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WHITE PAPER ABSTRACT Current trends in monitoring and patient safety are leading to the adoption of capnography as a standard of care in many clinical environments and the recognition of the importance of volumetric capnography. This paper contrasts volumetric capnography with time-based capnography. INTRODUCTION Standards – Within the last two decades, the clinical utility of time-based capnography, end-tidal CO 2 monitoring, and volumetric capnography have found widespread recognition. Medical societies representing anesthesiology [12], cardiology [13,14], critical care [15], pediatrics [16], respiratory therapy [17], emergency medicine [18] and other organizations have either mandated or strongly recommended the use of capnography for patient monitoring during general anesthesia, conscious sedation, resuscitation, intubation, weaning, transport [19] and a variety of other procedures. Some societies including the American Society of Anesthesiologists have recognized the importance of monitoring carbon dioxide and volume, and while not yet mandating the monitoring of expired volume, have “strongly encouraged” it: Every patient receiving general anesthesia shall have the adequacy of ventilation continually evaluated. Continual monitoring for the presence of expired carbon dioxide shall be performed unless invalidated by the nature of the patient, procedure or equipment. Quantitative monitoring of the volume of expired gas is strongly encouraged. (3.2.1 in [12]) Such requirements in conjunction with Joint Commission on Accreditation of Healthcare Organizations (JCAHO) require- ments, indicating the standard of care for sedated patients must be uniform throughout the institution [20], suggest that capnography be performed during sedation on patients throughout the hospital. Combined monitoring of carbon dioxide and expired volume serves as an important monitoring and diagnostic tool in a number of areas including ventilator management (e.g. PEEP titration), intraoperative assessment, patient transport, cardiopulmonary resusciation and pulmonary embolism manage- Volumetric Capnography – The Next Advance in CO 2 Monitoring ment [21-23]. For example, to increase the confidence in safety during conscious sedation it has been recommended that ventila- tion be monitored in addition to the vital signs and pulse oximetry. While pulse oximetry may detect the onset of hypoxia in sedated patients, it infers the partial pressure of oxygen through a surrogate of SaO 2 (i.e., SpO 2 ). Capnography, on the other hand, provides for earlier detection of ventilatory depression and respiratory failure and as such has become much more widespread in its usage. However, in spite of its broad clinical utility and advantages such as being non-invasive, easy to use, easy to maintain and relatively inexpensive, capnography still remains underutilized [24]. This has been attributed to the lack of education and understanding of the wide range of applications of the technology. While easy to use, capnography’s use and interpretation must be performed in a careful and informed manner to avoid clinical errors. Manufacturer specific algorithms must be considered as well as sampling site, sample rate, interfering gases and design specifics. On the other hand, since the transport of volume is central to the function of the lung, volumetric capnography provides a clearer and more comprehensive picture of the patient than a single point measure of the patient such as the end-tidal value. History – The history of volumetric capnography spans the last century (Figure 1)[1]. One of the earliest infrared measurements of CO 2 in the expired human breath was reported by John Tyndall in 1865 in his famous Rede Lecture “On Radiation” at Cambridge University. However, it took another century before these measurements reached the bedside. Similarly, some of the earliest measurements of vital capacity reported in 1846 by John Hutchinson preceded the development of devices which permitted convenient measurement of flow (and hence volume) by over 75 years. The importance of measuring volume with carbon dioxide has long been recognized by physiologists and clinicians. Early methods such as the Haldane method and its various derivatives used chemical absorbents (i.e. sodium or potassium hydroxide for CO 2 ) and measured the diminution of volume, while the gas was kept at a constant temperature and pressure. This served as the reference method for a volumetric measure of CO 2 for many years.

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Page 1: Volumetric Capnography - Philips - United States | Philips · on Accreditation of Healthcare Organizations (JCAHO) require-ments, ... the capnographic profile and measurements of

W H I T E P A P E R

ABSTRACT

Current trends in monitoring and patient safety are leading to the adoption of capnography as a standard of care in many clinical environments and the recognition of the importance of volumetric capnography. This paper contrasts volumetric capnography with time-based capnography.

