walker k stapleton financial disclosure report for 2009

8/3/2019 Walker K Stapleton Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPORT in Go vernment .4 ct of t 97 8FOR CALENDAR YEAR 2009 (s u.s,c a p p . . ~ ~ lOl-lll)1. Person Rcporling (last naanc, first, m iddle initial) 2. Court or Organizalioa 3, Date of Repo~Stapleton, Wal~cr K. U.S. Court of Appeals for the Third Circuit 05/15/2010

4. Title (Article Illjudgcs indicate active or senior status; 5a. Repo~ T~pe (check appropriate ~ypc) 6. RepoSing Periodmagistrate judges indicate full- or pa~-timc~ ~ Nominalion. Dale 01/0112009Senior Sta,us ~ l~it,al ~ a ..... ~ ~ final to5b. ~ Amended

7. Chambrr~ or Off ice Addres~ 8. On lhe basis of the i~formation conlain~ In Ibis Repo~ andmadification~ ~rlMning therelo, i l ig. in my o pinion, inFederal Building ~ilh applicable la~ and regulalions.844 King Street - Lockbox 33Wilmington. DE 19801 R~vi~ing O[fieer ............. Date___

I M P O R T A N T N O T E S : Tl, e instructions accompu~oing this fornt must be foHowe~ Compbte all parts,checking the NONE box for each part where you ha~,e no reportable information. Sign on last page.

~ N ONE (No r~Tortablepositions.)POSITION N A M E O F O R G A N ! Z A T IO N /E N T I T Y

1. Chaim~an - Board of Directors Buck & Doe Trust, Inc. (non-profit:conservation cort~rafion) -- I have nobeneficial iutercst in the assets of this charitable corporation.

.

lI. AGIKILILi.VIE.tNI~. (Rep,rting individuahmtr; xee pp. 14-1O ,,]filing i ......... ion,.) U~ N O N E (No reportable agreements.)~ PARTIES AN D TERMS

I.

2.


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FIN A N C IA L D IS C I ,O S U R E R EPO R T N . .. .Page 2 of 16 Slapleton, Waller K. 05/15/2010

1 1 I . N O N - I N V E S T M E N T I N C O M E . r R , p o r , i ,g i ,~ i , , Z d , o l o,a ~r ..... : x e e p p . Z 7 - 2 4 o]Jilb,g inxtru,tionx.!A. Filers Non-Investment Income

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE IN(~OME(yours . no~ spouses)

1.

3.

4.

B . Spollses Noll-] nvest men t | nc61~le - If you were married during any portlo,~ of the reporting )ear, complete thi~ section.

~ N O N E (No reportable non-investment income.)DATE SOURCE AND T Y P E

I. 2009 Chester County Country Properties [real estate brokerage firm)

2.

3.

4.

IV. REIM BU RSEMENTS(h~lud, .s th,,~c

NONE (No reportable reimbursements.)~ DATES LOCATION PURPOSE ITEMS PAID O~ PROVIDED

1.2.3.4.

5.


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FINANCIAL DISCLOSURE REPORT ~ .... fl~rson Reporting Dale of ReporlPage 3 of 16 S t a p l e t o n , W a l te r K . 0 5 / 1 5 . / 2 1 ) 1 ( I

[~ N O N E ~ o reportable gifts.)~ DESCRIPTION VALUE

2.3.4.5.

~ N O N E (No reportable liabilities.)CREDITOR DE~CRIPT!ON VALUE CODE

2.3.4.5.


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IN~m~f Person RcporlingF IN A N C I AL D I S C L O S U R E R EP O R TPage 4 of 16 S t a p l e t on , W a l ic r K . 0 5 / 1 5 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i .. . .. . .. . ~ . ~ . , . . .. . .. ,i o .~ (Includes tl ...... ~sp ....... ddependentchildren;.~epp. 34~Oo/filing instructions.)

