u.s. district court southern district of new york (foley square)...

US District Court Civil Docket as of 04/11/2011Retrieved from the court on March 31, 2011

U.S. District CourtSouthern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:09-cv-03907-CM -AJP

In re: J.P. Jeanneret Associates, Inc. et al. Date Filed: 04/17/2009Assigned to: Judge Colleen McMahon Jury Demand: BothReferred to: Magistrate Judge Andrew J. Peck Nature of Suit: 850Lead case: 1:09-cv-00777-LBS -AJP Securities/CommoditiesMember case: (View Member Case) Jurisdiction: Federal QuestionRelated Cases: 1:09-cv-07584-CM

1:09-cv-08278-CM1:09-cv-08362-LBS

Cause: 15:78m(a) Securities Exchange Act

Lead Plaintiff

Local 267 Pension Fund represented by Local 267 Pension FundPRO SE

Lead Plaintiff

Local 267 Insurance Fund represented by Local 267 Insurance FundPRO SE

Plaintiff

Local 73 Annuity Fund represented by Amy C. Williams-Derryon behalf of themselves and all other Keller Rohrback L.L.Psimilarly situated 1201 3rd Avenue, Suite 3200

Seattle, WA 98101(206)-623-1900Fax: (206)-623-3384Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Barbara J. HartLowey Dannenberg Cohen & Hart, P.C.White Plains PlazaOne North BroadwaySuite 509White Plains, NY 10601(914) 997-0500Fax: (914) 997-0035Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

David Steven PremingerKeller Rohrback L.L.P. (NYC)770 Broadway2nd FloorNew York, NY 10003(646) 495-6198Fax: (646) 495-6197Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Derek W. LoeserKeller Rohrback L.L.P.(WA)1201 Third AvenueSuite 3200Seattle, WA 98101(206) 224-7562Fax: (206) 623-3384Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Havila C. UnreinKeller Rohrback L.L.P.(WA)1201 Third AvenueSuite 3200Seattle, WA 98101(206) 623-1900Fax: (206) 623-3384Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Lynn Lincoln SarkoKeller Rohrback L.L.P.(WA)1201 Third AvenueSuite 3200Seattle, WA 98101(206) 224-7552Fax: (206) 623-3384Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Shannon O. LackBarroway Topaz Kessler Meltzer &Check, LLP (PA)280 King of Prussia RoadRadnor, PA 19087

(610) 667-7706Fax: (610) 667-7056Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Stephen LoweyLowey Dannenberg Cohen & Hart, P.C.White Plains PlazaOne North BroadwaySuite 509White Plains, NY 10601(914)-997-0500Fax: (914)-997-0035Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Deborah A. RogozinskiLowey, Dannenberg, Bemporad &Selinger, P.C.One North Lexington Ave.White Plains, NY 10601(914)-733-7230Fax: (914)-997-0035Email: [email protected] TO BE NOTICED

Thomas Michael SkeltonLowey Dannenberg Cohen & Hart, P.C.White Plains PlazaOne North BroadwaySuite 509White Plains, NY 10601(914) 997-0500Fax: (914) 997-0035Email: [email protected] TO BE NOTICED

Todd Seth GarberLowey Dannenberg Cohen & Hart, P.C.White Plains PlazaOne North BroadwaySuite 509White Plains, NY 10601(914)-997-0500Fax: (914)-997-0035Email: [email protected] TO BE NOTICED

Plaintiff

Board of Trustees of The Buffalo represented by Amy C. Williams-DerryLaborers Security Fund (See above for address)

LEAD ATTORNEYATTORNEY TO BE NOTICED

David Steven Preminger(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Derek W. Loeser(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Edward W. CiolkoBarroway Topaz Kessler Meltzer &Check, LLP (PA)280 King of Prussia RoadRadnor, PA 19087(610)-667-7706Fax: (610)-667-7056Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Havila C. Unrein(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Joseph H. MeltzerBarroway Topaz Kessler Meltzer &Check, LLP (PA)280 King of Prussia RoadRadnor, PA 19087(610)667-7706 x1210Fax: (610) 667-7056Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Lynn Lincoln Sarko(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Milo Silberstein

Dealy & Silberstein, LLP225 Broadway, Suite 1405New York, NY 10007(212) 385-0066Fax: (212) 385-2117Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Peter H. LeVan , JrBarroway Topaz Kessler Meltzer &Check, LLP280 King of Prussia Rd.Radnor, PA 19087(610)-667-7706Fax: (610)-667-7056Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Shannon O. Lack(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Cheri R. TolinBarroway Topaz Kessler Meltzer &Check, LLP (PA)280 King of Prussia RoadRadnor, PA 19087(610)-667-7706Fax: (610)-667-7056Email: [email protected]: 10 /08 /2010PRO HAC VICE

Plaintiff

Ernest A. Hartman represented by Amy C. Williams-Derryas Trustees of the IBEW Local 139 (See above for address)Pension Fund LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Catha WorthmanLewis, Fineberg, Lee, Renaker & Jackson,P.C.1330 Broadway, Suite 1800Oakland, CA 94612(510) 839-6824

Fax: (510) 839-7839Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED




Jeffrey G LewisLewis, Fineberg, Lee, Renaker & Jackson,P.C.1330 Broadway, Suite 1800Oakland, CA 94612(510) 839-6824Fax: (510)-839-7839Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED


Margaret E. HasselmanLewis, Fineberg, Lee, Renaker & Jackson,P.C.1330 Broadway, Suite 1800Oakland, CA 94612(510) 839-6824Fax: (510) 839-7839Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Ron KilgardKeller Rohrback P.L.C (Phoenix)National Bank Plaza, 3101 N. CentralAvenue ,Suite 1400Phoenix, AZ 85012(602)-230-6324Fax: (602) 230-6030Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED


Andrew LahLewis, Fineberg, Lee, Renaker & Jackson,P.C.1330 Broadway, Suite 1800Oakland, CA 94612510-839-6824Fax: 510-839-7839Email: [email protected] TO BE NOTICED

Plaintiff

Kimberly A. Bautista represented by Amy C. Williams-Derryas Trustees of the IBEW Local 139 (See above for address)Pension Fund LEAD ATTORNEY


Catha Worthman(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED




Jeffrey G Lewis(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED


Margaret E. Hasselman(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Ron Kilgard(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Andrew Lah(See above for address)ATTORNEY TO BE NOTICED

Plaintiff

James F. Collins represented by Amy C. Williams-Derryas Trustees of the IBEW Local 325 (See above for address)Pension Fund LEAD ATTORNEY



David Steven Preminger

(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED









Plaintiff

Kimberly A. Bautista represented by Amy C. Williams-Derryas Trustees of the IBEW Local 325 (See above for address)Pension Fund LEAD ATTORNEY


Plaintiff

James F. Collins represented by Amy C. Williams-Derryas Trustees of the IBEW Local 325 (See above for address)Annuity Fund LEAD ATTORNEY









Ron Kilgard




Plaintiff

Kimberly A. Bautista represented by Amy C. Williams-Derryas Trustees of the IBEW Local 325 (See above for address)Annuity Fund LEAD ATTORNEY







Lynn Lincoln Sarko(See above for address)LEAD ATTORNEY






Plaintiff

James F. Collins represented by Amy C. Williams-Derryas Trustees of the IBEW Local 325 Joint (See above for address)Trust Fund LEAD ATTORNEY












Plaintiff

Kimberly A. Bautista represented by Amy C. Williams-Derryas Trustees of the IBEW Local 325 Joint (See above for address)Trust Fund LEAD ATTORNEY




Derek W. Loeser









Plaintiff

Michael Talarski represented by Amy C. Williams-Derryas Trustee of the IBEW Local 241 Pension (See above for address)Fund LEAD ATTORNEY


Catha Worthman(See above for address)LEAD ATTORNEY

PRO HAC VICEATTORNEY TO BE NOTICED










Plaintiff

Kimberly A. Bautista represented by Amy C. Williams-Derryas Trustee of the IBEW Local 241 Pension (See above for address)Fund LEAD ATTORNEY










Shannon O. Lack(See above for address)

LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED


Plaintiff

Elizabeth F. Cassada represented by Amy C. Williams-Derryas Trustees of the IBEW Local 910 (See above for address)Annuity Fund LEAD ATTORNEY








Margaret E. Hasselman(See above for address)LEAD ATTORNEYPRO HAC VICE





Plaintiff

James A. Williams represented by Amy C. Williams-Derryas Trustees of the IBEW Local 910 (See above for address)Annuity Fund LEAD ATTORNEY












Plaintiff

Elizabeth F. Cassada represented by Amy C. Williams-Derryas Trustee of the IBEW Local 910 Pension (See above for address)Fund LEAD ATTORNEY





Havila C. Unrein(See above for address)








Plaintiff

James A. Williams represented by Amy C. Williams-Derryas Trustee of the IBEW Local 910 Pension (See above for address)Fund LEAD ATTORNEY



David Steven Preminger(See above for address)LEAD ATTORNEY










Plaintiff

Thomas R. Lostracco represented by Amy C. Williams-Derryas Trustee of the SEIU 1199 Upstate (See above for address)Pension Fund LEAD ATTORNEY











Plaintiff

George Kennedy represented by Amy C. Williams-Derry

as Trustee of the Service Employees (See above for address)Pension Fund of Upstate New York LEAD ATTORNEY










Shannon O. Lack(See above for address)LEAD ATTORNEY



Plaintiff

Rodney Malarchik represented by Amy C. Williams-Derryas Trustee of the Upstate New York (See above for address)Bakery Drivers and Industry Pension LEAD ATTORNEYFund ATTORNEY TO BE NOTICED











Plaintiff

Irving Wood represented by Amy C. Williams-Derryas Trustee of the Upstate New York (See above for address)Bakery Drivers and Industry Pension LEAD ATTORNEYFund ATTORNEY TO BE NOTICED






Lynn Lincoln Sarko






Plaintiff

James Rounds represented by Amy C. Williams-Derryas Trustees of the Plumbers and (See above for address)Pipefitters Local 112 Pension Fund LEAD ATTORNEY





Havila C. Unrein(See above for address)LEAD ATTORNEY







Plaintiff

Lyle D. Fassett represented by Amy C. Williams-Derryas Trustees of the Plumbers and (See above for address)Pipefitters Local 112 Pension Fund LEAD ATTORNEY












Plaintiff

Rockne Burns represented by Amy C. Williams-Derryas Trustee of the Engineers Joint, Welfare (See above for address)Fund LEAD ATTORNEY



Derek W. Loeser(See above for address)









Plaintiff

Carmen A. Serrett represented by Amy C. Williams-Derryas Trustees of the Laborers' Local 103 (See above for address)Annuity Fund LEAD ATTORNEY


Catha Worthman(See above for address)LEAD ATTORNEYPRO HAC VICE











Plaintiff

Earl R. Hall represented by Amy C. Williams-Derryas Trustees of the Laborers' Local 103 (See above for address)Annuity Fund LEAD ATTORNEY










Shannon O. Lack(See above for address)

LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED


Plaintiff

Carmen A. Serrett represented by Amy C. Williams-Derryas Trustee of the Laborers' Local 103 (See above for address)Pension Fund LEAD ATTORNEY













Plaintiff

Patrick Morin represented by Amy C. Williams-Derryas Trustees of Empire State Carpenters (See above for address)Pension Fund LEAD ATTORNEYTERMINATED: 05/21/2010 ATTORNEY TO BE NOTICED






Plaintiff

Dale Stuhlmiller represented by Amy C. Williams-Derryas Trustees of Empire State Carpenters (See above for address)

Pension Fund LEAD ATTORNEYATTORNEY TO BE NOTICED









Shannon O. Lack(See above for address)LEAD ATTORNEYPRO HAC VICE



Plaintiff

Patrick Morin represented by Amy C. Williams-Derryas Trustees of Empire State Carpenters (See above for address)Annuity Fund LEAD ATTORNEYTERMINATED: 05/21/2010 ATTORNEY TO BE NOTICED






Plaintiff

Dale Stuhlmiller represented by Amy C. Williams-Derryas Trustees of Empire State Carpenters (See above for address)Annuity Fund LEAD ATTORNEY



David Steven Preminger(See above for address)










Plaintiff

Patrick Morin represented by Amy C. Williams-Derryas Trustees of the Empire State (See above for address)Carpenters Welfare Fund LEAD ATTORNEYTERMINATED: 05/21/2010 ATTORNEY TO BE NOTICED






Plaintiff

Dale Stuhlmiller represented by Amy C. Williams-Derryas Trustees of the Empire State (See above for address)Carpenters Welfare Fund LEAD ATTORNEY





Havila C. Unrein(See above for address)LEAD ATTORNEY








Plaintiff

Local 73 Retirement Fund represented by Barbara J. Harton behalf of themselves and all others (See above for address)similarly situated LEAD ATTORNEY



Stephen LoweyLowey Dannenberg Cohen & Hart, P.C.White Plains PlazaOne North Broadway

Suite 509White Plains, NY 10601(914) 997-0500Fax: (914) 997-0035Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Thomas Michael Skelton(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Vincent BrigantiLowey Dannenberg Cohen & Hart, P.C.White Plains PlazaOne North BroadwaySuite 509White Plains, NY 10601(914) 997-0500Fax: (914) 997-0035Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Deborah A. Rogozinski(See above for address)ATTORNEY TO BE NOTICED

Todd Seth Garber(See above for address)ATTORNEY TO BE NOTICED

Plaintiff

Frank Spencer represented by Amy C. Williams-Derryas Trustees of Empire State Carpenters (See above for address)Annuity Fund LEAD ATTORNEY


Andrew Lah(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Catha Worthman(See above for address)LEAD ATTORNEYPRO HAC VICE



Derek W. Loeser(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Havila C. Unrein(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED


Lynn Lincoln Sarko(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED




Plaintiff

Frank Spencer represented by Amy C. Williams-Derry

as Trustees of the Empire State (See above for address)Carpenters Welfare Fund LEAD ATTORNEY













Plaintiff

Frank Spencer represented by Amy C. Williams-Derryas Trustees of Empire State Carpenters (See above for address)Pension Fund LEAD ATTORNEY







Jeffrey G Lewis

(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED





V.

Defendant

J.P. Jeanneret Associates, Inc. represented by Brian E. WhiteleyHiscock & Barclay, LLP(MA)One International Place 26th FloorFifth FloorBoston, MA 02110(617) 274-2900 x2903Fax: (617) 722-6003Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Carolyn Anne MarcotteHiscock & Barclay, L.L.P.(MA)One International Place- 26th, Floor5th FlrBoston, MA 02110-2509(617) 274-2904Fax: (617) 722-6003

Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Gabriel Mark NugentHiscock & Barclay, LLP (New York)Seven Time SquareNew York, NY 10036(315)425-836Fax: (315)703-0976Email: [email protected] TO BE NOTICED

John Donald CookHiscock & Barclay, LLP221 South Warren StreetSyracuse, NY 13221(315)-425-2885Fax: (315)-703-7353Email: [email protected] TO BE NOTICED

Defendant

John P. Jeanneret represented by Brian E. Whiteley(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Carolyn Anne Marcotte(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Gabriel Mark Nugent(See above for address)ATTORNEY TO BE NOTICED

John Donald Cook(See above for address)ATTORNEY TO BE NOTICED

Defendant

Paul L. Perry represented by Brian E. Whiteley(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Carolyn Anne Marcotte(See above for address)


John Donald Cook(See above for address)ATTORNEY TO BE NOTICED

Defendant

Ivy Asset Management Corporation represented by Jeffrey A. RosenthalCleary Gottlieb Steen & Hamilton,LLP(NYC)One Liberty PlazaNew York, NY 10006212-225-2000Fax: 212-225-3499Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Lewis J. LimanCleary Gottlieb Steen & Hamilton,LLP(NYC)One Liberty PlazaNew York, NY 10006212-225-2000Fax: 212-225-3499Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Nowell D. BambergerCleary Gottlieb Steen & Hamilton LLP2000 Pennsylvania Avenue, NWWashington, DC 20006(202) 974-1752Fax: (202) 974-1999Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Steven J KaiserCleary Gottlieb Steen & Hamilton LLP(DC)2000 Pennsylvania Avenue, NWWashington, DC 20006(202) 974-1554Fax: (202) 974-1999Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Defendant

Bank of New York Mellon Corporation represented by Jeffrey A. Rosenthal(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Nowell D. Bamberger(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Steven J Kaiser(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Defendant

Margolin, Winer & Evens LLP represented by Scott Evan KossoveLieben, Whitted, Houghton, Slowiaczek &Cavanagh, P.C., L.L.100 Scoular Building, 2027 Dodge Street3rd FloorOmaha, NE 68102516-294-8844Fax: 516-294-8202Email: [email protected] TO BE NOTICED

Defendant

Income-Plus Investment Fund

Defendant

Paul Perry

Defendant

Lawrence Simon represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Jeffrey A. Rosenthal(See above for address)ATTORNEY TO BE NOTICED

Defendant

Howard Wohl represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Adam Geiger represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Jeffrey Lindenbaum represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

John Rogers represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Sean Simon represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Kevin Bannon represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Steven Pisarkiewicz represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Robert Meschi represented by Lewis J. LimanTERMINATED: 04/07/2011 (See above for address)



Paul A. StrausKing & Spalding LLP (NYC)1185 Avenue of the AmericasNew York, NY 10036212-556-2136Fax: 212-556-2222Email: [email protected] TO BE NOTICED

Defendant

Susan Rabinowitz represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Michael Singer represented by Lewis J. Liman



Defendant

Alan Chuang represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Gregory Van Inwegen represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Sean Cumiskey represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Stuart Davies represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Peter Rose represented by Lewis J. Liman

TERMINATED: 04/05/2010 (See above for address)LEAD ATTORNEY

Defendant

Joseph Burns represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Mark Santero represented by Amy C. Williams-Derry(See above for address)LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED


Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Defendant

Peter Noris represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


DefendantFarzine Hachemian represented by Lewis J. Liman



Defendant

Colleen Baldwin represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


DefendantGlenn Cummins represented by Lewis J. Liman



DefendantIvy Manager Approval Committee

Defendant

Ivy Investment Committee

Defendant

Ivy Strategic Operating Committee

Defendant

Frank Biondi, Jr.

Defendant

Nicholas Donofrio

Defendant

Edmund Kelly

Defendant

Michael Kowalski

DefendantJohn Jr. Luke

DefendantPaul Myners

DefendantMark Nordenberg

Defendant

Catherine Rein

DefendantWilliam Richardson

DefendantBrian Roberts

Defendant

Samuel Scott, III

Defendant

Richard Vaughan

Defendant

Wesley Von Schack

DefendantBank of New York Mellon CorporationRisk Committee

Defendant

Custodial Trust Company represented by Evan GlassmanSteptoe & Johnson, LLP (NYC)750 Seventh AvenueSuite 1900New York, NY 10019(212) 506-3900Fax: (212) 506-3950Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Jeffrey E. McFaddenSteptoe & Johnson, LLP (DC)1330 Connecticut Avenue, N.W.Washington, DC 20036

(202)-429-8022Fax: (202)-429-3902LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Defendant

Scott E. Wennerholm represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Jonathan Little represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Ronald P. O'Hanley represented by Lewis J. Liman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


ADR Provider

Local 267 Pension Fund

Amicus

Secretary of Labor, U.S. Dept. of Labor represented by Stephen Aaron SilvermanSecretary of Labor, U.S. Dept. of Labor United States Dept of Labor-Office of The

Solicitor200 Constitution Ave, N.W.Suite S-4004Washington, DC 20210(202) 693-5610Fax: (202) 693-5623Email: [email protected] TO BE NOTICED

Date Filed # Docket Text

I04/17/2009 1 COMPLAINT against J.P. Jeanneret Associates, Inc., John P. Jeanneret, Paul L. Perry,Ivy Asset Management Corporation, Bank of New York Mellon Corporation,Margolin, Winer & Evens LLP. (Filing Fee $ 350.00, Receipt Number E685301)Document filed by Local 73 Annuity Fund and Local 79 RetirementFund.(jmi) Modified on 4/22/2009 (jmi). (ama). (Entered: 04/22/2009)

04/17/2009 SUMMONS ISSUED as to J.P. Jeanneret Associates, Inc., John P. Jeanneret, Paul L.Perry, Ivy Asset Management Corporation, Bank of New York Mellon Corporation,Margolin, Winer & Evens LLP. (jmi) (Entered: 04/22/2009)

04/17/2009 Magistrate Judge Frank Maas is so designated. (jmi) (Entered: 04/22/2009)

04/17/2009 Case Designated ECF. (jmi) (Entered: 04/22/2009)

04/23/2009 11 WAIVER OF SERVICE RETURNED EXECUTED. Ivy Asset ManagementCorporation waiver sent on 4/23/2009, answer due 6/22/2009. Document filed by IvyAsset Management Corporation. (pl) (Entered: 05/11/2009)

04/23/2009 12 WAIVER OF SERVICE RETURNED EXECUTED. Bank of New York MellonCorporation waiver sent on 4/23/2009, answer due 6/22/2009. Document filed byBank of New York Mellon Corporation. (pl) (Entered: 05/11/2009)

04/29/2009 2 WAIVER OF SERVICE RETURNED EXECUTED. Ivy Asset ManagementCorporation waiver sent on 4/20/2009, answer due 6/19/2009. Document filed byLocal 73 Annuity Fund anf Local 79 Retirement Fund. (Hart, Barbara) (Entered:04/29/2009)

04/29/2009 3 WAIVER OF SERVICE RETURNED EXECUTED. Bank of New York MellonCorporation waiver sent on 4/20/2009, answer due 6/19/2009. Document filed byLocal 73 Annuity Fund anf Local 79 Retirement Fund. (Hart, Barbara) (Entered:04/29/2009)

04/29/2009 4 SUMMONS RETURNED EXECUTED. Margolin, Winer & Evens LLP served on4/27/2009, answer due 5/18/2009. Document filed by Local 73 Annuity Fund anfLocal 79 Retirement Fund. (Hart, Barbara) (Entered: 04/29/2009)

05/01/2009 8 WAIVER OF SERVICE RETURNED EXECUTED. Document filed by Paul L.Perry. (pl) (Entered: 05/11/2009)

05/01/2009 9 WAIVER OF SERVICE RETURNED EXECUTED. John P. Jeanneret waiver sent on5/1/2009, answer due 6/30/2009. Document filed by John P. Jeanneret. (pl) (Entered:05/11/2009)

05/01/2009 10 WAIVER OF SERVICE RETURNED EXECUTED. Document filed by J.P. JeanneretAssociates, Inc.. (pl) (Entered: 05/11/2009)

05/05/2009 5 WAIVER OF SERVICE RETURNED EXECUTED. J.P. Jeanneret Associates, Inc.waiver sent on 4/28/2009, answer due 6/29/2009. Document filed by Local 73 AnnuityFund anf Local 79 Retirement Fund. (Hart, Barbara) (Entered: 05/05/2009)

05/05/2009 6 WAIVER OF SERVICE RETURNED EXECUTED. John P. Jeanneret waiver sent on

4/28/2009, answer due 6/29/2009. Document filed by Local 73 Annuity Fund anfLocal 79 Retirement Fund. (Hart, Barbara) (Entered: 05/05/2009)

