vsmc mimo: a spectral efficient scheme for cooperative...
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VSMC MIMO: A Spectral Efficient Scheme for
Cooperative Relay in Cognitive Radio Networks
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Chao Kong1, Zengwen Yuan1, Xushen Han1, Feng Yang1,
Xinbing Wang1,2, Tao Wang3, Songwu Lu4
1 School of Electronic, Info. & Electrical Engineering, Shanghai Jiao Tong University 2National Mobile Communications Research Laboratory, Southeast University
3EECS School, Peking University, China4Dept. of Computer Science, University of California, Los Angeles
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Outline
Introduction
Fundamental Components of VSMC MIMO scheme
VSMC MIMO Scheme in Cooperative MIMO Relay
Resource Allocation
MAC Layer Design
Testbed Description and Experimental Results
Conclusion
2VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Introduction
SISO (single input single output)
MIMO (Multiple-Input Multiple-Output)
spatial multiplexing gain
diversity gain
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks 3
Introduction
Traditional MIMO schemes are designed mainly for the scenario
of contiguous spectrum ranges.
In cognitive radio networks, the available spectrum is discontiguous,
making traditional MIMO schemes inefficient for spectrum usage.
We proposed a new scheme: VSMC MIMO (Variable Numbers of
Streams on Multiple Channels of MIMO system)
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks 4
Introduction
Simple example of VSMC MIMO
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks 5
The arrow lines indicate the numbers of data streams between transmitters and receivers,
and do not mean the actual signals at the antennas. All the figures in this paper adopt this
approach for simpler illustration.
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Contributions:
Designed a feasible and efficient scheme for MIMO nodes to transmit
variable numbers of streams on multiple channels.
Solved resource allocation problem to implement cooperative MIMO
relay in cognitive radio networks.
Built a system of cooperative MIMO relay that involved VSMC
MIMO scheme based on USRP platform.
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Introduction
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Outline
Introduction
Fundamental Components of VSMC MIMO scheme
VSMC MIMO Scheme in Cooperative MIMO Relay
Resource Allocation
MAC Layer Design
Testbed Description and Experimental Results
Conclusion
7VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
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To implement VSMC MIMO scheme, we have two
considerations.
One radio should transmit or receive signals on multiple channels
----- D-OFDM scheme (Discontiguous Orthogonal Frequency
Division Multiplexing)
Interferences of several concurrent transmissions on the same
channels should be eliminated.
----- view transmitters and receivers as a “virtual MIMO” system,
thus adopting existing pre-coding methods
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Fundamental Components
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Discontiguous OFDM
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Fundamental Components
One channel
Sub-channel 1
Sub-channel 2
Sub-channel 3
Sub-channel 4
Traditional OFDM Discontiguous OFDM
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Combined D-OFDM scheme with MIMO techniques to
implement VSMC MIMO scheme
Four basic components in VSMC MIMO scheme
Baseband Signal Processing
Preambles on Part of Subcarriers
Coding Methods in VSMC MIMO scheme
Channel States Information
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Fundamental Components
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Baseband Signal Processing
A low-pass filter is used to get the desired signal on certain channels in baseband
while eliminate signal on other channels.
Frequency range of one desired channel is
Shift frequency by
Pass a low-pass filter
Shift back by
Preambles on Part of Subcarriers
the preambles for time synchronization and training sequences for channel estimation
are added individually on the corresponding subcarriers.
The preambles are used to detect the beginning of each packet and calculate the
carrier frequency offset.
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Fundamental Components
1 2[ , ]f f
1 2
2
f f
1 2
2
f f
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Coding Methods in VSMC MIMO scheme
adopt V-BLAST pre-coding method
adopt Zero-Forcing(ZF) decoding algorithm
Channel States Information (CSI)
adopt Linear Least Square Estimate (LLSE)
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Fundamental Components
13
Outline
Introduction
Fundamental Components of VSMC MIMO scheme
VSMC MIMO Scheme in Cooperative MIMO Relay
Resource Allocation
MAC Layer Design
Testbed Description and Experimental Results
Conclusion
13VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
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An example of implementing cooperative MIMO relay in cognitive
radio networks as shown in Fig. 2.
Data rate of each stream on one channel is 10 Kbps.
MIMO nodes try to obtain their spatial multiplexing gain to achieve
larger throughput.
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Cooperative MIMO Relay
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Select R1 as a relay, adopt the VSMC MIMO scheme in implementing
cooperative MIMO relay.
Relay transmission process is divided into two time slots.
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Cooperative MIMO Relay
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Outline
Introduction
Fundamental Components of VSMC MIMO scheme
VSMC MIMO Scheme in Cooperative MIMO Relay
Resource Allocation
MAC Layer Design
Testbed Description and Experimental Results
Conclusion
16VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
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We move on to the network perspective
There are N Secondary User(SU)s, served by one AP in a certain area.
We only consider downlink transmission
We have to allocate spectrum and select relay nodes
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
Resource allocation problem is solved by three steps.
A. Network Model
B. Problem Formulation
C. Heuristic Solution
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A. Network Model
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
A graph denotes the network
represents the nodes
:AP node : SU nodes
represents direct links between nodes
: exits a link between node and node
: otherwise
: direct link is symmetrical
1N
denotes data demands that SU nodes need to
receive from AP.
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A. Network Model
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
Antenna matrix
: number of antennas equipped with
Frequency range is divided into channels with same
bandwidth (channel ) .