NONE (~ reportable incoow, assets, or true,suctions.)D e s c r i p t i o n ~ ) l A s s c l s [ I n c o m e d u r i n g ~ G r o s s v a l u e a t e n d T m n s a c t r o n s d u r i n g r e p o s in g p e r i o d~ i n c l u d i n g I r u s l a s s ~ l s } I rc~ging period ~ o f r e p o r t i n g p e r i o d

P l a c e " I X ) " a i d e r e a c h a s s e t i A m u n t ~ Ty~le.., V a l u e ] V a l u e T y p e ~ c . g . . ~ Date ~ Value Ga in l d c m i ~ y o fc x c m p I f r o m p d o ~ d i s c l o b u r c ~ C~e I ~ d i v . , ~ e n t , C~e 2 Mcth~ b a y , s e l l , m m d d . v y ~ C o d e 2 ~ C o d e I b u y e r : s e l l e r: (A-II) [ o ~ i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) " i (J-P) [ ~ A - I I ) ( i t p r i v a t e~ [

I. Baxter Intl Com. A Dividend K2. Conoco Phillips Cem. A Dividend K T

3. J&J Com. A Dividend K T4. Marathon Oil Corp. Com. A Dividend K T

~ 5 . Merck Com. A Dividend K TPepsico Com . A Divide~d K TKimbedy Clark C o m . A Dividend K T

S. Southern Co. Com. B Dividend K T9 . Exxoa Mobil A Dit, idcnd K T1 0. General Electric A Dividend K T1 1. 3M Co~. A Dividend K T1 2 . SE~ Tax Exem pt Trust Account A Dividend J TI3 . ANicd Cap. Com. None J T1 4 . Chubb Com. A Dividend K T Sold t 1 3 . : 1 ) 4 : 0 9 J B1 5 . Cisco Sys. Com. None K

1 6 . EMC Co~. Com. None Sold 03/04/09 K1 7 . Emerson Elec. Com. ~ A Dividend K TI


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F I N A N C I AL D I S C L O S U RE R E P O R T ,~ .... ~ ..... ~pn.~Page 5 of 1 6 S t a p U . , ,, . w ~ . ~ K .

Vll. INV ESTMENTS and TRUSTS --i ........... ~.~ . , . . . . . .. . ,i,,,, (Include, th ..... .. .,p ...... d dependent ch~dren; seepl,. 34-60 olfiling i ... .... . ions.)NONE (No reportable income, assets, or transactions.)A . B. C. ~ D.D e s c r i p l i o n o f A s s e l s I n c o m e d u r i n g G r o s s v a l u e a ~ c a d ~ T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i o d

(including l~st asscls) rc~ing ~riod of reporting period(~ : (2) ( ~ (2~ " (1 ) ~2) ~3) [4~ (5 ~[ l a c e " ( X ) " a / ~ c r e a c h a s s e t A m o u n t ~ T ~ (e.~.. Value V a l u ~ T y p e { e . g . , Date ~ Value [ Gain [ d c a f i ~ y o f

e x e m p t f r o m p r i o r d ~ s e l o s u r e ~ C~e t d i v . . r e n t , ~ C o d e 2 Mc~od b u y . s e l l, m m / d & y y ~ C t ~ e 2 [ C o d e I b u y e r e l l e r~ ( A - t !) ;, o r i r a . ) ~ I J - P ) C ( ~ e 3 r e d e m p t i o n ) O-P) ~ (A-tD ( i f p r i v a t e ~ ( Q - W ~ ~ ~ r a a s a c t i o n l

1 8 , Teleflcx Com. A Dividend K T . g o l d{ p a r t )1 9 . Perk[omen Valley Pc. SD A I n t e r e s t Redeemed ~ 0 5 i 0 1 / 0 9 L

