virginia e hopkins financial disclosure report for 2009

8/3/2019 Virginia E Hopkins Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/virginia-e-hopkins-financial-disclosure-report-for-2009 1/16

n o 1 0 [ F IN A N C IA L D ISC LO SU R E R EP O R T R e p o r t R e q u i r e d b y t h e E t h i c ~l ~ e ~ . l / 2 O l 0

I F O R C A L E N D A R Y E A R 2009i~ G o v e r n m e n t A c t o f 1 9 7 8(5 U.S.C. app §~ 101-111)

I. Person Re porting (last name, first, middle initial) 2. Court or Organization 3. Date of Report

H OPK I1 NS , V IR G INIA E . U.S. DISTRICT COURT, 05/10/2010

4. Title (Ai-~icle Ill judges indicate active or senior status; 5n. Report Type (check appropriate Wpe) 6. Reporting Periodmagistrate judges indicate ftdl- or part-ti~ne)

~[--] Nomination, Date 01/01/2009

LINITED STATES DISTRICT JUDGEt_.JF-] Initial ~ Annual

[] Final to

12,’3112009

5b. [] Amended Report

7. Chambers or Office Address 8. On the basis of the information contained in thin Report and anymodifications pertaining thereto, it is, In my opinion, in co mpliance

619 HUGO L. BLACK COURTHOUSEwith applicable laws and regulations.

1729 5TH AVENUE N

BIR2~ffNGHAM, AL 35203R eviewing O fficer D ate

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NO NE box for each part where you have no reportable information, Sign on last page.

I. POSITIONS. ~em,~,~

D NONE (No reportable positions.)

POSITION N A M E O F O R G A N I ZA T I O N / E N T I T Y

l. T R UST E E IRREVOCABLE LIFE INSURANCE TRUST #1 IUNFUNDED)

2. POWER OF ATTORN EY (POA # 1) AT I’OR NE Y IN FAC T

N O N E (No reportable agreements.) ,...

D A T E P.~TIES A~ TE~S



FI N A N C IA L D I S C LOS U R E R EPO R T ] Name ofPei’san Rep~rtlagDate of Repor t

of 16[ HOPKINS, VIRGINIA E.

05/10/2010

III. NON-INVESTMENT INCOME. ~R,por,~.g

A. F l ie r ’ s Non - I nv es tm en t I ncom e

NO~ ~o reportable non-investment income.)

SO~CE A~ ~E(yo~ , not s~u~’s)

1.

2.

3.

4.

B . S p o u s e ’s N o n - I n v es tm e n t I n c o m e - if you ~r~ ma~ied dur~g any po~ion of the re~o~ing ~ar, comple~ th~ sectio~

(Dollar amount not ~q uired ~cept for honoraria.)

~ N O ~ ~o reportable non-inves~ent income.)

SO~CE A~ ~E

1. 2009 SELF E~LO~D A~O~EY P~C~CE

2.

3.

4,

IV. REIM BURSEM ENTS - , ,-~por~o~(Includes those to s ~ a ~ dependent chH ~en; s ~e pp . 25 . 27 of f i l ing

~ N O N E (N o reportable reimbursements.)

~ ~ L Q C A ~ O N P~POSE ITEMS PA~ OR PRO~ED

1, ALA CLE OCTOBER 2- 4, SAFEST’, FL CLE (~AC~ ~NSPORTAT]ON, FOOD, HOTEL

2009

2.

3.

4.

5.



FI N A N C IA L D I S C LOS U R E R EPO R T ~ .... fPersen Report ing Dateo fRepor t

of 1 6 n o e va r ~ s, V I R G I N IA E . 0 5 1 1 0 / 2 0 1 0

~ N O N E (No reportable g~s.)

1 .

2.

3.

4.

5.

~ NO~ ~o reportable liabili~es.)

C~ DESC~PTION V A L U g C O D E

1.

2.~..

3.

4.

5.



FI N A N C IA L D I S C LOS U R E R EPO R T

Iage 4 of 16 ~oe~s,

VII. I~VESTMEN TS and TR USTS - ~o~,,

N O N E ~ o reportable income, assets, or ~a~actionsO

A. B. [ C , D .

. ~ Description of A s~ I n c o m e d u r in g : G r o s s v a l u e a t e n d T~aetions d~ng repoalng peHod, (including t~st ~sets) r e p o a i n g p e r i o d of re~aing peH~ ,

(0(~) i (0 (~) [ 0) (2) (3) ~ (4) (5 )

P l ~ e " ( X ) " d e e r e a c h a s s e t A m o u n t T~e (e,g,. V a l u e Value ~ T~ (e.g., ~ate Value ~ Gain i d e n t i f f o f

exempt from prior disclo~ C o d e I d i v . , r e n ~~

C ~e 2 ~ Me~ od ~ b u y , s e l l , m ~ d & ~ Code 2 ] C~e I b u y e r / s e l l e r

~( A - H ) o r i n t . ) ~ ( J - P ) C~e 3 r~pt[on) ~ ~ ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W } [ [ [ ~ r a m a c t i o n )

