u.s. district court southern district of ohio (cincinnati...

US District Court Civil Docket as of 12/21/2012 Retrieved from the court on December 21, 2012

U.S. District Court Southern District of Ohio (Cincinnati)

CIVIL DOCKET FOR CASE #: 1:08-cv-00421-SSB-SLO

The Eshe Fund v. Fifth Third Bancorp et al Date Filed: 06/20/2008 Assigned to: Judge Sandra S Beckwith Jury Demand: Plaintiff Referred to: Magistrate Judge Sharon L Ovington Nature of Suit: 850 Demand: $1,000,000 Securities/Commodities Lead case: 1:08-cv-00538-SSB-MRA Jurisdiction: Federal Question Member case: (View Member Case) related Cases: 1:08-cv-00537-SSB

1:08-cv-00616-SSB-TSH Cause: 12:22 Securities Fraud

Plaintiff

The Eshe Fund represented by Barbara A. Podell Berger & Montague 1622 Locust Street Philadelphia, PA 19103 215/875-4690 Fax: 215/875-4604 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Donald John Rafferty Cohen Todd Kite & Stanford - 1 250 E Fifth Street Suite 1200 Cincinnati, OH 45202-4139 513-421-4020 Fax: 513-241-4495 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Douglas S. Wilens Robbins Geller Rudman & Dowd LLP 120 E. Palmeto Park Road Suite 500 Boca Raton, FL 33432 561/750-3000 Fax: 561/750-3364 Email: [email protected]

LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Elizabeth A Shonson Robbins Geller Rudman & Dowd 120 E. Palmetto Park Rd., Suite 500 Boca Raton, FL 33432 561.750.3000 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Eric Lechtzin Berger & Montague, P.C. 1622 Locust Street Philadelphia, PA 19103 215/875-3000 Fax: 215/875-4604 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Michael Richard Schmidt Cohen Todd Kite & Stanford -1 250 E Fifth St Suite 2350 Cincinnati, OH 45202-5136 513-333-5226 Fax: 513-241-4490 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Phyllis Elaine Brown Law Offices of Phyllis Brown 119 E Court Street Cincinnati, OH 45202 513/241-6466 Fax: 513/621-7086 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Phyllis M Parker Berger & Montague, PC 1622 Locust St. Philadelphia, PA 19103

215.875.3000 Fax: 215.875.4604. Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Richard Stuart Wayne Strauss & Troy - 1 The Federal Reserve Building 150 E Fourth Street 4th Floor Cincinnati, OH 45202-4018 513-621-2120 Fax: 513-629-9426 Email: [email protected] TERMINATED: 01/20/2009 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Robert B Weintraub Wolf Haldenstein Adler Freeman & Herz 207 Madison Avenue New York, NY 10016 212/545-4600 Fax: 212/545-4653 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Sherrie R. Savett Berger & Montague 1622 Locust Street Philadelphia, PA 19103 215/875-3000 Fax: 215/875-4604 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

William Kendall Flynn Strauss & Troy - 1 150 E Fourth Street 4th Floor Cincinnati, OH 45202-4018 513-621-2120 Fax: 513-621-2120 Email: [email protected]

LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

The Pension Trust Funds represented by Douglas S. Wilens (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Harry David Rankin Sutton, Hicks, Lucas, Grayson & Braden, PLC 130 Dudley Road, Suite 250 Edgewood, KY 41017 859-331-8883 Fax: 859-341-2777 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jack Reise Robbins Geller Rudman & Dowd LLP 120 E Palmetto Park Rd. Suite 500 Boca Raton, FL 33432 561-750-3000 Fax: 561-750-3364 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Phyllis M Parker (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Stephen R Astley Robbins Geller Rudman & Dowd LLP 120 East Palmetto Park Road Suite 500 Boca Raton, FL 33432 561-750-3000 Fax: 561-750-3364 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Phyllis Elaine Brown (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Leon H Loewenstine represented by Donald John Rafferty (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth A Shonson (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Michael Richard Schmidt (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Richard Stuart Wayne (See above for address) TERMINATED: 01/20/2009 LEAD ATTORNEY ATTORNEY TO BE NOTICED


Plaintiff

Raymond Shackelton represented by Donald John Rafferty (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Phyllis M Parker (See above for address)




Plaintiff

Arnold R Barnett represented by Donald John Rafferty (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Phyllis Elaine Brown (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Sam McGee represented by Barbara A. Podell

(See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Douglas S. Wilens (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED


Eric Lechtzin (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Phyllis Elaine Brown (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Sherrie R. Savett (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Edwin B Shelton represented by Douglas S. Wilens (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Elizabeth A Shonson (See above for address) LEAD ATTORNEY

PRO HAC VICE ATTORNEY TO BE NOTICED

Jack Reise (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Stephen R Astley (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Local 295/Local 851 IBT Employer represented by Barbara A. Podell Group Pension Trust and Welfare

(See above for address)

Funds






Paul J Geller Robbins Geller Rudman & Dowd LLP 120 E. Palmetto Park, Rd. Ste., 500 Boca Raton, FL 33432 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Plaintiff

District No. 9, I.A. of M. & A.W. represented by Barbara A. Podell Pension Trust (See above for address)






Paul J Geller (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Plaintiff

Jacqueline Dinwoodie represented by Barbara A. Podell (See above for address) LEAD ATTORNEY










Stephen R Astley

(See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Jeffrey J. Wacksman represented by Barbara A. Podell (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED







Phyllis M Parker (See above for address) LEAD ATTORNEY PRO HAC VICE

ATTORNEY TO BE NOTICED



Plaintiff

John Levin represented by Elizabeth A Shonson (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Lynn D Pundzak 830 Main Street Suite 999 Cincinnati, OH 45202 513-564-9999 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED



Plaintiff

John Dudenhoefer represented by Edward W Ciolko Kessler Topaz Meltzer & Check LLP 280 King of Prussia Road Radnor, PA 19087 610-667-7706 Fax: 610-667-7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE


James A Maro Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 610-667-7706 Fax: 610-667-7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Joseph H Meltzer Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 610-667-7706 Fax: 610-667-7056 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Julie Siebert-Johnson Barroway Topaz Kessler Meltzer & Check, LLP 280 King of Prussia Rd Radnor, PA 19087 610-667-7706 Fax: 610-667-7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Mark K Gyandoh Kessler Topaz Meltzer & Check LLP 280 King of Prussia Road Radnor, PA 19087 610-667-7706 Fax: 610-667-7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Peter J LeVan , Jr Kessler Topaz Meltzer & Check 280 King of Prussia Road Radnor, PA 19087

610.667.7706 Fax: 610.667.7056 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Ronald Richard Parry Parry Deering Futscher & Sparks PSC 411 Garrard PO Box 2618 Covington, KY 41012-2618 859-291-9000 Fax: 859-291-9300 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas J. McKenna 440 Park Avenue, South 5th Floor New York, NY 10016 212/983-1300 Fax: 212/983-0383 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Alireza Partovipanah represented by Edward W Ciolko (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

James A Maro (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Joseph H Meltzer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Julie Siebert-Johnson (See above for address) LEAD ATTORNEY


Mark K Gyandoh (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Peter J LeVan , Jr (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Ronald Richard Parry (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas J. McKenna (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

represented by Yvonnne Facchina Mizusawa Board of Governors of the Federal Reserve System 20th & C Streets., N.W., Stop 12 Washington, DC 20551 202 452 3436 Fax: 202 736 5615 Email: [email protected] ATTORNEY TO BE NOTICED

represented by William J Cole Ohio Attorney General - 2 Executive Agencies Section 30 East Broad Street 26th Floor Columbus, OH 43215 614-466-2980 Fax: 866-354-4086 Email: [email protected]

V.

Intervenor Plaintiff

Board of Governors of the Federal Reserve System


Superintendent Charles J. Dolezal the Ohio Superintendent of Financial Institutions


Jason R Evans Michigan Department of the Attorney General Corporate Oversight Division P.O. Box 30755 Lansing, MI 48909 517- 373-1160 Fax: 517-373-1160 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED


Michigan Office of Financial and

represented by Jason R Evans Insurance Regulation

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

Fifth Third Bancorp represented by David Thomas Bules Keating, Muething & Klekamp 1 East Fourth St. Suite 1400 Cincinnati, OH 45202 513-639-3898 Fax: 513-579-6457 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

James Eugene Burke Keating Muething & Klekamp - 1 One E Fourth Street Suite 1400 Cincinnati, OH 45202 513-579-6428 Fax: 513-579-6427 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED


Anthony Michael Verticchio Keathing, Muething & Klekamp PPL One East 4th Street Suite 1400 Cincinnati, OH 45202 513/639-3878 Fax: 513/579-6457 Email: [email protected] ATTORNEY TO BE NOTICED

Danielle Marie D'Addesa Keating Muething & Klekamp PLL 1400 Provident Tower One East 4th Street Cincinnati, OH 45202 513-579-6545 Email: [email protected] ATTORNEY TO BE NOTICED

Jennifer J Morales Keating Muething & Klekamp PLL One East Fourth Street Suite 1400 Cincinnati, Oh 45202 513-639-3972 Fax: 513-579-6457 Email: [email protected] ATTORNEY TO BE NOTICED

Joseph M Callow , Jr Keating Muething & Klekamp - 1 One E Fourth Street Suite 1400 Cincinnati, OH 45202 513-579-6400 Fax: 513-579-6419 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Kevin T Kabat represented by David Thomas Bules (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

James Eugene Burke (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Anthony Michael Verticchio (See above for address) ATTORNEY TO BE NOTICED

Danielle Marie D'Addesa (See above for address) ATTORNEY TO BE NOTICED

Jennifer J Morales (See above for address) ATTORNEY TO BE NOTICED

Joseph M Callow , Jr (See above for address) ATTORNEY TO BE NOTICED

Defendant

Citigroup Global Markets Incorporated represented by Adam Hakki Shearman & Sterling LLP 599 Lexington Avenue, Room 324 New York, NY 10022 212-848-4924 Fax: 646-848-4924 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Daniel Craig Lewis Shearman & Sterling 559 Lexington venue New York, NY 10022 212/848-8691 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Herbert S Washer Clifford Chance US LLP - 2 200 Park Avenue New York, NY 10166 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joseph M Callow , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Robert Alexander Pitcairn , Jr Katz, Teller, Brant & Hild - 1 255 E 5th Street Suite 2400 Cincinnati, OH 45202 513-977-3477 Fax: 513-762-0077 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED


James Eugene Burke (See above for address) ATTORNEY TO BE NOTICED


Defendant

Merrill Lynch Pierce Fenner & Smith Incorporated

represented by Adam Hakki (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Daniel Craig Lewis (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Herbert S Washer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Robert Alexander Pitcairn , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Morgan Stanley & Co. Incorporated represented by Adam Hakki (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED









Defendant

UBS Securities LLC represented by Adam Hakki (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Robert Alexander Pitcairn , Jr





Defendant

Banc of America Securities LLC represented by Adam Hakki (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED









Defendant

Credit Suisse Securities (USA) LLC represented by Adam Hakki (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED









Defendant

Fifth Third Securities represented by Joseph M Callow , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Robert Alexander Pitcairn , Jr (See above for address) ATTORNEY TO BE NOTICED

Defendant

Fifth Third Capital Trust VI represented by Joseph M Callow , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Fifth Third Capital Trust VII represented by Joseph M Callow , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Christopher G. Marshall represented by Joseph M Callow , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Daniel G. Poston represented by Joseph M Callow , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

Joan R Herschede represented by Glenn Virgil Whitaker TERMINATED: 07/06/2011

Vorys Sater Seymour & Pease 301 E Fourth Street Suite 3500, Great American Tower Cincinnati, OH 45202 513-723-4000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED




James Eugene Burke (See above for address)



Defendant

George A Schaefer, Jr represented by Glenn Virgil Whitaker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

James Eugene Burke (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jennifer J Morales (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Mary C Henkel Vorys Sater Seymour & Pease 301 East Fourth Street Suite 3500, Great American Tower Cincinnati, OH 45202 513-723-4000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Barclays Capital Inc. represented by Adam Hakki (See above for address) LEAD ATTORNEY










Defendant

Wachovia Capital Markets, LLC represented by Adam Hakki (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED









Defendant

Darryl F. Allen represented by Dorothea K Langsam Vorys, Sater, Seyour and Pease LLP 301 East Fourth Street Suite 3500, Great American Tower Cincinnati, OH 45202 513/723-4094 Fax: 513/859-7058 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Glenn Virgil Whitaker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joseph M Callow , Jr


Mary C Henkel Vorys Sater Seymour & Pease 2100 Atrium Two P O Box 0236 Cincinnati, OH 45201 513-723-4000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

John F. Barrett represented by Dorothea K Langsam (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Mary C Henkel (See above for address) LEAD ATTORNEY






Defendant

James P Hackett represented by Dorothea K Langsam (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Mary C Henkel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



James Eugene Burke

(See above for address) ATTORNEY TO BE NOTICED


Defendant

Gary R. Heminger represented by Dorothea K Langsam (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED








Defendant

Allen M. Hill represented by Dorothea K Langsam (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED








Defendant

Robert L. Koch, II

represented by Dorothea K Langsam (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Mary C Henkel






Defendant

Mitchel Livingston represented by Dorothea K Langsam Ph.D. (See above for address)









Defendant

Hendrick G. Meijer represented by Dorothea K Langsam (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED








Defendant

John J. Schiff, Jr. represented by Dorothea K Langsam (See above for address)









Defendant

Dudley S. Taft represented by Dorothea K Langsam (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED








Defendant

Thomas W. Traylor represented by Dorothea K Langsam (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Anthony Michael Verticchio

(See above for address) ATTORNEY TO BE NOTICED



Defendant

Ulysses L. Bridgeman, Jr. represented by Dorothea K Langsam (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED








Defendant

James E. Rogers represented by Dorothea K Langsam (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED








Movant

Institutional Investor Group represented by Phyllis Elaine Brown (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

David P Meyer Meyer Wilson Co., LPA 1320 Dublin Road, Suite 100 Columbus, OH 43215 614-224-6000 Fax: 614-224-6066

Email: [email protected] ATTORNEY TO BE NOTICED

Date Filed # Docket Text

06/20/2008 1 COMPLAINT with JURY DEMAND against Fifth Third Bancorp, Kevin T. Kabat, Citigroup Global Markets, Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co., Inc., UBS Securities LLC, Banc of America Securities LLC and Credit Suisse Securities (USA) LLC against all defendants ( Filing fee $ 350 paid - receipt number: 06480000000001728988), filed by The Eshe Fund. (Attachments: # 1 Exhibit Plaintiff's Certification Form, # 2 Civil Cover Sheet) (Wayne, Richard) (Entered: 06/20/2008)

06/23/2008 2 ORDER REASSIGNING CASE. Case reassigned to the Clerk's Office for reassignment. Judge S Arthur Spiegel reassigned for all further proceedings. Judge Michael R. Barrett no longer assigned to case. Signed by Judge Michael R. Barrett on 6/23/2008. (ba1, ) (Entered: 06/23/2008)

06/24/2008 3 ORDER REASSIGNING CASE. Case transferred to the Clerk of the U.S. District Court for reassignment to another district judge (reassigned to Chief Judge Sandra S Beckwith). Judge S Arthur Spiegel no longer assigned to case. Signed by Judge S Arthur Spiegel on 6/24/2008. (km1, ) (Entered: 06/24/2008)

06/25/2008 4 GENERAL ORDER REFERRING CASE to Magistrate Judge Timothy S. Hogan. Signed by Chief Judge Sandra S. Beckwith. (eh1, ) (Entered: 06/25/2008)

08/12/2008 5 MOTION for Leave to Appear Pro Hac Vice of Robert B. Weintraub (Filing fee $ 200, receipt number 06480000000001797698) by Plaintiff The Eshe Fund. (Attachments: # 1 Exhibit Certificate of Good Standing - Robert B. Weintraub) (Wayne, Richard) (Entered: 08/12/2008)

08/13/2008 Magistrate Judge Timothy S Hogan added. (mb, ) (Entered: 08/13/2008)

08/13/2008 6 ORDER granting 5 Motion for Leave for atty. Weintraub to Appear Pro Hac Vice as co-counsel for plaintiff. Signed by Chief Judge Sandra S Beckwith on 8/13/08. (mb) (Entered: 08/13/2008)

08/15/2008 7 ORDER OF RECUSAL. Magistrate Judge Timothy S. Hogan recused. Case reassigned to Magistrate Judge Timothy S. Black for all further referral matters in this proceeding. Signed by Magistrate Judge Timothy S. Hogan on 8/14/08. (mtw1, ) Modified docket text on 8/18/2008 (eh1, ). (Entered: 08/15/2008)

08/19/2008 8 [FORMER DOC. 8] Proposed MOTION to Consolidate Cases 08-cv-421; 08-cv-487; 08-cv-539 by Plaintiff The Eshe Fund. (Brown, Phyllis) Modified docket text on 8/20/2008 (eh1, ). (Entered: 08/19/2008)

08/19/2008 9 MOTION to Consolidate Cases , Appointment as Lead Plaintiff and for Approval of Lead Plaintiffs Selection of Lead Counsel and Memorandum in Support by Plaintiff The Eshe Fund. (Flynn, William) (Entered: 08/19/2008)

08/19/2008 10 Joint MOTION to Consolidate Cases 08-cv-487; 08-cv-539 by Plaintiff Shelton. (Attachments: # 1 Memorandum of Law, # 2 Text of Proposed Order Proposed Order) (Brown, Phyllis) Modified on 1/12/2009 (mb, ). Modified on 1/12/2009 (mb, ).

(Entered: 08/19/2008)

08/19/2008 11 DECLARATION OF RICHARD S. WAYNE re 9 MOTION to Consolidate Cases , Appointment as Lead Plaintiff and for Approval of Lead Plaintiffs Selection ofLead Counsel and Memorandum in Support by Plaintiff The Eshe Fund. (Attachments: # 1 Exhibit Exhibit A - Sworn Certifications of Arnold R. Barnett; Albert L. Coburn; Phil Lucas; Laura Lucas; Jeremy Tal; Harry H. Steiner on Behalf of The Eshe Fund; Leon H. Loewenstine; Joel Pogolowitz POA, attorney-in-fact for Bill Schustik; and Eugenia Gray, # 2 Exhibit Exhibit B - Investor purchase and loss calculation prepared by proposed lead counsel, # 3 Exhibit Exhibit C - Copies of two notices of class action lawsuit filed against Fifth Third Bancorp, et al. published by Business Wire, a national business-oriented wire service, on June 20, 2008, # 4 Exhibit Exhibit D - A law firm resum of Strauss & Troy, # 5 Exhibit Exhibit E - A law firm resum of Wolf Haldenstein Adler Freeman & Herz LLP, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit Exhibit F - A law firm resum of The Brualdi Firm P.C.) (Flynn, William) Modified docket text on 8/20/2008 (eh1, ). (Entered: 08/19/2008)

08/19/2008 12 DECLARATION OF Phyllis Brown with Exhibits re 10 Joint MOTION to Consolidate Cases by Plaintiff Shelton. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C) (Brown, Phyllis) Modified docket text on 8/20/2008 (eh1, ). Modified on 1/12/2009 (mb, ). (Entered: 08/19/2008)

08/19/2008 13 AFFIDAVIT re 9 MOTION to Consolidate Cases , Appointment as Lead Plaintiff and for Approval of Lead Plaintiffs Selection of Lead Counsel and Memorandum in Support of the Eshe Fund by Henry H. Steiner by Plaintiff The Eshe Fund. (Flynn, William) (Entered: 08/19/2008)

08/19/2008 14 EXHIBIT D to 12 DECLARATION of Phyllis Brown re 10 Joint MOTION to Consolidate Cases by Plaintiff Shelton. (Brown, Phyllis) Modified docket text on 8/20/2008 (eh1, ). Modified on 1/12/2009 (mb, ). (Entered: 08/19/2008)

08/19/2008 15 EXHIBIT E to 12 DECLARATION of Phyllis Brown re 10 Joint MOTION to Consolidate Cases by Plaintiff Shelton. (Attachments: # 1 Exhibit Exhibit F) (Brown, Phyllis) Modified docket text on 8/20/2008 (eh1, ). Modified on 1/12/2009 (mb, ). (Entered: 08/19/2008)

08/19/2008 16 MOTION to Consolidate Cases , Appoint Lead Plaintiffs and , MOTION to Appoint Counsel. (Attachments: # 1 Memo of Law in Support, # 2 Affidavit of Harry D. Rankin in Support, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F, # 9 Text of Proposed Order) (Rankin, Harry) (Entered: 08/19/2008)

08/19/2008 17 MOTION to Consolidate Cases , Appoint Lead Plaintiff and , MOTION to Appoint Counsel. (Meyer, David) (Entered: 08/19/2008)

08/19/2008 18 AFFIDAVIT in Support re 17 MOTION to Consolidate Cases , Appoint Lead Plaintiff and MOTION to Appoint Counsel filed by Movant Institutional Investor Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D) (Meyer, David) (Entered: 08/19/2008)

08/19/2008 19 Memorandum in Support re 17 MOTION to Consolidate Cases by Movant Institutional Investor Group. (Attachments: # 1 Proposed Order) (Meyer, David) Modified docket text on 8/20/2008 (eh1, ). (Entered: 08/19/2008)

08/20/2008 Notice of Correction re: Docs 8 - 19 Motions to Consolidate, etc. Doc. 8 removed from docket due to filing error. Refiled by counsel as doc. 10 . Docs. 12 , 14 & 15 are in support of doc. 10 and should have been filed as attachments to Doc. 10 . Docs. 11 & 13 are in support of doc. 9 and should be filed as attachments to doc. 9 . Docs. 18 & 19 are in support of doc. 17 and should have been filed as attachments to 17 . Counsel advised telephonically that all documents in support of a pleading should be filed as an attachment to that pleading and not occupy its own docket entry. Clerk terminated motions as appropriate. 17 MOTION to Consolidate Cases , Appoint Lead Plaintiff and MOTION to Appoint Counsel, 9 MOTION to Consolidate Cases , Appointment as Lead Plaintiff and for Approval of Lead Plaintiffs Selection of Lead Counsel and Memorandum in Support , 10 Joint MOTION to Consolidate Cases 08-cv-487; 08-cv-539 (eh1, ) (Entered: 08/20/2008)

09/03/2008 20 Unopposed MOTION for Extension of Time New date requested 11/3/2008. On Behalf of All Defendants Within Which To Answer, Plead or Otherwise Move by Defendants Fifth Third Bancorp, Kevin T Kabat. (Attachments: # 1 Text of Proposed Order) (Burke, James) (Entered: 09/03/2008)

09/09/2008 21 MOTION to Appoint Counsel Memorandum of law in further support of motion for appointment as Lead Counsel and for approval of selection of lead counsel and liaison counsel, and in opposition to competing motions for appointment of lead plaintiff by Plaintiff Shelton. (Brown, Phyllis) Modified on 1/12/2009 (mb, ). (Entered: 09/09/2008)

09/09/2008 22 Reply to Response to Motion re 10 Joint MOTION to Consolidate Cases 08-cv-487; 08-cv-539 , 17 MOTION to Consolidate Cases , Appoint Lead Plaintiff and MOTION to Appoint Counsel, 16 MOTION to Consolidate Cases , Appoint Lead Plaintiffs and MOTION to Appoint Counsel filed by Plaintiff The Eshe Fund. (Flynn, William) Modified docket text on 9/10/2008 (eh1, ). (Entered: 09/09/2008)

09/10/2008

09/11/2008

09/12/2008

23 NOTICE of Appearance by Robert Alexander Pitcairn, Jr Defendant Citigroup Global Markets Incorporated (Pitcairn, Robert) (Entered: 09/10/2008)

24 ORDER granting 20 Motion for Extension of Time to Answer. Signed by Magistrate Judge Timothy S. Black on 9/11/08. (jl1, ) (Entered: 09/11/2008)

25 RESPONSE to Motion re 10 Joint MOTION to Consolidate Cases 08-cv-487; 08-cv-539, 17 MOTION to Consolidate Cases , Appoint Lead Plaintiff and MOTION to Appoint Counsel, 16 MOTION to Consolidate Cases , Appoint Lead Plaintiffs and MOTION to Appoint Counsel, 9 MOTION to Consolidate Cases , Appointment as Lead Plaintiff and for Approval of Lead Plaintiffs Selection of Lead Counsel and Memorandum in Support filed by Defendants Fifth Third Bancorp, Kevin T Kabat. (Attachments: # 1 Exhibit A) (Burke, James) (Entered: 09/12/2008)

09/12/2008 26 RESPONSE in Support re 17 MOTION to Consolidate Cases , Appoint Lead Plaintiff and MOTION to Appoint Counsel filed by Movant Institutional Investor Group. (Attachments: # 1 Exhibit) (Meyer, David) (Entered: 09/12/2008)

09/12/2008 27 RESPONSE in Support re 16 MOTION to Consolidate Cases , Appoint Lead Plaintiffs and MOTION to Appoint Counsel filed by Movant The Pension Trust Funds. (Rankin, Harry) (Entered: 09/12/2008)

09/18/2008 28 Joint MOTION for Extension of Time to File Response/Reply New date requested

9/26/2008. by Movant The Pension Trust Funds. (Attachments: # 1 Text of Proposed Order) (Rankin, Harry) (Entered: 09/18/2008)

09/19/2008

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29 NOTICE of Appearance by Danielle Marie D'Addesa Defendants Fifth Third Bancorp, Kevin T Kabat (D'Addesa, Danielle) (Entered: 09/19/2008)

30 NOTICE of Appearance by James Eugene Burke Defendants Fifth Third Bancorp, Kevin T Kabat (Burke, James) (Entered: 09/19/2008)

31 NOTICE of Appearance by Jennifer J Morales Defendants Fifth Third Bancorp, Kevin T Kabat (Morales, Jennifer) (Entered: 09/19/2008)

32 NOTICE of Appearance by Joseph M Callow, Jr Defendants Fifth Third Bancorp, Kevin T Kabat (Callow, Joseph) (Entered: 09/19/2008)

09/24/2008 33 ORDER granting 28 Joint Motion for Extension of Time until 9/26/08 to file Reply in Support of the motion for consolidation, appointment of lead plaintiff, and approval of lead counsel. Signed by Chief Judge Sandra S Beckwith on 9/24/08. (mb) (Entered: 09/24/2008)

