u.s. district court northern district of texas (dallas...
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US District Court Civil Docket as of September 24, 2014 Retrieved from the court on September 24, 2014
U.S. District Court Northern District of Texas (Dallas)
CIVIL DOCKET FOR CASE #: 3:12-cv-00373-B
Brady v. Kosmos Energy, Ltd. et al Assigned to: Judge Jane J. Boyle Case in other court: 68th Judicial District Court, Dallas
County, TX, DC-12-00251 Cause: 15:77 Securities
Date Filed: 02/06/2012 Date Terminated: 09/24/2014 Jury Demand: Both Nature of Suit: 850 Other Statutes: Securities/Commodities/Exchange Jurisdiction: Federal Question
Plaintiff
Mathew A Brady represented by Theodore Carl Anderson , III Kilgore & Kilgore PLLC 3109 Carlisle, Suite 200 Dallas, TX 75204 214/969-9099 Fax: 214/953-0133 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Amber L Eck Zeldes & Haeggquist LLP 625 Broadway Suite 906 San Diego, CA 92101 Email: [email protected] ATTORNEY TO BE NOTICED David R Scott Scott+Scott Attorneys at Law LLP 156 South Main Street PO Box 192 Colchester, CT 06415 860-537-5537 Fax: 860-537-4432 Deborah Clark-Weintraub Scott+Scott, Attorneys at Law, LLP The Helmsley Building 230 Park Avenue, 17th Floor New York, NY 10169 212/223-6444
Email: [email protected] ATTORNEY TO BE NOTICED Geoffrey M Johnson Scott+Scott, Attorneys at Law, LLP 12434 Cedar Road Suite 12 Cleveland Heights, OH 44106 216-229-6088 Email: [email protected] ATTORNEY TO BE NOTICED Robert M Behrendt Kilgore & Kilgore 3109 Carlisle Suite 200 Dallas, TX 75204 214/969-9099 ext 218 Fax: 214/953-0133 FAX Email: [email protected] ATTORNEY TO BE NOTICED
Plaintiff
George M Mounger represented by Joe Kendall Kendall Law Group LLP 3232 McKinney Avenue, Suite 700 Dallas, TX 75204 214-744-3000 Fax: 214-744-3015 Email: [email protected] ATTORNEY TO BE NOTICED
Plaintiff
John A Cerro represented by Willie Briscoe The Briscoe Law Firm 3131 McKinney Avenue Suite 600 Dallas, TX 75204 214-643-6011 Fax: 281-254-7789 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z Glancy Glancy Prongay & Murray LLP 1925 Century Park East, Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160
Email: [email protected] ATTORNEY TO BE NOTICED Michael Goldberg Goldberg Law PC 13650 Marina Pointe Drive, Ste 1404 Marina Del Rey, CA 90292 800-977-7401 Fax: 800-536-0065
Plaintiff
Nursing Homes and Related Industries Pension Plan Lead Plaintiff
represented by Joe Kendall (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Danielle S Myers Robbins Geller Rudman & Dowd LLP 655 W Broadway Suite 1900 San Diego, CA 92101-3301 619/231-1058 Fax: 619/231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Darren J Robbins Robbins Geller Rudman & Dowd LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619/231-1058 Fax: 619/231-7423 Email: [email protected] ATTORNEY TO BE NOTICED David J Harris Robbins Geller Rudman & Dowd LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619/231-1058 Fax: 619/231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED James I Jaconette Robbins Geller Rudman & Dowd LLP
655 W Broadway Suite 1900 San Diego, CA 92101 619/231-1058 Fax: 619/231-7423 Email: [email protected] ATTORNEY TO BE NOTICED Jamie Jean McKey Kendall Law Group LLP 3232 McKinney Avenue, Suite 700 Dallas, TX 75204 214-744-3000 Fax: 214-744-3015 Email: [email protected] ATTORNEY TO BE NOTICED Julie A Kearns Robbins Geller Rudman & Dowd LLP 655 W Broadway Suite 1900 San Diego, CA 92101 619/231-1058 Fax: 619/231-7423 Email: [email protected] (Inactive) PRO HAC VICE ATTORNEY TO BE NOTICED Lucas F Olts Robbins Geller Rudman & Dowd LLP 655 W Broadway Suite 1900 San Diego, CA 92101 619/231-1058 Fax: 619/231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Tricia L McCormick Robbins Geller Rudman & Dowd LLP 655 W Broadway Suite 1900 San Diego, CA 92101 619/231-1058 Fax: 619/231-7423 Email: [email protected] ATTORNEY TO BE NOTICED X Jay Alvarez
Robbins Geller Rudman & Dowd LLP 655 W Broadway Suite 1900 San Diego, CA 92101 619/231-1058 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED
V.
Consol Plaintiff
John Gosselin represented by William B Federman Federman & Sherwood 10205 N Pennsylvania Ave Oklahoma City, OK 73120 405/235-1560 Fax: 405/239-2112 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
Consol Plaintiff
William Tarleton represented by Hamilton Philip Lindley Dunnam & Dunnam LLP 3941 Stanford Ave Dallas, TX 75225 214/499-0029 Fax: 254/753-7434 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED James A Maro Kessler Topaz Meltzer & Check LLP 280 King of Prussia Road Radnor, PA 19087 610-667-7706 Fax: 610-667-7056 Email: [email protected] ATTORNEY TO BE NOTICED
V.
Defendant
Kosmos Energy Ltd represented by Daniel H Charest Burns Charest LLP 900 Jackson Street Suite 500
Dallas, TX 75202 469-504-4555 Fax: 469-444-5002 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker Bartlit Beck Herman Palenchar & Scott LLP 1899 Wynkoop, Suite 800 Denver, CO 80212 303/592-3141 Email: [email protected] Stephen D Susman Susman Godfrey First Interstate Plaza 1000 Louisiana St Suite 5100 Houston, TX 77002-5096 713/653-7801 Fax: 713/654-6670 Email: [email protected] ATTORNEY TO BE NOTICED Terrell W Oxford 8117 Preston Road Suite 300-79 Dallas, TX 75225 214-706-9193 Email: [email protected] ATTORNEY TO BE NOTICED Warren T Burns Burns Charest LLP 900 Jackson Street Suite 500 Dallas, TX 75202 469-504-4550 Fax: 469-444-5002 Email: [email protected] ATTORNEY TO BE NOTICED Zenobia V Harris Parker Ibrahim & Berg LLC 300 Convent Street, Suite 1250 San Antonio, TX 78205 210-503-8300 Fax: 210-528-1010
Email: [email protected] ATTORNEY TO BE NOTICED
Defendant
Brian F Maxted represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker (See above for address) Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Zenobia V Harris (See above for address) ATTORNEY TO BE NOTICED
Defendant
W. Greg Dunlevy represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker (See above for address) Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Zenobia V Harris
(See above for address) ATTORNEY TO BE NOTICED
Defendant
Sylvia Manor represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker (See above for address) Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Zenobia V Harris (See above for address) ATTORNEY TO BE NOTICED
Defendant
John R Kemp represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker (See above for address) ATTORNEY TO BE NOTICED Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Warren T Burns (See above for address) ATTORNEY TO BE NOTICED
Zenobia V Harris (See above for address) ATTORNEY TO BE NOTICED
Defendant
David I Foley represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker (See above for address) Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Zenobia V Harris (See above for address) ATTORNEY TO BE NOTICED
Defendant
Jeffrey A Harris represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker (See above for address) ATTORNEY TO BE NOTICED Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Warren T Burns (See above for address) ATTORNEY TO BE NOTICED
Zenobia V Harris (See above for address) ATTORNEY TO BE NOTICED
Defendant
David B Krieger represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker (See above for address) ATTORNEY TO BE NOTICED Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Zenobia V Harris (See above for address) ATTORNEY TO BE NOTICED
Defendant
Prakash A Melwani represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker (See above for address) Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Warren T Burns (See above for address)