1. CASH ~LLS FAR~ BANK A lnt~t K T

2. Y ’ U M B R A N D S C O M M O N A Dividend

3. A B B O T L A B S A DividendBu y 03/18/09

J

4. Sold 0 7 / 1 5 1 0 9 J A

5. A B B L T D S P O N A D R A Dividend Sold 0 2 1 2 7 1 0 9 J A( p a r t )

6. Sold 09/0t/09 J A

’ 71 AORI Lr M INC ( CANADA ) A Dividend K T B uy 05/05/09 J

8. B uy 1 1 / 1 0 / 0 9 J’, ( a d d ’ l )

9, AIvI’ER TO WER CO RP CL A N one K T B uy 06t24/09 J

10 . B uy 08/07/09 J(add’i)

I I.APACHE COR.P A D i v i d e n d K T B u y 0 9 / 0 9 / 0 9 K

12 . B uy 1 2 / 2 4 / 0 9

13. APPLE INC N o n e K T B u y I 0 / 0 5 / 0 9

1 4. B uy 1 0 / 2 7 / 0 9 J( a d d ’ l )

15 . Bu y 1 1 / 1 0 / 0 9 J(add’l)

1 6 , Bu y 1 2 / 2 4 / 0 9 J(add’l)

17 . APPOLLO GROUP None B uy 09/24/09i J

I . lacom© Gain Cod~: A ~$1,000 ot less B =$ l.001 - $ 2,5~ C =$ 2,50l - $5 .~ 0 D =$5,001 - $15,000 E =$15,001 - S5t),000



F IN A N C I A L D I S C L O S U R E R E P O R TN a m e o f P e r s o a R e p o r t in g

of 1 6 HOPKINS, V I R G I N IA E . 0 5 / 1 0 / 2 0 1 0

V I I. I1 N V E S T M E N T S a n d T R U S T S -~ ~o reportable assets, orONE income. tra~actions.)

A. ’~ B, C. D .

D e s c 6 p t i o n o f A s s e ~ ~ In.me during G r o s s v a l u e a t e n d T~tions dufng reposing period

(including ~st a~ets) ~po~ing ~fiod of~po~ing

~~--f- ~j ( 1 ) ( 2 ) ( 1 )~2) 1(3) ~ (4)

~ 5 )

ldenti~a inm o u n t/ T ~ (~ g , Value Valu~ . Date I Valuelace "(X)" ~er each ~et T~ (~,g.,

... .. pt~om priordisel ... . Cod e I ~ dl . . . . .. ~ C o d e 2 ~ Me~od b u y , s e l k, l~m~d~ ~ Code 2 ] C ode I

buyer/~ller] ( A - H ) ~ o r i n t . ) ( J - P ) C~e 3 r e d e m p t i o n ) ( J - P ) [ ( A - H ) ( i f p r i v a t e

~~

( Q - W ) [ ~.etion)

!8. Sold 10/28/09 J A

19 . B AX TER I NTL, INC DE A Dividend Sold 02/27/09 J A( p a r t )

20. Sold 08/12/09 J A

21. BERKSHIRE HATHAWAY None Sold 0 4 / 2 7 1 0 9 J A

22. B G GR OUP P L C SP ON ADR A Dividend K T B uy 07/10/09 J(add’l)

2 3 . B uy 1 2 , / 2 4 / 0 9 J(add’l) ¯

24. B L A C K R O C K I N C D E A Dividend K T Sold 02/27/09 J A( p a r t )

25. B uy 12/24/09 J(add’l)

26. CA MER O N IN TL C O R .P N one Sold 0 2 / 2 7 1 0 9 J A

27 . C G R OB INSON WOR L DWIDE IN NE W None B uy 09/16/09 J

28. Sold 11/t0/09 J A

29. C E NOVUS E NE R GY, INC A D ividend B uy 08/07/09 J

3 0 . Sold 12~1/09 J A

3 1 . C E R N E R C O R P None K T B uy 06/24/09 J

3 2 . B uy 09/04/09 J(add’l)

33. COGNIZANT TECH SOLUTIONS CKP None K T B uy 1 1 1 1 7 / 0 9 J

3 4 . B uy 12/24/09 J(add’l)

Col u mn C2 ) U -Book Value V =O1h~ W = Es f ima ~



FINANCIAL DISCLOSURE REPORT ,~me of Person Reporting D a t e o f R e p o r t

of 1 6 a o P m _ ~ s , V m G ~ N t ~ E . 0 5 / 1 0 / 2 0 ~ 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . . . . . . . l ,e , n, . . . . f leas (Includes those of sp . . . . . d defendan t children; s,epp. 34-60 of f i l ing instructlomO

[] N O N E ( N o reportable income, a ssets, or transa ctions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d in g t a ’ u s t a s s e t s ) r e po rt i n g p er i o d o f r e po rt i n g p er i o d

(l) (2) (l) (~) (1 ) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u m T y p e ( e . g . , V a l u e Value T y p e ( e .g . . D a t e Value ! Gain I d e n f i b ’ o f

e x e m p t f r o m p r i o r d i s c l o s u r e i C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , i m r e d d ~ y y Code 2 i Code l b a y e r / s e l l e r(A-H) / o r in t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (j.p) i (A-H) ( i f p r i v a t e

;J ( Q - W ) t r ~ s a e t i o n )