05/05/2009 7 WAIVER OF SERVICE RETURNED EXECUTED. Paul L. Perry waiver sent on4/28/2009, answer due 6/29/2009. Document filed by Local 73 Annuity Fund anfLocal 79 Retirement Fund. (Hart, Barbara) (Entered: 05/05/2009)

05/27/2009 13 NOTICE OF APPEARANCE by Scott Evan Kossove on behalf of Margolin, Winer &Evens LLP (Kossove, Scott) (Entered: 05/27/2009)

06/19/2009 14 MOTION to Appoint The Local 73 Annuity Fund and The Local 73 Retirement Fundto serve as lead plaintiff(s)., MOTION to Appoint Counsel Lowey Dannenberg Cohen& Hart, P.C. Lead Counsel. Document filed by Local 73 Annuity Fund anf Local 79Retirement Fund.(Hart, Barbara) (Entered: 06/19/2009)

06/19/2009 15 MEMORANDUM OF LAW in Support re: 14 MOTION to Appoint The Local 73Annuity Fund and The Local 73 Retirement Fund to serve as lead plaintiff(s).MOTION to Appoint Counsel Lowey Dannenberg Cohen & Hart, P. C. Lead Counsel.MOTION to Appoint The Local 73 Annuity Fund and The Local 73 Retirement Fundto serve as lead plaintiff(s).. Document filed by Local 73 Annuity Fund anf Local 79Retirement Fund. (Hart, Barbara) (Entered: 06/19/2009)

06/19/2009 16 DECLARATION of Barbara Hart in Support re: 14 MOTION to Appoint The Local73 Annuity Fund and The Local 73 Retirement Fund to serve as lead plaintiff(s).MOTION to Appoint Counsel Lowey Dannenberg Cohen & Hart, P. C. Lead Counsel.MOTION to Appoint The Local 73 Annuity Fund and The Local 73 Retirement Fundto serve as lead plaintiff(s).. Document filed by Local 73 Annuity Fund anf Local 79Retirement Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4Exhibit D)(Hart, Barbara) (Entered: 06/19/2009)

06/19/2009 17 CERTIFICATE OF SERVICE. Document filed by Local 73 Annuity Fund anf Local79 Retirement Fund. (Hart, Barbara) (Entered: 06/19/2009)

07/02/2009 18 NOTICE OF APPEARANCE by Gabriel Mark Nugent on behalf of J.P. JeanneretAssociates, Inc., John P. Jeanneret (Nugent, Gabriel) (Entered: 07/02/2009)

07/02/2009 19 NOTICE OF APPEARANCE by John Donald Cook on behalf of J.P. JeanneretAssociates, Inc., John P. Jeanneret (Cook, John) (Entered: 07/02/2009)

07/06/2009 20 NOTICE OF CASE REASSIGNMENT to Judge Colleen McMahon. Judge Paul A.Crotty is no longer assigned to the case due to Judge's recusal. (ldi) (Entered:07/07/2009)

07/07/2009 21 ORDER SCHEDULING AN INITIAL PRETRIAL CONFERENCE:... InitialConference set for 10/30/2009 at 11:15 AM in Courtroom 14C, 500 Pearl Street, NewYork, NY 10007 before Judge Colleen McMahon. (Signed by Judge ColleenMcMahon on 7/7/09) (cd) (Entered: 07/07/2009)

07/24/2009 22 MOTION for Brian E. Whitely to Appear Pro Hac Vice. Document filed by J.P.Jeanneret Associates, Inc., John P. Jeanneret.(dle) (Entered: 07/27/2009)

07/29/2009 CASHIERS OFFICE REMARK on 22 Motion to Appear Pro Hac Vice in the amountof $25.00, paid on 07/24/2009, Receipt Number 695594. (jd) (Entered: 07/29/2009)

07/31/2009 23 ORDER granting 22 Motion for Brian E.Whiteley to Appear Pro Hac Vice on behalfof defendants J.P. Jeanneret Associates, INc and John P. Jeanneret. (Signed by JudgeColleen McMahon on 7/31/09) (djc) (Entered: 07/31/2009)

07/31/2009 Transmission to Attorney Admissions Clerk. Transmitted re: 23 Order on Motion toAppear Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. (djc) (Entered: 07/31/2009)

08/04/2009 24 ENDORSED LETTER addressed to Judge Colleen McMahon from Lewis J. Limandated 7/30/09 re: Counsel for the parties have conferred regarding the management ofthis matter in response to the Court's 7/7/09 Order Scheduling an Initial PretrialConference. The parties have agreed to the proposed initial schedule subject to theCourt's approval as further set forth in this letter. ENDORSEMENT: Not acceptable inPSLRA cases, I and only I set the schedule. And it will be shorter than this. You willbe called in for a Rule 16 conference when I am ready to appoint lead plaintiff andcounsel. (Signed by Judge Colleen McMahon on 8/3/09) (tro) (Entered: 08/04/2009)

08/10/2009 25 NOTICE OF APPEARANCE by Thomas Michael Skelton on behalf of Local 73Annuity Fund anf Local 79 Retirement Fund (Skelton, Thomas) (Entered: 08/10/2009)

10/19/2009 26 LETTER from Judge Colleen McMahon and Judge Victor Marrero addressed to:CounselRE: You are hereby notified that counsel in the three actions assigned to JudgeMarrero have until Friday of this week to show cause why those actions should not betransferred to and consolidated with the action pending before Judge McMahon.Please file any response to this notice on ECF in your own and fax the response tocounsel in all four cases as well as to Judge McMahon's and Judge Marrero'schambers. (Signed by Judge Colleen McMahon on 10/19/2009) (jpo) (Entered:10/19/2009)

10/23/2009 27 NOTICE of response to the Court's Notice dated October 19, 2009 concerningconsolidation. Document filed by J.P. Jeanneret Associates, Inc., John P. Jeanneret,Paul L. Perry. (Cook, John) (Entered: 10/23/2009)

10/23/2009 28 NOTICE of Response to the Court's Notice Concerning Consolidation re: (4 in 1:09-cv-08362-VM, 3 in 1:09-cv-08278-VM, 19 in 1:09-cv-07584-VM, 26 in 1:09-cv-03907-CM) Order,,. Document filed by Local 73 Annuity Fund anf Local 79Retirement Fund, Bryan Allen, David Waby, Donald A. Little, Jr, James Fredenburg,Plumbers & Steamfitters Local 267 Pension Fund, Peter Lauze, Frank Bisesi, DonaldBeckley, Patrick Bonnell, James Rood, Kevin J. Bannon, Gregory Lancette, BradleyWard. (Attachments: # 1 Certificate of Service)(Hart, Barbara) (Entered: 10/23/2009)

10/23/2009 29 NOTICE OF APPEARANCE by Jeffrey A. Rosenthal on behalf of Ivy AssetManagement Corporation, Bank of New York Mellon Corporation (Attachments: # 1Certificate of Service)(Rosenthal, Jeffrey) (Entered: 10/23/2009)

10/23/2009 30 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent.Document filed by Ivy Asset Management Corporation, Bank of New York MellonCorporation. (Attachments: # 1 Certificate of Service)(Rosenthal, Jeffrey) (Entered:10/23/2009)

10/23/2009 31 NOTICE of Response to the Court's October 19, 2009 Notice ConcerningConsolidation re: 26 Order,,. Document filed by Ivy Asset Management Corporation,Bank of New York Mellon Corporation. (Attachments: # 1 Certificate of

FService)(Rosenthal, Jeffrey) (Entered: 10/23/2009)

10/27/2009 32 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent.Document filed by J.P. Jeanneret Associates, Inc..(Cook, John) (Entered: 10/27/2009)

10/30/2009 33 Calendar Notice, Status Conference set for 11/5/2009 at 11:15 AM in Courtroom 14C,500 Pearl Street, New York, NY 10007 before Judge Colleen McMahon. (Signed byJudge Colleen McMahon on 10/30/09) (cd) (Entered: 11/02/2009)

11/05/2009 Minute Entry for proceedings held before Judge Colleen McMahon: Status Conferenceheld on 11/5/2009 in 4 actions: 09cv3907, 09cv8278, 09cv7584 and 09cv8362. Asreflected in the Court's Order dated 11/6/09, the Court consolidated those 4 actions forall pretrial purposes; appointed lead plaintiffs and lead counsel on behalf of theputative class of securities claimants; and set a schedule for amending the pleadingsand the briefing of anticipated motions. (mro) (Entered: 11/06/2009)

11/06/2009 34 ORDER CONSOLIDATING THE RELATED CASES FOR PRETRIALPURPOSES; APPOINTING LEAD PLAINTIFFS AND LEAD COUNSEL ONBEHALF OF THE PUTATIVE CLASS OF SECURITIES CLAIMANTS; ANDSETTING A SCHEDULE FOR AMENDING THE PLEADINGS AND THEBRIEFING OF ANTICIPATED MOTIONS: Having concluded that the interestsofj ustice will be served if the above-captioned actions are consolidated for PRETRIALPURPOSES, and in accordance with the proceedings at the status conference heldtoday before the Court, the four above-captioned actions are hereby consolidated forall pretrial purposes pursuant to Federal Rule of Civil Procedure 42(a). Theabove-captioned actions (the "Consolidated Actions") shall be collectively referred to as "Inre J.P. Jeanneret Associates, Inc., et al." A Master File is hereby established for theconsolidated proceedings in In re J.P. Jeanneret Associates, Inc., et al. The casenumber for the Master File shall be 09 Civ. 3907. The Clerk shall file the original ofthis Order in the Master File and shall enter this Order in the dockets for each of thefour Consolidated Actions. A Master Docket is hereby established for the consolidatedproceedings in In re J.P. Jeanneret Associates, Inc., et al. The case number for theMaster Docket likewise shall be 09 Civ. 3907. Going forward, the Clerk of the Courtshall file all documents applicable to any of the Consolidated Actions in the MasterFile and shall enter such filing in the Master Docket. No further copies need be filed ordocket entries made. All documents hereafter filed in any of the Consolidated Actionsshall bear the following case caption: In re J.P. Jeanneret Associates, Inc. et al., allother details are as further set forth in said Order. Defendants in In re J.P. JeanneretAssociates, Inc., et al. shall file any motions to dismiss the consolidated amendedcomplaints by January 15,2010; and it is further ORDERED that plaintiffs shall filetheir oppositions by February 19, 2010; and it is further ORDERED that defendantsshall file their replies by March 5, 2010; and it is further ORDERED that briefs willnot be subject to the 25-page limit specified in Judge McMahon's Individual Practices.(Motions due by 1/15/2010. Replies due by 3/5/2010. Responses due by 2/19/2010)(Signed by Judge Colleen McMahon on 11/6/09) (db) (Entered: 11/06/2009)

11/12/2009 35 MOTION to Appoint Counsel for ERISA Claims Pursuant to Federal Rule of CivilProcedure 23(g). Document filed by Board of Trustees of The Buffalo LaborersSecurity Fund.(Meltzer, Joseph) (Entered: 11/12/2009)

11/12/2009 36 MEMORANDUM OF LAW in Support re: 35 MOTION to Appoint Counsel forERISA Claims Pursuant to Federal Rule of Civil Procedure 23(g).. Document filed by

Board of Trustees of The Buffalo Laborers Security Fund. (Meltzer, Joseph) (Entered:11/12/2009)

11/12/2009 37 DECLARATION of Peter H. LeVan, Jr. in Support re: 35 MOTION to AppointCounsel for ERISA Claims Pursuant to Federal Rule of Civil Procedure 23(g)..Document filed by Board of Trustees of The Buffalo Laborers Security Fund.(Attachments: # 1 Exhibit A)(Meltzer, Joseph) (Entered: 11/12/2009)

11/12/2009 38 CERTIFICATE OF SERVICE of Motion, Memorandum in Support of Motion andDeclaration of Peter H. LeVan, Jr. on 11/12/09. Document filed by Board of Trusteesof The Buffalo Laborers Security Fund. (Meltzer, Joseph) (Entered: 11/12/2009)

11/16/2009 40 CONSOLIDATED AMENDED CLASS ACTION COMPLAINT amending 1Complaint, against J.P. Jeanneret Associates, Inc., John P. Jeanneret, Paul L. Perry,Ivy Asset Management Corporation, Bank of New York Mellon Corporation,Margolin, Winer & Evens LLP.Document filed by Local 73 Annuity Fund anf Local79 Retirement Fund. Related document: 1 Complaint, filed by Local 73 Annuity Fundand Local 79 Retirement Fund.(mbe) (Entered: 11/20/2009)

11/17/2009 39 CERTIFICATE OF SERVICE of Consolidated Amended Class Action Complaintserved on J.P. Jeanneret Associates, Inc., John P. Jeanneret, Paul L. Perry, Ivy AssetManagement Corporation, Bank of New York Mellon Corporation and Margolin,Winer & Evens LLP on 11/16/2009. Service was made by Email. Document filed byLocal 73 Annuity Fund anf Local 79 Retirement Fund. (Hart, Barbara) (Entered:11/17/2009)

12/04/2009 41 ENDORSED LETTER addressed to Judge Colleen McMahon from Jeffrey A.Rosenthal dated 12/3/2009 re: The Ivy defendants request that the Court reject theHartman Plaintiffs' request to modify the Consolidated Order. ENDORSEMENT: Ihave not seen the letter to which you refer. Perhaps, it was sent by snail mail.However, I can assure you that the Hartman plaintiffs will not be permitted to file anamended complaint at this juncture, and will not be permitted to take discoveryseparately. If they file an amended complaint, I will put a complete hold on theirlawsuit. Any discovery notices they serve out of coordination with the other actionswill be quashed. (Signed by Judge Colleen McMahon on 12/3/2009) (tve) (tve).Modified on 12/8/2009 (ae). (Entered: 12/04/2009)

12/09/2009 42 ENDORSED LETTER addressed to Judge Colleen McMahon from David Premingerdated 12/4/09 re: counsel for plaintiffs requests to file an amended complaint to addadditional plaintiffs and include new facts and defendants that were discovered afterfurther investigation. ENDORSEMENT: I did not receive/or see the letter - the volumeof paper, I guess. I have no problem if all you do is file an amended complaint.(Signed by Judge Colleen McMahon on 12/9/09) (dle) (Entered: 12/09/2009)

12/14/2009 43 MEMO ENDORSEMENT on re: 35 Motion to Appoint Counsel. ENDORSEMENT:The motion which is unopposed, is GRANTED. So Ordered. (Signed by JudgeColleen McMahon on 12/14/2009) (jfe) (Entered: 12/14/2009)

12/17/2009 44 NOTICE OF APPEARANCE by Lynn Lincoln Sarko on behalf of All Plaintiffs in1:09-cv-08278-CM (Sarko, Lynn) (Entered: 12/17/2009)

12/17/2009 45 NOTICE OF APPEARANCE by Derek W. Loeser on behalf of All Plaintiffs in 1:09-cv-08278-CM (Loeser, Derek) (Entered: 12/17/2009)

12/17/2009 46 NOTICE OF APPEARANCE by Amy C. Williams-Derry on behalf of All Plaintiffs in1:09-cv-08278-CM (Williams-Derry, Amy) (Entered: 12/17/2009)

12/17/2009 47 NOTICE OF APPEARANCE by Havila C. Unrein on behalf of All Plaintiffs in 1:09-cv-08278-CM (Unrein, Havila) (Entered: 12/17/2009)

12/17/2009 48 NOTICE OF APPEARANCE by David Steven Preminger on behalf of All Plaintiffsin 1:09-cv-08278-CM (Preminger, David) (Entered: 12/17/2009)

12/17/2009 49 NOTICE OF APPEARANCE by David Steven Preminger on behalf of All Plaintiffsin 1:09-cv-08278-CM (Preminger, David) (Entered: 12/17/2009)

12/17/2009 50 PLAINTIFFS' FIRST AMENDED COMPLAINT FOR VIOLATIONS OF THEEMPLOYEE RETIREMENT INCOME SECURITY ACT (ERISA) amending 1Complaint, against Ivy Asset Management L.L.C., Bank of New York MellonCorporation, J.P. Jeanneret Associates, Inc., Income-Plus Investment Fund, John P.Jeanneret, Paul Perry, Lawrence Simon, Howard Wohl, Adam Geiger, JeffreyLindenbaum, John Rogers, Sean Simon, Kevin Bannon, Steven Pisarkiewicz, RobertMeschi, Susan Rabinowitz, Michael Singer, Alan Chuang, Gregory Van Inwegen,Sean Cumiskey, Stuart Davies, Peter Rose, Joseph Burns, Mark Santero, Peter Noris,Farzine Hachemian, Colleen Baldwin, Glenn Cummins, Ivy Manager ApprovalCommittee, Ivy Investment Committee, Ivy Strategic Operating Committee, FrankBiondi, Jr, Nicholas Donofrio, Edmund Kelly, Michael Kowalski, John Jr. Luke, PaulMyners, Mark Nordenberg, Catherine Rein, William Richardson, Brian Roberts,Samuel Scott, III, Richard Vaughan, Wesley Von Schack, Bank of New York MellonCorporation Risk Committee, Paul L. Perry, Ivy Asset Management Corporation,Margolin, Winer & Evens LLP.Document filed by Board of Trustees of The BuffaloLaborers Security Fund, Ernest A. Hartman, Kimberly A. Bautista(as Trustees of theIBEW Local 139 Pension Fund), James F. Collins(as Trustees of the IBEW Local 325Pension Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325 PensionFund), James F. Collins(as Trustees of the IBEW Local 325 Annuity Fund), KimberlyA. Bautista(as Trustees of the IBEW Local 325 Annuity Fund), James F. Collins(asTrustees of the IBEW Local 325 Joint Trust Fund), Kimberly A. Bautista(as Trusteesof the IBEW Local 325 Joint Trust Fund), Michael Talarski, Kimberly A. Bautista(asTrustee of the IBEW Local 241 Pension Fund), Elizabeth F. Cassada(as Trustees ofthe IBEW Local 910 Annuity Fund), James A. Williams(as Trustees of the IBEWLocal 910 Annuity Fund), Elizabeth F. Cassada(as Trustee of the IBEW Local 910Pension Fund), James A. Williams(as Trustee of the IBEW Local 910 Pension Fund),Thomas R. Lostracco, George Kennedy, Rodney Malarchik, Irving Wood, JamesRounds, Lyle D. Fassett, Rockne Burns, Carmen A. Serrett(as Trustees of theLaborers' Local 103 Annuity Fund), Earl R. Hall, Carmen A. Serrett(as Trustee of theLaborers' Local 103 Pension Fund), Patrick Morin(as Trustees of Empire StateCarpenters Pension Fund), Dale Stuhlmiller(as Trustees of Empire State CarpentersPension Fund), Patrick Morin(as Trustees of Empire State Carpenters Annuity Fund),Dale Stuhlmiller(as Trustees of Empire State Carpenters Annuity Fund), PatrickMorin(as Trustees of the Empire State Carpenters Welfare Fund), Dale Stuhlmiller(asTrustees of the Empire State Carpenters Welfare Fund), Local 73 Annuity Fund andLocal 79 Retirement Fund. Related document: 1 Complaint, filed by Local 73 AnnuityFund anf Local 79 Retirement Fund. (mbe) (Entered: 01/04/2010)

01/06/2010 51 CERTIFICATE OF SERVICE of Summons and Amended Complaint,,,,,,,,,,,. Income-Plus Investment Fund served on 12/20/2009, answer due 1/11/2010; Paul Perry served

on 12/20/2009, answer due 1/11/2010; Lawrence Simon served on 12/20/2009, answerdue 1/ 11/2010; Howard Wohl served on 12/20/2009, answer due 1/ 11/2010; AdamGeiger served on 12/20/2009, answer due 1/11/2010; Jeffrey Lindenbaum served on12/20/2009, answer due 1/11/2010; John Rogers served on 12/20/2009, answer due1/11/2010; Sean Simon served on 12/20/2009, answer due 1/11/2010; Kevin Bannonserved on 12/20/2009, answer due 1/11/2010; Steven Pisarkiewicz served on12/20/2009, answer due 1/11/2010; Robert Meschi served on 12/20/2009, answer due1/11/2010; Michael Singer served on 12/20/2009, answer due 1/11/2010; Alan Chuangserved on 12/20/2009, answer due 1/11/2010; Gregory Van Inwegen served on12/20/2009, answer due 1/11/2010; Sean Cumiskey served on 12/20/2009, answer due1/11/2010; Stuart Davies served on 12/20/2009, answer due 1/11/2010; Joseph Burnsserved on 12/20/2009, answer due 1/11/2010; Mark Santero served on 12/20/2009,answer due 1/11/2010; Peter Noris served on 12/20/2009, answer due 1/11/2010;Farzine Hachemian served on 12/20/2009, answer due 1/11/2010; Colleen Baldwinserved on 12/20/2009, answer due 1/ 11/2010; Glenn Cummins served on 12/20/2009,answer due 1/11/2010; J.P. Jeanneret Associates, Inc. served on 12/20/2009, answerdue 1/ 11/2010; John P. Jeanneret served on 12/20/2009, answer due 1/ 11/2010; IvyAsset Management Corporation served on 12/20/2009, answer due 1/11/2010; Bank ofNew York Mellon Corporation served on 12/20/2009, answer due 1/11/2010. Servicewas made by MAIL. Document filed by Ernest A. Hartman; Kimberly A. Bautista(asTrustees of the IBEW Local 139 Pension Fund); James F. Collins(as Trustees of theIBEW Local 325 Pension Fund); Kimberly A. Bautista(as Trustees of the IBEW Local325 Pension Fund); James F. Collins(as Trustees of the IBEW Local 325 AnnuityFund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 Annuity Fund);James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund); Kimberly A.Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund); Michael Talarski;Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund); Elizabeth F.Cassada(as Trustees of the IBEW Local 910 Annuity Fund); James A. Williams(asTrustees of the IBEW Local 910 Annuity Fund); Elizabeth F. Cassada(as Trustee ofthe IBEW Local 910 Pension Fund); James A. Williams(as Trustee of the IBEW Local910 Pension Fund); Thomas R. Lostracco; George Kennedy; Rodney Malarchik;Irving Wood; James Rounds; Lyle D. Fassett; Rockne Burns; Carmen A. Serrett(asTrustees of the Laborers' Local 103 Annuity Fund); Earl R. Hall; Carmen A. Serrett(asTrustee of the Laborers' Local 103 Pension Fund); Patrick Morin(as Trustees ofEmpire State Carpenters Pension Fund); Dale Stuhlmiller(as Trustees of Empire StateCarpenters Pension Fund); Patrick Morin(as Trustees of Empire State CarpentersAnnuity Fund); Dale Stuhlmiller(as Trustees of Empire State Carpenters AnnuityFund); Patrick Morin(as Trustees of the Empire State Carpenters Welfare Fund); DaleStuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund). (Preminger,David) (Entered: 01/06/2010)

01/06/2010 52 MOTION for Carolyn A. Marcotte to Appear Pro Hac Vice. Document filed by J.P.Jeanneret Associates, Inc., John P. Jeanneret, Paul L. Perry.(mro) (Entered:01/07/2010)

01/07/2010 53 ACKNOWLEDGMENT OF SERVICE. Lawrence Simon served on 1/6/2010, answerdue 1/27/2010; Howard Wohl served on 1/6/2010, answer due 1/27/2010; AdamGeiger served on 1/6/2010, answer due 1/27/2010; Jeffrey Lindenbaum served on1/6/2010, answer due 1/27/2010; John Rogers served on 1/6/2010, answer due1/27/2010; Sean Simon served on 1/6/2010, answer due 1/27/2010; StevenPisarkiewicz served on 1/6/2010, answer due 1/27/2010; Robert Meschi served on