2 0 . A c o r n 1 1 L P A Dividend L T2 1 . PA St. Bd. A I n t e r e s t K T

~2 . West View PA B d. B I n t e r e s t k T2 3 . Clarco Inc. A DKidend K T

24 . Wrigley Co. Com. A Dividend K T

2 5 . Fleetwo od PA Bd. 6/I/16 B I n t e r e s t K T B uy 0 1 / 1 2 . . 0 9 K

2 6 . J.M.Schmucker Co. A Dividend K T B uy 03/09/09 J

2 7 . Vanguard Emg. Mkt. ETF A Dividend K T B uy 0 3 . . 0 9 / 0 9 K

2 8 . Vanguard FTSE All Worhl ex. U S . A Di,.idend K T B uy 0 3 / 0 9 , 0 9 K

2 9 . IShares MSCI Pac. ex. Japan A Di,idend K T B uy 0 3 , 0 9 , 0 9 K3 0 . t le ,. ,, le tt P ac k ar d A Dividend K -I" B uy 0 3 . : 0 9 , 0 9 K3 1 . A T & ! " B Dividend K T B uy 0 3 , 0 9 , " 0 9 J3 2 . tlummelstown PA B d. 11/15/24 B I n t e r e s t K T B uy 06/15i09 K3 3 . West Chester Area Sch. B I n t e r e s t L T3 4 . Bucks Co. Water & Sewer A Interest Redeemed 0 6 : 0 1 , " 0 9 L

(See Columns CI and D3) g - $ 2 5 ( U ~ ) 1 - ~ 5 l ~ ) . l ) ,~ O -$51~],(~)1 - ~I,~)~L~) Pl =$1.~)~).001 - $5 r(~ ,~ P2 ~$5.0~J~1 - g25.~)3~


6/16

[ Nf Person Rrpo~,ing ....

[ DateofReport[

FINANCIAL DISCLOSURE REPORT[ Staplcton, Walter K.age 6 of 1 6 0 5 / 1 5 / 2 0 1 0

VII. INVESTMEN TS and TRUSTS - i ..... ,: vatuc, t ..... ..ions (Includ ex tt ...... ~.~p .......d depend ent children; see pp, 34-60 *~filing in.~truca,,n.~)N O N E 6 V o reportable income, assets, or transactions.)

Description of AsscLs ] Income during Grow value zt end Sra~snctions dur ing rc~oi~g ~f i~0noiSing t~st assct~) j r~or ting ~r iod of rcponing pcriod

P l a c e " { X ) " a l l c r e a c h a s s e t ~Amount ~ T~ (c.g, V a l u e V a l u e T y p e ( e . g . . ~ Dale ~ Value Gain I d c n t f l y o fc x c ~ p l f r o m p 6 o r d i s c l o s u r e ] C o d e I d i v . . r e n l , Code 2 Method b u y . ~ I I , ] m ~ / d 4 / y v i C o d e 2 C o d e I b u y e r / s e l l e r

[ { A - 1 } ~ o r i r a . ) ( J - P ) ~ C t x l c 3 r c d c m p t i u n ) ] ( J - P . ~A-H) ( i f p 6 v ~ t c~ ; [ (Q-WI .~ l~ .... ~ransaction)

35. Spring Ford Area Sch. A Intcres~ K T

36 . Warxvick PA Sch . C Intcrest M T

37 . IShares IlK China A Dividend J T38 . IShares Malaysia A Dividend J T

39 . ISharcs Singaporc N o n e Sold 0_:~.4:09 J

40 . IShares Russell 1000 Gr. A Dividend J T

41 . IShares S&P Enrope N o n c Sold 02:24:09 J A

42 . ISharcs S&P Europe A Dividend J T B uy 11:10/09 K

43 . IShares Dow Jones Select A Dividend J T

44 . StreetTracks Index (Wilshire International) A Dividend J T

45 . Duke I!ncrgy A Dividend K T

46 . Nuvecn Fd. B Dividend K T

[47. [htckcye Par tners D Intcresl M T48 . Johnson &Johnson Com. B Di,, idcnd L T49 . Merck & Co. Corn B Dividei~d K T

50. Real Estate Chester Co. PA (App.Date N o n e N Q51 . Star Bancorp A Di ,idend L T


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FINANCIAL DISCLOSURE REPORT r~ ....P ..... Reporting [ Date of ReportPage 7 of 16 Staplelon, Walter K.1

05/I 5/2010

VII. I N V E S T M E N T S a n d T R U S T S -- i .......... 1 .......... i o . .~ a . c t .d ~ s , ~ , , ~ , , w . . . .. . . a a . w . ~ . . , ~ u a ~ . : , .~ p ~ . ~ 4 - ~ o o ~ t ~ . ~ ~ . . . .. .. ,,~o,,.,.~N O N E (No reportable income, assets, or transactions.)