3 5 . C V S C A R E M A R K C a R P D E A D ividend Sold 04/24/09 J A

3 6 . E N C A N A C a R P A Dividend K T B uy 0 8 1 0 7 1 0 9 J

3 7 . B uy 1 2 / 2 1 / 0 9

(add’l)

3 8 . EX PRESS SCRJ PTS I N C None K T B uy 04/24/09

3 9 . B uy 09/04/09( n O n ’ l )

40. FMC T E C HNOL O GIE S INC None K T B uy 04/13/09!

41. Buy 11/10/09 I

(aclda)

42 ..... B uy 12/24/09(add’l)

’ 43. GE NL E L E C T R IC C O A Dividend B uy 01/23/09

44 . Sold 04/13/09 J A

45. G ILEA D SCI EN CES I N C None K T Sold 02/27/09 K D( p a r t )

4 6 . B uy 0 8 1 0 7 / 0 9 J

( a ~ ’ l )

4 7 . B uy 12/2a/09 J(add’l)

48. ISHAP, ES LEMAN SHORT TREA S A Dividend Sold 09i01/09 L A

49. SP DR KB W B ANK E T F DE A D ividend Sold 02/27/09 J A( p a r t )

5 0 . Sold 1 2 / 2 8 / 0 9 K A

51.. M C D O N A L D S c a R P A Dividend K T B uy 09/09/09 K

(See Colmm CI ~d D3) N ~250.~ I - $5~.~ O ~5~.001 - tl.060.000 Pl =$1.~.~t - S5.~0.~ P2 =$5.~.001 -



F IN A N C I A L D I SC L O S U R E R E P O R T [ N .... f P e ~ s o n R e p o r t in g] D a t e o f R e p o r t

of 16I[ HOPKINS~ VIRGINIA E. ]

05/10/2010

~ NO~ ~o reportable income, assets, or transactions.)

A . B . C. D .

D e s c r i p t io n o f A ~ s ¢ ~ lncom~ d~ng Gross value at e~ T~sacfions during r~o~ing pcfiod

(including ~st asse~) r~ng ~dod of ~ ing p~fiod

~) (~ ) O) ~ (2) O) ~ ( ~ )a f t e r e a c h A m o u n t ( * . g . , Val~ VNue ( e . g . , D a t e V a l u * G ~ in ldend~ of~e

e x e m p t ~ o m p r i o r d is c l o s~ e C o d e I div., ~n~ C o d e 2 M et h o d b u y , s e l l , m~d~ C o d e 2 C ~ e I b u y e r / s e l l e r(A-~ o r i n t . ) ( J - ~ ) C~e 3 ~empfion) ( J - P ) ( i f p ~ v a t eA - H )

n a n s a c t l o n )

5 2 . B uy 11/10/09(add’l)

5 3 . B uy 1 2 1 2 4 / 0 9 J(add’l)

~ 4 . M O N S A N T O C O ~ W A Di~d~d B uy 01/1~09 K

5 5 . Sold 1 0 / 2 9 t 0 9 K A

5 6 . MCDERMOTT I NTL I NC None Sold 08/26/09 J A

5 7 . N O B L E C O R P A Dividend K T B uy 0 5 , " 2 8 / 0 9 K

5 8 . P OT ASH C OR P SASK INC C A NADA A Dividend Sold 05/05/09 J A

5 9 . PROSHARES TRUST PROSHARES None B uy 04/02/09 JULTRA SHORT S&P 500 (add’l)

6 0 : B uy 0 4 1 0 9 t 0 9 J(addq)

6 1 . B uy 04/16/09 J

(add’l)

62. B uy 04/29/09 J(add’l)

6 3 . Buy 05/07/09 K(add’I)

6 4 . Sold 0 6 / I 1 / 0 9 J A

6 5 . -. Sold 0 7 1 2 0 1 0 9 J A( p a r t )

6 6 . Sold 07/24/09 J A

6 7 . Sold 07/27/09 K A

6 8 . P R OSHAKE S T R U ST P R OSHAR E SNone B uy 01/12/09 JULTRASHORT LEHMAN 20+ YEAR

T R E A S

(S ~ ¢ C o lu mt~ B I ~ w l 0 4 ) F -550,001 - $ } 00,000 G ~ $100,001 - $1,000,t} 00 H1 ~$1,0~),001 - $5,000,000 H2 =More than $5,000,000

(Sec Column C2) U =Book Value V =Otha~ 9/=Estimated



F I N A N C I A L D I S C L O S U R E R E P O R T I N . . ..f P ~ o . g e p o , ~ i .g ’ l D a , e o f R e p o r t

of 16 1[ H O P ~ S , ~ GI m A E .

[

0 5 / 1 0 1 2 0 1 0

HO~ ~o reportable income, assets, or tra~actionsO

A, B. C. D.