ATTORNEY TO BE NOTICED Zenobia V Harris (See above for address) ATTORNEY TO BE NOTICED
Defendant
Adebayo O Ogunlesi represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker (See above for address) Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Zenobia V Harris (See above for address) ATTORNEY TO BE NOTICED
Defendant
Chris Tong represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker (See above for address) Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Warren T Burns (See above for address)
ATTORNEY TO BE NOTICED Zenobia V Harris (See above for address) ATTORNEY TO BE NOTICED
Defendant
Christopher A Wright represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker (See above for address) Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Zenobia V Harris (See above for address) ATTORNEY TO BE NOTICED
Defendant
Warburg Pincus LLC represented by John C Wander Vinson & Elkins 2001 Ross Avenue Suite 3700 Dallas, TX 75201 214/220-7878 Fax: 214/999-7878 FAX Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew Eric Jackson Vinson & Elkins 2001 Ross Avenue Suite 3700 Dallas, TX 75201 214/220-7885 Fax: 214/999-7885
Email: [email protected] ATTORNEY TO BE NOTICED Matthew R Stammel Vinson & Elkins Trammel Crow Center 2001 Ross Ave Suite 3700 Dallas, TX 75201-2975 214/220-7700 Fax: 214/999-7776 FAX Email: [email protected] ATTORNEY TO BE NOTICED
Defendant
Blackstone Capital Partners represented by Bruce D Angiolillo Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017-3954 212/455-3735 Email: [email protected] TERMINATED: 10/30/2013 PRO HAC VICE Carrie Lee Huff Haynes & Boone LLP 2323 Victory Avenue, Suite 700 Dallas, TX 75219 214/651-5009 Fax: 214/651-5940 Email: [email protected] TERMINATED: 10/30/2013 Jonathan K Youngwood Simpson Thacher & Bartlett LLP 425 Lexington Ave New York, NY 10017-3954 212/455-3539 Email: [email protected] TERMINATED: 10/30/2013 PRO HAC VICE Nicholas Even Haynes & Boone LLP 2323 Victory Avenue, Suite 700 Dallas, TX 75219 214/651-5000 Email: [email protected] TERMINATED: 10/30/2013 Shruti Raju
Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017 212/455-3182 Email: [email protected] TERMINATED: 10/30/2013 PRO HAC VICE
Defendant
Citigroup Global Markets, Inc. represented by Veronica S Lewis Gibson, Dunn & Crutcher LLP 2100 McKinney Avenue, Suite 1100 Dallas, TX 75201-6912 214-698-3320 Fax: 214-571-2936 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Amanda Sharp Hinson Gibson Dunn & Crutcher LLP 2100 McKinney Avenue Suite 1100 Dallas, TX 75201 214/698-3320 Brian M Lutz Gibson Dunn & Crutcher LLP 555 Mission Street San Francisco, CA 94105 415-393-8379 Fax: 415-393-8306 Email: [email protected] ATTORNEY TO BE NOTICED
Defendant
Barclays Capital, Inc. represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amanda Sharp Hinson (See above for address) Brian M Lutz (See above for address) ATTORNEY TO BE NOTICED
Defendant
Credit Suisse Securities (USA) LLC represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amanda Sharp Hinson (See above for address) Brian M Lutz (See above for address) ATTORNEY TO BE NOTICED
V.
Consol Defendant
John R Kemp, III represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Katherine L I Hacker (See above for address) ATTORNEY TO BE NOTICED Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Warren T Burns (See above for address) ATTORNEY TO BE NOTICED
Consol Defendant
SG Americas LLC represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Consol Defendant
Credit Agricole Securities (USA) Inc represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Consol Defendant
Natixis Securities Americas LLC formerly known as Natixis Bleichroeder LLC
represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Consol Defendant
Jefferies & Company Inc represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Consol Defendant
RBC Capital Markets LLC represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Consol Defendant
The Blackstone Group LP TERMINATED: 06/24/2013
represented by Nicholas Even (See above for address) TERMINATED: 06/24/2013
Consol Defendant
Scotia Capital (USA) Inc formerly known as Howard Weil Incorporated
represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Consol Defendant
BNP Paribas Securities Corp represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
Consol Defendant
HSBC Securities (USA) Inc represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED
V.
Movant
Paul Arceneaux represented by Jim L Flegle Loewinsohn Flegle Deary LLP 12377 Merit Dr Suite 900 Dallas, TX 75251 214/572-1700
Fax: 214/572-1717 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Carol E Farquhar Loewinsohn Flegle Deary LLP 12377 Merit Dr Suite 900 Dallas, TX 75251 214/572-1700 Fax: 214/572-1717 Email: [email protected] ATTORNEY TO BE NOTICED Nicholas Porritt Levi & Korsinsky LLP 1101 30th Street NW Suite 115 Washington, DC 20007 202/524-4290 Thomas Gottschlich Levi & Korsinsky LLP 1101 30th Street NW Suite 115 Washington, DC 20007 202/524-4290
Movant
Kosmos Investor Group represented by William B Federman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Hamilton Philip Lindley (See above for address) ATTORNEY TO BE NOTICED
Mediator
ADR Provider represented by Layn R Phillips Irell & Manella LLP 840 Newport Center Dr Suite 400 Newport Beach, CA 92660 949/760-5296 Fax: 949/760-5289 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
Date Filed # Docket Text
02/06/2012 1 NOTICE OF REMOVAL WITH JURY DEMAND from 68th District Court, Dallas County, Texas, case number 12-00251 filed by Kosmos Energy, Ltd.. In each Notice of Electronic Filing, the judge assignment is indicated, and a link to the Judges Copy Requirements is provided. The court reminds the filer that any required copy of this and future documents must be delivered to the judge, in the manner prescribed, within three business days of filing. (Filing fee $350; receipt number 0539-4382906) Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas should seek admission promptly. Forms and Instructions found at www.txnd.uscourts.gov, or by clicking here: Attorney Information - Bar Membership (Attachments: # 1 Exhibit(s) A - State Court Index, # 2 Exhibit(s) B - State Court Docket, # 3 Exhibit(s) C - State Court Filings) (Charest, Daniel) (Entered: 02/06/2012)
02/06/2012 2 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Kosmos Energy, Ltd.. (Charest, Daniel) (Entered: 02/06/2012)
02/06/2012 3 ADDITIONAL ATTACHMENTS to 1 Notice of Removal,,,, by Defendant Kosmos Energy, Ltd.. (Charest, Daniel) (Entered: 02/06/2012)
02/06/2012 4 New Case Notes: A filing fee has been paid. Magistrate Judge Ramirez preliminarily assigned. File to Judge Boyle. Pursuant to Misc. Order 6, Plaintiff is provided the Notice of Right to Consent to Proceed Before A U.S. Magistrate Judge. Clerk to provide copy to plaintiff if not received electronically. (tln) (Entered: 02/06/2012)
02/07/2012 5 STIPULATION by Barclays Capital, Inc., Blackstone Capital Partners, Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy, Ltd., David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Warburg Pincus LLC, Christopher A Wright. (Attachments: # 1 Proposed Order) (Burns, Warren) (Entered: 02/07/2012)
02/09/2012 6 ORDER on 5 STIPULATION. (Ordered by Judge Jane J Boyle on 2/9/2012) (tln) (Entered: 02/09/2012)
02/10/2012 7 NOTICE of Attorney Appearance by Katherine L I Hacker on behalf of W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy, Ltd., David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Christopher A Wright. (Hacker, Katherine) (Entered: 02/10/2012)
