usa v. metter et al doc 407 filed 20 nov 14

8/10/2019 USA v. Metter Et Al Doc 407 Filed 20 Nov 14

1/9

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2/9

SPN Q SpongeTech

Inventory

Calculated

Loss

From Confirmations

SPN Q

09/02/08

50750@ 04 = 2030 2030

SPN Q

09/17/08

5625@ 0240 = 135

135

SPN Q

09/18/08

27500@ 0230 = 633

633

SPN Q

09/29/08

20400@ 0249 = 508 508

SPN Q 10/17/08

30000@ 03 = 900

900

SPN Q

10/31/08

5240@ 0285=149

149

SPN Q

11/03/08

58700@ 0267 = 1567

1567

SPN Q

11/06/08

42500@ 0231=994 982

SPN Q

11/06/08

36400@ 0231 = 841

8 l

SPN Q 11[06[08

4 9 7 0 0 @ Q 2 ~ 5 = 1118

1118

SPN Q

11/06/08

35100@ 0225 = 790

790

SPN Q 11/07/08

29300@ 0225 = 659 659

SPN Q

11/26/08

38600@ 0285=1105 1105

SPN Q

12/02/08

40700@ 0270 = 1099 1099

SPN Q

12/03/08

42900@ 0256=1098 1098

SPN Q

12/09/08

25000@ 0240 =600

600

SPN Q

12/22/08

43460@ 0259 = 1126

1126

SPN Q

12/31/08

65000@ 0220 = 1430

1430

SPN Q 01/06/09

100000@ 0216 = 2160

2160

SPN Q

01/22/09

105000@ 0190 = 1995

1995

SPN Q

02/02/09

58800@ 0170 = 1000 1000

SPN Q

02/19/09

120000@ 0125 = 1500 1500

SPN Q

02/23/09

8000@ 0120 =

96

96

SPN Q

04/07/09

118000@ 0253 = 2985 2985

26506

SPN Q

04/24/09

98000@ 0152 = 1490

1490

SPN Q

04/28/09

139000@ 0145 = 2016 2016

SPN Q

05/04/09

75000@ 02 = 1500

1500

SPN Q

05/20/09

75000@ 0399 = 2989

2989

SPN Q

06/03/09

79000@ 0505 = 3990

3990

SPN Q

07/15/09

37000@ 0817 = 3023

3023

SPN Q

09/28/09

75000@ 0660 =

4950

4950

SPN Q

11/05/09

21000@ 05 = 1050

1050

SPN Q

11/19/09

66000@ 0439 = 2897

2897

SPN Q 11/19/09

2400@ 0450 = 108

108

SPN Q

12/17/09

44000@ 0450 = 1980

1980

SPN Q 12/17/09

530@ 0450 =

24

24

SPN Q

01/06/10

57000@ 0349 = 1989

1989

SPN Q

01/21/10

97000@ 0310 = 3007

3007

SPN Q 02/03/10

20000@ 03 = 600

600

SPN Q 02/18/10

72000@ 0278 = 2000

2000

SPN Q 03/19/10

58000@ 0332 = 1926

1926

SPN Q 03/29/10

68500@ 0310 = 2124

2124

Case 1:10-cr-00600-DLI Document 407 Filed 11/20/14 Page 2 of 9 PageID #: 2423


3/9

SPNGQ

03 29 10

[email protected]=

24

SPNGQ 04 22 10 [email protected] = 378

SPNGQ 04 22 10 [email protected] 257

Total

Share

Count Includes

Trade ing

and Scottrade.

Total Loss Calculated: 67071

524

2378 40565



4/9

:ns:11www.2amsKeeoer.com1 ViewTrades.asox?orint= I ace _id= l sellgr= me= onlyS... 3/28/2013



5/9

Review Added Transactions

-

~ 1 9 J 2 0 0 9

Buy

95 -..... 02/1712009 Buy

- 96 - \,,

02/0212009 Buy

_. 7 ~ 01/22/2009 Buy

,_

98..... 01J06l2009 Buy

~ ~ 12131/2008 Buy

.._ 1 \. y.12/22/2008

Buy

101

' \ . '

1210912008

Buy

_.

102 ~ 1 2 / 0 3 l 2 0 0 8

Buy

- _ ; ~ ~ =

~

~ i g f \ .

~ ~ ~ i

=

0 ~

11/07/2008 s.u.

_

..

"\,;

11IOEIJ2008

~

-109 11l0B/2008 Buy

_Q

110

11/08l2008 Sell

111

11/06l2008 8uv

t 12

11l06/2008 Buv

_

113

\I

11/0312QJB Buy

'14

\11/03J2008

Sell

- 115

1 ~ 1 / 2 0 0 8

( - 116 1000/2008. I

---....._ '117 1

118 10/29'2008-

119 1008/2008 SeU.