D~cdption of As~e~ Incom~ during Gro~ valu~ at end T~s~tions d~ng

(including I~st ~s¢~) fe~ing period of ~ing

(0 (2) ~) ( ~ ) ( ~ ) (~ ) (3) ~) ~)P I a ¢ ~ " ( X )~ a f t e r ~ ¢ h ~ s a ~ ~ A m o ~ t T~ {e.g. , V a l u e V ~ u g T~

~x~mpt from prior disctosu~Code 1 div., ~nt, Code 2 Method buy, sel l , ~ m~d~ Cod~ 2 Cod~ I buy~/sgll~r

(A- H) or int.) (J-P) Code 3 redemption) (J -P) (A -H) (if private

(Q - W) ~nsac~on)

69. B~ 01~2/09

7 0 . B uy 03/18/09 K

71 . S o l d 07~0/09 J A

~ a n )72. S o l d 07 /27 /09 K D

73. QUE ST DIAGNOST IC S INC A Dividend K T B uy 05/29/09 K

7 4 . RESEARCH IN MOTION LTD N o n e S o l d 02/27 /09 J A( p a n )

75 . B u y 06/19/09 J( a d a ~ )

76. B u y 0 9 1 0 4 / 0 9( ~ , ~ ’ l )

77 . Sold 09/25 /09 J A

7 8 . S o l d 09/28/09 J A

7 9 . SP UR B AR C L AYS C A P IT AL T IPS A Dividend B uy 06/12/09 K

80. Sold 09/24109 K A( p a r t )

81, Sold I 1/12/09 J A

82. SL UMB E R GER L T D NE T HE R L ANDS A Dividend Sold 02/27/09 J AANT IL L E S ( p a r t )

83. Sold 04/13/09 J A

8 4 . D A N A H E R C O R P C O M M O N A Dividend Sold 09t08/09 J A

8 5 .SYNGE NT A AG SPON AD R C OM

None Sold 01/1~09 J A

t. Income Gain Code.s: A -$1,0~10 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15.000 E =$15,001 - ~50.000

(S ee Co lum ns B! an d D 4) F =$ 50 ,0 01 - $ 100 ,0 00 G =$I00,001 - $1,0OO,000 F I l = $ 1, 00 0 ,0 0 1 - $ 5, 00 0 ,0 0 0 H ~ = Mo re th an $ 5, 00 0, 00 0

2. Value C odt$ J =$ |5,000 or Iris K =$15,001 - $50,000 L =$50,00| - $100,000 M =$100,001 - $250,000

(S ee C o lu mn s C I a nd D3 ) N =$ 25 0, 00 1 - $5 00 ,0 00 O =$500,001 - $1,000.000 P1 =$1.00~.001 - $5.000,000 P2 =$5,000,001. $25.000,000

P3 ~$25,000,001 - $50.000.000 P4 =Mo~ than

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =A ssessment T --’C ash Market

(S©~ Column C2) O =Book Value V ::Other W =Estimated



Ia m e o f P e r s o n R e p o r t in g[

[ ) a te o f R e p o r tF I N A N C I A L D ISC LO SU R E R EPOR T

I HOPKINS, VIRGINIA E.

of 16 0 ~ / ~ o / 2 0 1 o

VII. INVESTMENTS and TRUSTS -

NONE ~o reportable income, assets, or tra~actions.)

A. B. ~ C. D .Description of A~ : lacome d~ing G r o s s u a l u e a t e n d T~fioas d~ng ~aiag period

( i n c l u d i n g t r u s t r e s e t s ) re~aia8 ~od of ~aing p~od

’~0) (2) (D [ (~) 0) ( ~ ) ( 3 ) ~ ( ~ ) (5)

P l a c e " ( x ) " a f t e r e a C h m s ~ ~ount

e x e m p t ~ o m p r i o r d i s e l o s ~ e C o d e l div., ~nt,~ e 2 Me~ buy, sell,~d~ Co~ 2 ~ C~e I buyer/seller( A - H ) or int.)(J-P) C ~ e 3 r e d e m p t i o n ) (J-P)( A - H ) (if private

(~W) transactio,)

[ 86. ~G[NT~ AG SPO~ ADR COM N o n e K T B u y 10/30/09 K

[ 87. B u y I I/I0/09 ~

,, (~ad’l)

8 8 , B u y 1 2 / 2 4 / 0 9 ~ J

( a d d ’ l )

8 9 . TEVA PH~ACE~ICALS ~D L~ A ~dend K T B u y 0 8 / 1 2 / 0 9 ~ K

IS~ ADR

9 0 , B u y 0 9 / 0 4 / ~ J

( a d d q )

9 1 . T~[E~O FIS CH E R S C~FIC ~C N o n e S o l d 0 5 ~ 9 / 0 9 K A

92. T R A N S O C E A N I N C O R D None Sold 02/27/09 J A@ a r t )

93. Sold 05/28/09 J A

94. UNION P AC IFIC C OR P A Dividend K T B uy 01/13f09 K

9 5 . V ISA I N C CL A A Dividend KT

B uy 08/07/09K

9 6 . B uy 0 9 / 0 4 1 0 9 J(a~d’l)

97. X T O E N E R G Y I N C A Dividend Sold 02/27/09 J A( p a r t )

98. Sold 0 9 / 0 9 1 0 9 J A

9 9 . J O H N H A N CO CK CL A SSIC V A LUE A Dividend K T Sold 01/23/09 J AF U N D (part)

t00, Sold 0 4 / 2 3 1 0 9 J A

1 0 1 . Sold 07/24/09 J A(par0

1 0 2 . Sold 10/23/09 J A( p m )