INTRODUCTION

Standards – Within the last two decades, the clinical utility of time-based capnography, end-tidal CO2 monitoring, and volumetric capnography have found widespread recognition. Medical societies representing anesthesiology [12], cardiology [13,14], critical care [15], pediatrics [16], respiratory therapy [17], emergency medicine [18] and other organizations have either mandated or strongly recommended the use of capnography for patient monitoring during general anesthesia, conscious sedation, resuscitation, intubation, weaning, transport [19] and a variety of other procedures. Some societies including the American Society of Anesthesiologists have recognized the importance of monitoring carbon dioxide and volume, and while not yet mandating the monitoring of expired volume, have “strongly encouraged” it:

Every patient receiving general anesthesia shall have the adequacy of ventilation continually evaluated. Continual monitoring for the presence of expired carbon dioxide shall be performed unless invalidated by the nature of the patient, procedure or equipment. Quantitative monitoring of the volume of expired gas is strongly encouraged. (3.2.1 in [12])

Such requirements in conjunction with Joint Commission on Accreditation of Healthcare Organizations (JCAHO) require-ments, indicating the standard of care for sedated patients must beuniform throughout the institution [20], suggest that capnography be performed during sedation on patients throughout the hospital. Combined monitoring of carbon dioxide and expired volume serves as an important monitoring and diagnostic tool in a number of areas including ventilator management (e.g. PEEP titration), intraoperative assessment, patient transport, cardiopulmonary resusciation and pulmonary embolism manage-

Volumetric Capnography – The Next Advance in CO2 Monitoring

ment [21-23]. For example, to increase the confidence in safety during conscious sedation it has been recommended that ventila-tion be monitored in addition to the vital signs and pulse oximetry. While pulse oximetry may detect the onset of hypoxia in sedated patients, it infers the partial pressure of oxygen through a surrogate of SaO2 (i.e., SpO2). Capnography, on the other hand, provides for earlier detection of ventilatory depression and respiratory failure and as such has become much more widespread in its usage. However, in spite of its broad clinical utility and advantages such as being non-invasive, easy to use, easy to maintain and relatively inexpensive, capnography still remains underutilized [24]. This has been attributed to the lack of education and understanding of the wide range of applications of the technology. While easy to use, capnography’s use and interpretation must be performed in a careful and informed manner to avoid clinical errors. Manufacturer specific algorithms must be considered as well as sampling site, sample rate, interfering gases and design specifics. On the other hand, since the transport of volume is central to the function of the lung, volumetric capnography provides a clearer and more comprehensive picture of the patient than a single point measure of the patient such as the end-tidal value.

History – The history of volumetric capnography spans the last century (Figure 1)[1]. One of the earliest infrared measurements of CO2 in the expired human breath was reported by John Tyndall in 1865 in his famous Rede Lecture “On Radiation” at Cambridge University. However, it took another century before these measurements reached the bedside. Similarly, some of the earliest measurements of vital capacity reported in 1846 by John Hutchinson preceded the development of devices which permitted convenient measurement of flow (and hence volume) by over 75 years. The importance of measuring volume with carbon dioxide has long been recognized by physiologists and clinicians. Early methods such as the Haldane method and its various derivatives used chemical absorbents (i.e. sodium or potassium hydroxide for CO2) and measured the diminution of volume, while the gas was kept at a constant temperature and pressure. This served as the reference method for a volumetric measure of CO2 for many years.

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VOLUMETRIC CAPNOGRAPHYRESPIRONICS, INC. PAGE 2

Since the early 1900s, gas exchange was often clinically measured by either the “gold standard” Douglas bag method or with the Tissot spirometer. The Douglas bag required the collection of exhaled air in large, impermeable canvas bags (50 l), and subsequent sampling and analysis of the collected gas to measure the mixed gas fractions and the total expired volume by manually “squeezing” the entire contents of the bag through a spirometer. This method provided neither the flow waveform nor capnogram. One of the earliest descriptions of the volumetric capnogram and a method to determine “airway” dead-space is that of Aitken and Clark-Kennedy (1928) [2]. Fowler (1948)[3] in describing the single breath test for nitrogen (SBT-N2) curve sought to use uniform terminology to clarify the “meaning of dead-space”, and, thus, divided this curve into four phases: I, II, III, and IV. Different methods to sample “alveolar” CO2 gas were developed, including single and multiple breath methods. Elam (1955) working on the problem of CO2 elimination from closed circuit anesthesia systems under U.S. Army support published early pioneering work in the field. Using newly developed CO2 gas monitors, they were the first to publish capnographic profiles of human respiration in the anesthesiology literature [4]. Their work on CO2 homeostasis, published in a series of four papers, included both normal and abnormal characteristics of the capnographic profile and measurements of dead-space and alveolar ventilation. While single breath curves for CO2 appeared as early as 1961 in the literature, it was not until Fletcher (1980) [5] presented the concepts of dead-space and CO2 elimination in a unified framework known as the single breath CO2 curve that this approach began to gain clinical recognition. In 1976, the Model 930 CO2 analyzer (for use with the 900 Servoventilators) offered the first commercial volumetric capnograph, featuring mainstream CO2

