u.s. district court northern district of texas (dallas...

US District Court Civil Docket as of August 13, 2020 Retrieved from the court on August 13, 2020

U.S. District Court Northern District of Texas (Dallas)

CIVIL DOCKET FOR CASE #: 3:15-cv-02129-K

Steck v. Santander Consumer USA Holdings Inc. et al Assigned to: Judge Ed Kinkeade Case in other court: New York Southern, 1:14-cv-06942Cause: 15:77 Securities

Date Filed: 06/24/2015 Date Terminated: 09/21/2016 Jury Demand: Plaintiff Nature of Suit: 850 Other Statutes: Securities/Commodities/Exchange Jurisdiction: Federal Question

Plaintiff

Richard Steck individually and on behalf of all others similarly situated

represented by Brian P Murray Glancy Binkow & Goldberg LLP 122 East 42nd Street Suite 2920 New York, NY 10168 212-682-5340 Fax: 212-884-0988 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Not Admitted Casey Edward Sadler Glancy Binkow & Goldberg LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160 Bar Status: Not Admitted Gregory Bradley Linkh Glancy Prongay & Murray LLP 77 Water Street, 7th Floor New York, NY 10005 646-722-4180 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted Howard G Smith Law Office of Howard G Smith

3070 Bristol Pike Suite 112 Bensalem, PA 19020 215-638-4847 Fax: 215-638-4867 Bar Status: Not Admitted Lionel Z Glancy Glancy Prongay & Murray LLP 1925 Century Park East, Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michael Goldberg Goldberg Law PC 13650 Marina Pointe Drive, Ste 1404 Marina Del Rey, CA 90292 800-977-7401 Fax: 800-536-0065 Bar Status: Not Admitted Robert V Prongay Glancy Prongay & Murray LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Plaintiff

Patrick Benard represented by Phillip Kim The Rosen Law Firm PA 275 Madison Avenue 40th Floor New York, NY 10016 212-686-1060 Fax: 212-202-3827 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Plaintiff

Deka Investment GmbH represented by Daniel Lawrence Berger Grant & Eisenhofer P.A.

485 Lexington Avenue 29th Floor New York, NY 10017 646-722-8500 Fax: 646-722-8501 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Balon B Bradley Balon B Bradley Law Firm 11910 Greenville Ave. Suite 220 Dallas, TX 75243 972-991-1582 Fax: 972-755-0424 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Caitlin Marie Moyna Grant & Eisenhofer PA 485 Lexington Avenue 29th Floor New York, NY 10017 646-722-8500 Fax: 646-722-8501 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted Charles T Caliendo Grant & Eisenhofer P.A. 485 Lexington Avenue 29th Floor New York, NY 10017 646-722-8500 Fax: 646-722-8501 Email: [email protected] TERMINATED: 02/07/2019 Bar Status: Not Admitted Ellen Gusikoff Stewart Coughlin Stoia Geller Rudman & Robbins LLP 655 W Broadway Suite 1900 San Diego, CA 92101

619/231-1058 Fax: 619/231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted James J Sabella Grant & Eisenhofer PA (NY) 485 Lexington Avenue 29th Floor New York, NY 10017 646-722-8500 Fax: 646-722-8501 Email: [email protected] TERMINATED: 02/07/2019 Bar Status: Not Admitted Jay W Eisenhofer Blank Rome Comisky & McCauley 1201 Market St Suite 800 Wilmington, DE 19801 302-425-6400 Bar Status: Not Admitted Jeremy S Cole Grant & Eisenhofer PA 123 Justison Street Wilmington, DE 19801 302-622-7000 Fax: 302-622-7100 Email: [email protected] TERMINATED: 02/23/2018 PRO HAC VICE Bar Status: Not Admitted Joe Kendall Kendall Law Group PLLC 3811 Turtle Creek Blvd. Suite 1450 Dallas, TX 75219 214-744-3000 Fax: 214-744-3015 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Matthew I Alpert Robbins Geller Rudman & Dowd LLP

655 West Broadway, Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted Nadim G. Hegazi Robbins Geller Rudman & Dowd LLP Post Montgomery Center One Montgomery St Suite 1800 San Francisco, CA 94104 415-288-4545 Fax: 415-288-4534 Email: [email protected] TERMINATED: 09/20/2017 Bar Status: Not Admitted Robert D Gerson Grant & Eisenhofer P.A. 485 Lexington Avenue New York, NY 1017 646-722-8500 Fax: 646-722-8501 Email: [email protected] TERMINATED: 08/18/2016 Bar Status: Not Admitted Robert R Henssler , Jr Robbins Geller Rudman & Dowd LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Plaintiff

City of Dearborn Heights Act 345 Police & Fire Retirement System

represented by Daniel Lawrence Berger (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Joe Kendall (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Andrew L Schwartz Robbins Geller Rudman and Dowd LLP 58 South Service Road Suite 200 Melville, NY 11747 631-367-7100 Fax: 631-367-1173 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Balon B Bradley (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles T Caliendo (See above for address) TERMINATED: 02/07/2019 Bar Status: Not Admitted Darren J Robbins Robbins Geller Rudman & Dowd LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted David Avi Rosenfeld Robbins Geller Rudman & Dowd LLP 58 South Service Road Suite 200 Melville, NY 11747 631-367-7100 Fax: 631-367-1173 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Ellen Gusikoff Stewart (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Jamie Jean Gilmore Bailey & Galyen 1300 Summit Avenue Suite 650 Fort Worth, TX 76102 817-276-6000 Fax: 817-276-6010 Email: [email protected] TERMINATED: 03/29/2019 Bar Status: Admitted/In Good Standing Matthew I Alpert (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Nadim G. Hegazi (See above for address) TERMINATED: 09/20/2017 Bar Status: Not Admitted Robert R Henssler , Jr (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Samuel H Rudman Robbins Geller Rudman & Dowd LLP 58 South Service Road Suite 200 Melville, NY 11747 631-367-7100 Fax: 631-367-1173 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Sunny S. Sarkis Robbins Geller Rudman & Dowd LLP Post Montgomery Center One Montgomery St Suite 1800

San Francisco, CA 94104 415-288-4545 Fax: 415-288-4534 Email: [email protected] TERMINATED: 02/07/2017 PRO HAC VICE Bar Status: Not Admitted Willow E Radcliffe Robbins Geller Rudman & Dowd LLP Post Montgomery Center One Montgomery Street Suite 1800 San Francisco, CA 94104 415-288-4545 Fax: 415-288-4534 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted

V.

