BCCH:System InformationRRCRRC
5.BCCH:System Information RRCRRC
.
2.System Information Update Response
NBAPNBAP
System Information Broadcasting Flow
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Introduction of System Information
MIB:
PLMN tag
Scheduling information for SB (Scheduling Block)
Scheduling information for SIB (System Information Block)
SB1: scheduling information for SIB
SB2: scheduling information for SIB (extended)
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Introduction of System Information
SIB1: System information for NAS and the timer/counter for UE
SIB2: URA information
SIB3: Parameters for cell selection and cell re-selection
SIB4: Parameters for cell selection and cell re-selection while UE is in connected
mode
SIB5: Parameters for the common physical channels of the cell
SIB6: Parameters for the common physical channels of the cell while UE is in
connected mode
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Introduction of System Information
SIB7: uplink interference level and the refreshing timer
SIB8: the CPCH static information
SIB9: the CPCH dynamic information
SIB10: information to be used by UEs having their DCH controlled by a DRAC
procedure
SIB11: measurement controlling information
SIB12: measurement controlling information in connected mode
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Introduction of System Information
SIB13: ANSI-41 system information
SIB14: the information in TDD mode
SIB15: the position service information
SIB16: the needed pre-configuration information for handover from other RAT to
UTRAN
SIB17: the configuration information for TDD
SIB18: the PLMN identities of the neighboring cells to be used in shared networks
to help with the cell reselection process
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System Information Analysis (1)
MIBconsist of PLMNID and SB (scheduleblock)/SIB (system info block)
MIB ValueTag:
PLMN Identity : PLMN ID
SEG_COUNT
SIB_REP
SIB_POS
SIB_OFF
The MIB Scheduling information is fixed
SIB-POS = 0SIB-COUNT = 1SIB-REP =
8
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System Information Analysis (2)
Scheduling information
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System Information Analysis (3)
System info type 1
The NAS system information
CS domain DRX: K=6, then DRX
period is 2^k= 2^6= 64TTI=640 ms
PS domain DRX: K=6, then DRX
period is 2^k=2^6=64TTI =640 ms
Timers and counter for UEin
connection mode and timers for
UE in idle mode
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System Information Analysis (4)
System info type 2
URA information
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System Information Analysis (5)
System info type 3include cell selectand reselect parameters
CellIdentity
CellSelectReselectInfo information
CellAccessRestriction infromation
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System Information Block Type 7 and 11
System info type 7
Including the UL interference level which is used for open loop power
control
Including the Expiration Time Factor which is used for refreshing the
SIB7 periodically
System info type 11
The neighbor cell information for cell re-selection in IDLE mode
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Chapter 2 UTRAN Signaling Procedure
Section1 Call Overall Procedures
Section2 Cell Setup
Section3 System information broadcasting
Section4 UE Registration Flow
Section5 Paging
Section6 Call Process
Section7 Handover
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The Overall Of UE Registration Flow
UE Registration Flow
Step 1
UE Power on
1.Camp on cell
2.Read System information
Step 2
RRC connection setup
Step 3
NAS signaling setup
Step 4
IU interface transport setup
Step
UE become to Idle
Step5
RRC connection release
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When the SRNC receives an RRC CONNECTION REQUEST message from the UE, the Radio
Resource Management (RRM) module of the RNC determines whether to accept or reject the
RRC connection request, based on a specific algorithm. If accepting the request, the RRM module
further determines whether to set up the RRC connection on a Dedicated Channel (DCH) or on a
Common Channel (CCH), based on a specific RRM algorithm. Typically, an RRC connection is set
up on the DCH.
UE
SRNC
RRC: RRC CONNECTION REQUEST
RRC: RRC CONNECTION SETUP
RRC: RRC CONNECTION SETUP
COMPLETE
NodeB
RL SETUP REQUEST
RL SETUP RESPONSE
ALCAP Establish
RRC CONNECTION SETUP (DCH)
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RRC CONNECTION SETUP
This message take the RNTI
Identity to the UE
This message also take the
RRC State indicator of the
UE (CELL FACH)
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RRC CONNECTION SETUP COMPLETE
UE report the Capability
information to RNC which
consists of security capability
physical layer and L2 capability
and so on;
ue RadioAccessCapability
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UE SRNC CN
RRC INITIAL DIRECT TRANSFER
RANAP: INITIAL UE MESSAGE
RRC DT
RANAP DT
RANAP DT
RRC DT
The DT message between the UE and CNsuch s encryptionnd identity confirmconnection setuploc tion upd te etc
NAS Signaling Connection Setup
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INITIAL UE MESSAGE
CNdomain
information
MM messagehere
are location
updating request
UE imsi number
PLMN IDand
RNC ID report
to CN;
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DIRECT TRANSFER
The message contains the
Non Access Stratum (NAS)
information to be sent to the
CN by the UE
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After UE registrationll of the resource will be rele seinclude RLresourceIubinterf ce tr nsport be rer
resource
RRC Release Flow
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IU RELEASE COMMAND
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Chapter 2 UTRAN Signaling Procedure
Section1 Call Overall Procedure
Section2 Cell Setup
Section3 System information broadcasting
Section4 UE Registration
Section5 Paging
Section6 Call Process
Section7 Handover