A.Description cf Assct~ [ Income duung Gross value at cad Transactions during re~ing period[including Irust assels) rcpoaing Fer i~ of rcp~rfi~g ~riad

Place "(X)" after each asset Amom:l Ty~ (c g, V alue V alue Tyl~ (e.g., : Date [ Val~c Gain Idtmlit~ o fexempt from prior disclosure ; Code I ~ div.,rent. Code 2 Method buy. sell, [mmdd~yy Code 2 C~c I buyer/seller(A-It) oriel ) (J.P) Uode3 redemption) [ ~ (J-P] (A-H) lifprivatc

~ ~ (Q-W) ~ transaction)

~ 52 U.S. Banco~ (formerly Firstar Co~) A Dividend K T

, 5 3 . Polymcdix N o n e J Tt54. Fleetwood PA Bd. B Interest L T

55. PA-excmpt Mort. Bd. 1 3 Interest L T

56 . Bucks Co. Water & Sewer B Interest K T

5 7 . South Butler Co. PA Sch. A I n t e r e s t K T58 Monroe Co. PA A I n t e r e s t K T59 P~vershares Exch. A I n t e r e s t J T6 0 . Phoenixville IA Sch. Bd B Interesl L T6t . Berkshire Hathaway Class B A Dividend J T B uy 1 !/I 0/09 J6 2 , IShates Nasdaq Biotech None J T B uy 02/24/09 J

6 3 . Pov,crshares Tr. Wilder None J T B uy 02/24/09 J

64 . IShzu-es U.S. Aerospace PTF A Dividend J T B uy 02;24/09

6 3 . ISh:u-es S&P Global A I)i,idcnd J T B uy 02/24~09 J

6 6 .

67. IRA- D Im..l)iv. N T

6 8 . - StrcetTracks OoklTrust


8/16

F I NA N C I AL D I S C L O S U R E R EP O R T N ......fP .....Report ing I Da,eofRc~porlPage 8 of 16 Stapleton, Waller K.~

05/15/201

VI 1. INVESTMENTS and TRUSTS - i ........ t .......... o , ~ a n c t , , a e s , t , . . . ..,~ ...... a e p ~ n a e n t c ~ U a r e n ; s e e p p _ 3 ~ - ~ 0 of filin g i ....... t i o n s . )N O N E (No reportable income, assets, or transactions.)

Descriptiot~ of Assets I Income during Gross value at end Transactious during repoaing( nc uding trust asscls) ] re~ing pcfit~ (ffrcporling periodPlace "{Xj" at~cr czch ~set IAmount ~ T~pe (e.g. Value J Value "F~9c (e.g.. ~ Date I Value , Gain Identity of

exempt fromprk~r d~s~:losu~ [ Code I ~. div.,rent, C~c 2 ~ Methyl buy. sell, ~mn~.d~yy ~ Code 2 ; Code I buyer/seller~: (A-H) ~ orinl.) (J-P)[

Code3 redemption) . i (J-P) r (A-II) (ifprivalc~ i (Q-W) ~ ~ ~ransaction}

69 . - 1Shares S&P Mid. Cap.

70. -tShares DJ US Util.

71 . - ISharcs US Ilcahhc~re ....72. - ISharcs FTSE Xinl~ua

73. - ISha~cs Trust-Dow JSel. Div.

74 . - IShare ~ T NA SDAQ

75. - IShares Rulsell 100~) Gv.th."

76. - ~anguard Total Market ""

7 7 . Plum Creek Timber Co

7 8 . - ML Bank USA t~ASP account7 9 . - Powe~sha rcs Tr. Wildor tlill Clean inergy . S o l d 01/27,09 J( p a r t )8 0 . - 1SharesMSCI Japan Ind.8 1 . - ISharcs S&P Et~rope Sold ! ) 2 , 1 8 . . 0 9 J82. - ISharcs S&P Latin. Am.