1/6/2010, answer due 1/27/2010; Susan Rabinowitz served on 1/6/2010, answer due1/27/2010; Alan Chuang served on 1/6/2010, answer due 1/27/2010; Gregory VanInwegen served on 1/6/2010, answer due 1/27/2010; Sean Cumiskey served on1/6/2010, answer due 1/27/2010; Peter Noris served on 1/6/2010, answer due1/27/2010; Farzine Hachemian served on 1/6/2010, answer due 1/27/2010; ColleenBaldwin served on 1/6/2010, answer due 1/27/2010; Glenn Cummins served on1/6/2010, answer due 1/27/2010. Service was accepted by Jeffrey A. Rosenthal,Counsel. Document filed by Board of Trustees of The Buffalo Laborers Security Fund.(Silberstein, Milo) (Entered: 01/07/2010)

01/07/2010 54 ACKNOWLEDGMENT OF SERVICE. Paul Perry served on 12/29/2009, answer due1/19/2010; J.P. Jeanneret Associates, Inc. served on 12/29/2009, answer due1/19/2010; John P. Jeanneret served on 12/29/2009, answer due 1/19/2010. Servicewas accepted by Brian E. Whiteley, Esq., Counsel. Document filed by Board ofTrustees of The Buffalo Laborers Security Fund. (Silberstein, Milo) (Entered:01/07/2010)

01/08/2010 55 ORDER granting 52 Motion for Carolyn A. Marcotte to Appear Pro Hac Vice. (Signedby Judge Colleen McMahon on 1/8/2010) (j s) (Entered: 01 /08/2010)

01/08/2010 Transmission to Attorney Admissions Clerk. Transmitted re: 55 Order on Motion toAppear Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. (js) (Entered: 01/08/2010)

01/11/2010 CASHIERS OFFICE REMARK on 52 Motion to Appear Pro Hac Vice in the amountof $25.00, paid on 01/06/2010, Receipt Number 890705. (jd) (Entered: 01/11/2010)

01/12/2010 56 CALENDAR NOTICE: Please take notice that the above captioned matter has beenscheduled for a : Pre-trial Conference before the Honorable Colleen McMahon, UnitedStates District Judge, on Friday, January 15, 2010 at 11:45 A.M. in Courtroom 14C,U.S. District Court, 500 Pearl Street, New York, New York 10007. Any schedulingdifficulties must be brought to the attention of the Court in writing and faxed toChambers at (212) 805-6326. (Signed by Judge Colleen McMahon on 1/12/2010) (jfe)(Entered: 01/12/2010)

01/14/2010 57 NOTICE OF APPEARANCE by Evan Glassman on behalf of Custodial TrustCompany (Glassman, Evan) (Entered: 01/14/2010)

01/15/2010 58 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying J.P. MorganChase & Co. as Corporate Parent. Document filed by Custodial TrustCompany. (Glassman, Evan) (Entered: 01/15/2010)

01/15/2010 Minute Entry for proceedings held before Judge Colleen McMahon: Status Conferenceheld on 1/15/2010. Decision: Status Conference held as reflected in the Court's orderdated today, Defendants' motions to dismiss the consolidated amended class-actioncomplaints shall proceed on the same schedule set forth in the Court's order dated11/6/09. No one is obligated to respond to the HArtman plaintiffs' amended complaintuntil 20 days after the motions to dismiss are decided. (Submitted by George Turner).(mde) (Entered: 01/15/2010)

01/15/2010 59 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. no Corporate Parent.Document filed by Margolin, Winer & Evens LLP.(Kossove, Scott) (Entered:01/15/2010)

01/15/2010 60 MOTION to Dismiss. Document filed by Custodial Trust Company. (Attachments: # 1Affidavit of Evan Glassman, # 2 Exhibit 1, # 3 Exhibit 1-A, part 1, # 4 Exhibit 1A,part 2, # 5 Exhibit 1 B, # 6 Exhibit 1 C, # 7 Exhibit 2, # 8 Exhibit 2A, part 1, # 9Exhibit 2A, part 2, # 10 Exhibit 2B, # 11 Exhibit 2C)(Glassman, Evan) (Entered:01/15/2010)

01/15/2010 61 MOTION to Dismiss consolidated amended class action complaint. Document filedby Margolin, Winer & Evens LLP. Responses due by 2/19/2010 (Attachments: # 1Affidavit in support of motion to dismiss, # 2 Exhibit A (part 1 of 6), # 3 Exhibit A(part 2 of 6), # 4 Exhibit A (part 3 of 6), # 5 Exhibit A (part 4 of 6), # 6 Exhibit A (part5 of 6), # 7 Exhibit A (part 6 of 6))(Kossove, Scott) (Entered: 01/15/2010)

01/15/2010 62 CERTIFICATE OF SERVICE of Motion to Dismiss served on All Parties on 1/15/10.Document filed by Margolin, Winer & Evens LLP. (Kossove, Scott) (Entered:01/15/2010)

01/15/2010 63 MEMORANDUM OF LAW in Support re: 61 MOTION to Dismiss consolidatedamended class action complaint.. Document filed by Margolin, Winer & Evens LLP.(Attachments: # 1 Part 2 of Memorandum of Law)(Kossove, Scott) (Entered:01/15/2010)

01/15/2010 64 CERTIFICATE OF SERVICE of memorandum of law in support of motion to dismissserved on all parties on 1/15/10. Document filed by Margolin, Winer & Evens LLP.(Kossove, Scott) (Entered: 01/15/2010)

01/15/2010 65 MEMORANDUM OF LAW in Support re: 60 MOTION to Dismiss.. Document filedby Custodial Trust Company. (Glassman, Evan) (Entered: 01/15/2010)

01/15/2010 66 ORDER: Defendants' motions to dismiss the consolidated amended class-actioncomplaints shall proceed on the schedule set forth in the Court's Order datedNovember 6, 2009: Defendants' motions to dismiss are due today, January 15, 2010;Plaintiffs' oppositions are due by February 19, 2010; Defendants' replies are due byMarch 5, 2010; and none of the briefs will be subject to the 25-page limit specified inthe Judge's Individual Practices. Any and all Defendants' obligation to respond to theHartman plaintiffs' amended complaint is stayed until 20 days after the Court decidesthose motions to dismiss. (Signed by Judge Colleen McMahon on 1/15/10) (db)(Entered: 01/15/2010)

01/15/2010 67 MOTION to Dismiss. Document filed by J.P. Jeanneret Associates, Inc., John P.Jeanneret, Paul L. Perry.(Cook, John) (Entered: 01/15/2010)

01/15/2010 68 MEMORANDUM OF LAW in Support re: 67 MOTION to Dismiss.. Document filedby J.P. Jeanneret Associates, Inc., John P. Jeanneret, Paul L. Perry. (Cook, John)(Entered: 01/15/2010)

01/15/2010 69 DECLARATION of John D. Cook in Support re: 67 MOTION to Dismiss.. Documentfiled by J.P. Jeanneret Associates, Inc., John P. Jeanneret, Paul L. Perry. (Attachments:# 1 Exhibit A-1, # 2 Exhibit A-2, # 3 Exhibit B-1, # 4 Exhibit B-2, # 5 Exhibit B-3, # 6Exhibit C-1, # 7 Exhibit C-2, # 8 Exhibit D, # 9 Exhibit E, # 10 Exhibit F, # 11 ExhibitG, # 12 Exhibit H, # 13 Exhibit I, # 14 Exhibit J, # 15 Exhibit K, # 16 ExhibitL)(Cook, John) (Entered: 01/15/2010)

01/15/2010 70 ANSWER to Complaint. Document filed by J.P. Jeanneret Associates, Inc., John P.

FJeanneret, Paul L. Perry.(Cook, John) (Entered: 01/15/2010)

01/15/2010 71 NOTICE OF APPEARANCE by Andrew Lah on behalf of Ernest A. Hartman,Kimberly A. Bautista(as Trustees of the IBEW Local 139 Pension Fund), James F.Collins(as Trustees of the IBEW Local 325 Pension Fund), Kimberly A. Bautista(asTrustees of the IBEW Local 325 Pension Fund), James F. Collins(as Trustees of theIBEW Local 325 Annuity Fund), Kimberly A. Bautista(as Trustees of the IBEW Local325 Annuity Fund), James F. Collins(as Trustees of the IBEW Local 325 Joint TrustFund), Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund),Michael Talarski, Kimberly A. Bautista(as Trustee of the IBEW Local 241 PensionFund), Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund), JamesA. Williams(as Trustees of the IBEW Local 910 Annuity Fund), Elizabeth F.Cassada(as Trustee of the IBEW Local 910 Pension Fund), James A. Williams(asTrustee of the IBEW Local 910 Pension Fund), Thomas R. Lostracco, GeorgeKennedy, Rodney Malarchik, Irving Wood, James Rounds, Lyle D. Fassett, RockneBurns, Carmen A. Serrett(as Trustees of the Laborers' Local 103 Annuity Fund), EarlR. Hall, Carmen A. Serrett(as Trustee of the Laborers' Local 103 Pension Fund),Patrick Morin(as Trustees of Empire State Carpenters Pension Fund), DaleStuhlmiller(as Trustees of Empire State Carpenters Pension Fund), Patrick Morin(asTrustees of Empire State Carpenters Annuity Fund), Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Annuity Fund), Patrick Morin(as Trustees of the Empire StateCarpenters Welfare Fund), Dale Stuhlmiller(as Trustees of the Empire StateCarpenters Welfare Fund) (Lah, Andrew) (Entered: 01/15/2010)

01/15/2010 72 NOTICE OF APPEARANCE by Andrew Lah on behalf of Ernest A. Hartman,Kimberly A. Bautista(as Trustees of the IBEW Local 139 Pension Fund), James F.Collins(as Trustees of the IBEW Local 325 Pension Fund), Kimberly A. Bautista(asTrustees of the IBEW Local 325 Pension Fund), James F. Collins(as Trustees of theIBEW Local 325 Annuity Fund), Kimberly A. Bautista(as Trustees of the IBEW Local325 Annuity Fund), James F. Collins(as Trustees of the IBEW Local 325 Joint TrustFund), Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund),Michael Talarski, Kimberly A. Bautista(as Trustee of the IBEW Local 241 PensionFund), Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund), JamesA. Williams(as Trustees of the IBEW Local 910 Annuity Fund), Elizabeth F.Cassada(as Trustee of the IBEW Local 910 Pension Fund), James A. Williams(asTrustee of the IBEW Local 910 Pension Fund), Thomas R. Lostracco, GeorgeKennedy, Rodney Malarchik, Irving Wood, James Rounds, Lyle D. Fassett, RockneBurns, Carmen A. Serrett(as Trustees of the Laborers' Local 103 Annuity Fund), EarlR. Hall, Carmen A. Serrett(as Trustee of the Laborers' Local 103 Pension Fund),Patrick Morin(as Trustees of Empire State Carpenters Pension Fund), DaleStuhlmiller(as Trustees of Empire State Carpenters Pension Fund), Patrick Morin(asTrustees of Empire State Carpenters Annuity Fund), Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Annuity Fund), Patrick Morin(as Trustees of the Empire StateCarpenters Welfare Fund), Dale Stuhlmiller(as Trustees of the Empire StateCarpenters Welfare Fund) (Lah, Andrew) (Entered: 01/15/2010)

01/15/2010 73 MOTION to Dismiss the Consolidated Amended Class Action Complaint. Documentfiled by Scott E. Wennerholm, Jonathan Little, Ronald P. O'Hanley, Lawrence Simon,Howard Wohl, Adam Geiger, Jeffrey Lindenbaum, John Rogers, Sean Simon, KevinBannon, Steven Pisarkiewicz, Robert Meschi, Susan Rabinowitz, Michael Singer,Alan Chuang, Gregory Van Inwegen, Sean Cumiskey, Stuart Davies, Joseph Burns,

Mark Santero, Peter Noris, Farzine Hachemian, Ivy Asset Management Corporation,Bank of New York Mellon Corporation. (Rosenthal, Jeffrey) (Entered: 01/15/2010)

01/15/2010 74 JOINT MEMORANDUM OF LAW in Support re: 73 MOTION to Dismiss theConsolidated Amended Class Action Complaint.. Document filed by Lawrence Simon,Howard Wohl, Adam Geiger, Jeffrey Lindenbaum, John Rogers, Sean Simon, KevinBannon, Steven Pisarkiewicz, Robert Meschi, Susan Rabinowitz, Michael Singer,Alan Chuang, Gregory Van Inwegen, Sean Cumiskey, Stuart Davies, Joseph Burns,Mark Santero, Peter Noris, Farzine Hachemian, Scott E. Wennerholm, Jonathan Little,Ronald P. O'Hanley, Ivy Asset Management Corporation, Bank of New York MellonCorporation. (Rosenthal, Jeffrey) (Entered: 01/15/2010)

01/15/2010 75 DECLARATION of Jeffrey A. Rosenthal in Support re: 73 MOTION to Dismiss theConsolidated Amended Class Action Complaint.. Document filed by Lawrence Simon,Howard Wohl, Adam Geiger, Jeffrey Lindenbaum, John Rogers, Sean Simon, KevinBannon, Steven Pisarkiewicz, Robert Meschi, Susan Rabinowitz, Michael Singer,Alan Chuang, Gregory Van Inwegen, Sean Cumiskey, Stuart Davies, Joseph Burns,Mark Santero, Peter Noris, Farzine Hachemian, Scott E. Wennerholm, Jonathan Little,Ronald P. O'Hanley, Ivy Asset Management Corporation, Bank of New York MellonCorporation. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D,# 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H)(Rosenthal, Jeffrey)(Entered: 01/15/2010)

01/15/2010 76 CERTIFICATE OF SERVICE. Document filed by Lawrence Simon, Howard Wohl,Adam Geiger, Jeffrey Lindenbaum, John Rogers, Sean Simon, Kevin Bannon, StevenPisarkiewicz, Robert Meschi, Susan Rabinowitz, Michael Singer, Alan Chuang,Gregory Van Inwegen, Sean Cumiskey, Stuart Davies, Joseph Burns, Mark Santero,Peter Noris, Farzine Hachemian, Scott E. Wennerholm, Jonathan Little, Ronald P.O'Hanley, Ivy Asset Management Corporation, Bank of New York MellonCorporation. (Rosenthal, Jeffrey) (Entered: 01/15/2010)

01/19/2010 77 DECLARATION of Evan Glassman in Support re: 60 MOTION to Dismiss..Document filed by Custodial Trust Company. (Attachments: # 1 Exhibit 1, # 2 Exhibit1-A, part 1 of 2, # 3 Exhibit 1-A, part 2 of 2, # 4 Exhibit 1-B, # 5 Exhibit 1-C, # 6Exhibit 2, # 7 Exhibit 2-A, part 1 of 2, # 8 Exhibit 2-a, part 2 of 2, # 9 Exhibit 2-B, #10 Exhibit 2-C)(Glassman, Evan) (Entered: 01/19/2010)

01/19/2010 78 AFFIDAVIT of Scott Kossove in Support re: 61 MOTION to Dismiss consolidatedamended class action complaint.. Document filed by Margolin, Winer & Evens LLP.(Attachments: # 1 Exhibit A (part 1 of 6), # 2 Exhibit A (part 2 of 6), # 3 Exhibit A(part 3 of 6), # 4 Exhibit A (part 4 of 6), # 5 Exhibit A (part 5 of 6), # 6 Exhibit A (part6 of 6))(Kossove, Scott) (Entered: 01/19/2010)

01/19/2010 79 AMENDED MOTION to Dismiss. Document filed by Lawrence Simon, HowardWohl, Adam Geiger, Jeffrey Lindenbaum, John Rogers, Sean Simon, Kevin Bannon,Steven Pisarkiewicz, Robert Meschi, Susan Rabinowitz, Michael Singer, AlanChuang, Gregory Van Inwegen, Sean Cumiskey, Stuart Davies, Joseph Burns, MarkSantero, Peter Noris, Farzine Hachemian, Colleen Baldwin, Glenn Cummins, Scott E.Wennerholm, Jonathan Little, Ronald P. O'Hanley, Ivy Asset ManagementCorporation, Bank of New York Mellon Corporation. (Rosenthal, Jeffrey) (Entered:01/19/2010)

01/19/2010 80 DECLARATION of Jeffrey A. Rosenthal in Support re: 79 AMENDED MOTION toDismiss.. Document filed by Lawrence Simon, Howard Wohl, Adam Geiger, JeffreyLindenbaum, John Rogers, Sean Simon, Kevin Bannon, Steven Pisarkiewicz, RobertMeschi, Susan Rabinowitz, Michael Singer, Alan Chuang, Gregory Van Inwegen,Sean Cumiskey, Stuart Davies, Joseph Burns, Mark Santero, Peter Noris, FarzineHachemian, Colleen Baldwin, Glenn Cummins, Scott E. Wennerholm, Jonathan Little,Ronald P. O'Hanley, Ivy Asset Management Corporation, Bank of New York MellonCorporation. (Rosenthal, Jeffrey) (Entered: 01/19/2010)

01/19/2010 81 CERTIFICATE OF SERVICE. Document filed by Lawrence Simon, Howard Wohl,Adam Geiger, Jeffrey Lindenbaum, John Rogers, Sean Simon, Kevin Bannon, StevenPisarkiewicz, Robert Meschi, Susan Rabinowitz, Michael Singer, Alan Chuang,Gregory Van Inwegen, Sean Cumiskey, Stuart Davies, Joseph Burns, Mark Santero,Peter Noris, Farzine Hachemian, Colleen Baldwin, Glenn Cummins, Scott E.Wennerholm, Jonathan Little, Ronald P. O'Hanley, Ivy Asset ManagementCorporation, Bank of New York Mellon Corporation. (Rosenthal, Jeffrey) (Entered:01/19/2010)

01/19/2010 82 NOTICE OF APPEARANCE by Ron Kilgard on behalf of Ernest A. Hartman(Kilgard, Ron) (Entered: 01/19/2010)

01/28/2010 83 WAIVER OF SERVICE RETURNED EXECUTED. Frank Biondi, Jr waiver sent on12/18/2009, answer due 2/16/2010. Document filed by Ernest A. Hartman; KimberlyA. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F. Collins(asTrustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund); James F. Collins(as Trustees of the IBEW Local325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 AnnuityFund); James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund);Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund); MichaelTalarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund);Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); James A.Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F. Cassada(asTrustee of the IBEW Local 910 Pension Fund); James A. Williams(as Trustee of theIBEW Local 910 Pension Fund); Thomas R. Lostracco; George Kennedy; RodneyMalarchik; Irving Wood; James Rounds; Lyle D. Fassett; Rockne Burns; Carmen A.Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); Earl R. Hall; Carmen A.Serrett(as Trustee of the Laborers' Local 103 Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Pension Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Pension Fund); Patrick Morin(as Trustees of Empire StateCarpenters Annuity Fund); Dale Stuhlmiller(as Trustees of Empire State CarpentersAnnuity Fund); Patrick Morin(as Trustees of the Empire State Carpenters WelfareFund); Dale Stuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund).(Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 84 WAIVER OF SERVICE RETURNED EXECUTED. Nicholas Donofrio waiver senton 12/18/2009, answer due 2/16/2010. Document filed by Ernest A. Hartman;Kimberly A. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F.Collins(as Trustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(asTrustees of the IBEW Local 325 Pension Fund); James F. Collins(as Trustees of theIBEW Local 325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local325 Annuity Fund); James F. Collins(as Trustees of the IBEW Local 325 Joint Trust

Fund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund);Michael Talarski; Elizabeth F. Cassada(as Trustees of the IBEW Local 910 AnnuityFund); James A. Williams(as Trustees of the IBEW Local 910 Annuity Fund);Elizabeth F. Cassada(as Trustee of the IBEW Local 910 Pension Fund); James A.Williams(as Trustee of the IBEW Local 910 Pension Fund); Thomas R. Lostracco;George Kennedy; Rodney Malarchik; Irving Wood; James Rounds; Lyle D. Fassett;Carmen A. Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); Earl R. Hall;Carmen A. Serrett(as Trustee of the Laborers' Local 103 Pension Fund); PatrickMorin(as Trustees of Empire State Carpenters Pension Fund); Dale Stuhlmiller(asTrustees of Empire State Carpenters Pension Fund); Patrick Morin(as Trustees ofEmpire State Carpenters Annuity Fund); Dale Stuhlmiller(as Trustees of Empire StateCarpenters Annuity Fund); Patrick Morin(as Trustees of the Empire State CarpentersWelfare Fund); Dale Stuhlmiller(as Trustees of the Empire State Carpenters WelfareFund); Joseph Burns. (Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 85 WAIVER OF SERVICE RETURNED EXECUTED. Edmund Kelly waiver sent on12/18/2009, answer due 2/16/2010. Document filed by Ernest A. Hartman; KimberlyA. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F. Collins(asTrustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund); James F. Collins(as Trustees of the IBEW Local325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 AnnuityFund); James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund);Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund); MichaelTalarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund);Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); James A.Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F. Cassada(asTrustee of the IBEW Local 910 Pension Fund); James A. Williams(as Trustee of theIBEW Local 910 Pension Fund); Thomas R. Lostracco; George Kennedy; RodneyMalarchik; Irving Wood; James Rounds; Lyle D. Fassett; Rockne Burns; Carmen A.Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); Earl R. Hall; Carmen A.Serrett(as Trustee of the Laborers' Local 103 Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Pension Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Pension Fund); Patrick Morin(as Trustees of Empire StateCarpenters Annuity Fund); Dale Stuhlmiller(as Trustees of Empire State CarpentersAnnuity Fund); Patrick Morin(as Trustees of the Empire State Carpenters WelfareFund); Dale Stuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund).(Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 86 WAIVER OF SERVICE RETURNED EXECUTED. Michael Kowalski waiver senton 12/18/2009, answer due 2/16/2010. Document filed by Ernest A. Hartman;Kimberly A. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F.Collins(as Trustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(asTrustees of the IBEW Local 325 Pension Fund); James F. Collins(as Trustees of theIBEW Local 325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local325 Annuity Fund); James F. Collins(as Trustees of the IBEW Local 325 Joint TrustFund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund);Michael Talarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 PensionFund); Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); JamesA. Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F.Cassada(as Trustee of the IBEW Local 910 Pension Fund); James A. Williams(asTrustee of the IBEW Local 910 Pension Fund); Thomas R. Lostracco; George

