u.s. district court southern district of texas...

US District Court Civil Docket as of 04/29/2005 Retrieved from the court on Wednesday, May 04, 2005

U.S. District Court Southern District of Texas (Houston)

CIVIL DOCKET FOR CASE #: 4:02-cv-01571

PlaintiffPirelli Armstrong Tire Corporation Retiree Medical Benefits TruOn behalf of itself and all others similarly situated

st represented by

P

310-859-3100

ED

34 fax

OTICED

OTICED

ges

8 fax

OTICED

er et al lvd

Alexandria S Bernay Lerach Couglin et al LL9601 Wilshire Blvd Ste 510 Los Angeles, CA 90210

LEAD ATTORNEY ATTORNEY TO BE NOTIC Azra Z Mehdi Milberg Weiss et al 100 Pine St Ste 2600 San Francisco, CA 94111 415-288-4545 Fax: 415-288-45LEAD ATTORNEY ATTORNEY TO BE N Connie Cheung Milberg Weiss et al 100 Pine St Ste 2600 San Francisco, CA 94111 415-288-4545 LEAD ATTORNEYATTORNEY TO BE N Helen J HodLerach Couglin et al 9601 Wilshire Blvd Ste 510 Los Angeles, CA 90210 310-859-3100 Fax: 310-278-214LEAD ATTORNEY ATTORNEY TO BE N James I Jaconette Lerach Couglin Stoia Gell9601 Wilshire B

Ste 510 Los Angeles, CA 902310-859-3100 FLEAD ATTORNEY ATTORNEY TO BE NOTICED John A LLerach Couglin Stoia LLP9601 Wilshire BSte 510 Los Angeles, CA 902310-859-3100 LATTORNEY TO BE Kathrine Crystal SpLerach C9601 Wilshire Blvd Suite 510 Los Angeles, CA 902310-859-3100 FLEAD ATTORNEY ATTORNEY TO BE Patrick J CMilberg Weiss et al 100 Pine St Ste 2600 San Francisco, CA 94415-288-4545 LATTORNEY TO BE N Roger B GreSchwartz J909 Fannin Ste 2000 Houston, TX 77010 713-752-0017 FEmail: rgreenberg@schLEAD ATTORNEY ATTORNEY William S Lerach Lerach Coughlin9601 Wilshire Bld Ste 510

10

ax: 310-278-2148 fax

owther

lvd

10

EAD ATTORNEY NOTICED

lan oughlin

10

ax: 310-278-2148

NOTICED

oughlin

111

EAD ATTORNEY OTICED

enberg unell et al

ax: 713-752-0327 fax wartz-junell.com

TO BE NOTICED

Stoia Geller et al

Los Angeles, CA 902310-859-3100 LATTORNEY TO BE N Thomas E Bilek 1000 LouSuite 1302 Houston, TX 77713-227-7720 Fax: 713-227-9404 E

10

EAD ATTORNEY OTICED

isiana

002

mail: [email protected]

Plaintiff

The Regents of the University of California

represented by lan ddress)

See above for address)

ICED

ee above for address)

ICED

he Baskin Law Firm

ax: 512-322-9280 fax TICED

ughlin et al

ax: 619-239-3583 fax BE NOTICED

chulman eiss et al

Kathrine Crystal Sp(See above for aLEAD ATTORNEY ATTORNEY TO BE NOTICED Roger B Greenberg(LEAD ATTORNEY ATTORNEY TO BE NOT William S Lerach (SLEAD ATTORNEY ATTORNEY TO BE NOT James D Baskin, III T300 W 6th St Ste 1950 Austin, TX 78701 512-381-6300 FATTORNEY TO BE NO Keith F Park Lerach Co401 B St Ste 1700 San Diego, CA 92101 619-231-1058 FATTORNEY TO Steven G SMilberg W

One Pennsylvania PlazaNew York, NY 212-594-5300 Fax: 212-868-1229 A Tor Gronborg Lerach Couglin Stoia et al401 B St Ste 1700 San Diego, CA 9210619-231-1058 A Trig R Smith Lerach Co401 B St Ste 1700 San Diego, CA 619-231-1058 A Thomas E Bilek (See above

10119-0165

TTORNEY TO BE NOTICED

1


ughlin Stoia et al

92101


for address)

Plaintiff

John and Lois Tennant Foundation represented byttorney at Law

12-233-3900


Plaintiff

Susan Salvetti A41 Madison Ave New York, NY 10010 2LEAD ATTORNEYA

Tennant & Associates LLC represented byddress)

Susan Salvetti (See above for aLEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Tennant Related Companies Profit Sharing Plan

represented by Susan Salvetti (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

John J Tennant, Jr. represented by Susan Salvetti (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

W.R. Chamberlin Company

Consol Plaintiff

represented by Susan Salvetti (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Joseph Sonnenberg on behalf of Himself and all others

milarly situated

represented by

EAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas E Bilek See above for address)

ICED


ICED

ee above for address) Y

ICED

Consol Plaintiff

Kathrine Crystal Splan (See above for address)

si L

(LEAD ATTORNEY ATTORNEY TO BE NOT Tor Gronborg (SLEAD ATTORNEYATTORNEY TO BE NOT Trig R Smith (SLEAD ATTORNEATTORNEY TO BE NOT

Stoneridge Investment Partners LLC on behalf of itself and all others similarly situated

represented by ield

ew York, NY 10165

ax: 212-949-0049 fax

E NOTICED

Harvey GreenfAttorney at Law 60 E 42nd St Ste 2001 N212-949-0049 fax FLEAD ATTORNEY ATTORNEY TO B

Patrick VPomerantz Haudek et alOne N LaSalle St Ste 2225 Chicago, IL 60602 312-377-1181 LATTORNEY TO BE NOT Tor Gronborg (See aboveLEAD ATTORNEY ATTORNEY TO Trig R Smith (SLEAD ATTORNEATTORNEY TO BE NOT

Dahlstrom

EAD ATTORNEY ICED

for address)

BE NOTICED


ICED

Consol Plaintiff

Isidore Mauer on behalf of himself and all others similarly situated

represented by ningham l

ouston, TX 77002

ax: 713-255-5555 fax

ED

borg s)

EY ICED


ICED

Consol Plaintiff

Tom Alan CunCunningham Darlow et a600 Travis Ste 1700 H713-255-5500 FLEAD ATTORNEY ATTORNEY TO BE NOTIC Tor Gron(See above for addresLEAD ATTORNATTORNEY TO BE NOT Trig R Smith (SLEAD ATTORNEATTORNEY TO BE NOT

William Oliver on behalf of himself and all others similarly situated

represented by berg


Roger B Green(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Tor Gronborg(

LEAD ATTORNEY ATTORNEY TO BE NOT Trig R Smith (SLEAD ATTORNEATTORNEY TO BE NOT

ICED


ICED

Consol Plaintiff

Steven Baca represented by berg


ICED


ICED

Consol Plaintiff

Roger B Green(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Tor Gronborg(LEAD ATTORNEY ATTORNEY TO BE NOT Trig R Smith (SLEAD ATTORNEATTORNEY TO BE NOT

Michael L Testa on behalf of himself and all others similarly situated

represented by n, Jr

13-488-8854

EAD ATTORNEY TICED

s) EY

ICED


ICED

Consol Plaintiff

John G EmersoEmerson Poynter LLP 830 Apollo Lane Houston, TX 77058 7Fax: 713-488-8867 fax LATTORNEY TO BE NO Tor Gronborg (See above for addresLEAD ATTORNATTORNEY TO BE NOT Trig R Smith (SLEAD ATTORNEATTORNEY TO BE NOT

Leon E Schrader on behalf of himself and all others

represented by berg Roger B Green(See above for address)

similarly situated

Tor Gronborg See above for address)

ICED


ICED

Consol Plaintiff

LEAD ATTORNEY ATTORNEY TO BE NOTICED

(LEAD ATTORNEY ATTORNEY TO BE NOT Trig R Smith (SLEAD ATTORNEATTORNEY TO BE NOT

M D Allwyn J Levin represented by laxton

allas, TX 75204-2471

ax: 214-953-0583 fax

TICED

borg

EY ICED


ICED

Consol Plaintiff

Roger Farrell CClaxton & Hill PLLC 3131 McKinney AveSte 700 D214-969-9029 FLEAD ATTORNEY ATTORNEY TO BE NO Tor Gron(See above for address) LEAD ATTORNATTORNEY TO BE NOT Trig R Smith (SLEAD ATTORNEATTORNEY TO BE NOT

Michael Raposa represented by berg


ICED


Roger B Green(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Tor Gronborg(LEAD ATTORNEY ATTORNEY TO BE NOT Trig R Smith (SLEAD ATTORNE

ATTORNEY TO BE NOTICED

Consol Plaintiff

Dale N Shook represented by berg


ICED


ICED

Consol Plaintiff


Neal Eisenbraun represented by berg


ICED


ICED

Consol Plaintiff


Sally McGushion represented by


ICED


Thomas E Bilek(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Tor Gronborg(LEAD ATTORNEYATTORNEY TO BE NOT Trig R Smith (S

LEAD ATTORNEATTORNEY TO BE NOT

Y ICED

Consol Plaintiff

Colbert Birnet, II represented by


ICED


ICED

Consol Plaintiff

Thomas E Bilek(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Tor Gronborg(LEAD ATTORNEYATTORNEY TO BE NOT Trig R Smith (SLEAD ATTORNEATTORNEY TO BE NOT

Christopher Coles represented by berg


ICED


ICED

Consol Plaintiff


Colton Investments LLC represented by berg


ICED

Roger B Green(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Tor Gronborg(LEAD ATTORNEY ATTORNEY TO BE NOT Trig R Smith

(SLEAD ATTORNEATTORNEY TO BE NOT


ICED

Consol Plaintiff

Walter Roberts on behalf of himself and all others similarly situated

represented by berg


ICED


ICED

Consol Plaintiff


Market Street Securties Inc on behalf of itself and all others similarly situated

represented by berg


ICED


ICED

Consol Plaintiff


Edward Kaminski on behalf of himself and all others similarly situated

represented by Jr

ouston, TX 77002-5096

ax: 713-654-3398

TICED

Robert Rivera,Susman Godfrey LLP 1000 Louisiana Ste 5100 H713-651-9366 FLEAD ATTORNEY ATTORNEY TO BE NO

Tor Gron(See above for address) LEAD ATTORNATTORNEY TO BE N Trig R Smith (SLEAD ATTORNEATTORNEY TO BE NOT

borg

EY OTICED


ICED

Consol Plaintiff

Individually James R Raymond on behalf of himself and all others similarly situated

represented by berg


ICED


ICED

Consol Plaintiff


Individually Alidad Ghiassi individually and on behalf of all others similarly situated

represented by


ICED


ICED

Consol Plaintiff


Daniel W Krasner represented by uith Fred Taylor IsqAttorney at Law 270 Madison Ave New York, NY 10016

212-545-4600 EAD ATTORNEY

ess)

NOTICED


ICED

Consol Plaintiff

LATTORNEY TO BE NOTICED Tor Gronborg (See above for addrLEAD ATTORNEY ATTORNEY TO BE Trig R Smith (SLEAD ATTORNEY ATTORNEY TO BE NOT

Marvin Hellman on behalf of himself and all others similarly situated

represented by

or Gronborg

ICED


ICED

Consol Plaintiff

Thomas E Bilek (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED T(See above for address) LEAD ATTORNEYATTORNEY TO BE NOT Trig R Smith (SLEAD ATTORNEATTORNEY TO BE NOT

Gennard Rocco represented by

or Gronborg

ICED

ICED

Consol Plaintiff

Thomas E Bilek (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED T(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOT Trig R Smith (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOT

Arline Rocco individually and on behalf of all others similarly situated

represented by


ICED


ICED

Consol Plaintiff


Kevin Bosse represented by arner

ouston, TX 77027-0001 713-622-7271

ax: 713-623-8724

NOTICED

borg

EY OTICED


ICED

Consol Plaintiff

Paul Thomas WReich & Binstock 4265 San Felipe Ste 1000 H

FLEAD ATTORNEY ATTORNEY TO BE Tor Gron(See above for address) LEAD ATTORNATTORNEY TO BE N Trig R Smith (SLEAD ATTORNEATTORNEY TO BE NOT

Alan Gillies represented by arner


ICED

Paul Thomas W(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Tor Gronborg(LEAD ATTORNEY ATTORNEY TO BE NOT Trig R Smith

(SLEAD ATTORNEATTORNEY TO BE NOT


ICED

V.

Defendant

Dynegy Inc represented by

10 Louisiana Ste 3000

ousston, TX 77002-4995 713-229-1946

ax: 713-229-7946 fax 16/2003

BE NOTICED

ne

ax: 713-236-5541 ynesboone.com

E NOTICED

Defendant

David D Sterling Baker Botts LLP 9

H

FTERMINATED: 05/LEAD ATTORNEYATTORNEY TO Michael T Powell Haynes and Boo1221 McKinney Ste 2100 Houston, TX 77010 713-547-2043 FEmail: powellm@haLEAD ATTORNEY ATTORNEY TO B

Charles L Watson represented by

7/2003


homas C Godbold i

3095

ax: 713-651-5246 ight.com

E NOTICED

David D Sterling (See above for address) TERMINATED: 06/2LEAD ATTORNEY A TFulbright & Jaworsk1301 McKinney Ste 5100 Houston, TX 77010-713-651-5151 FEmail: tgodbold@fulbrLEAD ATTORNEY ATTORNEY TO B

Defendant

Robert D Doty represented by

ichael M Wilson

5800

fax

ICED

yk Cirigliano

m ICED

Defendant

David D Sterling (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED MWilson Fulkerson LLP 1000 Louisiana Ste 1800 Houston, TX 77002-713-654-5800 Fax: 713-654-5801 LEAD ATTORNEY ATTORNEY TO BE NOT Tammy JaWilson Fulkerson LLP 700 Louisiana Ste 5200 Houston, TX 77002 713-654-5800 Fax: 713-654-5801 fax Email: [email protected] TO BE NOT

Stephen W Bergstrom represented by


fax

E NOTICED

Defendant

David D Sterling (See above for address) TERMINATED: 08/27/2003 LEAD ATTORNEY A Dennis G HerlongAttorney at Law 440 Louisiana Ste 900 Houston, TX 77002 713-228-9222 Fax: 713-228-9225 LEAD ATTORNEY ATTORNEY TO B

Michael R Mott represented by David D Sterling (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Mark K Glasser

fax NOTICED

fax NOTICED

Defendant

King & Spalding 1100 Louisiana Ste 4000 Houston, TX 77002-5213 713-751-3200 Fax: 713-751-3290LEAD ATTORNEYATTORNEY TO BE Michael W Youtt King & Spalding 1100 Louisiana Ste 4000 Houston, TX 77002-5219 713-751-3200 Fax: 713-751-3290 ATTORNEY TO BE

Daniel L Dienstbier represented by


NEY TO BE NOTICED

20006-2401

OTICED

off

Defendant

Daniel H Weiner Attorney at Law One Battery Park Plz New York, NY 10004 2LATTOR Kevin Tod Abikoff Hughes Hubbard et al 1775 I St NW Washington, DC202-721-4770 Fax: 202-721-4646 fax LEAD ATTORNEY ATTORNEY TO BE N Nicolas SwerdlHughes Hubbad Reed 201 South Biscayne BlvdMiami, FL 33131 305-371-8759 LEAD ATTORNEY ATTORNEY TO BE NOTICED

George L Kirkland represented by

Daniel H Weiner

(See above for aLEAD ATTORNEY ATTORNEY TO BE NOTICED

ddress)


ICED

Defendant

Kevin Tod Abikoff(LEAD ATTORNEY ATTORNEY TO BE NOT

Darald W Callahan represented by


ICED


ICED

Defendant

Daniel H Weiner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kevin Tod Abikoff(LEAD ATTORNEY ATTORNEY TO BE NOT Nicolas Swerdloff (SLEAD ATTORNEY ATTORNEY TO BE NOT

Richard H Matzke represented by


ICED

Defendant

Daniel H Weiner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kevin Tod Abikoff(LEAD ATTORNEY ATTORNEY TO BE NOT

Joe J Stewart represented by


ICED

Daniel H Weiner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kevin Tod Abikoff(LEAD ATTORNEY ATTORNEY TO BE NOT

Defendant

Sheli Z Rosenberg represented bys)

evin Tod Abikoff ss)

ICED

Defendant

Daniel H Weiner (See above for addresLEAD ATTORNEY ATTORNEY TO BE NOTICED K(See above for addreLEAD ATTORNEY ATTORNEY TO BE NOT

Michael D Capellas represented by

NEY TO BE NOTICED

Kevin Tod Abikoff (See above for address) LEAD ATTORNEY ATTOR

Defendant

represented bys)

H John Riley, Jr Kevin Tod Abikoff (See above for addresLEAD ATTORNEY

NEY TO BE NOTICED ATTOR

Defendant

NEY TO BE NOTICED

Jerry L Johnson represented by Kevin Tod Abikoff (See above for address) LEAD ATTORNEY ATTOR

Defendant

Citigroup Inc represented by


E NOTICED

9-6064

Bairbre ONeill Paul Weiss et al 1285 Avenue of the Americas New York, NY 10019-6064 2LATTORNEY TO B Brad S Karp Paul Weiss et al 1285 Ave of the Americas New York, NY 1001212-373-3316 LEAD ATTORNEY

ATTORNEY TO Jacalyn D Scott Wilshire Scott et al 1221 McKinneySte 3000 Houston, TX 77010-2011 7Fax: 713-651-0020Email: jscott@wsd-laLEAD ATTORNEYATTORNE Julia L Tarver Paul Weiss et al 1285 Avenue of the AmericasNew York, NY 1001212-373-3029 FLEAD ATTORNEATTORNEY TO B Michael E Gertzman Paul Weiss et al1285 Ave of the AmericaNew York, NY 1001212-373-3316 LATTORNEY TO BE NOT Robyn F Tarnofsky Paul Weiss et al 1285 Ave of theNew York, NY 1001212-373-2359 FLEAD ATTORNEY ATTORNEY TO B

BE NOTICED

13-651-1221 fax

w.com

Y TO BE NOTICED

9-6064

ax: 212-492-0029 fax Y E NOTICED

s

9-6064

EAD ATTORNEY ICED

Americas 9-6064

ax: 212-373-2825 fax

E NOTICED

Defendant

Citibank NA represented bys)


rad S Karp dress)

OTICED

Bairbre ONeill (See above for addresLEAD ATTORNEY A B(See above for adLEAD ATTORNEY ATTORNEY TO BE N

J(See above for aLEAD ATTORNEY ATTORNEY TO BE N J(See above for addLEAD ATTORNEY ATTORNEY TO BE N M(See above for adLEAD ATTORNEY ATTORNEY TO BE N R(See above for address) LEAD ATTORNEY ATTORNEY TO BE N

acalyn D Scott ddress)

OTICED

ulia L Tarver ress)

OTICED

ichael E Gertzman dress)

OTICED

obyn F Tarnofsky

OTICED

Defendant

Salomon Smith Barney Inc represented bys)


rad S Karp dress)

OTICED

acalyn D Scott ddress)

OTICED

ulia L Tarver ress)

OTICED

ichael E Gertzman dress)

OTICED

obyn F Tarnofsky

Bairbre ONeill (See above for addresLEAD ATTORNEY A B(See above for adLEAD ATTORNEY ATTORNEY TO BE N J(See above for aLEAD ATTORNEY ATTORNEY TO BE N J(See above for addLEAD ATTORNEY ATTORNEY TO BE N M(See above for adLEAD ATTORNEY ATTORNEY TO BE N R(See above for address)

LEAD ATTORNEY ATTORNEY TO BE N

OTICED

Defendant

Lehman Brothers Inc represented by on al

ew York, NY 10017

ax: 212-455-2502

ICED

ton LLP

13-225-8404

om

Y TO BE NOTICED

hn, IV

ax: 650-251-5002

ICED

er et al

7

ax: 212-455-2502 fax

ICED

7

ax: 212-455-2502

Benjamin Rudolph DelsSimpson Thatcher et 425 Lexington Ave N212-455-7646 FLEAD ATTORNEY ATTORNEY TO BE NOT Charles G King, III King & Penning1100 Louisiana St Ste 5055 Houston, TX 77002 7Fax: 713-225-8488 faxEmail: [email protected] ATTORNEY ATTORNE Harrison J FraSimpson Thacher et al 3330 Hillview Avenue Palo Alto, CA 94304650-251-5000 FLEAD ATTORNEY ATTORNEY TO BE NOT Lynn K Neuner Sympson Thach425 Lexington Ave New York, NY 1001212-455-2000 FLEAD ATTORNEYATTORNEY TO BE NOT Michael J Chepiga Attorney at Law425 Lexington Ave New York, NY 1001212-455-2000 FLEAD ATTORNEY

ATTORNEY TO BE NOTICED

Defendant

ABN AMRO Inc represented by ein Moore

ew York, NY 10019

ax: 212-474-3700

D

in & Harrell 2200 6

EAD ATTORNEY E NOTICED

re

9


ore ue

9

ax: 212-765-0652 fax Y

D

& Moore LLP

12)474-1000 Y

Defendant

Andrew B KratenstCravath Swaine and 825 Eighth Ave N212-474-10019 FLEAD ATTORNEY ATTORNEY TO BE NOTICE C W Flynn, IV Locke Purnell Ra2200 Ross Ave, SuiteDallas, Tx 75201-677214-740-8000 LATTORNEY TO B Darin P McAtee Cravath Swaine and Moo825 Eight Ave New York, NY 1001212-474-1000 LATTORNEY TO BE Julia A North Cravath Swaine and Mo825 Eight AvenNew York, NY 1001212-474-1000 FLEAD ATTORNEATTORNEY TO BE NOTICE Kelly A Rocco Cravath, SwaineWorldwide Plaza 825 Eigth Avenue New York, NY 10019-7475 (2LEAD ATTORNEATTORNEY TO BE NOTICED

Banc of America Securities LLC represented by

C W Flynn, IV

(See above for addresLEAD ATTORNEY

s)


ichard W Clary t al

9

ax: 212-474-3700 fax

TICED

Defendant

A

RCravath Swaine e825 Eighth Ave New York, NY 1001212-474-1227 FLEAD ATTORNEY ATTORNEY TO BE NO

Credit Lyonnais Securities (USA) Inc represented bys)


C W Flynn, IV (See above for addresLEAD ATTORNEY A

Defendant

Credit Suisse First Boston Corporation represented bys)


W Flynn, IV

OTICED

arin P McAtee dress)

OTICED

ulia A North ess)

OTICED

elly A Rocco dress)

OTICED

ichard W Clary dress)

Andrew B Kratenstein (See above for addresLEAD ATTORNEY A

C(See above for address) LEAD ATTORNEY ATTORNEY TO BE N D(See above for adLEAD ATTORNEY ATTORNEY TO BE N J(See above for addrLEAD ATTORNEY ATTORNEY TO BE N K(See above for adLEAD ATTORNEY ATTORNEY TO BE N R(See above for adLEAD ATTORNEY

ATTORNEY TO BE N

OTICED

Defendant

Merrill Lynch Pierce Fenner & Smith Incorporated

represented bys)


arrison J Frahn, IV )

OTICED

ynn K Neuner

OTICED

ichael J Chepiga ress)

OTICED

Defendant

Charles G King, III (See above for addresLEAD ATTORNEY A H(See above for addressLEAD ATTORNEY ATTORNEY TO BE N L(See above for address) LEAD ATTORNEY ATTORNEY TO BE N M(See above for addLEAD ATTORNEY ATTORNEY TO BE N

The Royal Bank of Scotland plc represented bys)



Defendant

SG Cowen Securities Corp represented bys)



OTICED

Defendant

C W Flynn, IV (See above for addresLEAD ATTORNEY A R(See above for adLEAD ATTORNEY ATTORNEY TO BE N

TD Securities (USA) Inc represented bys)



Richard W Clary dress)

ICED

Defendant

(See above for adLEAD ATTORNEY ATTORNEY TO BE NOT

Westdeustche Landesbank Girozentrale represented by

NEY TO BE NOTICED

C W Flynn, IV (See above for address) LEAD ATTORNEY ATTOR

Defendant

Arthur Andersen LLP represented byP

02-346-4000 ax: 202-346-4444

CED

ue NW 01

oodwinprocter.com

OTICED

x

Christopher E Palmer Goodwin Procter LL901 New York Ave NW Washington, DC 20001 2FLEAD ATTORNEY ATTORNEY TO BE NOTI John D Aldock Goodwin Procter LLP 901 New York AvenWashington, DC 200202-346-4240 Fax: 202-346-4444 Email: jaldock@gLEAD ATTORNEY ATTORNEY TO BE NOTICED Richard M Wyner Shea & Gardner 1800 Massachusetts Ave NW Washington, DC 20036 202-828-2188 LEAD ATTORNEY ATTORNEY TO BE N Russell Hardin, Jr Rusty Hardin and Associates 1401 McKinney Ste 2250 Houston, TX 77010 713-652-9000 Fax: 713-652-9800 faLEAD ATTORNEY ATTORNEY TO BE NOTICED

William F Sheehan Goodwin Procte901 New York Ave NW Washington, DC 200202-346-4000 FLEAD ATTORNEY ATTORNEY TO BE NOT

r LLP

01

ax: 202-346-4444

ICED

Defendant

Bank of America Corp represented bys)



OTICED

Defendant

C W Flynn, IV (See above for addresLEAD ATTORNEY A R(See above for adLEAD ATTORNEY ATTORNEY TO BE N

Dynegy Holdings Inc represented bys)


Michael T Powell (See above for addresLEAD ATTORNEY A

Defendant

Banc One Capital Markets Inc represented bys)



Defendant

Commerzbank Capital Markets Corp represented bys)


W Flynn, IV

OTICED


Andrew B Kratenstein (See above for addresLEAD ATTORNEY A C(See above for address) LEAD ATTORNEY ATTORNEY TO BE N D(See above for ad

LEAD ATTORNEY ATTORNEY TO BE N J(See above for addrLEAD ATTORNEY ATTORNEY TO BE N K(See above for adLEAD ATTORNEY ATTORNEY TO BE N R(See above for adLEAD ATTORNEY ATTORNEY TO BE N

OTICED

ulia A North ess)

OTICED

elly A Rocco dress)

OTICED


OTICED

Defendant

ABN Amro Holding NV represented bys)


W Flynn, IV

OTICED


OTICED

ulia A North ess)

OTICED

elly A Rocco dress)