83. - Powctshares DB Commodity

8 , - 1 . - IShares Singal)ore

85. - ISbares So. Africa


9/16

N .... f Person Reporting I Date ofINANCIAL DISCLOSURE REPORT S,ap|eto., ~. t ~ K . JPage 9 of 16

N O N E (No reportable income, assets, or transactions.)Desc r ip t ion o f Asse~ s ] n c ~ m ~ c d u r i n ~ G r o s s ~ a l u e a l c a d T~an~c t i ens d~ r i ng r epoa i ng pe r i od

(including t~sl assc~s) ; ~ing l~dod or rcponmg periodPlacc"(X)" after each asscl [Amount ~ Type e.g., Value Value Type{e.g. , Date , Value ~ Gain IdcntRy of

cxem p~ [~om prior disclosure I Code I [ div., rent. Ctx~c 2 Method ~ buy. sell, mmdd,yy ] C~e 2 " Code I buycdscllcr~A-H) or ira.) (J-P) Code3 redemption) (J-P) [ (A-II) (if privale86 , - IShares Trust DJ US Ind.

8 7 . . P o w e r s h a r ~ s E x c h a n g e

8 8 . - Seclor SPDR Consumers

~ 9 . - Retirement Res. CI.I account90 . - Berkshire Hathaway CLB

91 . - IShares IvlSCI CDA Ind Sold 01/27109 J

92 . - IShares Tr. Do,; US

93. -IShares S& PGIoba!9 4 . -Powershares Cleantech

9 5 . - Powershares Wiltethill Sold 1 0 1 / 2 7 , i 0 9( p a r t )9 6 . - Powershares Global Wa~er9 7 . - S& P U.S. Pfd Index Sold 01/27/0998 . - Sector SPRD Fin. Sold 01/27/09 J

9 9 . - Vanguard REIT ETF Sold 01Q7/09 J1 0 0 . Ches. Co. Country Prope*lies SEP - D I n t . , T ) i ; . O T1 0 1 . - Berkshire tlathav,ay

1 0 2 . - US Treas. Inflation Note 4;1 5.q1)


10/16

F I N A N C I AL D I S C L O S U RE R E P O R TPage 1 0 of 1 6 S t ~ p t c t o , ,, % a l t e r K . 0 5 / 1 5 1 2 0 1 0

~ NONE income, or transactions.)eportable assets,A.D e s c r i p t i t ~ n o f A s s e t s I n c o m e d u r i n g i ( ; r o s s ~ a l u e ~ e n d T~nsactions dunng rc~ming ~riod( i n c l u d i n g t r u s t a s s c l s ) reporting ~ri~ ~ o f r e p o r t i n g p e r i o d

P l a c e " ( X ) " a t ~ c r e a c h a s s e t A m o u n l [ ~ Value Value T y p e ( e ~ D a l e ~ V a l ue G a i n l d c n l i l ~ o f x c m p ~ f r o m p ~ i o r d i s c l o s u r e Code l ]Tyt~ [e g ....] , .d i v . , r e n t , . C o d e 2 Mc~od b u y , s e l l . m n V d ~ y > ~ C o d e 2 ~ C ~ c 1 buyer/seller( A - I { ) ~ o r i n l . ) [ i J - P ) Cc~e3 r c d c m p l l o n ) . O - P ) ~(A It) ; [ i f p r i v a t e

.......... ~ j ....... ~ Q - W ) ~ .~ , . . ~: t r a n s a c 0 o a

I O 3 . - US Treas. Inflation No te 1i15/15

1 0 4 . - ML Baak USA RASP account

I 0 5 . - CD Western Bank PR Redeemed 06;22/09 K A

1 0 6 . - CD Discover B ank B uy 02/I7/09 K

I07. - US Treas. lrd lation No te 4/15112

1 0 S . -ML&Co. SRNMLFI-TR! 1 0 9 . - ML&Co. PPN EURO USD Sold 02;08/09 L D

1 1 0 . - Endowment TEl Fund

I I I . - U.S. Treas. Inflation Nole 1115118.