I. Income Gain Codes: A "$1.000 or less B ~$1.001 - 52,500 C =52,501 - $5.000 D =$5flO I - 515,000 E =$15.00! - $$O.000($~Columns BI aml D4) F =$50,001 - 5100,000 G -5100.001 - 51,000.000 HI =$1,000,001 - 55,000,000 H2 = M o~ than $5,000,000

2. Value Cod~ J "$15,000 or less K =$15,1~01 - $50.000 L =550,001 ¯ $100,000 M =$100,001 - $250,000

(Se~ Columns CI aM O3) N -5250,001 - 5500,000 O -$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25.000,0D0

P3 -525,0~ 0.001 - $50,000,000 P4 ~M or~ than 550,000,000

3. Value Method Codes Q ~Appraisal R = C o ~ t (Real Estate Only) S =Asseasment T =Cash Market

(See Column C2) U ~B~ k Val ue V --Olher W =Estimated



F I N A N C I A L D I SC L O S U R E R E P O R T N a m e o f P e r ~ n R e p o r t i n gI

D a t e o f R e p o r t

IHO PKINS, VIRGINIA E,age 10 of 16 0 5 / 1 o / 2 0 1 0

V I I. I N V E S T M E N T S a n d T R U S T S - ~ , ¢ o ~ , , . v , l ~ , , ~ , o ~ a o n ~ a ~ a ~ t n u , , o ~ ’ s ~ . . .. d dependent children; see p p . 3 4 - 6 0 of f S ing instructions.)

[] NONE ( No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G ro s s v a lu e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e po rt i n g p er i o d o f r e po rt i n g p er i o d

(l) (2) (l) (2) O) i ~2) (3) (4)P l a c e " ( X ) " a f t e r e a e b a s s e t A m o u nt T y p e ( e .g ., Value Value T y p e ( e . g . , D a t e Value G a i n I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o s u r e I C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , ] m m / d d / y y I C o d e 2 C o d e I buyer/seller

lA , H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) | (J-P) ( A - H ) ( i f p r i v a t e

( Q - W ) [ a ’ a a s a c t i o n )

103. F I RST EA G LE O V ERSEA S F UN D CLA S~ A Dividend L T See Section VIII Addfl

ln f

104. CA SH UBS BRO K ERA G E A CCO UN T ( X A I n t e r e s t K T See Section VIII Addtlln f

105. Ut3S LIQUID ASSETS FUND (X) A Interest L T See Section VIII Addtl

L n f

1 06. UB S B AIqK USA DE P OSIT AC C OU NT A Interest J T See Section VIII Addtl(X ) Inf

I07 . UIBS RMA MON EY MKT. PORTFOLIO A ~ Interest J T See Section VIII Addtl(X ) In f

1 0 8 . L OR D AB B E ’IT MIDC AP FUND C L ASS A Dividend K TC

1 0 9 . THORNBEKG INTERNATIONAL A Dividend K TV A L U E F U N D C L A

110. FIRST TRUST ISE-REV NAT GAS A Dividend J T B uy 08/26/09 J

1 1 1 . ISHAtLES TRUS DOW JO NES TECH A Dividend J T B uy 11/12/09 JSE C T OR INDE X FUND

1 1 2 . ISHARES INC MSCI SWITZ INDEX FD A Dividend K T B uy 0 1 1 0 8 1 0 9 J

I 1 3 . Sold 02/27/09 J A( p a r t )

1 1 4 . B uy 08/07/09 J( a ~ d ’ l )

I 1 S . Buy 08/25/09 .1(add’l)

i I 1 6 : ISHARES INC MSCI SINGAPOILE FRE E A Dividend K T Sold 02/27/09 J AR q D E X F D ( p a r t )

I 1 7 . Buy 08/25/09 J(add’l)

: : 118. ISHARES TR UST D J U.S BA SIC A Dividend J T Sold 02/27/09 J AMAT E R IAL S SE C T R INDE X FD ( p a r t )

119. ISHARES S&P 100 INDEX FUND A Dividend K T B uy 01/08/09 J

(See CoI~ Cl ~ D3) N "$250,~1 - $5~,~0 0 ~$5~,001 - $1,~0,000 Pl ~$1,0~,001 - $5,~,~0 ~ =$5,000,001 - $~,000,000



N a m e o f P e r s o n R e p o r t in g]

D a t e o f R e p o r ~F I N A N C I A L D I S C L O S U R E R E P O R T

n o P ~ a r ~ s, V m G t N r ~ E .age 11 of 16 ] 0 5 / 1 0 / 2 O L O

V I I . I N V E S T M E N T S a n d T R U S T S - ,e o ~ . e . ~ . e . t .o . ~ = a o . , a n c t . a . ~ S o s e o S s , o ’ ~ e ,, ~ dependent c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)

[] N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at end , T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d ~ o f r e p o r t i n g p e r i o d

( 1 ) ( 2 ) (1) I (2) ( 1 ) ( 2 ) l (3) I (4)] i

(5 )