OTICED


OTICED

Andrew B Kratenstein (See above for addresLEAD ATTORNEY A C(See above for address) LEAD ATTORNEY ATTORNEY TO BE N D(See above for adLEAD ATTORNEY ATTORNEY TO BE N J(See above for addrLEAD ATTORNEY ATTORNEY TO BE N K(See above for adLEAD ATTORNEY ATTORNEY TO BE N R(See above for adLEAD ATTORNEY ATTORNEY TO BE N

Defendant

ABN Amro Bank NV represented by

W Flynn, IV

ICED

ICED

ICED

ICED

ICED

Defendant

Andrew B Kratenstein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED C(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOT Darin P McAtee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOT Julia A North (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOT Kelly A Rocco (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOT Richard W Clary (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOT

Commerzbank AG represented by

W Flynn, IV or address)

ICED


ICED


Andrew B Kratenstein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED C(See above fLEAD ATTORNEY ATTORNEY TO BE NOT Darin P McAtee (SLEAD ATTORNEATTORNEY TO BE NOT Julia A North (S

LEAD ATTORNEYATTORNEY TO BE NOT Kelly A Rocco (SLEAD ATTORNEATTORNEY TO BE NOT Richard W Clary (SLEAD ATTORNEATTORNEY TO BE NOT

ICED


ICED


ICED

Defendant

Lehman Brothers Holdings Inc represented by Delson


ICED


ICED


ICED

ee above for address) OTICED

Defendant

Benjamin Rudolph(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Harrison J Frahn, IV(LEAD ATTORNEY ATTORNEY TO BE NOT Lynn K Neuner (SLEAD ATTORNEY ATTORNEY TO BE NOT Michael J Chepiga (SLEAD ATTORNEYATTORNEY TO BE NOT Charles G King, III (SATTORNEY TO BE N

Merrill Lynch & Co Inc represented by arrison J Frahn, IV )

uner See above for address)

ICED

H(See above for addressLEAD ATTORNEY ATTORNEY TO BE NOTICED Lynn K Ne(LEAD ATTORNEY ATTORNEY TO BE NOT

Michael J Chepiga (SLEAD ATTORNEYATTORNEY TO BE NOT


ICED

Defendant

The Royal Bank of Scotland Group PLC

represented by C W Flynn, IV (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Societe General Group represented by C W Flynn, IV (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard W Clary(


Y ICED

Defendant

LEAD ATTORNEATTORNEY TO BE NOT

TD Bank Financial Group

Defendant

andesbank NRW ED: 12/01/2003

represented by W Flynn, IV See above for address)

EAD ATTORNEY TTORNEY TO BE NOTICED


03

OTICED

oger Brian Cowie

76

ax: 214-740-8800

LTERMINAT

C(TERMINATED: 12/01/2003LA R(See above for adTERMINATED: 12/01/20LEAD ATTORNEY ATTORNEY TO BE N RLocke Liddell et al 2200 Ross Ave Ste 2200 Dallas, TX 75201-67214-740-8000 F

Email: rcowie@lockelidTERMINATED: 12/0LEAD ATTORNEATTORNE

dell.com 1/2003

Y Y TO BE NOTICED

Movant

Diana Allen represented by

klahoma City, OK 73102

ax: 405-239-2112 fax

ICED

Movant

William B Federman Federman & Sherwood 120 N Robinson Ste 2720 O405-235-1560 FLEAD ATTORNEY ATTORNEY TO BE NOT

New York Hotel Trades Council and Hotel Association of New York City Inc Pension Funds

represented by laxton

Roger Farrell C(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Daniel Rascoe represented by Tom Alan Cunningham(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Teachers' Retirement System of Louisiana r and Grossman

mericas

12-554-1400


Americas

9


represented by Daniel L Berger Bernstein Litowitz Berge1285 Avenue of the ANew York, NY 10019 2Fax: 212-554-1444 fax LATTORNEY TO BE Eitan Misulovin Bernstein Litowitz et al 1285 Ave of the33rd Flr New York, NY 1001212-554-1400 LATTORNEY TO BE

Movant

Banknorth Investment Management Group

represented byre PLLC

ax: 214-953-0133 EAD ATTORNEY

CED

02

OTICED

Movant

Theodore C Anderson Kilgore & Kilgo3109 Carlisle Dallas, TX 75204-2471 214-969-9099 FLATTORNEY TO BE NOTI Thomas E Bilek (See above for address) TERMINATED: 07/17/20LEAD ATTORNEY ATTORNEY TO BE N

Brian Lindquist represented by William B Federman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Michael Kvetnoy represented by Daniel James Petroski,Vahldiek Cano et al 1600 Smith St Ste 4050

Jr

13-650-3200 ax: 713-650-0251 fax

D

Movant

Houston, TX 77010 7FLEAD ATTORNEY ATTORNEY TO BE NOTICE

United Food and Commercial Workers Local 56 Retail Meat Pension Fund

represented by Robert Rivera, Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

RRZ Investment Management Inc represented by Theodore C Anders(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

on

Thomas E Bilek

02

Movant

(See above for address) TERMINATED: 07/19/20LEAD ATTORNEY ATTORNEY TO BE NOTICED

Tennant Group represented by William B Federman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Policemen and Firemen Retirement System of the City of Detroit

itan Misulovin or address)

ICED

V.

Interested Party

represented by Daniel L Berger (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED E(See above fLEAD ATTORNEYATTORNEY TO BE NOT

William T Hamilton, Jr. represented by

100 McKinney Avenue uite 1100 allas, TX 75201 14-698-3256

Y

Plaintiff

M Sean Royall Gibson Dunn & Crutcher LLP 2SD2Fax: 214-571-2923 LEAD ATTORNEATTORNEY TO BE NOTICED

West Virginia Investment Management Board

laintiff

P

Hawaii Ironworkers Annuity Trust Fund

V.

Defendant

K Schatzman represented by obin C Gibbs ibbs & Bruns

1100 Louisiana te 5300

Houston, TX 77002 13-650-8805

3 Y E NOTICED

Defendant

Mathew RG

S

7Fax: 713-750-090LEAD ATTORNEATTORNEY TO B

Stephen A Furbacher TERMINATED: 11/14/2003

represented bys)


Robin C Gibbs (See above for addresTERMINATED: 11/14/2003 LEAD ATTORNEY A

Defendant

represented byLouis J Dorey Robin C Gibbs (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Kenneth E Randolph

ouston, TX 77002-5895 13-650-2734

TO BE NOTICED

Defendant

represented by Jeffrey Lloyd Joyce Winstead Sechrest & Minick 910 Travis Ste 2400 H7Fax: 713-650-2400 faxEmail: [email protected] LEAD ATTORNEY ATTORNEY

Charles E Bayless represented by Daniel H Weiner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin Tod Abikoff ss)

ICED

)

ICED

Defendant

(See above for addreLEAD ATTORNEY ATTORNEY TO BE NOT Nicolas Swerdloff (See above for addressLEAD ATTORNEY ATTORNEY TO BE NOT

Otis J Winters represented by

NEY TO BE NOTICED

evin Tod Abikoff ss)

ICED

Date Filed # Dock

Daniel H Weiner (See above for address) LEAD ATTORNEY ATTOR K(See above for addreLEAD ATTORNEY ATTORNEY TO BE NOT

et Text

04/26/2002 1 COMPLAINT For Violation Of The Federal Securities Laws, by Pirelli Armstrong filed; FILING FEE $ 150.00 RECEIPT # /2002) 520127 (psmith) (Entered: 04/29

04/26/2002 2 Order setting Initial Pretrial and Scheduling Conference on 2:00 9/27/02 and Order to Disclose Interested Persons, filed. Parties notified. (psmith) (Entered: 04/29/2002)

05/15/2002 3 RETURN OF SERVICE executed as to Stephen W Bergstrom 5/7/02 filed. Answer due on 5/27/02 for Stephen W Bergstrom (sguevara) (Entered: 05/16/2002)

05/15/2002 4 CERTIFICATE OF INTERESTED PARTIES by Pirelli Armstrong , filed. (sguevara) (Entered: 05/16/2002)

05/16/2002 5 ttorney appearance for Dynegy Inc, Charles L Watson, Robert D NOTICE of aDoty, Stephen W Bergstrom by David D Sterling, filed (sguevara) (Entered: 05/17/2002)

05/22/2002 6 RETURN OF SERVICE executed as to Dynegy Inc 5/8/02 filed. Answer du5/28/02 for Dynegy Inc (sguevara)

e on (Entered: 05/23/2002)

05/22/2002 TWO SUMMONS issued (sguevara) (Entered: 05/23/2002)

05/24/2002 7 ORDER granting motion for Azra Z. Mehdi to appear pro hac vice for pltf, enParties notifie

tered; d. ( signed by Judge Sim Lake ) (sguevara) (Entered: 05/28/2002)

05/24/2002 8 ORDER granting motion for admission for Patrick J. Coughlin to appear pro hac vice for pltf, entered; Parties notified. ( signed by Judge Sim Lake ) (sguevara)

(Entered: 05/28/2002)

05/24/2002 9 ORDER granting motion for Connie Cheung to appear pro hac vice for pltf, entered; Parties notified. ( signed by Judge Sim Lake ) (sguevara) (Entered: 05/28/2002)

05/28/2002 10 e Doty (psmith) (Entered: 05/29/2002)

RETURN OF SERVICE executed as to Robert D Doty 5/23/02 filed. Answer duon 6/12/02 for Robert D

05/28/2002 11 wer RETURN OF SERVICE executed as to Charles L Watson 5/23/02 filed. Ansdue on 6/12/02 for Charles L Watson (psmith) (Entered: 05/29/2002)

06/19/2002 12 e pltfs and all defts to consolidate cases , and for entry of

12-2] motion , filed.

MOTION of somscheduling order by Dynegy Inc, Charles L Watson, Robert D Doty, Stephen W Bergstrom, Motion Docket Date 7/9/02 [12-1] motion, 7/9/02 [(ljackson) (Entered: 06/19/2002)

06/20/2002 13 L Watson, CERTIFICATE OF INTERESTED PARTIES by Dynegy Inc, CharlesRobert D Doty, Stephen W Bergstrom , filed. (ljackson) (Entered: 06/21/2002)

06/25/2002 15 f

02 [15-2] motion, 7/15/02 [15-3] motion , filed.

MOTION with memorandum in support to consolidate cases , and appointment olead pltf , and for approval lead counsel by New York Hotel Trade, Motion Docket Date 7/15/02 [15-1] motion, 7/15/(ljackson) (Entered: 06/26/2002)

06/25/2002 16 2] DECLARATION of Roger Claxton Re: [15-1] motion to consolidate cases, [15-motion appointment of lead pltf, [15-3] motion for approval lead counsel , filed. (ljackson) (Entered: 06/26/2002)

06/25/2002 17 Docket Date 7/15/02 [17-1] 7/15/02 [17-2]

MOTION for appointment of lead pltf , and for approval of selection of class counsel by Daniel Rascoe, Motionmotion , filed. (ljackson) (Entered: 06/26/2002)

06/25/2002 18 otion for approval of selection of class counsel ,

MEMORANDUM of law by Daniel Rascoe in support of [17-1] motion for appointment of lead pltf, [17-2] mfiled (ljackson) (Entered: 06/26/2002)

06/25/2002 19 ad ass counsel , filed. (ljackson)

DECLARATION by John Chapoton Jr Re: [17-1] motion for appointment of lepltf, [17-2] motion for approval of selection of cl(Entered: 06/26/2002)

06/25/2002 20 by Teachers' Retirement System of

NOTICE of motion to consolidate all related actions, to be appointed lead pltfs, andto approve lead pltfs' choice of counselLouisiana and the Policemen and Firemen Retirement System fo the City of Detroit, filed. (ljackson) (Entered: 06/26/2002)

06/25/2002 21 e cases , and to be appointed lead pltfs , and for approval of MOTION to consolidatlead pltfs' choice of counsel by Teachers' Retirement, Motion Docket Date 7/15/02 [21-1] motion, 7/15/02 [21-2] motion, 7/15/02 [21-3] motion , filed. (ljackson) (Entered: 06/26/2002)

06/25/2002 22 otion to consolidate cases, [21-2] DECLARATION by Byron Keeling Re: [21-1] mmotion to be appointed lead pltfs, [21-3] motion for approval of lead pltfs' choice of counsel , filed. (ljackson) (Entered: 06/26/2002)

https://ecf.txsd.uscourts.gov/cgi-bin/show_case_doc?7,35457,,,

06/25/2002 23 of ead counsel and liaison counsel by Banknorth Investment,

MOTION to consolidate cases , and to be appointed lead pltfs , and for approvallead pltfs' selection of lMotion Docket Date 7/15/02 [23-1] motion, 7/15/02 [23-2] motion, 7/15/02 [23-3] motion , filed. (ljackson) (Entered: 06/26/2002)

06/25/2002 24 nt in support of [23-1] motion to MEMORANDUM of law by Banknorth Investmeconsolidate cases, [23-2] motion to be appointed lead pltfs, [23-3] motion for approval of lead pltfs' selection of lead counsel and liaison counsel , filed. (ljackson) (Entered: 06/26/2002)

06/25/2002 25 to consolidate cases, [23-2] AFFIDAVIT by Thomas Bilek Re: [23-1] motionmotion to be appointed lead [23-3] motion for approval of lead pltfs' selection of lead counsel and liaison counsel , filed (ljackson) (Entered: 06/26/2002)

06/25/2002 26 d n Docket Date 7/15/02 [26-1] motion, 7/15/02

MOTION for appointment as lead pltf , and for approval of selection of leacounsel by Brian Lindquist, Motio[26-2] motion , filed. (ljackson) (Entered: 06/26/2002)

06/25/2002 27 ounsel ,

MEMORANDUM of law by Brian Lindquist in support of [26-1] motion for appointment as lead pltf, [26-2] motion for approval of selection of lead cfiled (ljackson) (Entered: 06/26/2002)

06/25/2002 28 , filed (ljackson) Modified

AFFIDAVIT by Gregory Nespole Re: [26-1] motion for appointment as lead pltf, [26-2] motion for approval of selection of lead counsel on 02/03/2004 (Entered: 06/26/2002)

06/25/2002 29 r appointment as lead pltf, [26-2] motion

CERTIFICATE OF SERVICE by Brian Lindquist re: [28-1] affidavit, [27-1] support memorandum, [26-1] motion fofor approval of selection of lead counsel , (ljackson) (Entered: 06/26/2002)

06/25/2002 31 7/15/02 [31-1] motion , filed (ljackson)

MOTION with memorandum in support of appointment as lead pltfs by United Food and Comm, Motion Docket Date(Entered: 06/26/2002)

06/25/2002 32 otion

MOTION to appoint The Regents of the University of California as lead pltf , andfor approval of lead pltf's choice of lead counsel by The Regents of the U, MDocket Date 7/15/02 [32-1] motion, 7/15/02 [32-2] motion , filed. (ljackson) (Entered: 06/26/2002)

06/25/2002 33 oger Greenberg Re: [32-1] motion to appoint The Regents

DECLARATION by Rof the University of California as lead pltf, [32-2] motion for approval of lead pltf'schoice of lead counsel , filed. (ljackson) (Entered: 06/26/2002)

06/25/2002 34 l of l by RRZ Investment Manag, Motion Docket Date 7/15/02

MOTION to consolidate cases , and appointment fo lead pltf , and for approvaselection of lead counse[34-1] motion, 7/15/02 [34-2] motion, 7/15/02 [34-3] motion , filed. (ljackson) (Entered: 06/26/2002)

06/25/2002 35 of [34-1] motion MEMORANDUM of law by RRZ Investment Manag in supportto consolidate cases, [34-2] motion appointment of lead pltf, [34-3] motion for approval of selection of lead counsel , filed (ljackson) (Entered: 06/26/2002)

06/25/2002 36 4-fo lead pltf, [34-3] motion for approval of selection of lead

DECLARATION by Robert Harwood Re: [34-1] motion to consolidate cases, [32] motion appointment

counsel , filed. (ljackson) (Entered: 06/26/2002)

06/25/2002 14 Instrument #14 was docketed in error and has been removed from this case. (ljackson) (Entered: 06/27/2002)

06/25/2002 37 MOTION for the appointment of the Tennant Group as lead pltf , and for approval of selection of lead counsel and liaison counsel by Diana Allen, Motion Docket Date 7/15/02 [37-1] motion, 7/15/02 [37-2] motion , filed. (ljackson) (Entered: 06/27/2002)

06/25/2002 38 in support of [37-1] motion for the MEMORANDUM of law by Diana Allen appointment of the Tennant Group as lead pltf, [37-2] motion for approval of selection of lead counsel and counsel , filed (ljackson) (Entered: 06/28/2002)

06/25/2002 39 [37-2] motion for approval of selection of lead counsel

AFFIDAVIT by Susan Salvetti Re: [37-1] motion for the appointment of the Tennant Group as lead pltf, and liaison counsel , filed (ljackson) (Entered: 06/28/2002)

06/25/2002 40

CERTIFICATE OF SERVICE by Diana Allen re: [37-1] motion for the appointment of the Tennant Group as lead pltf, [37-2] motion for approval of selection of lead counsel and liaison counsel, [39-1] affidavit, filed. (ljackson)(Entered: 06/28/2002)

06/26/2002 30 motion,

MOTION for appointment as lead pltf , and for approval of selection of lead and liaison counsel by Michael Kvetnoy, Motion Docket Date 7/15/02 [30-1]7/15/02 [30-2] motion , filed. (ljackson) Modified on 07/08/2002 (Entered: 06/26/2002)

06/28/2002 41 ORDER OF CONSOLIDATION granting defts' [12-1] motion of some pltfs and all defts to consolidate cases, entered. Parties notified. (signed by Judge Sim Lake) (ljackson) Modified on 06/28/2002 (Entered: 06/28/2002)

06/28/2002 Consolidated Lead Case (ljackson) Modified on 06/28/2002 (Entered: 06/28/2002)

06/28/2002 42 ORDER pursuant to L. R. 1 as to Eitan Misulovin atty for Teacher's Retirement System of Louisiana and Policemen and Firemen Retirement System of the city of Detroit, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 07/01/2002)

06/28/2002 43 ORDER pursuant to L. R. 1 as to Daniel L Berger atty for Teachers' Retirement System of Louisiana and Policemen and Firemen Retirement System of the city oDetroit, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 07/01/2002)

f

06/28/2002 44 rror and has been removed from this case. Instrument no 44 was docketed in e(ltien) (Entered: 07/08/2002)

07/03/2002 (kprice) (Entered: 07/04/2002)

07/03/2002 forwarded to CRD: proposed motion and order for admission Pro Received andHac Vice as to John A Lowther, seeking to appear as the attorney for Pirelli Armstrong Tire Corporation Retiree Medical Benefits Trust, pltf (kprice) (Entered: 07/04/2002)

07/03/2002 Received and forwarded to CRD: proposed motion and order for admission Pro


Hac Vice as to Alexandra S Bernay, seeking to appear as the attorney for Pirelli Armstrong Tire Corporation Retiree Medical Benefits Trust, pltf (kprice) (En07/04/2002)

tered:

07/03/2002 oposed motion and order for admission Pro

d:

Received and forwarded to CRD: prHac Vice as to William S Lerach, seeking to appear as the attorney for Pirelli Armstrong Tire Corporation Retiree Medical Benefits Trust, pltf (kprice) (Entere07/04/2002)

07/03/2002 oposed motion and order for admission Pro

red:

Received and forwarded to CRD: prHac Vice as to James I Jaconette, seeking to appear as the attorney for Pirelli Armstrong Tire Corporation Retiree Medical Benefits Trust, pltf (kprice) (Ente07/04/2002)

07/08/2002 45 ORDER pursuant to L. R. 1 as to Helen J Hodges atty for Pirelli Armstrong Tire Corp Retiree Medical Benefits Trust, entered. Parties ntfd. ( Signed by Judge Sim

Lake ) (ljackson) (Entered: 07/08/2002)

07/08/2002 46 ORDER pursuant to L. R. 1 as to Alexandra S Bernay atty for Pirellie Armstrong, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 07/08/2002)

07/08/2002 47 ORDER pursuant to L. R. 1 as to William S Leach atty for Pirelli Armstrong, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 07/08/2002)

07/08/2002 48 ORDER pursuant to L. R. 1 as to James I Jaconette atty for Pirelli Armstrong, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 07/08/2002)

07/08/2002 49 ORDER pursuant to L. R. 1 as to John A Lowther atty for Pirelli Armstrong, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 07/09/2002)

07/12/2002 50 en and Firemen Retirement System of the City of Detroit to be

n)

NOTICE of withdrawal of the motion by Teachers' Retirement System of Louisiana and the Policemappointed lead pltfs and to approve lead pltfs' choice of counsel, filed. (ljackso(Entered: 07/15/2002)

07/15/2002 51 ent and RRX Investment Mgmt in

n of

17-1] motion for appointment of Rascoe as lead pltf, [15-2]

MEMORANDUM by Banknorth Investmopposition to [30-1] motion for appointment of Kvetnoy as lead pltf, [32-1] motion to appoint The Regents of the University of California as lead pltf, [31-1] motioappointment of United Food as lead pltfs, [26-1] motion for appointment of Lindquist as lead pltf, [motion for appointment of New York Hotel as lead pltf, [37-1] motion for the appointment of the Tennant as lead pltf, and Stoneridge Investment Partners LLC as lead pltf, and further support of motion of Banknorth Investment Mgmt and RRZ Investment Mgmt Inc to be appointed lead pltfs and approval of lead pltfs' selection of lead counsel and liaison council, filed. (ljackson) Modified on 07/15/2002 (Entered: 07/15/2002)

07/15/2002 52 MEMORANDUM by Tennant Group in opposition/response to [30-1] motion of Kvetnoy for appointment as lead pltf, [34-2] motion of RRZ Investment for

appointment of lead pltf, [32-1] motion to appoint The Regents of the University of California as lead pltf, motion of appointment as lead pltfs, [26-1] motion of Lindquist for appointment as lead pltf, [23-2] motion of Banknorth to be appointed pltfs, [17-1] motion of Rascoe for appointment of lead pltf, [15-2] motion of New York Hotel Trades Council appointment of lead pltf, [21-2] motion of Teachers Retirement to be appointed pltfs, and StoneRidge Investment Partners LLC, filed. (ljackson) Modified on 07/15/2002 (Entered: 07/15/2002)

07/15/2002 53 AFFIDAVIT by Susan Salvetti on behalf of Tennant Group Re: [52-1] opposition/response memorandum to the competing lead pltf motions, filed. (ljackson) (Entered: 07/15/2002)

07/15/2002 54 CERTIFICATE OF SERVICE by Tennant Group re: [52-1] opposition memorandum, [53-1] affidavit , (ljackson) (Entered: 07/15/2002)

07/15/2002 55 SUPPLEMENTAL MEMORANDUM by Daniel Rascoe in further support o[17-1] motion to be appointed lead pltf , filed (ltien) (Entered: 07/15/2002)

f his

07/15/2002 56 RESPONSE by The Regents of the University of California in oppositiomotion appointment of lead pltf, [17-1] motion for appointment of lead motion to be appointed lead pltfs, [23-2] motion to be appointed lead pltf

n to [15-2] pltf, [21-2]

s, [26-1]

d pltf, motion for appointment as lead pltf, [30-1] motion for appointment as lead pltf, [31-1] motion of appointment as lead pltfs, [34-2] motion appointment fo lea[37-1] motion for the appointment of the Tennant Group as lead pltf, filed (ltien) (Entered: 07/15/2002)

07/15/2002 57 of

versity of California as lead pltf, motion for approval of lead

:

MEMORANDUM by Stoneridge Investment Partners LLC in opposition to Kvetnoy's [30-1] motion for appointment as lead pltf, [30-2] motion for approvalselection of lead and liaison counsel; RRZ's [34-2] motion appointment fo lead pltf, [34-3] motion for approval of selection of lead counsel; [32-1] motion to appoint The Regents of the Unipltf's choice of lead counsel, United Food's [31-1] motion of appointment as lead pltfs; Lindquest's [26-1] motion for appointment as lead pltf, [26-2] motion for approval of selection of lead counsel; Banknorth's [23-2] motion to be appointed lead pltfs, [23-3] motion for approval of lead pltfs' selection of lead counsel and liaison counsel; Rascoe's [17-1] for appointment of lead pltf, [17-2] motion for approval of selection of class counsel; New York Hotel Trades Council's [15-2] motion appointment of lead pltf, [15-3] motion for approval lead counsel; [37-1] motion for the appointment of the Tennant Group as lead pltf, [37-2] motion for approval of selection of lead counsel and liaison counsel, filed. (ljackson) (Entered07/16/2002)

07/15/2002 58

e University of California as lead pltf, motion for approval of lead

MEMORANDUM of law by New York Hotel Trade in opposition to Kvetnoy's [30-1] motion for appointment as lead pltf, [30-2] motion for approval of selectionof lead and liaison counsel RRZ's [34-2] motion appointment fo lead pltf, [34-3] motion for approval of selection of lead counsel; [32-1] motion to appoint The Regents of thpltf's choice of lead counsel; United Food's [31-1] motion of appointment as lead pltfs; Lindquest's [26-1] motion for appointment as lead pltf, [26-2] motion for approval of selection of lead counsel; Banknorth's [23-2] motion to be appointed lead pltfs, [23-3] motion for approval of lead pltfs' selection of lead counsel and liaison counsel; Rascoe's [17-1] for appointment of lead pltf, [17-2] motion for

approval of selection of class counsel; [37-1] motion for the appointment of the Tennant Group as lead pltf, [37-2] for approval of selection of lead counsel and liaison counsel, filed. (part 1 of 2) (ljackson) Modified on 07/16/2002 (Entered:07/16/2002)

07/15/2002 58 2

MEMORANDUM by New York Hotel Trade in support of its [15-2] motion appointment of lead pltf and [15-3] motion for approval lead counsel, filed. (partof 2) (ljackson) (Entered: 07/16/2002)

07/15/2002 59 V r Harvey Greenfield. (ljackson) (Entered: 07/16/2002)

NOTICE of attorney substitution for Stoneridge Investment, substituting Patrick Dahlstrom fo

07/15/2002 60 MOTION to substitute attorney Theodore C Anderson in place of Thomas E Bilek by Banknorth Investment, RRZ Investment Manag, Motion Docket Date 8/4/02 [60-1] motion , filed. (ljackson) (Entered: 07/16/2002)

07/16/2002 Rcvd proposed order on agreed motin for extension of time as to pending lead pltf motions, fwd'd to crd. (ljackson) (Entered: 07/17/2002)

07/17/2002 61 ORDER granting Banknorth's and RRZ's [60-1] motion to substitute attorney Theodore C Anderson in place of Thomas E Bilek Added Theodore C Anderson,entered. Parties notified. (signed by Judge Sim Lake) (lj

ackson) (Entered:

07/17/2002)

07/18/2002 62 ltf's motions by Tennant e

a) (Entered: 07/19/2002)

AGREED MOTION to extend time as to pending lead pGroup, Brian Lindquist, Diana Allen, Isidore Mauer, Daniel Rascoe, StoneridgInvestmen, Edward Kaminski, United Food and Alidad Ghiassi, Colbert Birnet II,Joseph Sonnenberg, Sally McGushion, RRZ Investment Manag, Policemen & Firemen, Teachers' Retirement, Allwyn J Levin, Pirelli Armstrong, New York Hotel Trade , filed. (hlerm

07/19/2002 63 ORDER granting [62-1] agreed motion to extend time as to pending lead pltf's motions, entered. Parties notified. ( signed by Judge Sim Lake ) (ljackson) Modified on 07/23/2002 (Entered: 07/19/2002)

07/19/2002 64 (Entered: 07/19/2002)

NOTICE of attorney appearance for Banknorth Investment, RRZ Investment Manag by atty Theodore Anderson, filed. (ljackson)

07/22/2002 65 REPLY memorandum to competing lead pltf motions, Rascoe's [17-1] motion fappointment of lead pltf and Rascoe's [17-2] motion for approval of selectioclass counsel by Group, filed. (ljackson) (Entere

or n of

d: 07/23/2002)

07/22/2002 66 REPLY by The Regents of the University of California in support of its [32-1]motion to appoint The Regents of the University of California as lead pltf an

d its

[32-2] motion for approval of lead pltf's choice of lead counsel , filed. (ljackson) (Entered: 07/23/2002)

07/22/2002 67 s [66-1] support APPENDIX by The Regents of the University of California to itreply , filed. (ljackson) (Entered: 07/23/2002)

07/22/2002 68 n

's choice of lead counsel , filed. (ljackson) (Entered:

DECLARATION by The Regents of the University of California Re: [32-1] motioto appoint The Regents of the University of California as lead pltf, [32-2] motion for approval of lead pltf07/23/2002)

07/22/2002 69 pport of The Regents of the DECLARATION of Alexandra S Bernay in suUniversity of California's [32-1] motion to appoint The Regents of the University of California as lead pltf, [32-2] motion for approval of lead pltf's choice of lead counsel, filed. (ljackson) (Entered: 07/23/2002)

07/22/2002 70 orandum of law by Banknorth Investment, RRZ Investment Manag to REPLY memresponse to RRZ's [34-2] motion appointment fo lead pltf, [34-3] motion for approval of selection of lead counsel and Banknorth's [23-2] motion to be appointed lead pltfs, [23-3] motion for approval of lead pltfs' selection of lead counsel and liaison counsel, filed. (ljackson) (Entered: 07/23/2002)

07/23/2002 71 NOTICE of withdrawal of its motion to be appointed as lead pltf by Stoneridge Investment Partners, filed. (ljackson) (Entered: 07/24/2002)

07/24/2002 72 ood and NOTICE of withdrawal of motion for appointment as lead pltfs by United FCommercial Workers Local 56 Retail Meat Pension Fund and Steven R Adams, filed. (ljackson) (Entered: 07/25/2002)

08/16/2002 73 UNOPPOSED MOTION for consolidation of case 02-2374 by The Regents of thU, Motion Docket Date 9/5/02 [73-1] motion , filed. (sjones)

e (Entered: 08/16/2002)

08/19/2002 74 ORDER CONSOLIDATING CASE ; granting pltf's [73-1] unopposed motion for consolidation of case 02-2374 , entered; The Court CONSOLIDATES member case H-02-2374 into the lead case H-02-1571. The parties are directed to use the number and style of the lead case in future. Parties notified. ( signed by Judge Sim Lake ) (kprice) (Entered: 08/20/2002)

08/21/2002 75 MOTION for temporary restraining order , and order to show cause why an injunction should not issue to enjoin deft Dynegy's use of proceeds from asset salesto pay executive bonuses by The Regents of the U, Motion Docket Date 9/10/02 [75-1] motion, 9/10/02 [75-2] motion , filed. (ljackson) (Entered: 08/21/2002)

08/21/2002 76 n support of The Regents of the University DECLARATION by James Jaconette iof California's [75-1] motion for temporary restraining order and [75-2] motion order to show cause, filed. (ljackson) (Entered: 08/21/2002)

09/03/2002 77 , Notice of change of address by Theodore Anderson, W d Masterson, John CrouchD Elizabeth Masterson Mattei attys for RRZ Investment Manag, Banknorth Investment , filed. (ljackson) (Entered: 09/03/2002)

09/09/2002 78 ORDER, entered. Counsel shall file with the clerk within ten days from receipt othis order a certificate listing all persons, assosciations of per

f sons, firms,

partnerships, corporations, affiliates, parent corporations, or other entities that are financially interested in the outcome of this litigation. Parties notified. (signed by Judge Sim Lake) (ljackson) (Entered: 09/10/2002)

09/10/2002 79 RESPONSE by Dynegy Inc in opposition to Regent's [75-1] motion for temporary restraining order and [75-2] motion order to show cause, filed. (ljackson) (Entered:09/11/2002)

09/13/2002 80 ntered: 09/13/2002)

NOTICE of change of telephone number by Roger Claxton atty for New York Hotel Trade and Allwyn J Levin, filed. (ljackson) (E

09/17/2002 81 CERTIFICATE OF INTERESTED PARTIES by Dynegy Inc et al, filed. (ljackson)

(Entered: 09/17/2002)

09/20/2002 82 IES by Banknorth Investment , filed. CERTIFICATE OF INTERESTED PART(ljackson) (Entered: 09/20/2002)

09/20/2002 83 CERTIFICATE OF INTERESTED PARTIES by Pirelli Armstrong , filed. (lcayce) (Entered: 09/20/2002)

09/24/2002 84 S by Allwyn J Levin , filed. (sfedele) CERTIFICATE OF INTERESTED PARTIE(Entered: 09/24/2002)

09/25/2002 85 tys WD Masterson, Theodore C Anderson, John

25/2002)

Notice of change of address by atH Crouch, and D Elizabeth Masterson Mattei of Kilgore & Kilgore PLLC, filed. (ljackson) (Entered: 09/

10/16/2002 87 ORDER OF CONSOLIDATION, entered; It is ORDERED that Case No. H-02-2723 is consolidated into Pirelli Armstrong Tire Corp Retiree Medical Benefits Trust, et al v. Dynegy, Inc, et al, CV-02-1571. Parties notified. ( signed by Judge Nancy F. Atlas ) (kprice) (Entered: 10/23/2002)

10/16/2002 Entered: 10/23/2002) Consolidated Lead Case (kprice) (

10/17/2002 86 MEMORANDUM AND ORDER denying Regent's [75-1] motion for temporaryrestraining order and denying Regent's [75-2] motion order to show cause, entereParties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 10/17/2002)

d.

10/28/2002 88 MEMORANDUM AND ORDER entered; granting [32-1] motion to appoint The Regents of the University of California as lead pltf and [32-2] motion for approval

e fied.

of lead pltf's choice of lead counsel; denying the motions appointment of lead pltf and for approval of lead counsel filed by New York Hotel Trades Council and Hotel Association of New York City Inc Pension Funds (instr #15), Daniel Rascoe (instr #17), Banknorth Investment Management Group and RRZ Investment Management (instr #23), Brian Lindquist (instr #26), Michael Kvetnoy (instr #30),RRZ Investment Management Inc (instr #34), and Tennant Group (instr #37). The Regents of the University of California is appointed lead plaintiff. Milberg Weiss Bershad Hynes & Lerach LLP is appointed lead counsel; William S Lerach is appointed attorney in charge. Lead counsel shall file a Consolidated Complaint within 60 days from entry of this Memorandum and Order. Defts shall answer the consolidated complaint within 45 days after service. If defts file a motion to dismissthe consolidated complaint, pltfs' opposition shall be filed within 45 days after the filing of such motion. Defts shall have 30 days thereafter to file a reply. The following motions have become moot by notices of withdrawal: Teachers' Retirement System of Louisiana and the Policement and Firemen Retirement System of the City of Detroit's [20-1] motion to be appointed lead pltfs and to approve lead pltfs' choice of counsel; United Food and Commercial Workers Local 56 Retail Meat Pension Fund and Steven R Adams' [31-1] motion for appointment as lead pltfs; and Stoneridge Investment Partners LLC's [57-1] opposition to the Regents of University of California and all other purported pltfs' motions to bappointed as lead pltfs and approve their selection of lead counsel. Parties noti( signed by Judge Sim Lake ) (ltien) (Entered: 10/28/2002)

11/12/2002 89 AGREED MOTION to consolidate cases by pltfs M Hellman, G Rocco, and A Rocco, filed. (ljackson) (Entered: 11/12/2002)


11/22/2002 90 ORDER granting [89-1] agreed motion to consolidate cases, entered. Related actions of 02cv2322 and 02cv2367 are consolidated under 02cv1571. These twoactions are governed by prior orders entered in 02cv1571. Parties notified. (signed by Judge Sim Lake) (ljackson) (Entered: 11/22/2002)

11/22/2002 Consolidated Lead Case (ljackson) (Entered: 11/22/2002)

12/03/2002 91 plaint by The n ,

UNOPPOSED MOTION to extend time to file a consolidated comRegents of the Univ of California, Motion Docket Date 12/23/02 [91-1] motiofiled. (ljackson) (Entered: 12/03/2002)

12/03/2002 92 iled. (ljackson) (Entered:

Certificate of Conference by The Regents of the Univ of California to its [91-1] motion to extend time to file a consolidated complaint, f12/03/2002)

12/04/2002 93 ORDER granting lead pltf's [91-1] motion to extend time to file a consolidated complaint consolidated complaint due for 1/10/03 , entered; Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 12/04/2002)

12/16/2002 MAIL RETURNED UNDELIVERABLE as to Fred Taylor Isquith atty for DaniW Krasner re: [90-1] order. No fwding address per associated law firm, fwd'd to file. (ljackson

el

) (Entered: 12/17/2002)

12/23/2002 MAIL RETURNED UNDELIVERABLE as to atty Fred Taylor Isquith, re: [93-order, (not at Jones Walker) (kprice) (Entered: 12/26/2002)

2]

01/02/2003 Rcvd proposed order for substitution of atty, fwd'd to crd. (ljackson) (Entered: 01/02/2003)

01/06/2003 94 defts Dynegy Inc et al, filed. (ljackson)

JOINT MOTION to extend time for lead pltf to file a consolidated complaint by The Regents of the Univ of California and (Entered: 01/07/2003)

01/07/2003 95 ORDER granting [94-1] joint motion to extend time for lead pltf to file a

ned by Judge Sim Lake ) (ljackson) (Entered: 01/07/2003) consolidated complaint amended pleadings due for 3/3/03 , entered; Parties notified. ( sig

02/27/2003 96 JOINT MOTION to extend time for lead pltf to file a consolidated complaint by Pirelli Armstrong and Dynegy Inc et al, filed (ljackson) (Entered: 02/28/2003)

02/28/2003 97 ORDER granting [96-1] joint motion to extend time for lead pltf to file a ( signed consolidated complaint notice of due for 4/2/03 , entered; Parties notified.

by Judge Sim Lake ) (ljackson) (Entered: 02/28/2003)

03/28/2003 99 JOINT MOTION for extension of time for lead plaintiff to file a consolidated complaint by Lead Pltf The Regents of the University of California and Defts Dynegy Inc, Charles L Watson, Robert D Doty, Stephen W Bergstrom, and Michael R Mott, filed (fmremp) Modified on 04/01/2003 (Entered: 04/01/2003)

03/31/2003 98 ORDER granting [96-1] joint motion to extend time for lead pltf to file a consolidated complaint notice of due for 6/6/03 , entered; Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 03/31/2003)

04/15/2003 -2] 03)

MAIL RETURNED UNDELIVERABLE as to atty Fred Taylor Isquith re: [97order. Obtained updated address and remailed. (ljackson) (Entered: 04/15/20

05/06/2003 er. MAIL RETURNED UNDELIVERABLE as to Fred Taylor Isquith re: [98-2] ordNo longer at Jones Walker, no fwding address. Fwd'd to file. (ljackson) (Entered: 05/06/2003)

05/12/2003 100 l Powell in place of David UNOPPOSED MOTION to substitute attorney MichaeSterling , by Dynegy Inc, Motion Docket Date 6/1/03 [100-1] motion , filed. (psmith) (Entered: 05/13/2003)

05/12/2003 101 MOTION for stay of state court discovery , by Dynegy Inc, Motion Docket Date 6/1/03 [101-1] motion , filed. (psmith) (Entered: 05/13/2003)

05/15/2003 102 ORDER Response to motion reset to 5/20/03 for deft's [101-1] motion for stay of state court discovery , Motion Docket Date 5/20/03 [101-1] motion for stay of state court discovery , entered; Parties notified. ( signed by Judge Sim Lake ) (amaly) (Entered: 05/15/2003)

05/15/2003 103 ORDER granting [100-1] motion to substitute attorney Michael Powell in place of David Sterling Added Michael T Powell , entered; Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 05/16/2003)

05/20/2003 104 ORDER granting [101-1] motion for stay of state court discovery , entered; Parties notified. ( signed by Judge Lake ) (ljackson) (Entered: 05/21/2003)

05/20/2003 105 ile brief in opposition to Dynegy's motion for stay of state MOTION for leave to fcourt discovery by Kevin Bosse, Alan Gillies, Motion Docket Date 6/9/03 [105-1] motion , filed. (ljackson) (Entered: 05/21/2003)

05/20/2003 106 n Bosse, Alan Gillies in MEMORANDUM of points and authorities by Keviopposition to Dynegy's [101-1] motion for stay of state court discovery , filed (ljackson) (Entered: 05/21/2003)

05/20/2003 107 RESPONSE by Pirelli Armstrong et al to Dynegy's [101-1] motion for stay of state court discovery , filed. (ljackson) (Entered: 05/21/2003)

05/21/2003 108 otion for stay of state court REPLY by Dynegy Inc to response to [101-1] mdiscovery , filed (hlerma) (Entered: 05/23/2003)

05/21/2003 109 n for . (ljackson) (Entered: 05/23/2003)

REPLY by Dynegy Inc to state court pltfs' response to Dynegy's [101-1] motiostay of state court discovery , filed

05/23/2003 110 REPLY by Kevin Bosse, Alan Gillies to Dynegy's response to Bosse and Gillies' [105-1] motion for leave to file brief in opposition to Dynegy's motion for stay of state court discovery, filed. (part 1 of 2) (ljackson) (Entered: 05/27/2003)

05/23/2003 110 of state court discovery by Kevin SURREPLY to Dynegy's [101-1] motion for stayBosse, Alan Gillies , filed. (part 2 of 2) (ljackson) (Entered: 05/27/2003)

05/28/2003 111 ORDER denying [101-1] motion for stay of state court discovery, entered. Parties notified. ( signed by Judge Lake ) (ljackson) (Entered: 05/28/2003)

06/06/2003 (44) SUMMONS issued w/original complaint. (ljackson) (Entered: 06/06/2003)

06/06/2003 112

ndolph,

CONSOLIDATED COMPLAINT for federal securities laws by The Regents of the U amending [1-1] complaint adding West Virginia Invest, Hawaii Ironworkers, Mathew K Schatzman, Stephen A Furbacher, Louis J Dory, Kenneth E Ra


Charles E Bayless, Otis J Winters, filed. (ljackson) (Entered: 06/09/2003)

06/25/2003 113 y

MOTION to substitute attorney Tom Godbold in place of David Sterling bCharles L Watson, Motion Docket Date 7/15/03 [113-1] motion , filed. (ljackson)(Entered: 06/26/2003)

06/26/2003 114 WAIVER OF SERVICE Returned Executed as to Credit Suisse First 6/9/03 Answer due on 8/8/03 for Credit Suisse First , filed. (ljackson) (Entered: 06/26/2003)

06/26/2003 116 RETURN OF SERVICE executed as to ABN AMRO Inc 6/11/03 filed. Answdue on 7/1/03 for ABN AMRO Inc (ljackson) (Entered: 06/27/2003)

er

06/26/2003 117 RETURN OF SERVICE as to ABN AMRO Bank NV executed 6/11/03 filed. (ljackson) (Entered: 06/27/2003)

06/26/2003 118 RETURN OF SERVICE as to ABN AMRO Holding NV executed 6/11/03 filed. (ljackson) (Entered: 06/27/2003)

06/26/2003 119 RETURN OF SERVICE executed as to Bank One Corp 6/11/03 filed. (ljackson)(Entered: 06/27/2003)

06/26/2003 120 RETURN OF SERVICE executed as to Banc One Capital Mar 6/11/03 filed. Answer due on 7/1/03 for Banc One Capital Mar (ljackson) (Entered: 06/27/2003)

06/26/2003 121 RETURN OF SERVICE executed as to Arthur Andersen LLP 6/11/03 filed. Answer due on 7/1/03 for Arthur Andersen LLP (ljackson) (Entered: 06/27/2003)

06/26/2003 122 RETURN OF SERVICE executed as to H John Riley Jr 6/11/03 filed. Answer due on 7/1/03 for H John Riley Jr (ljackson) (Entered: 06/27/2003)

06/26/2003 123 RETURN OF SERVICE executed as to Sheli Z Rosenberg 6/13/03 filed. Answer due on 7/3/03 for Sheli Z Rosenberg (ljackson) (Entered: 06/27/2003)

06/26/2003 124 RETURN OF SERVICE executed as to Louis J Dory 6/10/03 filed. Answer due on6/30/03 for Louis J Dory (ljackson) (Entered: 06/27/2003)

06/26/2003 125 RETURN OF SERVICE executed as to Kenneth E Randolph 6/10/03 filed. Answerdue on 6/30/03 for Kenneth E Randolph (ljackson) (Entered: 06/27/2003)

06/26/2003 126 RETURN OF SERVICE executed as to Mathew K Schatzman 6/10/03 filed. Answer due on 6/30/03 for Mathew K Schatzman (ljackson) (Entered: 06/27/2003)

06/26/2003 127 RETURN OF SERVICE executed as to Michael R Mott 6/10/03 filed. Answer due on 6/30/03 for Michael R Mott (ljackson) (Entered: 06/27/2003)

06/26/2003 128 RETURN OF SERVICE executed as to Merrill Lynch & Co 6/10/03 filed. (ljackson) (Entered: 06/27/2003)

06/26/2003 129 RETURN OF SERVICE executed as to Merrill Lynch Pierce 6/10/03 filed. Answer due on 6/30/03 for Merrill Lynch Pierce (ljackson) (Entered: 06/27/2003)

06/26/2003 131 RETURN OF SERVICE executed as to Credit Lyonnais Sec 6/10/03 filed. Answer due on 6/30/03 for Credit Lyonnais Sec (ljackson) (Entered: 06/27/2003)

06/26/2003 132 RETURN OF SERVICE executed as to Credit Suisse First 6/10/03 filed. Answer

due on 6/30/03 for Credit Suisse First (ljackson) (Entered: 06/27/2003)

06/26/2003 133 RETURN OF SERVICE executed as to TD Securities (USA) 6/10/03 filed. Answer due on 6/30/03 for TD Securities (USA) (ljackson) (Entered: 06/27/2003)

06/26/2003 134

RETURN OF SERVICE executed as to SG Cowen Securities 6/10/03 filed. Answer due on 6/30/03 for SG Cowen Securities (ljackson) (Entered: 06/27/2003)

06/26/2003 135 RETURN OF SERVICE executed as to Societe Generale Group 6/10/03 filed. Answer due on 5/28/02 (ljackson) (Entered: 06/27/2003)

06/26/2003 130 003)

RETURN OF SERVICE executed as to Commerzbank Capital 6/11/03 filed. Answer due on 7/1/03 for Commerzbank Capital (ljackson) (Entered: 06/27/2

06/26/2003 136 RETURN OF SERVICE executed as to Commerzbank AG 6/10/03 filed. (ljackson) (Entered: 06/27/2003)

06/26/2003 137 003)

RETURN OF SERVICE executed as to The Royal Bank of Sc 6/10/03 filed. Answer due on 6/30/03 for The Royal Bank of Sc (ljackson) (Entered: 06/27/2

06/26/2003 138 RETURN OF SERVICE executed as to The Royal Bank of Scotland Group plc 6/10/03 filed. (ljackson) (Entered: 06/27/2003)

06/26/2003 139 Lehman Brothers Holding Inc 6/11/03 RETURN OF SERVICE executed as tofiled. (ljackson) (Entered: 06/27/2003)

06/26/2003 140

RETURN OF SERVICE executed as to Lehman Brothers Inc 6/11/03 filed. Answer due on 7/1/03 for Lehman Brothers Inc (ljackson) (Entered: 06/27/2003)

06/26/2003 141 )

RETURN OF SERVICE executed as to Westdeutsche Landes 6/13/03 filed. Answer due on 7/3/03 for Westdeutsche Landes (ljackson) (Entered: 06/27/2003

06/26/2003 142 003)

RETURN OF SERVICE executed as to Stephen A Furbacher 6/10/03 filed. Answer due on 6/30/03 for Stephen A Furbacher (ljackson) (Entered: 06/27/2

06/26/2003 143 RETURN OF SERVICE executed as to Jerry L Johnson 6/10/03 filed. Answer due on 6/30/03 for Jerry L Johnson (ljackson) (Entered: 06/27/2003)

06/26/2003 144 RETURN OF SERVICE executed Landesbank NRW 6/13/03 filed. (ljackson) (Entered: 06/27/2003)

06/27/2003 115 ORDER granting [113-1] motion to substitute attorney Tom Godbold in place of David Sterling Added Thomas C Godbold , entered; Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 06/27/2003)

06/30/2003 145 STIPULATION re: Arthur Andersen's response date to pltfs' consolidated complaint by Arthur Andersen LLP, Regents of the Univ , filed. (ljackson) (Entered: 07/01/2003)

07/03/2003 146 7/2003)

RETURN OF SERVICE executed as to Otis J Winters 6/16/03 filed. Answer dueon 7/6/03 for Otis J Winters (hlerma) (Entered: 07/0

07/03/2003 147 RETURN OF SERVICE executed as to Richard H Matzke 6/11/03 filed. Adue on 7/1/03 for Richard H Matzke (hlerma) (Entered: 07/07/2003)

nswer

07/03/2003 148 Daniel L Dienstbier 6/13/03 filed. Answer RETURN OF SERVICE executed as to

due on 7/3/03 for Daniel L Dienstbier (hlerma) (Entered: 07/07/2003)

07/03/2003 149 RETURN OF SERVICE executed as to Banc of America Sec 6/10/03 filed. Answer due on 6/30/03 for Banc of America Sec (hlerma) (Entered: 07/07/2003)

07/03/2003 150 RETURN OF SERVICE executed as to Charles E Bayless 6/12/03 filed. Answer due on 7/2/03 for Charles E Bayless (hlerma) (Entered: 07/07/2003)

07/03/2003 151 RETURN OF SERVICE executed as to Darald W Callahan 6/10/03 filed. Answer due on 6/30/03 for Darald W Callahan (ljackson) (Entered: 07/09/2003)

07/03/2003 152 )

RETURN OF SERVICE executed as to Bank of America Corp 6/10/03 filed. Answer due on 6/30/03 for Bank of America Corp (ljackson) (Entered: 07/09/2003

07/10/2003 153 JOINT MOTION for briefing schedule by The Regents of the U, Arthur Andersen LLP , filed (ljackson) (Entered: 07/10/2003)

07/10/2003 154 WAIVER OF SERVICE Returned Executed as to Citibank NA 6/9/03 Answer due on 8/8/03 for Citibank NA , filed. (ljackson) (Entered: 07/11/2003)

07/10/2003 155 WAIVER OF SERVICE Returned Executed as to Citigroup Inc 6/9/03 Answer due on 8/8/03 for Citigroup Inc , filed. (ljackson) (Entered: 07/11/2003)

07/10/2003 156 on Smith Barney 6/9/03 WAIVER OF SERVICE Returned Executed as to SalomAnswer due on 8/8/03 for Salomon Smith Barney , filed. (ljackson) (Entered: 07/11/2003)

07/11/2003 157 STIPULATION AND ORDER ; Set answer due for 9/8/03 for Jerry L Johnson, for John Riley Jr, for Michael D Capellas, for Sheli Z Rosenberg, for Joe J Stewart, for

. d:

Richard H Matzke, for Darald W Callahan, for George L Kirkland, for Daniel L Dienstbier, for Otis J Winters, for Charles E Bayless , entered; SO STIPULATEDSO ORDERED. Parties notified. ( signed by Judge Sim Lake ) (kprice) (Entere07/14/2003)

07/11/2003 158 ORDER ; granting [153-1] joint motion for briefing schedule ; Lead pltf may file its opposition to the motion by 9/26/03 , entered; Andersen may file its Reply in support of its motion by 10/17/03. Parties notified. ( signed by Judge Sim Lake ) (kprice) (Entered: 07/14/2003)

07/11/2003 159 substitute attorney Kevin T Abikoff in place of David D Sterling by MOTION to Charles E Bayless, Otis J Winters, Daniel L Dienstbier, George L Kirkland, Darald W Callahan, Richard H Matzke, Joe J Stewart, Sheli Z Rosenberg, Michael D Capellas, H John Riley Jr, Jerry L Johnson, Motion Docket Date 7/31/03 [159-1] motion , filed. (kprice) (Entered: 07/14/2003)

07/11/2003 Received and forwarded to CRD: proposed stipulation and order (kprice) (Entered: 07/14/2003)

07/11/2003 160

redit Lyonnais Sec, Credit Suisse

JOINT MOTION to extend time to respond to pltfs' consolidated complaint andbriefing schedule by Pirelli Armstrong, ABN AMRO Inc, Banc One Capital Mar, Banc of America Sec, Commerzbank Capital, CFirst, The Royal Bank of Sc, et al, filed (kprice) (Entered: 07/14/2003)

07/14/2003 161 ORDER pursuant to L. R. 1 as to Brad S Karp atty for Citigroup, Citibank, and Salomon Smith Barney, entered. Parties ntfd. ( Signed by Judge Sim Lake )


(ljackson) (Entered: 07/15/2003)

07/14/2003 162 ORDER pursuant to L. R. 1 as to Robyn F Tarnofsky atty for Citigroup, Citibank, and Salomon Smit Barney, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 07/15/2003)

07/14/2003 163 ORDER pursuant to L. R. 1 as to Michael E Gertzman atty for Citigroup, CitibaSalomon Smith Barney, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 07/15/2003)

nk,

07/14/2003 164 ORDER pursuant to L. R. 1 as to Julia L Tarver atty for Citibank, Citigroup, and Salomon Smith Barney, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 07/15/2003)