1 2 . - Natixis ASG Globa! B uy !2/I I.;09 K1 3 . - BA C Capped I.IRN B uy 0 2 , 2 6 . 0 9 K

114. - CD Discovcr Bank B uy 02.18/09 K

1 1 5 . T. Ro~e Price Sci.&Tech.F d None J -1"1 1 6 . Exxon Com. A Dividend J T

1 7 . 9.5."12( th Int. "---] Ptship {App. A R e n t L Q0 I,"15/98)[Randolph Co. GA)18. Acorn I1 LP A Di,,idend L T

1 9 . Real Estate Hancock Co. ME C Rent O R( 2 0 0 ~ - $ 2 8 0 , 0 0 0 )


11/16

FINANCIAL DISCLOSURE REPORT ~ .... fP ..... Reporting I D~,teofReparlPage 11 of 16 S t a p l c t o n , \ V a l l e r K ,I

05q5/2010

VI !. INVESTMENTS and TRUSTS - i ........ I . e , , . . . . . . ., ; o . s ( Inc ludes those ofspo ..... d dependent ch~dren; S e e p p . 3 4 ~ 0 0 f f i l in g instructi , ,ng)~ NONE (No reportable inco~e, assets, or transactions.)

..... ,~. - ~. " ~ c. " D .D e s c r i p t i o n o f A s s e t ~ ~ I n c o m e d u r i n g [ G r o s s x a l u c a t c n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o di n c l u d i n g l r u s t a s~ c L s [ rc~ing ~r~ o f r c p o r l in g p c r x ~ d

P l a c e " ( X ) " a f t e r e a c h a s s e t ~ A m o u n t ~ T ~ p e I c . g . . V a h ~ V a l t t Ty~" (cg.+ , Dale Va ue ~ Gain l d e n l i t y o f~ buy. sell mm;d& yy Code 2 C~c 1 buyer/sellere x e m p t l } o m p r i o r d i s c lu s u r e C~c 1 [ d ~ v . . r o ~ t , ~ ; o d c 2 Mcth~( A - I t ) : o r i n l . ) f J - P t C o d e 3 redemption) ~ , {J-Pt (A-II) ( i f p r i v a t eI Q -W ) [ ; t r a n s a c t i o n )

1 2 0 . Gen. Elec. Com. A Divided K T1 2 1 . SEI Yax Exempt Trust account A Dividend K Tt22. Kimbedy Clark Com. A Dividend K T123. Cincinnali Fin. Corp. Com. A Dividend K T

1 2 4 SE1 lnveslments Co. A Dividend K T1 2 5 . EMC Corp. Mass. Com. None K TI 2 6 . Colgate Palmolive A Dividend K T

: 1 2 7 . Medtronics A Dividend K T

1 2 8 . Duke Realty B Di,idend J "1": 1 2 9 . Rayonicr, Inc. B Dividend K T

1 3 0 . Stericycle, Inc. None K Y1 3 1 . Clarcor, Inc. A Di~idcnd K T132 Fleetwood PA Bd. B I n t e r e s I L T1 3 3 . R P M Intern. Inc. A Dividend K T134. Polyrnedix Inc. N o n e J T

1 3 5 City Nat. Bank A Dividend K f1 3 6 . Graco Inc. A Dividend K T


12/16

F I N A N C I AL D I S C L O S U R E R E P O R T ~ ..... fPersoa Reporting Date of Rt:por~Page 12 of 16 S t a p l e t o n , \~ a t e r K . 0 5 , " 1 5 ~ 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S -- i ......... ~ ........... ~,,,, (Includes those of sp ...... a depend .... hildren; seepp. 34~0 olfif,,g i ........ ion.g)N O N E (No reportable income, as sets , or transactions.)