and ventilator derived flow. In the early 1990’s, the first efforts to integrate CO2 and flow from the airway manifested with the introduction of the on-airway D-lite sensor (Instrumentarium, Helsinki, Finland) combining, in a single adapter piece, a flow-restrictor element for flow and a port to allow sidestream gas sampling. The sidestream approach requires sophisticated computer algorithms to align and compensate the flow and CO2 signals [6]. The mid-1990’s saw the introduction of the first “all-mainstream” devices for on-airway volumetric capnography (Novametrix, Wallingford,CT)[7]. These devices evolved from separate flow and CO2 sensors connected to separate devices (e.g., Ventrak 1550/Capnogard) and became integrated CO2/flow-airway adapters interfaced to the same host system (e.g. CO2SMO+, NICO). The Ventrak Model 1550 system allowed a capnometer (e.g. CO2SMO or Capnogard) to be interfaced via a

serial port to the 1550 module so that volumetric capnographic variables such as VCO2 and dead space could be computed. The CO2SMO Plus! monitor was the first monitor to integrate on-airway flow measurements with capnography (and pulse oximetry) in a single small package to enable continuous bedside monitoring of mechanically ventilated patients. The NICO2

monitor introduced to the market in 1998, was the first widely available clinical device to non-invasively measure pulmonary capillary blood flow (and cardiac output) using the indirect Fick partial rebreathing technique. With the use of a NICO sensor (i.e. combined CO2/flow sensor with valve and adjustable loop of tubing) and the use of a rebreathing maneuver controlled by an in-line valve, cardiac output and pulmonary capillary blood flow (PCBF) could be estimated every 3 minutes. The development of these products and a new family of flow/CO2 adapters (neonatal, pediatric and adult) required a number of key technological developments such as a novel thick-film IR source, a robust, fixed-orifice flow sensor, and extremely sensitive low-cost differential pressure sensors[8]. The combination adult sensor design included the sample cell and fixed-orifice portion side-by-side, with the sample cell proximal to the patient, whereas the combination neonatal sensor used a split orifice design that merged the sample cell and fixed-orifice portions tightly together. These designs allow for relative immunity to unpredictable flow velocity profiles, without the need to add excessive length to the flow sensor adapter (i.e. minimizing dead space). (For more details on the development of these products please refer to the whitepaper “From Novametrix to Philips – A History of Innovation, 1978-2010” OEM1106A).

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TIME-BASED CAPNOGRAPHY OVERVIEW

The concentration of carbon dioxide is expressed either as a gas fraction (FCO2) or partial pressure (PCO2). It can be displayed graphically in both time and volume-based formats. Capnography when used without qualification refers to time-based capnography. In addition to capnometry,1 capnography includes a plot of the instantaneous CO2 concentration over the course of a respiratory cycle [25]. From this plot the cyclic changes from inspiration and expiration can be visualized. The “textbook” capnogram (Figure 2) comprises two segments, an expiratory and inspiratory segment, which while suggestive in name is actually somewhat misleading [26]. The expiratory segments consist of a varying upslope that will level to a constant or slight upslope whereas the inspiratory segment consists of a sharp downslope that settles to a plateau of negligible inspired CO2. Waveform patterns distinctly different from the typical pattern can often be used to qualitatively assess adequacy of ventilation and/or anesthesia, and faults in the breathing circuit. Various journal articles and even textbooks [22,23,27,28] have been written outlining these patterns. However, other than the end-tidal partial pressure of CO2, only breathing frequency and a measure of inspiratory CO2 levels are clinically reported. This is the case because, while the transition between the expiratory and inspiratory segments appear to be delineated in the capnogram, only in the absence of rebreathing does this transition correspond to the time of the actual beginning of inspiration, as can be reliably identified by the flow waveform. The transition between inspiration and expiration cannot be reliably discerned from the capnogram because of the presence of anatomic dead space that fills with inspiratory gas at end-expiration. This uncertainty further complicates the clinical decision making process. For example, is the alveolar ventilation adequate? While time-based capnographic measurements of height, frequency, rhythm, baseline, and shape have been used in the research literature, the terminology used to characterize features of time-based capnography has exhibited little uniformity and provided conflicting usage of the same terminology [26]. A terminology that has been adopted and is analogous in some respects to volumetric capnography allows comparisons to be drawn more easily between time-based and volumetric approaches (Tables 1,2). Both approaches designate phases I, II and III and the mechanisms underlying each phase for both approaches are similar. However, to allow these phases of the time-based capnogram to