09/25/2008 34 NOTICE OF WITHDRAWAL OF DOCUMENT by Movant Institutional Investor Group re 17 MOTION to Consolidate Cases , Appoint Lead Plaintiff and MOTION to Appoint Counsel and Opposition 26 to the motions of the competing movants for lead plaintiff (Meyer, David) (Entered: 09/25/2008)

09/26/2008 35 RESPONSE in Support re 9 MOTION to Consolidate Cases , Appointment as Lead Plaintiff and for Approval of Lead Plaintiffs Selection of Lead Counsel and Memorandum in Support filed by Plaintiff The Eshe Fund. (Attachments: # 1 Appendix Municipal Mortgage & Equity, LLC Securities and Derivative Litigation Memorandum and Order entered 8/29/08) (Wayne, Richard) (Entered: 09/26/2008)

09/26/2008

09/26/2008

Notice of Correction re: 35 Response in Support of Motion. PDF has been removed at the request of filing counsel. (srj1, ) (Entered: 09/26/2008)

36 RESPONSE in Support re 9 MOTION to Consolidate Cases , Appointment as Lead Plaintiff and for Approval of Lead Plaintiffs Selection of Lead Counsel and Memorandum in Support filed by Plaintiff The Eshe Fund. (Attachments: # 1 Appendix Appendix 1 Municipal Mortgage & Equity, LLC Securities and Derivative Litigation Memorandum and Order entered 8/29/08, # 2 Affidavit Reply Declaration of Robert B. Weintraub, Esq. in Support of The Eshe Fund Groups Motion for Appointment as Lead Plaintiff or, in the Alternative, the Appointment of The Eshe Fund Together With Leon H. Loewenstine as Co-Lead Plaintiffs for the Preferred B, # 3 Exhibit Weintraub Declaration Exhibit 1 - EBS Compilation, # 4 Exhibit Weientraub Declaration Exhibit 2 - Internet Research, # 5 Exhibit Weintraub Declaration Exhibit 3 - Shelco filings, # 6 Affidavit Reply Declaration of The Eshe Fund by Henry H. Steiner in Support of The Eshe Fund Groups Motion for Consolidation, Appointment as Lead Plaintiff, or in the Alternative Appointment as Lead Plaintiff for the Preferred B and Preferred C Securities, and Appr, # 7 Exhibit Reply Declaration By Albert L. Coburn in Support of The Eshe Fund Groups Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiffs Selection of Lead Counsel, # 8 Exhibit Reply Declaration of Leon Loewenstine in Support of The Eshe Fund Groups Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiffs Selection of Lead Counsel, # 9 Exhibit Reply

Declaration of Arnold R. Barnett in Support of The Eshe Fund Groups Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiffs Selection of Lead Counsel, # 10 Exhibit Declaration of Eugenia Gray in Support of The Eshe Fund Groups Motion for Appointment as Lead Plaintiff or, in the Alternative, the Appointment of The Eshe Fund Together With Leon H. Loewenstine, as Co-Lead Plaintiffs for the Preferred B and Preferred C S) (Wayne, Richard) (Entered: 09/26/2008)

09/26/2008 37 REPLY to Response to Motion re 9 MOTION to Consolidate Cases , Appointment as Lead Plaintiff and for Approval of Lead Plaintiffs Selection of Lead Counsel and Memorandum in Support filed by Movant The Pension Trust Funds. (Attachments: # 1 Exhibit The Institutional Investor Group's Notice of Withdrawal without Prejudice of Its Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Selection of Counsel, # 2 Exhibit Joint Declaration of Edwin B. Shelton and The Pension Trust Funds in Support of Their Reply to the Eshe Fund Group's Motion for Appointment as Lead Plaintiff, # 3 Exhibit Heller v. Walton - Order, # 4 Exhibit [Proposed] Order Consolidating the Related Actions, Appointing Mr. Shelton and the Pension Trust Funds as Co-Lead Plaintiffs and Approving Selection of Co-Lead Counsel) (Brown, Phyllis) (Entered: 09/26/2008)

12/15/2008 38 ORDER granting Motions to Consolidate Cases. Cases 1:08cv487, 1:08cv537 & 1:08cv539 are consolidated under this case number. Signed by Chief Judge Sandra S Beckwith on 12/15/08. (mb) (Entered: 12/15/2008)

12/16/2008 39 ORDER granting 16 Motion to Appoint Counsel ; denying 9 Motion to Appoint Counsel. The Pension Trust Funds & Edwin B. Shelton are appointed to serve as Co-Lead Plaintiffs and their selection of Co-Lead Counsel. The Eshe Fund Group's motion for appointment as Lead Plaintiff & its selection of Lead Counsel is DENIED. Signed by Chief Judge Sandra S Beckwith on 12/16/08. Associated Cases: 1:08-cv-00487-SSB-TSH, 1:08-cv-00537-SSB-TSB, 1:08-cv-00539-SSB-TSH. (mb) Modified docket text on 12/17/2008 (eh1, ). (Entered: 12/16/2008)

01/02/2009 40 MOTION for Reconsideration re 39 ORDER, MOTION to Request the Appointment of Movants as Lead Plaintiffs for the Preferred B and Preferred C Securities and for Approval of Their Selection of Lead Counsel and Memorandum in Support by Plaintiffs Leon H Loewenstine, The Eshe Fund. (Wayne, Richard) Modified docket text on 1/5/2009 (eh1, ). (Entered: 01/02/2009)

01/07/2009 41 STIPULATION and Proposed Scheduling Order by Plaintiff The Eshe Fund. (Attachments: # 1 Text of Proposed Order) Associated Cases: 1:08-cv-00421-SSB-TSB, 1:08-cv-00487-SSB-TSH, 1:08-cv-00537-SSB-TSB, 1:08-cv-00539-SSB-TSH (Brown, Phyllis) Modified on 1/8/2009 (eh1, ). (Entered: 01/07/2009)

01/12/2009 42 AGREED ORDER: Lead plaintiffs to file consolidated class action complaint by 3/2/09. Defendants to file response by 4/30/09; If defendants file any motion directed at the consolidated complaint, co-lead plaintiffs will file their opposition by 6/29/09; defendants' reply to be filed by 7/29/09. Signed by Judge Sandra S Beckwith on 1/12/09. (mb) (Entered: 01/12/2009)

01/14/2009 43 MOTION for Leave to Appear Pro Hac Vice of Phyllis Brown for Jack Reise by Plaintiff The Pension Trust Funds. (Brown, Phyllis) Modified docket text on 1/15/2009 (eh1, ). (Entered: 01/14/2009)

01/14/2009 44 MOTION for Leave to Appear Pro Hac Vice of Phyllis Brown for Stephen R. Astley by Plaintiff The Pension Trust Funds. (Brown, Phyllis) Modified docket text on 1/15/2009 (eh1, ). (Entered: 01/14/2009)

01/16/2009 45 NOTICE by Plaintiff The Eshe Fund of Withdrawal as Counsel and Substitution of Counsel (Wayne, Richard) (Entered: 01/16/2009)

01/16/2009 Filing fee for 43 and 44 Motions PHV: $ 400.00, receipt number 004156 (scot1, ) (Entered: 01/16/2009)

01/20/2009 46 ORDER granting 43 & 44 Motions for Leave for attys. Reise & Astley to Appear Pro Hac Vice as co-counsel for Co-Lead Plaintiffs The Pension Trust Fund & Edwin B. Shelton. Signed by Judge Sandra S Beckwith on 1/20/09. (mb) (Entered: 01/20/2009)

01/26/2009 47 RESPONSE in Opposition re 40 MOTION for Reconsideration re 39 ORDER, MOTION to Request the Appointment of Movants as Lead Plaintiffs for the Preferred B and Preferred C Securities and for Approval of Their Selection of Lead Counsel filed by Plaintiffs Edwin B Shelton, The Pension Trust Funds. (Wilens, Douglas) Modified docket text on 1/27/2009 (eh1, ). (Entered: 01/26/2009)

02/09/2009 48 REPLY to Response to Motion re 40 MOTION for Reconsideration of the Court's December 16, 2008 Order Appointing Lead Plaintiffs, to Request the Appointment of Movants as Lead Plaintiffs for the Preferred B and Preferred C Securities and for Approval of Their Selection of Lead Counsel filed by Plaintiff The Eshe Fund. (Attachments: # 1 Affidavit Reply Declaration of Robert B. Weintraub in Support of Motion for Reconsideration by The Eshe Fund and Leon H. Loewenstine) (Weintraub, Robert) Modified docket text on 2/10/2009 (eh1, ). (Entered: 02/09/2009)

02/18/2009 49 Unopposed MOTION for Extension of Time WIthin Which to File the Consolidated Class Action Complaint by Plaintiff The Pension Trust Funds. (Attachments: # 1 Memorandum in Support of Unopposed Motion, # 2 Exhibit Proposed Order) (Brown, Phyllis) Modified docket text on 2/19/2009 (eh1, ). (Entered: 02/18/2009)

02/24/2009 50 RESPONSE in Opposition re 49 Proposed MOTION for Extension of Time New date requested 6/1/2009. Unopposed Motion on Behalf of Co-Lead Plaintiffs for Extension of Time WIthin Which to File the Consolidated Class Action Complaint The Eshe Fund and Leon H. Loewenstine's Memorandum of Law in Opposition to Co-Lead Plaintiffs' So-Called "Unopposed" Motion for Extension of Time Within Which to File the Consolidated Class Action Complaint filed by Plaintiff The Eshe Fund. (Attachments: # 1 Affidavit Declaration of The Eshe Fund by Henry H. Steiner in Opposition to the So-Called "Unopposed" Motion Made on Behalf of Co-Lead Plaintiffs for Extension of Time Within Which to File the Consolidated Class Action Complaint) (Weintraub, Robert) (Entered: 02/24/2009)

02/24/2009 51 ORDER denying 40 Motion for Reconsideration. A memorandum of decision explaining the reasoning to follow. Signed by Judge Sandra S Beckwith on 2/24/09. (mb) (Entered: 02/24/2009)

02/24/2009 52 ORDER granting 49 Motion for Extension until 4/3/09 to file consolidated class action complaint. Defendants' response due: 6/1/09. Response to any motion directed to the amended complaint due: 7/31/09; Reply due: 8/31/09. Signed by Judge Sandra S Beckwith on 2/24/09. (mb) (Entered: 02/24/2009)

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53 ORDER denying the Eshe Fund Group's motion for reconsideration (doc. 40). Signed by Judge Sandra S Beckwith on 3/5/09. (mb) (Entered: 03/05/2009)

54 COMPLAINT with JURY DEMAND Consolidated Complaint - Part 1 against all defendants, filed by The Eshe Fund. (Brown, Phyllis) (Entered: 04/03/2009)



05/11/2009 57 NOTICE of Appearance by Glenn Virgil Whitaker Defendant Darryl Allen, John F. Barrett, James P. Hackett, Gary R. Heminger, Allen M. Hill, Robert L. Koch, II, Mitchell d. Livingston, Ph.D., Hendrik G. Meijer, John J. Schiff, Jr., Dudley S. Taft, Thomas W. Traylor, Ulysses L. Bridgeman, and James E. Rogers (Whitaker, Glenn) Modified filing parties on 5/13/2009 (eh, ). (Entered: 05/11/2009)

05/13/2009

05/14/2009

58 Unopposed MOTION for Extension of Time - new date requested 7/1/2009 - by Defendants Fifth Third Bancorp, Fifth Third Securities, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Kevin T. Kabat, Christopher G. Marshall, Daniel T. Poston, Darryl F. Allen, John F. Barrett, Ulysses L. Bridgeman, Jr., James P. Hackett, Gary R. Heminger, Joan R. Herschede, Allen M. Hill, Robert L. Koch, II, Mitchel D. Livingston, Ph.D., Hendrick G. Meijer, James E. Rogers, George A. Schaefer, Jr., John J. Schiff, Jr., Dudley S. Taft, Banc of America Securties, LLC, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith, Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities, LLC and Wachovia Capital Markets, LLC. (Attachments: # 1 Text of Proposed Order) Associated Cases: 1:08-cv-00421-SSB-TSB, 1:08-cv-00487-SSB-TSH, 1:08-cv-00537-SSB-TSB, 1:08-cv-00539-SSB-TSH (Burke, James) Modified to update text with correct party names on 5/14/2009 (mr1, ). (Entered: 05/13/2009)

59 NOTICE of Consent by Plaintiffs' Counsel to Unopposed Motion for Extension of Time filed by defendants. (Burke, James) Modified on 5/15/2009 (mb, ). (Entered: 05/14/2009)

05/14/2009 NOTATION ORDER granting 58 Defendants' Motion for Extension of Time until 7/1/09 to respond to the Consolidated Class Action Complaint (doc. 54). Plaintiffs' response to the motion to dismiss shall be due by 9/14/09. Signed by Judge Sandra S Beckwith on 5/14/09. (mb) (Entered: 05/14/2009)

05/15/2009 60 SUGGESTION OF DEATH Upon the Record as to Joan R. Herschede by Defendants Darryl F. Allen, John F. Barrett, James P Hackett, Gary R. Heminger, Allen M. Hill, Robert L. Koch, II, Mitchel Livingston, Hendrick G. Meijer, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, Ulysses L. Bridgeman, Jr, James E. Rogers. (Attachments: # 1 Exhibit A) (Langsam, Dorothea) (Entered: 05/15/2009)

05/15/2009

Notice: The following is a test to ensure that the emails associated with attorney Mary Henkel are now being properly served. Please contact xxxxx at 564-xxxx once all three have received this notification. (ss, ) (Entered: 05/15/2009)