Defendant

Santander Consumer USA Holdings Inc

represented by R Thaddeus Behrens Haynes & Boone LLP 2323 Victory Avenue, Suite 700 Dallas, TX 75219 214-651-5000 Fax: 214-200-0886 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung Wachtell Lipton Rosen & Katz 51 West 52nd Street New York, NY 10019 212-403-1000 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan Wachtell Lipton Rosen & Katz 51 West 52nd Street New York, NY 10019 212-403-1000 Fax: 212-403-2000

Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks Wachtell Lipton Rosen & Katz 51 West 52nd Street New York, NY 10019 212-403-1000 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold Haynes & Boone LLP 2323 Victory Avenue, Suite 700 Dallas, TX 75219 214-651-5000 Fax: 214-651-5940 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing David B Anders Wachtell Lipton Rosen & Katz 51 West 52nd Street New York, NY 10019 212-403-1000 Fax: 212-403-2000 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Lauren M Kofke Wachtell Lipton Rosen & Katz 51 West 52nd Street New York, NY 10019 212/403-1000 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Matthew Adams McGee Haynes & Boone LLP 2323 Victory Ave Suite 700 Dallas, TX 75219

214-651-5103 Fax: 214-200-0585 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Nathaniel D Cullerton Wachtell Lipton Rosen & Katz 51 West 52nd Street New York, NY 10019 212-403-1313 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted Stephen R DiPrima Wachtell Lipton Rosen & Katz 51 West 52nd Street New York, NY 10019 212-403-1382 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Thomas G. Dundon represented by R Thaddeus Behrens (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold (See above for address)

ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing David B Anders (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Lauren M Kofke (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Matthew Adams McGee (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Nathaniel D Cullerton (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Stephen R DiPrima (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Jason Kulas represented by R Thaddeus Behrens (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks (See above for address)

PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing David B Anders (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Lauren M Kofke (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Matthew Adams McGee (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Nathaniel D Cullerton (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Stephen R DiPrima (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Juan Carlos Alvarez represented by R Thaddeus Behrens (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan

(See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing David B Anders (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Lauren M Kofke (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Matthew Adams McGee (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Nathaniel D Cullerton (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Stephen R DiPrima (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Roman Blanco represented by R Thaddeus Behrens (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung

(See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing David B Anders (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Lauren M Kofke (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Matthew Adams McGee (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Nathaniel D Cullerton (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Stephen R DiPrima (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Gonzalo de Las Heras represented by R Thaddeus Behrens (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing David B Anders (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Lauren M Kofke (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Matthew Adams McGee (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Nathaniel D Cullerton (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Stephen R DiPrima (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Stephen A. Ferriss represented by R Thaddeus Behrens (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing David B Anders (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Lauren M Kofke (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Matthew Adams McGee (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Nathaniel D Cullerton (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Stephen R DiPrima (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Matthew Kabaker represented by R Thaddeus Behrens (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing David B Anders (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Lauren M Kofke (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Bar Status: Not Admitted Matthew Adams McGee (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Nathaniel D Cullerton (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Stephen R DiPrima (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Tagar Olson represented by R Thaddeus Behrens (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing David B Anders (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Bar Status: Not Admitted Lauren M Kofke (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Matthew Adams McGee (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Nathaniel D Cullerton (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Stephen R DiPrima (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Alberto Sanchez represented by R Thaddeus Behrens (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold (See above for address) ATTORNEY TO BE NOTICED

Bar Status: Admitted/In Good Standing David B Anders (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Lauren M Kofke (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Matthew Adams McGee (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Nathaniel D Cullerton (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Stephen R DiPrima (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Javier San Felix represented by R Thaddeus Behrens (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks (See above for address) PRO HAC VICE

ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing David B Anders (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Lauren M Kofke (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Matthew Adams McGee (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Nathaniel D Cullerton (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Stephen R DiPrima (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Juan Andres Yanes represented by R Thaddeus Behrens (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan (See above for address)

ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing David B Anders (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Lauren M Kofke (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Matthew Adams McGee (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Nathaniel D Cullerton (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Stephen R DiPrima (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Daniel Zilberman represented by R Thaddeus Behrens (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Ashley A Chung (See above for address)

PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Caitlin A Donovan (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Corey Jared Banks (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Daniel H Gold (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing David B Anders (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Lauren M Kofke (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted Matthew Adams McGee (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Nathaniel D Cullerton (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Stephen R DiPrima (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Citigroup Global Markets Inc represented by Noelle M Reed Skadden Arps Slate Meagher & Flom

1000 Louisiana Street, Suite 6800 Houston, TX 77002-5026 713-655-5122 Fax: 713-483-9122 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz Skadden Arps Slate Meagher & Flom 1000 Louisiana St Suite 6800 Houston, TX 77002-5026 713/655-5160 Fax: 713/483-9160 Email: [email protected] TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker Skadden Arps Slate Meagher & Flom 4 Times Square New York, NY 10036 212/735-3605 Email: [email protected] TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner Skadden Arps Slate Meagher & Flom LLP One Manhattan West New York, NY 10001-8602 212-735-2628 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis Skadden Arps Slate Meagher & Flom LLP 2521 Springer Road Midlothian, TX 76065 713-655-5197 Fax: 713-483-9197 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Susan Leslie Saltzstein Skadden Arps Slate Meagher & Flom LLP One Manhattan West New York, NY 10001-8602 212-735-4132 Fax: 917-777-4132 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

JP Morgan Securities LLC represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Merrill Lynch Pierce Fenner & Smith Incorporated

represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Deutsche Bank Securities Inc represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Santander Investment Securities Inc represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Barclays Capital Inc represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz

(See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Goldman Sachs & Co LLC represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address)

ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Morgan Stanley & Co LLC represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

RBC Capital Markets LLC represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016

Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

BMO Capital Markets Corp represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Credit Suisse Securities (USA) LLC represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

UBS Securities LLC represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing

Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Wells Fargo Securities LLC represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein

(See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

KKR Capital Markets LLC represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Sandler O'Neill & Partners LP represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address)

TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Stephens Inc represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address)

ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

LOYAL3 Securities Inc represented by Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Charles W Schwartz (See above for address) TERMINATED: 01/04/2016 Bar Status: Admitted/In Good Standing Gary J Hacker (See above for address) TERMINATED: 01/12/2016 PRO HAC VICE Bar Status: Not Admitted Jay B Kasner (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted Michelle L Davis (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Susan Leslie Saltzstein (See above for address) ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Date Filed # Docket Text