be better defined, they are delineated using the start and end of inspiration (i.e., zero crossing points) from simultaneously recorded flow. As such, with the addition of the flow waveform to the CO2 waveform, time-based capnography would no longer be just the capnogram, although volumetric capnography can present the data in a more useful form. Regardless, this “creepage” of time-based capnography strengthens the actual and perceived value of volumetric capnography, and over time should lead to a greater adoption of volumetric capnography for a wider range of clinical uses.

VOLUMETRIC CAPNOGRAPHYRESPIRONICS, INC. PAGE 4

Figure 2 - Time-based Capnogram. Inspiratory segment (Phase 0) and expiratory segment (divided into Phases I, II, III) a angle = angle between Phase II and Phase III, b angle = angle between Phase III and descending limb of Phase 0 (inspiration) (Adapted from Kodali BS, Philips J. Anesth Analg. 2000; 91(4): 973-7.)

VOLUME CAPNOGRAPHY OVERVIEW

The integration of flow or volume signals with the CO2 signal and the measurement of indices characterizing this curve is widely referred to as volumetric capnography. It has also been referred to as the single breath test for CO2 [29] and CO2 spirography [30]. It provides information based in physiology using an established and uniform terminology. This terminology was originally used by Fowler to describe the SBT-N2 (single breath test for nitrogen) curve where instantaneous nitrogen concentration is plotted against expired volume [31]. This curve was used to study uneven ventilation in lungs and is divided into four phases labeled phases I through IV. If instantaneous CO2 fractional concentration is plotted against the expired volume, the resulting curve resembles the SBT-N2 curve in shape and has been referred to as an SBT-CO2 curve [29] or volumetric capnogram [32]. The graphical presen-tation shown in Figure 4 provides a unified framework for such physiological measures as CO2 elimination, alveolar deadspace and rates of emptying. This plot of CO2 vs. volume has been divided into three phases I through III [29]. (Table 2) (Figure 3).

1 Capnometry - the measurement of carbon dioxide in a volume of gas; Capnography - the measurement of inhaled and exhaled carbon dioxide concentrations, as recorded on a capnogram. (From Dorland’s Medical Dictionary, 2007)

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Figure 3 - The three phases of a volumetric capnogram. Phase I is the CO2-free ineffective tidal volume. Phase II represents the transition between airway and alveolar gas. Phases II and III together are the CO2 containing part of the breath, the effective tidal volume, Vteff. Phase I comprises the CO2 free volume while phase II comprises the transitional region characterized by a rapidly increasing CO2 concentration resulting from progressive emptying of the alveoli. Phase III, the alveolar plateau, typically, has a positive slope indicating a rising PCO2. Using these three recognizable components of the volumetric capnogram, physiologically relevant measures such as the volumes of each phase, the slopes of phase II and III, carbon dioxide elimination as well as deadspace tidal volume and ratios of anatomic and physiologic deadspace can be determined.

Carbon dioxide elimination (VCO2), the net volume of CO2 eliminated can be viewed as the area between the expiratory and inspiratory curves (Figure 5). With no rebreathing, the volume of CO2 eliminated during expiration is the area under the volumetric capnogram. However, the presence of inspiratory CO2 must be accounted for when reporting and interpreting VCO2 [33]. During steady-state conditions the lung will excrete CO2 at the same rate as the total body production rate, and there will be no net change in body CO2 stores. In this case VCO2 is representative of total body production. However, changes in VCO2 can provide an instantaneous indication of the change in alveolar ventilation [34].