P l a c e " ( x ) ~ a f t e r e a c h a s s e t Amount T y p e ( e . g . , Value ~i Value T y p e ( e . g ., i Date i Value] Gain I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o s u re ::Codel d i v . , m n t , Code2 Method b u y , s e l l , [ m m i d d / y y Code2 /Codel b u y e r / s e l l e r

iA - H ) oriuQ ( J ’ P ) i Code3r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i . v a t e

’t20. Bu y 01/22/09 J(add’l)

1 2 1 . Sold 02/27/09 J A(pad)

1 2 2 . Bu y 06/0U09 J

(add’l) I

1 2 3 . B uy 08/07/09 JC a d d Y )

1 2 4 . Bu y 0 8 / 2 5 1 0 9 !(add’l)

1 2 5~ ISHAR E S MSC I E AFE INDE X FUND A Dividend J T Sold 0 2 1 2 7 / 0 9 J A( p a r t )

26 . ISH A RES M CSI EM ERG I N G M A R K ETS A Dividend J T So|d 0 2 / 2 7 1 0 9 J AI N D E X F U N D (part)

1 2 7 . Bu y 0 8 / 0 7 1 0 9 J(addq)

128. ISHARES DJ SELECT DIVIDEND INDF_~ A Dividend Bu y 01/08/09 J

1 2 9 . Sold 02/27/09 J

1 3 0 . Bu y 0 8 / 0 7 1 0 9 J

(add’I)

1 3 1 . B uy 08/25/09 J(a~’l)

1 3 2 . Sold 11/12/09 K A

1 3 3 . ISHARES DOW JONES US PF[ARIVl A Dividend J T Bu y 11/12/09 JE’,FD EX FUND

134. MARKET VECTORS AGRIBUSINESS A Dividend K T Bu y 06/19/09 J ! See Section VIII AddtlETF Inf

135. POVCER SHARES DYN OIL & GAS SV A Dividend K T Sold 0 2 1 2 7 1 0 9 J A( p a r t )

1 3 6 .Bu y 08/07/09 J( a d d ’ l )



Name of Person Reporting[

Date of ReportF I N A N C I A L D I S C L O S U R E R E P O R T

I HOPK INS, VIRGImA E.age 12 of 16 0 5 / 1 0 / 2 o l o

V II . INVEST M ENTS an d TRUSTS - ~ ,~o . ., ~ . , ~ . . ..ao~ (Includes those of s p o u s e a n d dependent children; see pp. 34-60 of f cling instructions,)

D N O N E ( ’ N o reportable income, assets, or transactions.)

Description of Assels Gross value at end Transactions dulring reporting period

(including t~st ~sets) reporting period of reporting period

Place "(X)" after each assca Amount I Type (e.g., V~lue [ Value Type (e.g. , Date Value [ Gain Identity of

from prior disel ..... code I [ <* iv., ~,, code 2 i Method buy, 8oil.I I r " m ~ a ~ [ Code 2 I Code I buyer/sellerxempt

[ [ [ (Q-W)[~ l

tr .... tion)

1 3 7 . 1 3 u y 0 8 / 2 5 / 0 9( a d d ’ l )

1 3 8 . KYDEX E T F T R U S T S&P 500 EQUA L A Dividend K T Bu y 08/07/09 JWGHT D INDE X FD INC

1 3 9 . B uy 08/25/09 J

(add’l)140. SPDR S&P CHINA ETF A Dividend J T B uy 09/08/09 J

1 4 1 . SPDR S&P EMERGING LATIN AMER A D i v i d e n d K T Sold 02/27/09 K AETF

:142. B u y 08/25 /09 J

1 4 3 . Bu y 09/24/09( a d d ’ l ) I

144. SPDR GOLD TRUST N o n e K T Buy 03/27/09 J

1 4 5 . B u y 04/02/09 J( a d d ’ l )

1 4 6 , B u y 04/20/09 J

( a d d ’ l )

1 4 7 . B u y 06/24/09 J

1 4 s . B u y o 9 / o 8 / o 9 J( a d d ’ l )

149. POWERSH ARES D8 MULTI SECTOR N o n e S o l d 02/27/09 J ACOMM ODITY TR DB AGRICULTURE ( p a r t )FUND

1 5 0 . B u y 05/27/09 J( a d d ’ 0

I51. B u y 06/01/09 J( a d d ’ l )

1 5 2 . S o l d 0 6 1 1 9 / o 9 J A

153. LrNITED STATES NATURAL GAS N o n e B u y 0 5 / 2 7 1 0 9 J

(S e~ Co lu mn s C I a nd D3 } N ~$ 25 0,0 01 - $5 00 ,0 00 O =$500,001 - $1,000,000 Pl =$1,000,0~1. $5,000,000 P2 =$5.000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =Mote th~n $50,000,000



FINANCIAL DISCLOSURE REPORT I a m e o f P e r s o n R e p e r t tn g D a t e o f R e p o r t

Page ! 3 of 16[ H O P K I N S , V I R G I N I A E .

0 5 / 1 0 / 2 0 l 0

NONE ~ o reportable income, assets, or ~ansactions.)