08/26/2014 1 COMPLAINT against Juan Carlos Alvarez, BMO Capital Markets Corp., Barclays Capital Inc., Roman Blanco, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Gonzalo De Las Heras, Deutsche Bank Securities Inc., Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman, Sachs & Co., J.P. Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, Loyal3 Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Tagar Olson, RBC Capital Markets, LLC, Alberto Sanchez, Sandler O'Neill & Partners, L.P., Santander Consumer USA Holdings Inc., Santander Investment Securities Inc., Stephens Inc., UBS Securities LLC, Wells Fargo Securities, LLC, Juan Andres Yanes, Daniel Zilberman. (Filing Fee $ 350.00, Receipt Number 465401103375)Document filed by Richard Steck.(moh) [Transferred from New York Southern on 6/24/2015.] (Entered: 08/28/2014)

08/26/2014 SUMMONS ISSUED as to Juan Carlos Alvarez, BMO Capital Markets Corp., Barclays Capital Inc., Roman Blanco, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Gonzalo De Las Heras, Deutsche Bank Securities Inc., Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman, Sachs & Co., J.P. Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, Loyal3 Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Tagar Olson, RBC Capital Markets, LLC, Alberto Sanchez, Sandler O'Neill & Partners, L.P., Santander Consumer USA Holdings Inc., Santander Investment Securities Inc., Stephens Inc., UBS Securities LLC, Wells Fargo Securities, LLC, Juan Andres Yanes, Daniel Zilberman. (moh) [Transferred from New York Southern on 6/24/2015.] (Entered: 08/28/2014)

08/26/2014 Magistrate Judge James C. Francis IV is so designated. (moh) [Transferred from New York Southern on 6/24/2015.] (Entered: 08/28/2014)

08/26/2014 Case Designated ECF. (moh) [Transferred from New York Southern on 6/24/2015.] (Entered: 08/28/2014)

08/26/2014 2 CIVIL COVER SHEET filed. (moh) [Transferred from New York Southern on 6/24/2015.] (Entered: 08/28/2014)

08/26/2014 3 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (moh) [Transferred from New York Southern on 6/24/2015.] (Entered: 08/28/2014)

08/28/2014 4 NOTICE OF PRETRIAL CONFERENCE: Counsel are directed to appear in Courtroom 20-C on November 24, 2014 at 11:30 a.m., for a pretrial conference, for the purpose of discussing the status of this case. And as set forth herein. SO ORDERED. ( Pretrial Conference set for 11/24/2014 at 11:30 AM in Courtroom 20C, 500 Pearl Street, New York, NY 10007 before Judge John F. Keenan.) (Signed by Judge John F. Keenan on 8/28/2014) (ama) [Transferred from New York Southern on 6/24/2015.] (Entered: 08/28/2014)

09/05/2014 NOTICE OF CASE REASSIGNMENT to Judge J. Paul Oetken. Judge John F. Keenan is no longer assigned to the case. (pgu) [Transferred from New York Southern on 6/24/2015.] (Entered: 09/05/2014)

10/15/2014 5 NOTICE OF APPEARANCE by Jay B. Kasner on behalf of BMO Capital Markets Corp., Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, KKR Capital Markets LLC, Loyal3 Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Capital

Markets, LLC, Sandler O'Neill & Partners, L.P., Santander Investment Securities Inc., Stephens Inc., UBS Securities LLC, Wells Fargo Securities, LLC. (Kasner, Jay) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/15/2014)

10/15/2014 6 NOTICE OF APPEARANCE by Susan Leslie Saltzstein on behalf of BMO Capital Markets Corp., Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, KKR Capital Markets LLC, Loyal3 Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Sandler O'Neill & Partners, L.P., Santander Investment Securities Inc., Stephens Inc., UBS Securities LLC, Wells Fargo Securities, LLC. (Saltzstein, Susan) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/15/2014)

10/15/2014 7 NOTICE OF APPEARANCE by Gary John Hacker on behalf of BMO Capital Markets Corp., Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, KKR Capital Markets LLC, Loyal3 Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Sandler O'Neill & Partners, L.P., Santander Investment Securities Inc., Stephens Inc., UBS Securities LLC, Wells Fargo Securities, LLC. (Hacker, Gary) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/15/2014)

10/15/2014 8 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Sandler O'Neill & Partners Corp., Other Affiliate SOP Holdings, LLC for Sandler O'Neill & Partners, L.P.; Corporate Parent Banco Santander, S.A. for Santander Investment Securities Inc.; Other Affiliate Morgan Stanley Capital Management, LLC, Other Affiliate Morgan Stanley Domestic Holdings, Inc., Other Affiliate Mitsubishi UFJ Financial Group, Inc. (MUFG), 7-1 Marunouchi 2-chome, Chiyoda-ku, Tokyo 100-8330, Other Affiliate Morgan Stanley for Morgan Stanley & Co. LLC; Corporate Parent SI Holdings Inc., Corporate Parent Stephens Financial Services LLC for Stephens Inc.; Corporate Parent Citigroup Inc., Corporate Parent Citigroup Global Markets Holdings Inc., Corporate Parent Citigroup Financial Products Inc. for Citigroup Global Markets Inc.; Corporate Parent Bank of Montreal for BMO Capital Markets Corp.; Corporate Parent KKR & Co., L.P., Other Affiliate KKR Management LLC for KKR Capital Markets LLC; Corporate Parent Barclays Bank PLC, Corporate Parent Barclays Group US Inc., Corporate Parent Barclays PLC for Barclays Capital Inc.; Corporate Parent Credit Suisse Group AG, Corporate Parent Credit Suisse AG, Corporate Parent Credit Suisse(USA), Inc., Corporate Parent Credit Suisse Group AG, Guernsey Branch, Corporate Parent Credit Suisse Holdings (USA), Inc. for Credit Suisse Securities (USA) LLC; Corporate Parent Deutsche Bank AG for Deutsche Bank Securities Inc.; Corporate Parent LOYAL3 Holdings, Inc. for Loyal3 Securities, Inc.; Corporate Parent The Goldman Sachs Group, Inc. for Goldman, Sachs & Co.; Corporate Parent Wells Fargo & Company, Corporate Parent Everen Capital Corporation for Wells Fargo Securities, LLC; Corporate Parent Royal Bank of Canada for RBC Capital Markets, LLC; Corporate Parent UBS AG, Corporate Parent UBS Americas Inc. for UBS Securities LLC; Corporate Parent Bank of America Corporation, Corporate Parent NB Holdings Corporation for Merrill Lynch, Pierce, Fenner & Smith Incorporated; Corporate Parent JPMorgan Chase & Co., Corporate Parent JPMoragn Broker-Dealer Holdings Inc. for J.P. Morgan Securities LLC. Document filed by BMO Capital Markets Corp.,

Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC, KKR Capital Markets LLC, Loyal3 Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Sandler O'Neill & Partners, L.P., Santander Investment Securities Inc., Stephens Inc., UBS Securities LLC, Wells Fargo Securities, LLC.(Kasner, Jay) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/15/2014)