05/15/2009

Notice: The following is a test to ensure that the emails associated with attorney Dorothea Langsam are now being properly served. Please contact xxxxx at 564-xxxx

once both have received this notification. (ss, ) (Entered: 05/15/2009)

05/20/2009 NOTICE OF CORRECTION BY CLERK: The NOTATION ORDER filed 5/14/09 granting doc. 58, should read: "Granting Defendants' Motion for Extension of Time until 7/1/09 to respond to the Consolidated Class Action Complaint (doc. 54). Plaintiffs' response to the motion to dismiss shall be due by 9/3/09. Reply is due by: 9/14/09." (mb) (Entered: 05/20/2009)

06/09/2009 61 MOTION for Leave to Appear Pro Hac Vice of Herbert S. Washer (Filing fee $ 200) by Defendants Barclay's Capital Inc., Wachovia Capital Markets, LLC, Citigroup Global Markets Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Banc of America Securities LLC, Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co Inc, UBS Securities LLC, Credit Suisse Securities (USA) LLC. (Attachments: # 1 Certificate of Good Standing) Associated Cases: 1:08-cv-00421-SSB-TSB, 1:08-cv-00487-SSB-TSH, 1:08-cv-00537-SSB-TSB, 1:08-cv-00539-SSB-TSH (Pitcairn, Robert) (Additional attachment(s) added on 6/9/2009: # 2 Filing Fee Receipt) (eh1, ). (Entered: 06/09/2009)

06/09/2009 62 MOTION for Leave to Appear Pro Hac Vice of Adam S. Hakki (Filing fee $ 200) by Defendants Barclay's Capital Inc., Wachovia Capital Markets, LLC, Citigroup Global Markets Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Banc of America Securities LLC, Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co Inc, UBS Securities LLC, Credit Suisse Securities (USA) LLC. (Attachments: # 1 Certificate of Good Standing) Associated Cases: 1:08-cv-00421-SSB-TSB, 1:08-cv-00487-SSB-TSH, 1:08-cv-00537-SSB-TSB, 1:08-cv-00539-SSB-TSH (Pitcairn, Robert) (Additional attachment(s) added on 6/9/2009: # 2 Filing Fee Receipt) (eh1, ). (Entered: 06/09/2009)

06/09/2009 63 MOTION for Leave to Appear Pro Hac Vice of Daniel Lewis (Filing fee $ 200) by Defendants Barclay's Capital Inc., Wachovia Capital Markets, LLC, Citigroup Global Markets Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Banc of America Securities LLC, Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co Inc, UBS Securities LLC, Credit Suisse Securities (USA) LLC. (Attachments: # 1 Certificate of Good Standing) Associated Cases: 1:08-cv-00421-SSB-TSB, 1:08-cv-00487-SSB-TSH, 1:08-cv-00537-SSB-TSB, 1:08-cv-00539-SSB-TSH (Pitcairn, Robert) (Additional attachment(s) added on 6/9/2009: # 2 Filing Fee Receipt) (eh1, ). (Entered: 06/09/2009)

06/09/2009 Filing fee: $ 600.00, receipt number 100CIN5414 re 61 , 62 & 63 Motions for Leave to Appear Pro Hac Vice. (eh1, ) (Entered: 06/09/2009)

06/11/2009 64 ORDER granting [61-63] Motions for Leave for attorneys Washer, Hakki & Lewis to Appear Pro Hac Vice as co-counsel for defendants Banc of America Securities LLC, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., Inc., UBS Securities LLC, and Wachovia Capital Markets LLC. Signed by Judge Sandra S

Beckwith on 6/11/09. (mb) (Entered: 06/11/2009)

06/26/2009 65 Unopposed MOTION for Extension of Time New date requested 7/15/2009. by Defendants Fifth Third Securities, Fifth Third Capital Trust VI, Fifth Third Bancorp, Fifth Third Capital Trust VII, Christopher G. Marshall, Daniel G. Poston, Joan R Herschede, George A Schaefer, Jr, Barclay's Capital Inc., Wachovia Capital Markets, LLC, Darryl F. Allen, John F. Barrett, James P Hackett, Gary R. Heminger, Allen M. Hill, Robert L. Koch, II, Mitchel Livingston, Hendrick G. Meijer, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, Ulysses L. Bridgeman, Jr, James E. Rogers, Kevin T Kabat, Citigroup Global Markets Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Banc of America Securities LLC, Credit Suisse Securities (USA) LLC. (Attachments: # 1 Text of Proposed Order) (Burke, James) (Entered: 06/26/2009)

06/30/2009 66 ORDER granting 65 Motion for Extension of Time to 7/15/09 in case 1:08-cv-00421- SSB-TSB to answer or otherwise plead. Signed by Magistrate Judge Timothy S. Black on 6/30/09. Associated Cases: 1:08-cv-00421-SSB-TSB, 1:08-cv-00487-SSB-TSH, 1:08-cv-00537-SSB-TSB, 1:08-cv-00539-SSB-TSH (jl1, ) Modified docket text on 7/1/2009 (eh1, ). (Entered: 06/30/2009)

07/10/2009 67 NOTICE of Appearance by Anthony Michael Verticchio Defendants Fifth Third Securities, Fifth Third Capital Trust VI, Fifth Third Bancorp, Fifth Third Capital Trust VII, Fifth Third Bancorp, Fifth Third Bancorp, Fifth Third Bancorp Associated Cases: 1:08-cv-00421-SSB-TSB, 1:08-cv-00487-SSB-TSH, 1:08-cv-00537-SSB-TSB, 1:08- cv-00539-SSB-TSH (Verticchio, Anthony) (Entered: 07/10/2009)

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68 Corporate Disclosure Statement by Defendant Banc of America Securities LLC. (Pitcairn, Robert) (Entered: 07/15/2009)

69 Corporate Disclosure Statement by Defendants UBS Securities LLC, UBS AG, UBS Americas, Inc. identifying Corporate Parent UBS AG, Corporate Parent UBS Americas, Inc. for UBS Securities LLC.. (Pitcairn, Robert) (Entered: 07/15/2009)

70 Corporate Disclosure Statement by Defendant Wachovia Capital Markets, LLC. (Pitcairn, Robert) (Entered: 07/15/2009)

71 Corporate Disclosure Statement by Defendant Merrill Lynch Pierce Fenner & Smith Incorporated. (Pitcairn, Robert) (Entered: 07/15/2009)

72 Corporate Disclosure Statement by Defendant Barclay's Capital Inc.. (Pitcairn, Robert) (Entered: 07/15/2009)

73 Corporate Disclosure Statement by Defendant Morgan Stanley & Co. Incorporated. (Pitcairn, Robert) (Entered: 07/15/2009)

74 Corporate Disclosure Statement by Defendant Citigroup Global Markets Incorporated. (Pitcairn, Robert) (Entered: 07/15/2009)

75 Corporate Disclosure Statement by Defendant Credit Suisse Securities (USA) LLC. (Pitcairn, Robert) (Entered: 07/15/2009)

07/15/2009 76 Corporate Disclosure Statement by Defendants Fifth Third Securities, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII. (Verticchio, Anthony) (Entered: 07/15/2009)

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77 Corporate Disclosure Statement by Defendant Fifth Third Bancorp. (Verticchio, Anthony) (Entered: 07/15/2009)

78 MOTION to Dismiss by Defendants Fifth Third Securities, Fifth Third Capital Trust VI, Fifth Third Bancorp, Fifth Third Capital Trust VII, Christopher G. Marshall, Daniel G. Poston, Joan R Herschede, George A Schaefer, Jr, Barclay's Capital Inc., Wachovia Capital Markets, LLC, Darryl F. Allen, John F. Barrett, James P Hackett, Gary R. Heminger, Allen M. Hill, Robert L. Koch, II, Mitchel Livingston, Hendrick G. Meijer, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, Ulysses L. Bridgeman, Jr, James E. Rogers, Kevin T Kabat, Citigroup Global Markets Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Banc of America Securities LLC, Credit Suisse Securities (USA) LLC. Responses due by 8/10/2009 (Morales, Jennifer) (Entered: 07/15/2009)

79 Supplemental Memorandum Supporting 78 Motion to Dismiss filed by Defendants Fifth Third Securities, Barclay's Capital Inc., Wachovia Capital Markets, LLC, Citigroup Global Markets Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Banc of America Securities LLC, Credit Suisse Securities (USA) LLC. (Pitcairn, Robert) Modified to create relationship to doc. 78 on 7/16/2009 (eh1, ). (Entered: 07/15/2009)

80 AFFIDAVIT of Joseph M. Callow, Jr. re EXHIBITS to 78 MOTION to Dismiss by Defendants Fifth Third Securities, Fifth Third Capital Trust VI, Fifth Third Bancorp, Fifth Third Capital Trust VII, Christopher G. Marshall, Daniel G. Poston, Joan R Herschede, George A Schaefer, Jr, Barclay's Capital Inc., Wachovia Capital Markets, LLC, Darryl F. Allen, John F. Barrett, James P Hackett, Gary R. Heminger, Allen M. Hill, Robert L. Koch, II, Mitchel Livingston, Hendrick G. Meijer, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, Ulysses L. Bridgeman, Jr, James E. Rogers, Kevin T Kabat, Citigroup Global Markets Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Banc of America Securities LLC, Credit Suisse Securities (USA) LLC. (Verticchio, Anthony) Modified on 7/16/2009 (eh1, ). (Entered: 07/15/2009)

81 NOTICE by Defendants Fifth Third Securities, Fifth Third Capital Trust VI, Fifth Third Bancorp, Fifth Third Capital Trust VII, Christopher G. Marshall, Daniel G. Poston, Joan R Herschede, George A Schaefer, Jr, Barclay's Capital Inc., Wachovia Capital Markets, LLC, Darryl F. Allen, John F. Barrett, James P Hackett, Gary R. Heminger, Allen M. Hill, Robert L. Koch, II, Mitchel Livingston, Hendrick G. Meijer, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, Ulysses L. Bridgeman, Jr, James E. Rogers, Kevin T Kabat, Citigroup Global Markets Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Banc of America Securities LLC, Credit Suisse Securities (USA) LLC re 80 Affidavit,,, of Joseph M. Callow, Jr. (Verticchio, Anthony) (Entered: 07/15/2009)

07/16/2009 NOTATION ORDER granting defendants permission to manually file exhibits to the Affidavit of Joseph M. Callow, Jr. (Doc. 80). Signed by Judge Sandra S Beckwith on 7/16/09. (mb) (Entered: 07/16/2009)

07/17/2009 82 NOTICE of Filing EXHIBITS 1-47 re 80 Affidavit & 78 MOTION to Dismiss by Defendants Fifth Third Securities, Fifth Third Capital Trust VI, Fifth Third Bancorp,

Fifth Third Capital Trust VII, Christopher G. Marshall, Daniel G. Poston, Joan R Herschede, George A Schaefer, Jr, Barclays Capital Inc., Wachovia Capital Markets, LLC, Darryl F. Allen, John F. Barrett, James P Hackett, Gary R. Heminger, Allen M. Hill, Robert L. Koch, II, Mitchel Livingston, Hendrick G. Meijer, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, Ulysses L. Bridgeman, Jr, James E. Rogers, Kevin T Kabat, Citigroup Global Markets Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Banc of America Securities LLC, Credit Suisse Securities (USA) LLC (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Errata 24-A, # 25 Exhibit 24-B, # 26 Exhibit 25, # 27 Exhibit 26, # 28 Exhibit 27-A, # 29 Exhibit 27-B, # 30 Exhibit 27-C, # 31 Exhibit 28, # 32 Exhibit 29-A, # 33 Exhibit 29-B, # 34 Exhibit 29-C, # 35 Exhibit 29-D, # 36 Exhibit 30, # 37 Exhibit 31, # 38 Exhibit 32-A, # 39 Exhibit 32-B, # 40 Exhibit 33, # 41 Exhibit 34, # 42 Exhibit 35, # 43 Exhibit 36, # 44 Exhibit 37, # 45 Exhibit 38, # 46 Exhibit 39, # 47 Exhibit 40, # 48 Exhibit 41, # 49 Exhibit 42-A, # 50 Exhibit 42-B, # 51 Exhibit 43, # 52 Exhibit 44, # 53 Exhibit 45, # 54 Exhibit 46, # 55 Exhibit 47) (Verticchio, Anthony) Modified docket text on 7/20/2009 (eh1, ). (Entered: 07/17/2009)

07/27/2009 83 MOTION to Amend/Correct Consolidated Class Action Complaint by Plaintiffs Leon H Loewenstine, Raymond Shackelton, Arnold R Barnett, Sam McGee, Edwin B Shelton, The Eshe Fund, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, District No. 9, I.A. of M. & A.W. Pension Trust, Jacqueline Dinwoodie, Jeffrey J. Wacksman, John Levin, The Pension Trust Funds. (Attachments: # 1 Exhibit Corrected Complaint, # 2 Exhibit Corrected Complaint, # 3 Exhibit Corrected Complaint, # 4 Exhibit Corrected Complaint, # 5 Exhibit Highlighted Corrections) (Brown, Phyllis) (Entered: 07/27/2009)

08/14/2009 84 RESPONSE in Opposition re 83 MOTION to Amend/Correct Consolidated Class Action Complaint filed by Defendants Fifth Third Securities, Barclays Capital Inc., Wachovia Capital Markets, LLC, Citigroup Global Markets Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Banc of America Securities LLC, Credit Suisse Securities (USA) LLC. (Pitcairn, Robert) (Entered: 08/14/2009)

