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Information for Customers and Suppliers (valid from

Transfrontier Movement of W

for Recycling/Recovery

The notification for the transfrontier movement of wastes is based on Council Regulation (E

June 2006 on the supervision and control of shipments of wastes within, into and out of the

implementing the Basel Convention into European law. This law is binding for all EU mem

> Materials with non-hazardous characteristics subject to EC Regulati

It is very important to keep in mind Annex III of the aforementioned Regulation in conjunct

Basel Convention. This means that these materials are allowed to be transported transboun

notification and consent if they are not contaminated with other (hazardous) materials to a

necessitate shipment under the requirements for hazardous materials.

A contract between the person who arranges the shipment and the consignee for recovery

regarding article 18 of EC regulation 1013/2006 („green listed waste“).

Wastes with non-hazardous characteristics recycled by H.C. Starck:

Technology Metals | Advanced Ceramics

> Basel Convention code: B1010

Metal and metal-bearing wastes:

T t

> Basel Convention code

Spent catalysts, excludin

t i i t th



In addition to Basel Convention Code the scrap producers or owners have to allocate an EC

The transboundary movement of such materials is permitted subject to the requirements o

1013/2006. These materials do not require notification procedures, but suppliers must act a

1. In order to assist the tracking of shipments of waste for recovery listed in Annex III of EC

conjunction with Annex IX of the Basel Convention, the waste must be accompanied by

Annex VII of the aforementioned Regulation during the complete shipment, which must

2. The information specified in Paragraph 1 shall be treated confidentially in accordance w

regulations.

Please note that the scrap producers or owners are responsible for the

classification of their material.

Consequently, H.C. Starck, as the converter of your materials, can only assist with the follow

We recommend that you do not change existing permits. If you wish to ship one of the afor

non-hazardous, please check carefully for any possible contaminants that could make your

hazardous. If in doubt, retain the hazardous material status with all already known legal con

Examples:

If you own a grinding sludge containing W or WC/Co and you consider it to be a non-hazar

EC list of wastes code Description

12 01 03 non-ferrous metal lings and tunings

12 01 04 non-ferrous metal dust and particles

12 01 15 machining sludges other than those mentioned in 12 01 14

16 01 18 non-ferrous material

16 02 16 components removed from discarded equipment other than

mentioned in 16 02 15

16 03 04 inorganic wastes other than those mentioned in 16 03 03

16 08 03 spent catalysts containing transition metals or transition meta

compounds not otherwise specied



In the case of WC/Co or W/Cu compounds, ensure that the major component is tungsten.

Prerequisite: Aforementioned materials are not contaminated with other (hazardous

would necessitate shipment under the requirements for hazardous materials.

> Materials with hazardous characteristics subject to EC Regulation N

If such materials are contaminated with other (hazardous) materials to a degree which mak

considered as hazardous, then a procedure of prior written notification and consent by the

is necessary.

Notification is defined as the application for giving approval to a transfrontier movement o

the provisions of the EC Regulation.

A contract for notification according to article 4 of EC regulation 1013/2006 is necessary.

Goslar, June 2012

Please print this attachments on your demand:

Pages 07 – 10 ◄ Notification document for transboundary movements / shipments o

Pages 11 – 14 ◄ Movement document for transboundary movements / shipments o

Pages 15 – 18 ◄ Contract for notification according to article 4 of EC regulation 1013

Pages 19 – 21 ◄ Information and documentation related to notification

www.ngsmbh.de/notifizierung/noti_en.html



INFORMATION ACCOMPANYING SHIPMENTS OF WAS

AS REFERRED TO IN ARTICLE 3(2) AND (4)

CONSIGNMENT INFORMATION (1)

1. Person who arranges the shipment:

Name:Adress:

Contact person:

Tel.: Fax:

E-Mail:

2. Importeur / Consignee:

Name:Adress:

Contact person:

Tel.:

E-Mail:

3. Actual quantity: Tonnes (Mg):

m³:4. Actual date of shipment

5.(a) First Carrier (2)

Name:

Adress:

Contact person:

Tel.:

Fax:

E-Mail:

Means of transport:

Date of transfer:

Signature:

5.(b): Second Carrier

Name:

Adress:

Contact person:

Tel.:

Fax:

E-Mail:

Means of transport:

Date of transfer:

Signature:

5.(c):

Name

Adres

Conta

Tel.:

Fax:

E-Ma

Mean

Date

Signa

8. Recovery operation (or case of waste referred to i

R-code / D-code :

6. Waste generator (3)

Original producer(s), new producer(s) or collector:

Name:

Adress:

Contact person:

Tel.: Fax:

E-Mail:

9. Usual description of the

7. Recovery facili ty Laboratory

Name:

Adress:

Contact person:

Tel.: Fax:

E-Mail:

10. Waste identification (fi

i) Basel Annex IX :

ii) OECD (if different from (

iii) Annex IIIA (4):

iv) Annex IIIB (5):

v) EU list of wastes:

vi) National code:

11. Countries / State(s) concerned:Export / Dispatch Transit

12. Declaration of the person who arranges the shipment: I certify that the above informatioknowledge. I also certify that legally-binding written contractual obligations have been entered in case of waste referred to in Article 3(4)):

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