10/16/2014 9 NOTICE OF APPEARANCE by Stephen R. DiPrima on behalf of Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman. (DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/16/2014)

10/16/2014 10 NOTICE OF APPEARANCE by David B. Anders on behalf of Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman. (Anders, David) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/16/2014)

10/16/2014 11 NOTICE OF APPEARANCE by Lauren Marie Kofke on behalf of Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman. (Kofke, Lauren) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/16/2014)

10/16/2014 12 NOTICE OF APPEARANCE by Caitlin Alexandra Donovan on behalf of Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman. (Donovan, Caitlin) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/16/2014)

10/16/2014 13 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Banco Santander, S.A., Corporate Parent Santander Holdings USA, Inc. for Santander Consumer USA Holdings Inc.. Document filed by Santander Consumer USA Holdings Inc..(DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/16/2014)

10/17/2014 14 STIPULATION AND ORDER: that this action shall not be designated for inclusion in the Pilot Program Regarding Case Management Techniques for Complex Civil Cases; Defendants shall not be required to respond to the complaint that was filed in this case on August 25, 2014; On or before 60 days following entry of an order appointing lead plaintiff(s) and lead counsel pursuant to the lead plaintiff provisions of the PSLRA, lead plaintiffs shall either file a consolidated or amended complaint or designate the complaint filed herein or in a later-consolidated action the "operative complaint," subject to any further Orders of this Court; On or before 60 days following the filing or designation of an operative complaint, Defendants shall file answer(s), motion(s) or otherwise respond to the operative complaint, subject to any further Orders of this Court; and If Defendants file dispositive motions with respect

to the operative complaint, then: (i) lead plaintiff(s) shall serve and file its opposition papers on or before 60 days after Defendants file their motion(s); and (ii) Defendants shall serve and file their reply papers on or before 30 days after lead plaintiff(s) files its opposition papers. The conference previously scheduled for Nov. 24, 2014 is hereby adjourned sine die. (Signed by Judge J. Paul Oetken on 10/17/2014) (tn) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/17/2014)

10/27/2014 15 MOTION to Appoint Patrick Benard to serve as lead plaintiff(s) ., MOTION to Appoint Counsel The Rosen Law Firm, P.A.. Document filed by Patrick Benard. (Attachments: # 1 Text of Proposed Order)(Kim, Phillip) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/27/2014)

10/27/2014 16 MEMORANDUM OF LAW in Support re: 15 MOTION to Appoint Patrick Benard to serve as lead plaintiff(s) . MOTION to Appoint Counsel The Rosen Law Firm, P.A.. . Document filed by Patrick Benard. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Kim, Phillip) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/27/2014)

10/27/2014 17 MOTION to Appoint DEKA INVESTMENT GMBH to serve as lead plaintiff(s) ., MOTION to Appoint Counsel NOTICE OF MOTION OF DEKA INVESTMENT GMBH FOR APPOINTMENT AS LEAD PLAINTIFF AND FOR APPROVAL OF ITS SELECTION OF LEAD COUNS. Document filed by Deka Investment GmbH.(Eisenhofer, Jay) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/27/2014)

10/27/2014 18 MEMORANDUM OF LAW in Support re: 17 MOTION to Appoint DEKA INVESTMENT GMBH to serve as lead plaintiff(s) . MOTION to Appoint Counsel NOTICE OF MOTION OF DEKA INVESTMENT GMBH FOR APPOINTMENT AS LEAD PLAINTIFF AND FOR APPROVAL OF ITS SELECTION OF LEAD COUNS. . Document filed by Deka Investment GmbH. (Eisenhofer, Jay) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/27/2014)

10/27/2014 19 DECLARATION of CHARLES T. CALIENDO in Support re: 17 MOTION to Appoint DEKA INVESTMENT GMBH to serve as lead plaintiff(s) . MOTION to Appoint Counsel NOTICE OF MOTION OF DEKA INVESTMENT GMBH FOR APPOINTMENT AS LEAD PLAINTIFF AND FOR APPROVAL OF ITS SELECTION OF LEAD COUNS.. Document filed by Deka Investment GmbH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Eisenhofer, Jay) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/27/2014)

10/27/2014 20 MOTION to Appoint City of Dearborn Heights Act 345 Police & Fire Retirement System to serve as lead plaintiff(s) ., MOTION to Appoint Counsel . Document filed by City of Dearborn Heights Act 345 Police & Fire Retirement System. (Attachments: # 1 Text of Proposed Order)(Rosenfeld, David) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/27/2014)

10/27/2014 21 MEMORANDUM OF LAW in Support re: 20 MOTION to Appoint City of Dearborn Heights Act 345 Police & Fire Retirement System to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by City of Dearborn Heights Act 345 Police & Fire Retirement System. (Rosenfeld, David) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/27/2014)

10/27/2014 22 DECLARATION of David A. Rosenfeld in Support re: 20 MOTION to Appoint City of Dearborn Heights Act 345 Police & Fire Retirement System to serve as lead

plaintiff(s) . MOTION to Appoint Counsel .. Document filed by City of Dearborn Heights Act 345 Police & Fire Retirement System. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Rosenfeld, David) [Transferred from New York Southern on 6/24/2015.] (Entered: 10/27/2014)

11/06/2014 23 MOTION to Transfer Case / Defendants' Motion to Transfer Venue to the Northern District of Texas Pursuant to 28 U.S.C. § 1404(a). Document filed by Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman.(DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/06/2014)

11/06/2014 24 MEMORANDUM OF LAW in Support re: 23 MOTION to Transfer Case / Defendants' Motion to Transfer Venue to the Northern District of Texas Pursuant to 28 U.S.C. § 1404(a). / Defendants' Memorandum of Law in Support of Their Motion to Transfer Venue to the Northern District of Texas Pursuant to 28 U.S.C § 1404(a). Document filed by Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman. (DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/06/2014)

11/06/2014 25 DECLARATION of Roger Pauner in Support re: 23 MOTION to Transfer Case / Defendants' Motion to Transfer Venue to the Northern District of Texas Pursuant to 28 U.S.C. § 1404(a).. Document filed by Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman. (Attachments: # 1 Exhibit A)(DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/06/2014)

11/10/2014 26 MEMORANDUM OF LAW in Support re: 17 MOTION to Appoint DEKA INVESTMENT GMBH to serve as lead plaintiff(s) . MOTION to Appoint Counsel NOTICE OF MOTION OF DEKA INVESTMENT GMBH FOR APPOINTMENT AS LEAD PLAINTIFF AND FOR APPROVAL OF ITS SELECTION OF LEAD COUNS. . Document filed by Deka Investment GmbH. (Sabella, James) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/10/2014)