Kennedy; Rodney Malarchik; Irving Wood; James Rounds; Lyle D. Fassett; RockneBurns; Carmen A. Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); EarlR. Hall; Carmen A. Serrett(as Trustee of the Laborers' Local 103 Pension Fund);Patrick Morin(as Trustees of Empire State Carpenters Pension Fund); DaleStuhlmiller(as Trustees of Empire State Carpenters Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Annuity Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Annuity Fund); Patrick Morin(as Trustees of the Empire StateCarpenters Welfare Fund); Dale Stuhlmiller(as Trustees of the Empire StateCarpenters Welfare Fund). (Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 87 WAIVER OF SERVICE RETURNED EXECUTED. John Jr. Luke waiver sent on12/18/2009, answer due 2/16/2010. Document filed by Ernest A. Hartman; KimberlyA. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F. Collins(asTrustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund); James F. Collins(as Trustees of the IBEW Local325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 AnnuityFund); James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund);Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund); MichaelTalarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund);Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); James A.Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F. Cassada(asTrustee of the IBEW Local 910 Pension Fund); James A. Williams(as Trustee of theIBEW Local 910 Pension Fund); Thomas R. Lostracco; George Kennedy; RodneyMalarchik; Irving Wood; James Rounds; Lyle D. Fassett; Rockne Burns; Carmen A.Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); Earl R. Hall; Carmen A.Serrett(as Trustee of the Laborers' Local 103 Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Pension Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Pension Fund); Patrick Morin(as Trustees of Empire StateCarpenters Annuity Fund); Dale Stuhlmiller(as Trustees of Empire State CarpentersAnnuity Fund); Patrick Morin(as Trustees of the Empire State Carpenters WelfareFund); Dale Stuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund).(Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 88 WAIVER OF SERVICE RETURNED EXECUTED. Mark Nordenberg waiver sent on12/18/2009, answer due 2/16/2010. Document filed by Ernest A. Hartman; KimberlyA. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F. Collins(asTrustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund); James F. Collins(as Trustees of the IBEW Local325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 AnnuityFund); James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund);Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund); MichaelTalarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund);Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); James A.Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F. Cassada(asTrustee of the IBEW Local 910 Pension Fund); James A. Williams(as Trustee of theIBEW Local 910 Pension Fund); Thomas R. Lostracco; George Kennedy; RodneyMalarchik; Irving Wood; James Rounds; Lyle D. Fassett; Rockne Burns; Carmen A.Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); Earl R. Hall; Carmen A.Serrett(as Trustee of the Laborers' Local 103 Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Pension Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Pension Fund); Patrick Morin(as Trustees of Empire State

Carpenters Annuity Fund); Dale Stuhlmiller(as Trustees of Empire State CarpentersAnnuity Fund); Patrick Morin(as Trustees of the Empire State Carpenters WelfareFund); Dale Stuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund).(Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 89 WAIVER OF SERVICE RETURNED EXECUTED. Catherine Rein waiver sent on12/18/2009, answer due 2/16/2010. Document filed by Ernest A. Hartman; KimberlyA. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F. Collins(asTrustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund); James F. Collins(as Trustees of the IBEW Local325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 AnnuityFund); James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund);Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund); MichaelTalarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund);Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); James A.Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F. Cassada(asTrustee of the IBEW Local 910 Pension Fund); James A. Williams(as Trustee of theIBEW Local 910 Pension Fund); Thomas R. Lostracco; George Kennedy; RodneyMalarchik; Irving Wood; James Rounds; Lyle D. Fassett; Rockne Burns; Carmen A.Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); Earl R. Hall; Carmen A.Serrett(as Trustee of the Laborers' Local 103 Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Pension Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Pension Fund); Patrick Morin(as Trustees of Empire StateCarpenters Annuity Fund); Dale Stuhlmiller(as Trustees of Empire State CarpentersAnnuity Fund); Patrick Morin(as Trustees of the Empire State Carpenters WelfareFund); Dale Stuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund).(Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 90 WAIVER OF SERVICE RETURNED EXECUTED. William Richardson waiver senton 12/18/2009, answer due 2/16/2010. Document filed by Ernest A. Hartman;Kimberly A. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F.Collins(as Trustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(asTrustees of the IBEW Local 325 Pension Fund); James F. Collins(as Trustees of theIBEW Local 325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local325 Annuity Fund); James F. Collins(as Trustees of the IBEW Local 325 Joint TrustFund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund);Michael Talarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 PensionFund); Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); JamesA. Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F.Cassada(as Trustee of the IBEW Local 910 Pension Fund); James A. Williams(asTrustee of the IBEW Local 910 Pension Fund); Thomas R. Lostracco; GeorgeKennedy; Rodney Malarchik; Irving Wood; James Rounds; Lyle D. Fassett; RockneBurns; Carmen A. Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); EarlR. Hall; Carmen A. Serrett(as Trustee of the Laborers' Local 103 Pension Fund);Patrick Morin(as Trustees of Empire State Carpenters Pension Fund); DaleStuhlmiller(as Trustees of Empire State Carpenters Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Annuity Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Annuity Fund); Patrick Morin(as Trustees of the Empire StateCarpenters Welfare Fund); Dale Stuhlmiller(as Trustees of the Empire StateCarpenters Welfare Fund). (Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 91 WAIVER OF SERVICE RETURNED EXECUTED. Brian Roberts waiver sent on12/18/2009, answer due 2/16/2010. Document filed by Ernest A. Hartman; KimberlyA. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F. Collins(asTrustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund); James F. Collins(as Trustees of the IBEW Local325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 AnnuityFund); James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund);Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund); MichaelTalarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund);Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); James A.Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F. Cassada(asTrustee of the IBEW Local 910 Pension Fund); James A. Williams(as Trustee of theIBEW Local 910 Pension Fund); Thomas R. Lostracco; George Kennedy; RodneyMalarchik; Irving Wood; James Rounds; Lyle D. Fassett; Rockne Burns; Carmen A.Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); Earl R. Hall; Carmen A.Serrett(as Trustee of the Laborers' Local 103 Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Pension Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Pension Fund); Patrick Morin(as Trustees of Empire StateCarpenters Annuity Fund); Dale Stuhlmiller(as Trustees of Empire State CarpentersAnnuity Fund); Patrick Morin(as Trustees of the Empire State Carpenters WelfareFund); Dale Stuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund).(Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 92 WAIVER OF SERVICE RETURNED EXECUTED. Samuel Scott, III waiver sent on12/18/2009, answer due 2/16/2010. Document filed by Ernest A. Hartman; KimberlyA. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F. Collins(asTrustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund); James F. Collins(as Trustees of the IBEW Local325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 AnnuityFund); James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund);Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund); MichaelTalarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund);Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); James A.Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F. Cassada(asTrustee of the IBEW Local 910 Pension Fund); James A. Williams(as Trustee of theIBEW Local 910 Pension Fund); Thomas R. Lostracco; George Kennedy; RodneyMalarchik; Irving Wood; James Rounds; Lyle D. Fassett; Rockne Burns; Carmen A.Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); Earl R. Hall; Carmen A.Serrett(as Trustee of the Laborers' Local 103 Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Pension Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Pension Fund); Patrick Morin(as Trustees of Empire StateCarpenters Annuity Fund); Dale Stuhlmiller(as Trustees of Empire State CarpentersAnnuity Fund); Patrick Morin(as Trustees of the Empire State Carpenters WelfareFund); Dale Stuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund).(Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 93 WAIVER OF SERVICE RETURNED EXECUTED. Richard Vaughan waiver sent on12/18/2009, answer due 2/16/2010. Document filed by Ernest A. Hartman; KimberlyA. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F. Collins(asTrustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund); James F. Collins(as Trustees of the IBEW Local

325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 AnnuityFund); James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund);Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund); MichaelTalarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund);Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); James A.Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F. Cassada(asTrustee of the IBEW Local 910 Pension Fund); James A. Williams(as Trustee of theIBEW Local 910 Pension Fund); Thomas R. Lostracco; George Kennedy; RodneyMalarchik; Irving Wood; James Rounds; Lyle D. Fassett; Rockne Burns; Carmen A.Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); Earl R. Hall; Carmen A.Serrett(as Trustee of the Laborers' Local 103 Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Pension Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Pension Fund); Patrick Morin(as Trustees of Empire StateCarpenters Annuity Fund); Dale Stuhlmiller(as Trustees of Empire State CarpentersAnnuity Fund); Patrick Morin(as Trustees of the Empire State Carpenters WelfareFund); Dale Stuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund).(Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 94 WAIVER OF SERVICE RETURNED EXECUTED. Wesley Von Schack waiver senton 12/18/2009, answer due 2/16/2010. Document filed by Ernest A. Hartman;Kimberly A. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F.Collins(as Trustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(asTrustees of the IBEW Local 325 Pension Fund); James F. Collins(as Trustees of theIBEW Local 325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local325 Annuity Fund); James F. Collins(as Trustees of the IBEW Local 325 Joint TrustFund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund);Michael Talarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 PensionFund); Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); JamesA. Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F.Cassada(as Trustee of the IBEW Local 910 Pension Fund); James A. Williams(asTrustee of the IBEW Local 910 Pension Fund); Thomas R. Lostracco; GeorgeKennedy; Rodney Malarchik; Irving Wood; James Rounds; Lyle D. Fassett; RockneBurns; Carmen A. Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); EarlR. Hall; Carmen A. Serrett(as Trustee of the Laborers' Local 103 Pension Fund);Patrick Morin(as Trustees of Empire State Carpenters Pension Fund); DaleStuhlmiller(as Trustees of Empire State Carpenters Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Annuity Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Annuity Fund); Patrick Morin(as Trustees of the Empire StateCarpenters Welfare Fund); Dale Stuhlmiller(as Trustees of the Empire StateCarpenters Welfare Fund). (Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 95 AFFIDAVIT OF SERVICE. Service was accepted by Antonyo Anghel, Doorman forSusan Rabinowitz. Document filed by Ernest A. Hartman, Kimberly A. Bautista(asTrustees of the IBEW Local 139 Pension Fund), James F. Collins(as Trustees of theIBEW Local 325 Pension Fund), Kimberly A. Bautista(as Trustees of the IBEW Local325 Pension Fund), James F. Collins(as Trustees of the IBEW Local 325 AnnuityFund), Kimberly A. Bautista(as Trustees of the IBEW Local 325 Annuity Fund),James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund), Kimberly A.Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund), Michael Talarski,Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund), Elizabeth F.Cassada(as Trustees of the IBEW Local 910 Annuity Fund), James A. Williams(as

Trustees of the IBEW Local 910 Annuity Fund), Elizabeth F. Cassada(as Trustee ofthe IBEW Local 910 Pension Fund), James A. Williams(as Trustee of the IBEW Local910 Pension Fund), Thomas R. Lostracco, George Kennedy, Rodney Malarchik, IrvingWood, James Rounds, Lyle D. Fassett, Rockne Burns, Carmen A. Serrett(as Trusteesof the Laborers' Local 103 Annuity Fund), Earl R. Hall, Carmen A. Serrett(as Trusteeof the Laborers' Local 103 Pension Fund), Patrick Morin(as Trustees of Empire StateCarpenters Pension Fund), Dale Stuhlmiller(as Trustees of Empire State CarpentersPension Fund), Patrick Morin(as Trustees of Empire State Carpenters Annuity Fund),Dale Stuhlmiller(as Trustees of Empire State Carpenters Annuity Fund), PatrickMorin(as Trustees of the Empire State Carpenters Welfare Fund), Dale Stuhlmiller(asTrustees of the Empire State Carpenters Welfare Fund). (Williams-Derry, Amy)(Entered: 01/28/2010)

01/28/2010 96 AFFIDAVIT OF SERVICE. Ivy Investment Committee served on 1/7/2010, answerdue 1/28/2010. Service was accepted by Anne Wynne, Senior Counsel. Documentfiled by Ernest A. Hartman; Kimberly A. Bautista(as Trustees of the IBEW Local 139Pension Fund); James F. Collins(as Trustees of the IBEW Local 325 Pension Fund);Kimberly A. Bautista(as Trustees of the IBEW Local 325 Pension Fund); James F.Collins(as Trustees of the IBEW Local 325 Annuity Fund); Kimberly A. Bautista(asTrustees of the IBEW Local 325 Annuity Fund); James F. Collins(as Trustees of theIBEW Local 325 Joint Trust Fund); Kimberly A. Bautista(as Trustees of the IBEWLocal 325 Joint Trust Fund); Michael Talarski; Kimberly A. Bautista(as Trustee of theIBEW Local 241 Pension Fund); Elizabeth F. Cassada(as Trustees of the IBEW Local910 Annuity Fund); James A. Williams(as Trustees of the IBEW Local 910 AnnuityFund); Elizabeth F. Cassada(as Trustee of the IBEW Local 910 Pension Fund); JamesA. Williams(as Trustee of the IBEW Local 910 Pension Fund); Thomas R. Lostracco;George Kennedy; Rodney Malarchik; Irving Wood; James Rounds; Lyle D. Fassett;Rockne Burns; Carmen A. Serrett(as Trustees of the Laborers' Local 103 AnnuityFund); Earl R. Hall; Carmen A. Serrett(as Trustee of the Laborers' Local 103 PensionFund); Patrick Morin(as Trustees of Empire State Carpenters Pension Fund); DaleStuhlmiller(as Trustees of Empire State Carpenters Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Annuity Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Annuity Fund); Patrick Morin(as Trustees of the Empire StateCarpenters Welfare Fund); Dale Stuhlmiller(as Trustees of the Empire StateCarpenters Welfare Fund). (Williams-Derry, Amy) (Entered: 01/28/2010)

01/28/2010 97 AFFIDAVIT OF SERVICE. Ivy Manager Approval Committee served on 1/7/2010,answer due 1/28/2010. Service was accepted by Anne Wynne, Senior Counsel.Document filed by Ernest A. Hartman; Kimberly A. Bautista(as Trustees of the IBEWLocal 139 Pension Fund); James F. Collins(as Trustees of the IBEW Local 325Pension Fund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 PensionFund); James F. Collins(as Trustees of the IBEW Local 325 Annuity Fund); KimberlyA. Bautista(as Trustees of the IBEW Local 325 Annuity Fund); James F. Collins(asTrustees of the IBEW Local 325 Joint Trust Fund); Kimberly A. Bautista(as Trusteesof the IBEW Local 325 Joint Trust Fund); Michael Talarski; Kimberly A. Bautista(asTrustee of the IBEW Local 241 Pension Fund); Elizabeth F. Cassada(as Trustees ofthe IBEW Local 910 Annuity Fund); James A. Williams(as Trustees of the IBEWLocal 910 Annuity Fund); Elizabeth F. Cassada(as Trustee of the IBEW Local 910Pension Fund); James A. Williams(as Trustee of the IBEW Local 910 Pension Fund);Thomas R. Lostracco; George Kennedy; Rodney Malarchik; Irving Wood; JamesRounds; Lyle D. Fassett; Rockne Burns; Carmen A. Serrett(as Trustees of the

Laborers' Local 103 Annuity Fund); Earl R. Hall; Carmen A. Serrett(as Trustee of theLaborers' Local 103 Pension Fund); Patrick Morin(as Trustees of Empire StateCarpenters Pension Fund); Dale Stuhlmiller(as Trustees of Empire State CarpentersPension Fund); Patrick Morin(as Trustees of Empire State Carpenters Annuity Fund);Dale Stuhlmiller(as Trustees of Empire State Carpenters Annuity Fund); PatrickMorin(as Trustees of the Empire State Carpenters Welfare Fund); Dale Stuhlmiller(asTrustees of the Empire State Carpenters Welfare Fund). (Williams-Derry, Amy)(Entered: 01/28/2010)

01/28/2010 98 AFFIDAVIT OF SERVICE. Ivy Strategic Operating Committee served on 1/7/2010,answer due 1/28/2010. Service was accepted by Anne Wynne, Senior Counsel.Document filed by Ernest A. Hartman; Kimberly A. Bautista(as Trustees of the IBEWLocal 139 Pension Fund); James F. Collins(as Trustees of the IBEW Local 325Pension Fund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 PensionFund); James F. Collins(as Trustees of the IBEW Local 325 Annuity Fund); KimberlyA. Bautista(as Trustees of the IBEW Local 325 Annuity Fund); James F. Collins(asTrustees of the IBEW Local 325 Joint Trust Fund); Kimberly A. Bautista(as Trusteesof the IBEW Local 325 Joint Trust Fund); Michael Talarski; Kimberly A. Bautista(asTrustee of the IBEW Local 241 Pension Fund); Elizabeth F. Cassada(as Trustees ofthe IBEW Local 910 Annuity Fund); James A. Williams(as Trustees of the IBEWLocal 910 Annuity Fund); Elizabeth F. Cassada(as Trustee of the IBEW Local 910Pension Fund); James A. Williams(as Trustee of the IBEW Local 910 Pension Fund);Thomas R. Lostracco; George Kennedy; Rodney Malarchik; Irving Wood; JamesRounds; Lyle D. Fassett; Rockne Burns; Carmen A. Serrett(as Trustees of theLaborers' Local 103 Annuity Fund); Earl R. Hall; Carmen A. Serrett(as Trustee of theLaborers' Local 103 Pension Fund); Patrick Morin(as Trustees of Empire StateCarpenters Pension Fund); Dale Stuhlmiller(as Trustees of Empire State CarpentersPension Fund); Patrick Morin(as Trustees of Empire State Carpenters Annuity Fund);Dale Stuhlmiller(as Trustees of Empire State Carpenters Annuity Fund); PatrickMorin(as Trustees of the Empire State Carpenters Welfare Fund); Dale Stuhlmiller(asTrustees of the Empire State Carpenters Welfare Fund). (Williams-Derry, Amy)(Entered: 01/28/2010)

01/28/2010 101 MOTION for Cheri R. Tolin to Appear Pro Hac Vice. Document filed by Board ofTrustees of The Buffalo Laborers Security Fund.(mro) (Entered: 02/04/2010)

01/29/2010 99 AFFIDAVIT OF SERVICE. Peter Rose served on 1/21/2010, answer due 2/11/2010.Service was accepted by Peter Rose. Document filed by Ernest A. Hartman; KimberlyA. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F. Collins(asTrustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund); James F. Collins(as Trustees of the IBEW Local325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 AnnuityFund); James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund);Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund); MichaelTalarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund);Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); James A.Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F. Cassada(asTrustee of the IBEW Local 910 Pension Fund); James A. Williams(as Trustee of theIBEW Local 910 Pension Fund); Thomas R. Lostracco; George Kennedy; RodneyMalarchik; Irving Wood; James Rounds; Lyle D. Fassett; Rockne Burns; Carmen A.Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); Earl R. Hall; Patrick

Morin(as Trustees of Empire State Carpenters Pension Fund); Dale Stuhlmiller(asTrustees of Empire State Carpenters Pension Fund); Patrick Morin(as Trustees ofEmpire State Carpenters Annuity Fund); Dale Stuhlmiller(as Trustees of Empire StateCarpenters Annuity Fund); Patrick Morin(as Trustees of the Empire State CarpentersWelfare Fund); Dale Stuhlmiller(as Trustees of the Empire State Carpenters WelfareFund). (Williams-Derry, Amy) (Entered: 01/29/2010)

02/02/2010 100 AFFIDAVIT OF SERVICE. Service was accepted by Peter Rose. Document filed byBoard of Trustees of The Buffalo Laborers Security Fund. (LeVan, Peter) (Entered:02/02/2010)

02/04/2010 CASHIERS OFFICE REMARK on 101 Motion to Appear Pro Hac Vice in theamount of $25.00, paid on 01/28/2010, Receipt Number 893225. (jd) (Entered:02/04/2010)

02/08/2010 102 ORDER GRANTING MOTION FOR PRO HAC VICE FOR ATTORNEY CHERI R.TOLIN: granting 101 Motion for Cheri R. Tolin to Appear Pro Hac Vice. (Signed byJudge Colleen McMahon on 2/8/2010) (tve) (Entered: 02/08/2010)

02/16/2010 103 MOTION for Patrick F. Linehan to Appear Pro Hac Vice for defendant CustodialTrust Company. Document filed by Custodial Trust Company.(cd) (cd). (Entered:02/17/2010)

02/16/2010 104 MOTION for Paul J. Ondrasik, Jr. to Appear Pro Hac Vice for defendant CustodialTrust Company. Document filed by Custodial Trust Company.(cd) (cd). (Entered:02/17/2010)

02/18/2010 105 ORDER FOR ADMISSION PRO HAC VICE: It is hereby ordered that Paul J.Ondrasik is admitted pro hac vice in this action. (Signed by Judge Colleen McMahonon 2/18/2010) (jpo) (Entered: 02/18/2010)

02/18/2010 106 ORDER FOR ADMISSION PRO HAC VICE granting 103 Motion for Patrick F.Linehan to Appear Pro Hac Vice. (Signed by Judge Colleen McMahon on 2/18/2010)(jpo) (Entered: 02/18/2010)

02/19/2010 107 MEMORANDUM OF LAW in Opposition re: 79 AMENDED MOTION to Dismiss..Document filed by Board of Trustees of The Buffalo Laborers Security Fund. (LeVan,Peter) (Entered: 02/19/2010)

02/19/2010 CASHIERS OFFICE REMARK on 103 Motion to Appear Pro Hac Vice, 104 Motionto Appear Pro Hac Vice in the amount of $50.00, paid on 02/16/2010, Receipt Number894183. (jd) (Entered: 02/19/2010)

02/19/2010 108 MEMORANDUM OF LAW in Opposition re: 60 MOTION to Dismiss., 79AMENDED MOTION to Dismiss., 67 MOTION to Dismiss., 73 MOTION to Dismissthe Consolidated Amended Class Action Complaint.. Document filed by Local 267Pension Fund, Local 267 Insurance Fund, Local 73 Annuity Fund, Local 73Retirement Fund. (Attachments: # 1 Certificate of Service)(Hart, Barbara) (Entered:02/19/2010)

02/19/2010 109 MEMORANDUM OF LAW in Opposition re: 60 MOTION to Dismiss., 79AMENDED MOTION to Dismiss., 67 MOTION to Dismiss., 73 MOTION to Dismissthe Consolidated Amended Class Action Complaint. PART TWO. Document filed byLocal 73 Annuity Fund, Local 73 Retirement Fund, Local 267 Pension Fund, Local

267 Insurance Fund. (Attachments: # 1 Certificate of Service)(Hart, Barbara) (Entered:02/19/2010)

02/19/2010 110 MEMORANDUM OF LAW in Opposition re: 61 MOTION to Dismiss consolidatedamended class action complaint.. Document filed by Local 73 Annuity Fund, Local 73Retirement Fund, Local 267 Pension Fund, Local 267 Insurance Fund. (Attachments:# 1 Certificate of Service)(Hart, Barbara) (Entered: 02/19/2010)

02/19/2010 111 DECLARATION of Barbara J. Hart in Opposition re: 61 MOTION to Dismissconsolidated amended class action complaint., 60 MOTION to Dismiss., 79AMENDED MOTION to Dismiss., 67 MOTION to Dismiss., 73 MOTION to Dismissthe Consolidated Amended Class Action Complaint.. Document filed by Local 73Annuity Fund, Local 73 Retirement Fund, Local 267 Pension Fund, Local 267Insurance Fund. (Attachments: # 1 Exhibit Exhibit A - SEC Press Release, # 2 ExhibitMarkopolos letter, # 3 Exhibit South Cherry complaint, # 4 Exhibit Exhibit D - MerkinDecision, # 5 Exhibit E - Baker complaint, # 6 Exhibit F - Income Plus AuditedStatements, # 7 Exhibit G - Capital Acct. Reports, # 8 Exhibit H - Written TestimonySEC Ins. Gen., # 9 Certificate of Service)(Hart, Barbara) (Entered: 02/19/2010)

02/22/2010 112 ORDER EXTENDING TIME TO RESPOND, Peter Rose answer due 3/19/2010.(Signed by Judge Colleen McMahon on 2/22/10) (cd) (Entered: 02/22/2010)

03/02/2010 113 MOTION TO ADMIT COUNSEL PRO HAC VICE, for an order for Jeffrey E.McFadden to Appear Pro Hac Vice, w/ attch. Declaration in support. Document filedby Custodial Trust Company.(pl) (Entered: 03/04/2010)