02/21/2012 8 STIPULATION by Blackstone Capital Partners, Matthew A Brady. (Attachments: # 1 Proposed Order) (Even, Nicholas) Modified text on 2/22/2012 (aaa). (Entered: 02/21/2012)
02/21/2012 9 NOTICE of Attorney Appearance by Andrew Eric Jackson on behalf of Warburg Pincus LLC. (Jackson, Andrew) (Entered: 02/21/2012)
02/21/2012 10 ORDER REGARDING STIPULATION: The Blackstone Defendants shall have until 15 days following the final resolution of any motion to remand to answer or
otherwise file responsive pleadings, including any motions to dismiss. (Ordered by Judge Jane J Boyle on 2/21/2012) (tln) (Entered: 02/22/2012)
02/23/2012 11 NOTICE Consent to and Joinder in Removal re: 1 Notice of Removal,,,, filed by Blackstone Capital Partners (Even, Nicholas) (Entered: 02/23/2012)
02/28/2012 12 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Geoffrey M. Johnson (Filing fee $25; Receipt number 56366) filed by Mathew A Brady. (tln) (Entered: 02/28/2012)
02/28/2012 13 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Deborah Clark-Weintraub (Filing fee $25; Receipt number 56365) filed by Mathew A Brady. (tln) (Entered: 02/28/2012)
02/29/2012 14 ELECTRONIC ORDER granting 12 Application for Admission Pro Hac Vice of Geoffrey M. Johnson. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 2/29/2012) (Judge Jane J Boyle) (Entered: 02/29/2012)
02/29/2012 15 ELECTRONIC ORDER granting 13 Application for Admission Pro Hac Vice of Deborah Clark Weintraub. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 2/29/2012) (Judge Jane J Boyle) (Entered: 02/29/2012)
03/05/2012 16 MOTION to Remand filed by Mathew A Brady with Brief/Memorandum in Support. (Anderson, Theodore) (Entered: 03/05/2012)
03/05/2012 17 Appendix in Support filed by Mathew A Brady re 16 MOTION to Remand and Supporting Brief (Attachments: # 1 Declaration(s) of Theodore C. Anderson in Support of Plaintiff's Motion to Remand and Supporting Brief, # 2 Exhibit(s) A-F, # 3 Exhibit(s) G-H) (Anderson, Theodore) (Entered: 03/05/2012)
03/16/2012 18 MOTION to Consolidate Cases, Expedited MOTION for Extension of Time to File Response/Reply re: 16 MOTION to Remand and Supporting Brief filed by Kosmos Energy Ltd (Attachments: # 1 Proposed Order) (Hacker, Katherine) (Entered: 03/16/2012)
03/20/2012 19 ORDER: The Court DENIES Defendants' request for a consolidated briefing schedule on Brady's 18 Motion to Remand and any motion to remand filed by Gosselin in Case No. 3:12-cv-0781-B. The Court will address the issue of consolidation after it has been fully briefed by the parties. (Ordered by Judge Jane J Boyle on 3/20/2012) (twd) (Entered: 03/20/2012)
03/26/2012 20 RESPONSE filed by Barclays Capital, Inc., Blackstone Capital Partners, Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Warburg Pincus LLC, Christopher A Wright re: 16 MOTION to Remand and Supporting Brief (Charest, Daniel) (Entered: 03/26/2012)
04/02/2012 21 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Bruce D. Angiolillo (Filing fee $25; Receipt number 0539-4497793) filed by Blackstone Capital Partners (Attachments: # 1 Proposed Order) (Even, Nicholas) (Entered: 04/02/2012)
04/02/2012 22 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Shruti Raju (Filing fee $25; Receipt number 0539-4497861) filed by Blackstone Capital Partners (Attachments: # 1 Proposed Order) (Even, Nicholas) (Entered: 04/02/2012)
04/03/2012 23 ELECTRONIC ORDER granting 22 Application for Admission Pro Hac Vice of Shruti Raju. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 4/3/2012) (chmb) (Entered: 04/03/2012)
04/03/2012 24 ELECTRONIC ORDER granting 21 Application for Admission Pro Hac Vice of Bruce D. Angiolillo. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 4/3/2012) (chmb) (Entered: 04/03/2012)
04/03/2012 25 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Jonathan Youngwood (Filing fee $25; Receipt number 0539-4499999) filed by Blackstone Capital Partners (Even, Nicholas) (Entered: 04/03/2012)
04/05/2012 26 ELECTRONIC ORDER granting 25 Application for Admission Pro Hac Vice of Jonathan Youngwood. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 4/5/2012) (chmb) (Entered: 04/05/2012)
04/09/2012 27 REPLY filed by Mathew A Brady re: 16 MOTION to Remand and Supporting Brief (Anderson, Theodore) (Entered: 04/09/2012)
04/12/2012 28 NOTICE filed by Kosmos Energy Ltd. (chmb) (Entered: 04/12/2012)
04/26/2012 29 ORDER CONSOLIDATING CASES: Member case(s) 3:12cv781-B consolidated with lead case 3:12cv373-B. John Gosselin added to case pursuant to consolidation. Attorney William B Federman for John Gosselin added to case pursuant to consolidation. Defendants' deadline to answer or otherwise file responsive pleadings, including any motions to dismiss, shall be fifteen (15) days following the final resolution of the motions to remand. (Ordered by Judge Jane J Boyle on 4/26/2012) (tln) (Entered: 04/26/2012)
04/26/2012 30 AMENDED ORDER GRANTING MOTION TO CONSOLIDATE. (Ordered by Judge Jane J Boyle on 4/26/2012) (tln) (Entered: 04/26/2012)
04/30/2012 31 ORDER re: Plaintiff Matthew A. Brady's Motion to Remand filed 3/5/2012 in Case No. 3:12-cv-373-B and Plaintiff John Gosselin's Motion to Remand filed 4/13/2012 in Case No. 3:12-cv-781-B. The Court now clarifies that Defendants may either file a full response to Gosselin's Motion, or in the alternative, file an abbreviated response to Gosselin's Motion to Remand noting that they will rely on their arguments contained in their Response in opposition to Brady' s Motion to Remand. (Ordered by Judge Jane J Boyle on 4/30/2012) (axm) (Entered: 04/30/2012)
05/04/2012 32 Unopposed MOTION to Extend Time of Time to Move for Class Certification filed by Mathew A Brady (Anderson, Theodore) (Entered: 05/04/2012)
05/04/2012 33 ELECTRONIC ORDER granting 32 Motion to Extend Time. If the Court grants Plaintiffs pending motions to remand to state court, then Plaintiffs are granted an extension of time to move for class certification in state court in accordance with the
Texas Rules of Civil Procedure. Alternatively, if the Court denies Plaintiffs motions to remand, then Plaintiffs shall file any motion for class certification 30 days after the Court denies Plaintiffs motions to remand. (Ordered by Judge Jane J Boyle on 5/4/2012) (chmb) (Entered: 05/04/2012)
05/04/2012 34 RESPONSE filed by Barclays Capital, Inc., Blackstone Capital Partners, Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Warburg Pincus LLC, Christopher A Wright re: 16 MOTION to Remand and Supporting Brief (Charest, Daniel) (Entered: 05/04/2012)
05/18/2012 35 REPLY filed by John Gosselin re: 16 MOTION to Remand (Federman, William) (Entered: 05/18/2012)
07/10/2012 36 ORDER denying 16 Motion to Remand. (Ordered by Judge Jane J Boyle on 7/10/2012) (ctf) (Entered: 07/11/2012)
07/21/2012 37 Unopposed Motion for Extension of Time to File Answer and Set Post-Leadership Briefing Schedule filed by Kosmos Energy Ltd (Attachments: # 1 Proposed Order Proposed Order Setting Briefing Schedule) (Charest, Daniel) (Entered: 07/21/2012)
07/24/2012 38 ORDER granting in part and denying in part 37 Defendants' Agreed Motion to Set Schedule for Post-Leadership Pleading. The Court also hereby ORDERS that the deadline for moving for class certification, as set forth by the Court on May 4, 2012 (doc. 33) is hereby VACATED. (Ordered by Judge Jane J Boyle on 7/24/2012) (axm) (Entered: 07/24/2012)
07/24/2012 39 Agreed MOTION to Consolidate Cases and for Standing Order on Conslidation filed by Kosmos Energy Ltd with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Charest, Daniel) (Entered: 07/24/2012)