11/11/2014 27 RESPONSE to Motion re: 20 MOTION to Appoint City of Dearborn Heights Act 345 Police & Fire Retirement System to serve as lead plaintiff(s) . MOTION to Appoint Counsel ., 17 MOTION to Appoint DEKA INVESTMENT GMBH to serve as lead plaintiff(s) . MOTION to Appoint Counsel NOTICE OF MOTION OF DEKA INVESTMENT GMBH FOR APPOINTMENT AS LEAD PLAINTIFF AND FOR APPROVAL OF ITS SELECTION OF LEAD COUNS. Non-Opposition. Document filed by Patrick Benard. (Kim, Phillip) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/11/2014)

11/13/2014 28 MEMORANDUM OF LAW in Support re: 20 MOTION to Appoint City of Dearborn Heights Act 345 Police & Fire Retirement System to serve as lead plaintiff(s) . MOTION to Appoint Counsel . and in Opposition to the Competing Motions. Document filed by City of Dearborn Heights Act 345 Police & Fire

Retirement System. (Rosenfeld, David) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/13/2014)

11/17/2014 29 BRIEF re: 20 MOTION to Appoint City of Dearborn Heights Act 345 Police & Fire Retirement System to serve as lead plaintiff(s) . MOTION to Appoint Counsel ., 17 MOTION to Appoint DEKA INVESTMENT GMBH to serve as lead plaintiff(s) . MOTION to Appoint Counsel NOTICE OF MOTION OF DEKA INVESTMENT GMBH FOR APPOINTMENT AS LEAD PLAINTIFF AND FOR APPROVAL OF ITS SELECTION OF LEAD COUNS., 15 MOTION to Appoint Patrick Benard to serve as lead plaintiff(s) . MOTION to Appoint Counsel The Rosen Law Firm, P.A.. Defendants' Statement in Connection with Motions for Lead Plaintiff Appointment and Approval of Lead Counsel. Document filed by Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman. (Attachments: # 1 Exhibit Exhibit A)(DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/17/2014)

11/19/2014 30 BRIEF re: 29 Brief,,,, Statement of Lead Plaintiff Movant Deka Investment GMBH in Response to Defendants' Statement in Connection with Motions for Lead Plaintiff Appointment and Approval of Lead Counsel. Document filed by Deka Investment GmbH.(Sabella, James) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/19/2014)

11/24/2014 31 BRIEF re: 30 Brief, Defendants Response to Statement of Lead Plaintiff Movant Deka Investment GmbH in Connection with Motions for Lead Plaintiff Appointment and Approval of Lead Counsel. Document filed by Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman.(DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/24/2014)

11/24/2014 32 MEMORANDUM OF LAW in Opposition re: 23 MOTION to Transfer Case / Defendants' Motion to Transfer Venue to the Northern District of Texas Pursuant to 28 U.S.C. § 1404(a). . Document filed by Deka Investment GmbH. (Sabella, James) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/24/2014)

11/24/2014 33 DECLARATION of Charles T. Caliendo in Opposition re: 23 MOTION to Transfer Case / Defendants' Motion to Transfer Venue to the Northern District of Texas Pursuant to 28 U.S.C. § 1404(a).. Document filed by Deka Investment GmbH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T, # 21 Exhibit U, # 22 Exhibit V, # 23 Exhibit W, # 24 Exhibit X, # 25 Exhibit Y, # 26 Exhibit Z, # 27 Exhibit AA, # 28 Exhibit AB, # 29 Exhibit AC, # 30 Exhibit AD, # 31 Exhibit AE, # 32 Exhibit AF, # 33 Exhibit AG, # 34 Exhibit AH, # 35 Exhibit AI, # 36 Exhibit AJ, # 37 Exhibit AK, # 38 Exhibit AL, # 39 Exhibit AM)(Sabella, James) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/24/2014)

11/24/2014 34 REPLY MEMORANDUM OF LAW in Support re: 17 MOTION to Appoint DEKA INVESTMENT GMBH to serve as lead plaintiff(s) . MOTION to Appoint Counsel

NOTICE OF MOTION OF DEKA INVESTMENT GMBH FOR APPOINTMENT AS LEAD PLAINTIFF AND FOR APPROVAL OF ITS SELECTION OF LEAD COUNS. . Document filed by Deka Investment GmbH. (Attachments: # 1 Reply Certification on Behalf of DEKA INVESTMENT GMBH)(Sabella, James) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/24/2014)

11/26/2014 35 BRIEF re: 31 Brief, Statement of Lead Plaintiff Movant Deka Investment GmbH in Reply to Defendants' Response Statement in Connection with Motions for Lead Plaintiff Appointment and Approval of Lead Counsel. Document filed by Deka Investment GmbH. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Sabella, James) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/26/2014)

11/26/2014 36 LETTER addressed to Judge J. Paul Oetken from Charles T. Caliendo dated 11/26/2014 re: courtesy copies. Document filed by Deka Investment GmbH.(Caliendo, Charles) [Transferred from New York Southern on 6/24/2015.] (Entered: 11/26/2014)

12/01/2014 37 NOTICE OF APPEARANCE by Charles Thomas Caliendo on behalf of Deka Investment GmbH. (Caliendo, Charles) [Transferred from New York Southern on 6/24/2015.] (Entered: 12/01/2014)

12/01/2014 38 NOTICE OF APPEARANCE by Robert Daniel Gerson on behalf of Deka Investment GmbH. (Gerson, Robert) [Transferred from New York Southern on 6/24/2015.] (Entered: 12/01/2014)

12/01/2014 39 NOTICE OF APPEARANCE by James Joseph Sabella on behalf of Deka Investment GmbH. (Sabella, James) [Transferred from New York Southern on 6/24/2015.] (Entered: 12/01/2014)

12/04/2014 40 REPLY MEMORANDUM OF LAW in Support re: 23 MOTION to Transfer Case / Defendants' Motion to Transfer Venue to the Northern District of Texas Pursuant to 28 U.S.C. § 1404(a). Defendants Reply Memorandum of Law in Further Support of Their Motion to Transfer Venue to the Northern District of Texas Pursuant to 28 U.S.C. § 1404(a). Document filed by Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman. (DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 12/04/2014)

12/05/2014 41 LETTER addressed to Judge J. Paul Oetken from Stephen R. DiPrima dated December 5, 2014 re: Courtesy Copies of Filings in Connection with Defendants' Motion to Transfer. Document filed by Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman.(DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 12/05/2014)

02/06/2015 42 LETTER addressed to Judge J. Paul Oetken from Stephen R. DiPrima dated February 6, 2015 re: Steck v. Santander Consumer USA Holdings Inc. et al. Document filed by Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes,