120

1 ( 1 1 2 3 Q O O B ~

121

:\.I

10l22QOOI t

122 ~ 10l171.2008

123 10/17/2008 Buy

124 10IDW2008

Buy

125 1Ql08/2008

Buy

126

1QIOl5Q008

Buy

127

10J06/2008

Sell.

128

1om3.12008

Buv

129 1QI03J2008

Buy

130 1tw3/2008

Seu.

131

t


6/9

Scottrade - Transactions

Page 1

ofl

Portfolio

Review

Watch Lists

Gain/Loss&.

Tax

Center

Account

History

Order Status

Transfer Funds

Deposits (New)

Withdrawals

My Information

&. ,_

Preferences

Alerts

Quick Quote

Symbol

Lookup

Build an Option

DJIA

$OJI

17.551.23

NASDAQ

SCOMP

-3 24

4:1:>25.38

13 (03

11.c-;ount History

Transact ions

Confirmations

Account Statements

Tx S t a ~ e n t s

:-.-ansactlon Hlstorv does not include todav's tranMCtlons. Visit tne ~ t r

mont

intormaton

Date

Transacttons

5ec;urltv Type Symbol

: ~ ~ ; i i able v I'. c ~ ~ ~ - - = = = - - - = = =

i

~ ~ - - - - ~ _ . c p n _ g ~ - - _ - _ _ :_ _ :_ _ _

or select the dleckoox next to eacn

transaction

s

symoo1 you w1sn

to aoo

to tne

selected Watch Ust

Results

No.

1 3 o f 3 I page 1 of 1

Go

Date

1116/2008

11/6/2008

9/2/2008

Sett lement

Date

Symbol Desalptlan commission/Fees Inte.'e:St Amount Avg Price

11/12/2008

11/12/2008

9/5/2008

BOUGHT

36400

SHARES OF SPNG

AT

$0.0231

BOUGHT 42500 SHARES OF SPNG AT $0.0231

BOUGHT 5075 0 SHARES Of SPNG AT $0.04

($4.20)

( 11.91)

( 17.15)

~ . . . E Y i l l ' ~ Forms Center ' Statement : Web51te Terms

&

Condit>ons

Agreements;>. D1sdo5ure:; ~

i

i Data Providers

0.00

( 845.04)

0.00 ( 993.66)

0.00 ( 2,047.15)

N/A

N/A

N/A

None of the lnfom..tlon provided slloold be

conslderW

1'$Xlmr m ndat1on or solicitation to

Invest

tn. or llouldate. a oartk:ullr

securttv

or

tvoe

of

securitv. Investors

should full'(

reseucn an' ' secunty oeron

mlll


7/9

September 2S 2014

Judge Irizarry,

This

may

be the second

letter

you receive

from

us. I decided to send another one to be sure we made

the September 30' deadline.

Mr

Moskowitz and Metter et al have caused so much

grief

that I thought I needed to write to you. I

realize there is very

l ittle

probability that there will

e

anything left for shareholders

in

SPNG

(Spongetech Delivery Systems).

We

have endured a considerable loss,

for

us. I have given you

the

totals in terms of shares and approximate costs. Please

enter them into any

summation you are

preparing. I

will

give you all

the

information

needed

to

contact us

i f

necessary.

SPNG:

Total

number

of shares purchased: 2,284,115

Approximate costs: $70,000

To Contact

if

necessary:

Barbara Graae

Thank you

for

your time

Take Care,

Barbara Graae



8/9

3pongetech Delivery Systems, Inc. (SPNGQ): Pacer update 02 Oct 14 -

USA

v.

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02:26:03 PM

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Pacer update 02

Oct

14 -

USA

v. Metter et

.:

".lrviiNAL

DOCKET

FOR

CASE :

1 10-

http://investorshub.advfu.com/boards/read _ msg.aspx?message_ id=l07050938

11/1312 :



9/9

Spongetech Delivery Systems, Inc. SPNGQ): Pacer update 02 Oct 14 - U:SA v.

age:.::

t J

Date

Filed#

Docket Text

I

10/02/2014 387 Letter dtd. 9/25/14 from

-..,,,

Barbara Graae to Judge Irizarry as to defis.

Michael Metter, Steven Moskowitz,

1 requesting that the total terms of shares

and approximate costs can be entered into

any summation Your Honor is preparing.

Returned to chambers. (Layne, Monique)

(Entered: 10/03/2014)

1 1O-cr-00600-DLI USA v. Metter et al

1:

1O-cr-00600-DLl-1 Michael Metter

1 1O-cr-00600-DLl-2 Steven Moskowitz

1 1O-cr-00600-DLl-3 Andrew Tepfer

1:

1O-cr-00600-DLl-4 Seymour Eisenberg

1 10-cr-00600-DLl-5 George Speranza

1: 1O-cr-00600-DLl-6 Thomas Cavanagh

1 10-cr-00600-DLl-7 Frank Nicolais

:w:i :

1

':ii

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