08/20/2009 85 REPLY to Response to Motion re 83 MOTION to Amend/Correct Consolidated Class Action Complaint Reply in Support of Plaintiffs' Motion for Leave to File Corrected Consolidated Class Action Complaint filed by Plaintiffs Leon H Loewenstine, Raymond Shackelton, Arnold R Barnett, Sam McGee, Edwin B Shelton, The Eshe Fund, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, District No. 9, I.A. of M. & A.W. Pension Trust, Jacqueline Dinwoodie, Jeffrey J. Wacksman, John Levin, The Pension Trust Funds. (Brown, Phyllis) (Entered: 08/20/2009)

09/08/2009 86 NOTICE of Supplemental Authority in Support ofDefendants' Motion to Dismiss re 78 MOTION to Dismiss, 79 Supplemental - Supporting by Defendants Fifth Third Securities, Fifth Third Capital Trust VI, Fifth Third Bancorp, Fifth Third Capital Trust VII, Christopher G. Marshall, Daniel G. Poston, Joan R Herschede, George A

Schaefer, Jr, Barclays Capital Inc., Wachovia Capital Markets, LLC, Darryl F. Allen, John F. Barrett, James P Hackett, Gary R. Heminger, Allen M. Hill, Robert L. Koch, II, Mitchel Livingston, Hendrick G. Meijer, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, Ulysses L. Bridgeman, Jr, James E. Rogers, Kevin T Kabat, Citigroup Global Markets Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Banc of America Securities LLC, Credit Suisse Securities (USA) LLC (Attachments: # 1 Exhibit Tab A, # 2 Exhibit Tab B, # 3 Exhibit Tab C, # 4 Exhibit Tab D, # 5 Exhibit Tab E, # 6 Exhibit Tab F) (Verticchio, Anthony) Modified docket text on 9/9/2009 (eh1, ). (Entered: 09/08/2009)

09/17/2009 87 Unopposed MOTION for Extension of Time New date requested 9/25/2009. Unopposed Motion for Extention of Time by Plaintiffs Arnold R Barnett, Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, John Levin, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Sam McGee, Raymond Shackelton, Edwin B Shelton, The Eshe Fund, The Pension Trust Funds, Jeffrey J. Wacksman. (Attachments: # 1 Text of Proposed Order) (Brown, Phyllis) (Entered: 09/17/2009)

09/18/2009 NOTATION ORDER granting 87 Lead Plaintiffs' Motion for Extension of Time until 9/25/09 to file response to all defendants' motions to dismiss. Signed by Judge Sandra S Beckwith on 9/18/09. (mb) (Entered: 09/18/2009)

09/25/2009 88 RESPONSE in Opposition re 78 MOTION to Dismiss filed by Plaintiffs Arnold R Barnett, Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, John Levin, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Sam McGee, Raymond Shackelton, Edwin B Shelton, The Eshe Fund, The Pension Trust Funds, Jeffrey J. Wacksman. (Attachments: # 1 Plaintiff Opposition to Defendants' Motion to Dismiss, # 2 Plaintiff Opposition to Defendants' Motion to Dismiss, # 3 Plaintiff Opposition to Defendants' Motion to Dismiss) (Brown, Phyllis) (Entered: 09/25/2009)

09/25/2009 89 AFFIDAVIT re 88 Response in Opposition to Motion,, Reise Declaration and Exhibits by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Edwin B Shelton, Jeffrey J. Wacksman. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C, # 4 Exhibit Exhibit D, # 5 Exhibit Exhibit E, # 6 Exhibit Exhibit F) (Brown, Phyllis) (Entered: 09/25/2009)

09/25/2009 90 MOTION to Strike 78 MOTION to Dismiss Extraneous documents and references in Defendants' Support of Motion to Dismiss by Plaintiffs Arnold R Barnett, Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, John Levin, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Sam McGee, Raymond Shackelton, Edwin B Shelton, The Eshe Fund, The Pension Trust Funds, Jeffrey J. Wacksman. (Brown, Phyllis) (Entered: 09/25/2009)

10/05/2009 91 Unopposed MOTION for Extension of Time to File Response/Reply as to 90 MOTION to Strike 78 MOTION to Dismiss Extraneous documents and references in Defendants' Support of Motion to Dismiss MOTION to Strike 78 MOTION to Dismiss Extraneous documents and references in Defendants' Support of Motion to Dismiss ,

88 Response in Opposition to Motion,, New date requested 10/30/2009. by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC. (Attachments: # 1 Exhibit A - Propsed Order) (Verticchio, Anthony) (Entered: 10/05/2009)

10/07/2009 92 ORDER granting 91 Defendants' Motion for Extension of Time until 10/30/09 to reply to the motion to dismiss the consolidated class action complaint (doc. 88) and to reply to motion to strike (doc. 90). Signed by Judge Sandra S Beckwith on 10/7/09. (mb) (Entered: 10/07/2009)

10/28/2009 Motions No Longer Referred: (83 in 1:08-cv-00421-SSB-TSB) MOTION to Amend/Correct Consolidated Class Action Complaint , (78 in 1:08-cv-00421-SSB-TSB) MOTION to Dismiss, (90 in 1:08-cv-00421-SSB-TSB) MOTION to Strike (78) MOTION to Dismiss Extraneous documents and references in Defendants' Support of Motion to Dismiss MOTION to Strike (78) MOTION to Dismiss Extraneous documents and references in Defendants' Support of Motion to Dismiss Associated Cases: 1:08-cv-00421-SSB-TSB, 1:08-cv-00487-SSB-TSH, 1:08-cv-00537-SSB-TSB, 1:08-cv-00539-SSB-TSH (jl1) (Entered: 10/28/2009)

10/30/2009 93 REPLY to Response to Motion re 78 MOTION to Dismiss filed by Defendants Darryl F. Allen, John F. Barrett, Ulysses L. Bridgeman, Jr, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Robert L. Koch, II, Mitchel Livingston, Hendrick G. Meijer, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft. Associated Cases: 1:08-cv-00421-SSB-TSB, 1:08-cv-00487-SSB-TSH, 1:08-cv-00537-SSB-TSB, 1:08-cv-00539-SSB-TSH (Whitaker, Glenn) Modified on 11/2/2009 (eh1). (Entered: 10/30/2009)

10/30/2009 94 RESPONSE in Opposition re 90 MOTION to Strike 78 MOTION to Dismiss Extraneous documents and references in Defendants' Support of Motion to Dismiss MOTION to Strike 78 MOTION to Dismiss Extraneous documents and references in Defendants' Support of Motion to Dismiss filed by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC. (Verticchio, Anthony) (Entered: 10/30/2009)

10/30/2009 95 Supplemental REPLY to Response to Motion re 78 MOTION to Dismiss filed by Defendants Banc of America Securities LLC, Citigroup Global Markets Incorporated,

Credit Suisse Securities (USA) LLC, Fifth Third Securities, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC. (Pitcairn, Robert) Modified on 11/2/2009 (eh1). (Entered: 10/30/2009)

10/30/2009

11/13/2009

11/16/2009

11/16/2009

96 REPLY to Response to Motion re 78 MOTION to Dismiss filed by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC. (Attachments: # 1 Affidavit of Joseph M. Callow, Jr., # 2 Exhibit Exhibit 1, # 3 Exhibit Exhibit 2, # 4 Exhibit Exhibit 3, # 5 Exhibit Exhibit 4) (Verticchio, Anthony) (Entered: 10/30/2009)

97 REPLY to Response to Motion re 90 MOTION to Strike 78 MOTION to Dismiss Extraneous documents and references in Defendants' Support of Motion to Dismiss MOTION to Strike 78 MOTION to Dismiss Extraneous documents and references in Defendants' Support of Motion to Dismiss filed by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Edwin B Shelton, Jeffrey J. Wacksman, Defendant UBS Securities LLC. (Brown, Phyllis) (Entered: 11/13/2009)

98 Supplemental Memorandum Supporting re 88 Response in Opposition to 78 MOTION to Dismiss filed by Plaintiffs Jeffrey J. Wacksman, District No. 9, I.A. of M. & A.W. Pension Trust, Jacqueline Dinwoodie, Leon H Loewenstine, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Edwin B Shelton. (Brown, Phyllis) Modified docket text and created link to motion on 11/17/2009 (eh1). (Entered: 11/16/2009)

99 MOTION for Leave to File Surreply Memorandum in Further Opposition to Defendants' Motion to Dismiss by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Edwin B Shelton, Jeffrey J. Wacksman. (Attachments: # 1 Memorandum In Further Opposition, # 2 Exhibit, # 3

- Exhibit, # 4 Exhibit) (Brown, Phyllis) (Entered: 11/16/2009)

12/10/2009 100

RESPONSE in Opposition re 99 MOTION for Leave to File Surreply Memorandum in Further Opposition to Defendants' Motion to Dismiss filed by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC. (Burke, James) (Entered:

12/10/2009

12/22/2009

101

102

12/10/2009)

Response re 98 Supplemental - Supporting, by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC. (Burke, James) (Entered: 12/10/2009)

NOTICE by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC re 78 MOTION to Dismiss, 79 Supplemental - Supporting, of Supplemental Authority in Support of Defendants' Motion to Dismiss (Attachments: # 1 Exhibit Tab A) (Verticchio, Anthony) (Entered: 12/22/2009)

12/23/2009 103 REPLY to Response to Motion re 99 MOTION for Leave to File Surreply Memorandum in Further Opposition to Defendants' Motion to Dismiss Plaintiffs' Reply in Support ofMotion for Leave to File a Surreply Memorandum in Further Opposition to Defendants' Motion to Dismiss filed by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Edwin B Shelton, Jeffrey J. Wacksman. (Brown, Phyllis) (Entered: 12/23/2009)

01/06/2010 104 NOTICE by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC re 78 MOTION to Dismiss, 79 Supplemental - Supporting, of Supplemental Authority in Support of Defendants' Motion to Dismiss (Attachments: # 1 Exhibit Tab A) (Verticchio, Anthony) (Entered: 01/06/2010)

02/17/2010 105 NOTICE by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P

Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC re 78 MOTION to Dismiss, 79 Supplemental - Supporting, of Supplemental Authority in Support of Defendants' Motion to Dismiss (Attachments: # 1 Exhibit Tab A) (Verticchio, Anthony) (Entered: 02/17/2010)

04/01/2010 106 NOTICE of Firm Name Change by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Edwin B Shelton, Jeffrey J. Wacksman (Reise, Jack) Modified docket text on 4/1/2010 (eh1). (Entered: 04/01/2010)

04/01/2010

04/09/2010

107 NOTICE by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Edwin B Shelton, Jeffrey J. Wacksman re 88 Response in Opposition to Motion re 79 Motion to Dismiss Supplemental Authority (Attachments: # 1 Exhibit A) (Brown, Phyllis) Modified to create link to motion and supplement on 4/2/2010 (eh1). (Entered: 04/01/2010)

Motions No Longer Referred: 99 MOTION for Leave to File Surreply Memorandum in Further Opposition to Defendants' Motion to Dismiss (jl1) (Entered: 04/09/2010)

05/24/2010 108 ORDER REASSIGNING CASE. Case reassigned to Magistrate Judge J. Gregory Wehrman for all further proceedings. Magistrate Judge Timothy S. Black no longer assigned to case. Signed by Chief Judge Susan J. Dlott on 5/24/2010. (ss) (Entered: 05/24/2010)

06/07/2010

06/07/2010

06/11/2010

109 ORDER that the undersigned is RECUSED from this case. Signed by Magistrate Judge J. Gregory Wehrman on 6/7/10. (jl1) . (Entered: 06/07/2010)

Magistrate Judge J. Gregory Wehrman no longer assigned to case. (jl1) (Entered: 06/07/2010)

This case is referred to Magistrate Judge Norah McCann King. (mr1) (Entered: 06/11/2010)

06/21/2010 110 ORDER OF RECUSAL. Magistrate Judge Norah McCann King recused. Case reassigned to Magistrate Judge Sharon L Ovington for all further proceedings. Signed by Magistrate Judge Norah McCann King on 6/15/10. (sct1) (Entered: 06/21/2010)

08/10/2010 111 ORDER granting in part and denying in part 78 Motion to Dismiss; finding as moot 83 Motion to file an amended consolidated class action complaint 90 Motion to Strike; granting 99 Plaintiffs' Motion for Leave to File sur-reply brief. Signed by Judge Sandra S Beckwith on 8/10/10. (mb) (Entered: 08/10/2010)

08/24/2010 112 Unopposed MOTION for Extension of Time New date requested 9/7/2010. by Defendants Fifth Third Bancorp, Kevin T. Kabat, Christopher G. Marshall, Daniel T Poston, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities. (Attachments: # 1 Text of Proposed Order Exhibit A) Associated Cases: 1:08-cv-00421-SSB -SLO, 1:08-cv-00487-SSB-TSH, 1:08-cv-

00537-SSB -TSB, 1:08-cv-00539-SSB-TSH (Burke, James) (Entered: 08/24/2010)

08/30/2010 113 [FORMER DOCUMENT 113] MOTION for Leave to Appear Pro Hac Vice of Elizabeth A. Shonson (Filing fee $ 200, receipt number 100CIN009369) by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, The Pension Trust Funds, Jeffrey J. Wacksman. (Brown, Phyllis) Modified to remove PDF on 8/31/2010 (jlw1). (Entered: 08/30/2010)