VOLUMETRIC CAPNOGRAPHYRESPIRONICS, INC. PAGE 5

Figure 4 - Top- components of volumetric capnogram (CO2 / Volume Plot). Bottom – Deadspaces shown graphically. Airway dead space as illustrated by a Triangles p and q are of equal area. Area X is the volume of CO2 in the expired breath, while areas Z and Y are from airway and alveolar deadspace (Vdaw and Vdalv) Because it does not contribute to CO2 elimination this is wasted ventilation. (Adapted from Arnold, JH et al., Crit Care Med. 1996; 24(1): 96-102).

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The respiratory dead space also known as “wasted” ventilation is considered to be that volume of each breath that is inhaled but does not participate in gas exchange. Airway deadspace, a functional surrogate of anatomic deadspace, is calculated from the CO2-volume curve by Fowler’s method [31], which requires that the slope of phase III be estimated. Physiologic dead space, the sum of the airway dead space and alveolar dead space, can also be calculated but requires an estimate of the alveolar PCO2. Arterial PCO2 often serves as an estimate of alveolar PCO2 given the normally close relationship [35]. The portion of the physiologic dead space that does not take part in gas exchange but is within the alveolar space is considered the alveolar dead space. It is considered to be that volume of each breath that is inhaled but does not reach functional terminal respiratory units. The term functional has important implication, because alveolar ventilationdepends upon the output of CO2. A respiratory unit that is ventilated but not eliminating CO2 (i. e., deprived of its blood flow) is included in the alveolar dead space volume. An increase in the alveolar dead space also occurs when regions of the lung are ventilated, but under-perfused. Alveolar dead space is affected by any condition that results in a V/Q mismatch. This includes (a) hypovolemia, (b) pulmonary hypotension, (c) pulmonary embolus, (d) ventilation of non-vascular air space, (e) obstruction of pre-capillary pulmonary vessels, (f) obstruction of the pulmonary circulation by external forces, and (g) over extension of the alveoli [36].

Additionally, other potentially useful parameters have been calculated from the combination of CO2 and volume including new surrogates and better estimates of alveolar CO2, estimates of ventilatory efficiency, measures of the non-synchronous emptying of the alveoli with unequal ventilation/perfusion ratios [37] and additional normalized measures of CO2 elimination using a concept known as the mean distribution time [39]. Efficiency, as defined, requires an arterial blood gas and provides a single value that summarizes the emptying of the lung relative to an ideal lung (Table 2). Alveolar ejection volume has been suggested by Romero [37] to serve as a measure of the non-synchronous emptying of the alveoli with unequal ventilation/perfusion ratios [37] but characterized as a misnomer by Fletcher [38]. This measure of emptying can be contrasted with physiologic deadspace, which can be viewed as reflecting the emptying characteristics of different alveoli [37]. The better understanding of respiratory physiology and related disease processes that volumetric capnography can help provide is only now beginning to be realized.

VOLUMETRIC AND TIME-BASED CAPNOGRAPHY CONTRASTED

Time-based capnography can only delineate the transition between the expiratory and inspiratory segments and as such only permit the calculation of the frequency of breathing. It cannot delineate the transition between inspiration and expiration. This fundamental limitation makes the analysis of time-based capnograms duringinspiration difficult and results in an unreliable assessment of rebreathing, usually underestimating it. For example, the inability to expeditiously detect rebreathing caused by an incompetent inspiratory valve in the standard anesthesia circle circuit has been reported by different investigators [30, 40]. It has been suggested [26] that the incorporation of flow direction information into mainstream capnography would allow a more physiologically meaningful interpretation of time-based capnograms. Side stream systems on the other hand do not allow meaningful comparisons between the flow and CO2 waveforms because of the several second time delay associated with the six to eight foot sampling tube. To properly calculate the various measurements associated with volumetric capnography, the basic measurements of proximal CO2, flow and airway pressure are required (Table 1). Devices that utilize differential pressure sensors to calculate flow typically measure airway pressure from the proximal side of the sensor. Together, the measurements derived from flow and CO2 and flow and airway pressure (respiratory mechanics) allow a comprehen-sive clinical and physiological assessment of the patients cardiorespiratory status. For a discussion of the volumetric capnog-raphy and measurement sites, refer to the Respironics white paper,

Figure 5 - Plot of PCO2 vs. volume illustrating both the expiratory and inspiratory portions. While often the inspiratory portion is negligible, the net CO2 volume per breath is the difference between the area under the expired and inspired portions of the curve or similarly the area within the loop.