A. B. C.

Des~pfion of A~ge~ Income fl~ng G~oss value at ~d T~sa~fions d~ng r~ing

0) ~ ~) 0) ~) ( ~ ) ~ ~) ~3) ~) (5 )P l a c e " ~ X ) " a ~ e r e a c h ~ s e t A m o u n t ~ T~e (e.g., V a l u e Val~ T ~ (e.g., [ Da te V~ue G a i n ldenti~ of

exempt ~m ~or di~losure C~e ~ ’d i v . , ~ n t , C~ 2 M e t h o d b u y , s e l l , [ m~d~ C~ 2 C o d e 1 : : b ~ y e r / s e l l e r

( A - H ) o r i n t . ) ( J - P ) C~e 3 ~d~ption) ( J - P ) (A-B) ~ ( i f p r i v a t e( Q - W ) i I / tr~t~ction)

1 5 4 . B uy ~/01/~ J(add’l)

1 5 5 . Sold 08/26!09 ~ A

1 5 6 . ISREAL DISC BK NY US RATE 2,85% A Interest Matured i03/10/09 K AMAT 3/10/09

1 5 7 . BANK OF CHINA NY US RATE 3.05% A Interest Matured 03/! 0 / 0 9 L AM A T 3 /1 0 /0 9

1 5 8 . US TSY INFL PRT NOTE 02.000°,4 DUE C Interest L T B uy 06/17/09 L7/15/14

1 5 9 . Sold 1 1 / 3 0 1 0 9 J A( p a r , )

160. POA # I

16 1. CA SH - WELLS F A R G O BA N K ( X ) C Interest L T See Section VIII AddtlInf

1 62. C ASH - L E GAC Y FE DE R A L C R E D IT B Interest N T See Section VIII AddtlUNION (X) ln f

16 3. CA SH - WELLS F A R G O BRO K ERA G E None L T See Section VIII Addtl

AC C T (X) ta r

164. WESTERN A SSET MONEY MAR .KET A Interest Closed 0 7 , r 3 0 t 0 9 J A See Section VIII AddtlFUND C L A SS A (’X) Inf

165. CITIBANK NA B ANK DEPOSIT A Interest Closed 07/30t09 J A See Section VIII AddtlP R OGR AM (X) Inf

166. CITICORP TRU ST BANK, FSB (’X) A Interest Closed 07/30/09 J A See Section VIII Addtl

167. AT&T INC (X) C Dividend L T See Section VIII AddtlInf

168. HARTFORD FINL SVCS GROUP INC (X B Dividend L T See Section VII! AddtlIn f

169. 12-I" CORP (X) C Dividend M T Sold 0 9 1 1 1 1 0 9 K E See Section VIII Addtl( p a r t ) inf

t70. PEPSICO INCORPORATED CA) B Dividend K T See Section VIIl AddtlInf

!. Income Gain Code~: A -S 1,000 or leo B ~ $ 1, 00l - $ 2 ,5~ C =$2.501 - $5,0~ D ~$5,~1 - $15,~0 E =$15,~i - ~50.00(1



F IN A N C I A L D I S C L O S U R E R E P O R T

o f 16 " H O P ~ N S , V m G I N IA E.

[

0 5 1 1 0 / 2 0 1 0

VII. ~VESTMENTS and TRUSTS - ~ ...... ~ ,, transaeao~ (l~udes these of ~o~ ~d dependent chinch; set pp. 34-6 0 of fifing i~uctlom.)

~ O N E ~ o reportable income, assets, or ~anzactiom.)

A. B. C. [ D.~s¢fiption of As~ ~ I n c o m e d u r in g G r o s s v a l u ~ a t e n d Tmsacfions d~ng ~ing pedod(including ~st =s¢~) [ ~po~ing ~ i~ of ~poning period

~ (1) i (2) (I) ~ (2) , 1 1 ) (2 ) ( 3 ) (4 ) (5 )

D a t e Value G a i nl a c e " ( X ) " a ~ e r e a c h ~ s e t Am~nt [ T~e (e.g., Value Value ~ T~ (e.g., l d e n t iW o fe x e m p t ~ o m p r i o r d is c l o s t ~ e Code I [ div? ~n~ C~e 2 M e t h o d b u y , s e l l , ~d~ C~e 2 C~ I b u y e r l s e l l e r

~ (A-H)i o r i n t . ) ( J - P ) C o d e 3~

~ d e m p t i o n ) [ (J-P) ( A - H ) ( i f p f i v a t *~ ( Q -W )

~ ~ ~ a n s a c t i o n )

171. PF~ER INCO~OK~ ~) C Dividend L T :See Section VIIIAddt[Inf

1 7 2. A M E R I C A N G E N E ~ L F ~ A N C E B Interest K T See Section VtllAddtl~CO~ NO~S SEMI ~ CPN 4.875% Inf

173. OENE~L ELEC C~ CO~C Interest M T : Se~ S~fion Viii Addtl~TE~OTES S~I ~ CPN In [

4.00% ~

174. ~ ST PORT A~H BO~S A ~ter~t K T B uy 07~4/09 K See Section VIII Addtl5.0~/o D~ !0 /1/12 ~) ~f

175, ~Y B~K NA~ ASSN CD DUE B ~terest M T B uy ~ / 1 5 / 0 9 L See Section Vlll Addtl10~4/11 ~) Inf