08/31/2010 Notice of Correction re:[FORMER DOCUMEN 113] MOTION for Leave to Appear Pro Hac Vice of Elizabeth A. Shonson (Filing fee $ 200, receipt number 100CIN009369) Counsel filed an unsigned copy of the Motion. They were notified and will refile a signed version. (jlw1) (Entered: 08/31/2010)

09/01/2010 114 MOTION for Leave to Appear Pro Hac Vice of Elizabeth A. Shonson (Filing fee $ 200, receipt number 100CIN009369) by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, The Pension Trust Funds, Jeffrey J. Wacksman. (Brown, Phyllis) (Entered: 09/01/2010)

09/02/2010 115 STIPULATED ORDER granting 112 Defendants an extension of time until 9/7/10 to file an Answer. Signed by Judge Sandra S Beckwith on 9/2/10. (mb) (Entered: 09/02/2010)

09/02/2010 116 ORDER granting 114 Motion for Leave for attorney Shonson to Appear Pro Hac Vice as co-counsel for plaintiffs. Signed by Judge Sandra S Beckwith on 9/2/10. (mb) (Entered: 09/02/2010)

09/02/2010 117 Joint MOTION for Order to Enter Agreed Scheduling Order by Defendants and Plaintiffs. (Attachments: # 1 Text of Proposed Order) (Verticchio, Anthony) Modified to clarify docket text on 9/2/2010 (sct1). (Entered: 09/02/2010)

09/07/2010 118 ORDER granting 117 Agreed Motion. Pltfs. will file an amended complaint to add The Eshe Fund on 10/1/10. Defts' answer due 60 days thereafter. Signed by Judge Sandra S Beckwith on 9/7/10. (mb) (Entered: 09/07/2010)

09/30/2010 119 AMENDED COMPLAINT Consolidated Class Action against All Defendants, filed by The Eshe Fund, Jeffrey J. Wacksman, District No. 9, I.A. of M. & A.W. Pension Trust, Jacqueline Dinwoodie, The Pension Trust Funds, Leon H Loewenstine, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Edwin B Shelton. (Attachments: # 1 Exhibit) (Brown, Phyllis) (Entered: 09/30/2010)

11/16/2010 120 RULE 26(f) REPORT Joint Discovery Plan by Plaintiff, Defendants . (Brown, Phyllis) Modified docket text on 11/17/2010 (eh1). (Entered: 11/16/2010)

11/16/2010 121 [FORMER DOC. 121] STIPULATION Proposed Agreed Order by Defendants, Plaintiff. . (Brown, Phyllis) Modified docket text and removed pdf on 11/17/2010 (eh1). (Entered: 11/16/2010)

11/17/2010 Notice of Correction re:[FORMER DOC. 121] Stipulation removed from the docket because it was a proposed order. Proposed are emailed to chambers rather than filed on the docket. Clerk saved file prior to deletion. (eh1) (Entered: 11/17/2010)

11/17/2010 122 AGREED ORDER: The court's order (doc. 111) shall apply with equal force and

effect to the plaintiffs' amended consolidated class action complaint. Signed by Judge Sandra S Beckwith on 11/17/10. (mb) (Entered: 11/17/2010)

11/23/2010 123 Unopposed MOTION for Extension of Time New date requested 12/15/2010. by Defendants Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, Kevin T Kabat, Christopher G. Marshall, Daniel G. Poston. (Attachments: # 1 Exhibit Proposed Order) (Verticchio, Anthony) (Entered: 11/23/2010)

11/24/2010 124 STIPULATED ORDER granting 123 Defendants' Motion for Extension of Time until 12/15/10 to file an Answer to the amended consolidated class action complaint. Signed by Judge Sandra S Beckwith on 11/24/10. (mb) (Entered: 11/24/2010)

11/30/2010 125 CALENDAR ORDER - 1. Deadline for motion for leave to amend complaint: July 12,2011 2. Deadline for Plaintiffs' motion for class certification: September 15, 2011 Deadline for Defendants' memorandum in opposition: November 15, 2011 Deadline for Plaintiffs' reply: December 30, 2011 3. Deadlines for disclosure ofexpert witnesses and submission of expert reports: Plaintiffs to identify primary experts and produce reports: April 9, 2012 Defendants to identify primary experts and produce reports: June 8, 2012 Disclosure of rebuttal experts and production of rebuttal reports: August 8, 2012 4. Notice of compliance with Fed. R. Civ. P. 26: January 10,2012 5. Disclosure of non-expert (fact) witnesses: January 10,2012 6. Fact discovery deadline: April 9, 2012 Expert discovery deadline: August 31,2012; 7. Dispositive motion deadline: October 1, 2012 8. Final Pretrial Conference: March 2013 9. Jury Trial: April 2013 before Judge Sandra S Beckwith. Signed by Magistrate Judge Sharon L Ovington on 11/30/10. (pb1) (Entered: 11/30/2010)

11/30/2010 126 ORDER - Pursuant to the parties' Joint Discovery Plan and Rule 26(f) Report (Doc. # 120 ), it is hereby ORDERED that: Deadline for responses and objections to initial discovery requests: December 30, 2010. DOCUMENT PRODUCTION-A rolling production of documents shall begin on March 31, 2011 and shall be completed on or before August 31, 2011, subject to any pertinent Court rulings on discovery objections, if any. Deadline for the parties will meet and confer to discuss e-discovery protocols on or before January 12,2011. To the extent available, the Fifth Third Defendants will provide organizational charts for Fifth Third's divisions, departments, or groups, which have responsibility with respect to the credit quality of Fifth Third's loan portfolio, Tier 1 capital, and the additional capital to Plaintiffs on or before January 19,2011. The Underwriter Defendants will provide working group lists to Plaintiffs on or before January 19,2011. Plaintiffs will provide a list of proposed search terms and user accounts to Defendants on or before February 2, 2011. The parties will meet and confer to resolve outstanding issues regarding user accounts and search terms on or before February 16,2011. LIMITATIONS ON DISCOVERY-Extensions of Number of Non-Expert Depositions Permitted: Plaintiffs will have fifty (50) depositions of the Defendants and third-parties. Defendants will have thirteen (13) depositions of the Plaintiffs and third-parties. The number of depositions provided for herein may be increased by agreement of the parties or as ordered by the Court. Extensions of Number of Interrogatories Permitted: Plaintiffs may serve a total of twenty-five (25) interrogatories on each party Defendant. Defendants may serve a total of twenty-five (25) interrogatories on each remaining party Plaintiff. Extensions of Number of Requests for Admission Permitted: Each remaining party Plaintiff may serve a total of forty (40) requests for admission. Each Defendant may serve a total of

forty (40) requests for admission. 5. SETTLEMENT The parties shall designate an agreed upon third-party mediator within thirty days after the completion of the rolling document production. The parties shall meet with the third-party mediator within sixty days following his or her designation as mediator. A settlement demand can be made at any time. A response can be made thirty days from the issuance of the demand. Signed by Magistrate Judge Sharon L Ovington on 11/30/10. (pb1) Modified to clarify docket text on 12/1/2010 (sct1). (Entered: 11/30/2010)

12/02/2010 127 SCHEDULING ORDER: DDL: 4/9/12; Motions due: 10/1/12; Final Pretrial Conference set for 4/10/2013 at 09:00 AM; Trial set for 4/22/2013 at 1:00 PM. Signed by Judge Sandra S Beckwith on 12/2/10. (mb) (Entered: 12/02/2010)

12/15/2010 128 ANSWER to 119 Amended Complaint, filed by Darryl F. Allen, John F. Barrett, Ulysses L. Bridgeman, Jr, James P Hackett, Gary R. Heminger, Allen M. Hill, Robert L. Koch, II, Mitchel Livingston, Hendrick G. Meijer, James E. Rogers, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor. (Henkel, Mary) (Entered: 12/15/2010)

12/15/2010 129 Underwriter Defendants' ANSWER to 119 Amended Complaint, filed by Banc of America Securities LLC, Barclays Capital Inc., Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC. (Pitcairn, Robert) (Entered: 12/15/2010)

12/15/2010 130 RENEWED SUGGESTION OF DEATH Upon the Record as to Joan R. Herschede (Renewed) by Defendants Darryl F. Allen, John F. Barrett, Ulysses L. Bridgeman, Jr, James P Hackett, Gary R. Heminger, Allen M. Hill, Robert L. Koch, II, Mitchel Livingston, Hendrick G. Meijer, James E. Rogers, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor. (Henkel, Mary) Modified on 6/29/2011 (mb). (Entered: 12/15/2010)

12/15/2010 131 ANSWER to 119 Amended Complaint, filed by Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, Kevin T Kabat, Christopher G. Marshall, Daniel G. Poston. (Verticchio, Anthony) (Entered: 12/15/2010)

07/06/2011 132 ORDER RE: Suggestion of Death Notices (docs. 60 & 130): Plaintiff's claims against defendant Joan R. Herschede are dismissed with prejudice. Signed by Judge Sandra S Beckwith on 7/6/11. (mb) (Entered: 07/06/2011)

07/11/2011 133 Joint MOTION to Amend/Correct 125 Order, Set Deadlines/Hearings,,,,,,,, Proposed Order by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC, Plaintiffs Arnold R Barnett, Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, John Levin, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Sam McGee, Raymond Shackelton, Edwin

B Shelton, The Eshe Fund, The Pension Trust Funds, Jeffrey J. Wacksman, Movant Institutional Investor Group. (Attachments: # 1 Exhibit Proposed Order) (Brown, Phyllis) (Entered: 07/11/2011)

07/11/2011 134 NOTATION ORDER granting 133 Joint Motion to Amend Calendar Order to extend the deadline to 8/12/11 to file any motion for leave to amend the amended consolidated class action complaint. Signed by Judge Sandra S Beckwith on 7/11/11. (mb) (Entered: 07/11/2011)

09/07/2011 NOTICE OF TELECONFERENCE: Teleconference regarding scheduling matters set for 9/7/2011 at 3:00 PM before Magistrate Judge Sharon L Ovington. PLEASE CALL 1-888-684-8852 and FOLLOW THE INSTRUCTIONS ON THE AUTOMATED SYSTEM. The Access Code is 6641708. Please use Security Code 090711. If you have any questions, please call Rose Plummer at 937-512-1571 prior to the teleconference. (rp1) (Entered: 09/07/2011)

09/07/2011 Minute Entry for proceedings held before Magistrate Judge Sharon L Ovington: Scheduling Conference held on 9/7/2011 (Total Time: 5 minutes). (rp1) (Entered: 09/07/2011)

09/12/2011 135

MOTION for Extension of Time for Filing Motion for Class Certification. New date requested 11/15/2011. by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC, Plaintiffs Arnold R Barnett, Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, John Levin, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Sam McGee, Raymond Shackelton, Edwin B Shelton, The Eshe Fund, The Pension Trust Funds, Jeffrey J. Wacksman, Movant Institutional Investor Group. (Brown, Phyllis) (Entered: 09/12/2011)

09/12/2011 136 MOTION for Extension of Time New date requested 10/1/2013. Extend Case Scheduling Order and attached Proposed Calendar Entry with Trial 10/1/2013 by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC, Plaintiffs Arnold R Barnett, Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, John Levin, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Sam McGee, Raymond Shackelton, Edwin B Shelton, The Eshe Fund, The Pension Trust Funds, Jeffrey J. Wacksman, Movant

Institutional Investor Group. (Brown, Phyllis) (Entered: 09/12/2011)

09/14/2011 137 ORDER granting 135 Joint Motion for Extension of Time until 11/15/11 for the filing of plaintiffs' motion for class certification. Signed by Judge Sandra S Beckwith on 9/14/11. (mb) (Entered: 09/14/2011)

09/14/2011 138 ORDER granting 136 Joint Motion for Extension of Time of deadlines as follows: Deadline for Plaintiffs motion for class certification: January 16, 2012; memorandum in opposition due: March 15, 2012; Reply due: April 30, 2012; Plaintiffs to ID primary experts and produce expert reports: October 1, 2012; Defendants to ID primary experts and produce expert reports: December 3, 2012; Disclosure of rebuttal experts and production of rebuttal reports: February 1, 2013; Notice of compliance with Fed. R. Civ. P. 26: July 6, 2012; Disclosure of non-expert (fact) witnesses: July 6, 2012; Fact discovery deadline: October 1, 2012; Expert discovery deadline: February 22, 2013; Dispositive motion deadline: March 22, 2013; Final Pretrial Conference: September 2013; Jury Trial: October 2013. Signed by Judge Sandra S Beckwith on 9/14/11. (mb) (Entered: 09/14/2011)

09/14/2011 139 NOTICE by clerk: Final Pretrial Conference is RESET for 9/24/2013 09:00 AM; Trial is RESET for 10/21/2013 at 1:00 PM before Judge Sandra S Beckwith. (mb) (Entered: 09/14/2011)

10/27/2011 140 Joint MOTION for Protective Order by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC, Plaintiffs Arnold R Barnett, Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, John Levin, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Sam McGee, Raymond Shackelton, Edwin B Shelton, The Eshe Fund, The Pension Trust Funds, Jeffrey J. Wacksman, Movant Institutional Investor Group. (Attachments: # 1 Exhibit Stipulated Protective Order) (Callow, Joseph) (Entered: 10/27/2011)