Daniel Zilberman. (Attachments: # 1 Judge Kinkeade Order)(DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 02/06/2015)

02/18/2015 43 LETTER addressed to Judge J. Paul Oetken from James J. Sabella dated 02/18/2015 re: Dismissal of Kumar Action. Document filed by Deka Investment GmbH. (Attachments: # 1 Kumar Action- Notice of Voluntary Dimissal)(Sabella, James) [Transferred from New York Southern on 6/24/2015.] (Entered: 02/18/2015)

02/19/2015 44 LETTER addressed to Judge J. Paul Oetken from Stephen R. DiPrima dated February 19, 2015 re: Steck v. Santander Consumer USA Holdings Inc., et al. Case No. 14-cv-6942 (JPO). Document filed by Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman.(DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 02/19/2015)

03/24/2015 45 LETTER addressed to Judge J. Paul Oetken from Stephen R. DiPrima dated March 24, 2015 re: Steck v. Santander Consumer USA Holdings Inc., et al., Case No. 14-cv-6942 (JPO). Document filed by Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman.(DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 03/24/2015)

05/08/2015 46 LETTER addressed to Judge J. Paul Oetken from Stephen R. DiPrima dated May 8, 2015 re: Steck v. Santander Consumer USA Holdings Inc., et al., Case No. 14-cv-6942 (JPO). Document filed by Juan Carlos Alvarez, Roman Blanco, Gonzalo De Las Heras, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman. (Attachments: # 1 Dell order granting motion to transfer)(DiPrima, Stephen) [Transferred from New York Southern on 6/24/2015.] (Entered: 05/08/2015)

05/08/2015 47 LETTER addressed to Judge J. Paul Oetken from James J. Sabella dated 05/08/2015 re: Response to Defendants' May 8, 2015 Letter. Document filed by Deka Investment GmbH.(Sabella, James) [Transferred from New York Southern on 6/24/2015.] (Entered: 05/08/2015)

06/17/2015 48 OPINION AND ORDER re: 20 MOTION to Appoint City of Dearborn Heights Act 345 Police & Fire Retirement System to serve as lead plaintiff(s), MOTION to Appoint Counsel filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, 17 MOTION to Appoint DEKA INVESTMENT GMBH to serve as lead plaintiff(s), MOTION to Appoint Counsel NOTICE OF MOTION OF DEKA INVESTMENT GMBH FOR APPOINTMENT AS LEAD PLAINTIFF AND FOR APPROVAL OF ITS SELECTION OF LEAD COUNS. filed by Deka Investment GmbH, 15 MOTION to Appoint Patrick Benard to serve as lead plaintiff(s), MOTION to Appoint Counsel The Rosen Law Firm, P.A. filed by Patrick Benard, 23 MOTION to Transfer Case / Defendants' Motion to Transfer Venue to the Northern District of Texas Pursuant to 28 U.S.C. § 1404(a) filed by Santander Consumer USA Holdings Inc., Tagar Olson, Juan Carlos Alvarez, Thomas G. Dundon, Matthew Kabaker, Gonzalo De Las Heras, Alberto Sanchez, Roman Blanco, Stephen A. Ferriss, Daniel Zilberman, Juan Andres Yanes, Javier San Felix, Jason Kulas. For the foregoing reasons, it is hereby ORDERED that: Defendants' motion to change venue

is GRANTED, and this case is hereby TRANSFERRED to the United States District Court for the Northern District of Texas. The motions to be appointed lead plaintiff filed by Benard, Deka, and Dearborn Heights are DENIED without prejudice to renewal in the transferee court. The Clerk of the Court is directed to close the motions at docket numbers 15, 17, 20, and 23, and to effectuate the transfer. (As further set forth in this Order). (Signed by Judge J. Paul Oetken on 6/17/2015) (kko) [Transferred from New York Southern on 6/24/2015.] (Entered: 06/17/2015)

06/17/2015 CASE TRANSFERRED OUT ELECTRONICALLY from the U.S.D.C. Southern District of New York to the United States District Court - Northern District of Texas. (kko) [Transferred from New York Southern on 6/24/2015.] (Entered: 06/24/2015)

06/24/2015 49 Case electronically transferred in from District of New York Southern; Case Number 1:14-cv-06942. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas should seek admission promptly. Forms, instructions, and exemption information may be found at www.txnd.uscourts.gov, or by clicking here: Attorney Information - Bar Membership. If admission requirements are not satisfied within 21 days, the clerk will notify the presiding judge. Copy of NEF to be sent US Mail to parties not electronically noticed. (Entered: 06/24/2015)

06/24/2015 Magistrate Judge Renee Harris Toliver no longer assigned to case. (ykp) (Entered: 06/24/2015)

06/24/2015 50 New Case Notes: A filing fee has been paid. File to Judge Solis. Pursuant to Misc. Order 6, Plaintiff is provided the Notice of Right to Consent to Proceed Before A U.S. Magistrate Judge (Judge Toliver). Clerk to provide copy to plaintiff if not received electronically. (ykp) (Entered: 06/24/2015)

06/24/2015 51 NOTICE of Attorney Appearance by R Thaddeus Behrens on behalf of Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras. (Filer confirms contact info in ECF is current.) (Behrens, R) (Entered: 06/24/2015)

06/24/2015 52 NOTICE of Attorney Appearance by Matthew Adams McGee on behalf of Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras. (Filer confirms contact info in ECF is current.) (McGee, Matthew) (Entered: 06/24/2015)

06/25/2015 53 NOTICE of Attorney Appearance by Charles W Schwartz on behalf of BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC. (Filer confirms contact info in ECF is current.) (Schwartz, Charles) (Entered: 06/25/2015)

06/25/2015 54 NOTICE of Attorney Appearance by Charles W Schwartz for Michelle L. Davis on behalf of BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC,

LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc, Wells Fargo Securities LLC. (Schwartz, Charles) (Entered: 06/25/2015)

06/25/2015 55 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Stephen R. DiPrima (Filing fee $25; Receipt number 0539-6891716) filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Behrens, R) (Entered: 06/25/2015)

06/25/2015 56 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney David B. Anders (Filing fee $25; Receipt number 0539-6891731) filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Behrens, R) (Entered: 06/25/2015)

06/25/2015 57 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Lauren M. Kofke (Filing fee $25; Receipt number 0539-6891738) filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Behrens, R) (Entered: 06/25/2015)

06/25/2015 58 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Caitlin A. Donovan (Filing fee $25; Receipt number 0539-6891743) filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Behrens, R) (Entered: 06/25/2015)