07/15/2003 165 ORDER granting [159-1] motion to substitute attorney Kevin T Abikoff in place of David D Sterling, entered. Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 07/15/2003)

07/15/2003 166 STIPULATION AND ORDER, entered. Defts Salomon Smith Barney, Citibank NA and Citigroup Inc responsive pleadings to lead pltf The Regents of the Univ of California's et al consolidated complaint will be due 08/29/03. Lead pltf's

15/2003)

opposition thereto will be due 10/28/03 and Salomon, Citibank, and Citigroup's reply will be due 11/26/03. Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 07/

07/15/2003 167 ORDER granting ABN AMRO Holding NV's et al [160-1] joint motion to extendtime to respond to pltfs' consolidated complaint and briefing schedule, entered. Underwriter defts shall have until 08/11/03 to answer to the consolidated complaint. Opposition papers are due 09/26/03 and reply papers due 10/17/03. Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 07/15/2

003)

07/15/2003 iding defts Dynegy Inc and Dynegy Holdings Rcvd stipulation and order re: provInc an extension of time to answer or otherwise respond, fwd'd to crd. (ljackson) (Entered: 07/16/2003)

07/16/2003 Rec'd Stipulation and Order Regarding Response Date to Pltfs Consolidated Complaint of Deft Charles Watson (psmith) (Entered: 07/18/2003)

07/17/2003 Deadline updated; answer due for 8/29/03 for Salomon Smith Barney, for CitibanNA, for Citigroup Inc (ljackson) (Entered: 07/17/2003)

k

07/17/2003 roposed Order Regarding Response Date to Pltfs /2003)

Rec'd Stipulation and PConsolidated Complaint of Deft Kenneth Randolph (psmith) (Entered: 07/18

07/18/2003 olidated Rec'd Stipulation and Order Regarding Response Date to Pltfs ConsComplaint of Deft Robert Doty (psmith) (Entered: 07/18/2003)

07/18/2003 Brothers Inc, Lehman f Time to

Stipulation and Proposed Order Providing Defts LehmanBrothers Holdings, Merrill Lynch and Merrill Lynch & Co an Extension oRespond, and Setting Briefing Schedule (psmith) (Entered: 07/18/2003)

07/18/2003 168 STIPULATION AND ORDER Set answer due for 9/5/03 for Dynegy, Inc anDynegy Holdings, Inc , entered; The pltf and defts agree that with respect to the filings referenced service upon each other shall be affected by overnigh

d and

t mail for


morning delivery. SO ORDERED. Parties notified. ( by Judge Sim Lake ) (kpricModified on 07/23/2003 (Entered: 07/21/2003)

e)

07/18/2003 169 STIPULATION AND ORDER entered: Defts Lehman Brothers, Merrill Lynch shall file an answer to pltfs consolidated complaint by 9/9/03 . If Defts file a motionwith respect to the consolidated complaint, pltf shall file a response by 11/4/03. Defts shall file a reply by 12/1/03. Parties notified. ( signed by Judge Sim Lake ) (psmith) (Entered: 07/22/2003)

07/18/2003 Deadline updated; Set answer due for 9/5/03 for Dynegy Holdings Inc, for Dynegy Inc (kprice) (Entered: 07/23/2003)

07/21/2003 170 STIPULATION AND ORDER entered: Charles Watson shall file an answer to pltfs consolidated complaint by 9/8/03 . If Defts file a motion with respect to pltfs consolidated complaint, pltf shall file a response by 11/4/03. Watson shall file a reply by 11/30/03. Parties notified. ( signed by Judge Sim Lake ) (psmith) (Entered: 07/22/2003)

07/21/2003 171 STIPULATION AND ORDER entered: Deft Kenneth E Randolph shall file an ect answer to pltfs consolidated complaint by 9/8/03. If Deft files a motion with resp

to pltfs consolidated complaint, Pltfs shall file a response by 10/15/03. Deft shall file a reply by 11/14/03. Parties notified. ( signed by Judge Sim Lake ) (psmith) (Entered: 07/22/2003)

07/21/2003 172 STIPLATION AND ORDER entered: Robert D Doty shall file an answer to pltfs consolidated complaint by 9/8/03 . If defts file a motion with respect to pltfs consolidated complaint, then pltf shall file a response by 11/4/03. Deft Doty shall file a reply by 11/30/03. Parties notified. ( signed by Judge Sim Lake ) (psmith) (Entered: 07/22/2003)

07/21/2003 175 ll to withdraw as attorney , and to 3

)

UNOPPOSED MOTION for Michael Powesubstitute attorney Mark Glasser , by Michael R Mott, Motion Docket Date 8/10/0[175-1] motion, 8/10/03 [175-2] motion , filed. (psmith) (Entered: 07/23/2003

07/21/2003 176 lli AGREED MOTION for extension of time and entry of briefing schedule , by PireArmstrong, Michael R Mott , filed. (psmith) (Entered: 07/23/2003)

07/22/2003 173 RETURN OF SERVICE executed as to Joe J Stewart 7/2/03 filed. Answer due7/22/03 for Joe J Stewart (psmith) (Entered: 07/23/2003)

on

07/22/2003 174 ith) RETURN OF SERVICE executed as to Michael D Capellas 6/30/03 filed. (psm(Entered: 07/23/2003)

07/24/2003 178 ORDER granting Michael Mott's [175-1] motion for Michael Powell to withdraw

as attorney granting [175-2] motion to substitute attorney Mark Glasser Added Mark K Glasser, Michael W Youtt , entered. Parties notified. ( signed by Judge SimLake ) (amaly) (Entered: 07/25/2003)

07/25/2003 177 STIPULATION AND ORDER entered: Defts for Louis J Dorey, Stephen A Furbacher and Mathew K Schatzman shall file an answer to pltfs consolidated

03. complaint by 9/8/03 . If Defts file a motion with respect to pltfs consolidated complaint, pltfs shall file a response by 11/4/03. Defts shall file a reply by 12/5/Parties notified. ( signed by Judge Sim Lake ) (psmith) (Entered: 07/25/2003)

07/28/2003 179 WAIVER OF SERVICE Returned Executed as to Dynegy Holdings Inc 6/9/0Answer due on 8/8/03 for Dynegy Holdings Inc, filed. (ddarneille) (Entered: 07/29/2003)

3;

07/28/2003 180 RETURN OF SERVICE executed as to George L Kirkland (agent: Ryan Kirkland, son) 6/29/03, filed. Answer due on 9/5/03. (ddarneille) Modified on 07/29/2003 (Entered: 07/29/2003)

08/04/2003 181 Notice of change of address by attorney for Michael L Testa , filed. (psmith) (Entered: 08/06/2003)

08/08/2003 182 JOINT MOTION to extend time to respond to pltfs' consolidated complaint and briefing schedule by The Regents of the Univ of California and ABN AMRO Inc et al, filed. (ljackson) (Entered: 08/11/2003)

08/11/2003 Rcvd motion and order for W Sheehan, R Wyner, C Palmer, and J Aldock to appear pro hac vice for Arthur Andersen LLP, fwd'd to case manager. (ljackson) (Entered: 08/11/2003)

08/11/2003 ear as the atty for Lehman

Received and forwarded to CRD: proposed motion and order for admission Pro Hac Vice as to Michael J Chepiga, seeking to appBrothers, Inc, Lehman Brothers Holding, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc and Merrill Lynch & Co, Inc (kprice) (Entered: 08/12/2003)

08/11/2003 oposed motion and order for admission Pro s,

c and

Received and forwarded to CRD: prHac Vice as to Lynn K Neuner, seeking to appear as the atty for Lehman BrotherInc, Lehman Brothers Holding, Inc, Merrill Lynch, Pierce, Fenner & Smith InMerrill Lynch & Co Inc (kprice) (Entered: 08/12/2003)

08/11/2003 187 ORDER granting [182-1] joint motion to extend time to respond to pltfs' ro

it Suisse First, for The

consolidated complaint and briefing schedule answer due for 9/8/03 for ABN AmBank NV, for ABN Amro Holding NV, for ABN AMRO Inc, for Banc of America Sec, for Bank of America Corp, for Banc One Capital, for Commerzbank Capital, for Commerzbank AG, for Credit Lyonnais Sec, for CredRoyal Bank of Sc, for SG Cowen Securities, for TD Securities (USA), for Westdeutsche Landes, for Landesbank NRW, for The Regents of the U , entered; Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 08/12/2003)

08/12/2003 183 ORDER pursuant to L. R. 1 as to John Aldock atty for Arthur Andersen, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 08/12/2003)

08/12/2003 184 ORDER pursuant to L. R. 1 as to William Sheehan atty for Arthur Andersen, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 08/12/2003)

08/12/2003 185 ORDER pursuant to L. R. 1 as to Richard Wyner atty for Arthur Andersen, entereParties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 08/12/2003)

d.

08/12/2003 186 ORDER pursuant to L. R. 1 as to Christopher Palmer atty for Arthur Andersenentered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 08/12/2003)

,

08/13/2003 188 ORDER pursuant to L. R. 1 as to Michael Chepiga atty for Lehman Brothers and Merrill Lynch, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson)

(Entered: 08/14/2003)

08/13/2003 191 ORDER pursuant to L. R. 1 as to Lynn K Neuner atty for Lehman Brothers Inc, Lehman Brothers Holding, Merrill Lynch & Co, Merrill Lynch, Pierce, Fenner, & Smith, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 08/22/2003)

08/14/2003 189 ORDER pursuant to L. R. 1 as to Harrison Frahn atty for Lehman Brothers and Merrill Lynch, entered. Parties ntfd. ( Signed by Judge Sim Lake ) (ljackson) (Entered: 08/15/2003)

08/14/2003 190 Bergstrom (ljackson) (Entered: 08/18/2003)

RETURN OF SERVICE executed as to Stephen W Bergstrom 8/5/03 filed. Answer due on 8/25/03 for Stephen W

08/21/2003 192 STIPULATION re: response dates by Arthur Andersen LLP, The Regents of the, filed. (ljackson) (Entered: 08/22/2003)

U

08/25/2003 193 MOTION to substitute attorney Dennis Herlong in place of David Sterling , by Stephen W Bergstrom, Motion Docket Date 9/14/03 [193-1] motion , filed. (psmith) (Entered: 08/26/2003)

08/25/2003 194 AGREED MOTION for extension of time , and for entry of of briefing schedule , by Pirelli Armstrong, Stephen W Bergstrom , filed. (psmith) (Entered: 08/26/2003)

08/25/2003 195 MOTION to dismiss by Arthur Andersen LLP, Motion Docket Date 9/14/03 [191] motion , filed. (psmith) (Entered: 08/26/2003)

5-

08/26/2003 196 STIPULATION re: extending deadlines relating to Salomon Smith Barney Inc, Citibank, and Citigroup Inc's response to lead pltf's consolidated complaint by Pirelli Armstrong et al, filed. (ljackson) (Entered: 08/27/2003)

08/27/2003 197 ORDER granting [194-1] agreed motion for extension of time granting [194-2] agreed motion for entry of of briefing schedule answer due for 9/8/03 for Stephen W Bergstrom , entered. Pltf's response to deft Bergstrom's motion to dismiss shabe filed by 11/04/03 and Bergstrom's reply shall be filed by 12/05/03. Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 08/2

ll

7/2003)

08/27/2003 198 ORDER granting [193-1] motion to substitute attorney Dennis Herlong in place David Sterling Added Dennis G Herlong , entered; Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 08/27/2003)

of

09/05/2003 199 tion MOTION for leave to file a memorandum in support of their forthcoming moto dismiss exceeding 25 pages in length by Lehman Brothers Inc, Lehman Brothers Hold, Motion Docket Date 9/25/03 [199-1] motion , filed. (tward) Modified on 06/29/2004 (Entered: 09/08/2003)

09/05/2003 203 emoranda by :

MOTION for leave to exceed the Ct's page limitations for briefs and mDynegy Inc, Motion Docket Date 9/25/03 [203-1] motion , filed. (hlerma) (Entered09/09/2003)

09/05/2003 204 otion , filed. (hlerma) (Entered: 09/09/2003)

MOTION to dismiss claims under securitites exchange act of 1934 by Dynegy Inc, Motion Docket Date 9/25/03 [204-1] m

09/05/2003 205 MOTION to Dismiss Claims Under Securities Act of 1933 by Dynegy Inc, Motion Docket Date 9/25/03 [205-1] motion , filed. (hlerma) (Entered: 09/09/2003)


09/05/2003 206 y Dynegy Inc to [205-1] motion to Dismiss Claims Under Securities APPENDIX bAct of 1933, [204-1] motion to Dismiss Claims Under Securitites Exchange Act of 1934 , filed. THIS DOCUMENT IS IN BROWN EXPANDABLE FOLDER. (hlerma) (Entered: 09/09/2003)

09/08/2003 200 MOTION to dismiss , or in the alternative, to strike , by Charles E Bayless, Darald W Callahan, Michael D Capellas, Motion Docket Date 9/28/03 [200-1] motion, 9/28/03 [200-2] motion , filed. (psmith) (Entered: 09/08/2003)

09/08/2003 201

Entered: 09/08/2003)

MEMORANDUM Of Points and Authorities by Charles E Bayless, Darald W Callahan, Michael D Capellas in support of [200-1] motion to dismiss, [200-2]motion to strike , filed (psmith) (

09/08/2003 202 APPENDIX by Charles E Bayless, Darald W Callahan, Michael D Capellas in Support of Outside Directors' [200-1] motion to dismiss, [200-2] motion to strikefiled. (psmith) (Entered: 09/08/2003)

,

09/08/2003 207 MOTION to dismiss by Stephen W Bergstrom, Motion Docket Date 9/28/03 [21] motion to dismiss , filed. (tward) (Entered: 09/09/2003)

00-

09/08/2003 208 MOTION to dismiss by Charles L Watson, Motion Docket Date 9/28/03 [208-1] motion , filed. (tward) (Entered: 09/09/2003)

09/08/2003 209 MOTION to dismiss by Robert D Doty, Motion Docket Date 9/28/03 [209-1] motion , filed. (psmith) (Entered: 09/09/2003)

09/08/2003 210 by Mathew K UNOPPOSED MOTION for extension of page limitations ,Schatzman, Stephen A Furbacher, Louis J Dorey, Motion Docket Date 9/28/03 [210-1] motion , filed. (psmith) (Entered: 09/09/2003)

09/08/2003 211 MOTION to dismiss complaint for failure to state a claim , by Mathew K Schatzman, Stephen A Furbacher, Louis J Dorey, Motion Docket Date 9/28/03[211-1] motion , filed. (psmith) (Entered: 09/09

/2003)

09/08/2003 212 APPENDIX by Mathew K Schatzman, Stephen A Furbacher, Louis J Dorey in support of [211-1] motion to dismiss complaint for failure to state a claim , filed(in brown expandable folder) (psmith) (Entered: 09/09/

. 2003)

09/08/2003 213 MOTION to dismiss by Kenneth E Randolph, Motion Docket Date 9/28/03 [21motion , filed. (psmith) (Entered: 09/10/2003)

3-1]

09/08/2003 218 MOTION to dismiss pltfs consolidated class action complaint , by ABN AMRO Inc, Banc of America Sec, Credit Lyonnais Sec, Motion Docket Date 9/28/03 [211] motion , filed. (psmith) (Entered: 09/10/2003)

8-

09/08/2003 219 MEMORANDUM OF LAW by ABN AMRO Inc, Banc of America Sec, Credit Suisse First in support of [218-1] motion to dismiss pltfs consolidated class action complaint , filed (psmith) (Entered: 09/10/2003)

09/08/2003 220 MOTION to dismiss pltfs consolidated class action complaint for lack of personal jurisdiction by Landesbank NRW, Motion Docket Date 9/28/03 [220-1] motion , filed. (psmith) (Entered: 09/10/2003)

09/08/2003 221 MEMORANDUM OF LAW by Landesbank NRW in support of [220-1] motion todismiss pltfs consolidated class action complaint for lack of personal jurisdiction ,

filed (psmith) (Entered: 09/10/2003)

09/08/2003 222 Rule 7.1 DISCLOSURE STATEMENT by The Royal Bank of Sc, Royal Bk Scotland Group, filed (psmith) (Entered: 09/10/2003)

09/08/2003 223 T by Westdeutsche Landes, Landesbank Rule 7.1 DISCLOSURE STATEMENNRW, filed (psmith) (Entered: 09/10/2003)

09/08/2003 224 Rule 7.1 DISCLOSURE STATEMENT by TD Securities (USA), filed (psmith) (Entered: 09/10/2003)

09/08/2003 225 Rule 7.1 DISCLOSURE STATEMENT by Banc of America Sec, Bank of AmCorp, filed (psmith) (Entered: 09/10/2003)

erica

09/08/2003 226 Rule 7.1 DISCLOSURE STATEMENT by Credit Lyonnais Sec, filed (psmith) (Entered: 09/10/2003)

09/08/2003 227 Rule 7.1 DISCLOSURE STATEMENT by Credit Suisse First, filed (psmith) (Entered: 09/10/2003)

09/08/2003 228 Rule 7.1 DISCLOSURE STATEMENT by Commerzbank Capital, Commerzbank AG, filed (psmith) (Entered: 09/10/2003)

09/08/2003 229 Rule 7.1 DISCLOSURE STATEMENT by Banc One Capital, filed (psmith) (Entered: 09/10/2003)

09/08/2003 230 Rule 7.1 DISCLOSURE STATEMENT by ABN Amro Holding NV, ABN AmBank NV, ABN AMRO

ro Inc, filed (psmith) (Entered: 09/10/2003)

09/08/2003 231 Rule 7.1 DISCLOSURE STATEMENT by SG Cowen Securities, Societe Generale Grp, filed (psmith) (Entered: 09/10/2003)

09/09/2003 214 ORDER granting [199-1] motion for leave to file a memorandum in support of their forthcoming motion to dismiss; memorandum in support no to exceed 35

(tward) pages in length, exclusive of the memorandum's table of contents and index of authorities, entered; Parties notified. ( signed by Judge Sim Lake ) (Entered: 09/10/2003)

09/09/2003 215 nc, Lehman Brothers Hold, Merrill MOTION to dismiss by Lehman Brothers ILynch & Co, Motion Docket Date 9/29/03 [215-1] motion , filed. (psmith) (Entered: 09/10/2003)

09/09/2003 216

MEMORANDUM OF LAW by Lehman Brothers Inc, Lehman Brothers Hold, Merrill Lynch & Co in support of [215-1] motion to dismiss , filed (psmith)(Entered: 09/10/2003)

09/09/2003 217 APPENDIX by Lehman Brothers Inc, Lehman Brothers Hold, Merrill Lynch &to [215-1] motion to dismiss , filed. (psmith) (Entered: 09/10/2003)

Co

09/09/2003 232 ORDER granting Defts [210-1] motion for extension of page limitations. The Defts es are granted leave to file a single 27-page Joint Motion to Dismiss, entered; Parti

notified. ( signed by Judge Sim Lake ) (psmith) (Entered: 09/11/2003)

09/11/2003 233 tt, Motion Docket Date 10/1/03 [233-1] MOTION to dismiss by Michael R Momotion , filed. (psmith) (Entered: 09/12/2003)

09/12/2003 234 -1] motion for RESPONSE by The Regents of the U in opposition to Dynegy's [203leave to exceed the Ct's page limitations for briefs and memoranda , filed (ljackson) (Entered: 09/15/2003)

09/15/2003 235 nty- five UNOPPOSED MOTION for leave to file memoandum in excess of twepages by Salomon Smith Barney, Citibank NA, Citigroup Inc, Motion Docket Date 10/5/03 [235-1] motion , filed. (hlerma) (Entered: 09/18/2003)

09/15/2003 236 CERTIFICATE OF INTERESTED PARTIES by Citigroup Inc, Citibank NA, Salomon Smith Barney , filed. (hlerma) (Entered: 09/18/2003)

09/15/2003 237 e consolidated complaint for violations of the securities laws MOTION to dismiss thby Citigroup Inc, Citibank NA, Salomon Smith Barney, Motion Docket Date 10/5/03 [237-1] motion , filed. (hlerma) (Entered: 09/18/2003)

09/15/2003 238 red: 09/18/2003) DECLARATION of Michael E. Gertzman, filed. (hlerma) (Ente

09/15/2003 239 APPENDIX by Citigroup Inc, Citibank NA, Salomon Smith Barney to [237-1] motion to dismiss the consolidated complaint for violations of the securities laws , filed. THIS DOCUMENT IS IN BROWN EXPANDABLE FOLDER. (hlerma) (Entered: 09/18/2003)

09/19/2003 240 ORDER granting [235-1] motion for leave to file memoandum in excess of twenty- five pages , entered; Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 09/22/2003)

10/01/2003 241 ORDER granting Dynegy's [203-1] motion for leave to exceed the Ct's page limitations for briefs and memoranda , entered; notified. ( signed by Judge Sim Lake ) (psmith) (Entered: 10/02/2003)

10/03/2003 242 JOINT MOTION to exceed briefing page limit by The Regents of the U, Arthur Andersen LLP , filed (ljackson) (Entered: 10/06/2003)

10/03/2003 244 ERESTED PARTIES by Lehman Brothers Inc, Lehman CERTIFICATE OF INTBrothers Hold , filed. (psmith) (Entered: 10/07/2003)

10/03/2003 245 led (psmith) (Entered: 10/07/2003)

JOINT MOTION for leave to exceed the court's briefing page limit , by Arthur Andersen LLP, Regents of the Univ , fi

10/06/2003 243 ORDER granting [242-1] joint motion to exceed briefing page limit , entered; Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 10/06/2003)

10/06/2003 246 NOTICE of change of facisimile number by Theodore Anderson of Kilgore and Kilgore , filed (ljackson) (Entered: 10/07/2003)

10/08/2003 247 Lead Pltfs MEMORANDUM OF LAW by Pirelli Armstrong in opposition to Arthur Andersen's [195-1] motion to dismiss , filed (psmith) (Entered: 10/09/2003)

10/08/2003 248 DECLARATION of James Jaconette in Support of Lead Pltfs [247-1] Memorandum in Opposition to Deft Arthur Andersen's Motion to Dismiss, filed. (in brown expandable folder) (psmith) (Entered: 10/09/2003)

10/09/2003 249 f Lead Pltfs Memorandum of Law CORRECTED Table Of Authorities In Support oin Opposition to Deft Arthur Andersen's Motion to Dismiss, by Pirelli Armstrong , filed (psmith) (Entered: 10/10/2003)

10/14/2003 250 h's motions

Lead Pltf The Regents' UNOPPOSED MOTION for page limitations extension to lead pltfs opposition to the Outside Director Defts and Kenneth Randolpto dismiss , by The Regents of the U, Motion Docket Date 11/3/03 [250-1] motion , filed. (psmith) (Entered: 10/16/2003)

10/15/2003 251 RESPONSE by Pirelli Armstrong in opposition to [213-1] motion to dismiss , filed (hlerma) (Entered: 10/16/2003)

10/15/2003 252 251-1] response in opposition, [213-1] motion APPENDIX by Pirelli Armstrong to [to dismiss , filed. (hlerma) (Entered: 10/16/2003)

10/16/2003 254

Steven Baca, Leon E Schrader, Michael

(Entered: 10/20/2003)

JOINT MOTION to extend time to respond to Defts motions for dismissal an and setting briefing schedule by Dynegy Inc, Dynegy Holdings Inc, Pirelli Armstrong, The Regents of the U, William Oliver,Raposa, Dale N Shook, Neal Eisenbraun, Christopher Coles, Colton Investments, Walter Roberts, Market Street Securi, James R Raymond, Motion Docket Date 11/5/03 [254-1] , filed. (hlerma)

10/16/2003 255 JOINT MOTION for leave to Exceed the Court's Briefing Page Limit by Dynegy Inc, Pirelli Armstrong, The Regents of the U, William Oliver, Steven Baca, Leon E Schrader, Michael L Testa, Dale N Shook, Neal Eisenbraun, Christopher Coles, Colton Investments, Walter Roberts, Market Street Securi, James R Raymond , filed (hlerma) (Entered: 10/20/2003)

10/17/2003 253 ORDER granting [250-1] motion for page limitations extension to lead pltfs opposition to the Outside Director Defts and Kenneth Randolph's motions to dismiss , entered; Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 10/20/2003)

10/20/2003 256 ORDER granting [254-1] motion to extend time to respond to Defts motions for dismissal an and setting briefing schedule , entered; Parties notified. ( signed by Judge Sim Lake ) (ljackson) (Entered: 10/21/2003)

10/24/2003 257 LEAD PLTF'S RESPONSE by The Regents of the U in opposition to Dynegy Inc and Dynegy Holdings Inc's [205-1] motion to Dismiss Claims Under Securitiof 1933, filed. (tward) (Entered: 10/27/2003)

es Act

10/24/2003 258 LAW by The Regents of the U in opposition to Dynegy MEMORANDUM OF Inc's [205-1] motion to Dismiss Claims Under Securities Act of 1933, filed. (tward) (Entered: 10/27/2003)

10/24/2003 259 ltf's [258-1] opposition APPENDIX by The Regents of the U in support of pmemorandum, filed. (tward) (Entered: 10/27/2003)

10/24/2003 260 cket Date 11/13/03 [260-1] motion,

MOTION for extension of time to oppose motions to dismiss , and for page limit extension by The Regents of the U, Motion Do11/13/03 [260-2] motion , filed. (tward) (Entered: 10/27/2003)

10/28/2003 261 ORDER ; granting [260-1] motion for extension of time to oppose motions to dismiss ; granting [260-2] motion for page limit extension ; Lead pltf's omnibus

and ceed 100 pages , Replies are

due 12/11/03 , entered; Parties notified. ( signed by Judge Sim Lake ) (kprice)

opposition memorandum to the motions to dismiss by defts Robert Doty, Stephen Bergstrom, Michael Mott, Charles Watson, Louis Dorey, Stephen Furbacher Matthew Schatzman is due 11/10/03 and may not ex

(Entered: 10/29/2003)

10/28/2003 263 s Under The

03)

CORRECTED TABLE Of Authorities In Support of Lead Pltfs Opposition To The Motion Of Defts Dynegy Inc and Dynegy Holdings to Dismiss ClaimSecurities Act of 1933, by Pirelli Armstrong , filed (psmith) (Entered: 10/30/20

10/29/2003 262 NOTICE of Withdrawal Of Counsel David Scott, by Pirelli Armstrong , filed (psmith) (Entered: 10/30/2003)

10/29/2003 264 , REPLY BRIEF by Arthur Andersen LLP in support of [195-1] motion to dismiss filed. (psmith) (Entered: 10/31/2003)