11/04/2011 141 STIPULATED PROTECTIVE ORDER - re 140 Motion for Protective Order. Signed by Magistrate Judge Sharon L Ovington on 11/4/2011. (kje1) (Entered: 11/04/2011)

11/21/2011 142 MOTION for Leave to Appear Pro Hac Vice of Phyllis M. Parker (Filing fee $ 200, receipt number Mailed to court) by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, The Pension Trust Funds, Jeffrey J. Wacksman. (Brown, Phyllis) (Entered: 11/21/2011)

11/23/2011 143 MOTION to Compel Defendants to Produce Documents Withheld on the Basis of the Bank Examination Privilege by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Edwin B Shelton, The Pension Trust Funds, Jeffrey J. Wacksman. (Attachments: # 1 Memorandum in Support, # 2

11/23/2011

Declaration of Barbara A. Podell, # 3 Exhibit Exhibit A, # 4 Exhibit Exhibit B, # 5 Exhibit Exhibit C, # 6 Exhibit Exhibit D, # 7 Exhibit Exhibit E, # 8 Exhibit Exhibit F, # 9 Exhibit Exhibit G) (Brown, Phyllis) (Entered: 11/23/2011)

Filing fee for 142 Motion PHV: $ 200.00, receipt number 100CIN013491 (sct1) (Entered: 11/28/2011)

11/28/2011 145 ORDER granting 142 Plaintiffs' Motion for Leave for attorney Phyllis Parker to Appear Pro Hac Vice as co-counsel. Signed by Judge Sandra S Beckwith on 11/28/11. (mb) (Entered: 11/28/2011)

12/15/2011 146 MOTION to Intervene and in Opposition to #143 Motion to Compel and Supporting Memorandum of Law by Defendants Board of Governors of the Federal Reserve System, Board of Governors of the Federal Reserve System, Board of Governors of the Federal Reserve System, Board of Governors of the Federal Reserve System. (Attachments: # 1 Affidavit) Associated Cases: 1:08-cv-00421-SSB-SLO, 1:08-cv-00487-SSB-TSH, 1:08-cv-00537-SSB, 1:08-cv-00539-SSB-TSH (Mizusawa, Yvonnne) (Entered: 12/15/2011)

12/16/2011 147 MOTION to Intervene for limited purposes by Intervenor Charles J. Dolezal. (Attachments: # 1 Text of Proposed Order) Associated Cases: 1:08-cv-00421-SSB-SLO, 1:08-cv-00487-SSB-TSH, 1:08-cv-00537-SSB, 1:08-cv-00539-SSB-TSH (Cole, William) Modified to clarify docket text on 12/19/2011 (mtw). (Entered: 12/16/2011)

12/19/2011 148

Unopposed MOTION for Extension of Time New date requested 1/6/2012. by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC. (Attachments: # 1 Exhibit Proposed Order Extending Time for Defendants to Respond to Plaintiffs' Motion to Compel) (Callow, Joseph) (Entered: 12/19/2011)

12/20/2011 149 RESPONSE in Opposition re 143 MOTION to Compel Defendants to Produce Documents Withheld on the Basis of the Bank Examination Privilege filed by Movant Board of Governors of the Federal Reserve System. (Attachments: # 1 Declaration) (Mizusawa, Yvonnne) (Entered: 12/20/2011)

12/20/2011 150 ORDER EXTENDING TIME FOR DEFENDANTS TO RESPOND TO PLAINTIFFS' MOTION TO COMPEL granting 148 . Signed by Magistrate Judge Sharon L Ovington on 12/20/2011. (kje1) (Entered: 12/20/2011)

12/21/2011 Notice of Correction re: 146 MOTION to Intervene also contained a Response in Opposition to the Motion to Compel. As such, document filed a second time as 149 Response in Opposition to Motion. (eh1) (Entered: 12/21/2011)

12/27/2011 151 MOTION for Leave to Appear Pro Hac Vice of Jason R. Evans (Filing fee $ 200) by Intervenor Charles J. Dolezal. (Attachments: # 1 Exhibit Certificate of attorney Jason R. Evans) (Cole, William) (Entered: 12/27/2011)

12/28/2011 Filing fee paid $ 200.00, receipt number 100CIN013766 re: 151 Motion for Admission Pro Hac Vice of Jason R. Evans. (mtw) (Entered: 12/28/2011)

01/03/2012 152 ORDER granting 151 Intervenor's Motion for Leave for attorney Jason Evans to Appear Pro Hac Vice as co-counsel. Signed by Judge Sandra S Beckwith on 1/3/12. (mb) (Entered: 01/03/2012)

01/03/2012

01/04/2012

153

RESPONSE in Opposition re 146 MOTION to Intervene and in Opposition to #143 Motion to Compel and Supporting Memorandum of Law , 147 MOTION to Intervene for limited purposes filed by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Edwin B Shelton, The Eshe Fund, Jeffrey J. Wacksman. (Attachments: # 1 Affidavit Declaration of Barbara Podell, # 2 Exhibit Exhibit A, # 3 Exhibit Exhibit B, # 4 Exhibit Exhibit C, # 5 Exhibit Exhibit D, # 6 Exhibit Exhibit E) (Brown, Phyllis) (Entered: 01/03/2012)

154 [FORMER DOCUMENT 154] MOTION to Intervene for the Limited Purpose of Responding to Plaintiffs' Motion to Compel Defendants to Produce Documents Withheld on the Basis of the Bank Examination Privilege by Intervenor Defendant Office of Financial and Insurance Regulation. (Attachments: # 1 Memorandum in Support of Motion) (Evans, Jason) Modified to remove pdf on 1/10/2012 (mtw). (Entered: 01/04/2012)

01/06/2012 155 RESPONSE in Opposition re 143 MOTION to Compel Defendants to Produce Documents Withheld on the Basis of the Bank Examination Privilege filed by Defendants Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, Kevin T Kabat, Christopher G. Marshall, Daniel G. Poston. (Verticchio, Anthony) (Entered: 01/06/2012)

01/09/2012 156 First MOTION to Intervene for the Limited Purpose of Responding to Plaintiffs' Motion to Compel Defendants to Produce Documents Withheld on the Basis of the Bank Examination Privilege by Intervenor Defendant Michigan Office of Financial and Insurance Regulation. (Evans, Jason) (Entered: 01/09/2012)

01/09/2012 157 MEMORANDUM IN SUPPORT of MOTION to Intervene filed by Nonparty Michigan Office of Financial and Insurance Regluation's Motion to Intervene for the Limited Purpose of Responding to Plaintiff's Motion to Compel Defendants to Produce Documents Withheld on the Basis of the Bank Examination Privilege by Intervenor Defendant Michigan Office of Financial and Insurance Regulation. (Evans, Jason) Modified on 1/10/2012 (mb). (Entered: 01/09/2012)

01/10/2012 Notice of Correction re [FORMER DOCUMENT 154] Motion to Intervene filed by Michigan Office of Financial and Insurance Regulation: Clerk removed this document because it was unsigned. Counsel refiled signed document at 156 and 157 . Motions created by filing of [FORMER DOCUMENT 154] and 157 Memorandum in Support of Motion have been terminated. NOTE: Certificate of Service is missing from 156 First Motion to Intervene. Counsel for Michigan Office of Financial and Insurance Regulation shall electronically file a Notice of Filing, attach a Certificate of Service and link it to the 156 First Motion to Intervene. (mtw) (Entered: 01/10/2012)

01/10/2012 158 CERTIFICATE OF SERVICE by Intervenor Defendant Michigan Office of Financial and Insurance Regulation re 156 First MOTION to Intervene for the Limited Purpose of Responding to Plaintiffs' Motion to Compel Defendants to Produce Documents

Withheld on the Basis of the Bank Examination Privilege (Evans, Jason) (Entered: 01/10/2012)

01/10/2012 159 RESPONSE in Opposition re 143 MOTION to Compel Defendants to Produce Documents Withheld on the Basis of the Bank Examination Privilege Joining Fifth Third Defendants in Opposition (Doc. 155) filed by Defendants Darryl F. Allen, John F. Barrett, Ulysses L. Bridgeman, Jr, James P Hackett, Gary R. Heminger, Allen M. Hill, Robert L. Koch, II, Mitchel Livingston, Hendrick G. Meijer, James E. Rogers, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor. (Henkel, Mary) (Entered: 01/10/2012)

01/12/2012 160 REPLY to Response to Motion re 146 MOTION to Intervene and in Opposition to #143 Motion to Compel and Supporting Memorandum of Law filed by Movant Board of Governors of the Federal Reserve System. (Attachments: # 1 Affidavit Supplemental Declaration of Yvonne F. Mizusawa in Support of Board's Motion to Intervene) (Mizusawa, Yvonnne) (Entered: 01/12/2012)

01/13/2012 161 RESPONSE in Opposition re 143 MOTION to Compel Defendants to Produce Documents Withheld on the Basis of the Bank Examination Privilege filed by Movant Board of Governors of the Federal Reserve System. (Attachments: # 1 Affidavit Supplemental Declaration of Yvonne Mizusawa) (Mizusawa, Yvonnne) (Entered: 01/13/2012)

01/13/2012 162 Unopposed MOTION for Extension of Time New date requested 1/30/2012. Requested by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Edwin B Shelton, The Eshe Fund, Jeffrey J. Wacksman. (Attachments: # 1 Exhibit Exhibit A) (Brown, Phyllis) (Entered: 01/13/2012)

01/16/2012 163 MOTION to Certify Class by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Edwin B Shelton, The Eshe Fund, Jeffrey J. Wacksman. Responses due by 2/9/2012 (Attachments: # 1 Memorandum of Law, # 2 Text of Proposed Order Proposed Order, # 3 Affidavit Declaration of Barbara Podell, # 4 Exhibit Exhibit A, # 5 Exhibit Exhibit B, # 6 Exhibit Exhibit C, # 7 Exhibit Exhibit D, # 8 Exhibit Exhibit E, # 9 Exhibit Exhibit F, # 10 Exhibit Exhibit G) (Brown, Phyllis) (Entered: 01/16/2012)

01/17/2012 ORDER granting 162 as unopposed Plaintiffs' Motion for Extension of Time. On or before January 30, 2012, Plaintiffs shall file their Reply in Support of their Motion to Compel 143 . Signed by Magistrate Judge Sharon L Ovington on 01/17/2012. (slo1) (Entered: 01/17/2012)

01/17/2012 164 REPLY to Response to Motion re 147 MOTION to Intervene for limited purposes filed by Intervenor Charles J. Dolezal. (Attachments: # 1 Affidavit Matthew K. Walker) (Cole, William) (Entered: 01/17/2012)

01/25/2012 165 RESPONSE in Opposition re 156 First MOTION to Intervene for the Limited Purpose of Responding to Plaintiffs' Motion to Compel Defendants to Produce Documents Withheld on the Basis of the Bank Examination Privilege filed by Plaintiffs Jacqueline Dinwoodie, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Edwin B Shelton, The Eshe Fund, The Pension Trust Funds, Jeffrey J. Wacksman. (Attachments: # 1 Affidavit Declaration of Barbara

Podell, # 2 Exhibit Exhibit A, # 3 Exhibit Exhibit B, # 4 Exhibit Exhibit C, # 5 Exhibit Exhibit D, # 6 Exhibit Exhibit E) (Brown, Phyllis) (Entered: 01/25/2012)

01/30/2012 166 REPLY to Response to Motion re 143 MOTION to Compel Defendants to Produce Documents Withheld on the Basis of the Bank Examination Privilege filed by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Edwin B Shelton, The Eshe Fund, Jeffrey J. Wacksman. (Brown, Phyllis) (Entered: 01/30/2012)

02/02/2012 167 REPORT AND RECOMMENDATIONS IT IS THEREFORE RECOMMENDED THAT: 1. The Federal Reserve Boards Motion to Intervene (Doc. # 146 ) be GRANTED; the Motion of the Ohio Superintendent of Financial Institutions to Intervene for Limited Purposes (Doc. # 147 ) be GRANTED; and the Michigan Office of Financial Insurance Regulations Motion to Intervene (Doc. # 156 ) be GRANTED; 2. The Federal Reserve Board, the Ohio Department of Financial Institutions, and the Michigan Office of Financial Insurance Regulation be permitted to intervene as of right under Fed. R. Civ. P. 24(a) for the limited purpose of litigating, if necessary, the bank examination privilege; 3. Plaintiffs Motion to Compel (Doc. #143) be DENIED without prejudice to renewal in the event the Federal Reserve or the state banking regulators advance the bank examination privilege concerning the approximately 4,500 withheld documents currently at issue; and 4. The parties shall meet and confer and file a proposed plan, by February 21, 2012, addressing, at a minimum, (i) the time frame in which the banking regulators will complete their document reviews, and (ii) the deadline by which the banking regulators will produce responsive documents and/or provide Plaintiffs with a privilege log (if necessary). Objections to R&R due by 2/21/2012. Signed by Magistrate Judge Sharon L Ovington on 02/02/12. (pb1) (Entered: 02/02/2012)

02/22/2012 168 STIPULATED ORDER PURSUANT TO MAGISTRATE OVINGTON'S FEBRUARY 2, 2012 REPORT ANDRECOMMENDATION - IT IS THEREFORE STIPULATED AND ORDERED: 1. Fifth Third will receive work product from the Intervening Parties after they have completed their review of the privilege log and documents and provide a revised Privilege Log to Plaintiffs by April 30, 2012; and 2. Fifth Third will produce any non-privileged documents resulting from this reviewprocess to the Plaintiffs by May 10, 2012. Signed by Magistrate Judge Sharon L Ovington on 02/22/12. (pb1) (Entered: 02/22/2012)