06/25/2015 59 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Ashley A. Chung (Filing fee $25; Receipt number 0539-6891746) filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Behrens, R) (Entered: 06/25/2015)

06/26/2015 60 ELECTRONIC ORDER Granting 55 Application for Admission Pro Hac Vice of Stephen R. DiPrima. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Chief Judge Jorge A Solis on 6/26/2015) (chmb) (Entered: 06/26/2015)

06/26/2015 61 ELECTRONIC ORDER Granting 57 Application for Admission Pro Hac Vice of Lauren M. Kofke. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Chief Judge Jorge A Solis on 6/26/2015) (chmb) (Entered: 06/26/2015)

06/26/2015 62 ELECTRONIC ORDER Granting 56 Application for Admission Pro Hac Vice of David B. Anders. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Chief Judge Jorge A Solis on 6/26/2015) (chmb) (Entered: 06/26/2015)

06/26/2015 63 ELECTRONIC ORDER Granting 58 Application for Admission Pro Hac Vice of Caitlin A. Donovan. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Chief Judge Jorge A Solis on 6/26/2015) (chmb) (Entered: 06/26/2015)

06/26/2015 64 ELECTRONIC ORDER Granting 59 Application for Admission Pro Hac Vice of Ashley A. Chung. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Chief Judge Jorge A Solis on 6/26/2015) (chmb) (Entered: 06/26/2015)

07/01/2015 65 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Jay B. Kasner (Filing fee $25; Receipt number 0539-6902421) filed by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc (Schwartz, Charles) (Entered: 07/01/2015)

07/01/2015 66 NOTICE of Related Case and Unopposed Request to Reassign Case to Judge Kinkeade filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc., Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Behrens, R) Modified event text on 7/2/2015 (axm). (Entered: 07/01/2015)

07/02/2015 67 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Gary J. Hacker (Filing fee $25; Receipt number 0539-6906602) filed by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc (Schwartz, Charles) (Entered: 07/02/2015)

07/07/2015 68 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Susan L. Saltzstein (Filing fee $25; Receipt number 0539-6912211) filed by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc (Schwartz, Charles) (Entered: 07/07/2015)

07/07/2015 69 ELECTRONIC ORDER Granting 65 Application for Admission Pro Hac Vice of Jay B. Kasner. If not already done, Applicant must register as an ECF User within 14

days (LR 5.1(f)). (Ordered by Chief Judge Jorge A Solis on 7/7/2015) (chmb) (Entered: 07/07/2015)

07/07/2015 70 ELECTRONIC ORDER Granting 67 Application for Admission Pro Hac Vice of Gary J. Hacker. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Chief Judge Jorge A Solis on 7/7/2015) (chmb) (Entered: 07/07/2015)

07/07/2015 71 ELECTRONIC ORDER Granting 68 Application for Admission Pro Hac Vice of Susan L. Saltzstein. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Chief Judge Jorge A Solis on 7/7/2015) (chmb) (Entered: 07/07/2015)

07/09/2015 72 ORDER: The Court hereby transfers this case from the docket of the Honorable Jorge A. Solis to the docket of the Honorable Ed Kinkeade. All future pleadings and other papers in this case shall henceforth be filed under Civil Action Number 3:15-CV-2129-K. (Ordered by Chief Judge Jorge A Solis on 7/9/2015) (tln) (Entered: 07/09/2015)

07/13/2015 73 Mail returned as undeliverable. 60 Order on Application for Admission Pro Hac Vice, 61 Order on Application for Admission Pro Hac Vice received back from Jay W Eisenhofer as Return To Sender Attempted Not Known Unable To Forward. No address update from last filed document. Chambers advised of USPS-provided forwarding address. Current document not re-mailed (chambers to request update of docket and/or re-mailing if appropriate). (ndt) (Entered: 07/13/2015)

07/20/2015 74 Mail returned as undeliverable. 63 Order on Application for Admission Pro Hac Vice, 64 Order on Application for Admission Pro Hac Vice, 62 Order on Application for Admission Pro Hac Vice received back from Jay W Eisenhofer as Return To Sender, Attempted - Not Known, Unable to Forward. No address update from last filed document. The current document has not been re-mailed. (ran) (Entered: 07/20/2015)

07/20/2015 75 NOTICE of Attorney Appearance by Joe Kendall on behalf of City of Dearborn Heights Act 345 Police & Fire Retirement System. (Filer confirms contact info in ECF is current.) (Kendall, Joe) (Entered: 07/20/2015)

07/20/2015 76 NOTICE of Attorney Appearance by Jamie Jean McKey on behalf of City of Dearborn Heights Act 345 Police & Fire Retirement System. (Filer confirms contact info in ECF is current.) (McKey, Jamie) (Entered: 07/20/2015)

07/20/2015 77 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Samuel H. Rudman (Filing fee $25; Receipt number 0539-6940720) filed by City of Dearborn Heights Act 345 Police & Fire Retirement System (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 07/20/2015)

07/20/2015 78 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Darren J. Robbins (Filing fee $25; Receipt number 0539-6940796) filed by City of Dearborn Heights Act 345 Police & Fire Retirement System (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 07/20/2015)

07/20/2015 79 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney David A. Rosenfeld (Filing fee $25; Receipt number 0539-6940826) filed by City of Dearborn Heights Act 345 Police & Fire Retirement System (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 07/20/2015)

07/20/2015 80 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Andrew L. Schwartz (Filing fee $25; Receipt number 0539-6940853) filed by City of Dearborn Heights Act 345 Police & Fire Retirement System (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 07/20/2015)

07/22/2015 81 ELECTRONIC ORDER granting 77 Application for Admission Pro Hac Vice of Samuel H. Rudman. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 7/22/2015) (chmb) (Entered: 07/23/2015)

07/22/2015 82 ELECTRONIC ORDER granting 78 Application for Admission Pro Hac Vice of Darren J. Robbins. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 7/22/2015) (chmb) (Entered: 07/23/2015)

07/22/2015 83 ELECTRONIC ORDER granting 79 Application for Admission Pro Hac Vice of David A. Rosenfeld. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 7/22/2015) (chmb) (Entered: 07/23/2015)

07/22/2015 84 ELECTRONIC ORDER granting 80 Application for Admission Pro Hac Vice of Andrew L. Schwartz. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 7/22/2015) (chmb) (Entered: 07/23/2015)

08/13/2015 85 ORDER REQUIRING SCHEDULING CONFERENCE AND REPORT FOR CONTENTS OF SCHEDULING ORDER. (Ordered by Judge Ed Kinkeade on 8/13/2015) (twd) (Entered: 08/13/2015)