07/25/2012 40 ORDER: This matter 3:12-cv-2383-B has been transferred to Jane J. Boyle to whom a related case, Brady v. Kosmos Energy Ltd, et al, No. 3:12-CV-00373-B, is assigned. The clerk of the court is directed to docket this order under both cases herein referenced. (Ordered by Judge Sam A Lindsay on 7/25/2012) (axm) (Entered: 07/25/2012)
07/26/2012 41 ORDER granting in part and denying in part 39 Agreed Motion to Consolidate and for Standing Order on Consolidation. Member case(s) 3:12-cv-2383 consolidated with lead case 3:12-cv-373-B. (Ordered by Judge Jane J Boyle on 7/26/2012) (axm) (Entered: 07/26/2012)
08/15/2012 42 Unopposed MOTION to Consolidate Cases filed by Kosmos Energy Ltd with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Charest, Daniel) (Entered: 08/15/2012)
08/17/2012 43 ORDER CONSOLIDATING CASES: Member case(s) 3:12-cv-2612-B consolidated with lead case 3:12-cv-373-B. (Ordered by Judge Jane J Boyle on 8/17/2012) (ctf) (Entered: 08/17/2012)
08/21/2012 44 MOTION Motion to Modify the Court's Order filed by George M Mounger (Attachments: # 1 Exhibit(s), # 2 Proposed Order) (Kendall, Joe) (Entered: 08/21/2012)
08/21/2012 45 Brief/Memorandum in Support filed by George M Mounger re 44 MOTION Motion to Modify the Court's Order (Kendall, Joe) (Entered: 08/21/2012)
08/22/2012 46 ELECTRONIC ORDER granting 44 Motion. Any party seeking to serve as lead plaintiff shall move the Court to serve as lead plaintiff of the purported class by September 10, 2012, or within the deadline imposed by the Private Securities Litigation Reform Act (PSLRA), 15 U.S.C. 77z-1(a)(3)(A)(i)(II). (Ordered by Judge Jane J Boyle on 8/22/2012) (chmb) (Entered: 08/22/2012)
09/10/2012 47 MOTION to Appoint Counsel filed by john cerro with Brief/Memorandum in Support. (Attachments: # 1 Memo of Law, # 2 Declaration(s), # 3 Exhibit(s), # 4 Exhibit(s), # 5 Exhibit(s), # 6 Exhibit(s), # 7 Proposed Order) (Briscoe, Willie) (Entered: 09/10/2012)
09/10/2012 48 MOTION Approving Paul Arceneaux as Lead Plaintiff , MOTION to Appoint Counsel () filed by Paul Arceneaux (Attachments: # 1 Proposed Order Approving Paul Arceneaux as Lead Plaintiff and Approving Selection of Counsel). Party Paul Arceneaux added. (Flegle, Jim) (Entered: 09/10/2012)
09/10/2012 49 Brief/Memorandum in Support filed by Paul Arceneaux re 48 MOTION Approving Paul Arceneaux as Lead Plaintiff MOTION to Appoint Counsel (Flegle, Jim) (Entered: 09/10/2012)
09/10/2012 50 Appendix in Support filed by Paul Arceneaux re 48 MOTION Approving Paul Arceneaux as Lead Plaintiff MOTION to Appoint Counsel (Flegle, Jim) (Entered: 09/10/2012)
09/10/2012 51 MOTION to Appoint Counsel and Lead Plaintiff filed by Mathew A Brady (Attachments: # 1 Proposed Order) (Clark-Weintraub, Deborah) (Entered: 09/10/2012)
09/10/2012 52 Brief/Memorandum in Support filed by Mathew A Brady re 51 MOTION to Appoint Counsel and Lead Plaintiff (Clark-Weintraub, Deborah) (Entered: 09/10/2012)
09/10/2012 53 Appendix in Support filed by Mathew A Brady re 52 Brief/Memorandum in Support of Motion (Attachments: # 1 Exhibit(s) A, # 2 Exhibit(s) B, # 3 Exhibit(s) C, # 4 Exhibit(s) D, # 5 Exhibit(s) E) (Clark-Weintraub, Deborah) (Entered: 09/10/2012)
09/10/2012 54 MOTION to Appoint Counsel and Lead Plaintiff filed by Kosmos Investor Group with Brief/Memorandum in Support. (Attachments: # 1 Declaration(s) Declaration of Hamilton Lindley, # 2 Exhibit(s) Certification of Steven Zrake, # 3 Exhibit(s) Certification of Yaw Owusu, # 4 Exhibit(s) Joint Declaration of Kosmos Investor Group, # 5 Exhibit(s) Federman and Sherwood LLP Firm Resume, # 6 Exhibit(s) Goldfarb LLP Firm Resume). Party Kosmos Investor Group added. (Lindley, Hamilton) (Entered: 09/10/2012)
09/10/2012 55 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order). Party Nursing Homes and Related Industries Pension Plan added. (Kendall, Joe) (Entered: 09/10/2012)
09/10/2012 56 Brief/Memorandum in Support filed by Nursing Homes and Related Industries Pension Plan re 55 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff (Kendall, Joe) (Entered: 09/10/2012)
09/10/2012 57 Appendix in Support filed by Nursing Homes and Related Industries Pension Plan re 55 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff (Attachments: # 1 Exhibit(s) A - PSLRA Notice, # 2 Exhibit(s) B - Certification, # 3 Exhibit(s) C - Chart of Transactions and Losses, # 4 Exhibit(s) D - RGRD firm resume, # 5 Exhibit(s) E - Kendall Law Group firm resume) (Kendall, Joe) (Entered: 09/10/2012)
09/24/2012 58 NOTICE of Change of Address for Attorney Deborah Clark-Weintraub on behalf of Mathew A Brady. (Clark-Weintraub, Deborah) (Entered: 09/24/2012)
10/01/2012 59 RESPONSE filed by Paul Arceneaux re: 55 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff, 54 MOTION to Appoint Counsel and Lead Plaintiff, 51 MOTION to Appoint Counsel and Lead Plaintiff (Farquhar, Carol) (Entered: 10/01/2012)
10/01/2012 60 RESPONSE filed by Kosmos Investor Group re: 55 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff, 47 MOTION to Appoint Counsel , 51 MOTION to Appoint Counsel and Lead Plaintiff, 48 MOTION Approving Paul Arceneaux as Lead Plaintiff MOTION to Appoint Counsel (Federman, William) (Entered: 10/01/2012)
10/04/2012 61 (RESPONSE) OPPOSITION TO THE COMPETING MOTIONS FOR APPOINTMENT AS LEAD PLAINTIFF filed by Nursing Homes and Related Industries Pension Plan re: 54 MOTION to Appoint Counsel and Lead Plaintiff, 47 MOTION to Appoint Counsel, 51 MOTION to Appoint Counsel and Lead Plaintiff, 48 MOTION Approving Paul Arceneaux as Lead Plaintiff , MOTION to Appoint Counsel (Kendall, Joe) Modified on 10/5/2012 (rlw). (Entered: 10/04/2012)
10/04/2012 62 Appendix in Support filed by Nursing Homes and Related Industries Pension Plan re 61 Response/Objection, (Attachments: # 1 Exhibit(s) 1) (Kendall, Joe) (Entered: 10/04/2012)
10/18/2012 63 REPLY filed by Nursing Homes and Related Industries Pension Plan re: 55 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff (Kendall, Joe) (Entered: 10/18/2012)
11/01/2012 64 ORDER APPOINTING LEAD PLAINTIFF AND APPROVING LEAD PLAINTIFF'S SELECTION OF COUNSEL: The Court GRANTS the Pension Plan's 55 Motion for Appointment as Lead Plaintiff and for Approval of Selection of Counsel, DENIES the competing 47 , 48 , 51 , 54 and ORDERS as follows: The Court appoints Nursing Homes and Related Industries Pension Plan as lead plaintiff pursuant to the Private Securities Litigation Reform Act of 1995, 15 U.S.C. § 78u-4(a)(3)(B); and The Pension Plan's selection of the law firm of Robbins Geller Rudman & Dowd LLP as lead counsel and its selection of the Kendall Law Group, LLP as liaison counsel. (Ordered by Judge Jane J Boyle on 11/1/2012) (skt) (Entered: 11/01/2012)
11/01/2012 ***Clerk's Notice of delivery: (see NEF for details) Docket No:64. Thu Nov 1 16:54:53 CDT 2012 (crt) (Entered: 11/01/2012)
11/08/2012 65 Agreed MOTION to Set Schedule for Pleadings and Responses filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 11/08/2012)
11/08/2012 66 ORDER granting 65 Agreed MOTION to Set Schedule for Pleadings and Responses. (Ordered by Judge Jane J Boyle on 11/8/2012) (ctf) (Entered: 11/08/2012)
11/08/2012 ***Clerk's Notice of delivery: (see NEF for details) Docket No:66. Thu Nov 8 15:38:27 CST 2012 (crt) (Entered: 11/08/2012)
11/14/2012 67 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney X. Jay Alvarez (Filing fee $25; Receipt number 0539-4946226) filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 11/14/2012)
11/14/2012 68 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Lucas F. Olts (Filing fee $25; Receipt number 0539-4946346) filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 11/14/2012)