11/03/2003 271 UNOPPOSED MOTION for page limitations extension to opposition to the motion to dismiss by Lehman Brothers & Merrill Lynch by The Regents of the U, Motion Docket Date 11/23/03 [271-1] motion , filed. (sjones) (Entered: 11/06/2003)

11/04/2003 265 Lead Pltfs MEMORANDUM in opposition to Certain Underwriting Defts and Related Defts [237-1] motion to dismiss the consolidated complaint for violatiof the securities laws , filed (psm

ons ith) (Entered: 11/05/2003)

11/04/2003 266 Lead Pltfs RESPONSE in opposition to [215-1] motion to dismiss by Defts Lehman Brothers Inc, Lehman Brothers Holdings, Merrill Lynch Pierce and Merrill Lynch & Co, filed (psmith) (Entered: 11/05/2003)

11/04/2003 267 ll

APPENDIX by Pirelli Armstrong in Support of Pltfs [266-1] Opposition and [265-1] Opposition to Certain Underwriting Defts and Lehman Brothers and MerriLynch's Motion to Dismiss, filed. (psmith) (Entered: 11/05/2003)

11/04/2003 268 e , by Pirelli

JOINT MOTION for an extension of time for lead pltf to oppose the motion of deftLandesbank NRW for dismissal and setting briefing schedulArmstrong, Landesbank NRW , filed (psmith) (Entered: 11/05/2003)

11/04/2003 269 America Sec, Motion Docket

Agreed MOTION regarding parties' service of papers and notice of hearings via independent website , by ABN AMRO Inc, Banc ofDate 11/24/03 [269-1] motion , filed. (psmith) (Entered: 11/05/2003)

11/05/2003 270 ith) NOTICE of Clarification Of Legal Argument, by Charles L Watson , filed (psm(Entered: 11/06/2003)

11/06/2003 273 ORDER granting [269-1] motion regarding parties' service of papers and notice of hearings via independent website, entered; Parties notified. (signed by JudLake) (tward) (Entered: 11/07/2003)

ge Sim

11/07/2003 272 ORDER granting [268-1] joint motion for an extension of time for lead pltf to oppose the motion of deft Landesbank NRW for dismissal and setting briefing schedule, entered; Parties notified. (signed by Judge Sim Lake) (tward) (Entered: 11/07/2003)

11/07/2003 274 ORDER granting [271-1] motion for page limitations extension to opposition to the motion to dismiss by Lehman Brothers & Merrill Lynch. The opposition may not exceed 35 pages. Parties notified. ( signed by Judge Sim Lake ) (psmith) (Entered: 11/10/2003)

11/07/2003 275 JOINT MOTION for an additional extension of time for lead pltf to oppose themotion of deft Landesbank for dismissal and setting briefing schedule , by Pirelli

Armstrong, Landesbank NRW , filed (psmith) (Entered: 11/10/2003)

11/10/2003 276 NOTICE OF DISMISSAL of Stephen A Furbacher by plaintiff Pirelli Armstrong , filed. (psmith) (Entered: 11/11/2003)

11/10/2003 277 RESPONSE by Pirelli Armstrong, The Regents of the U in opposition to [237-1] motion to dismiss the consolidated complaint for violations of the securities laws , filed (khightower) (Entered: 11/13/2003)

11/10/2003 278 APPENDIX in support by Pirelli Armstrong, The Regents of the U to [277-1] response in opposition , filed. (khightower) (Entered: 11/13/2003)

11/12/2003 279 al by The NOTICE of Briefing Schedule Concerning Defts' Motions for DismissRegents of the U , filed (khightower) (Entered: 11/13/2003)

11/13/2003 280 ORDER granting [275-1] joint motion for an additional extension of time for lead

smiss pltfs consolidated class action

NTED. Parties

pltf to oppose the motion of deft Landesbank for dismissal and setting briefing schedule. Response to motion reset to 11/21/03 for [220-1] motion to dismiss pltfs consolidated class action complaint for lack of personal jurisdiction , Motion Docket Date 11/21/03 [220-1] motion to dicomplaint for lack of personal jurisdiction . The motion of lead pltf and Landesbank NRW for leave to modify the briefing schedule is GRAnotified. ( signed by Judge Sim Lake ) (psmith) (Entered: 11/14/2003)

11/14/2003 281 Deft's [213-1] motion REPLY by Kenneth E Randolph to Lead Pltf's opposition to to dismiss , filed (sjones) (Entered: 11/18/2003)

11/14/2003 282 REPLY MEMORANDUM in support of the Dynegy Outside Directors' [200-1]motion to dismiss, [200-2] motion to strike , filed. (psmith) (Entered: 11/19/2003)

11/17/2003 283 to y

Lead Pltfs UNOPPOSED MOTION for page limitations extension to oppositionthe motion to dismiss by Defts Citigroup, Salomon Smith Barney and Citibank bPirelli Armstrong, Motion Docket Date 12/7/03 [283-1] motion , filed. (psmith) (Entered: 11/19/2003)

11/19/2003 284 MEMORANDUM OF LAW by Pirelli Armstrong in opposition to Defts Citigroup's [237-1] motion to dismiss the consolidated complaint for violations of the securities laws , filed (psmith) (Entered: 11/21/2003)

11/19/2003 285 APPENDIX by Pirelli Armstrong in support of pltfs [284-1] memorandum in opposition to Defts motion to dismiss, filed. (psmith) (Entered: 11/21/2003)

11/20/2003 286 ORDER granting Pltfs [283-1] motion for page limitations extension to opposition to the motion to dismiss by Defts Citigroup, Salomon Smith Barney and Citibank ,entered; Parties notified. ( signed by Judge Sim Lake ) (psmith) (Entered: 11/25/2003)

11/20/2003 287 Notice of Dismissal as to Landesbank NRW by plaintiff Pirelli Armstrong, plaintifThe Regents of the U , filed. (khightower) (Entered: 11/25/2003)

f

11/25/2003 290 REPLY by Dynegy Inc, Dynegy Holdings Inc in support of [205-1] motion to Dismiss Claims Under Securities Act of 1933 , filed. (khightower) (Entered: 12/03/2003)

11/25/2003 291 REPLY by Dynegy Inc in support of [204-1] motion to dismiss claims under

securitites exchange act of 1934 , filed. (khightower) (Entered: 12/03/2003)

11/25/2003 292 d. (khightower) (Entered: 12/03/2003)

SUPPLEMENTAL APPENDIX in support of [206-1] motions to dismiss by Dynegy Inc, Dynegy Holdings Inc , file

12/01/2003 288 UNOPPOSED MOTION for a one-week extension of reply brief deadlines , by ABN AMRO Inc, ABN Amro Holding NV, ABN Amro Bank NV, Motion Docket Date 12/21/03 [288-1] motion , filed. (psmith) (Entered: 12/02/2003)

12/01/2003 289 of [215-1] motion to dismiss , filed.

REPLY MEMORANDUM by Lehman Brothers Inc, Lehman Brothers Hold, Merrill Lynch Pierce Of Law in support (psmith) (Entered: 12/02/2003)

12/03/2003 293 ORDER granting certain underwriter defts' [288-1] motion for a one-week extension of reply brief deadlines reset party's reply brief due 12/8/03 , entereParties notified. ( signed by Judge Sim Lake ) (khightower) (Entered: 12/04/200

d; 3)

12/03/2003 294 UNOPPOSD MOTION for one-week extension of reply brief deadline by MichaR Mott, Motion Docket Date 12/23/03 [294-1] motion , filed. (sjones) (Entered: 12/04/2003)

el

12/05/2003 295 ORDER granting Michael Mott's [294-1] motion for one-week extension of repbrief deadline. Mr Mott shall have until 12/12/03 to file his reply brief , entereParties notified. ( signed by Judg

ly d;

e Sim Lake ) (psmith) (Entered: 12/08/2003)

12/08/2003 296 REPLY MEMORANDUM by ABN AMRO Inc, ABN Amro Holding NV, Amro Bank NV in support of [218-1] motion to dismiss pltfs consolidated class action complaint , filed. (psmith) (Entered: 12/11/2003)

ABN

12/11/2003 297 REPLY by Robert D Doty to lead pltf's opposition to [209-1] motion to dismiss, filed. (tward) (Entered: 12/12/2003)

12/11/2003 298 pltf's opposition to [208-1] motion to dismiss, REPLY by Charles L Watson to leadfiled. (tward) (Entered: 12/12/2003)

12/11/2003 299 ed REPLY by Stephen W Bergstrom in opposition to [207-1] motion to dismiss , fil(khightower) (Entered: 12/15/2003)

12/11/2003 300 REPLY BRIEF by Mathew K Schatzman, Louis J Dorey in support of [211-1] motion to dismiss complaint for failure to state a claim , filed. (khightower) (Entered: 12/15/2003)

12/11/2003 301 APPENDIX OF UNPUBLISHED CASES by Mathew K Schatzman, Louis J Dorey to [211-1] motion to dismiss complaint for failure to state a claim, [300-1] brief , filed. (khightower) (Entered: 12/15/2003)

12/12/2003 302 pposition to Deft's [233-1] motion to dismiss REPLY by Michael R Mott to Pltfs' O, filed (sjones) (Entered: 12/17/2003)

12/19/2003 303 on Smith Barney in support REPLY BRIEF by Citigroup Inc, Citibank NA, Salomof [237-1] motion to dismiss the consolidated complaint for violations of the securities laws , filed. (hlerma) (Entered: 12/22/2003)

12/19/2003 304 p Inc, Citibank NA, Salomon Smith Barney to [303-1] APPENDIX by Citigrousupport reply, to [237-1] motion to dismiss the consolidated complaint for

violations of the securities laws , filed. (hlerma) (Entered: 12/23/2003)

01/14/2004 305 hman Brothers Inc, Merrill Lynch

/2004)

SUPPLEMENTAL MEMORANDUM by LePierce, Lehman Brothers Hold, Merrill Lynch & Co in support of [215-1] motion to dismiss, filed. (tward) (Entered: 01/19

01/16/2004 306 MOTION for leave to file amended complaint by Pirelli Armstrong, Motion DockeDate , filed. IN BROWN EXPANDABLE FOLDER. (hlerma) Modified on 01/21/2004 (Entered: 01/20/2004)

t

01/20/2004 307 PLTFS' MEMORANDUM by Pirelli Armstrong in opposition to [305-1] suppormemorandum, [215-1] motion to dismiss , filed (dhansen) (Entered: 01/21/2

t 004)

01/21/2004 308 ORDER Motion hearing before Judge Sim Lake set for 3:30 1/30/04 for [306-1] motion for leave to file amended complaint , Response to motion reset to 9:00 1/29/04 for [306-1] motion for leave to file amended complaint , Motion Docket Date 1/29/04 [306-1] motion for leave to file amended complaint , entered; Parties notified. ( signed by Judge Sim Lake ) (hlerma) (Entered: 01/21/2004)

01/29/2004 309 ORDER granting [306-1] motion for leave to file amended complaint , entereParties notified. ( signed by Judge S

d; im Lake ) (sjones) (Entered: 01/30/2004)

01/29/2004 310 ORDER set answer due for 3/22/04 for Landesbank NRW, for TD Bank FinancialGr, for Societe Generale Grp, for Royal Bk Scotland Gr, for Merrill Lynch & Co,

an Brothers

iss r

for

n iss,

k

for Lehman Brothers Hold, for Commerzbank AG, for ABN Amro Bank NV, for ABN Amro Holding NV, for Commerzbank Capital, for Banc One Capital, for Dynegy Holdings Inc, for Bank of America Corp, for Arthur Andersen LLP, for Westdeutsche Landes, for TD Securities (USA), for SG Cowen Securities, for The Royal Bank of Sc, for Merrill Lynch Pierce, for Credit Suisse First, for Credit Lyonnais Sec, for Banc of America Sec, for ABN AMRO Inc, for LehmInc, for Salomon Smith Barney, for Citibank NA, for Citigroup Inc, for Jerry L Johnson, for H John Riley Jr, for Michael D Capellas, for Sheli Z Rosenberg, forJoe J Stewart, for Richard H Matzke, for Darald W Callahan, for George L Kirkland, for Daniel L Dienstbier, for Otis J Winters, for Charles E Bayless, for Kenneth E Randolph, for Louis J Dorey, for Stephen A Furbacher, for Mathew K Schatzman, for Stephen W Bergstrom, for Robert D Doty, for Charles L Watson, for Dynegy Inc , Response to motion reset to 5/21/04 for [237-1] motion to dismthe consolidated complaint for violations of the securities laws, reset to 5/21/04 fo[233-1] motion to dismiss, reset to 5/21/04 for [215-1] motion to dismiss, reset to 5/21/04 for [200-1] motion to dismiss, reset to 5/21/04 for [220-1] motion to dismiss pltfs consolidated class action complaint for lack of personal jurisdiction, reset to 5/21/04 for [218-1] motion to dismiss pltfs consolidated class action complaint, reset to 5/21/04 for [211-1] motion to dismiss complaint for failure to state a claim, reset to 5/21/04 for [209-1] motion to dismiss, reset to 5/21/04[213-1] motion to dismiss, reset to 5/21/04 for [208-1] motion to dismiss, reset to5/21/04 for [207-1] motion to dismiss, reset to 5/21/04 for [205-1] motion to Dismiss Claims Under Securities Act of 1933, reset to 5/21/04 for [204-1] motion to dismiss claims under securitites exchange act of 1934, reset to 5/21/04 for [195-1] motion to dismiss , Motion Docket Date 5/21/04 [237-1] motion to dismiss the consolidated complaint for violations of the securities laws, 5/21/04 [233-1] motioto dismiss, 5/21/04 [215-1] motion to dismiss, 5/21/04 [200-1] motion to dism5/21/04 [220-1] motion to dismiss pltfs consolidated class action complaint for lac

of personal jurisdiction, 5/21/04 [218-1] motion to dismiss pltfs consolidated action complaint, 5/21/04 [211-1] motion to dismiss complaint for failure to state claim, 5/21/04 [209-1] motion to dismiss, 5/21/04 [213-1] motion to dismiss, 5/21/04 [208-1] motion to dismiss, 5/21/04 [207-1] motion to dismiss, 5/21/04 [205-1] motion to Dismiss Claims Under Securities Act of 1933, 5/21/04 [204motion to dismiss claims under securitites exchange act of 1934, 5/21/04 [195-1] motion to dismiss , Reply to Response to Motion set to 6/18/04 for [237-1] motion to dismiss the consolidated complaint for violations of the securities laws, set to 6/18/04 for [233-1] motion to dismiss, set to 6/18/04 for [215-1] motion to dismiss, set to 6/18/04 for [200-1] motion to dismiss, set to 6/18/04 for [220-1] motion to dismiss pltfs consolidated class action complaint for lack of personal jurisdiction, set to 6/18/04 for [218-1] motion to dismiss pltfs consolidated class action complaint, set to 6/18/04 for [211-1] motion to dismiss complaint for failure to state a claim, set to 6/18/04 for [209-1] motion to dismiss, set to 6/18/04 for [2motion to dismiss, set to 6/18/04 for [208-1] motion to dismiss, set to 6/18/04 fo[207-1] motion to dismiss, set to 6/18/04 for [205-1] motion to Dismiss Claims Under Securities Act of 1933, set to 6/18/04 for [204-1] motion to dismiss claims under securitites exchange act of 1934, set to 6/18/04 for [195-1] motion to dismiss , entered; Parties notified. ( signed by Judge Sim Lake ) (sjones) Modified on 02/02/2004 (Entered: 01/30/2004)

class a

-1]

13-1] r

01/29/2004 311 ORDER pursuant to L. R. 1, Bairbre O'Neill is admitted pro hac vice for CitigroupInc, Citibank NA & Salomon Smith Barney Inc entered. Parties ntfd. ( Signed by Judge Sim Lake ) (sjones) (Entered: 01/30/2004)

01/29/2004 Mailed copy of Order #311 to Atty Bairbre O'Neill (sjones) (Entered: 02/02/2004)

01/29/2004 s to Rec'd and fwd to CRD Motion & proposed Order for Admission Pro Hac Vice aBairbre O'Neill to appear on behalf of Citigroup Inc, Citibank NA and Salomon Smith Barney Inc (rkonieczny) (Entered: 02/02/2004)

01/29/2004 312 filed. AGREED MOTION for entry of briefing schedule by Pirelli Armstrong et al , (sjones) (Entered: 02/02/2004)

01/29/2004 313 RESPONSE by Dynegy Inc et al to [306-1] motion for leave to file amended complaint , filed. (sjones) (Entered: 02/02/2004)

01/29/2004 314 JOINDER by Lehman Brothers Inc et al to the response of Dynegy Inc & Dynegy Holdings Inc to Pltfs' motion for leave to file further amended complaints , filed (sjones) (Entered: 02/03/2004)

01/30/2004 315 plaint , filed.

FIRST AMENDED CONSOLIDATED COMPLAINT for Violations of the Securities Act of 1933 by Pirelli Armstrong et al amending [1-1] com(sjones) Modified on 02/03/2004 (Entered: 02/03/2004)

01/30/2004 316 ATED COMPLAINT for Violations of the

04 (Entered: 02/03/2004)

FIRST AMENDED CONSOLIDSecurities Exchange Act of 1934 by Pirelli Armstrong et al , filed. {in brown expandable folder} (sjones) Modified on 02/04/20

02/03/2004 317 ORDER, entered; Parties notified. Bairbre O'Neill is admitted pro hac vice as attorney for Citigroup Inc, Citibank NA and Salomon Smith Barney. ( signed by Judge Sim Lake ) (psmith) (Entered: 02/03/2004)

03/10/2004 318 UNOPPOSED MOTION for leave to file a Memorandum in Support of their forthcoming motion to dismiss exceeding 25 pages in length by Lehman Brothers Inc et al, Motion Docket Date 3/30/04 [318-1] motion , filed. (sjones) (Entered: 03/12/2004)

03/17/2004 319 ORDER granting [318-1] motion for leave to file a Memorandum in Support otheir forthcoming motion to dismiss exceeding 25 pages in length, entered; P

f arties

notified. ( signed by Judge Sim Lake ) (sjones) (Entered: 03/18/2004)

03/18/2004 320 of Salomon Smith Barney, Inc,

AGREED MOTION for a one week extension of the briefing schedule , for leaveof court to file brief on excess of 25 pgs on behalf Citibank NA & Citigroup Inc by Salomon Smith Barney et al, Motion Docket Date4/7/04 [320-1] motion, 4/7/04 [320-2] motion , filed. (sjones) (Entered: 03/19/2004)

03/18/2004 321 ORDER granting [320-1] motion for a one week extension of the briefing schedule granting [320-2] motion for leave of court to file brief on excess of 25 pgs on behalf of Salomon Smith Barney, Inc, Citibank NA & Citigroup Inc motion to dismiss due 3/29/04 , Opposition due 5/28/04 , reply due 6/26/04 , entered; Parties notified. ( signed by Judge Sim Lake ) (sjones) (Entered: 03/19/2004)

03/18/2004 322 AGREED MOTION for a one week extension of the briefing scheduling , for leavfo court to file brief inexcess of 25 pgs on behalf of defts Salomon Smith Barney Inc, Citibank NA & Citigroup Inc by Salomon Smith Barney et al , filed. (sjones) Modified on 03/20/2004 (Entered: 03/20/2004)

e

03/22/2004 323 MOTION to dismiss by Charles L Watson, Motion Docket Date 4/8/04 [323-1] motion , filed. (sjones) Modified on 03/22/2004 (Entered: 03/22/2004)

03/22/2004 324

ed:

MOTION to dismiss first amended consolidated complaint for violations of securities act of 1933 by Dynegy Inc, Dynegy Holdings Inc, Motion Docket Date 4/12/04 [324-1] motion , filed. (sjones) Modified on 03/23/2004 (Enter03/23/2004)

03/22/2004 325

on 03/23/2004 (Entered:

MOTION to dismiss first amended complaint for violations of the securities exchange act of 1934 by Dynegy Inc, Dynegy Holdings Inc, Motion Docket Date 4/12/04 [325-1] motion , filed. (sjones) Modified03/23/2004)

03/22/2004 326 emoranda AGREED MOTION for leave to exceed page limitations for briefs & mby Pirelli Armstrong, Dynegy Inc, Dynegy Holdings Inc , filed. (sjones) (Entered: 03/23/2004)

03/22/2004 327 el R Docket Date 4/11/04 [327-1] motion , filed. (sjones) (Entered:

MOTION to dismiss pltfs' first amended consolidated complaints by MichaMott, Motion03/23/2004)

03/22/2004 328 4 [328-

led. (sjones) (Entered: 03/23/2004)

MOTION to dismiss first amended consolidated complaint for failure to state a claim by Mathew K Schatzman, Louis J Dorey, Motion Docket Date 4/11/01] motion , fi

03/22/2004 329 MOTION to dismiss pltfs' first amended consolidated complaint for violations of securities act of 1933 by Kenneth E Randolph, Motion Docket Date 4/11/04 [329-1] motion , filed. (sjones) (Entered: 03/23/2004)

03/22/2004 330 APPENDIX by Dynegy Inc, Dynegy Holdings Inc in support of [325-1] motion dismiss first amended complaint for violations of the securities exchange act o1934, [324-1]

to f

motion to dismiss first amended consolidated complaint for violations of securities act of 1933 , filed. {5 VOLUMES IN 10 EXPANDABLE FOLDERS} (sjones) Modified on 03/23/2004 (Entered: 03/23/2004)

03/22/2004 331 orey to [328-1] motion to dismiss APPENDIX by Mathew K Schatzman, Louis J Dfirst amended consolidated complaint for failure to state a claim , filed. {in brown expandable folder} (sjones) (Entered: 03/23/2004)

03/22/2004 332 solidated complaint by Arthur MOTION to dismiss lead pltf's first amended conAndersen LLP, Motion Docket Date 4/11/04 [323-1] motion to dismiss , filed. (sjones) (Entered: 03/23/2004)

03/22/2004 333 ket Date MOTION to dismiss of deft Robert D Doty by Robert D Doty, Motion Doc4/11/04 [333-1] motion , filed. (sjones) (Entered: 03/23/2004)

03/22/2004 334

enberg, Joe J Otis J Winters,

UNOPPOSED MOTION for leave to file memorandum in support of their forthcoming motion to dismiss exceeding 25 pages in length by Charles E Bayless, Darald W Callahan, Michael D Capellas, Daniel L Dienstbier, Diana Allen, GeorgeL Kirkland, H Matzke, H John Riley Jr, Sheli Z RosMotion Docket Date 4/11/04 [334-1] motion , filed. (hlerma) (Entered: 03/24/2004)

03/22/2004 335 , allahan, Richard H Matzke, Joe J Stewart, Sheli Z

MOTION to dismiss by Charles E Bayless, Otis J Winters, Daniel L DienstbierGeorge L Kirkland, Darald W CRosenberg, Michael D Capellas, H John Riley Jr, Motion Docket Date 4/11/04 [335-1] motion , filed. (hlerma) (Entered: 03/24/2004)

03/22/2004 336 MEMORANDUM by Charles E Bayless, Otis J Winters, Daniel L Dienstbier, George L Kirkland, Darald W Callahan, Richard H Matzke, Joe J Stewart, Sheli Z Rosenberg, Michael D Capellas, H John Riley Jr in support of [335-1] motion to dismiss , filed (hlerma) (Entered: 03/24/2004)

03/22/2004 337 APPENDIX by Charles E Bayless, Otis J Winters, Daniel L Dienstbier, George L Kirkland, Darald W Callahan, Richard H Matzke, Joe J Stewart, Sheli Z Rosenberg, Michael D Capellas, H John Riley Jr to [325-1] motion to dismiss first amended complaint for violations of the securities exchange act of 1934 , filed. (hlerma) (Entered: 03/24/2004)

03/22/2004 338 MOTION to dismiss by Stephen W Bergstrom, Motion Docket Date 4/11/04 [338-1] motion , filed. (hlerma) (Entered: 03/24/2004)

03/22/2004 339 cket Date 4/11/04 [339-1] motion ,

MOTION to dismiss by Lehman Brothers Inc, Merrill Lynch Pierce, Lehman Brothers Hold, Merrill Lynch & Co, Motion Dofiled. (hlerma) (Entered: 03/24/2004)

03/22/2004 340 MEMORANDUM by Lehman Brothers Inc, Merrill Lynch Pierce, Lehman Brothers Hold, Merrill Lynch & Co in support of [339-1] motion to dismiss , filed (hlerma) (Entered: 03/24/2004)

03/22/2004 341 Merrill Lynch & Co, Lehman Brothers Inc,

/24/2004)

APPENDIX by Lehman Brothers Hold, Merrill Lynch Pierce to [339-1] motion to dismiss , filed. IN BROWN EXPANDABLE FOLDER. (hlerma) (Entered: 03

03/22/2004 342 MOTION to dismiss pltfs' first amended consolidated class action complaint foviolations of the securities act of 1933 by ABN AMRO Inc, Banc of America Sec, Banc One Capital, Commerzbank Cap

r

ital, Credit Lyonnais Sec, Credit Suisse First,

on 03/24/2004 (Entered: 03/24/2004)

The Royal Bank of Sc, SG Cowen Securities, TD Securities (USA), Westdeutsche Landes, ABN Amro Holding NV, ABN Amro Bank NV, Bank of America Corp, Commerzbank AG, Royal Bk Scotland Gr, Motion Docket Date 4/11/04 [342-1] motion , filed. (hlerma) Modified

03/22/2004 343 MEMORANDUM by ABN AMRO Inc, Banc of America Sec, Credit Lyonnais Sec, Credit Suisse First, The Royal Bank of Sc, SG Cowen Securities, TSecurities (USA), Westdeutsche Landes, Bank of America C

D orp, Banc One Capital,

Commerzbank Capital, ABN Amro Holding NV, ABN Amro Bank NV, Commerzbank AG, Royal Bk Scotland Gr in support of [342-1] motion to dismiss pltfs' first amended consolidated class action complaint for violations of the securities act of 1933 , filed (hlerma) (Entered: 03/24/2004)

03/22/2004 344

al Bank of

V,

EXHIBITS to [342-1] motion to dismiss pltfs' first amended consolidated class action complaint for violations of the securities act of 1933 by ABN AMRO Inc, Banc of America Sec, Credit Lyonnais Sec, Credit Suisse First, The RoySc, SG Cowen Securities, TD Securities (USA), Westdeutsche Landes, Bank of America Corp, Banc One Capital, Commerzbank Capital, ABN Amro Holding NABN Amro Bank NV, Commerzbank AG, Royal Bk Scotland Gr , filed. (hlerma) (Entered: 03/24/2004)