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Volumetric Gas Measurements - Measurement Site Considerations (OEM 1109A). The ventilation-perfusion relationships of the lung are accurately reflected in the slope of phase III by a volumetric capnogram rather than in that of a time-based capnogram in which the gradient of the phase III slope is usually less obvious and can be misleading. This may be because a smaller volume of expired gases (approximately the final 15%) often occupies half the time availablefor expiration, so that a similar change in the CO2 concentrationis distributed over a greater length of time in the time-based capnogram than in the volumetric capnogram. This phenomenon is illustrated in Figure 6. Figure 6a illustrates a neonatal subject with a long expiratory pause period during which very minor inspiratory efforts are made resulting in a capnogram that is difficult to interpret. In Figure 6b the plot of the expired volume vs. the partial pressure of CO2 during expiration clearly shows the plateau from which an end-tidal value may be determined as well as all of the parameters associated with volumetric capnography, including the physiologic dead space and carbon dioxide elimination, which cannot be determined from a time-based capnogram. However, VCO2 may only accurately reflect the underlying physiology when there are no leaks in the collecting system and where conditions permit the measurement of all the gas that is considered part of the alveolar ventilation (i.e., absence of pneumothorax with leak or endotracheal tube cuff leaking on exhalation).

Table 1 - Time-Based and Volumetric Capnography Measurements

Basic Measurements Units Measurements

TIME-BASED CAPNOGRAPHY

CO2 Partial pressure End-tidal CO2 (torr) and respiratory rate

VOLUMETRIC CAPNOGRAPHY

CO2 Gas fraction Time-based mHg/%/kPa) measurements plus VCO2, dead space(s) and other measurements

Flow (volume) L/min (ml)

Airway pressure* cm H2O

*flow and airway pressure provides respiratory mechanics

Figure 6 - Time-based and volumetric capnogram for a neonatal subject with a long expiratory pause. Note: CO2 units for time capnogram are in mmHg whereas units for the volumetric capnogram are often shown in %.

(a) Time-based

(b) Volumetric

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Volumetric Capnography Time-based Capnography

End-tidal CO2 Time based average Time based average

Inspired CO2 Various measures may be computed Minimum value during inspiratory segment including inspired CO2 volume often calculated

Breathing frequency May be computed using flow waveform Inverse of time between the transition from expiratory to and/or capnogram. inspiratory segments of successive breaths

Inspiratory/Expiratory Time Timing from start of inspiration and expiration Approximate values may be calculated if deadspace and determined from flow waveform. rebreathing not significant

Mixed Expired CO2 Volume weighted average of CO2. Not available(PeCO2or FeCO2)

CO2 Elimination (VCO2) Net volume of CO2 measured at the mouth Not available or airway, and calculated as the difference between expired and inspired CO2

PHASES

Phase I CO2 free gas from the airways

Duration Time from start of expiration to increase in PCO2 Not available

Volume Volume from start of expiration to increase in PCO2 Not available

Phase II Rapid S-shaped upswing on the tracing caused by the mixing of dead space gas with alveolar gas

Duration Time from end of phase I to intersection of Approximate measure available predictive slopes of phase II and III

Volume Volume during phase II Not available

Slope Curve fit of central portion of phase II volume Curve fit of central portion of time based phase II

Phase III Alveolar plateau representing CO2 rich gas from the alveoli

Duration Time from end of phase II to end of expiration Approximate measure available

Volume Volume during phase III Not available

Slope Curve fit of central portion of phase III volume Curve fit of central portion of time-based phase III

Alpha Angle Angle between phase II and III Angle between phase II & III (usually ranges between 100 & 110 degrees)

DEAD SPACE(S)

Airway (“anatomic”) Volume of the conducting airways at the ‘midpoint’ of Not available(Fowler) the transition from dead space to alveolar gas

Physiologic*** Total dead space and as calculated includes Not available alveolar, airway and apparatus deadspaces

Alveolar*** Dead space that is not airway dead space volume Not available and is calculated by subtracting the airway dead space volume from the ‘physiologic’ dead space