11/14/2012 69 ELECTRONIC ORDER granting 67 Application for Admission Pro Hac Vice of X. Jay Alvarez. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 11/14/2012) (chmb) (Entered: 11/14/2012)
11/14/2012 70 ELECTRONIC ORDER granting 68 Application for Admission Pro Hac Vice of Lucas F. Olts. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 11/14/2012) (chmb) (Entered: 11/14/2012)
12/10/2012 71 AMENDED COMPLAINT WITH JURY DEMAND (Consolidated Complaint) against BNP Paribas Securities Corp, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, HSBC Securities (USA) Inc, Jeffrey A Harris, Howard Weil Incorporated, Jefferies & Company Inc, John R Kemp, III, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Natixis Bleichroeder LLC, Adebayo O Ogunlesi, RBC Capital Markets LLC, SG Americas LLC, The Blackstone Group LP, Chris Tong, Warburg Pincus LLC, Christopher A Wright filed by Nursing Homes and Related Industries Pension Plan. (Alvarez, X) (Entered: 12/10/2012)
01/22/2013 72 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Brian M. Lutz (Filing fee $25; Receipt number 0539-5069407) filed by Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC (Attachments: # 1 Proposed Order) (Lewis, Veronica) (Entered: 01/22/2013)
01/22/2013 73 Motion to Dismiss for Failure to State a Claim re: 71 Consolidated Amended Complaint filed by Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Christopher A Wright with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order
Granting Motion to Dismiss Consolidated Amended Complaint) (Hacker, Katherine) Modified link on 1/23/2013 (rlw). (Entered: 01/22/2013)
01/22/2013 74 Appendix in Support filed by Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Christopher A Wright re 73 Motion to Dismiss for Failure to State a Claim (Hacker, Katherine) Modified filers on 1/23/2013 (rlw). (Entered: 01/22/2013)
01/22/2013 75 Motion to Dismiss for Failure to State a Claim re: 71 Consolidated Complaint filed by The Blackstone Group LP with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Even, Nicholas) Modified link on 1/23/2013 (rlw). (Entered: 01/22/2013)
01/22/2013 76 Motion to Dismiss for Failure to State a Claim re: 71 Consolidated Complaint filed by Warburg Pincus LLC with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Jackson, Andrew) Modified link on 1/23/2013 (rlw). (Entered: 01/22/2013)
01/22/2013 77 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Warburg Pincus LLC. (Jackson, Andrew) (Entered: 01/22/2013)
01/22/2013 78 Appendix in Support filed by Warburg Pincus LLC re 76 Motion to Dismiss for Failure to State a Claim (Jackson, Andrew) (Entered: 01/22/2013)
01/22/2013 79 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by The Blackstone Group LP. (Even, Nicholas) (Entered: 01/22/2013)
01/23/2013 80 ELECTRONIC ORDER granting 72 Application for Admission Pro Hac Vice of Brian M. Lutz. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 1/23/2013) (chmb) (Entered: 01/23/2013)
01/23/2013 ***Clerk's Notice of delivery: (see NEF for details) Docket No:80. Wed Jan 23 12:18:40 CST 2013 (crt) (Entered: 01/23/2013)
01/30/2013 81 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney David J. Harris, Jr. (Filing fee $25; Receipt number 0539-5087981) filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Harris, David) (Entered: 01/30/2013)
01/30/2013 82 ELECTRONIC ORDER granting 81 Application for Admission Pro Hac Vice of David J. Harris, Jr.. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 1/30/2013) (chmb) (Entered: 01/30/2013)
02/06/2013 83 STIPULATION by BNP Paribas Securities Corp, Credit Agricole Securities (USA) Inc, Howard Weil Incorporated, Jefferies & Company Inc, Natixis Bleichroeder LLC, Nursing Homes and Related Industries Pension Plan, RBC Capital Markets LLC, SG Americas LLC. (Kendall, Joe) (Entered: 02/06/2013)
02/07/2013 84 STIPULATION. (Ordered by Judge Jane J Boyle on 2/7/2013) (chmb) (Entered: 02/07/2013)
02/08/2013 85 NOTICE of Attorney Appearance by Veronica S Lewis on behalf of BNP Paribas Securities Corp, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, HSBC Securities (USA) Inc, Howard Weil Incorporated, Jefferies & Company Inc, Natixis Bleichroeder LLC, RBC Capital Markets LLC, SG Americas LLC. (Filer confirms contact info in ECF is current.) (Lewis, Veronica) (Entered: 02/08/2013)
02/08/2013 86 RULE 7.1 DISCLOSURE STATEMENT by Barclays Capital, Inc. identifying Corporate Parent/Other Affiliate Barclays PLC for Barclays Capital, Inc. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)
02/08/2013 87 RULE 7.1 DISCLOSURE STATEMENT by BNP Paribas Securities Corp identifying Corporate Parent/Other Affiliate BNP Paribas for BNP Paribas Securities Corp. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)
02/08/2013 88 RULE 7.1 DISCLOSURE STATEMENT by Citigroup Global Markets, Inc. identifying Corporate Parent/Other Affiliate Citigroup Global Markets Holdings Inc, Corporate Parent/Other Affiliate Citigroup Financial Products Inc., Corporate Parent/Other Affiliate Citigroup Inc for Citigroup Global Markets, Inc. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)
02/08/2013 89 RULE 7.1 DISCLOSURE STATEMENT by Credit Agricole Securities (USA) Inc identifying Corporate Parent/Other Affiliate Credit Agricole Corporate and Investment Bank, Corporate Parent/Other Affiliate Credit Agricole S.A. for Credit Agricole Securities (USA) Inc. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)
02/08/2013 90 RULE 7.1 DISCLOSURE STATEMENT by Credit Suisse Securities (USA) LLC identifying Corporate Parent/Other Affiliate Credit Suisse (USA), Inc., Corporate Parent/Other Affiliate Credit Suisse Holdings (USA), Inc., Corporate Parent/Other Affiliate Credit Suisse Group AG, Corporate Parent/Other Affiliate Credit Suisse AG for Credit Suisse Securities (USA) LLC. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)
02/08/2013 91 RULE 7.1 DISCLOSURE STATEMENT by HSBC Securities (USA) Inc identifying Corporate Parent/Other Affiliate HSBC Holdings plc, Corporate Parent/Other Affiliate HSBC Markets (USA) Inc. for HSBC Securities (USA) Inc. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)
02/08/2013 92 RULE 7.1 DISCLOSURE STATEMENT by Jefferies & Company Inc identifying Corporate Parent/Other Affiliate Jefferies Group, Inc. for Jefferies & Company Inc. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)
02/08/2013 93 RULE 7.1 DISCLOSURE STATEMENT by Natixis Securities Americas LLC f/k/a Natixis Bleichroeder LLC identifying Corporate Parent/Other Affiliate Natixis North America LLC, Corporate Parent/Other Affiliat Natixis S.A. for Natixis Securities Americas LLC f/k/a Natixis Bleichroeder LLC. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)
02/08/2013 94 RULE 7.1 DISCLOSURE STATEMENT by RBC Capital Markets LLC identifying Corporate Parent/Other Affiliate Royal Bank of Canada for RBC Capital Markets LLC. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)
02/08/2013 95 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Howard Weil Incorporated identifying Corporate Parent/Other Affiliate Scotia Capital Inc., Corporate Parent/Other Affiliate The Bank of Nova Scotia for Howard Weil Incorporated. (Lewis, Veronica) (Entered: 02/08/2013)
02/08/2013 96 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by SG Americas LLC identifying Corporate Parent/Other Affiliate Societe Generale for SG Americas LLC. (Lewis, Veronica) (Entered: 02/08/2013)