03/23/2004 345 ORDER granting [326-1] agreed motion for leave to exceed page limitations for briefs & memoranda , entered; Dynegy & Dynegy Holdings may file a jt motion to dismiss the 1934 Act Complaint not to exceed 70 pgs & that Pltf may file an

ge opposition to such motion not to exceed 70 pgs. Parties notified. ( signed by JudSim Lake ) (sjones) (Entered: 03/24/2004)

03/24/2004 346 ORDER granting [334-1] motion for leave to file memorandum in support of their forthcoming motion to dismiss exceeding 25 pages in length , entered; Parties notified. ( signed by Judge Sim Lake ) (sjones) (Entered: 03/25/2004)

03/29/2004 347 e first amended consolidated complaint for violations of the MOTION to dismiss thsecurities exchange act of 1934 by Citigroup Inc, Citibank NA, Salomon Smith Barney, Motion Docket Date 4/18/04 [347-1] motion , filed. (sjones) (Entered: 03/30/2004)

03/29/2004 348 03/30/2004)

DECLARATION of Michael E Gertzman, filed.{In brown expandable folder} (sjones) Modified on 03/30/2004 (Entered:

03/29/2004 349 APPENDIX by Citigroup Inc, Citibank NA, Salomon Smith Barney to [347-1] motion to dismiss the first amended consolidated complaint for violations of thsecurities exchange act of 1934 , filed. {in brown expandable folder} (s

e jones)

(Entered: 03/30/2004)

04/06/2004

s) (Entered: 04/09/2004)

MAIL RETURNED UNDELIVERABLE as to atty Micheal Chepiga re: [346-1]order, [345-1] order; Remailed to address found per file;called law firm to verifyaddress (sjone

04/23/2004 350 UNOPPOSED MOTION for pg limitations extension to lead pltf's opposition tooutside director defts' and Kenneth Randolph's Motions t

the o Dismiss by The Regents

of the U, Motion Docket Date 5/13/04 [350-1] motion , filed. (sjones) (Entered: 04/26/2004)

04/23/2004 351 iss by The Regents of the U, Motion Docket Date

UNOPPOSED MOTION for pg limitations extension to lead pltf's opposition to the officer defts' motions to dism5/13/04 [351-1] motion , filed. (sjones) (Entered: 04/26/2004)

04/27/2004 352 ORDER granting [351-1] motion for pg limitations extension to lead pltf's opposition to the officer defts' motions to dismiss , entered; Lead Pltf's omnibus Opposition Memorandum to the Motions to Dismiss by defts Watson, Berstrom, Doty, Mott, Dorey, Furbacher, Schatzman may not exceed 100 pgs. Parties notified. ( signed by Judge Sim Lake ) (sjones) (Entered: 04/28/2004)

04/27/2004 353 ORDER granting [350-1] motion for pg limitations extension to lead pltf's

ns exceed 50 pgs.

opposition to the outside director defts' and Kenneth Randolph's Motions to Dismiss , entered; Lead Pltf's omnibus Opposition to Memorandum to the Motioto Dismiss by the Outside Director Defts & Randolph may not Parties notified. (signed by Judge Sim Lake) (sjones) (Entered: 04/28/2004)

05/03/2004 354 Notice of change of firm affiliation by Pirelli Armstrong et al , filed. (sjones) (Entered: 05/05/2004)

05/21/2004 355 plaint ,

RESPONSE by Lead Plaintiff Pirelli Armstrong in opposition to Arthur Andersen LLP's [332-1] motion to dismiss lead pltf's first amended consolidated comfiled (rkonieczny) (Entered: 05/24/2004)

05/21/2004 356 RESPONSE by Lead Plainitff Pirelli Armstrong in opposition to Dynegy Inc & Dynegy HOldings Inc [325-1] motion to dismiss first amended complaint for violations of the securities exchange act of 1934 , filed (rkonieczny) (Entered: 05/24/2004)

05/21/2004 357 RESPONSE by Lead Plaintiff Pirelli Armstrong in opposition to Dynegy Inc & Dynegy Holdings Inc [324-1] motion to dismiss first amended consolidated complaint for violations of securities act of 1933 , filed (rkonieczny) (Entered: 05/24/2004)

05/21/2004 358 strong in opposition to Charles Watson's rey

r

solidated complaints, Stephen Bergstrom's [338-1] motion to dismiss ,

RESPONSE by Lead Plaintiff Pirelli Arm[323-1] motion to dismiss, Robert D Doty's [333-1] motion to dismiss, Louis Do& Matthew Schatzman's [328-1] motion to dismiss first amended complaint fofailure to state a claim, Michael Mott's [327-1] motion to dismiss pltfs' first amended confiled (rkonieczny) (Entered: 05/24/2004)

05/21/2004 359 nt

of securities act of 1933 & Bayless, Callahan, Capellas, Dienstbier,

RESPONSE by Lead Plaintiff Pirelli Armstrong in opposition to Kenneth Randolph's [329-1] motion to dismiss pltfs' first amended consolidated complaifor violationsJohnson, Kirkland, Matzke, Riley, Rosenberg, Stewart & Winters (collectively the "Outside Director's" [335-1] motion to dismiss , filed (rkonieczny) (Entered: 05/24/2004)

05/21/2004 360

rities act of 1933 ,

RESPONSE by Lead Plainitff Pirelli Armstrong in opposition to Certain Underwriting Defendants' [342-1] motion to dismiss pltfs' first amended consolidated class action complaint for violations of the secu

filed (rkonieczny) (Entered: 05/24/2004)

05/21/2004 361 RESPONSE by Lead Plaintiff Pirelli Armstrong in opposition to Lehman Brother's Inc, Lehman Brothers Holdings Inc, Merrill Lynch, Pierce, Fenner & Smith Inc & Merrill Lynch & Co Inc's [339-1] motion to dismiss , filed (rkonieczny) (Entered: 05/24/2004)

05/21/2004 Text not available. (Entered: 05/24/2004)

05/21/2004 362 ,

opposition, [358-1] response in

APPENDIX by Lead Plaintiff Pirelli Armstrong in Support of Plaintiffs' Oppositions to Defendants' Motions to Dismiss - [361-1] response in opposition[360-1] response in opposition, [359-1] inopposition, [357-1] response in opposition, [356-1] response in opposition, [355-1] response in opposition , filed. (in brown expandable folder) (rkonieczny) (Entered: 05/24/2004)

05/24/2004 363 OPPOSITION of Lead Pltf Pirelli Armstrong to the insider Defts' Entered: 05/26/2004)

CORRECTED[339-1] motion to dismiss , filed (sjones) (

05/28/2004 364 RESPONSE by Pirelli Armstrong et al in opposition to Defts [347-1] motion to dismiss the first amended consolidated complaint for violations of the securities exchange act of 1934 , filed (hlerma) (Entered: 06/02/2004)

05/28/2004 365

es exchange act of 1934 , filed. IN BROWN EXPANDABLE

APPENDIX by Pirelli Armstrong et al to [364-1] response in opposition to Defts [347-1] motion to dismiss the first amended consolidated complaint for violations of the securitiFOLDER. (hlerma) (Entered: 06/02/2004)

06/07/2004 366 a) Notice of change of address for atty Michael Powell by Dynegy Inc , filed. (hlerm(Entered: 06/09/2004)

06/10/2004 367 miss first amended

UNOPPOSED MOTION for leave to exceed pg limitations for reply brief of Dynegy Inc & Dynegy Holdings in support of motions to disconsolidated complaint for violations of the securities exchange act of 1934 by Dynegy Inc, Dynegy Holdings Inc, Motion Docket Date 6/30/04 [367-1] motion , filed. (sjones) (Entered: 06/14/2004)

06/15/2004 368 ORDER, granting [367-1] motion for leave to exceed pg limitations for reply brief

Judge Sim Lake) (sjones) (Entered:

of Dynegy Inc & Dynegy Holdings in support of motions to dismiss first amended consolidated complaint for violations of the securities exchange act of 1934 , entered; Parties notified. (signed by 06/16/2004)

06/18/2004 369 REPLY by Charles L Watson to response to [323-1] motion to dismiss , filed (amaly) (Entered: 06/21/2004)

06/18/2004 370 Banc One Capital, et al, in support of [342-1] REPLY by ABN Amro Holding NV, motion to dismiss pltfs' first amended consolidated class action complaint for violations of the securities act of 1933 , filed. (amaly) (Entered: 06/21/2004)

06/18/2004 371 bert REPLY by Robert D Doty to response to [333-1] motion to dismiss of deft RoD Doty , filed (amaly) (Entered: 06/21/2004)

06/18/2004 372 REPLY by Michael R Mott to pltfs' opposition to [327-1] motion to dismiss pltfs'

first amended consolidated complaints , (sjones) (Entered: 06/22/2004)

06/18/2004 373 REPLY by Kenneth E Randolph lead pltf's opposition to [329-1] motion to dismiss pltfs' first amended consolidated complaint for violations of securities act of 19filed (sjones) (Entered: 06/22/2004)

33 ,

06/18/2004 374 REPLY by Dynegy Inc, Dynegy Holdings Inc in support of [324-1] motion to dismiss first amended consolidated complaint for violations of securities act of 1933 , filed. (sjones) (Entered: 06/22/2004)

06/18/2004 375 REPLY by Dynegy Inc, Dynegy Holdings Inc in support of [325-1] motion to dismiss first amended complaint for violations of the securities exchange act of 1934 , filed. (sjones) (Entered: 06/22/2004)

06/18/2004 376 UPPORT by Dynegy Inc, Dynegy Holdings SUPPLEMENTAL APPENDIX IN SInc to [325-1] motion to dismiss first amended complaint for violations of the securities exchange act of 1934, [324-1] motion to dismiss first amended consolidated complaint for violations of securities act of 1933 , filed. (sjones) (Entered: 06/22/2004)

06/18/2004 377 REPLY BRIEF by Arthur Andersen LLP in support of [332-1] motion to dismiss lead pltf's first amended consolidated complaint , filed. (sjones) (Entered: 06/22/2004)

06/18/2004 378 APPENDIX by Arthur Andersen LLP to [377-1] reply brief in support of its motionto dismiss , filed. (sjones) (Entered: 06/22/2004)

06/18/2004 379 t of the outside directors' motion to dismiss by Charles E

UNOPPOSED MOTION for leave to exceed the pg limitation for the reply memorandum in supporBayless et al, Motion Docket Date 7/8/04 [379-1] motion , filed. (sjones) (Entered: 06/22/2004)

06/18/2004 380 ORANDUM by Charles E Bayless et al in support of [335-1] motion REPLY MEMto dismiss , filed (sjones) (Entered: 06/22/2004)

06/18/2004 381 ort memorandum , filed. (sjones) APPENDIX by Charles E Bayless to [380-1] supp(Entered: 06/22/2004)

06/18/2004 382 REPLY by Stephen W Bergstrom to lead pltf's corrected opposition to [338-1] motion to dismiss , filed (sjones) (Entered: 06/22/2004)

06/18/2004 383 an, Louis J Dorey in support of Defts' [328-REPLY BRIEF by Mathew K Schatzm1] motion to dismiss first amended consolidated complaint for failure to state a claim , filed. (sjones) (Entered: 06/22/2004)

06/18/2004 384 APPENDIX by Mathew K Schatzman, Louis J Dorey of Unpublished Authority , filed. (sjones) (Entered: 06/22/2004)

06/18/2004 385 REPLY MEMORANDUM by Lehman Brothers Inc et al in support of [339-1] motion to dismiss , filed (sjones) (Entered: 06/22/2004)

06/18/2004 386 APPENDIX by Lehman Brothers Inc et al to reply memoraundum of law [385-1] insupport , filed. (sjones) (Entered: 06/22/2004)

06/24/2004 387 TY in further support of Dynegy Inc NOTICE OF SUPPLEMENTAL AUTHORI

& Dynegy Holdings, Inc's [325-1] motion to dismiss first amended complaint for violations of the securities exchange act of 1934, [324-1] motion to dismiss first amended consolidated complaint for violations of securities act of 1933 by Inc, Dynegy Holdings Inc , filed. (sjones) (Entered: 06/25/2004)

06/25/2004 388 ORDER mooting [237-1] motion to dismiss the consolidated complaint for violations of the securities laws mooting [233-1] motion to dismiss mooting [215-1] motion to dismiss mooting [200-1] motion to dismiss mooting [200-2] motion to

934

strike mooting [220-1] motion to dismiss pltfs consolidated class action complaint for lack of personal jurisdiction mooting [218-1] motion to dismiss pltfs consolidated class action complaint mooting [211-1] motion to dismiss complaint for failure to state a claim mooting [209-1] motion to dismiss mooting [213-1] motion to dismiss mooting [208-1] motion to dismiss mooting [207-1] motion todismiss mooting [205-1] motion to Dismiss Claims Under Securities Act of 1933 mooting [204-1] motion to dismiss claims under securitites exchange act of 1mooting [195-1] motion to dismiss , entered; Parties notified. ( signed by Judge Sim Lake ) (sjones) (Entered: 06/28/2004)

06/25/2004 389 REPLY BRIEF by Citigroup Inc et al in support of [237-1] motion to dismiss the consolidated complaint for violations of the securities laws , filed. (sjones) (Entered: 06/29/2004)

06/25/2004 390 APPENDIX OF UNREPORTED DECISIONS to Citigroup Inc et al [389-1] replybrief in support of motion to dismiss the first amended consolidated complaint for violations of the securities laws , filed. (sjones) (Entered: 06/29/2004)

07/01/2004 391 ITY In FURTHER support of [327-1] NOTICE OF SUPPLEMENTAL AUTHORmotion to dismiss pltfs' first amended consolidated complaints by Michael R Mott , filed. (sjones) (Entered: 07/06/2004)

07/02/2004 392 rmstrong et al to [387-1] notice of supplemental authority , RESPONSE by Pirelli Afiled. (sjones) (Entered: 07/07/2004)

07/20/2004 393 NOTICE of filing of amended certifications by lead plaintiff The Regents of the University of California, filed (ltien) (Entered: 07/21/2004)

07/27/2004 Rec'd and fwd to CRD: M&O pursuant to LR 1 for admission of Tor Gronborg, atty for conpltfs (sjones) (Entered: 08/02/2004)

07/27/2004 LR 1 for admission of Trig R Smith, atty Rec'd and fwd to CRD: M&O pursuant tofor conpltfs (sjones) (Entered: 08/02/2004)

08/03/2004 394 ORDER pursuant to L. R. 1, Trig R Smith is admitted pro hac vice for consolidated pltfs entered. Parties ntfd. ( Signed by Judge Sim Lake ) (sjones) (Entered: 08/04/2004)

08/03/2004 395 ORDER pursuant to L. R. 1, Tor Gronborg is admitted pro hac vice for conpltfs entered. Parties ntfd. ( Signed by Judge Sim Lake ) (sjones) (Entered: 08/04/2004)

08/04/2004 396 ORDER pursuant to L. R. 1, Tor Gronborg is admitted pro hac vice for The Regents of the University of California. entered. Parties ntfd. ( Signed by Judge Sim Lake ) (sjones) (Entered: 08/05/2004)

08/04/2004 397 ntered: Notice of change of firm name by Pirelli Armstrong et al , filed. (sjones) (E

08/06/2004)

09/07/2004 398 NOTICE of Change of Address by Thomas E Bilek , filed. (psmith, ) (Entered: 09/07/2004)

10/07/2004 399 ORDER granting in part and denying in part [323] Motion to Dismiss, grantipart and denying in part [324] Motion to Dismiss, granting in part and denying inpart [325] Motion to Dismiss, granting in pa

ng in

rt and denying in part [327] Motion to

ting in part and denying in part [333] Motion to Dismiss, granting as

iss, denying [339] Motion to Dismiss, granting [342] as to Banc

ing

Dismiss, granting [328] Motion to Dismiss, granting in part and denying in part [329] Motion to Dismiss, granting in part and denying in part [332] Motion to Dismiss, granto Capellas, Johnson, and Riley and denying as to all other Outside Director Defendants [335] Motion to Dismiss, granting in part and denying in part [338] Motion to DismOne Capital Markets, Inc., Bank One Corp., Bank of America Securities LLC, Bank of America Corp., Credit Lyonnais Securities (USA), Inc., Credit Lyonnais, The Royal Bank of Scotland plc, The Royal Bank of Scotland Group, SG Cowen Securities Corp., Societe Generale Group, TD Securities (USA) Inc., TD BAnk Financial Group, WestLB AG and denied as to ABN AMRO Inc., ABN AMROHolding N.V., ABN AMRO Bank N.V., Commerzbank Capital Markets Corp., Commerzbank AG Credit Suisse First Boston LLC; Motion to Dismiss, grant[347] Motion to Dismiss, granting [379] Motion for Leave to File . Scheduling conference set for Oct. 21, 2004 @ 3:00 pm.( Signed by Judge Sim Lake ) (Attachments: # 1 Pages 35-74# 2 Pages 75-114# 3 Pages 115-154# 4 Pages 155194#

-5 Pages 195-234# 6 Pages 235-247) Parties notified.(hcarr, ) . (Entered:

10/07/2004)

10/07/2004 ***Set/Reset Hearings: Scheduling Conference set for 10/21/2004 at 03:00 PM inCourtroom 9B before Judge Sim Lake (hcarr, ) (Entered: 10/07/2004)

10/20/2004 400 MOTION for Andrew B. Kratenstein to Appear Pro Hac Vice by ABN AMRO InCredit Suisse First Boston Corporation, Commerzbank Capital Markets Corp, AAmro Holding NV, ABN Amro Bank NV, Commerzbank AG, filed. Motion Docket Date 11/9/2004. (Cowie, Roger) (Entered: 10/20/2004)

c, BN

10/20/2004 401 **This document was filed incorrectly and has been terminated. It is refiled as

erzbank AG,

document #405 MOTION for Kelly A. Rocco to Appear Pro Hac Vice by ABN AMRO Inc, Credit Suisse First Boston Corporation, Commerzbank Capital Markets Corp, ABN Amro Holding NV, ABN Amro Bank NV, Commfiled. Motion Docket Date 11/9/2004. (Cowie, Roger) Modified on 10/20/2004 (ckrus, ). (Entered: 10/20/2004)

10/20/2004 402 MOTION for Julie A. North to Appear Pro Hac Vice by ABN AMRO Inc, CrSuisse First Boston Corporation, Commerzbank Capital Markets

edit Corp, ABN Amro

ate Holding NV, ABN Amro Bank NV, Commerzbank AG, filed. Motion Docket D11/9/2004. (Cowie, Roger) (Entered: 10/20/2004)

10/20/2004 403 MOTION for Richard W. Clary to Appear Pro Hac Vice by ABN AMRO Inc, Credit Suisse First Boston Corporation, Commerzbank Capital Markets Corp, ABN Amro Holding NV, ABN Amro Bank NV, Commerzbank AG, filed. Motion Docket Date 11/9/2004. (Cowie, Roger) (Entered: 10/20/2004)

10/20/2004 404 MOTION for Darin P. McAtee to Appear Pro Hac Vice by ABN AMRO Inc,



https://ecf.txsd.uscourts.gov/cgi-bin/show_case_doc?399,35457,1,,







Credit Suisse First Boston Corporation, Commerzbank Capital Markets Corp, ABN Amro Holding NV, ABN Amro Bank NV, Commerzbank AG, filed. Motion Docket Date 11/9/2004. (Cowie, Roger) (Entered: 10/20/2004)

10/20/2004 405 MOTION for Kelly A. Rocco to Appear Pro Hac Vice by ABN AMRO Inc, CrSuisse First Boston Corporation, Commerzbank Capital Markets Corp, ABN Amro Holding NV, ABN Amro Bank NV, Commerzbank AG, filed. Motion Docket11/9/2004. (Cowie, Roger) (Entered: 10/20/2004)

edit

Date

10/21/2004 406 ORDER granting 400 Motion to Appear Pro Hac Vice Andrew Kratenstein addfor Defendants Credit Suisse First Boston LLC; ABN AMRO Holdong N.V., ABN AMRO Bank N.V., ABN AMRO Incorporated, Commerzbank Capital MarkeCorp., and Commerz Bank AG.( Signed by Judge Sim Lake ) Pa

ed

ts rties

notified.(hcarr, ) (Entered: 10/22/2004)

10/21/2004 407 ORDER granting 402 Motion to Appear Pro Hac Vice Julie A. North added for Defendants Credit Suisse First Boston LLC, ABN AMRO Holding N.V., ABN AMRO Bank N.V., ABN AMRO Incorporatied, Commerzbank Capital Markets Corp., and Commerzbank AG(signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 10/22/2004)

10/21/2004 408 ORDER granting 403 Motion to Appear Pro Hac Vice Richard W. Clary added fDefendants Credit Suisse First Boston LLc, ABN AMRO Holding N.VAMRO Bank N.V., ABN AMRO Incorp

or ., ABN

orated, Commerzbank Capital Markets Corp., and Commerzbank AG.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 10/22/2004)

10/21/2004 409 ORDER granting 404 Motion to Appear Pro Hac Vice Darin P. McAtee added foDefendants Credit Suisse First Boston LLC, ABN AMRO Holding N.V., ABN AMRO Bank N.V., AB

r

N AMRO Incorporated, Commerzbank Capital Markets Corp., and Commerzbank AG.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 10/22/2004)

10/21/2004 410 ORDER granting 405 Motion to Appear Pro Hac Vice Kelly A. Rocco added forDefendants Credit Suisse First Boston LLC, ABN AMRO Holding N.V., ABN AMRO Bank N.V., ABN

AMRO Incorporated, Commerzbank Capital Markets Corp., and Commerzbank AG.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 10/22/2004)

10/21/2004 411 MINUTE ENTRY ORDER: Scheduling Conference held. Apps: P. Hounds, J. Kendall, R. Greenberg, M. Powell, M. Wilson, E. Tossey, A. Ronzell, W. Sheehan, M. Yeh, C. Kayells, P. Flynn. Kevin Tod Abikoff, Richard W Clary, Thomas C Godbold, Dennis G Herlong. Ct Reporter: S. Carlisle. Joint Pretrial Order due by 5/6/2005; Jury Trial set for 5/9/2005 at 01:00 PM in Courtroom 9B before Judge Sim Lake.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 10/22/2004)

10/28/2004 412 ling conference held on 10/21/04 before Judge Sim Lake. TRANSCRIPT of scheduCourt Reporter: Stephanie Carlisle , filed. (cpeebles) (Entered: 10/28/2004)

10/28/2004 413 MOTION to Certify Class by Regents of the University of California, filed. Motion Docket Date 11/17/2004. (Greenberg, Roger) (Entered: 10/28/2004)






10/28/2004 414 PROPOSED ORDER re: 413 MOTION to Certify Class, filed.(Greenberg, Roger(Entered: 10/28/2004)

)

10/28/2004 415 APPENDIX re: 413 MOTION to Certify Class by The Regents of the University of California, filed. (Attachments: # 1 Exhibit Exhibits A-C# 2 Exhibit Exhibit D# 3 Exhibit Exhibits E-H)(Greenberg, Roger) (Entered: 10/28/2004)

10/29/2004 416 NOTICE of Dismissal of Certain 1933 Act Claims Against Certain Defendants by The Regents of the University of California, filed. (Greenberg, Roger) (Entered: 10/29/2004)

11/01/2004 417 INITIAL DISCLOSURES by The Regents of the University of California, filed.(Greenberg, Roger) (Entered: 11/01/2004)

11/01/2004 418 INITIAL DISCLOSURES by Lehman Brothers Inc, Lehman Brothers Holdings Inc, filed.(sjones, ) (Entered: 11/02/2004)

11/01/2004 419 NOTICE of Change in Firm Name and Address by Eric J. Belfi on behalf of The Regents of the University of California et al, filed. (sjones, ) (Entered: 11/02/2004)

11/03/2004 420 Unopposed MOTION for Extension of Time to Serve Paper Discovery by The 04. Regents of the University of California, filed. Motion Docket Date 11/23/20

(Greenberg, Roger) (Entered: 11/03/2004)

11/03/2004 421 PROPOSED ORDER re: 420 Unopposed MOTION for Extension of Time to SerPaper Discovery, filed.(Greenberg, Roger)

ve (Entered: 11/03/2004)

11/04/2004 422 ORDER granting 420 Motion for Extension of Time to Serve Paper Discovery; alparties shall serve initial discovery by 11/15/2004; all responses to discovery shall

l

be served by 12/6/2004..( Signed by Judge Sim Lake ) Parties notified.(rkonieczny, ) (Entered: 11/04/2004)

11/10/2004 423 AGREED MOTION for Leave to Exceed Page Limitations for Briefs ans Memoranda by Dynegy Inc et al, filed. Motion Docket Date 11/30/2004. (Attachments: # 1 Proposed Order)(sjones, ) (Entered: 11/15/2004)

11/10/2004 424 AGREED MOTION for one day extension of deadline for answers & opposition to class certification by Dynegy Inc et al, filed. Motion Docket Date 11/30/2004. (Attachments: # 1 Proposed Order)(sjones, ) (Entered: 11/15/2004)

11/12/2004 427 ANSWER to Amended Complaint by Lehman Brothers Holdings Inc, filed.(sjones, ) (Entered: 11/16/2004)

11/12/2004 428 ANSWER to Amended Complaint by Lehman Brothers Inc, filed.(sjones,(Entered: 11/16/2004)

)

11/12/2004 429 ANSWER to First Amended Complaint by Michael R Mott, filed.(sjones, ) (Entered: 11/18/2004)

11/12/2004 430 ANSWER to First Amended Complaint by Charles L Watson, filed.(sjones, ) (Entered: 11/18/2004)

11/12/2004 431 Opposition to 413 MOTION to Certify Class filed by Robert D Doty et al. (Attachments: # 1 cont.)(sjones, ) (Entered: 11/18/2004)









11/12/2004 432 APPENDIX in support of Defts' 431 Opposition to Motion by Robert D Dotfiled. VOLUME II (Att

y et al, achments: # 1 Tabs 9-11# 2 Tabs 12-14)(sjones, ) Modified

on 11/18/2004 (sjones, ). (Entered: 11/18/2004)

11/12/2004 433 APPENDIX in support of 431 Opposition to Motion by Robert D Doty et al, filed. VOLUME I(sjones, ) (Entered: 11/18/2004)

11/12/2004 434 ANSWER to Amended Complaint by Dynegy Inc, filed. (Attachments: # 1 Part 2 of 2)(mgore, ) (Entered: 11/18/2004)

11/12/2004 435 ANSWER to Amended Complaint by Dynegy Inc, filed.(mgore, ) (Entered: 11/18/2004)