03/05/2010 114 NOTICE OF CHANGE OF ADDRESS by Carolyn Anne Marcotte on behalf of J.P.Jeanneret Associates, Inc., John P. Jeanneret, Paul L. Perry. New Address: Hiscock &Barclay, LLP, One International Place, 26th Floor, Boston, MA, 02110, 617-274-2900. (Marcotte, Carolyn) (Entered: 03/05/2010)

03/05/2010 115 NOTICE OF CHANGE OF ADDRESS by Brian E. Whiteley on behalf of J.P.Jeanneret Associates, Inc., John P. Jeanneret, Paul L. Perry. New Address: Hiscock &Barclay, LLP, One International Place, 26th Floor, Boston, MA, 02110, 617-274-2900. (Whiteley, Brian) (Entered: 03/05/2010)


03/05/2010 116 REPLY AFFIDAVIT of Scott E. Kossove in Support re: 61 MOTION to Dismissconsolidated amended class action complaint.. Document filed by Margolin, Winer &Evens LLP. (Kossove, Scott) (Entered: 03/05/2010)

03/05/2010 117 CERTIFICATE OF SERVICE of reply affidavit served on all parties on 3/5/10.Document filed by Margolin, Winer & Evens LLP. (Kossove, Scott) (Entered:03/05/2010)

03/05/2010 118 REPLY MEMORANDUM OF LAW in Support re: 61 MOTION to Dismissconsolidated amended class action complaint.. Document filed by Margolin, Winer &Evens LLP. (Attachments: # 1 part 2 of reply memorandum of law)(Kossove, Scott)(Entered: 03/05/2010)

03/05/2010 119 CERTIFICATE OF SERVICE of reply memorandum of law served on all parties on

3/5/10. Document filed by Margolin, Winer & Evens LLP. (Kossove, Scott) (Entered:03/05/2010)

03/05/2010 120 REPLY to Response to Motion re: 60 MOTION to Dismiss.. Document filed byCustodial Trust Company. (Ondrasik, Paul) (Entered: 03/05/2010)

03/05/2010 121 REPLY MEMORANDUM OF LAW in Support re: 67 MOTION to Dismiss..Document filed by J.P. Jeanneret Associates, Inc., John P. Jeanneret, Paul L. Perry.(Whiteley, Brian) (Entered: 03/05/2010)

03/05/2010 122 REPLY MEMORANDUM OF LAW in Support re: 79 AMENDED MOTION toDismiss.. Document filed by Lawrence Simon, Howard Wohl, Adam Geiger, JeffreyLindenbaum, John Rogers, Sean Simon, Kevin Bannon, Steven Pisarkiewicz, RobertMeschi, Susan Rabinowitz, Michael Singer, Alan Chuang, Gregory Van Inwegen,Sean Cumiskey, Stuart Davies, Joseph Burns, Mark Santero, Peter Noris, FarzineHachemian, Colleen Baldwin, Glenn Cummins, Scott E. Wennerholm, Jonathan Little,Ronald P. O'Hanley, Ivy Asset Management Corporation, Bank of New York MellonCorporation. (Rosenthal, Jeffrey) (Entered: 03/05/2010)

03/05/2010 123 CERTIFICATE OF SERVICE. Document filed by Lawrence Simon, Howard Wohl,Adam Geiger, Jeffrey Lindenbaum, John Rogers, Sean Simon, Kevin Bannon, StevenPisarkiewicz, Robert Meschi, Susan Rabinowitz, Michael Singer, Alan Chuang,Gregory Van Inwegen, Sean Cumiskey, Stuart Davies, Joseph Burns, Mark Santero,Peter Noris, Farzine Hachemian, Colleen Baldwin, Glenn Cummins, Scott E.Wennerholm, Jonathan Little, Ronald P. O'Hanley, Ivy Asset ManagementCorporation, Bank of New York Mellon Corporation. (Rosenthal, Jeffrey) (Entered:03/05/2010)

03/08/2010 124 ORDER FOR ADMISSION PRO HAC VICE, that said motion is GRANTED, andJeffrey E. McFadden shall be permitted to appear pro hac vice in this matter as counselfor Custodial Trust Company. (Signed by Judge Colleen McMahon on 3/8/10) (pl)(Entered: 03/08/2010)

03/12/2010 125 AFFIDAVIT OF SERVICE. Bank of New York Mellon Corporation Risk Committeeserved on 1/8/2010, answer due 1/29/2010. Service was accepted by Registered AgentCorporation Trust Company, Scott LaScala. Document filed by Ernest A. Hartman;Kimberly A. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F.Collins(as Trustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(asTrustees of the IBEW Local 325 Pension Fund); James F. Collins(as Trustees of theIBEW Local 325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local325 Annuity Fund); James F. Collins(as Trustees of the IBEW Local 325 Joint TrustFund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund);Michael Talarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 PensionFund); Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); JamesA. Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F.Cassada(as Trustee of the IBEW Local 910 Pension Fund); James A. Williams(asTrustee of the IBEW Local 910 Pension Fund); Thomas R. Lostracco; GeorgeKennedy; Rodney Malarchik; Irving Wood; James Rounds; Lyle D. Fassett; RockneBurns; Carmen A. Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); EarlR. Hall; Carmen A. Serrett(as Trustee of the Laborers' Local 103 Pension Fund);Patrick Morin(as Trustees of Empire State Carpenters Pension Fund); DaleStuhlmiller(as Trustees of Empire State Carpenters Pension Fund); Patrick Morin(as

Trustees of Empire State Carpenters Annuity Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Annuity Fund); Patrick Morin(as Trustees of the Empire StateCarpenters Welfare Fund); Dale Stuhlmiller(as Trustees of the Empire StateCarpenters Welfare Fund). (Williams-Derry, Amy) (Entered: 03/12/2010)

03/19/2010 126 NOTICE OF APPEARANCE by Lewis J. Liman on behalf of Lawrence Simon,Howard Wohl, Adam Geiger, Jeffrey Lindenbaum, John Rogers, Sean Simon, KevinBannon, Steven Pisarkiewicz, Robert Meschi, Susan Rabinowitz, Michael Singer,Alan Chuang, Gregory Van Inwegen, Sean Cumiskey, Stuart Davies, Peter Rose,Joseph Burns, Mark Santero, Peter Noris, Farzine Hachemian, Colleen Baldwin, GlennCummins, Scott E. Wennerholm, Jonathan Little, Ronald P. O'Hanley, Ivy AssetManagement Corporation, Bank of New York Mellon Corporation (Attachments: # 1Certificate of Service)(Liman, Lewis) (Entered: 03/19/2010)

03/19/2010 127 MOTION to Dismiss. Document filed by Peter Rose. (Liman, Lewis) (Entered:03/19/2010)

03/19/2010 128 MEMORANDUM OF LAW in Support re: 127 MOTION to Dismiss.. Documentfiled by Peter Rose. (Liman, Lewis) (Entered: 03/19/2010)

03/19/2010 129 DECLARATION of Peter Rose in Support re: 127 MOTION to Dismiss.. Documentfiled by Peter Rose. (Liman, Lewis) (Entered: 03/19/2010)

03/19/2010 130 DECLARATION of Lewis J. Liman in Support re: 127 MOTION to Dismiss..Document filed by Peter Rose. (Attachments: # 1 Exhibit A)(Liman, Lewis) (Entered:03/19/2010)

03/19/2010 131 CERTIFICATE OF SERVICE. Document filed by Peter Rose. (Liman, Lewis)(Entered: 03/19/2010)

04/01/2010 132 DOCUMENT REFERRED TO JUDGE FOR APPROVAL - NOTICE OFVOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules ofCivil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that theabove-captioned action is voluntarily dismissed, without prejudice against thedefendant(s) Peter Rose. Document filed by Board of Trustees of The BuffaloLaborers Security Fund. (LeVan, Peter) Modified on 4/2/2010 (ml). (Entered:04/01/2010)

04/02/2010 ***NOTE TO ATTORNEY - DOCUMENT REFERRED TO JUDGE FORAPPROVAL. Note to Attorney Peter LeVan Document 132 Notice of VoluntaryDismissal, was referred to Judge Colleen McMahon for approval. (ml) (Entered:04/02/2010)

04/05/2010 133 NOTICE OF VOLUNTARY DISMISSAL WITHOUT PREJUDICE OF CLAIMSAGAINST PETER ROSE ONLY: Pursuant to Rule 41(a)(1) of the Federal Rules ofCivil Procedure, Plaintiffs hereby voluntarily dismiss this action as against DefendantPeter Rose without prejudice. This will not affect any other claims the Plaintiffs haveagainst any other party. (Signed by Judge Colleen McMahon on 4/5/2010) (jfe)(Entered: 04/05/2010)

05/13/2010 134 ENDORSED LETTER addressed to Counsel from Judge Colleen McMahon dated5/13/2010 re: Your correspondence. ENDORSEMENT: I was expecting to hear fromyou. Of course I would not consider the Attorney General's complaint in connection

with my evaluation of the Amended Class and Amended ERISA Class complaints.However, there is no way that I would deny motions for leave to amend, either. Soplease don't bother to move. Just amend both complaints within ten days (i.e., by5/21/2010). The pending motions are denied as moot in view of the amendment of thecomplaints. New motions to dismiss should be filed by June 30, with responsivepapers due July 23 and replies July 30. Understand: I expect defendants to edit theirexisting motions papers to deal with the new fact allegations, and I don't think theywill need to do much in order to accomplish that. But I am giving you some time toget it done. I will not grant any extensions of this schedule, as I want to get this casemoving this fall. (Motions due by 6/30/2010. Responses due by 7/23/2010. Repliesdue by 7/30/2010.) Motions terminated: 79 AMENDED MOTION to Dismiss, 61MOTION to Dismiss consolidated amended class action complaint, 60 MOTION toDismiss, 67 MOTION to Dismiss, 127 MOTION to Dismiss, 73 MOTION to Dismissthe Consolidated Amended Class Action Complaint. (Signed by Judge ColleenMcMahon on 5/13/2010) (tro) Modified on 5/14/2010 (tro). (Entered: 05/13/2010)

05/13/2010 135 ENDORSED LETTER addressed to Judge Colleen McMahon from Barbara J. Hartdated 5/11/2010 re: We intend to file a motion seeking Your Honor's leave to amendthe complaint. ENDORSEMENT: Don't bother the move - just file an amendedcomplaint in 10 days - Pending motion to dismiss denied as moot - new motion byJune 30. (Signed by Judge Colleen McMahon on 5/13/2010) (jpo) (Entered:05/14/2010)

05/13/2010 Set Deadlines/Hearings: Amended Pleadings due by 5/21/2010. (tro) (Entered:05/14/2010)

05/21/2010 136 CERTIFICATE OF SERVICE of First Amended Consolidated Class ActionComplaint served on Brian E. Whiteley on 05/21/10. Service was made by Mail.Document filed by Board of Trustees of The Buffalo Laborers Security Fund.(Silberstein, Milo) (Entered: 05/21/2010)

05/21/2010 137 CERTIFICATE OF SERVICE of First Amended Consolidated Class ActionComplaint served on Jeffrey Rosenthal on 05/21/10. Service was made by Mail.Document filed by Board of Trustees of The Buffalo Laborers Security Fund.(Silberstein, Milo) (Entered: 05/21/2010)

05/21/2010 138 AMENDED COMPLAINT amending 1 Complaint, against Income-Plus InvestmentFund, Paul Perry, Lawrence Simon, Howard Wohl, Adam Geiger, JeffreyLindenbaum, John Rogers, Sean Simon, Kevin Bannon, Steven Pisarkiewicz, RobertMeschi, Susan Rabinowitz, Michael Singer, Alan Chuang, Gregory Van Inwegen,Sean Cumiskey, Stuart Davies, Joseph Burns, Mark Santero, Peter Noris, FarzineHachemian, Colleen Baldwin, Glenn Cummins, Ivy Manager Approval Committee,Ivy Investment Committee, Ivy Strategic Operating Committee, Frank Biondi, Jr,Nicholas Donofrio, Edmund Kelly, Michael Kowalski, John Jr. Luke, Paul Myners,Mark Nordenberg, Catherine Rein, William Richardson, Brian Roberts, Samuel Scott,III, Richard Vaughan, Wesley Von Schack, Bank of New York Mellon CorporationRisk Committee, Custodial Trust Company, J.P. Jeanneret Associates, Inc., Scott E.Wennerholm, Jonathan Little, Ronald P. O'Hanley, John P. Jeanneret, Paul L. Perry,Ivy Asset Management Corporation, Bank of New York Mellon Corporation,Margolin, Winer & Evens LLP.Document filed by Board of Trustees of The BuffaloLaborers Security Fund. Related document: 1 Complaint, filed by Local 73 AnnuityFund. (Attachments: # 1 Supplement, # 2 Supplement, # 3 Supplement)(rdz) (Entered:

05/25/2010)

05/21/2010 139 SECOND AMENDED COMPLAINT amending 50 Complaint, against Income-PlusInvestment Fund, Paul Perry, Lawrence Simon, Howard Wohl, Adam Geiger, JeffreyLindenbaum, John Rogers, Sean Simon, Kevin Bannon, Steven Pisarkiewicz, RobertMeschi, Susan Rabinowitz, Michael Singer, Alan Chuang, Gregory Van Inwegen,Sean Cumiskey, Stuart Davies, Joseph Burns, Mark Santero, Peter Noris, FarzineHachemian, Colleen Baldwin, Glenn Cummins, Ivy Manager Approval Committee,Ivy Investment Committee, Ivy Strategic Operating Committee, Frank Biondi, Jr,Nicholas Donofrio, Edmund Kelly, Michael Kowalski, John Jr. Luke, Paul Myners,Mark Nordenberg, Catherine Rein, William Richardson, Brian Roberts, Samuel Scott,III, Richard Vaughan, Wesley Von Schack, Bank of New York Mellon CorporationRisk Committee, Custodial Trust Company, J.P. Jeanneret Associates, Inc., Scott E.Wennerholm, Jonathan Little, Ronald P. O'Hanley, John P. Jeanneret, Paul L. Perry,Ivy Asset Management Corporation, Bank of New York Mellon Corporation,Margolin, Winer & Evens LLP.Document filed by Kimberly A. Bautista, RockneBurns, Elizabeth F. Cassada, James F. Collins, Lyle D. Fasset, Earl R. Hall, Ernest A.Hartman, George Kennedy, Thomas R. Lostracco, Rodney Malarchik, Frank Spencer,James Rounds, Carmen, A. Serrett, Dale Stulmiller, Micahel Talarski, James A.Williams, Irving Wood . Related document: 50 Complaint, filed by Kimberly A.Bautista, Rockne Burns, Elizabeth F. Cassada, James F. Collins, Lyle D. Fasset, EarlR. Hall, Ernest A. Hartman, George Kennedy, Thomas R. Lostracco, RodneyMalarchik, Frank Spencer, James Rounds, Carmen, A. Serrett, Dale Stulmiller,Micahel Talarski, James A. Williams, Irving Wood .(rdz) (ama). Modified on 6/1/2010(rdz). Modified on 6/8/2010 (rdz). Modified on 6/8/2010 (rdz). (Additionalattachment(s) added on 7/23/2010: # 1 Main Document, # 2 Affidavit) (rdz).(Additional attachment(s) added on 8/5/2010: # 1 Exhibit, # 2 Exhibit) (rdz).(Additional attachment(s) added on 9/14/2010: # 3 Main Document) (ae). (Attachment2 replaced on 9/14/2010) (ama). (ama). (Additional attachment(s) added on 9/14/2010:# 1 Certificte of Service) (ama). (Entered: 05/25/2010)

05/21/2010 140 THIRD AMENDED COMPLAINT amending 1 Complaint, against Paul Perry,Lawrence Simon, Howard Wohl, Adam Geiger, Jeffrey Lindenbaum, John Rogers,Sean Simon, Colleen Baldwin, Glenn Cummins, J.P. Jeanneret Associates, Inc., JohnP. Jeanneret, Ivy Asset Management Corporation, Bank of New York MellonCorporation.Document filed by Ernest A. Hartman, Kimberly A. Bautista(as Trusteesof the IBEW Local 139 Pension Fund), James F. Collins(as Trustees of the IBEWLocal 325 Pension Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325Pension Fund), James F. Collins(as Trustees of the IBEW Local 325 Annuity Fund),Kimberly A. Bautista(as Trustees of the IBEW Local 325 Annuity Fund), James F.Collins(as Trustees of the IBEW Local 325 Joint Trust Fund), Kimberly A. Bautista(asTrustees of the IBEW Local 325 Joint Trust Fund), Michael Talarski, Kimberly A.Bautista(as Trustee of the IBEW Local 241 Pension Fund), Elizabeth F. Cassada(asTrustees of the IBEW Local 910 Annuity Fund), James A. Williams(as Trustees of theIBEW Local 910 Annuity Fund), Elizabeth F. Cassada(as Trustee of the IBEW Local910 Pension Fund), James A. Williams(as Trustee of the IBEW Local 910 PensionFund), Thomas R. Lostracco, George Kennedy, Rodney Malarchik, Irving Wood, LyleD. Fassett, Rockne Burns, Carmen A. Serrett(as Trustees of the Laborers' Local 103Annuity Fund), Earl R. Hall, Carmen A. Serrett(as Trustee of the Laborers' Local 103Pension Fund), Dale Stuhlmiller(as Trustees of Empire State Carpenters PensionFund), Dale Stuhlmiller(as Trustees of Empire State Carpenters Annuity Fund), Dale

Stuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund), Local 267Insurance Fund. Related document: 1 Complaint, filed by Local 73 Annuity Fund.(rdz)(Entered: 05/25/2010)

05/25/2010 141 AFFIDAVIT OF SERVICE. Paul Myners served on 4/30/2010, answer due 5/21/2010.Service was accepted by Paul Myners. Document filed by Ernest A. Hartman;Kimberly A. Bautista(as Trustees of the IBEW Local 139 Pension Fund); James F.Collins(as Trustees of the IBEW Local 325 Pension Fund); Kimberly A. Bautista(asTrustees of the IBEW Local 325 Pension Fund); James F. Collins(as Trustees of theIBEW Local 325 Annuity Fund); Kimberly A. Bautista(as Trustees of the IBEW Local325 Annuity Fund); James F. Collins(as Trustees of the IBEW Local 325 Joint TrustFund); Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund);Michael Talarski; Kimberly A. Bautista(as Trustee of the IBEW Local 241 PensionFund); Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund); JamesA. Williams(as Trustees of the IBEW Local 910 Annuity Fund); Elizabeth F.Cassada(as Trustee of the IBEW Local 910 Pension Fund); James A. Williams(asTrustee of the IBEW Local 910 Pension Fund); Thomas R. Lostracco; GeorgeKennedy; Rodney Malarchik; Irving Wood; James Rounds; Lyle D. Fassett; RockneBurns; Carmen A. Serrett(as Trustees of the Laborers' Local 103 Annuity Fund); EarlR. Hall; Carmen A. Serrett(as Trustee of the Laborers' Local 103 Pension Fund);Patrick Morin(as Trustees of Empire State Carpenters Pension Fund); DaleStuhlmiller(as Trustees of Empire State Carpenters Pension Fund); Patrick Morin(asTrustees of Empire State Carpenters Annuity Fund); Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Annuity Fund); Patrick Morin(as Trustees of the Empire StateCarpenters Welfare Fund); Dale Stuhlmiller(as Trustees of the Empire StateCarpenters Welfare Fund). (Williams-Derry, Amy) (Entered: 05/25/2010)

06/04/2010 ***REJECTION OF ATTEMPTED PAPER FILING IN ECF CASE. The followingdocument(s) Certificate Of Service John I. Khalil, was rejected by the Clerk's Officeand must be FILED ELECTRONICALLY on the Court's ECF System. (jab) (Entered:06/04/2010)

06/16/2010 142 AFFIDAVIT OF SERVICE of Summons and Amended Complaint,,,,,,,. LawrenceSimon served on 1/6/2010, answer due 6/11/2010; Howard Wohl served on 1/6/2010,answer due 6/11/2010; Adam Geiger served on 1/6/2010, answer due 6/11/2010; JohnRogers served on 1/6/2010, answer due 6/11/2010; Sean Simon served on 1/6/2010,answer due 6/11/2010; Steven Pisarkiewicz served on 1/6/2010, answer due6/11/2010; Robert Meschi served on 1/6/2010, answer due 6/11/2010; SusanRabinowitz served on 1/6/2010, answer due 6/11/2010; Gregory Van Inwegen servedon 1/6/2010, answer due 6/11/2010; Mark Santero served on 12/20/2009, answer due6/11/2010; Peter Noris served on 1/6/2010, answer due 6/11/2010; Catherine Reinserved on 12/18/2009, answer due 6/11/2010; William Richardson served on12/18/2009, answer due 6/11/2010; Brian Roberts served on 12/18/2009, answer due6/11/2010; Samuel Scott, III served on 12/18/2009, answer due 6/11/2010; RichardVaughan served on 12/18/2009, answer due 6/11/2010; Wesley Von Schack served on12/18/2009, answer due 6/11/2010; J.P. Jeanneret Associates, Inc. served on4/28/2009, answer due 6/11/2010; Scott E. Wennerholm answer due 6/11/2010;Ronald P. O'Hanley answer due 6/11/2010; John P. Jeanneret served on 5/1/2009,answer due 6/11/2010; Paul L. Perry served on 4/28/2009, answer due 6/11/2010; IvyAsset Management Corporation served on 4/23/2009, answer due 6/11/2010; Bank ofNew York Mellon Corporation served on 4/23/2009, answer due 6/11/2010; Margolin,

Winer & Evens LLP served on 4/27/2009, answer due 6/11/2010. Service was madeby Mail. Document filed by Local 73 Annuity Fund; Local 73 Retirement Fund; Local267 Pension Fund. (Hart, Barbara) (Entered: 06/16/2010)

06/30/2010 143 MOTION to Dismiss second amended class action complaint. Document filed byMargolin, Winer & Evens LLP. Responses due by 7/23/2010(Kossove, Scott)(Entered: 06/30/2010)

06/30/2010 144 CERTIFICATE OF SERVICE of Motion to Dismiss. Document filed by Margolin,Winer & Evens LLP. (Kossove, Scott) (Entered: 06/30/2010)

06/30/2010 145 AFFIDAVIT of Scott E. Kossove in Support re: 143 MOTION to Dismiss secondamended class action complaint.. Document filed by Margolin, Winer & Evens LLP.(Attachments: # 1 Exhibit A (Part 1 of 7), # 2 Exhibit A (Part 2 of 7), # 3 Exhibit A(Part 3 of 7), # 4 Exhibit A (Part 4 of 7), # 5 Exhibit A (Part 5 of 7), # 6 Exhibit A(Part 6 of 7), # 7 Exhibit A (Part 7 of 7))(Kossove, Scott) (Entered: 06/30/2010)

06/30/2010 146 MEMORANDUM OF LAW in Support re: 143 MOTION to Dismiss second amendedclass action complaint.. Document filed by Margolin, Winer & Evens LLP.(Attachments: # 1 Part 2 of Memorandum of law)(Kossove, Scott) (Entered:06/30/2010)

06/30/2010 147 CERTIFICATE OF SERVICE of memorandum of law in support of motion todismiss. Document filed by Margolin, Winer & Evens LLP. (Kossove, Scott)(Entered: 06/30/2010)

06/30/2010 148 MOTION to Dismiss Second Amended Class Action Complaint. Document filed byJ.P. Jeanneret Associates, Inc., John P. Jeanneret, Paul L. Perry. (Whiteley, Brian)(Entered: 06/30/2010)