176. DISCO~R BK CD D~ 10/2~13 ~) B Interest M T B uy ~/16/~ L [See Section VIE AddtlIn f

1 7 7 . M ID F I ~ T B A N K C D D ~ 4128/24 ~ C Int,rest L T B uy ~/15/09 L See Section VII1Addtl

178. ~iTRUST B~ - OH CD MA~ B Int~t M~d 03~W09 M See Section ~II Addtl3/20/09 ~) In f

179. E~RG~EN ST~OIC ~1 BOND A Divided M T B uy 10~1/09 L See Section VII1Addtl~ CL C ~) i lnf

180. SO~RN CO~A~ ~) A D iv i~ nd Sold 05/18/09 K E See Section VIIIAddtlInf

2. Val~e Code* .I



F IN A N C IA L D ISC LO SU R E R EP O R T

of 16 r a o t , r a ~ s , v m c l m A E . o ~ / 1 o / 2 o l o

V I II . A D D IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S.

THE I RREVOCAB LE LI F E I NS U RANCE TRU S T # 1 REPORTED I N S ECTI ON 1, L INE 1 I S U NF U NDED PuND THEREF ORE I S NOT I NCLU DED I NSECTION VII, "INVESTMENTS AND TRUSTS"

SECTION VII, LINE 1 - CASH WELLS FAR GO REPRESENTS BALA NCES OF THE SAME CASH ACCO UNTS SHOWN L A S T YEAR AS "CASHWAC HOVIA B ANK". WAC HOVIA B ANK WAS AC QUIR E D B Y WE L L S FAR GO B ANK DUR ING 2009 SO T HE C HANGE IS ONL Y DUE T O ACHANGE IN THE NAME OF THE ACCOUNT NO T IN THE UNDERLYING ASSETS.

SECTION VII, LINE 103 - F!RST EAGLE OVERSEAS FUND C LASS INCREASED IN VALUE FROM "K" TO "L " DUE O NLY TO LqqR EALIZED

INCREA SES IN VALUE O F THE INVESTMENT AND RE INVESTMENT OF DIVIDENDS. THERE WERE N O PURCHASES OF THIS INVESTMENTTHAT ARE REQ U I RED TO B E REPORTED.

SE C T ION VII, LINE 104 - 107 - THESE MONEY MARKET AND CASH ACCOUNTS HELD WITH THE SAME BROKERAGE WERE LUMPEDTOGETHER ON THE 20 08 ANNU AL REPORT AND LAB ELED A S " U B S MONEY MARKET" . THES E ARE S PLIT OU T O N THE 20 0 9 REPORT AN DLAB ELED W I TH THE CORRECT NAMES OF THE I NDI VI DU AL CAS H ANr D MONEY MARKET ACCOU NTS I N ACCO RDANCE W I TH THE RU LESON C L AR IFIC AT ION OF R E P OR T ING OF C ASH AND MONE Y MAR KE T AC C OUN T S. T HE SE AC C OUN T S AR E USE D T O ST OR E FUNDS FR OMPROCEEDS OF SALES OF INVESTMENTS AWAITING NEW INVESTMENT PURCHASES.

SECTION VII, LINE 134 - MARKET VECTORS AGRIBU SINESS ETF INCREASED I:N VALUE F ROM "J" T O "K’~D U E O N L Y T O U N R E A L I Z E DINCREASES IN THE VALUE OF THE INVESTMENT. THERE WERE NO FU RTHER PURCHASES OF THIS INVESTMENT THAT ARE REQUIRED TOB E R E P OR T E D.

SE CT IO N VII , L INE S 161 - i 80 -THES E AS SETS ARE REPORTED U NDER THE POW ER OF ATTOR NEY LAB ELED POA #1 AS DES CRI B ED I N PARTI, POSITIONS. THE POWER OF A’FFO RNEY W AS EXERC ISED DURING 2009 TRIGGERING THE REQUIREMENT TO REPORT THESE ASSETS.

SECTI O N V I I, LI N E 175 - KEY BANK NA TL ASSN CD DU E 10/24/1 I, THIS ASSET INCREASED IN VALU E FROM CA TEGORY "L" TO "M" DUEONLY TO REINVESTMENT OF EARNE D INTEREST. THERE ARE NO FU RTHER PURCHASES OF THIS INVESTMENT T H A T ARE REQUIRED TOB E R E P OR T E D.

SECTION VII, LINE 176 - DISCOVER BK CD D UE 10/22/13, THIS ASSET INCR EASED IN VALU E FROM C ATEGOR Y ~’L" TO "M" DUE O NLY T OREINVESTMENT OF EARNE D INTEREST. THERE ARE NO FU RTHER PURCHASES OF THIS INVESTMENT THAT ARE REQUIRED TO BER E P OR T E D.

SECTION VII, LINE 179 - EVERGREEN STRATEGIC MIYNI BON D FUND CL C, THIS ASSET INCREASED IN VANUE FRO M CATEGORY "L " TODUE ON LY TO UN REALIZED INCREASES IN THE VALUE OF Til ls F!qVESTMENT AND RE/NVESTMENT OF DIVIDENDS. THERE ARE N O

FURTHER PURCHASES OF THIS INVESTMENT THAT ARE REQUIRED TO BE REPORTED .

virginia e hopkins financial disclosure report for 2009

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