11/12/2004 436 ANSWER to Amended Complaint by Charles E Bayless, Otis J Winters, Daniel L Dienstbier, George L Kirkland, Darald W Callahan, Richard H Matzke, Joe J Stewart, Sheli Z Rosenberg, filed. (Attachments: # 1 Part 2 of 3# 2 Part 3 of 3)(mgore, ) (Entered: 11/18/2004)

11/12/2004 437 ANSWER to Amended Complaint by Arthur Andersen LLP, filed.(mgore, ) (Entered: 11/18/2004)

11/12/2004 438 APPENDIX in support of Defts' 431 Response in Opposition to Motion by Robert D Doty et al, filed. VOLUME III (Attachments: # 1 Tab 15# 2 Tab 16# 3 Tab 17# 4 Tab 18# 5 Tab cont.)(sjones, ) Additional attachment(s) added on 11/19/2004 (sjones, ). (Entered: 11/19/2004)

11/15/2004 425 ORDER granting 423 Motion for Leave to File Excess Pages .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 11/15/2004)

11/15/2004 426 ORDER granting 424 Motion for Extension of Time .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 11/15/2004)

11/15/2004 439 ANSWER to Amended Complaint by Robert D Doty, filed. (Attachments: # 1 Answer cont.# 2 Answer cont.)(sjones, ) (Entered: 11/19/2004)

11/15/2004 440 ANSWER to Amended Complaint by Robert D Doty, filed.(sjones, ) (Entered: 11/19/2004)

11/23/2004 441 Reply in Support of 413 MOTION to Certify Class filed by Regents of the University of California. (Greenberg, Roger) (Entered: 11/23/2004)

11/23/2004 442 DECLARATION In Support re: 413 MOTION to Certify Class by The Regentsthe University of California, filed.(Greenberg, Roger) (Entered:

of 11/23/2004)

11/23/2004 443 APPENDIX re: 441 Reply in Support of Motion by The Regents of the Universiof California,

ty filed. (Attachments: # 1 Exhibit Exhibits 1-10# 2 Exhibit Exhibits

11-16# 3 Exhibit Exhibit 23# 4 Exhibit Exhibits 17-22# 5 Exhibit Exhibit 24 Part 1# 6 Exhibit Exhibit 24 Part 2# 7 Exhibit Exhibits 25-27)(Greenberg, Roger(Entered: 11/23/2004)

)

12/06/2004 444 NOTICE of Change of Address by Susan Salvetti on behalf of pltfs John and Lois Tennant Foundation, Tennant & Associates LLC, Tennant Related Companies Profit Sharing Plan, John J Tennant, Jr, W.R. Chamberlin Company, filed. (sjones, ) (Entered: 12/07/2004)























12/07/2004 445 NOTICE of Change of Address by William Lerach, counsel for Pltfs, filed. (psmith, ) (Entered: 12/08/2004)

12/27/2004 446 MOTION for Benjamin Rudolph Delson to Appear Pro Hac Vice by Lehman . Brothers Inc, Lehman Brothers Holdings Inc, filed. Motion Docket Date 1/18/2005

(sjones, ) (Entered: 12/28/2004)

12/29/2004 447 ORDER granting 446 Motion to Appear Pro Hac Vice. Benjamin Rudolph Delson added for Defendants Lehman Brothers Inc. and Lehman Brothers Holdings, Inc..( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 12/29/2004)

12/31/2004 448 MEMORANDUM AND ORDER Granting in part and Deferring in part 413 Plaintiff's MOTION for Certification for the 1933 Act and 1934 Act Claims.( Signed by Judge Sim Lake ) (Attachments: # 1 Continuation) Parties notified.(hcarr, ) (Entered: 01/03/2005)

01/06/2005 449 MOTION for Status Hearing, MOTION for Additional Depositions by Regents of the University of California, filed. Motion Docket Date 1/26/2005. (Attachments: # 1 Proposed Order)(mgore, ) (Entered: 01/11/2005)

01/12/2005 452 THIS ENTRY WAS DOCKETED ON THE WRONG CASE. THE DOCUMHAS BEEN REDOCKETED ON CASE H-02-CV-2051. Letter from William E. Matthews to court re: counsel for pltfs accepted letter offer re: Ms. Ourecords , filed. (sjones, ) Modified on 1/1

ENT

sdahl's 4/2005 (sjones, ). (Entered: 01/14/2005)

01/13/2005 450 MOTION for an Expedited Ruiling on their mtn for clarification by Lehman Brothers Inc, Lehman Brothers Holdings Inc, filed. Motion Docket Date 2/2/2005. (Attachments: # 1 Proposed Order)(sjones, ) (Entered: 01/14/2005)

01/13/2005 451 UNOPPOSED MOTION for Clarification by Lehman Brothers Inc, Lehman Brothers Holdings Inc, filed. Motion Docket Date 2/2/2005. (Attachments: # 1 Proposed Order)(sjones, ) (Entered: 01/14/2005)

01/14/2005 456 MOTION to Seal Lead pltf's Mtn to Compel Discovery Responses from Dynegy Inc by Pirelli Armstrong Tire Corporation Retiree Medical Benefits Trust, fileMotion Docket Date 2/3/2005. (Attachments: #

d. 1 Proposed Order)(sjones, )

(Entered: 01/19/2005)

01/14/2005 457 SEALED MOTION by Pirelli Armstrong Tire Corporation Retiree Medical Benefits Trust, filed. Motion Docket Date 2/3/2005. (sjones, ) Modified on 1/19/2005 (sjones, ). (4:05CI0152) (Entered: 01/19/2005)

01/17/2005 453 ORDER granting 450 Motion for an Expedited Ruling on Motion for Clarification.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) Modified on 1/19/2005 (hcarr, ). (Entered: 01/18/2005)

01/17/2005 454 ORDER granting 451 Motion for Clarification .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 01/18/2005)

01/18/2005 455 ORDER granting 449 Motion for Hearing, granting 449 Motion Status Conset for 1/27/2005 at 03:00 PM in Courtroom 9B before Judge Sim

ference Lake.( Signed by

Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 01/18/2005)

01/18/2005 458 Mail Returned Undeliverable re: 447 Order on Motion to Appear Pro Hac Vice ,










filed. (sjones, ) (Entered: 01/19/2005)

01/19/2005 460 RESPONSE in Opposition to pltf's Mtn to Compel Discovery Response from Dynegy Inc . (sjones, ) (Entered: 01/20/2005)

01/19/2005 461 MOTION to Compel Discovery Response from Lead Pltf by Dynegy Inc, filed. Motion Docket Date 2/8/2005. (sjones, ) (Entered: 01/21/2005)

01/20/2005 459 MEMORANDUM of Law in Opposition to Pltfs' Mtn to Compel Production of Mr. WIlliam T Hamilton's SEC Transcript by William T Hamilton, Jr, filed.(sjones, ) (Entered: 01/20/2005)

01/20/2005 462 PROPOSED ORDER re: 461 MOTION to Compel, filed.(sjones, ) (Entered: 01/21/2005)

01/20/2005 463 ORDER granting 456 Motion to Seal .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 01/21/2005)

01/20/2005 464 NOTICE of Change of Address by Shea & Gardner, counsel for Arthur Andersen LLP, filed. (mbergara, ) (Entered: 01/24/2005)

01/26/2005 465 RESPONSE in Opposition to 461 MOTION to Compel filed by The Regents of the University of California. (Attachments: # 1 Exhibit A-D)(Greenberg, Roger) (Entered: 01/26/2005)

01/27/2005 466 Opposition to 461 MOTION to Compel filed by Dynegy Inc. (sjones, ) (Entered: 01/28/2005)

01/27/2005 467 MINUTE ENTRY ORDER: Motion held Granting 461 MOTION to Compel, [457] SEALED MOTION. Mooting 449 Motion for Status Hearing. Appearances: W. Briscoe, P. Howes, J. Baskin, J. Hardaway, G. Foster, K. Worley, N. Hersley,Kevin Tod Abikoff, Th

. eodore C Anderson, Harrison J Frahn, IV, Thomas C

Godbold, Dennis G Herlong, Charles G King, III, Michael T Powell, Michael M Wilson, Michael W Youtt. Ct Reporter: B. Slavin, Motions terminated: 461 MOTION to Compel, [457] SEALED MOTION.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 01/28/2005)

01/28/2005 469 MOTION for Clarification of Hearing Minutes and Order from the hearing held 1/27/05 by Dynegy Inc, filed. Motion Docket Date 2/17/2005. (Attachments: # 1 Proposed Order)(hcarr, ) (Entered: 01/31/2005)

01/31/2005 468 Court TRANSCRIPT of status conference held on 1/27/05 before Judge Sim Lake.Reporter: Bruce Slavin , filed. (cpeebles) (Entered: 01/31/2005)

01/31/2005 470 ORDER striking 469 MOTION for Clarification.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 01/31/2005)

01/31/2005 471 NOTICE of Association of Counsel by The Regents of the University of Californifiled. (Greenberg, Roger) (Entered: 01/31/2005)

a,

02/01/2005 472 Mail Returned Undeliverable re: 454 Order on Motion for Clarification , filed. (sjones, ) (Entered: 02/02/2005)

02/01/2005 473 Mail Returned Undeliverable re: 453 Order on Motion for Miscellaneous Relieffiled. (sjones, ) (Entered: 02/03/2005)

,




02/01/2005 474 Mail Returned Undeliverable re: 455 Order on Motion for Hearing, Order on Motion for Miscellaneous Relief , filed. (sjones, ) (Entered: 02/03/2005)

02/02/2005 475 MOTION to Seal by Pirelli Armstrong Tire Corporation Retiree Medical BenefTrust, filed. Motion Docket Date

its 2/22/2005. (Attachments: # 1 Proposed

Order)(sjones, ) (Entered: 02/03/2005)

02/02/2005 476 SUPPLEMENTAL BRIEF AND SUPPORTING EVIDENCE regarding Certification of the 1933 Act Class by Pirelli Armstrong Tire Corporation Retiree Medical Benefits Trust, filed.(sjones, ) (Entered: 02/04/2005)

02/02/2005 478 DECLARATION of Scott D Hakala, filed. (Attachments: # 1 Exhibit # 2 Exhibit # 3 Exhibit # 4 Exhibit)(psmith, ) (Entered: 02/04/2005)

02/02/2005 479 :05CI0572)(kmurphy, ) (Entered: SEALED APPENDIX to #476, filed. (402/04/2005)

02/02/2005 480 MOTION for Clarification of Hearing Minutes & Order by Dynegy Inc, filed. Motion Docket Date 2/22/2005. (Attachments: # 1 Proposed Order)(sjones, ) (Entered: 02/07/2005)

02/03/2005 477 ORDER granting 475 Motion to Seal .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 02/04/2005)

02/03/2005 481 Opposition to 480 MOTION for Clarification filed by Pirelli Armstrong Tire Corporation Retiree Medical Benefits Trust. (Attachments: # 1 Part 2 of 2)(sjones, ) (Entered: 02/07/2005)

02/08/2005 482 ORDER for Admission Pro Hac Vice of Daniel H. Weiner .( Signed by Judge Sim Lake ) Parties notified.(sjones, ) (Entered: 02/08/2005)

02/10/2005 483 MOTION for Protective Order by The Regents of the University of California, filed. Motion Docket Date 3/2/2005. (Greenberg, Roger) (Entered: 02/10/2005)

02/10/2005 484 PROPOSED ORDER re: 483 MOTION for Protective Order, filed.(Greenberg, Roger) (Entered: 02/10/2005)

02/10/2005 485 APPENDIX re: 483 MOTION for Protective Order by The Regents of the University of California, filed. (Attachments: # 1 Exhibit 1-2# 2 Exhibit 3-10)(Greenberg, Roger) (Entered: 02/10/2005)

02/10/2005 486 AGREED MOTION for Entry of Confidentiality Stipulation, AGREED Protective Order by Dynegy Inc, filed. Motion Docket Date 3/2/2005. (Attachments: # 1 Proposed Order)(sjones, ) (Entered: 02/11/2005)

02/11/2005 487 Opposed MOTION for Reconsideration of 467 Minute Entry Order,,, TermMotions,, by The Regents of the University of California, filed. Motion DoDate 3/3/2005. (Attachments: #

inate cket

1 Exhibit 1-3)(Greenberg, Roger) (Entered:02/11/2005)

02/11/2005 488 PROPOSED ORDER re: 487 Opposed MOTION for Reconsideration of 467 Minute Entry Order,,, Terminate Motions,,, filed.(Greenberg, Roger) (Entered:02/11/2005)

02/11/2005 489 Mail Returned Undeliverable re: 448 Memorandum & Order, Terminate Motions ,


















filed. (sjones, ) (Entered: 02/14/2005)

02/14/2005 490 OBJECTION to the Authenticity of Exhibits entered into evidence in the Olis Trial filed by Dynegy Inc. (sjones, ) (Entered: 02/14/2005)

02/15/2005 492 Mail Returned Undeliverable as to Susan Salvetti re: 467 Minute Entry Order, fi(dkelly, ) (Entered: 02/16/2005)

led.

02/15/2005 493 Mail Returned Undeliverable as to Susan Salvetti re: 463 Order on Motion to Seal, filed. (dkelly, ) (Entered: 02/16/2005)

02/16/2005 491 CONFIDENTIALITY STIPULATION and AGREED PROTECTIVE ORDER granting 486 Motion for Entry of Order, granting 486 Motion for Protective Order .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 02/16/2005)

02/16/2005 494 RESPONSE in Opposition to 483 MOTION for Protective Order filed by Dynegy Inc. (Attachments: # 1 Proposed Order)(sjones, ) (Entered: 02/17/2005)

02/16/2005 495 ORDER Granting Plaintiff's Motion for reconsideration.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 02/17/2005)

02/16/2005 502 Mail Returned Undeliverable re: 470 Order Striking Document , filed. (sjones, ) (Entered: 02/23/2005)

02/17/2005 497 RESPONSE in Opposition to 487 Opposed MOTION for Reconsideration of 467 Minute Entry Order filed by Dynegy Inc. (Attachments: # 1 Continuation Part 2 of3# 2

Continuation Part 3 of 3# 3 Proposed Order)(dkelly, ) (Entered: 02/22/2005)

02/17/2005 498 MOTION to Exclude Testimony of Scott Hakala by Michael R Mott, Dynegy InCharles L Watson, Robert D Doty, Charles E Bayless, Otis J W

c, inters, Daniel L

rd t, Sheli Z Rosenberg, Lehman Brothers Inc, Arthur

Dienstbier, George L Kirkland, Darald W Callahan, Stephen W Bergstrom, RichaH Matzke, Joe J StewarAndersen LLP, Lehman Brothers Holdings Inc, filed. Motion Docket Date 3/9/2005. (Attachments: # 1 Continuation Part 2 of 5 # 2 Continuation Part 3 of 5 # 3 Continuation Part 4 of 5 # 4 Continuation Part 5 of 5)(dkelly, ) (Entered: 02/22/2005)

02/17/2005 500 MOTION for Consideration of Response in Opposition to lead pltf's Mtn for Reconsideration by Dynegy Inc, filed. Motion Docket Date 3/9/2005. (Attachments: # 1 Proposed Order)(sjones, ) (Entered: 02/23/2005)

02/17/2005 501 SUPPLEMENTAL OPPOSITION to Mtn for Certification of 1933 Act Claby Dynegy Inc. (Attachments: #

ss filed 1 Part 2 of 6# 2 Part 3 of 6# 3 Part 4 of 6# 4 Part 5

of 6# 5 Part 6 of 6)(sjones, ) (Entered: 02/23/2005)

02/18/2005 496 ORDER Granting Dynegy Inc.'s Motion for Consideration of Opposition to Lead

rties Plaintiff's Motion for Reconsideration. Plaintiffs may respond to Dynegy's Response in Opposition by 2/22/2005.( Signed by Judge Sim Lake ) Panotified.(hcarr, ) (Entered: 02/18/2005)

02/18/2005 503 PROPOSED ORDER re: 498 MOTION to Exclude Testimony of Scott Hakala, filed.(sjones, ) (Entered: 02/23/2005)

02/22/2005 499 BRIEF in support of the Court's Order Denying Production of Investigative Summaries re: 495 Order by The Regents of the University of California,
























filed.(Greenberg, Roger) (Entered: 02/22/2005)

02/22/2005 508 Mail Returned Undeliverable re: 477 Order on Motion to Seal , filed. (sjones(Entered: 02/23/2005)

, )

02/22/2005 509 Mail Returned Undeliverable re: 482 Order , filed. (sjones, ) (Entered: 02/23/2005)

02/22/2005 510 Mail Returned Undeliverable re: 491 Order on Motion for Entry of Order, OMotion for Protective Order , filed. (sjones, ) (Entered: 02/23/2005)

rder on

02/22/2005 511 Mail Returned Undeliverable as to Susan Salvetti re: 482 Order, filed. (dkelly, ) (Entered: 02/24/2005)

02/23/2005 504 Opposed MOTION to Bar Dynegy Inc. from Moving for Summary Judgment Due to Discovery Abuses by The Regents of the University of California, filed. Motion Docket Date 3/15/2005. (Greenberg, Roger) (Entered: 02/23/2005)

02/23/2005 505 APPENDIX re: 504 Opposed MOTION to Bar Dynegy Inc. from Moving for Summary Judgment Due to Discovery Abuses by The Regents of the University of California, filed.(Greenberg, Roger) (Entered: 02/23/2005)

02/23/2005 506 PROPOSED ORDER re: 504 Opposed MOTION to Bar Dynegy Inc. from Moving for Summary Judgment Due to Discovery Abuses, filed.(Greenberg, Roger) (Entered: 02/23/2005)

02/23/2005 507 MOTION for Katherine Crystal Splan to Appear Pro Hac Vice by The Regents of the University of California, filed. Motion Docket Date 3/15/2005. (GreenbergRoger) (Entered: 02/23/2005)

,

02/24/2005 512 ORDER granting 507 Motion to Appear Pro Hac Vice. Katherine Crystal added for Plaintiffs.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 02/25/2005)

02/28/2005 517 Mail Returned Undeliverable as to Susan Salvetti re: 491 Order on Motion for Entry of Order, Order on Motion for Protective Order, filed. (dkelly, ) (Entered: 03/03/2005)



03/01/2005 513 Unopposed MOTION for Extension of Time to file dispositive motion by LehmaBrothers Inc, Lehman Brothers Holdings Inc, filed. Motion Docket Date 3/21/2005. (Attachments: #

n

1 Proposed Order proposed Order)(King, Charles) (Entered: 03/01/2005)

03/01/2005 514 ORDER granting 483 Motion for Protective Order .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 03/01/2005)

03/01/2005 515 ORDER the court adheres to its earlier ruling that none of the investigative

summaries aubmitted by Lead Plaintiff for in camera review are discoverable because all of them are the work product of Lead Plaintiff's counsel, and none of them meet the Rule 26(b)(3) definition of a "statement".( Signed by Judge Sim





Lake ) Parties notified.(hcarr, ) (Entered: 03/01/2005)

03/01/2005 522 Mail Returned Undeliverable as to Daniel H Weiner re: 495 Order , filed. (sfedele,) (Entered: 03/04/2005)

03/01/2005 523 Mail Returned Undeliverable as to Daniel H Weiner re: 496 Order, , filed. (s) (Entered: 03/04/2005)

fedele,

03/01/2005 524 RESPONSE in Opposition to 504 Opposed MOTION to Bar Dynegy Inc. from Moving for Summary Judgment Due to Discovery Abuses filed by Dynegy Inc.(Attachments: # 1

Proposed Order)(sjones, ) (Entered: 03/04/2005)

03/02/2005 516 ORDER granting 513 Motion for Extension of Time .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 03/02/2005)

03/02/2005 525 NOTICE of Dispositive Authority in Support of Defts Supplemental Opposition to MOTION for Certification of 1933 Act Class and in Support of Defts 498

) MOTION to Exclude Testimony of Scott Hakala, by Dynegy Inc, filed. (psmith,(Entered: 03/04/2005)

03/03/2005 518 Unopposed MOTION for Extension of Time of the Opposition Deadline to Respond to the Lehman Defendants' Summary Judgment Motion by The Regents of the University of California, filed. Motion Docket Date 3/23/2005. (Greenberg, Roger) (Entered: 03/03/2005)

03/03/2005 519 PROPOSED ORDER re: 518 Unopposed MOTION for Extension of TimeOpposition Deadline to Respond to the Lehman Defendants' Summary Judgment Motion, filed.(Greenber

of the

g, Roger) (Entered: 03/03/2005)

03/03/2005 526 ORDER granting 518 Motion for Extension of Time .( Signed by Judge SimParties notified.(hcarr, ) (Entered: 03/04/2005)

Lake )

03/04/2005 527 Reply in Support of 413 MOTION to Certify Class filed by The Regents of the University of California. (Greenberg, Roger) (Entered: 03/04/2005)

03/04/2005 528 MOTION for Partial Summary Judgment by Dynegy Inc, filed. Motion Docket Date 3/24/2005. (Attachments: # 1 Appendix Appendix in Support of Dynegy Inc.'Motion for Partial Summary Judgment Exhibits 1-3# 2

s Appendix Appendix to

Dynegy's Partial Motion for Summary Judgment Exh 4# 3 Appendix Appendix to Dynegy's Partial Motion for Summary Judgment Exh 4 Part 2# 4 Appendix Appendix to Dynegy Inc.'s Partial Motion for Summary Judgment Exhibit 4 Part 3# 5 Appendix Appendix to Dynegy Inc.'s Partial Motion for Summary Judgment E4 Part 4#

xh 6 Appendix Appendix to Dynegy Inc.'s Partial Motion for Summary

Judgment Exh 4 Part 5# 7 Appendix Appendix to Dynegy Inc.'s Partial Motion fSummary Judgment Exhibit 4 Part 6#

or 8 Appendix Appendix to Dynegy Inc.'s

Partial Motion for Summary Judgment Exhibit 5)(Powell, Michael) (Entered: 03/04/2005)

03/04/2005 532 MOTION for Partial Summary Judgment by Michael R Mott, filed. Motion Docket Date 3/24/2005. (Attachments: # 1 Proposed Order)(ltien, ) (Entered: 03/08/2005)

03/04/2005 552 MOTION for Summary Judgment by Charles E Bayless, Otis J Winters, DanieDienstbier, George L Kirkland, Darald W Callahan, Richard H Matzke, Joe J Stewart, Sheli Z Rosenberg, filed. Motion Docket Date 3/24/2005. (Attachmen

l L

ts: #













1 Proposed Order)(kmurphy, ) (Entered: 03/11/2005)

03/04/2005 553 orandum in Support of 552SEALED Mem Motion for Summary Judgment. (4:05CI0879), filed. (kmurphy, ) (Entered: 03/11/2005)

03/04/2005 555 SEALED DECLARATION in support of 552(4:05CI0881, 4:05CI0882, 4:05CI0883 & 4:05CI0884), filed. (kmurphy, ) (Entered: 03/11/2005)

03/04/2005 557 SEALED DECLARATIONS in support of 552 (4:05CI0885), filed. (kmurphy, ) (Entered: 03/11/2005)

03/04/2005 559 SEALED DECLARATION in support of 552 (4:05CI0886), filed. (kmurphy(Entered: 03/11/2005)

, )

03/04/2005 560 SEALED DECLARATION in support of 552 (4:05CI0887), filed. (kmurp(Entered: 03/11/2005)

hy, )

03/04/2005 561 SEALED MOTION for Summary Judgment by Charles L Watson, filed. (4:05CI0888) Motion Docket Date 3/24/2005. (kmurphy, ) (Entered: 03/11/2005)

03/04/2005 562 MOTION for Partial Summary Judgment Against Deft Dynegy Inc as to the Elements of Falsity and Materiality of Lead Plaintiff's Claims by Lead Plaintiffsfiled. Motion Docket Date 3/24/2005. (Attachm

, ents:# 1 Proposed Order)(kmurphy,

) Modified on 3/29/2005 (kmurphy, ). Modified on 3/29/2005 (kmurphy, ). (Entered: 03/11/2005)

03/04/2005 563 MOTION for Partial Summary Judgment as to the Elements of Falsity andMateriality of Lead Plaintiff's Claim against Defts Lehman Brothers Inc, Charles L

Watson, Stephen W. Bergstrom, Robert D. Doty, Michael R. Mott, Charles E Bayless, Darald W. Callahan, Daniel L. Dienstbier, George L Kirkland, Richard HMatzke, Sheli Z. Rosenberg, Joe J Stewart adn J Otis Winters by Lead Plaintiffs, filed. Motion Docket Date 3/24/2005. (Attachements:# 1 Proposed Order) (kmurphy, ) (Entered: 03/11/2005)

03/04/2005 564 MOTION for Summary Judgment as to Liability against Deft Dynegy Inc Under Section 11 of the Securities Act of 1933 by Lead Plaintiffs, filed. Motion Docket Date 3/24/2005. (Attachments:# 1 Proposed Order)(kmurphy, ) (Entered: 03/11/2005)

03/04/2005 565 MOTION to Seal Declaration by Lead Plaintiffs, filed. Motion Docket Date 3/24/2005. (Attachments: # 1 Proposed Order) (kmurphy, ) (Entered: 03/11/2005)

03/04/2005 566 564SEALED Declaration in support of (4:05CI0889), filed. (kmurphy, ) (Entered: 03/11/2005)

03/04/2005 568 SEALED Declaration in support of 535 Motion, filed. (4:05CI0891) (kmurphy, ) (Entered: 03/11/2005)

03/04/2005 569 SEALED Declaration in support of 535 Motion, filed. (4:05CI0892) (kmurph(Entered: 03/11/2005)

y, )

03/07/2005 529 NOTICE of Subpoenas to Third Parties by Dynegy Inc, filed. (Powell, Michael) (Entered: 03/07/2005)

03/07/2005 531 ORDER Granting Lead Plaintiff's Motion to Seal the Declaration of Roger B.











Greenberg in Support of Lead Plaintiff's Motions for Summary Judgment.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 03/08/2005)

03/07/2005 533 Mail Returned Undeliverable as to Susan Salvetti re: 512 Order on Motion to Appear Pro Hac Vice, filed. (dkelly, ) (Entered: 03/08/2005)

03/07/2005 534 Mail Returned Undeliverable as to Daniel H Weiner re: 512 Order on Motion to Appear Pro Hac Vice , filed. (sfedele, ) (Entered: 03/08/2005)

03/07/2005 535 MOTION for Summary Judgment by Lehman Brothers Inc, Lehman Brothers Holdings Inc, filed. Motion Docket Date 3/28/2005. (Attachments: # 1 Proposed Order)(sjones, ) (Entered: 03/09/2005)

03/07/2005 536 MOTION for Partial Summary Judgment by Robert D Doty, filed. Motion Docket Date 3/28/2005. (Attachments: # 1 Proposed Order)(dkelly, ) (Entered: 03/09/2005)

03/07/2005 537 APPENDIX to 535 MOTION for Summary Judgment by Lehman Brothers Inc, Lehman Brothers Holdings Inc, filed. (Attachments: # 1 Tab A to Appendix# 2 Tab A to Appendix cont.# 3 Tab B to Appendix# 4 Tab B to Appendix cont.# 5 Tab Bto Appendix cont.)(sjones, ) Additional attachment(s) added on 3/9/2005 (sjones, Additional attachment(s) added on 3/9/2005 (sjones, ). (Entered: 03/09/2005)

).