~ ................ ~ ....... ~ ........ ~ ................ o. Description of Assets Income during Gross value at end [ Transactions during reporting periled(incluO ing t~st assets) reporting ~-ri~ of repotting period

Place "(X)" after cacti asset Amounl ~. Ty~ (e.D, Value Value :: Tvpc (eg . [ Date Value Gain Idcnfi~y ofexempt flora prior disclosure Code I ~ di~.. toni. Code 2 M c l h~ M [ buy. sell. ~mm~ddvv Code 2 Code I buveriscllcror mt.~ 0-P) [ Code 3 ~ rcdcmp.ion) I (J-P) (A-I,~ (if pfi~a~c

137. AT&T Inc. B Dividend K T

1 3 8 . Spectra Energy Coq~. A Dividend J T

1 3 9 . Genescc & Veyo. Inc. None K T1 4 0 . CIvlA PA Mum account B lnteres! M T1 4 1 . Philo. PA Sch Dist. Bd . B I n t c r c s t 1 . T

1 4 2 . B l u c r i d g e S c h . D i s t . B d . A I n t e r e s t Rcdccmcd 0 5 / 2 0 , 0 9 K A

1 4 3 . Perkiomcn Sch. Disl. Bd. B I n t e r e s t K T1 4 4 . West Shore Sch. Dist. Bd. A I n t e r e s t K T1 4 5 . Warxick PA Sch. Dist. Bd. C I n t ~ . ~ e s t M T1 4 6 . N. Pocono Sch. Dist. Bd. C I n t e r e s t M T1 4 7 . Council Rock Sch. Disl. Bd. t3 interest L T148. PA St. Fir~! B Interest L 7

1 4 9 . C D W e s te r n 1 3 at ~ k P R C I n t c r c . , I K T1 5 0 . Indiana Cnly. PA B d. None K T1 5 1 . Phoenlxville PA Sch. Bd. B I n t e r e s ! L T

152. Somerset PA Auth. Bd. A Interest L T153. Sigma Aldrich A Dividend K T


13/16

F IN A N C I AL D I S C L O S U R E R EP O R Ts t a ~ , e t o . ,age 13 of 16

VI I. I N V E S T M E N T S a n d T R U S T S - i ........... ~.~, , ......tions (Includes those of w ........d dependent children; seepp. 34-60 of filing instruction~)~ NONE income, assets, transactions.)N o opDcscriplion of t~ssc1s Income during Gross value at end ~ Transaclians during reposing period( i n c l u d i n g l m s t a s s e t s ) reposing ~ri~ o f r e p o r t i n g p e r i o d

P l a c e " { X )" a f t e r e a c h a ~ s e l ~Amount T ~ p e ~ e ~ . , Value Value T)~ {eg.. D~lJ, Value ~ Gain I~entily ofe ~ e m p t f r o m p d o r d i s ~ i o s u r C o d e I div.,rcm. C ~ d c 2 M e t h o d b u y . s e m i , ~ m ~ , d d :y y ~ ~ o d e 2 ~ ~ o d ~ 1 b u y e f f s e l l e r( A - H ) o r i n l . ~ L I - I ~ C o d e 3 r c d c m p n o n l ~ ( J - P ) IA-II) ( i f p ~ i v a l e

I Q - W I t r a n s a c t i o n ~

1 5 4 . Stericycle None K T

1 5 5 . Kinder Morgan Energy B Dividend K T

1 5 6 . CMA PA Municipal account B I n t e r e s t L T157. Phila. Sch. Dist. H.d . B Interest L T

158. Blue Ridge Sch. Dist. Bd. A Interest Redeemed 05/20/09 K A

1 5 9 . Del. Valley Sch. Dist. Bd . A I n t e r e s t K T1 6 0 . Pcrkiomcn Sch. Dist. lid. B I n t e r e s t L T1 6 1 . Nasham iny Sch. Dist. None J T