02/11/2013 97 JOINDER OF DEFENDANTS BNP PARIBAS SECURITIES CORP., SG AMERICAS SECURITIES LLC, CREDIT AGRICOLE SECURITIES (USA) INC., SCOTIA CAPITAL (USA) INC. f/k/a HOWARD WEIL INCORPORATED, HSBC SECURITIES (USA) INC., JEFFERIES & COMPANY, INC., NATIXIS SECURITIES AMERICAS LLC f/k/a NATIXIS BLEICHROEDER LLC, AND RBC CAPITAL MARKETS LLC IN MOTION TO DISMISS THE CONSOLIDATED COMPLAINT (ECF Doc. Nos. 73, 73-1, 74) filed by BNP Paribas Securities Corp, Credit Agricole Securities (USA) Inc, HSBC Securities (USA) Inc, Howard Weil Incorporated, Jefferies & Company Inc, Natixis Bleichroeder LLC, RBC Capital Markets LLC, SG Americas LLC (Lewis, Veronica) Modified text on 2/12/2013 (rlw). (Entered: 02/11/2013)
02/13/2013 98 ELECTRONIC ORDER granting 97 Motion for Joinder. Pursuant to the parties' stipulation and the movants' motion, the Non-Lead Defendants are permitted to join in the previously filed motions to dismiss. (Ordered by Judge Jane J Boyle on 2/13/2013) (chmb) (Entered: 02/13/2013)
02/21/2013 99 RESPONSE filed by Nursing Homes and Related Industries Pension Plan re: 73 Motion to Dismiss for Failure to State a Claim (Alvarez, X) (Entered: 02/21/2013)
02/21/2013 100 RESPONSE filed by Nursing Homes and Related Industries Pension Plan re: 75 Motion to Dismiss for Failure to State a Claim, 76 Motion to Dismiss for Failure to State a Claim (Alvarez, X) (Entered: 02/21/2013)
02/21/2013 101 Appendix in Support filed by Nursing Homes and Related Industries Pension Plan re 100 Response/Objection (Attachments: # 1 Exhibit(s) A, # 2 Exhibit(s) B) (Alvarez, X) (Entered: 02/21/2013)
03/13/2013 102 REPLY filed by The Blackstone Group LP re: 75 Motion to Dismiss for Failure to State a Claim (Even, Nicholas) (Entered: 03/13/2013)
03/13/2013 103 REPLY filed by W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Christopher A Wright re: 73 Motion to Dismiss (ECF Doc. Nos. 73, 73-1, 74) (Charest, Daniel) Modified on 3/13/2013 (ykp). Modified linkage on 3/13/2013 (Entered: 03/13/2013)
03/13/2013 104 REPLY filed by Warburg Pincus LLC re: 76 Motion to Dismiss for Failure to State a Claim (Jackson, Andrew) (Entered: 03/13/2013)
06/24/2013 105 Memorandum Opinion and Order granting in part and denying in part 73 , 75 , 76 Motions to Dismiss. The Consolidated Complaint's § 15 claim is DISMISSED WITHOUT PREJUDICE as to Warburg and Blackstone. The Consolidated Complaint's § 11 and § 12 claims are DISMISSED to the extent they are based on
statements regarding the drillstem rates for certain Kosmos oil wells. The Motions to Dismiss are DENIED as to all other requested relief. (Ordered by Judge Jane J Boyle on 6/24/2013) (axm) (Entered: 06/25/2013)
06/27/2013 106 STATUS REPORT ORDER: Joint Status Report due by 7/18/2013. (Ordered by Judge Jane J Boyle on 6/27/2013) (skt) (Entered: 06/27/2013)
07/11/2013 107 Unopposed MOTION To Set Answer Date filed by BNP Paribas Securities Corp, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, HSBC Securities (USA) Inc, Jeffrey A Harris, Jefferies & Company Inc, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Natixis Securities Americas LLC, Adebayo O Ogunlesi, RBC Capital Markets LLC, SG Americas LLC, Scotia Capital (USA) Inc, Chris Tong, Christopher A Wright (Attachments: # 1 Proposed Order) (Charest, Daniel) (Entered: 07/11/2013)
07/11/2013 108 ELECTRONIC ORDER granting 107 Unopposed Motion to Set Answer Date. All defendants shall file responsive pleadings by August 1, 2013. (Ordered by Judge Jane J Boyle on 7/11/2013) (chmb) (Entered: 07/11/2013)
07/11/2013 Answer due from all defendants on 8/1/2013 (Per 108 Order.) (twd) (Entered: 07/11/2013)
07/18/2013 109 Joint STATUS REPORT filed by BNP Paribas Securities Corp, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, HSBC Securities (USA) Inc, Jeffrey A Harris, Jefferies & Company Inc, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Natixis Securities Americas LLC, Nursing Homes and Related Industries Pension Plan, Adebayo O Ogunlesi, RBC Capital Markets LLC, SG Americas LLC, Scotia Capital (USA) Inc, Chris Tong, Christopher A Wright. (Charest, Daniel) (Entered: 07/18/2013)
07/22/2013 110 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Julie A. Kearns (Filing fee $25; Receipt number 0539-5440560) filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Kearns, Julie) (Entered: 07/22/2013)
07/22/2013 111 ELECTRONIC ORDER granting 110 Application for Admission Pro Hac Vice of Julie A. Kearns. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 7/22/2013) (chmb) (Entered: 07/22/2013)
07/24/2013 112 SCHEDULING ORDER: This case is set for trial on this Court's four-week docket beginning 2/9/2015 at 09:00 AM before Judge Jane J Boyle. Joinder of Parties due by 8/15/2013. Amended Pleadings due by 8/15/2013. Dispositive Motions due by 9/18/2014. Fact Discovery due by 4/17/2014. Deadline for mediation is on or before 9/1/2014. Pretrial Materials due by 1/23/2015. Pretrial Order due by 1/23/2015. Pretrial Conference set for 2/6/2015 at 10:00 AM before Judge Jane J Boyle. (Ordered by Judge Jane J Boyle on 7/24/2013) (tln) (Entered: 07/25/2013)
08/01/2013 113 ANSWER to 71 Consolidated Amended Complaint with Jury Demand filed by Kosmos Energy Ltd, Brian F Maxted, W. Greg Dunlevy, Sylvia Manor, John R Kemp, David I Foley, Jeffrey A Harris, David B Krieger, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Christopher A Wright. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas should seek admission promptly. Forms, instructions, and exemption information may be found at www.txnd.uscourts.gov, or by clicking here: Attorney Information - Bar Membership. (Charest, Daniel) (Entered: 08/01/2013)
08/01/2013 114 ANSWER to 71 Consolidated Amended Complaint with Jury Demand filed by BNP Paribas Securities Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, HSBC Securities (USA) Inc, Jefferies & Company Inc, Natixis Securities Americas LLC, RBC Capital Markets LLC, SG Americas LLC, Scotia Capital (USA) Inc. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas should seek admission promptly. Forms, instructions, and exemption information may be found at www.txnd.uscourts.gov, or by clicking here: Attorney Information - Bar Membership. (Lewis, Veronica) (Entered: 08/01/2013)
09/05/2013 115 Designation of Mediator by BNP Paribas Securities Corp, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, HSBC Securities (USA) Inc, Jeffrey A Harris, Jefferies & Company Inc, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Natixis Securities Americas LLC, Nursing Homes and Related Industries Pension Plan, Adebayo O Ogunlesi, RBC Capital Markets LLC, SG Americas LLC, Scotia Capital (USA) Inc, Chris Tong, Christopher A Wright. (Charest, Daniel) (Entered: 09/05/2013)
09/11/2013 116 MEDIATION ORDER. The court appoints Layn R Phillips as mediator. Alternative Dispute Resolution Summary form provided electronically or by US Mail as appropriate. Deadline for mediation is on or before 9/1/2014. (Ordered by Judge Jane J Boyle on 9/11/2013) (ykp) (Entered: 09/11/2013)
09/17/2013 117 MOTION (JOINT) to Modify Scheduling Order re 112 Scheduling Order,, filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Alvarez, X) (Entered: 09/17/2013)
09/17/2013 118 ORDER granting 117 MOTION (JOINT) to Modify Scheduling Order. (Ordered by Judge Jane J Boyle on 9/17/2013) (jrr) (Entered: 09/18/2013)
09/18/2013 ***Clerk's Notice of delivery: (see NEF for details) Docket No:118. Wed Sep 18 08:46:19 CDT 2013 (crt) (Entered: 09/18/2013)
09/19/2013 ***Clerk's Notice of delivery: (see NEF for details) Docket No:116. Thu Sep 19 09:24:31 CDT 2013 (crt) (Entered: 09/19/2013)
10/03/2013 119 MOTION to Certify Class filed by Nursing Homes and Related Industries Pension Plan with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Alvarez, X) (Entered: 10/03/2013)
10/03/2013 120 Appendix in Support filed by Nursing Homes and Related Industries Pension Plan re 119 MOTION to Certify Class (Alvarez, X) (Entered: 10/03/2013)