02/28/2012 169 ORDER denying 143 Motion to Compel; granting 146 Federal Reserve Board's Motion to Intervene; granting 147 Ohio Superintendent of Financial Institutions' Motion to Intervene; granting 156 Michigan Office of Financial Insurance Regulation's Motion to Intervene; adopting Report and Recommendation re 167 . Signed by Judge Sandra S Beckwith on 2/28/12. (mb) (Entered: 02/28/2012)

03/05/2012 NOTICE OF TELECONFERENCE: Teleconference set for 3/6/2012 at 3:00 PM before Magistrate Judge Sharon L Ovington. PLEASE CALL 1-888-684-8852 and follow the instructions on the automated system. The Access Code is 6641708. Please use security code 030612. If you have any questions please call 937-512-1570 prior to the teleconference. (rp1) (Entered: 03/05/2012)

03/06/2012 Minute Entry for proceedings held before Magistrate Judge Sharon L Ovington: Telephone Conference held on 3/6/2012 (10 minutes). (rp1) (Entered: 03/06/2012)

03/13/2012

170 MOTION for Extension of Time New date requested 3/1/2014. Joint Motion by all parties to extend the case schedule set forth in calendar order entered September 14, 2011 and Memorandum in Support by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, The Eshe Fund, Jeffrey J. Wacksman. (Attachments: # 1 Exhibit A, # 2 Exhibit B) (Brown, Phyllis) (Entered: 03/13/2012)

03/14/2012 171 AMENDED CALENDAR ORDER granting 170 Joint Motion to extend dates as follows: Memo in opposition to motion for class cert. due: 4/16/12; Reply due: 5/31/12; Pltfs. to identify experts & produce reports: 3/1/13, defts. to do the same by: 5/3/13; Rebuttal experts disclosed & reports produced by: 7/2/13; Disclosure of non-experts: 12/6/12; Fact discovery deadline: 3/1/13; Expert discovery deadline: 7/23/13; Dispositive motions due: 8/23/13. Signed by Judge Sandra S Beckwith on 3/14/12. (mb) Modified on 3/14/2012 (mb). (Entered: 03/14/2012)

03/14/2012 172 AMENDED SCHEDULING ORDER: DDL: 3/1/13 (fact), 7/23/13 (expert): Motions deadline: 8/23/13; Final Pretrial Conference set for 2/24/2014 at 9:00 AM; Trial set for 3/10/2014 at 1:00 PM. Signed by Judge Sandra S Beckwith on 3/14/12. (mb) (Entered: 03/14/2012)

04/16/2012

04/16/2012

04/16/2012

04/16/2012

173 Deposition of Edwin B. Shelton taken on 1/17/12 by Defendants Kevin T. Kabat, Christopher G. Marshall, Daniel T Poston, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities (Attachments: # 1 Exhibit) Associated Cases: 1:08-cv-00421-SSB-SLO, 1:08-cv-00487-SSB-TSH, 1:08- cv-00537-SSB, 1:08-cv-00539-SSB-TSH (Verticchio, Anthony) Modified to correct docket text on 4/17/2012 (lk). (Entered: 04/16/2012)

174 Deposition of Henry Steiner taken on 1/26/12 by Defendants Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, Kevin T Kabat, Christopher G. Marshall, Daniel G. Poston Notice of Filing Deposition of Henry Steiner (Attachments: # 1 Exhibit Deposition Transcript of Henry Steiner) (Verticchio, Anthony) Modified to correct docket text on 4/17/2012 (lk). (Entered: 04/16/2012)

175 DEPOSITION OF JEFFREY WACKSMAN taken on 1/19/12 by Defendants Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, Kevin T Kabat, Christopher G. Marshall, Daniel G. Poston Notice of Filing Deposition of Jeffrey Wacksman (Attachments: # 1 Exhibit Deposition Transcript of Jeffrey Wacksman) (Verticchio, Anthony) Modified to correct docket text on 4/17/2012 (lk). (Entered: 04/16/2012)

176 RESPONSE in Opposition re 163 MOTION to Certify Class filed by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC. (Burke, James) (Entered: 04/16/2012)

04/16/2012

177 Supplemental Memorandum Opposing re 163 MOTION to Certify Class filed by Defendants Banc of America Securities LLC, Barclays Capital Inc., Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC. (Attachments: # 1 Exhibit) (Pitcairn, Robert) (Entered: 04/16/2012)

04/16/2012 178

AFFIDAVIT re 176 Response in Opposition to Motion,,, Affidavit of James E. Burke by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC. (Attachments: # 1 Exhibit Exhibit 1, # 2 Exhibit Exhibit 2, # 3 Exhibit Exhibit 3-A, # 4 Exhibit Exhibit 3-B, # 5 Exhibit Exhibit 4) (Burke, James) (Entered: 04/16/2012)

04/16/2012 179 RESPONSE in Opposition re 163 MOTION to Certify Class of the Outside Directors' filed by Defendants Darryl F. Allen, John F. Barrett, Ulysses L. Bridgeman, Jr, James P Hackett, Gary R. Heminger, Allen M. Hill, Robert L. Koch, II, Mitchel Livingston, Hendrick G. Meijer, James E. Rogers, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor. (Henkel, Mary) (Entered: 04/16/2012)

04/19/2012 180 NOTICE of Change of Address by Mary C Henkel (Henkel, Mary) (Entered: 04/19/2012)

05/22/2012 181 Unopposed MOTION for Extension of Time New date requested 6/7/2012. Unopposed Motion by Plaintiffs Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, The Eshe Fund, The Pension Trust Funds, Jeffrey J. Wacksman. (Attachments: # 1 Exhibit A) (Brown, Phyllis) (Entered: 05/22/2012)

05/23/2012 182 ORDER granting 181 Plaintiffs' Motion for Extension of Time until 6/7/12 to file reply in support of motion for class certification. Signed by Judge Sandra S Beckwith on 5/23/12. (mb) (Entered: 05/23/2012)

06/07/2012 183 REPLY to Response to Motion re 163 MOTION to Certify Class (OMNIBUS) filed by Plaintiffs District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Edwin B Shelton, The Eshe Fund, Jeffrey J. Wacksman. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C) (Brown, Phyllis) (Entered: 06/07/2012)

06/28/2012 184 MOTION to Strike 183 Reply to Response to Motion, or, MOTION for Leave to File Sur-Reply by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill

Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC. (Burke, James) (Entered: 06/28/2012)

07/02/2012 185 Unopposed MOTION for Extension of Time to File Response/Reply as to 184 MOTION to Strike 183 Reply to Response to Motion, or MOTION for Leave to File Sur-Reply New date requested 7/26/2012. by Plaintiffs Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Edwin B Shelton, Jeffrey J. Wacksman. (Attachments: # 1 Text of Proposed Order) (Brown, Phyllis) (Entered: 07/02/2012)

07/03/2012 186 ORDER granting 185 Plaintiffs' Motion for Extension of Time until 7/26/12 to file response to the motion to strike or for leave to file a sur-reply. Signed by Judge Sandra S Beckwith on 7/3/12. (mb) (Entered: 07/03/2012)

07/26/2012 187 RESPONSE in Opposition re 184 MOTION to Strike 183 Reply to Response to Motion, or MOTION for Leave to File Sur-Reply filed by Plaintiffs District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Edwin B Shelton, The Eshe Fund, Jeffrey J. Wacksman. (Brown, Phyllis) (Entered: 07/26/2012)

08/13/2012 188 REPLY to Response to Motion re 184 MOTION to Strike 183 Reply to Response to Motion, or MOTION for Leave to File Sur-Reply filed by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC. (Burke, James) (Entered: 08/13/2012)

08/22/2012 189 ORDER granting 184 Defendants' Motion for Leave to File Sur-Reply. Defendants' Sur-Reply brief to the motion for class certification is due 9/6/12. Signed by Judge Sandra S Beckwith on 8/22/12. (mb) (Entered: 08/22/2012)

09/06/2012 190 Supplemental Memorandum Opposing re 163 MOTION to Certify Class filed by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC. (Callow, Joseph) (Entered: 09/06/2012)

09/06/2012 191 AFFIDAVIT re 190 Supplemental - Opposing,,, Declaration of Joseph M. Callow, Jr. by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC. (Attachments: # 1 Exhibit 1) (Callow, Joseph) (Entered: 09/06/2012)

09/11/2012 192 Supplemental Memorandum Supporting re 166 Reply to Response to Motion, Notice of Recent Supplemental Authority by Plaintiffs District No. 9, I.A. of M. & A.W. Pension Trust, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Edwin B Shelton, Jeffrey J. Wacksman. (Attachments: # 1 Exhibit A, # 2 Exhibit B) (Brown, Phyllis) (Entered: 09/11/2012)

09/19/2012 194 UNOPPOSED Motion by defendants for extension of time until 14 days following the Sixth Circuit's resolution of the petition for rehearing or rehearing en banc, to file their Answer to Plaintiffs' Amended Consolidated Action Complaint. (mb) (Entered: 09/20/2012)

09/20/2012 193 NOTICE by clerk of FILING OF ORDER & JUDGMENT by Court of Appeals dated 9/6/12, concerning the appeal filed in Case 1:08-cv-538 (doc. 83) reversing and remanding case. (mb) (Entered: 09/20/2012)

09/20/2012 NOTATION ORDER granting 194 Defendants' Unopposed Motion for Extension of Time until 14 days following the Sixth Circuit's resolution of the petition for rehearing to file their answer to the amended class action complaint. Signed by Judge Sandra S Beckwith on 9/20/12. (mb) (Entered: 09/20/2012)

09/24/2012 195 Joint MOTION to Amend/Correct 171 Order on Motion for Extension of Time,, 172 Scheduling Order by Defendants Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities. (Attachments: # 1 Text of Proposed Order Proposed Order) (Burke, James) (Entered: 09/24/2012)

09/28/2012 196 AMENDED CALENDAR ORDER granting 195 Motion to Amend Dates as follows: Pltfs. to identify experts and produce reports by 8/1/13, Defts. by 11/4/13; Rebuttal experts & reports due: 12/2/13; Fact discovery deadline: 8/1/13; Expert discovery deadline: 12/23/13; Motions deadline: 1/23/14; FPTC: 7/2014; Trial: 8/2014. Signed by Judge Sandra S Beckwith on 9/28/12. (mb) (Entered: 09/28/2012)

09/28/2012 197 NOTICE by clerk: Final Pretrial Conference is RESCHEDULED for 7/15/2014 at 9:00 AM; Trial is RESCHEDULED for 8/4/2014 at 1:00 PM before Judge Sandra S Beckwith. All deadlines concerning filing of exhibits, etc. to be calculated from these new dates. (mb) (Entered: 09/28/2012)

10/16/2012 198 RESPONSE to Motion re 163 MOTION to Certify Class DEFENDANTS' RESPONSE TO PLAINTIFFS' NOTICE OF SUPPLEMENTAL AUTHORITY filed by Defendants Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, Kevin T Kabat, Christopher G. Marshall, Daniel G. Poston. (Verticchio, Anthony) (Entered: 10/16/2012)

12/20/2012 199 NOTICE of Settlement and Motion to Stay Proceedings by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC, Plaintiffs Arnold R Barnett, Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, John Dudenhoefer, John Levin, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Sam McGee, Alireza Partovipanah, Raymond Shackelton, Edwin B Shelton, The Eshe Fund, The Pension Trust Funds, Jeffrey J. Wacksman, Intervenor Plaintiffs Board of Governors of the Federal Reserve System, Charles J. Dolezal, Michigan Office of Financial and Insurance Regulation, Movant Institutional Investor Group (Brown, Phyllis) (Entered: 12/20/2012)

12/21/2012 200 MOTION to Stay and Joint Notice of Settlement by Defendants Darryl F. Allen, Banc of America Securities LLC, Barclays Capital Inc., John F. Barrett, Ulysses L. Bridgeman, Jr, Citigroup Global Markets Incorporated, Credit Suisse Securities (USA) LLC, Fifth Third Bancorp, Fifth Third Capital Trust VI, Fifth Third Capital Trust VII, Fifth Third Securities, James P Hackett, Gary R. Heminger, Joan R Herschede, Allen M. Hill, Kevin T Kabat, Robert L. Koch, II, Mitchel Livingston, Christopher G. Marshall, Hendrick G. Meijer, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Daniel G. Poston, James E. Rogers, George A Schaefer, Jr, John J. Schiff, Jr, Dudley S. Taft, Thomas W. Traylor, UBS Securities LLC, Wachovia Capital Markets, LLC, Plaintiffs Arnold R Barnett, Jacqueline Dinwoodie, District No. 9, I.A. of M. & A.W. Pension Trust, John Dudenhoefer, John Levin, Local 295/Local 851 IBT Employer Group Pension Trust and Welfare Funds, Leon H Loewenstine, Sam McGee, Alireza Partovipanah, Raymond Shackelton, Edwin B Shelton, The Eshe Fund, The Pension Trust Funds, Jeffrey J. Wacksman, Intervenor Plaintiffs Board of Governors of the Federal Reserve System, Charles J. Dolezal, Michigan Office of Financial and Insurance Regulation, Movant Institutional Investor Group. (Brown, Phyllis) (Entered: 12/21/2012)

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