K
Channel matrix
: the channel is available at node
: unavailable
1,2,...,k
1 2[ , ]f f
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B. Problem Formulation
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
Channel assignment matrix :
: channel is assigned to link
: otherwise
The constraints of channel assignment:
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B. Problem Formulation
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
Data streaming matrix :
where
: number of data streams transmitted over on channel
The constraints of data stream:
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B. Problem Formulation
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
Relay matrix :
: node works as a relay for node
: otherwise
The constraints for relays:
1)Channel availability:
2)Half duplex:
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B. Problem Formulation
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
Data transmission rate matrix :
where
: data transmission rate of link
on channel
: constant transmission rate for each data stream
Data transmission rate for link :
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B. Problem Formulation
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
Throughput for SU nodes:
If node receives data from on channel directly,
the average throughput of link on channel is
If node acts as a relay , then
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B. Problem Formulation
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
1) direct-receiving node:
We divide nodes into three categories: direct-receiving nodes,
relay nodes and relay-assisted nodes, and calculate their throughputs.
2) Relay node:
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B. Problem Formulation
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
3) relay-assisted node:
We combine three categories together:
Our final problem:
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C. Heuristic Solution for Resource Allocation
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
The optimization problem (15) is complex and difficult to obtain
the close-form solution, so we propose a heuristic solution.
1) Find potential relay nodes and relay-assisted nodes
in direct transmission
2) Select relays and allocate spectrum resource
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C. Heuristic Solution for Resource Allocation
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
Direct transmission:
The optimization problem (15) can be simplified to
We can transform problem (16) to a max flow problem, thus we can
solve it by various kinds of methods, such as Hungarian Algorithm.
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C. Heuristic Solution for Resource Allocation
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
Max flow problem:
AP
k channel nodes N SU nodes
Sink node
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C. Heuristic Solution for Resource Allocation
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
After solving the max-flow problem, we can get the direct
transmission throughput of each node
If , add to potential relay set
If , add to potential relay-assisted set
In , we first calculate relay potential
Where , if , is removed from
In , we calculate data gap
Where
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C. Heuristic Solution for Resource Allocation
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Resource Allocation
Another Max flow problem:
Source node
Nodes in set
Channel nodes
Satisfying:
Sink node
Nodes in set
1p
2p
mp
1g
2g
ng
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Outline
Introduction
Fundamental Components of VSMC MIMO scheme
VSMC MIMO Scheme in Cooperative MIMO Relay
Resource Allocation
MAC Layer Design
Testbed Description and Experimental Results
Conclusion
32VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
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Using VSMC MIMO scheme to implement cooperative MIMO relay in
cognitive radio networks needs good organization and coordination of all
the nodes in the network. To make cooperative MIMO relay scheme
workable and reliable, we propose a MAC layer design.
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
MAC Layer Design
The whole network is in global
synchronization The transmission process is based
on frames
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Outline
Introduction
Fundamental Components of VSMC MIMO scheme
VSMC MIMO Scheme in Cooperative MIMO Relay
Resource Allocation
MAC Layer Design
Testbed Description and Experimental Results
Conclusion
34VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
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We implement cooperative MIMO relays system based on the existing
codes of MIMO technology introduced in [17] on USRP—LABVIEW
platform.
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Testbed Description
NI USRP 2920 series
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Transmitting process
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Testbed Description
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Receiving process
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Testbed Description
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Experiment parameters
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Experiments
I/Q rate: 400 K/second
Carrier frequency: 915 MHz
Pulse shaping samples per symbol: 8
Channel: composed of 20 subcarriers (2 pilot subcarriers)
Guard subcarriers: 12
Each data stream supports about 10 Kbps
Packet: 2880 bits
Each run transfers 20 packets in downlink
Experiment times: 100
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Experiments of two end users
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Experiments
Setup 1:
Traffic demand for D : 25 Kbps
Traffic demand for R : 10 Kbps
Setup 2:
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Experimental results of two end users
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Experiments
Set up 1:
Theoretical throughput gain: 50%
Average throughput gain: 34.74%
Set up 2:
Theoretical throughput gain: 75%
Average throughput gain: 55.02%
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Experiments of three end users
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Experiments
Traffic demand for D1: 15 Kbps
Traffic demand for D2: 15 Kbps
Traffic demand for R: 0 Kbps
Experimental results:
Theoretical throughput gain: 50%
Average throughput gain: 34.11%
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Evaluation of Experimental results
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Experiments
The gap between the theoretical analysis and experimental results are
caused mainly by these reasons:
Relay nodes need time to switch from receiving mode to transmitting
mode
Relay nodes have to spend time on decoding and recoding message
Signal processing rate of USRP—LabVIEW platform is slow and
variable
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Outline
Introduction
Fundamental Components of VSMC MIMO scheme
VSMC MIMO Scheme in Cooperative MIMO Relay
Resource Allocation
MAC Layer Design
Testbed Description and Experimental Results
Conclusion
43VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
44VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks
Conclusions
We proposed VSMC MIMO scheme.
We solved the resource allocation problem in implementing
cooperative MIMO relay in cognitive radio networks and designed a
MAC protocol.
We built a cooperative MIMO relay system based on USRP.
In the future, we may enlarge the scale of the testbed to evaluate the
performance of VSMC MIMO in large-scale MIMO relays system.
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Thank you!
VSMC MIMO: A Spectral Efficient Scheme for Cooperative Relay in Cognitive Radio Networks