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Paging Initiation
CN initiated paging Establish a signaling connection
UTRAN initiated paging
Trigger the cell update procedure
Trigger reading of updated system information
Paging type
If UE is in CELL_FACH or CELL_DCH mode
UTRAN initiated paging type is paging typ2;
If UE is in CELL_PCH,URA_PCH or idle mode,
UTRAN initiated paging type is paging typ1;
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The Flow of CN Initiated Paging
PS Paging Without RRC Connection for CS
SGSNUE NodeB1 RNC 1
RANAP
NodeB2 RNC 2
RANAP
MSC /VLR
RANAP
RANAPPaging
Paging
RRC
RRCPaging Type 1RRC
Paging Type 1
UE RNC 1
RANAP
MSC / VLR
RANAPPaging
SGSN
PS Paging With RRC Connection for CS
RRC Connection Establish
NodeB1
RRCPaging Type 2RRC
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CN Initiated PagingMessage Analysis
Paging UE IMSI
paging Cause
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Paging Type2 Message Analysis
UE in CELL_DCHor
CELL_FACHThe
paging information
bearer on DCCH
DCCHfor paging
Paging Causeand
information of the cn
domain
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UTRAN Paging
PCCHfor paging
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Chapter 2 UTRAN Signaling Procedure
Section1 Call Overall Procedures
Section2 Cell Setup
Section3 System information broadcasting
Section4 UE Registration Flow
Section5 Paging
Section6 Call Process
Section7 Handover
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Call Process Flow Analysis
Call ProcessFlow Analysis as following annex
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Chapter 2 UTRAN Signaling Procedure
Section1 Call Overall Procedures
Section2 Cell Setup
Section3 System information broadcasting
Section4 UE Registration Flow
Section5 Paging
Section6 Call Process
Section4 UE Registration Flow
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Concepts about Soft Handover
Soft handover: the signals from different NodeBs are mergedin RNC
Softer handover: the signals from different cells, but from the
same NodeB are merged in NodeB
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Soft Handover Flow (Intra-RNC)
Before Handover After Handover
SRNC
NodeBNodeB
SRNC
NodeBNodeB
SRNC
NodeBNodeB
During Handover
CNCN CN
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Soft Handover Flow
RNC (SRNC)
AirBridge
AirBridge
AirBridge
Core Network
Node B
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Soft Handover Flow
RNC (SRNC)
AirBridge
AirBridge
AirBridge
Merged in NodeB
Core Network
Node B
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Soft Handover Flow
Merged in RNC
RNC (SRNC)
AirBridge
AirBridge
AirBridge
Core Network
Node B
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Soft Handover Flow (SRNC-DRNC)
Merged in SRNC
Node B
AirBridge
AirBridge
AirBridge
Serving RNC
Drift RNC
Core Network
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Soft Handover Flow (SRNC Relocation)
Node B
AirBridge
AirBridge
AirBridge
Serving RNC
RNC
Core Network
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Typical Soft Handover Flow (L3 Signaling)
Soft handover is triggered by 1A/1B/1C or 1D event
Measurement Report (1A/1B/1C or 1D)
Measurement Control
RRC Connection Setup Procedure
RNCUE
Active Set Update
Active Set Update Complete
Measurement Control
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Soft Handover Flow (Del Branch from AS)
Measurement Report
RNCUE
Active Set Update
Active Set Update Complete
NodeB (old)
RL Deletion Req.
Decision to
delete a RL
RL Deletion Rsp.
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Hard Handover
Before Handover After Handover
Radio Link can not exist simultaneously
SRNC
NodeBNodeB
SRNC
NodeBNodeB
CNCN
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Intra-Frequency Hard Handover
Intra-Frequency hard handover is triggered by 1D event
Measurement Control (Intra-freq)
RRC Connection Setup Procedure
RNCUE
Measurement Control (Intra-Freq)
Physical Channel Reconfiguration
Physical Channel Reconfiguration Complete
Decision to
setup new RL
Measurement Report (1D)
I t f H d
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HUAWEI TECHNOLOGIES CO., LTD. All rights reserved
Inter-frequency Handover
Measurement Report(2D)
Measurement Control (Intra-freq)
RRC Connection Setup Procedure
RNCUE
Measurement Control (Inter-Freq)
Decision to enter
compress mode
Physical Channel Reconfiguration
Physical Channel Reconfiguration Complete
Measurement Report
Decision to
setup new RL
Measurement Control (2D & 2F)
Physical Channel Reconfiguration
Physical Channel Reconfiguration Complete
Measurement Control (Intra-freq)
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HUAWEI TECHNOLOGIES CO., LTD. All rights reserved
Inter-RAT Handover Flow (UMTS->GSM)
Measurement Report(2D)
Measurement Control (Intra-freq)
RRC Connection Setup Procedure
RNCUE
Measurement Control (Inter-RAT)
Decision to enter
compress mode
Physical Channel Reconfiguration
Physical Channel Reconfiguration Complete
Measurement Report (GSM)Decision to
handover to GSM
Measurement Control (2D & 2F)
Relocation Required
3G MSC3G MSC
Prepare Handover
BSC
Handover Request
Handover Request ACKPrepare Handover
ResponseRelocation Command
Inter-System Handover Command
Handover Complete
Handover CompltetSend END
Signal RequestIu Release Command
Iu Release Complete
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HUAWEI TECHNOLOGIES CO., LTD. All rights reserved
Inter-RAT Handover Flow (GSM->UMTS)
UE NodeB RNC 3G MSC 2G MSC BSS
RL setup requeset
RL setup response
RL Restore Indicaton
Handover Complete
UTRAN Capacity Info
UE Capacity Info Enquiry
Relocation Requeset
Prepare Handover
Handover Request
Handover Command
Send End Signal
Request
Inter-System to UTRAN Handover Command
Clear command
Clear complete
UTRAN Capacity Info Confirm
UE Capacity Info Confirm
Relocation Requeset
ACKPrepare Handover RSP
Relocation Complete
Send end signal
responseUE Capacity Info
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