03/07/2005 538 NOTICE of Adoption of Expert Report of Fred C Dunbar by Charles L Watson, filed. (mgore, ) (Entered: 03/09/2005)

03/07/2005 567 SEALED Memorandum of Law in Support of 535 Motion, filed. (4:05CI0890) (kmurphy, ) (Entered: 03/11/2005)

03/08/2005 530 NOTICE re: 529 Notice (Other) of Subpoenas to Third Parties by Dynegy Inc, filed. (Attachments: # 1 Supplement Page 9 of Dynegy's Notice of Subpoenas to Third Parties)(Powell, Michael) (Entered: 03/08/2005)

03/09/2005 539 RESPONSE to 498 MOTION to Exclude Testimony of Scott Hakala filed by Lead Plaintiff. (kmurphy, ) (Entered: 03/09/2005)

03/09/2005 540 NOTICE of Errata re Lead pltfs' Summary Judgment Mtns by The Regents of the University of California et al, filed. (sjones, ) (Entered: 03/10/2005)

03/10/2005 541 MEMORANDUM AND ORDER Granting in part and Denying in part 413 Plaintiff's Motion for Class Certification for the 1933 Act Claims. Mooting 498 Motion to Exclude .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 03/10/2005)

03/10/2005 542 Joint MOTION for Settlement by The Regents of the University of California, filed. Motion Docket Date 3/30/2005. (Attachments: # 1 Settlement Agreement with Defendant Arthur Andersen LLP# 2 Exhibits to Settlement Agreement (Part 1)# 3 Exhibits to Settlement Agreement (Part 2))(Greenberg, Roger) (Entered03/10/2005)

:

03/10/2005 543 PROPOSED ORDER re: 542 Joint MOTION for Settlement, filed.(GreenbeRoger) (Entered: 03/10

rg, /2005)

03/11/2005 544 MOTION to Strike by The Regents of the University of California, filed. MotionDocket Date 3/31/2005. (Greenberg, Roger) (Entered: 03/11/2005)
















03/11/2005 545 APPENDIX re: 544 MOTION to Strike by The Regents of the University of California, filed.(Greenberg, Roger) (Entered: 03/11/2005)

03/11/2005 546 PROPOSED ORDER re: 544 MOTION to Strike, filed.(Greenberg, Roger) (Entered: 03/11/2005)

03/11/2005 547 Unopposed MOTION to Expedite Ruling on Lead Plaintiff's Motion to Strike Twoof Defendant's Expert Reports (544) by The Regents of the Universi

ty of

California, filed. Motion Docket Date 3/31/2005. (Greenberg, Roger) (Entered: 03/11/2005)

03/11/2005 548 PROPOSED ORDER re: 547 Unopposed MOTION to Expedite Ruling on Lead Plaintiff's Motion to Strike Two of Defendant's Expert Reports (544), filed.(Greenberg, Roger) (Entered: 03/11/2005)

03/11/2005 549 ORDER denying 504 Motion to Bar Dynegy Inc. from Moving for Summary Judgment.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 03/11/2005)

03/11/2005 550 MOTION for Approval of Class Notice Procedures by The Regents of the University of California, filed. Motion Docket Date 3/31/2005. (Greenberg, Roge(Entered: 03/11/2005)

r)

03/11/2005 551 PROPOSED ORDER re: 550 MOTION for Approval of Class Notice Procedures, filed.(Greenberg, Roger) (Entered: 03/11/2005)

03/11/2005 554 ORDER Parties are to deliver to chambers copies of all filings with the court .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 03/11/2005)

03/11/2005 556 ORDER granting 547 Motion to Expedite .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 03/11/2005)

03/11/2005 558 PROPOSED ORDER, filed.(Greenberg, Roger) (Entered: 03/11/2005)

03/11/2005 570 RESPONSE in Opposition to 544 MOTION to Strike filed by Charles E Bayless, Otis J Winters, Daniel L Dienstbier, George L Kirkland, Darald W Callahan, Richard H Matzke, Joe J Stewart, Sheli Z Rosenberg. (Abikoff, Kevin) (Entered: 03/11/2005)

03/11/2005 571 NOTICE of Errata re the Outsude Directors' supporting documents to their Summary Judgment Mtn by Charles E Bayless et al, filed. (sjones, ) (Entered: 03/14/2005)

03/11/2005 572 ORDER Granting Preliminary approval to proposed settlement and form of notice,and directing that notice be sent to the settlement class. Settlement Fairness Hearing set for 5/12/2005 at 04:00 PM in Courtroom 9B before Judge Sim Lake.( Signed by Jud

ge Sim Lake ) (Attachments: # 1 Exhibit # 2 Exhibit 2# 3 Exhibit 3) Parties notified.(hcarr, ) (Entered: 03/14/2005)

03/14/2005 573 RESPONSE in Opposition to 544 MOTION to Strike filed by Dynegy Inc. (Attachments: # 1 Proposed Order to Dynegy Inc.'s Response in Opposition to Lead Plaintiff's Motion to Strike Two of Defendants' Expert Reports)(Powell, Michael) (Entered: 03/14/2005)

03/14/2005 574 Mail Returned Undeliverable as to Susan Salvetti re: 526 Order on Motion for














Extension of Time, filed. (dkelly, ) (Entered: 03/14/2005)

03/14/2005 575 MOTION for Keith F. Park to Appear Pro Hac Vice by The Regents of the University of California, filed. Motion Docket Date 4/4/2005. (Greenberg, R(Entered: 03/14/2005)

oger)

03/14/2005 576 OPPOSITION to 544 Lead Plaintiff's MOTION to Strike Two of Defendants' Expert Reports filed by Lehman Brothers Inc and Lehman Brothers Holdings Inc. (dkelly, ) (Entered: 03/15/2005)

03/14/2005 577 RESPONSE in Opposition to 544 Lead Plaintiff's MOTION to Strike Two of Defendants' Expert Reports filed by Dynegy Inc. (Attachments: # 1 ProposeOrder)(dkelly, ) (Entered: 03/15/2005)

d

03/14/2005 578 Mail Returned Undeliverable as to Susan Salvetti re: 514 Order on Motion for Protective Order, filed. (dkelly, ) (Entered: 03/15/2005)


03/15/2005 580 Reply in Support of 544 MOTION to Strike filed by The Regents of the Univeof California. (Greenberg, Roger) (Entered: 03/15/2005)

rsity

03/15/2005 581 Opposed MOTION for an Expedited Ruling on Lead Plaintiff's Motion for Approval of Class Notice Procedures by The Regents of the University of California, filed. Motion Docket Date 4/4/2005. (Greenberg, Roger) (Entered: 03/15/2005)

03/15/2005 582 PROPOSED ORDER re: 581 Opposed MOTION for an Expedited Ruling on Lead Plaintiff's Motion for Approval of Class Notice Procedures, filed.(Greenberg, Roger) (Entered: 03/15/2005)

03/15/2005 583 Mail Returned Undeliverable as to Susan Salvetti re: 516 Order on Motion fExtension of Time , filed. (sfedele, ) (Entered: 03/15/2005)

or

03/16/2005 584 ORDER granting 575 Motion to Appear Pro Hac Vice. Attorney Keith F. Park added for Lead Plaintiff: The Regents of the University of California .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 03/16/2005)

03/18/2005 585 ORDER denying 544 Motion to Strike Defendants' Expert Reports .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 03/18/2005)

03/18/2005 586 Unopposed MOTION to Extend Deadline for Lead Plaintiff to Respond to the Outside Directors' Summary Judgment Motion by The Regents of the University of California, filed. Motion Docket Date 4/7/2005. (Greenberg, Roger) (Entered: 03/18/2005)

03/18/2005 587 PROPOSED ORDER re: 586 Unopposed MOTION to Extend Deadline for Lead Plaintiff to Respond to the Outside Directors' Summary Judgment Motion, filed.(Greenberg, Roger) (Entered: 03/18/2005)

03/21/2005 588 ORDER granting 586 Motion .( Signed by Judge Sim Lake ) Parties notified.(h) (Entered: 03/21/2005)

carr,

03/21/2005 589 ORDER granting 550 Motion for Approval of Class Definition and Class Notice







Procedures for the 1934 Act Class .( Signed by Judge Sim Lake ) (Attachments: # 1 Exhibit A# 2 Exhibit B) Parties notified.(hcarr, ) (Entered: 03/21/2005)

03/21/2005 590 RESPONSE to 528 MOTION for Partial Summary Judgment filed by The Regents of the University of California. (Greenberg, Roger) (Entered: 03/21/2005)

03/21/2005 591 Mail Returned Undeliverable as to Susan Salvetti re: 556 Order on Motion to Expedite, filed. (dkelly, ) (Entered: 03/22/2005)

03/22/2005 592 Mail Returned Undeliverable as to Susan Salvetti re: 549 Order on Motion for Miscellaneous Relief, filed. (dkelly, ) (Entered: 03/22/2005)

03/25/2005 593 Reply to Response to 528 MOTION for Partial Summary Judgment filed by Dynegy Inc. (Powell, Michael) (Entered: 03/25/2005)

03/25/2005 594 Unopposed MOTION for Extension of Time Dynegy Outside Directors' Reply Brief In Support of Their Motion for Summary Judgment by Charles E Bayless,

otion Docket Date Otis J Winters, Daniel L Dienstbier, George L Kirkland, Darald W Callahan, Richard H Matzke, Joe J Stewart, Sheli Z Rosenberg, filed. M4/14/2005. (Abikoff, Kevin) (Entered: 03/25/2005)

03/25/2005 595 RESPONSE in Opposition to Lead Plaintiff's 563 Motion for Partial Summary

e Judgment as to the Elements of Falsity and Materiality of Lead Plaintiff's Section 11 Claim, filed by Charles E Bayless, Otis J Winters, Daniel L Dienstbier, GeorgL Kirkland, Darald W Callahan, Richard H Matzke, Joe J Stewart, Sheli Z Rosenberg. (Attachments: # 1 Appendix of Unreported Authorities)(Abikoff, Kevin) Modified on 3/30/2005 (ltien, ). (Entered: 03/25/2005)

03/25/2005 596 RESPONSE in Opposition to Lead Plaintiff's 562 MOTION for Partial Summary Judgment Against Dynegy Inc as to the Elements of Falsity and Materiality of LeaPlaintiff's Claims Under 10(b); Response in Opposition to Lead Plaintiff's

d 564

Motion for Summary Judgment as to Liability Against Dynegy Inc Under Section 11 of the Securities Act of 1933, filed by Dynegy Inc. (Attachments: # 1 Exhibit # 2 Proposed Order)(Powell, Michael) Modified on 3/30/2005 - linked to #564 (). (Entered: 03/25/2005)

ltien,

03/25/2005 597 RESPONSE in Opposition to Lead Plaintiff's 563 MOTION for Partial Summary Judgment Against Robert D Doty as to the Elements of Falsity and Materiality of Lead Plaintiff's Claims Under Section 11 of the Securities Act of 1933, filed by Robert D Doty. (Cirigliano, Tammy) Modified on 3/30/2005 - corrected linkage to motion (ltien, ). (Entered: 03/25/2005)

03/25/2005 599 Reply to Lead Plaintiffs' Response to 528 Dynegy's MOTION for Partial Summary Judgment filed by Dynegy Inc. (dkelly, ) (Entered: 03/29/2005)

03/25/2005 600 RESPONSE to the Lead Plaintiff's 563 Motion for Partial Summary Judgment on the Elements of Falsity and Materiality as it Applies to Lead Plaintiffs' 1933 ActClaims Against Charles L. Watson filed by Charles L Watson. (Attachments: #

1

Proposed Order)(dkelly, ) Modified on 3/30/2005 - linked to #563 (ltien, ). (Entered: 03/29/2005)

03/25/2005 601 Reply to Lead Plaintiffs' Response to 532 Mott's MOTION for Partial Summary Judgment filed by Michael R Mott. (Attachments: # 1 Proposed Order)(dkelly, ) (Entered: 03/29/2005)















03/25/2005 602 OPPOSITION to Lead Plaintiff's 563 Motion for Partial Summary Judgment Against Michael R. Mott as to the Elements of Falsity and Materiality of Lead Plaintiffs' Sec. 11 Claim filed by Michael R Mott. (Attachments: # 1 ProposOrder)(dkelly, ) Modifi

ed ed on 3/30/2005 - linked to #563 (ltien, ). (Entered:

03/29/2005)

03/28/2005 598 ORDER granting 594 Motion for Extension of Time .( Signed by Judge Sim LakeParties notified.(hcarr, ) (Entered: 03/28/2005)

)

03/28/2005 605 SEALED MOTION by Lead Plaintiffs, filed. Motion Docket Date 4/18/2005.(4:05CI1093)(kmurphy, ) (Entered: 03/29/2005)

03/28/2005 606 SEALED OPPOSITION to 535 Motion, by Lead Plaintiffs filed. (4:05CI1094)(kmurphy, ) (Entered: 03/29/2005)

03/28/2005 607 SEALED APPENDIX to [606] Opposition by Lead Plaintiffs, filed. (4:05CI1095) (kmurphy, ) (Entered: 03/29/2005)

03/28/2005 608 ORDER Granting Lehman Defendants' motion for extension of time to file repbrief.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 03/29/2005)

ly

03/28/2005 609 ORDER Granting Lead Plaintiffs' Motion to Seal Opposition to Defendant LehmBrothers Inc.'s and Lehman Brothers Holdings Inc.'s Motion for Summary Judgment and Appendix in Support.( Signed by Judge Sim

an

Lake ) Parties notified.(hcarr, ) (Entered: 03/29/2005)

03/28/2005 610 JOINDER to the 596 Dynegy's Response in Opposition to Lead Plaintiff's Motion for Summary Judgment by Lehman Brothers Inc, filed. (dkelly, ) (Entered: 03/30/2005)

03/28/2005 611 MOTION for Extension of Time to File Reply Brief in Support of Their Motion for Summary Judgment by Lehman Brothers Inc and Lehman Brothers Holdingfiled. Motion Docket Date 4/18/2005. (Attachments: #

s Inc, 1 Proposed Order)(

(Entered: 03/30/2005) dkelly, )

03/28/2005 612 Mail Returned Undeliverable as to Susan Salvetti re: 585 Order on Motion to Strike, filed. (sfedele, ) (Entered: 03/30/2005)

03/28/2005 613 RESPONSE in Opposition to Lead Pltfs 563 MOTION for Partial Summary Judgment against Deft Dynegy as to the Elements of Falsity and Materiality of Lead Pltfs Claims Under 10b and Lead Pltfs 564 MOTION for Summary Judgmenas to Liability against Deft Dynegy Under 11 of the Securities Act of 1933, filed byDynegy Inc. (Attachme

t

nts: # 1 Exhibit # 2 Proposed Order)(psmith, ) (Entered: 03/30/2005)

03/28/2005 614 Mail Returned Undeliverable as to Susan Salvetti re: 584 Order on Motion to Appear Pro Hac Vice , filed. (sfedele, ) (Entered: 03/30/2005)

03/29/2005 603 Unopposed MOTION for Extension of Time of the Summary Judgment OpposiDeadline to Respond to Defendant Charles L. Watson's Summary Judgment Motion by The Regents of the University of California, filed. Motion Docket Date 4/18/2005. (Greenberg, Roger) (Entered: 03/29/2005)

tion

03/29/2005 604 PROPOSED ORDER re: 603 Unopposed MOTION for Extension of Time of the








Summary Judgment Opposition Deadline to Respond to Defendant Charles L. Watson's Summary Judgment Motion, filed.(Greenberg, Roger) (Entered: 03/29/2005)

03/29/2005 615 ORDER granting 603 Motion for Extension of Time to respond to Defendant Charles L. Watson's Summary Judgment Motion.( Signed by Judge Sim LaParties notified.(hcarr, ) (Entered: 03/30/2005)

ke )

03/30/2005 616 ORDER granting 528 Dynegy Inc.'s Motion for Partial Summary Judgment, granting 532 Michael R. Mott's Motion for Partial Summary Judgment, granting 536 Robert D. Doty's Motion for Partial Summary Judgment.( Signed by JuLake ) Parties

dge Sim notified.(dhansen, ) (Entered: 03/31/2005)

03/30/2005 618 Mail Returned Undeliverable as to Susan Salvetti re: 588 Order on Motion forMiscellaneous Relief, filed. (dkelly, ) (Entered: 03/31/2005)

03/30/2005 619 NOTICE of Change of Firm Affiliation and Address by Michael M. Wilson, counsel for Robert D Doty, filed. (dkelly, ) (Entered: 03/31/2005)

03/31/2005 617 ORDER granting 611 MOTION for Extension of Time to File Reply Brief in Support of Their Motion for Summary Judgment Reply Brief in support of Motion for Summary Judgment due by 4/4/2005.( Signed by Judge Sim Lake ) Parties notified.(dhansen, ) (Entered: 03/31/2005)

03/31/2005 620 Mail Returned Undeliverable as to Susan Salvetti re: 541 Order on Motion to Exclude , filed. (dkelly, ) (Entered: 04/01/2005)

04/01/2005 621 MOTION for Summary Judgment by Stephen W Bergstrom, filed. Motion Docket Date 4/21/2005. (Attachments: # 1 Proposed Order)(dkelly, ) (Entered: 04/01/2005)

04/01/2005 622 RESPONSE to Lead Plaintiff's Motion for Partial Summary Judgment on the Elements of Falsity and Materiality filed by Stephen W Bergstrom. (Attachments: # 1 Proposed Order)(dkelly, ) (Entered: 04/04/2005)

04/01/2005 623 SEALED APPENDIX in support of Lead Pltf's Replies in support of Lead Pltf'Motions for Partial Summary Judgment by Lead Plaintiff, filed. (4:05CI1159)

s

(kmurphy, ) (Entered: 04/04/2005)

04/01/2005 632 Reply in Support of 563 Lead Plaintiff's MOTION for Partial Summary Judgment as to the Elements of Falsity and Materiality of Lead Plaintiff's Claim against Outside Directors filed by Lead Plaintiffs. (dkelly, ) (Entered: 04/06/2005)

the

04/01/2005 636 REPLY IN SUPPORT of Lead Pltfs 563 MOTION for Partial Summary Judgment against Deft Dynegy as to the Elements of Falsity and Materiality of Lead Pltfs Claims and 564 MOTION for Summary Judgment as to Liability against Deft Dynegy under 11 of the Securities Act of 1933, filed by Pirelli Armstrong Tire Corporation Retiree Medical Benefits Trust. (psmith, ) (Entered: 04/07/2005)

04/04/2005 624 MOTION to Strike by Dynegy Inc, filed. Motion Docket Date 4/25/2005. (Powell,Michael) (Entered: 04/04/2005)

04/04/2005 625 CERTIFICATE of Conference re 624 MOTION to Strike by Dynegy Inc, filed.(Powell, Michael) (Entered: 04/04/2005)

04/04/2005 626 SEALED Reply Memorandum in Support of 535 Motion for Summary Judgment











by Defts Lehman Brothers Inc and Lehman Brothers Holdings Inc, filed. (4:05CK1168) (kmurphy, ) (Entered: 04/05/2005)

04/04/2005 627 SEALED Appendix to [626] Reply by Lehman Brothers Inc et al., filed.(4:05CI1167) (kmurphy, ) (Entered: 04/05/2005)

04/04/2005 634 Mail Returned Undeliverable as to Susan Salvetti re: 598 Order on MotionExtension of Time , filed. (dkelly, ) (Entered: 0

for 4/07/2005)

04/04/2005 637 MOTION for Copies of Deposition Transcripts by Derivative Plaintiffs Kevin Bosse, Alan Gillies, filed. Motion Docket Date 4/25/2005. (Attachments: # 1 Proposed Order)(hcarr, ) (Entered: 04/07/2005)

04/05/2005 628 SEALED Opposition to 552 Motion for Summary Judgment by Leafiled. (4:05CI1262) (kmurphy, ) (Entered: 04/06/2005)

d Plaintiff,

04/05/2005 629 SEALED APPENDIX to [628] Opposition to Motion for Summary Judgment bLead Plaintiff, filed. (4:05CI1261) (1 expandable folder) (k

y murphy, ) (Entered:

04/06/2005)

04/05/2005 631 ORDER granting unoppposed motion to extend the deadline for Charles L. Wto file a reply brief in support of his Motion for S

atson ummary Judgment. Brief due by

4/15/2005.( Signed by Judge Sim Lake ) Parties notified.(dhansen, ) (Entered: 04/06/2005)

04/05/2005 633 UNOPPOSED MOTION to Extend the Deadline for Reply Brief in Support of his Motion for Summary Judgment, by Charles L Watson, filed. Motion Docket Date 4/25/2005. (Attachments: # 1 Proposed Order)(psmith, ) (Entered: 04/06/2005)

04/06/2005 630 RESPONSE to 624 MOTION to Strike filed by The Regents of the University of California. (Greenberg, Roger) (Entered: 04/06/2005)

04/06/2005 639 Mail Returned Undeliverable as to Susan Salvetti re: 589 Order on Motion for Approval , filed. (dkelly, ) (Entered: 04/08/2005)

04/07/2005 635 RESPONSE and Opposition to State Court Derivative Plaintiffs' 637 Motion to Obtain Copies of Deposition Transcripts, filed by Dynegy Inc. (Attachments: # 1 Proposed Order)(Powell, Michael) Modified on 4/20/2005 - linked to #637 (ltien, ). (Entered: 04/07/2005)

04/07/2005 638 ORDER denying without prejudice 637 Motion to obtain copies of deposition transcripts.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 04/08/2005)

04/08/2005 640 ORDER Granting Agreed motion to extend the deadlines for Lead Plaintiff to file a response in opposition and Defendant Charles L. Watson to file a reply brief in support of his motion for summary judgment.( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 04/08/2005)

04/08/2005 641 AGREED MOTION for Extension of the Deadlines for Lead Plaintiff's Response in Opposition to Defendant Charles L. Watson's Reply Brief in Support of His Motion for Summary Judgment by Lead Plaintiff and Charles L Watson, fileMotion Dock

d. et Date 4/28/2005. (Attachments: # 1 Proposed Order)(dkelly, )

(Entered: 04/12/2005)









04/08/2005 642 MOTION for Nicolas Swerdloff to Appear Pro Hac Vice, by Charles E Bayless,Daniel L Dienstbier, Darald W Callahan, filed. Motion Docket Date 4/28/2005. (psmith, ) (Entered: 04/12/2005)

04/12/2005 643 ORDER Granting the Motion for Partial Summary Judgment of Defendant Steve Bergstrom .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 04/12/2005)

04/12/2005 644 Mail Returned Undeliverable as to Susan Salvetti , filed. (rroberts, ) (Entered: 04/12/2005)

04/12/2005 645 ORDER granting Parties' 642 Motion for Nicolas Swerdloff to Appear Pro Hac Vice.( Signed by Judge Sim Lake ) Parties notified.(psmith, ) (Entered: 04/13/2005)

04/12/2005 646 SEALED Reply , filed. (4:05CI1304) (psmith, ) (Entered: 04/15/2005)

04/12/2005 647 laration, filed. (4:05CI1305) (psmith, ) (Entered: 04/15/2005) SEALED Dec

04/15/2005 648 Unopposed MOTION for an Order to Vacate Order re Class Definition and ClaNotice Proced

ss ures for the 1933 Act Class and 1934 Act Class by The Regents of

the University of California, filed. Motion Docket Date 5/5/2005. (Greenberg, Roger) (Entered: 04/15/2005)

04/15/2005 649 PROPOSED ORDER re: 648 Unopposed MOTION for an Order to Vacate Order and 1934 re Class Definition and Class Notice Procedures for the 1933 Act Class

Act Class, filed.(Greenberg, Roger) (Entered: 04/15/2005)

04/15/2005 652 SEALED RESPONSE in Opposition to [561] SEALED MOTION filed by Lead Plantiff. (05CI1363) (mewilliams, ) (Entered: 04/19/2005)

04/18/2005 650 ORDER granting 648 Motion to vacate order re: class definition and class notice procedures .( Signed by Judge Sim Lake ) Parties notified.(hcarr, ) (Entered: 04/18/2005)


04/18/2005 653 SEALED APPENDIX In supoort of [652] Response in Opposition to Motion by Pirelli Armstrong Tire Corporation Retiree Medical Benefits Trust, filed. (05CI1364)(mewilliams, ) (Entered: 04/19/2005)

04/25/2005 654 Mail Returned Undeliverable as to Daniel H Weiner re: 645 Order on Motion to Appear Pro Hac Vice , filed. (rroberts, ) (Entered: 04/25/2005)

04/25/2005 655 Mail Returned Undeliverable as to Susan Salvetti re: 650 Order on Motion for Miscellaneous Relief , filed. (rroberts, ) (Entered: 04/25/2005)

04/25/2005 656 Mail Returned Undeliverable as to Daniel H Weiner re: 650 Order on Motion for Miscellaneous Relief , filed. (rroberts, ) (Entered: 04/25/2005)

04/26/2005 657 Mail Returned Undeliverable as to Susan Salvetti re: 645 Order on Motion to Appear Pro Hac Vice , filed. (rroberts, ) (Entered: 04/26/2005)

04/28/2005 658 STIPULATION AND ORDER, 5/12/2005 Fairness Hearing Canceled. Signed by







Judge Sim Lake ) (Attachments: # 1 Exhibit) Parties notified.(hcarr, ) (Entered: 04/29/2005)

04/28/2005 659 STIPULATION and Order Thereon by Lead Plaintiffs and Arthur Andersen LLP, filed. (Attachments: # 1 Proposed Order)(dkelly, ) (Entered: 04/29/2005)

04/28/2005 660 Mail Returned Undeliverable as to Susan Salvetti re: 638 Order on Motion forMiscellaneous Relief , filed. (sfedele, ) (Entered: 04/29/2005)

04/29/2005 661 NOTICE of Change of Firm Name and Address by John D Aldock, counsel for Arthur Andersen LLP, filed. (psmith, ) (Entered: 05/03/2005)

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