10/30/2013 121 MOTION (JOINT) to Modify Scheduling Order re 112 Scheduling Order,, 118 Order on Motion for Miscellaneous Relief filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Alvarez, X) (Entered: 10/30/2013)
10/30/2013 122 ORDER granting 121 Joint Motion to Modify the Scheduling Order. Defendants shall have until 11/18/2013 to file a Response to Lead Plaintiff's Motion for Class Certification (doc. 119 ). Lead Plaintiff shall have until 11/27/2013 to file Reply in Support of Motion for Class Certification. (Ordered by Judge Jane J Boyle on 10/30/2013) (axm) (Entered: 10/30/2013)
10/30/2013 ***Clerk's Notice of delivery: (see NEF for details) Docket No:122. Wed Oct 30 16:19:51 CDT 2013 (crt) (Entered: 10/30/2013)
11/18/2013 123 RESPONSE filed by Barclays Capital, Inc., Blackstone Capital Partners, Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Warburg Pincus LLC, Christopher A Wright re: 119 MOTION to Certify Class (Oxford, Terrell) (Entered: 11/18/2013)
11/18/2013 124 Appendix in Support filed by Barclays Capital, Inc., Blackstone Capital Partners, Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Warburg Pincus LLC re 119 MOTION to Certify Class (Oxford, Terrell) (Entered: 11/18/2013)
11/19/2013 125 NOTICE of Attorney Appearance by Zenobia V Harris on behalf of W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Christopher A Wright. (Filer confirms contact info in ECF is current.) (Harris, Zenobia) (Entered: 11/19/2013)
11/27/2013 126 REPLY filed by Nursing Homes and Related Industries Pension Plan re: 119 MOTION to Certify Class (Alvarez, X) (Entered: 11/27/2013)
11/27/2013 127 Appendix in Support filed by Nursing Homes and Related Industries Pension Plan re 126 Reply (Alvarez, X) (Entered: 11/27/2013)
12/04/2013 128 NOTICE of Joint Statement of Stipulated and Disputed Facts Regarding Class Certification filed by Nursing Homes and Related Industries Pension Plan (Alvarez, X) (Entered: 12/04/2013)
12/11/2013 ELECTRONIC Minute Entry for proceedings held before Judge Jane J Boyle: Class Certification Hearing held on 12/11/2013. Attorney Appearances: Plaintiff - Jay Alvarez and Julie Kearns; Defense - Brian Lutz, Terrell Oxford, and Steve Susman. (Court Reporter: Shawnie Archuleta) (No exhibits) Time in Court - 01:51. (chmb) (Entered: 12/11/2013)
12/30/2013 129 Notice of Filing of Official Electronic Transcript of Class Certification Hearing Proceedings held on December 11, 2013 before Judge Jane J. Boyle. Court Reporter/Transcriber Shawnie Archuleta, Telephone number [email protected].
Parties are notified of their duty to review the transcript. A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Redaction Request - Transcript must be filed within 21 days. If no such Request is filed, the transcript will be made available via PACER without redaction after 90 calendar days. If redaction request filed, this transcript will not be accessible via PACER; see redacted transcript. The clerk will mail a copy of this notice to parties not electronically noticed. (73 pages) Redaction Request due 1/21/2014. Redacted Transcript Deadline set for 1/30/2014. Release of Transcript Restriction set for 3/31/2014. (spa) (Entered: 12/30/2013)
01/17/2014 130 MOTION to Appear Telephonically at Mediation Session filed by BNP Paribas Securities Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, HSBC Securities (USA) Inc, Jefferies & Company Inc, Natixis Securities Americas LLC, RBC Capital Markets LLC, SG Americas LLC, Scotia Capital (USA) Inc (Attachments: # 1 Proposed Order) (Lewis, Veronica) (Entered: 01/17/2014)
01/21/2014 131 ELECTRONIC ORDER granting 130 Underwriter Defendants' Motion to Participate Telephonically in Mediation. Having considered the matter, the Court finds good cause to allow the Underwriter representatives to participate in mediation via telephone. However, those Underwriter representatives participating telephonically must be imbued with full authority to enter into a settlement or other agreement in connection with this matter on behalf of the Underwriter Defendants. (Ordered by Judge Jane J Boyle on 1/21/2014) (chmb). (Entered: 01/21/2014)
01/31/2014 132 MOTION to Amend/Correct Scheduling Order with Respect to Attendance at Mediation Session filed by David I Foley, Jeffrey A Harris, John R Kemp, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Christopher A Wright (Attachments: # 1 Proposed Order) (Charest, Daniel) (Entered: 01/31/2014)
02/03/2014 133 ELECTRONIC ORDER granting 132 Motion to Amend/Correct the Scheduling Order. Having considered the matter, the Court finds good cause to amend the scheduling order such that the Individual Defendants are not required to attend the mediation conference scheduled for February 27, 2014. As alluded to in Defendants' Motion, however, a representative for Kosmos must be present at the mediation and be imbued with full authority to enter into a settlement or other agreement in connection with this matter on behalf of the Individual Defendants. (Ordered by Judge Jane J Boyle on 2/3/2014) (chmb). (Entered: 02/03/2014)
02/10/2014 134 MOTION to Amend 116 Mediation Order with Respect to Attendance at Mediation Session filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Alvarez, X) Modified on 2/11/2014 (skt). (Entered: 02/10/2014)
02/10/2014 135 Appendix in Support filed by Nursing Homes and Related Industries Pension Plan re 134 MOTION to Amend/Correct 116 Order Referring Case to ADR, Lead Plaintiff's Motion to Amend Mediation Order with Respect to Attendance at Mediation Session (Alvarez, X) (Entered: 02/10/2014)
02/13/2014 136 ORDER denying 134 Motion to Amend Mediation Order. (Ordered by Judge Jane J Boyle on 2/13/2014) (ndt) (Entered: 02/13/2014)
02/13/2014 ***Clerk's Notice of delivery: (see NEF for details) Docket No:136. Thu Feb 13 09:55:05 CST 2014 (crt) (Entered: 02/13/2014)
03/10/2014 137 Alternative Dispute Resolution Summary filed by ADR Provider. Outcome of ADR: Continuing to work with parties to reach a settlement. (Phillips, Layn) (Entered: 03/10/2014)
03/19/2014 138 MEMORANDUM OPINION AND ORDER denying 119 Motion to Certify Class. (Ordered by Judge Jane J Boyle on 3/19/2014) (Judge Jane J Boyle) (Entered: 03/19/2014)
04/01/2014 139 MOTION for Reconsideration re 138 Order on Motion to Certify Class filed by Nursing Homes and Related Industries Pension Plan with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 04/01/2014)
04/01/2014 140 Appendix in Support filed by Nursing Homes and Related Industries Pension Plan re 139 MOTION for Reconsideration re 138 Order on Motion to Certify Class (Kendall, Joe) (Entered: 04/01/2014)
04/04/2014 141 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $25; Receipt number 0539-5955327) filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Robbins, Darren) (Entered: 04/04/2014)
04/04/2014 142 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $25; Receipt number 0539-5955338) filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Myers, Danielle) (Entered: 04/04/2014)
04/07/2014 143 ELECTRONIC ORDER granting 141 Application for Admission Pro Hac Vice of Darren J. Robbins and granting 142 Application for Admission Pro Hac Vice of Danielle S. Myers. If not already done, Applicants must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 4/7/2014) (chmb). (Entered: 04/07/2014)