DEAD SPACE RATIOS

Airway Functional anatomic deadspace calculated via Not available Fowler’s method divided by expired tidal volume

Physiologic Total deadspace calculated graphically, with Enghoff Not available -modified Bohr equation or alternate methods

Alveolar Alveolar volume divided by expired tidal volume Not available

OTHER

Efficiency Ratio of volume of CO2 contained in the breath and Not available the volume of CO2 that would have been eliminated by an ideal lung at the same effective volume and end-tidal fractional CO2

fdlate Late dead-space fraction (arterial-end-tidal PCO2 Not available difference at 15% predicted total lung capacity/ arterial PCO2)

**Definitions derived from Fletcher [5], Arnold [29], Eriksson [80] and other sources; Figures 3-5 illustrates a number of these definitions. ***Requires PaCO2

Table 2 - Comparison of Common Measures Available in Volumetric and Time-based Capnography**

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CLINICAL UTILITY OF TIME-BASED AND

VOLUMETRIC CAPNOGRAPHY

The measured concentration of carbon dioxide is the result of ventilation, perfusion and metabolism, and their interactions, and is affected by changes of any of these components (Table 3). Knowledge of the absolute values of and changes in the time-based and volumetric capnograms can assist in the diagnosis of a variety of physiological and pathological phenomena and serve as a valuable tool during a wide variety of clinical situations (Table 4). The clinical utility of time-based and volumetric capnography for many of the indications listed in Table 4 are contrasted in Table 5. Selected references for time and volumetric capnography are provided supporting the respective indication. Note some applications are more established and this has been noted.

Table 3 - Factors that determine PCO2 Levels (adapted from Foley [41])

Increased PCO2 Decreased PCO2

Fever Pulmonary embolism

Sepsis Cardiac arrest

Malignant hyperthermia Hypothermia

Hypoventilation Hyperventlation

Bicarbonate bolus Hypometabolic states

Venous carbon dioxide embolism Hypotension

Increased cardiac output Decreased cardiac output

Restoration of pulse with Esophageal intubationcardiopulmonary resusciation

Chronic obstructive lung disease Disconnection from ventilator

Extubation

Table 4 - Current and potential indications for capnography (adapted from Genuit [42])

Indication

Acute clinical situations Cardiopulmonary resusciation (cardiac and respiratory arrest)

Endotracheal Intubation

Feeding tube placement

Acute Airway obstruction/ assessment of broncho-spasm

Pulmonary embolism

Routine Monitoring Preoperative respiratory assessment

Intraoperative monitoring (including intubation)

Postoperative ventilator weaning

Transport of ventilated patients

Monitoring of mechanical ventilation

Assessment of pulmonary perfusion

Ventilator weaning

Titration of PEEP with VCO2 and Vdphys

Assist pulmonary artery and central venous pressure during insertion

Monitoring during conscious sedation

In some of these clinical situations, accurate knowledge of the end-tidal value may be clinically sufficient while in other situations the time-based capnogram is required for proper clinical interpretation. In many clinical scenarios, the time-based capnogram is inadequate as a reliable diagnostic tool or indicator. However, volumetric capnography can serve as a more reliable clinical tool and indicator for a number of clinical situations including intubation and pulmonary embolism screening, although the added clinical value of these monitoring modalites often remain unrecognized. The recognition of the value of a physiologic-based approach such as volumetric capnography continues to grow and new clinical applications continue to be uncovered. While not all research to date on this subject has proved fruitful, the clinical value of volumetric capnography is rapidly expanding allowing insight into complex physiological phenomena.

CONCLUSION

Only recently has time-based capnography become widely adopted as a standard of care for a number of applications and is considered an essential tool for the clinician. Its use during general anesthesia is nearly universal in the developed world, and it has been recommended that the use of continuous capnography in other clinical environments (e.g. ICU) be universally adopted as well [43]. Additionally, clinicians are just now beginning to appreciate the application and importance of volumetric capnography. The wealth of relevant physiological information afforded by volumetric capnography is beginning to be tapped, allowing for a better understanding of cardiopulmonary physiology. Volumetric capnography has significant applications for patients with lung disease such as acute respiratory distress syndrome, chronic obstructive pulmonary disease, and asthma as well as adult and pediatric patients with cardiovascular disease. The use of this important technique will allow for an even better understanding of cardiorespiratory interactions. The costs, medical and legal, associated with adverse outcomes related to respiratory events have been significant [44]. Clinical tools made possible through the use of volumetric capnography which offer so much more than capnography alone have potential for improved patient monitoring and management and the associated reduction the cost of patient care.

