SHERWOOD NEISS

WWW.THECCAGROUP.COM

@WOODIEN

GLOBAL TRENDS IN CROWDFUNDING

A financial return determines the whether or not it is regulated

Types of Crowdfunding

Unregulated

Crowdfunding

Regulated

Crowdfunding

Debt

(P2P, P2B)

Revenue

Based

Donation Perks Pre-order

Equity

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Know the difference between Title II, III and IV

Crowdfunding Options

Original Title II Title IV Regulation A+ Title III

506b 506c Tier 1 Tier 2 Reg CF

Started1982 2013 June, 2015 June, 2015 May, 2016

Max raise:No Cap No Cap $20M $50M $1M

General Solicitation

Allowed No Yes Yes YesYes

Online Crowdfund

Platforms Allowed No Yes Yes YesYes

Unaccredited

Investors? / LimitsUp to 35 No Yes / No limits

Yes (only invest

up to 10% of AI

or NW)

Yes ($2k AI or

NW cap)

SEC RegistrationForm D 506(c) Reg A Reg A Form C

State (Blue Sky)

Registration/Review Yes Depends Yes No No

SEC ReviewNo No Several Weeks 30 days No

Annual

Audit/Financial

Reports No No No Yes Yes

Estimated Costs$25k-$75k $25k-$50k $50k-$75k $75k-$150k $5k-$25k

Investor

Accreditation Self

Issuer

Verified Self Self Self

Suitable forSeed,Scale

, Growth

Seed,Scale

, Growth Growth GrowthSeed, Scale

http://crowdfundcapitaladvisors.com/cca-reg-cf-index/

Approved Title III Platforms/Deals

B/D

Where is the Money Going?

• Areas known

for VC top the

list

• Capital is going

outside of these

money centers

• Not enough

evidence to see

impact on Main

Street

>< ><the crowdfunomics

equationtm

Data = Analysis

With all the variables of a crowdfunding campaign digitally stored

it is possible for the first time to quantify the data, compare the

results and train better entrepreneurs

Crowdfunding Data Trends

• Webinar

• November 1, 2016, 2pm

• 75+ slides of analysis

• Drilling into 152k data points

• Capital

• Portal Performance

• Issuer Performance

• Sector Performance

• Title II, III & IV Comparisons

• https://t.co/oLCoWeKKFG for 20% off

Discount

SHERWOOD NEISS

WWW.THECCAGROUP.COM

@WOODIEN

QUESTIONS?