04/07/2014 144 Joint MOTION for Entry of an Order Establishing A Schedule for the Filing of a Joint Motion for Preliminary Approval and Vacating the Scheduling Order filed by BNP Paribas Securities Corp, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, HSBC Securities (USA) Inc, Jeffrey A Harris, Jefferies & Company Inc, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Natixis Securities Americas LLC, Nursing Homes and Related Industries Pension Plan, Adebayo O Ogunlesi, RBC Capital Markets LLC, SG Americas LLC, Scotia Capital (USA) Inc, Chris Tong, Christopher A Wright (Attachments: # 1 Proposed Order) (Charest, Daniel) Modified on 4/8/2014 (skt). (Entered: 04/07/2014)
04/08/2014 145 ELECTRONIC ORDER granting 144 Joint Motion. In light of the parties' representation to the Court that they have reached an agreement in principle to resolve the litigation, the Court, in accordance with the parties' Joint Motion, ORDERS the Scheduling Order 112 hereby VACATED. The Court further ORDERS that the parties shall file a joint motion for preliminary approval of the
proposed settlement on or before April 28, 2014. (Ordered by Judge Jane J Boyle on 4/8/2014) (chmb). (Entered: 04/08/2014)
04/28/2014 146 MOTION Preliminary Approval of Class Action Settlement filed by BNP Paribas Securities Corp, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, HSBC Securities (USA) Inc, Jeffrey A Harris, Jefferies & Company Inc, John R Kemp, III, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, George M Mounger, Natixis Securities Americas LLC, Nursing Homes and Related Industries Pension Plan, Adebayo O Ogunlesi, RBC Capital Markets LLC, SG Americas LLC, Scotia Capital (USA) Inc, Chris Tong, Christopher A Wright (Charest, Daniel) (Entered: 04/28/2014)
04/28/2014 147 Brief/Memorandum in Support filed by Nursing Homes and Related Industries Pension Plan re 146 MOTION Preliminary Approval of Class Action Settlement (Attachments: # 1 Proposed Order Preliminarily Approving Settlement and Providing for Notice) (Robbins, Darren) (Entered: 04/28/2014)
04/28/2014 148 Appendix in Support filed by Nursing Homes and Related Industries Pension Plan re 147 Brief/Memorandum in Support of Motion, (Attachments: # 1 Declaration(s) of the Honorable Layn R. Phillips, # 2 Declaration(s) of Arthur R. Miller in Support of Joint Motion for Preliminary Approval of Settlement, # 3 Affidavit(s) of Marc I. Steinberg) (Robbins, Darren) (Entered: 04/28/2014)
04/28/2014 149 STIPULATION of Settlement by Nursing Homes and Related Industries Pension Plan. (Attachments: # 1 Exhibit(s) A, # 2 Exhibit(s) A-1, # 3 Exhibit(s) A-2, # 4 Exhibit(s) A-3, # 5 Exhibit(s) B) (Robbins, Darren) (Entered: 04/28/2014)
04/29/2014 150 ELECTRONIC ORDER finding as moot 139 Motion for Reconsideration. In light of the parties' Joint Motion for Preliminary Approval of Class Action Settlement, the Court finds Lead Plaintiff's Motion for Reconsideration moot. (Ordered by Judge Jane J Boyle on 4/29/2014) (chmb). (Entered: 04/29/2014)
05/05/2014 151 ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE. (Ordered by Judge Jane J Boyle on 5/5/2014) (chmb) (Entered: 05/05/2014)
06/23/2014 152 MOTION Joint Motion for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds filed by BNP Paribas Securities Corp, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, HSBC Securities (USA) Inc, Jeffrey A Harris, Jefferies & Company Inc, John R Kemp, III, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, George M Mounger, Natixis Securities Americas LLC, Nursing Homes and Related Industries Pension Plan, Adebayo O Ogunlesi, RBC Capital Markets LLC, SG Americas LLC, Scotia Capital (USA) Inc, Chris Tong, Christopher A Wright (Charest, Daniel) (Entered: 06/23/2014)
06/23/2014 153 Brief/Memorandum in Support filed by BNP Paribas Securities Corp, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, HSBC Securities (USA) Inc, Jeffrey A Harris, Jefferies & Company Inc, John R Kemp, III,
Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Natixis Securities Americas LLC, Adebayo O Ogunlesi, RBC Capital Markets LLC, SG Americas LLC, Scotia Capital (USA) Inc, Chris Tong, Christopher A Wright re 152 MOTION Joint Motion for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds (Charest, Daniel) (Entered: 06/23/2014)
06/23/2014 154 Brief/Memorandum in Support filed by Nursing Homes and Related Industries Pension Plan re 152 MOTION Joint Motion for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds (Robbins, Darren) (Entered: 06/23/2014)
06/23/2014 155 MOTION for Attorney Fees and Expenses filed by Nursing Homes and Related Industries Pension Plan, George M Mounger (Robbins, Darren) Modified filers on 6/24/2014 (skt). (Entered: 06/23/2014)
06/23/2014 156 Brief/Memorandum in Support filed by Nursing Homes and Related Industries Pension Plan, George M Mounger re 155 MOTION for Attorney Fees and Expenses (Robbins, Darren) Modified filers on 6/24/2014 (skt). (Entered: 06/23/2014)
06/23/2014 157 Appendix in Support filed by Nursing Homes and Related Industries Pension Plan, George M Mounger re 152 MOTION Joint Motion for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds, 155 MOTION for Attorney Fees and Expenses (Attachments: # 1 Declaration of X. Jay Alvarez, # 2 Declaration of X. Jay Alvarez Filed on Behalf of Robbins Geller Rudman & Dowd LLP, # 3 Declaration of Jamie J. McKey Filed on Behalf of Kendall Law Group, LLP, # 4 Declaration of James Flynn, # 5 Declaration of Suzanne Saville, # 6 Declaration of George M. Mounger, # 7 Declaration of Professor Steven P. Feinstein, Ph.D., CFA, # 8 Declaration of Nashira Washington Filed on Behalf of Gilardi & Co. LLC) (Robbins, Darren) Modified filers on 6/24/2014 (skt). (Entered: 06/23/2014)
07/15/2014 158 AFFIDAVIT of NON-SERVICE on Saxon Stratgic Funds LLC. (axm) (Entered: 07/15/2014)
09/17/2014 159 REPLY filed by Nursing Homes and Related Industries Pension Plan re: 155 MOTION for Attorney Fees and Expenses, 152 MOTION Joint Motion for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds (Attachments: # 1 [Proposed] Final Judgment and Order of Dismissal with Prejudice, # 2 Proposed Order Approving Plan of Allocation of Settlement Proceeds, # 3 Proposed Order Awarding Attorneys Fees and Expenses) (Robbins, Darren) (Entered: 09/17/2014)
09/17/2014 160 AFFIDAVIT re 155 MOTION for Attorney Fees and Expenses, 152 MOTION Joint Motion for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds Supplemental Declaration of Carole K. Sylvester on Behalf of Gilardi & Co. LLC by Nursing Homes and Related Industries Pension Plan. (Robbins, Darren) (Entered: 09/17/2014)
09/24/2014 161 ORDER granting 152 Joint Motion for Final Approval of Class Action Settlement and Plan of Allocation of Settlement Proceeds filed by BNP Paribas Securities Corp, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley,
HSBC Securities (USA) Inc, Jeffrey A Harris, Jefferies & Company Inc, John R Kemp, III, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, George M Mounger, Natixis Securities Americas LLC, Nursing Homes and Related Industries Pension Plan, Adebayo O Ogunlesi, RBC Capital Markets LLC, SG Americas LLC, Scotia Capital (USA) Inc, Chris Tong, Christopher A Wright. (Ordered by Judge Jane J Boyle on 9/24/2014) (chmb) (Entered: 09/24/2014)
09/24/2014 162 ORDER granting 155 Motion for Attorney Fees and Expenses. (Ordered by Judge Jane J Boyle on 9/24/2014) (chmb) (Entered: 09/24/2014)
09/24/2014 163 ELECTRONIC Minute Entry for proceedings held before Judge Jane J Boyle: Settlement Conference held on 9/24/2014. Attorney Appearances: Plaintiff - Joe Kendall, Jay Alvarez, and Darren Robbins; Defense - Daniel Charest and Brian Lutz. (Court Reporter: Shawnie Archuleta) (No exhibits) Time in Court - :40. (chmb) (Entered: 09/24/2014)
09/24/2014 164 FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE. (Ordered by Judge Jane J Boyle on 9/24/2014) (chmb) (Entered: 09/24/2014)
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