06/30/2010 149 MEMORANDUM OF LAW in Support re: 148 MOTION to Dismiss SecondAmended Class Action Complaint.. Document filed by J.P. Jeanneret Associates, Inc.,John P. Jeanneret, Paul L. Perry. (Whiteley, Brian) (Entered: 06/30/2010)

06/30/2010 150 DECLARATION of Brian E. Whiteley in Support re: 148 MOTION to DismissSecond Amended Class Action Complaint.. Document filed by J.P. JeanneretAssociates, Inc., John P. Jeanneret, Paul L. Perry. (Attachments: # 1 Exhibit A-1, # 2Exhibit A-2, # 3 Exhibit B-1, # 4 Exhibit B-2, # 5 Exhibit B-3, # 6 Exhibit C-1, # 7Exhibit C-2, # 8 Exhibit D, # 9 Exhibit E, # 10 Exhibit F, # 11 Exhibit G, # 12 ExhibitH, # 13 Exhibit I, # 14 Exhibit J, # 15 Exhibit K, # 16 Exhibit L, # 17 Exhibit M, # 18Exhibit N, # 19 Exhibit O)(Whiteley, Brian) (Entered: 06/30/2010)

06/30/2010 151 ANSWER to Amended Complaint. Document filed by J.P. Jeanneret Associates, Inc.,John P. Jeanneret, Paul L. Perry. Related document: 13 8 Amended Complaint,,,, filedby Board of Trustees of The Buffalo Laborers Security Fund.(Whiteley, Brian)(Entered: 06/30/2010)

06/30/2010 152 MOTION to Dismiss. Document filed by Lawrence Simon, Howard Wohl, AdamGeiger, Jeffrey Lindenbaum, John Rogers, Sean Simon, Kevin Bannon, StevenPisarkiewicz, Robert Meschi, Susan Rabinowitz, Alan Chuang, Gregory Van Inwegen,Sean Cumiskey, Stuart Davies, Joseph Burns, Mark Santero, Peter Noris, FarzineHachemian, Colleen Baldwin, Glenn Cummins, Scott E. Wennerholm, Jonathan Little,Ronald P. O'Hanley, Ivy Asset Management Corporation, Bank of New York Mellon

FCorporation. (Rosenthal, Jeffrey) (Entered: 06/30/2010)

06/30/2010 153 MEMORANDUM OF LAW in Support re: 152 MOTION to Dismiss.. Documentfiled by Lawrence Simon, Howard Wohl, Adam Geiger, Jeffrey Lindenbaum, JohnRogers, Sean Simon, Kevin Bannon, Steven Pisarkiewicz, Robert Meschi, SusanRabinowitz, Alan Chuang, Gregory Van Inwegen, Sean Cumiskey, Stuart Davies,Joseph Burns, Mark Santero, Peter Noris, Farzine Hachemian, Colleen Baldwin, GlennCummins, Scott E. Wennerholm, Jonathan Little, Ronald P. O'Hanley, Ivy AssetManagement Corporation, Bank of New York Mellon Corporation. (Rosenthal,Jeffrey) (Entered: 06/30/2010)

06/30/2010 154 DECLARATION of Jeffrey A. Rosenthal in Support re: 152 MOTION to Dismiss..Document filed by Lawrence Simon, Howard Wohl, Adam Geiger, JeffreyLindenbaum, John Rogers, Sean Simon, Kevin Bannon, Steven Pisarkiewicz, RobertMeschi, Susan Rabinowitz, Alan Chuang, Gregory Van Inwegen, Sean Cumiskey,Stuart Davies, Joseph Burns, Mark Santero, Peter Noris, Farzine Hachemian, ColleenBaldwin, Glenn Cummins, Scott E. Wennerholm, Jonathan Little, Ronald P. O'Hanley,Ivy Asset Management Corporation, Bank of New York Mellon Corporation.(Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 ExhibitE, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16Exhibit P, # 17 Exhibit Q - Part I, # 18 Exhibit Q - Part II)(Rosenthal, Jeffrey)(Entered: 06/30/2010)

06/30/2010 155 CERTIFICATE OF SERVICE. Document filed by Lawrence Simon, Howard Wohl,Adam Geiger, Jeffrey Lindenbaum, John Rogers, Sean Simon, Kevin Bannon, StevenPisarkiewicz, Robert Meschi, Susan Rabinowitz, Alan Chuang, Gregory Van Inwegen,Sean Cumiskey, Stuart Davies, Joseph Burns, Mark Santero, Peter Noris, FarzineHachemian, Colleen Baldwin, Glenn Cummins, Scott E. Wennerholm, Jonathan Little,Ronald P. O'Hanley, Ivy Asset Management Corporation, Bank of New York MellonCorporation. (Rosenthal, Jeffrey) (Entered: 06/30/2010)

07/23/2010 156 MEMORANDUM OF LAW in Opposition re: 152 MOTION to Dismiss.. Documentfiled by Board of Trustees of The Buffalo Laborers Security Fund. (LeVan, Peter)(Entered: 07/23/2010)

07/23/2010 157 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Amend/CorrectScheduling Order. Document filed by Kimberly A. Bautista(as Trustees of the IBEWLocal 139 Pension Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325Annuity Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325 PensionFund), Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund),Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund), RockneBurns, Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund),Elizabeth F. Cassada(as Trustee of the IBEW Local 910 Pension Fund), James F.Collins(as Trustees of the IBEW Local 325 Joint Trust Fund), James F. Collins(asTrustees of the IBEW Local 325 Annuity Fund), James F. Collins(as Trustees of theIBEW Local 325 Pension Fund), Lyle D. Fassett, Earl R. Hall, Ernest A. Hartman,George Kennedy, Thomas R. Lostracco, Rodney Malarchik, Patrick Morin(as Trusteesof Empire State Carpenters Pension Fund), Patrick Morin(as Trustees of the EmpireState Carpenters Welfare Fund), Patrick Morin(as Trustees of Empire State CarpentersAnnuity Fund), James Rounds, Carmen A. Serrett(as Trustees of the Laborers' Local103 Annuity Fund), Carmen A. Serrett(as Trustee of the Laborers' Local 103 Pension

Fund), Frank Spencer(as Trustees of Empire State Carpenters Annuity Fund), FrankSpencer(as Trustees of the Empire State Carpenters Welfare Fund ), Frank Spencer(asTrustees of Empire State Carpenters Pension Fund), Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Pension Fund), Dale Stuhlmiller(as Trustees of the EmpireState Carpenters Welfare Fund), Dale Stuhlmiller(as Trustees of Empire StateCarpenters Annuity Fund), Michael Talarski, James A. Williams(as Trustees of theIBEW Local 910 Annuity Fund), James A. Williams(as Trustee of the IBEW Local910 Pension Fund), Irving Wood. (Attachments: # 1 Affidavit Declaration of AmyWilliams-Derry in Support of Motion to Amend Scheduling Order, # 2 Exhibit A toDeclaration of AWD, # 3 Exhibit B to Declaration of AWD, # 4 Certificate ofService)(Preminger, David) Modified on 7/26/2010 (db). (Entered: 07/23/2010)

07/23/2010 158 MEMORANDUM OF LAW in Opposition re: 152 MOTION to Dismiss. 148MOTION to Dismiss Second Amended Class Action Complaint. Document filed byLocal 267 Insurance Fund, Local 267 Pension Fund, Local 73 Annuity Fund, Local 73Retirement Fund. (Hart, Barbara) Modified on 7/26/2010 (db). Modified on 7/26/2010(db). (Entered: 07/23/2010)

07/23/2010 159 MEMORANDUM OF LAW in Opposition re: 143 MOTION to Dismiss secondamended class action complaint.. Document filed by Local 267 Insurance Fund, Local267 Pension Fund, Local 73 Annuity Fund, Local 73 Retirement Fund. (Hart, Barbara)(Entered: 07/23/2010)

07/23/2010 160 DECLARATION of Barbara J. Hart in Opposition re: 152 MOTION to Dismiss., 143MOTION to Dismiss second amended class action complaint., 148 MOTION toDismiss Second Amended Class Action Complaint.. Document filed by Local 267Insurance Fund, Local 267 Pension Fund, Local 73 Annuity Fund, Local 73Retirement Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, #10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L)(Hart, Barbara) (Entered: 07/23/2010)

07/23/2010 161 CERTIFICATE OF SERVICE. Document filed by Local 267 Insurance Fund, Local267 Pension Fund, Local 73 Annuity Fund, Local 73 Retirement Fund. (Hart, Barbara)(Entered: 07/23/2010)

07/23/2010 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney David Steven Preminger to RE-FILE Document157 MOTION to Amend/Correct Scheduling Order. ERROR(S): SupportingDocuments are filed separately, each getting there own Document #.***REMINDER*** - First Re-File Motion, then file and link any supportingdocuments. (db) (Entered: 07/26/2010)

07/26/2010 162 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Amend/CorrectScheduling Order. Document filed by Kimberly A. Bautista(as Trustees of the IBEWLocal 139 Pension Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325Annuity Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325 PensionFund), Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund),Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund), RockneBurns, Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund),Elizabeth F. Cassada(as Trustee of the IBEW Local 910 Pension Fund), James F.Collins(as Trustees of the IBEW Local 325 Joint Trust Fund), James F. Collins(asTrustees of the IBEW Local 325 Annuity Fund), James F. Collins(as Trustees of the

IBEW Local 325 Pension Fund), Lyle D. Fassett, Earl R. Hall, Ernest A. Hartman,Thomas R. Lostracco, Rodney Malarchik, Patrick Morin(as Trustees of Empire StateCarpenters Pension Fund), Patrick Morin(as Trustees of the Empire State CarpentersWelfare Fund), Patrick Morin(as Trustees of Empire State Carpenters Annuity Fund),James Rounds, Carmen A. Serrett(as Trustees of the Laborers' Local 103 AnnuityFund), Carmen A. Serrett(as Trustee of the Laborers' Local 103 Pension Fund), FrankSpencer(as Trustees of Empire State Carpenters Annuity Fund), Frank Spencer(asTrustees of the Empire State Carpenters Welfare Fund ), Frank Spencer(as Trustees ofEmpire State Carpenters Pension Fund), Dale Stuhlmiller(as Trustees of Empire StateCarpenters Pension Fund), Dale Stuhlmiller(as Trustees of the Empire StateCarpenters Welfare Fund), Dale Stuhlmiller(as Trustees of Empire State CarpentersAnnuity Fund), Michael Talarski, James A. Williams(as Trustees of the IBEW Local910 Annuity Fund), James A. Williams(as Trustee of the IBEW Local 910 PensionFund), Irving Wood.(Preminger, David) Modified on 7/28/2010 (db). (Entered:07/26/2010)

07/26/2010 163 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of AmyWilliams-Derry in Support re: 162 MOTION to Amend/Correct Scheduling Order.Document filed by Kimberly A. Bautista(as Trustees of the IBEW Local 139 PensionFund), Kimberly A. Bautista(as Trustees of the IBEW Local 325 Annuity Fund),Kimberly A. Bautista(as Trustees of the IBEW Local 325 Pension Fund), Kimberly A.Bautista(as Trustee of the IBEW Local 241 Pension Fund), Kimberly A. Bautista(asTrustees of the IBEW Local 325 Joint Trust Fund), Rockne Burns, Elizabeth F.Cassada(as Trustees of the IBEW Local 910 Annuity Fund), Elizabeth F. Cassada(asTrustee of the IBEW Local 910 Pension Fund), James F. Collins(as Trustees of theIBEW Local 325 Joint Trust Fund), James F. Collins(as Trustees of the IBEW Local325 Annuity Fund), James F. Collins(as Trustees of the IBEW Local 325 PensionFund), Lyle D. Fassett, Earl R. Hall, Ernest A. Hartman, George Kennedy, Thomas R.Lostracco, Rodney Malarchik, Patrick Morin(as Trustees of Empire State CarpentersPension Fund), Patrick Morin(as Trustees of the Empire State Carpenters WelfareFund), Patrick Morin(as Trustees of Empire State Carpenters Annuity Fund), JamesRounds, Carmen A. Serrett(as Trustees of the Laborers' Local 103 Annuity Fund),Carmen A. Serrett(as Trustee of the Laborers' Local 103 Pension Fund), FrankSpencer(as Trustees of Empire State Carpenters Annuity Fund), Frank Spencer(asTrustees of the Empire State Carpenters Welfare Fund ), Frank Spencer(as Trustees ofEmpire State Carpenters Pension Fund), Dale Stuhlmiller(as Trustees of Empire StateCarpenters Pension Fund), Dale Stuhlmiller(as Trustees of the Empire StateCarpenters Welfare Fund), Dale Stuhlmiller(as Trustees of Empire State CarpentersAnnuity Fund), Michael Talarski, James A. Williams(as Trustees of the IBEW Local910 Annuity Fund), James A. Williams(as Trustee of the IBEW Local 910 PensionFund), Irving Wood. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Preminger, David)Modified on 7/28/2010 (db). (Entered: 07/26/2010)

07/26/2010 164 CERTIFICATE OF SERVICE. Document filed by Kimberly A. Bautista(as Trusteesof the IBEW Local 139 Pension Fund), Kimberly A. Bautista(as Trustees of the IBEWLocal 325 Annuity Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325Pension Fund), Kimberly A. Bautista(as Trustee of the IBEW Local 241 PensionFund), Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund),Rockne Burns, Elizabeth F. Cassada(as Trustees of the IBEW Local 910 AnnuityFund), Elizabeth F. Cassada(as Trustee of the IBEW Local 910 Pension Fund), JamesF. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund), James F. Collins(as

Trustees of the IBEW Local 325 Annuity Fund), James F. Collins(as Trustees of theIBEW Local 325 Pension Fund), Lyle D. Fassett, Earl R. Hall, Ernest A. Hartman,George Kennedy, Thomas R. Lostracco, Rodney Malarchik, Patrick Morin(as Trusteesof Empire State Carpenters Pension Fund), Patrick Morin(as Trustees of the EmpireState Carpenters Welfare Fund), Patrick Morin(as Trustees of Empire State CarpentersAnnuity Fund), James Rounds, Carmen A. Serrett(as Trustees of the Laborers' Local103 Annuity Fund), Carmen A. Serrett(as Trustee of the Laborers' Local 103 PensionFund), Frank Spencer(as Trustees of Empire State Carpenters Annuity Fund), FrankSpencer(as Trustees of the Empire State Carpenters Welfare Fund ), Frank Spencer(asTrustees of Empire State Carpenters Pension Fund), Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Pension Fund), Dale Stuhlmiller(as Trustees of the EmpireState Carpenters Welfare Fund), Dale Stuhlmiller(as Trustees of Empire StateCarpenters Annuity Fund), Michael Talarski, James A. Williams(as Trustees of theIBEW Local 910 Annuity Fund), James A. Williams(as Trustee of the IBEW Local910 Pension Fund), Irving Wood. (Preminger, David) (Entered: 07/26/2010)

07/26/2010 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney David Steven Preminger to RE-FILE Document162 MOTION to Amend/Correct Scheduling Order. ERROR(S): SupportingDocuments (Memorandum in Support) are filed separately, each getting there ownDocument #. ***REMINDER*** - First Re-File Motion, then file and link anysupporting documents. (db) (Entered: 07/28/2010)

07/26/2010 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney David Steven Preminger to RE-FILE Document163 Declaration in Support of Motion. ERROR(S): Supporting Documents must belinked to the correct motion. (db) (Entered: 07/28/2010)

07/28/2010 165 MOTION to Amend/Correct Scheduling Order. Document filed by Kimberly A.Bautista(as Trustees of the IBEW Local 139 Pension Fund), Kimberly A. Bautista(asTrustees of the IBEW Local 325 Annuity Fund), Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund), Kimberly A. Bautista(as Trustee of the IBEWLocal 241 Pension Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325Joint Trust Fund), Rockne Burns, Elizabeth F. Cassada(as Trustees of the IBEW Local910 Annuity Fund), Elizabeth F. Cassada(as Trustee of the IBEW Local 910 PensionFund), James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund), JamesF. Collins(as Trustees of the IBEW Local 325 Annuity Fund), James F. Collins(asTrustees of the IBEW Local 325 Pension Fund), Lyle D. Fassett, Earl R. Hall, ErnestA. Hartman, George Kennedy, Thomas R. Lostracco, Rodney Malarchik, PatrickMorin(as Trustees of Empire State Carpenters Pension Fund), Patrick Morin(asTrustees of the Empire State Carpenters Welfare Fund), Patrick Morin(as Trustees ofEmpire State Carpenters Annuity Fund), James Rounds, Carmen A. Serrett(as Trusteesof the Laborers' Local 103 Annuity Fund), Carmen A. Serrett(as Trustee of theLaborers' Local 103 Pension Fund), Frank Spencer(as Trustees of Empire StateCarpenters Annuity Fund), Frank Spencer(as Trustees of the Empire State CarpentersWelfare Fund ), Frank Spencer(as Trustees of Empire State Carpenters Pension Fund),Dale Stuhlmiller(as Trustees of Empire State Carpenters Pension Fund), DaleStuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund), DaleStuhlmiller(as Trustees of Empire State Carpenters Annuity Fund), Michael Talarski,James A. Williams(as Trustees of the IBEW Local 910 Annuity Fund), James A.Williams(as Trustee of the IBEW Local 910 Pension Fund), Irving Wood. (Preminger,

David) (Entered: 07/28/2010)

07/28/2010 166 MEMORANDUM OF LAW in Support re: 165 MOTION to Amend/CorrectScheduling Order.. Document filed by Kimberly A. Bautista(as Trustees of the IBEWLocal 139 Pension Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325Annuity Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325 PensionFund), Kimberly A. Bautista(as Trustee of the IBEW Local 241 Pension Fund),Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund), RockneBurns, Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund),Elizabeth F. Cassada(as Trustee of the IBEW Local 910 Pension Fund), James F.Collins(as Trustees of the IBEW Local 325 Joint Trust Fund), James F. Collins(asTrustees of the IBEW Local 325 Annuity Fund), James F. Collins(as Trustees of theIBEW Local 325 Pension Fund), Lyle D. Fassett, Earl R. Hall, Ernest A. Hartman,George Kennedy, Thomas R. Lostracco, Rodney Malarchik, Patrick Morin(as Trusteesof Empire State Carpenters Pension Fund), Patrick Morin(as Trustees of the EmpireState Carpenters Welfare Fund), Patrick Morin(as Trustees of Empire State CarpentersAnnuity Fund), James Rounds, Carmen A. Serrett(as Trustees of the Laborers' Local103 Annuity Fund), Carmen A. Serrett(as Trustee of the Laborers' Local 103 PensionFund), Frank Spencer(as Trustees of Empire State Carpenters Annuity Fund), FrankSpencer(as Trustees of the Empire State Carpenters Welfare Fund ), Frank Spencer(asTrustees of Empire State Carpenters Pension Fund), Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Pension Fund), Dale Stuhlmiller(as Trustees of the EmpireState Carpenters Welfare Fund), Dale Stuhlmiller(as Trustees of Empire StateCarpenters Annuity Fund), Michael Talarski, James A. Williams(as Trustees of theIBEW Local 910 Annuity Fund), James A. Williams(as Trustee of the IBEW Local910 Pension Fund), Irving Wood. (Preminger, David) (Entered: 07/28/2010)

07/28/2010 167 DECLARATION of Amy Williams-Derry in Support re: 165 MOTION toAmend/Correct Scheduling Order.. Document filed by Kimberly A. Bautista(asTrustees of the IBEW Local 139 Pension Fund), Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Annuity Fund), Kimberly A. Bautista(as Trustees of the IBEWLocal 325 Pension Fund), Kimberly A. Bautista(as Trustee of the IBEW Local 241Pension Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint TrustFund), Rockne Burns, Elizabeth F. Cassada(as Trustees of the IBEW Local 910Annuity Fund), Elizabeth F. Cassada(as Trustee of the IBEW Local 910 PensionFund), James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund), JamesF. Collins(as Trustees of the IBEW Local 325 Annuity Fund), James F. Collins(asTrustees of the IBEW Local 325 Pension Fund), Lyle D. Fassett, Earl R. Hall, ErnestA. Hartman, George Kennedy, Thomas R. Lostracco, Rodney Malarchik, PatrickMorin(as Trustees of Empire State Carpenters Pension Fund), Patrick Morin(asTrustees of the Empire State Carpenters Welfare Fund), Patrick Morin(as Trustees ofEmpire State Carpenters Annuity Fund), James Rounds, Carmen A. Serrett(as Trusteesof the Laborers' Local 103 Annuity Fund), Carmen A. Serrett(as Trustee of theLaborers' Local 103 Pension Fund), Frank Spencer(as Trustees of Empire StateCarpenters Annuity Fund), Frank Spencer(as Trustees of the Empire State CarpentersWelfare Fund ), Frank Spencer(as Trustees of Empire State Carpenters Pension Fund),Dale Stuhlmiller(as Trustees of Empire State Carpenters Pension Fund), DaleStuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund), DaleStuhlmiller(as Trustees of Empire State Carpenters Annuity Fund), Michael Talarski,James A. Williams(as Trustees of the IBEW Local 910 Annuity Fund), James A.Williams(as Trustee of the IBEW Local 910 Pension Fund), Irving Wood.