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Table 5 - Clinical Utility of Time-based and Volumetric Capnography Contrasted

Clinical Use Time-based Capnography Selected Refs/Status Volumetric Capnography Selected Refs/Status

ACUTE CLINICAL SITUATIONS

Avoiding Fast detection of exhaled [45-51] Presence of CO2 and flow [52] esophageal CO2 verifies placement, Accepted strongly indicative [22 P. 49-50] intubation during Can give false positives of tracheal intubation SpeculativeETT placement

Avoiding tracheal Fast detection of exhaled [53] Lack of CO2 and flow strongly —intubation during CO2 to verify incorrect Developing indicative of not in trachea Speculative NG tube placement placement.

Avoiding Variable, Not-sensitive, [54-56] Combination of CO2, flow, airway [22 P 41]endobronchial Significant changes in end-tidal levels Developing pressure and derived measures can [57]intubation during may be observed assist detection SpeculativeETT placement

Prognosis and PETCO2 can guide efforts and [58-63] In addition – provides a direct [64]adequacy of indicate patients response; Accepted assessment of ventilation Speculativecardiopulmonary predictive of survivalresuscitation

Assessment of Variable [65-70] Slope of phase III [71-72], airway obstruction Accepted [73-74]** Speculative

Screening for suspect Poor, Useful only in extreme cases [75-76] Alveolar deadspace or fdlate [77-87]pulmonary embolism Developing combined with D-dimer Developing

ROUTINE MONITORING

Preoperative Potential quick screening tool, [88] See airway obstruction - above —assessment of as part of OSA screening Developing Speculative disease

Detection of circuit Good but may miss some [90] Allows for quantitative [89,91]leaks and/or leaks, rebreathing assessment Accepted assessment of leaks Developingrebreathing only qualitative and rebreathing

Detection of Monitoring of PETCO2 [92-93] Monitoring of the capnogram [22-23, 89] disconnection and waveform in intubated [22 pp 49-50] and flow can alert clinician to Developing patients helps identify tube Accepted even partial disconnects displacement

Weaning, Limited Use by itself [94-96] Allows for wide range of [89,97-100] Outcome predictor Developing relevant measures used in Developing protocols to be computed (i.e., VCO2, RSBI)

PEEP Titration Arterial end-tidal difference [101] VCO2, Slope of Phase III [102-103] Developing Developing

PETCO2 as a Normal and constant [104-108] PETCO2 predictive of PaCO2 if [109-110]Surrogate of PaCO2 ET-a gradients�improved PaCO2 Developing physiological deadspace not Developing estimate and less blood gas samples too large

Pulmonary Capillary PETCO2 variable [111-112] VCO2 surrogate with stable VE; [113-116]Blood Flow/Cardiac Developing partial rebreathing Fick method DevelopingOutput Estimation for PCBF

Monitoring Identifies tube displacement, verifies [117-120] Proximal CO2, flow and airway [23 Ch 8 Ch 9]during continuous ventilation helps to [23 Ch 8, Ch9] pressure (and derived variables) Speculativetransport optimize ventilation Accepted allows for continuous assessment of cardiorespiratory status

Intraoperative Good as front line monitor [12],[23 Ch 6] Proximal CO2, flow and airway [12], [23 Ch 6]Assessment (see breathing circuit leaks Accepted pressure (and derived variables) Developing and detection of disconnection) allows for continuous assessment of cardiorespiratory status

Assessment/ Improved patient safety [121-130] CO2 with flow allows for better [23]safety of sedation/ [23 ch 12] identification of hypoventilation Speculativeparalytic therapy Accepted Key: Accepted - Widely accepted as standard practice, Developing - Developing application, OSA - Obstructive sleep apnea, fdlate - see Table 4, RSBI - Rapid shallow breathing index, ** COPD references

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91. Breen PH, Bradley PJ. Carbon dioxide spirogram (but not capnogram) detects leaking inspiratory valve in a circle circuit. Anesth Analg. 1997; 85(6): 1372-6.

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