1 6 2 . Pa. TPK CML OIL C I n t e r e s t L T1 6 3 . MI.&Co. Capped LIP.N None Sold 03/13/09 K1 6 4 . Pa. St. Bond B I n t e r e s t K T1 6 5 . West Chester Pa. Area Sch. Dist. Bd. A I n t e r e s t K T1 6 6 . Spring-Ford Pa. Bd. A I n t e r e s t K T1 6 7 . Pa. State Bd. A I n t e r e s t K T1 6 8 . Erie Indmnity Co. A Dividend1 6 9 . Vanguard Emer. Mkts ETF A Dividend K T1 7 0 . Vanguard F rSE All-World Ex. US A Dividend K T


14/16

F I N A N C I AL D I S C L O S U RE R E P O R T N .....Perso, | Reporting Da,e of ReportPage 14 of 16 S t a p l ~ e to n . W a l t e r K . 05/[ 5/2010

V I 1 . I N V E S T M E N T S a n d T R U S T S - i,,. ......... ~,,e, I ........ ions (Includes those of Aft ........ d dependent children see pp. 34-60 of filingNONE (~Vo reportable income, assets, or trw~sactions.)

D e s c r i p : io n o f A s s e t s j I n c o m e d u r i n g G r o s s v a l u e a ~ e n d Tmnsadions dunng reining ~tiod( i n c l u d i n g t r u s t a s s c t s l r c p t ~ O i n g p e r i o d o f r e p o s i n g p e r i o d

P l a c e " ~ X ) " a f t e r e ac h m s ~ c t :Amount Type {e g.. V a l u e [, Value g~ {e.g. , I Date i Value Gain I d e n t i ty o fe x e m p t f r o m p r i o r d i s d ~ s u r c ~ ( T o M e I [ d i v . , r e n t , C o ~ e 2 ] M e t h o d b u y . s e l l, [m~dd/yy (~e 2 ~ C o d e 1 b u y e r / s e l l e r{ A - H ) . o r i m ) ( J - P ) [ ? o d e 3 r e d e m p t i o n ) ~ ( J - P ) { A - I I ) {ifpnva:c

I1( Q -W ) i t r a r } ~ c t i t m )

1 7 1 . Graco A Dividend K T

1 7 2 . SPDR SP Bric 40 A Dbidcnd J "F1 7 3 . Lower Gv~Tnedd TWP Bd. A I n t e r e s t K T

174. Duke Energy B Dividet]d K T1 7 5 . Vanguard All World t:.x. US A l)ividend K T!76. Vanguard Ent~. Mkts ETF A Dividend K T1 7 7 . U.S. Bancorp A DMde:~d K T

1 7 8 . SECTOR SPDR Fin. None Sold 02/24/09 J~ 1 7 9 .

1 g l ) .


15/16

F I N A N C I AL D I S C L O S U R E R E P O R TS ~ p ~ e t , ,, .W a ~ rK .age 15 of 16 I 15/15

VII I. ADDITIONAL INFORMATION OR EXPLANATIONS. (IndicatepartofReport)

The I partnership owns ~ of t imberland in Randolph Cou nty, GA. I an~ a general partner. My total interest is 9.5;120th. Partnership income isderived from hunting lease.-; and the sate of timber.


16/16

F I N A N C I AL D I S C L O S U R E R E P O R T N ..... fP . . . . . R e p o r t i n g I Dn~teofReportPage 1 6 of 1 6 S t a p ~ e t on , W a l te r ~ . 0 . V l _ ~ , " 0 1 0

I X . C E R T IF I CA T I O N .I certify that all information given above (including information perlaining to my spouse and minor or dependent children, if any) is

accurate, true, and comp lete to tbe best of my know lt.dge and belief, and that any information not reported w as withheld because it met applicable statuturyprovisions permitting non-disclosure.I further certi~ that earned incom e from outside emp loymen! a nd honoraria and the acceptanc e of gifts which have been reported are incomp liance w ith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulation s.

NOTE: A NY IN DIVIDUAL WIIO KNO\\INGLY A ND WILFULLY FA I,SIF1ES OR IrAILS TO FILE Til ls REPORT MAY B E SUBJECT TO CIVILAN D CRIMINA L SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail si,gned original and 3 additional co[tics 1o:

(7ommittcc on Financial Disclo~nrcAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

walker k stapleton financial disclosure report for 2009

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