(Attachments: # 1 Exhibit A, # 2 Exhibit B)(Preminger, David) (Entered: 07/28/2010)

07/28/2010 168 CERTIFICATE OF SERVICE. Document filed by Kimberly A. Bautista(as Trusteesof the IBEW Local 139 Pension Fund), Kimberly A. Bautista(as Trustees of the IBEWLocal 325 Annuity Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325Pension Fund), Kimberly A. Bautista(as Trustee of the IBEW Local 241 PensionFund), Kimberly A. Bautista(as Trustees of the IBEW Local 325 Joint Trust Fund),Rockne Burns, Elizabeth F. Cassada(as Trustees of the IBEW Local 910 AnnuityFund), Elizabeth F. Cassada(as Trustee of the IBEW Local 910 Pension Fund), JamesF. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund), James F. Collins(asTrustees of the IBEW Local 325 Annuity Fund), James F. Collins(as Trustees of theIBEW Local 325 Pension Fund), Lyle D. Fassett, Earl R. Hall, Ernest A. Hartman,George Kennedy, Thomas R. Lostracco, Rodney Malarchik, Patrick Morin(as Trusteesof Empire State Carpenters Pension Fund), Patrick Morin(as Trustees of the EmpireState Carpenters Welfare Fund), Patrick Morin(as Trustees of Empire State CarpentersAnnuity Fund), James Rounds, Carmen A. Serrett(as Trustees of the Laborers' Local103 Annuity Fund), Carmen A. Serrett(as Trustee of the Laborers' Local 103 PensionFund), Frank Spencer(as Trustees of Empire State Carpenters Annuity Fund), FrankSpencer(as Trustees of the Empire State Carpenters Welfare Fund ), Frank Spencer(asTrustees of Empire State Carpenters Pension Fund), Dale Stuhlmiller(as Trustees ofEmpire State Carpenters Pension Fund), Dale Stuhlmiller(as Trustees of the EmpireState Carpenters Welfare Fund), Dale Stuhlmiller(as Trustees of Empire StateCarpenters Annuity Fund), Michael Talarski, James A. Williams(as Trustees of theIBEW Local 910 Annuity Fund), James A. Williams(as Trustee of the IBEW Local910 Pension Fund), Irving Wood. (Preminger, David) (Entered: 07/28/2010)

07/29/2010 169 (VACATED as per doc. #175): ORDER DISPOSING OF MOTION TO AMENDSCHEDULING ORDER, The motion is granted to the following extent: I am vacatingthat portion of the January 15, 2010 order that stays defendants' obligation to respondto the ERISA complaint until after I decide the securities motions to dismiss. Since weknow that there will not be an answer, but rather a motion to dismiss, in the ERISAcase as well, the parties should get together and set a briefing schedule for the ERISAdismissal motions, which should follow hard on the end of briefing on the securitiesmotions. Do not set a schedule that ties briefing on the ERISA motions to the decisionon the securities motions. The Clerk of the Court is directed to strike the "motion toamend scheduling order" (Docket # 165) from the Court's calendar of open motions. Inthe futures PLEASE do not use motions to deal with scheduling issues.. (Signed byJudge Colleen McMahon on 7/29/2010) BY ECF TO ALL COUNSEL(ae) . (Entered:07/29/2010)

07/30/2010 170 NOTICE of SUPPLEMENTAL AUTHORITY re: 158 Memorandum of Law inOpposition to Motion, 159 Memorandum of Law in Opposition to Motion. Documentfiled by Local 267 Insurance Fund, Local 267 Pension Fund, Local 73 Annuity Fund,Local 73 Retirement Fund. (Attachments: # 1 Exhibit 1)(Hart, Barbara) (Entered:07/30/2010)

07/30/2010 171 REPLY MEMORANDUM OF LAW in Support re: 143 MOTION to Dismiss secondamended class action complaint.. Document filed by Margolin, Winer & Evens LLP.(Attachments: # 1 part 2 of Reply Memorandum of Law, # 2 Affidavit Certificate ofService)(Kossove, Scott) (Entered: 07/30/2010)

07/30/2010 172 REPLY MEMORANDUM OF LAW in Support re: 148 MOTION to Dismiss Second

Amended Class Action Complaint.. Document filed by J.P. Jeanneret Associates, Inc.,John P. Jeanneret, Paul L. Perry. (Whiteley, Brian) (Entered: 07/30/2010)

07/30/2010 173 REPLY MEMORANDUM OF LAW in Support re: 152 MOTION to Dismiss..Document filed by Colleen Baldwin, Bank of New York Mellon Corporation, KevinBannon, Joseph Burns, Alan Chuang, Sean Cumiskey, Glenn Cummins, Stuart Davies,Adam Geiger, Farzine Hachemian, Ivy Asset Management Corporation, JeffreyLindenbaum, Jonathan Little, Robert Meschi, Peter Noris, Ronald P. O'Hanley, StevenPisarkiewicz, Susan Rabinowitz, John Rogers, Mark Santero, Lawrence Simon, SeanSimon, Gregory Van Inwegen, Scott E. Wennerholm, Howard Wohl. (Rosenthal,Jeffrey) (Entered: 07/30/2010)

07/30/2010 174 CERTIFICATE OF SERVICE. Document filed by Colleen Baldwin, Bank of NewYork Mellon Corporation, Kevin Bannon, Joseph Burns, Alan Chuang, SeanCumiskey, Glenn Cummins, Stuart Davies, Adam Geiger, Farzine Hachemian, IvyAsset Management Corporation, Jeffrey Lindenbaum, Jonathan Little, Robert Meschi,Peter Noris, Ronald P. O'Hanley, Steven Pisarkiewicz, Susan Rabinowitz, JohnRogers, Mark Santero, Lawrence Simon, Sean Simon, Gregory Van Inwegen, Scott E.Wennerholm, Howard Wohl. (Rosenthal, Jeffrey) (Entered: 07/30/2010)

08/02/2010 175 ORDER VACATING ORDER FILED JULY 29, 2010 AND REINSTATINGSCHEDULING ORDER OF JANUARY 15, 2010... (Signed by Judge ColleenMcMahon on 8/2/2010). (mde) (Entered: 08/02/2010)

08/17/2010 176 MOTION for Cheri R. Tolin to Withdraw as Attorney. Document filed by Board ofTrustees of The Buffalo Laborers Security Fund. (Attachments: # 1 Text of ProposedOrder)(LeVan, Peter) (Entered: 08/17/2010)

08/19/2010 177 NOTICE of Supplemental Authority re: 158 Memorandum of Law in Opposition toMotion, 159 Memorandum of Law in Opposition to Motion. Document filed by Local267 Insurance Fund, Local 267 Pension Fund, Local 73 Annuity Fund, Local 73Retirement Fund. (Attachments: # 1 Attachment)(Hart, Barbara) (Entered:08/19/2010)

08/24/2010 178 FILING ERROR - ELECTRONIC FILING FOR NON-ECF DOCUMENTS -MOTION for Leave to Appear Pro Hac Vice for Attorneys Shannon O. Lack andTyler S. Graden. Document filed by Board of Trustees of The Buffalo LaborersSecurity Fund. (Silberstein, Milo) Modified on 8/25/2010 (db). (Entered: 08/24/2010)

08/24/2010 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF DOCUMENTERROR. Note to Attorney Milo Silberstein to MANUALLY RE-FILE Document No.178 Motion Pro Hac Vice. This document is not filed via ECF. (db) (Entered:08/25/2010)

08/24/2010 179 MOTION for Shannon O. Lack and Tyler S. Graden to Appear Pro Hac Vice.Document filed by Board of Trustees of The Buffalo Laborers Security Fund (mbe)Modified on 8/26/2010 (tro). (Entered: 08/25/2010)

08/26/2010 180 ORDER granting 179 Motion for Shannon O. Lack and Tyler S. Graden to Appear ProHac Vice. So Ordered. (Signed by Judge Colleen McMahon on 8/26/2010) (js)(Entered: 08/26/2010)

08/27/2010 181 NOTICE OF CHANGE OF ADDRESS by Margaret E. Hasselman on behalf of

Kimberly A. Bautista(as Trustees of the IBEW Local 139 Pension Fund), Kimberly A.Bautista(as Trustees of the IBEW Local 325 Annuity Fund), Kimberly A. Bautista(asTrustees of the IBEW Local 325 Pension Fund), Kimberly A. Bautista(as Trustee ofthe IBEW Local 241 Pension Fund), Kimberly A. Bautista(as Trustees of the IBEWLocal 325 Joint Trust Fund), Rockne Burns, Elizabeth F. Cassada(as Trustees of theIBEW Local 910 Annuity Fund), Elizabeth F. Cassada(as Trustee of the IBEW Local910 Pension Fund), James F. Collins(as Trustees of the IBEW Local 325 Joint TrustFund), James F. Collins(as Trustees of the IBEW Local 325 Annuity Fund), James F.Collins(as Trustees of the IBEW Local 325 Pension Fund), Lyle D. Fassett, Earl R.Hall, Ernest A. Hartman, George Kennedy, Thomas R. Lostracco, Rodney Malarchik,Patrick Morin(as Trustees of Empire State Carpenters Pension Fund), Patrick Morin(asTrustees of the Empire State Carpenters Welfare Fund), Patrick Morin(as Trustees ofEmpire State Carpenters Annuity Fund), James Rounds, Carmen A. Serrett(as Trusteesof the Laborers' Local 103 Annuity Fund), Carmen A. Serrett(as Trustee of theLaborers' Local 103 Pension Fund), Frank Spencer(as Trustees of Empire StateCarpenters Annuity Fund), Frank Spencer(as Trustees of the Empire State CarpentersWelfare Fund ), Frank Spencer(as Trustees of Empire State Carpenters Pension Fund),Dale Stuhlmiller(as Trustees of Empire State Carpenters Pension Fund), DaleStuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund), DaleStuhlmiller(as Trustees of Empire State Carpenters Annuity Fund), Michael Talarski,James A. Williams(as Trustees of the IBEW Local 910 Annuity Fund), James A.Williams(as Trustee of the IBEW Local 910 Pension Fund), Irving Wood. NewAddress: 476 - 9th Street, Oakland, CA, USA 94607,. (Hasselman, Margaret)(Entered: 08/27/2010)

08/27/2010 182 NOTICE OF CHANGE OF ADDRESS by Andrew Lah on behalf of Kimberly A.Bautista(as Trustees of the IBEW Local 139 Pension Fund), Kimberly A. Bautista(asTrustees of the IBEW Local 325 Annuity Fund), Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund), Kimberly A. Bautista(as Trustee of the IBEWLocal 241 Pension Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325Joint Trust Fund), Rockne Burns, Elizabeth F. Cassada(as Trustees of the IBEW Local910 Annuity Fund), Elizabeth F. Cassada(as Trustee of the IBEW Local 910 PensionFund), James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund), JamesF. Collins(as Trustees of the IBEW Local 325 Annuity Fund), James F. Collins(asTrustees of the IBEW Local 325 Pension Fund), Lyle D. Fassett, Earl R. Hall, ErnestA. Hartman, George Kennedy, Thomas R. Lostracco, Rodney Malarchik, PatrickMorin(as Trustees of Empire State Carpenters Pension Fund), Patrick Morin(asTrustees of the Empire State Carpenters Welfare Fund), Patrick Morin(as Trustees ofEmpire State Carpenters Annuity Fund), James Rounds, Carmen A. Serrett(as Trusteesof the Laborers' Local 103 Annuity Fund), Carmen A. Serrett(as Trustee of theLaborers' Local 103 Pension Fund), Frank Spencer(as Trustees of Empire StateCarpenters Annuity Fund), Frank Spencer(as Trustees of the Empire State CarpentersWelfare Fund ), Frank Spencer(as Trustees of Empire State Carpenters Pension Fund),Dale Stuhlmiller(as Trustees of Empire State Carpenters Pension Fund), DaleStuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund), DaleStuhlmiller(as Trustees of Empire State Carpenters Annuity Fund), Michael Talarski,James A. Williams(as Trustees of the IBEW Local 910 Annuity Fund), James A.Williams(as Trustee of the IBEW Local 910 Pension Fund), Irving Wood. NewAddress: 476 - 9th Street, Oakland, CA, USA 94607,. (Lah, Andrew) (Entered:08/27/2010)

08/27/2010 183 NOTICE OF CHANGE OF ADDRESS by Catha Worthman on behalf of Kimberly A.Bautista(as Trustees of the IBEW Local 139 Pension Fund), Kimberly A. Bautista(asTrustees of the IBEW Local 325 Annuity Fund), Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund), Kimberly A. Bautista(as Trustee of the IBEWLocal 241 Pension Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325Joint Trust Fund), Rockne Burns, Elizabeth F. Cassada(as Trustees of the IBEW Local910 Annuity Fund), Elizabeth F. Cassada(as Trustee of the IBEW Local 910 PensionFund), James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund), JamesF. Collins(as Trustees of the IBEW Local 325 Annuity Fund), James F. Collins(asTrustees of the IBEW Local 325 Pension Fund), Lyle D. Fassett, Earl R. Hall, ErnestA. Hartman, George Kennedy, Thomas R. Lostracco, Rodney Malarchik, PatrickMorin(as Trustees of Empire State Carpenters Pension Fund), Patrick Morin(asTrustees of the Empire State Carpenters Welfare Fund), Patrick Morin(as Trustees ofEmpire State Carpenters Annuity Fund), James Rounds, Carmen A. Serrett(as Trusteesof the Laborers' Local 103 Annuity Fund), Carmen A. Serrett(as Trustee of theLaborers' Local 103 Pension Fund), Frank Spencer(as Trustees of Empire StateCarpenters Annuity Fund), Frank Spencer(as Trustees of the Empire State CarpentersWelfare Fund ), Frank Spencer(as Trustees of Empire State Carpenters Pension Fund),Dale Stuhlmiller(as Trustees of Empire State Carpenters Pension Fund), DaleStuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund), DaleStuhlmiller(as Trustees of Empire State Carpenters Annuity Fund), Michael Talarski,James A. Williams(as Trustees of the IBEW Local 910 Annuity Fund), James A.Williams(as Trustee of the IBEW Local 910 Pension Fund), Irving Wood. NewAddress: 476 - 9th Street, Oakland, CA, 94607,. (Worthman, Catha) (Entered:08/27/2010)

08/27/2010 184 NOTICE OF CHANGE OF ADDRESS by Jeffrey G Lewis on behalf of Kimberly A.Bautista(as Trustees of the IBEW Local 139 Pension Fund), Kimberly A. Bautista(asTrustees of the IBEW Local 325 Annuity Fund), Kimberly A. Bautista(as Trustees ofthe IBEW Local 325 Pension Fund), Kimberly A. Bautista(as Trustee of the IBEWLocal 241 Pension Fund), Kimberly A. Bautista(as Trustees of the IBEW Local 325Joint Trust Fund), Rockne Burns, Elizabeth F. Cassada(as Trustees of the IBEW Local910 Annuity Fund), Elizabeth F. Cassada(as Trustee of the IBEW Local 910 PensionFund), James F. Collins(as Trustees of the IBEW Local 325 Joint Trust Fund), JamesF. Collins(as Trustees of the IBEW Local 325 Annuity Fund), James F. Collins(asTrustees of the IBEW Local 325 Pension Fund), Lyle D. Fassett, Earl R. Hall, ErnestA. Hartman, George Kennedy, Thomas R. Lostracco, Rodney Malarchik, PatrickMorin(as Trustees of Empire State Carpenters Pension Fund), Patrick Morin(asTrustees of the Empire State Carpenters Welfare Fund), Patrick Morin(as Trustees ofEmpire State Carpenters Annuity Fund), James Rounds, Carmen A. Serrett(as Trusteesof the Laborers' Local 103 Annuity Fund), Carmen A. Serrett(as Trustee of theLaborers' Local 103 Pension Fund), Frank Spencer(as Trustees of Empire StateCarpenters Annuity Fund), Frank Spencer(as Trustees of the Empire State CarpentersWelfare Fund ), Frank Spencer(as Trustees of Empire State Carpenters Pension Fund),Dale Stuhlmiller(as Trustees of Empire State Carpenters Pension Fund), DaleStuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund), DaleStuhlmiller(as Trustees of Empire State Carpenters Annuity Fund), Michael Talarski,James A. Williams(as Trustees of the IBEW Local 910 Annuity Fund), James A.Williams(as Trustee of the IBEW Local 910 Pension Fund), Irving Wood. NewAddress: 476 - 9th Street, Oakland, CA, 94607,. (Lewis, Jeffrey) (Entered:

08/27/2010)


10/05/2010 185 NOTICE of SUPPLEMENTAL AUTHORITY re: 158 Memorandum of Law inOpposition to Motion, 159 Memorandum of Law in Opposition to Motion. Documentfiled by Local 267 Insurance Fund, Local 267 Pension Fund, Local 73 Annuity Fund,Local 73 Retirement Fund. (Attachments: # 1 Attachment)(Hart, Barbara) (Entered:10/05/2010)

10/06/2010 186 NOTICE of Supplemental Authority re: 156 Memorandum of Law in Opposition toMotion. Document filed by Board of Trustees of The Buffalo Laborers Security Fund.(Attachments: # 1 Exhibit, # 2 Exhibit)(LeVan, Peter) (Entered: 10/06/2010)

10/08/2010 187 ORDER granting 176 Motion to Withdraw as Attorney. Attorney Cheri R. Tolinterminated. (Signed by Judge Colleen McMahon on 10/8/10) (cd) (Entered:10/08/2010)

10/15/2010 188 ORDER SEEKING COMMENT York Times, you will understand that I have beenotherwise occupied. I have, however, taken the time to read Judge Sand's recentopinion, which you kindly sent me. I know that it does not bind me. Nonetheless,before I do further work on your motions, I want to give counsel for the defendants achance to file short (no more than five or six pages) briefs, explaining why thesituation before this court is different. Understand, I don't want your critique of whyJudge Sand's decision is wrong - I only want to know whether there is somethingabout the allegations against your clients in this case that makes my colleague'sdecision irrelevant, or only marginally relevant, to your pending motions to dismiss. Iwill of course allow plaintiffs to file an equally brief response. If defendants could getme something by next Friday, and plaintiffs by the Wednesday after that, I wouldgreatly appreciate it. Many thanks. (Signed by Judge Colleen McMahon on10/15/2010) (jmi) (Entered: 10/15/2010)

10/15/2010 189 NOTICE OF APPEARANCE by Stephen Aaron Silverman on behalf of Secretary ofLabor, U.S. Dept. of Labor (Silverman, Stephen) (Entered: 10/15/2010)

10/18/2010 190 MOTION for Leave to File Amicus Brief. Document filed by Secretary of Labor, U.S.Dept. of Labor. (Attachments: # 1 Secretary of Labor's Amicus Brief)(Silverman,Stephen) (Entered: 10/18/2010)

10/19/2010 191 MEMORANDUM ENDORSEMENT re: 190 MOTION OF THE SECRETARY OFLABOR FOR LEAVE TO FILE INSTANTER A BRIEF AS AMICUS CURIAE INSUPPORT OF PLAINTIFFS' MEMORANDA IN OPPOSITION TO DEFENDANTS'MOTIONS TO DISMISS. ORDER granting 190 Motion for Leave to File Document.ENDORSEMENT: The motion is granted. (Signed by Judge Colleen McMahon on10/18/10) (db) Modified on 10/28/2010 (db). (Entered: 10/19/2010)

10/22/2010 192 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: 61 MOTION toDismiss consolidated amended class action complaint.. Document filed by Margolin,Winer & Evens LLP. (Attachments: # 1 Affidavit Certificate of Service)(Kossove,Scott) (Entered: 10/22/2010)

10/22/2010 193 RESPONSE in Support re: 148 MOTION to Dismiss Second Amended Class ActionComplaint. and to the Court's October 15, 2010 Order Seeking Comment. Documentfiled by J.P. Jeanneret Associates, Inc., John P. Jeanneret, Paul L. Perry. (Whiteley,Brian) (Entered: 10/22/2010)

10/22/2010 194 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: 152 MOTION toDismiss.. Document filed by Colleen Baldwin, Bank of New York MellonCorporation, Kevin Bannon, Joseph Burns, Alan Chuang, Sean Cumiskey, GlennCummins, Stuart Davies, Adam Geiger, Farzine Hachemian, Ivy Asset ManagementCorporation, Jeffrey Lindenbaum, Jonathan Little, Robert Meschi, Peter Noris, RonaldP. O'Hanley, Steven Pisarkiewicz, Susan Rabinowitz, John Rogers, Mark Santero,Lawrence Simon, Sean Simon, Gregory Van Inwegen, Scott E. Wennerholm, HowardWohl. (Liman, Lewis) (Entered: 10/22/2010)

10/22/2010 195 DECLARATION of Shiwon Choe in Support re: 152 MOTION to Dismiss..Document filed by Colleen Baldwin, Bank of New York Mellon Corporation, KevinBannon, Joseph Burns, Alan Chuang, Sean Cumiskey, Glenn Cummins, Stuart Davies,Adam Geiger, Farzine Hachemian, Ivy Asset Management Corporation, JeffreyLindenbaum, Jonathan Little, Robert Meschi, Peter Noris, Ronald P. O'Hanley, StevenPisarkiewicz, Susan Rabinowitz, John Rogers, Mark Santero, Lawrence Simon, SeanSimon, Gregory Van Inwegen, Scott E. Wennerholm, Howard Wohl. (Attachments: #1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F,# 7 Exhibit G)(Liman, Lewis) (Entered: 10/22/2010)

10/22/2010 196 CERTIFICATE OF SERVICE. Document filed by Colleen Baldwin, Bank of NewYork Mellon Corporation, Kevin Bannon, Joseph Burns, Alan Chuang, SeanCumiskey, Glenn Cummins, Stuart Davies, Adam Geiger, Farzine Hachemian, IvyAsset Management Corporation, Jeffrey Lindenbaum, Jonathan Little, Robert Meschi,Peter Noris, Ronald P. O'Hanley, Steven Pisarkiewicz, Susan Rabinowitz, JohnRogers, Mark Santero, Lawrence Simon, Sean Simon, Gregory Van Inwegen, Scott E.Wennerholm, Howard Wohl. (Liman, Lewis) (Entered: 10/22/2010)

10/27/2010 197 RESPONSE in Opposition re: 61 MOTION to Dismiss consolidated amended classaction complaint., 152 MOTION to Dismiss., 79 AMENDED MOTION to Dismiss.,67 MOTION to Dismiss., 73 MOTION to Dismiss the Consolidated Amended ClassAction Complaint.. Document filed by Local 267 Insurance Fund, Local 267 PensionFund, Local 73 Annuity Fund, Local 73 Retirement Fund. (Hart, Barbara) (Entered:10/27/2010)

10/27/2010 198 RESPONSE in Opposition re: 152 MOTION to Dismiss., 79 AMENDED MOTION toDismiss., 73 MOTION to Dismiss the Consolidated Amended Class ActionComplaint.. Document filed by Board of Trustees of The Buffalo Laborers SecurityFund. (LeVan, Peter) (Entered: 10/27/2010)

11/11/2010 199 NOTICE OF APPEARANCE by Todd Seth Garber on behalf of Local 73 AnnuityFund, Local 73 Retirement Fund (Garber, Todd) (Entered: 11/11/2010)

11/15/2010 200 NOTICE OF APPEARANCE by Deborah A. Rogozinski on behalf of Local 73Annuity Fund, Local 73 Retirement Fund (Rogozinski, Deborah) (Entered:11/15/2010)

11/24/2010 201 NOTICE of SUPPLEMENTAL AUTHORITY re: 158 Memorandum of Law inOpposition to Motion,. Document filed by Local 267 Insurance Fund, Local 267

Pension Fund, Local 73 Annuity Fund, Local 73 Retirement Fund. (Attachments: # 1Exhibit 1)(Hart, Barbara) (Entered: 11/24/2010)

12/07/2010 202 ENDORSED LETTER addressed to Counsel from Judge Colleen McMahon dated12/7/10 re: I have not forgotten you. Your case is the deep background of myprofessional life. Unfortunately, it keeps getting interrupted by other matters.I amdeeply enough into my work on your motions to realize that I need to bring you in, sothat I can ask you some questions. I don't particularly want to hear "oral argument" inthe traditional sense - I know what PIMCO holds; I appreciate how plaintiffs have casttheir arguments to take themselves out of it; I have read Judge Sand's opinion over andover. But as I slog through these papers, I am making a list of questions and issues thatneed to be discussed.........can you figure out some times next week that work for all ofyou and communicate them to Mariela de Jesus, my Deputy Clerk, so she can find aspot on our calendar. I should not think it would take more than an hour. Many thanks.(Signed by Judge Colleen McMahon on 12/7/10) (db) (Entered: 12/07/2010)

12/07/2010 203 NOTICE of SUPPLEMENTAL AUTHORITY re: 158 Memorandum of Law inOpposition to Motion,. Document filed by Local 267 Insurance Fund, Local 267Pension Fund, Local 73 Annuity Fund, Local 73 Retirement Fund. (Attachments: # 1Exhibit 1)(Hart, Barbara) (Entered: 12/07/2010)

12/07/2010 204 NOTICE of Supplemental Authority re: 156 Memorandum of Law in Opposition toMotion. Document filed by Board of Trustees of The Buffalo Laborers Security Fund.(Attachments: # 1 Exhibit 1)(LeVan, Peter) (Entered: 12/07/2010)

12/20/2010 205 TRANSCRIPT of proceedings held on December 14, 2010 2:00 p.m. before JudgeColleen McMahon. (ajc) (Entered: 12/21/2010)

12/22/2010 206 ORDER: The court has received a letter from the Secretary of Labor, dated December17, 2010, alerting me to the fact that the Secretary has filed a lawsuit under ERISAagainst the Jeanneret and Ivy Defendants in this action. The claims asserted relatedboth to the investment by certain ERISA plans in Beacon Associates (the subject oflitigation before Judge Sand) and Income Plus and direct accounts (the subject oflitigation before this court). The Secretary's action was filed as a "related case" toJudge Sand's action - which it certainly is. It is also related to the cases pending beforeme. However, all the parties to the Secretary's action are presently before Judge Sand,whereas the Beacon defendants are not parties to the cases pending before me. TheSecretary has asked that all the ERISA claims relating to Ivy and Jeanneret whetherrelating to Beacon Associates, Income Plus or direct investors - be heard in a singleforum. I agree that it would be prudent to move all of the ERISA litigation to onejudge. I will coordinate with Judge Sand and we will figure out a way of movingforward. In the event that Judge Sand agrees to take on the ERISA actions pendingbefore this court, I will nonetheless finish work on the pending motions to dismiss; Ihave no intention of burdening a colleague with another round of motions. As of thismoment, however, the likelihood that I will dismiss the ERISA claims as against anydefendant is virtually non-existent. (Signed by Judge Colleen McMahon on12/22/2010) (lnl) (Entered: 12/22/2010)

01/04/2011 207 ORDER SEVERING ERISA CASE (09 Civ. 8278) AND TRANSFERRING SAMETO THE DOCKET OF THE HON. LEONARD B. SAND FOR CONSOLIDATIONWITH ERISA CLAIM PENDING IN IN RE BEACON ASSOCIATES (09 Civ. 777)and SOLIS v, BEACON ASSOCIATES MANAGEMENT CORP. (10 Civ. 8000):

After consultation with my colleague, The Hon. Leonard B. Sand, the court sees noreason not to grant the request of the Secretary of Labor to consolidate all ERISA-related claims against the Jeanneret and Ivy Defendants before one judge. Since theSecretary's case is pending before Judge Sand, he has graciously agreed to accept theERISA claims from the cases pending in my court. Accordingly, I direct the Clerk ofthe Court to sever the ERISA class claims (originally filed under Docket No. 09 Civ.8278) from the other claims in suit under this consolidated docket number and transferthose claims to the Hon. Leonard B. Sand. The operative pleading is the FirstConsolidated Amended ERISA Class Action Complaint, which was filed on May 21,2010. For the reasons set forth by Judge Sand in his October 5, 2010 opinion in In ReBeacon Associates, this court disposes of the pending motions to dismiss the ERISAclaims as follows: The BONY Defendants' motion to dismiss all ERISA claimsasserted against them (Counts I, II and IV) is GRANTED. (2) The Individual IvyDefendants' motion to dismiss the ERISA claims asserted against them (Counts I, II,IV and V) is GRANTED as to all individual defendants other than defendants Simon,Wohl and Geiger. All other motions relating to the First Consolidated AmendedERISA Complaint are DENIED. The defendants who have not been dismissed fromthe ERISA action shall answer the First Amended Consolidated Complaint twenty-onedays from the date of this order. Although I have disposed of all the ERISA-relatedmotions to dismiss, the defendants did not move separately to dismiss the FirstAmended Consolidated ERISA Complaint and the Second Amended ConsolidatedComplaint (relating to Federal Securities Claims and other non ERISA claims). As aresult, there has been no final disposition of the motions at Docket Nos. 143, 148 and152, filed under Civil Case Number 09 Civ. 3907. However, as I am keeping the non-ERISA claims presently pending before me, the Clerk of the Court is directed NOT totransfer any of those motions to Judge Sand. I will close them out when I finish mydecision on the motions to dismiss the Second Amended Consolidated Complaintunder Docket No. 09 Civ. 3907. That decision will be handed down by the end of thismonth. (Signed by Judge Colleen McMahon on 1/4/2011) (jfe) (Entered: 01/04/2011)

01/05/2011 208 ORDER OF REFERENCE TO A MAGISTRATE JUDGE. Order that case be referredto the Clerk of Court for assignment to a Magistrate Judge for General Pretrial(includes scheduling, discovery, non-dispositive pretrial motions, and settlement).Referred to Magistrate Judge Andrew J. Peck. Motions referred to Andrew J. Peck.(Signed by Judge Leonard B. Sand on 1/5/2011) (lnl) (Entered: 01/05/2011)

01/05/2011 209 ORDER TRANSFERRING CASE TO THE DOCKET OF THE HONORABLELEONARD B. SAND:The Clerk is directed to transfer the case legended Hartman v.Ivy Asset Management L.L.C., No. 09 Civ 8362, to the docket of the HonorableLeonard B. Sand. With that transfer, all ERISA claims relating to Jeanneret and IvyAsset Management should be consolidated before Judge Sand. So Ordered (Signed byJudge Colleen McMahon on 1/5/2011) (js) (Entered: 01/05/2011)

01/05/2011 211 MOTION for Steven J. Kaiser to Appear Pro Hac Vice. Document filed by Bank ofNew York Mellon Corporation, Ivy Asset Management Corporation.(mro) (Entered:01/07/2011)

01/05/2011 212 MOTION for Nowell D. Bamberger to Appear Pro Hac Vice. Document filed by Bankof New York Mellon Corporation, Ivy Asset Management Corporation.(mro) (Entered:01/07/2011)

01/06/2011 210 TRANSCRIPT of proceedings held on 12/14/2010 before Judge Colleen McMahon.

(ja) (Entered: 01/06/2011)

01/10/2011 CONSOLIDATED MEMBER CASE: Create association to 1:09-cv-00777-LBS -AJP.(db) (Entered: 01/10/2011)

01/10/2011 216 ORDER: ERISA cases 09cv3907, 09cv8278 and 09cv8362, as transferred by JudgeMcMahon to Judge Sand, are consolidated with master case 09 civ. 0777 for discoveryand other pretrial management purposes. Counsel on these cases are to appear at theJanuary 13, 2011 at 2:00 pm conference, previously scheduled in the Beacon09cv0777 case. (Signed by Magistrate Judge Andrew J. Peck on 1/10/11) (db)(Entered: 02/01/2011)

01/11/2011 213 ORDER ON MOTION TO ADMIT NOWELL D. BAMBERGER AS COUNSELPRO HAC VICE. ORDER granting 212 Motion for Nowell D. Bamberger to AppearPro Hac Vice for Bank of New York Mellon Corporation, Ivy Asset ManagementCorporation. (Signed by Judge Colleen McMahon on 1/11/11) (db) (Entered:01/11/2011)

01/11/2011 214 ORDER ON MOTION TO ADMIT STEVEN J. KAISER AS COUNSEL PRO HACVICE. ORDER granting 211 Motion for Steven J. Kaiser to Appear Pro Hac Vice forBank of New York Mellon Corporation, Ivy Asset Management Corporation. (Signedby Judge Colleen McMahon on 1 / 11 / 11) (db) (Entered: 01 / 11/2011)

01/11/2011 CASHIERS OFFICE REMARK on 211 Motion to Appear Pro Hac Vice, 212 Motionto Appear Pro Hac Vice in the amount of $50.00, paid on 01/05/2011, Receipt Number924966. (jd) (Entered: 01/11/2011)

01/13/2011 Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: StatusConference held on 1/13/2011. Status Conference set for 3/2/2010 at 03:00 PM beforeMagistrate Judge Andrew J. Peck. Associated Cases: 1:09-cv-00777-LBS -AJP, 1:09-cv-03907-CM -AJP, 1:09-cv-08278-CM, 1:09-cv-08362-LBS(mro) (Entered:01/18/2011)

01/31/2011 215 DECISION AND ORDER GRANTING IN PART AND DENYING IN PARTDEFENDANTS' MOTIONS TO DISMISS THE SECOND AMENDED CLASSACTION COMPLAINT: The various motions to dismiss are disposed of as set forthin this Order. The Clerk of Court is directed to close out the motions at Docket Nos.#143, 148 and 152, and remove same from the Court list of active motions. (Signed byJudge Colleen McMahon on 1/31/2011) (jpo) (Entered: 01/31/2011)

02/11/2011 217 CERTIFICATE OF SERVICE. All Defendants. Service was made by email.Document filed by Local 73 Annuity Fund, Local 73 Retirement Fund. (Hart, Barbara)(Entered: 02/11/2011)

02/14/2011 218 STIPULATION AND ORDER the date by which the Management Defendants shallfile and serve their answer or response to the cross-claims of the Beacon Fund shall beon or before 3/25/11. (Signed by Magistrate Judge Andrew J. Peck on 2/14/11) FiledIn Associated Cases: 1:09-cv-00777-LBS -AJP et al. Copies sent by ECF(cd)(Entered: 02/14/2011)

02/14/2011 219 ENDORSED LETTER addressed to Judge Colleen McMahon from Barbara Hart,dated 2/11/2011, re: Counsel for Lead Securities writes to request that Your Honorrefer this matter to Magistrate Judge Peck for coordinated pre-trial purposes with the

Beacon matter (which also encompasses the ERISA claims asserted by DOL andprivate plaintiffs relating to Income Plus). ENDORSEMENT: I thought I had alreadyso referred the matter - if not, I shall do so promptly. (Signed by Judge ColleenMcMahon on 2/14/2011) (lnl) (Entered: 02/14/2011)

02/14/2011 220 ORDER OF REFERENCE TO A MAGISTRATE JUDGE. Order that case be referredto the Clerk of Court for assignment to a Magistrate Judge for General Pretrial(includes scheduling, discovery, non-dispositive pretrial motions, and settlement).Referred to Magistrate Judge Andrew J. Peck. (Signed by Judge Colleen McMahon on2/14/2011) (lnl) (Entered: 02/14/2011)

02/14/2011 227 AMENDED COMPLAINT amending 140 Amended Complaint, against ColleenBaldwin, Bank of New York Mellon Corporation, Bank of New York MellonCorporation Risk Committee, Kevin Bannon, Frank Biondi, Jr, Joseph Burns, AlanChuang, Sean Cumiskey, Glenn Cummins, Custodial Trust Company, Stuart Davies,Nicholas Donofrio, Adam Geiger, Farzine Hachemian, Income-Plus Investment Fund,Ivy Asset Management Corporation, Ivy Investment Committee, Ivy ManagerApproval Committee, Ivy Strategic Operating Committee, J.P. Jeanneret Associates,Inc., John P. Jeanneret, Edmund Kelly, Michael Kowalski, Jeffrey Lindenbaum,Jonathan Little, John Jr. Luke, Robert Meschi, Paul Myners, Peter Noris, Paul Perry,Paul L. Perry, Steven Pisarkiewicz, Susan Rabinowitz, Catherine Rein, WilliamRichardson, Brian Roberts, John Rogers, Mark Santero, Samuel Scott, III, LawrenceSimon, Sean Simon, Michael Singer, Gregory Van Inwegen, Richard Vaughan,Wesley Von Schack, Scott E. Wennerholm, Howard Wohl with JURYDEMAND.Document filed by Kimberly A. Bautista(as Trustees of the IBEW Local139 Pension Fund), James A. Williams(as Trustees of the IBEW Local 910 AnnuityFund), Elizabeth F. Cassada(as Trustees of the IBEW Local 910 Annuity Fund),Carmen A. Serrett(as Trustees of the Laborers' Local 103 Annuity Fund), James A.Williams(as Trustee of the IBEW Local 910 Pension Fund), Dale Stuhlmiller(asTrustees of Empire State Carpenters Pension Fund), James F. Collins(as Trustees ofthe IBEW Local 325 Joint Trust Fund), Rockne Burns, Kimberly A. Bautista(asTrustees of the IBEW Local 325 Annuity Fund), Frank Spencer(as Trustees of EmpireState Carpenters Annuity Fund), James F. Collins(as Trustees of the IBEW Local 325Annuity Fund), Frank Spencer(as Trustees of the Empire State Carpenters WelfareFund ), Dale Stuhlmiller(as Trustees of the Empire State Carpenters Welfare Fund),Lyle D. Fassett, Frank Spencer(as Trustees of Empire State Carpenters Pension Fund),Local 73 Annuity Fund, Irving Wood, Carmen A. Serrett(as Trustee of the Laborers'Local 103 Pension Fund), George Kennedy, Earl R. Hall, Kimberly A. Bautista(asTrustees of the IBEW Local 325 Pension Fund), Kimberly A. Bautista(as Trustee ofthe IBEW Local 241 Pension Fund), Michael Talarski, James Rounds, Elizabeth F.Cassada(as Trustee of the IBEW Local 910 Pension Fund), Rodney Malarchik,Thomas R. Lostracco, Kimberly A. Bautista(as Trustees of the IBEW Local 325 JointTrust Fund), Local 73 Retirement Fund, Ernest A. Hartman, Dale Stuhlmiller(asTrustees of Empire State Carpenters Annuity Fund), Board of Trustees of The BuffaloLaborers Security Fund, James F. Collins(as Trustees of the IBEW Local 325 PensionFund). Related document: 140 Amended Complaint,,,,,,, filed by Carmen A. Serrett,George Kennedy, Dale Stuhlmiller, James A. Williams, Earl R. Hall, Thomas R.Lostracco, Lyle D. Fassett, James F. Collins, Irving Wood, Ernest A. Hartman,Rockne Burns, Local 267 Insurance Fund, Kimberly A. Bautista, Michael Talarski,Elizabeth F. Cassada, Rodney Malarchik.(rdz) (Entered: 04/01/2011)

02/15/2011 221 ENDORSED LETTER addressed to Judge Colleen McMahon from Scott B. Kossovedated 2/14/11 re: counsel for defendant Margolin, Winer & Evens LLP.ENDORSEMENT: You are probably wasting your time, but you do have rights. Noresponse need be filed until I have reviewed your papers and decided whether I willdeny the motion sue Sponte. (Signed by Judge Colleen McMahon on 2/15/11) (pl)(Entered: 02/16/2011)

03/28/2011 222 STIPULATION AND ORDER REGARDING TIME TO RESPOND TO CROSS-CLAIMS. The date by which the Management Defendants shall file and serve theiranswer or response to the cross-claims of the Beacon Fund shall be on or before April8, 2011; This Stipulation my be executed in counterparts, and electronic or facsimilesignatures shall be deemed to be original signatures. Beacon Associates ManagementCorp. answer due 4/8/2011; Joel Danziger answer due 4/8/2011; Harris Markhoffanswer due 4/8/2011. (Signed by Magistrate Judge Andrew J. Peck on 3/25/11) FiledIn Associated Cases: 1:09-cv-00777-LBS -AJP et al.(rjm) (Entered: 03/28/2011)

03/28/2011 223 NOTICE OF APPEARANCE by Paul A. Straus on behalf of Robert Meschi (Straus,Paul) (Entered: 03/28/2011)

03/28/2011 224 STIPULATION AND ORDER, 1. The rulings in the January 31 Order dismissingclaims asserted in the SAC are deemed applicable to the corresponding claims in theTAC. 2. All rights of the parties, including appellate rights and the right to respond tothe claims asserted in the TAC by answer or motion, shall be preserved. 3. Defendantsshall answer or otherwise respond to the remaining Claims in the TAC by April 8,2011. 4. The filing of any motion to dismiss the TAC shall not stay discovery underthe Private Securities Litigation Reform Act, or otherwise. 5. This Stipulation may beexecuted by facsimile or electronic mail, and an electronic signature shall have thesame force and effect as an original. ENDORSEMENT: I do not recall giving plaintiffleave to file a Third Amended Complaint. Rule 15(c) only give a party one "as ofcourse." However, as long as discovery is not delayed - SO ORDERED. AllDefendants answer due 4/8/2011. (Signed by Judge Colleen McMahon on 3/24/2011)(lnl) (Entered: 03/28/2011)

03/28/2011 225 ENDORSED LETTER addressed to Judge Colleen McMahon from Paul A. Straus,dated 3/28/2011, re: Counsel for defendant Robert Meschi writes to ask the Court todismiss plaintiffs' claim against Mr. Meschi sua sponte. ENDORSEMENT: I expect aresponse from plaintiffs' counsel within 48 hours. (Signed by Judge Colleen McMahonon 3/28/2011) (lnl) (Entered: 03/28/2011)

03/31/2011 226 ENDORSED LETTER addressed to Judge Colleen McMahon from Paul A. Strausdated 3/31/2011 re: Requesting that the Court dismiss plaintiffs' claim against Mr.Meschi sua sponte. ENDORSEMENT: I will not dismiss sua sponte. I expect amotion. Whether I will award sanctions against plaintiffs' counsel for not dropping thecase against Mr. Meschi is a matter that must abide - decision on the motion. I WILLNOT PERMIT ANY FURTHER AMENDMENT OF PLEADINGS. (Signed by JudgeColleen McMahon on 3/31/2011) (jpo) (Entered: 03/31/2011)

04/04/2011 Minute Entry for proceedings held before Magistrate Judge Andrew J. Peck: StatusConference held on 4/4/2011. (Status Conference set for 5/17/2011 at 10:30 AMbefore Magistrate Judge Andrew J. Peck) Associated Cases: 1:09-cv-00777-LBS -AJPet al. (lnl) (Entered: 04/08/2011)

04/07/2011 228 STIPULATION OF DISMISSAL AS TO DEFENDANT ROBERT MESCHI:Pursuant to Rule 41(a)(2) of the Federal Rules of Civil Procedure, any and all claimsof the Plaintiffs against Meschi in the above referenced action, direct or derivative, arehereby dismissed with prejudice. So Ordered (Signed by Judge Colleen McMahon on4/6/2011) (j s) (Entered: 04/07/2011)

04/08/2011 229 ANSWER to Amended Complaint. Document filed by Lawrence Simon. Relateddocument: 227 Amended Complaint,,,,,,,,,,,, filed by Carmen A. Serrett, Local 73Retirement Fund, George Kennedy, Dale Stuhlmiller, James Rounds, James A.Williams, Board of Trustees of The Buffalo Laborers Security Fund, Local 73 AnnuityFund, Earl R. Hall, Thomas R. Lostracco, Lyle D. Fassett, James F. Collins, IrvingWood, Ernest A. Hartman, Frank Spencer, Rockne Burns, Kimberly A. Bautista,Michael Talarski, Elizabeth F. Cassada, Rodney Malarchik.(Liman, Lewis) (Entered:04/08/2011)

04/08/2011 230 ANSWER to Amended Complaint. Document filed by Howard Wohl. Relateddocument: 227 Amended Complaint,,,,,,,,,,,, filed by Carmen A. Serrett, Local 73Retirement Fund, George Kennedy, Dale Stuhlmiller, James Rounds, James A.Williams, Board of Trustees of The Buffalo Laborers Security Fund, Local 73 AnnuityFund, Earl R. Hall, Thomas R. Lostracco, Lyle D. Fassett, James F. Collins, IrvingWood, Ernest A. Hartman, Frank Spencer, Rockne Burns, Kimberly A. Bautista,Michael Talarski, Elizabeth F. Cassada, Rodney Malarchik.(Liman, Lewis) (Entered:04/08/2011)

04/08/2011 231 ANSWER to Amended Complaint. Document filed by Adam Geiger. Relateddocument: 227 Amended Complaint,,,,,,,,,,,, filed by Carmen A. Serrett, Local 73Retirement Fund, George Kennedy, Dale Stuhlmiller, James Rounds, James A.Williams, Board of Trustees of The Buffalo Laborers Security Fund, Local 73 AnnuityFund, Earl R. Hall, Thomas R. Lostracco, Lyle D. Fassett, James F. Collins, IrvingWood, Ernest A. Hartman, Frank Spencer, Rockne Burns, Kimberly A. Bautista,Michael Talarski, Elizabeth F. Cassada, Rodney Malarchik.(Liman, Lewis) (Entered:04/08/2011)

04/08/2011 232 ANSWER to Amended Complaint. Document filed by Ivy Asset ManagementCorporation. Related document: 227 Amended Complaint,,,,,,,,,,,, filed by Carmen A.Serrett, Local 73 Retirement Fund, George Kennedy, Dale Stuhlmiller, James Rounds,James A. Williams, Board of Trustees of The Buffalo Laborers Security Fund, Local73 Annuity Fund, Earl R. Hall, Thomas R. Lostracco, Lyle D. Fassett, James F.Collins, Irving Wood, Ernest A. Hartman, Frank Spencer, Rockne Burns, Kimberly A.Bautista, Michael Talarski, Elizabeth F. Cassada, Rodney Malarchik.(Liman, Lewis)(Entered: 04/08/2011)

04/08/2011 233 ANSWER to Amended Complaint with JURY DEMAND. Document filed by J.P.Jeanneret Associates, Inc., John P. Jeanneret, Paul L. Perry. Related document: 227Amended Complaint,,,,,,,,,,,, filed by Carmen A. Serrett, Local 73 Retirement Fund,George Kennedy, Dale Stuhlmiller, James Rounds, James A. Williams, Board ofTrustees of The Buffalo Laborers Security Fund, Local 73 Annuity Fund, Earl R. Hall,Thomas R. Lostracco, Lyle D. Fassett, James F. Collins, Irving Wood, Ernest A.Hartman, Frank Spencer, Rockne Burns, Kimberly A. Bautista, Michael Talarski,Elizabeth F. Cassada, Rodney Malarchik.(Whiteley, Brian) (Entered: 04/08/2011)

04/11/2011 234 ORDER ON MOTION TO ADMIT STEVEN J. KAISER AS COUNSEL PRO HAC

VICE in case 1:09-cv-00777-LBS -AJP; Granting (48) Motion for Steven J. Kaiser toAppear Pro Hac Vice in case 1:09-cv-07584-CM; Granting (61) Motion for Steven J.Kaiser to Appear Pro Hac Vice in case 1:09-cv-08278-CM; Granting (18) Motion forSteven J. Kaiser to Appear Pro Hac Vice in case 1:09-cv-08362-LBS. (Signed byJudge Colleen McMahon on 4/11/11) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP et al. (rjm) (Entered: 04/11/2011)

04/11/2011 235 ORDER ON MOTION TO ADMIT NOWELL D. BAMBERGER AS COUNSELPRO HAC VICE in case 1:09-cv-00777-LBS -AJP; Granting (72) Motion for NowellD. Bamberger to Appear Pro Hac Vice in case 1:09-cv-02401-LBS; Granting (51)Motion for Nowell D. Bamberger to Appear Pro Hac Vice in case 1:09-cv-03202-LBS; Granting (49) Motion for Nowell D. Bamberger to Appear Pro Hac Vice in case1:09-cv-07584-CM; Granting (62) Motion for Nowell D. Bamberger to Appear ProHac Vice in case 1:09-cv-08278-CM; Granting (19) Motion for Nowell D. Bambergerto Appear Pro Hac Vice in case 1:09-cv-08362-LBS. (Signed by Judge ColleenMcMahon on 4/11/11) Filed In Associated Cases: 1:09-cv-00777-LBS -AJP et al.(rjm)(Entered: 04/11/2011)

04/11/2011 236 CERTIFICATE OF SERVICE of Richard V. Conza, dated April 11, 2011 229 230231 232 . Document filed by Adam Geiger, Ivy Asset Management Corporation,Lawrence Simon, Howard Wohl. (Liman, Lewis) (Entered: 04/11/2011)

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