08/17/2015 86 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras identifying Corporate Parent/Other Affiliate Santander Holdings USA, Inc., Corporate Parent/Other Affiliate Banco Santander, S.A. for Santander Consumer USA Holdings Inc.. (Behrens, R) (Entered: 08/17/2015)

08/17/2015 87 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC identifying Corporate Parent/Other Affiliate SI Holdings Inc. for Stephens Inc; Corporate Parent/Other Affiliate Bank of America Corporation for Merrill Lynch Pierce Fenner & Smith Incorporated; Corporate Parent/Other Affiliate Wells Fargo & Company for Wells Fargo Securities LLC; Corporate Parent/Other Affiliate Royal Bank of Canada for RBC Capital Markets LLC; Corporate Parent/Other Affiliate The Goldman Sachs Group, Inc. for Goldman Sachs & CO; Corporate Parent/Other Affiliate Banco Santander, S.A. for Santander Investment Securities Inc; Corporate Parent/Other Affiliate Bank of Montreal for BMO Capital Markets Corp; Corporate Parent/Other Affiliate UBS Group AG for UBS Securities LLC; Corporate Parent/Other Affiliate Barclays PLC for Barclays Capital Inc; Corporate Parent/Other

Affiliate Credit Suisse Group AG for Credit Suisse Securities (USA) LLC; Corporate Parent/Other Affiliate JPMorgan Chase & Co. for JP Morgan Securities LLC; Corporate Parent/Other Affiliate Deutsche Bank AG for Deutsche Bank Securities Inc; Corporate Parent/Other Affiliate KKR & Co. L.P. for KKR Capital Markets LLC; Corporate Parent/Other Affiliate SOP Holdings, LLC for Sandler O'Neill & Partners LP; Corporate Parent/Other Affiliate Citigroup Inc. for Citigroup Global Markets Inc; Corporate Parent/Other Affiliate Morgan Stanley, Corporate Parent/Other Affiliate Mitsubishi UFJ Financial Group, Inc. for Morgan Stanley & Co LLC; Corporate Parent/Other Affiliate LOYAL3 Holdings, Inc. for LOYAL3 Securities Inc. (Schwartz, Charles) (Entered: 08/17/2015)

08/19/2015 88 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Charles T. Caliendo (Filing fee $25; Receipt number 0539-7004936) filed by Deka Investment GmbH (Attachments: # 1 Exhibit(s) Certificate of Good Standing, # 2 Proposed Order) (Kendall, Joe) (Entered: 08/19/2015)

08/19/2015 89 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Robert D. Gerson (Filing fee $25; Receipt number 0539-7005059) filed by Deka Investment GmbH (Attachments: # 1 Exhibit(s) Certificate of Good Standing, # 2 Proposed Order) (Kendall, Joe) (Entered: 08/19/2015)

08/19/2015 90 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney James J. Sabella (Filing fee $25; Receipt number 0539-7005086) filed by Deka Investment GmbH (Attachments: # 1 Exhibit(s) Certificate of Good Standing, # 2 Proposed Order) (Kendall, Joe) (Entered: 08/19/2015)

08/19/2015 91 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Deka Investment GmbH identifying Corporate Parent/Other Affiliate DekaBank Deutsche Girozentrale for Deka Investment GmbH. (Kendall, Joe) (Entered: 08/19/2015)

08/20/2015 92 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by City of Dearborn Heights Act 345 Police & Fire Retirement System. (Kendall, Joe) (Entered: 08/20/2015)

08/20/2015 93 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Willow E. Radcliffe (Filing fee $25; Receipt number 0539-7007925) filed by City of Dearborn Heights Act 345 Police & Fire Retirement System with Brief/Memorandum in Support. (Attachments: # 1 Exhibit(s) Certificate of Good Standing, # 2 Proposed Order) (Kendall, Joe) (Entered: 08/20/2015)

08/20/2015 94 Unopposed MOTION for Appointment of Deka Investment GMBH and City of Dearborn Heights Act 345 Police and Fire Retirement System as Lead Plaintiffs and for Approval of their Choice of Counsel filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Proposed Order Unopposed Stipulation and [Proposed] Order Appointing Lead Plaintiff and Lead Counsel) (Kendall, Joe) Modified on 8/21/2015 (skt). (Entered: 08/20/2015)

08/21/2015 95 ELECTRONIC ORDER granting 88 Application for Admission Pro Hac Vice of Charles T. Caliendo. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 8/21/2015) (chmb) (Entered: 08/21/2015)

08/21/2015 96 ELECTRONIC ORDER granting 89 Application for Admission Pro Hac Vice of Robert D. Gerson. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 8/21/2015) (chmb) (Entered: 08/21/2015)

08/21/2015 97 ELECTRONIC ORDER granting 90 Application for Admission Pro Hac Vice of James J. Sabella. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 8/21/2015) (chmb) (Entered: 08/21/2015)

08/21/2015 98 ELECTRONIC ORDER granting 93 Application for Admission Pro Hac Vice of Willow E. Radcliff. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 8/21/2015) (chmb) (Entered: 09/01/2015)

09/03/2015 99 UNOPPOSED STIPULATION AND ORDER APPOINTING LEAD PLAINTIFF AND LEAD COUNSEL. (Ordered by Judge Ed Kinkeade on 9/3/2015) (ctf) (Entered: 09/04/2015)

09/08/2015 100 Proposal for contents of scheduling and discovery order Joint Report Regarding Contents of Scheduling Order by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH. (Kendall, Joe) (Entered: 09/08/2015)

09/11/2015 101 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Sunny S. Sarkis (Filing fee $25; Receipt number 0539-7052487) filed by City of Dearborn Heights Act 345 Police & Fire Retirement System (Attachments: # 1 Exhibit(s), # 2 Proposed Order) (Kendall, Joe) (Entered: 09/11/2015)

09/14/2015 103 SCHEDULING ORDER: Plaintiffs' shall file their Amended Complaint no later than 10/30/2015. Defendants' shall file motions to dismiss by 12/18/2015; Responses are due no later than 2/5/2016; and Replies are due no later than 3/4/2016. Until such time as the Court rules on the Defendants' motion to dismiss, there appears to be no further reason at this time to maintain the file as open for statistical purposes. Nothing in this Order shall be considered a dismissal or disposition of this case, and should further proceedings become necessary or desirable, any party or the Court may initiate such further proceedings in the same manner as if this Order had not been entered. (Ordered by Judge Ed Kinkeade on 9/14/2015) (bdb) (Entered: 09/15/2015)

09/15/2015 102 ELECTRONIC ORDER granting 101 Application for Admission Pro Hac Vice of Sunny S. Sarkis. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 9/15/2015) (chmb) (Entered: 09/15/2015)

10/30/2015 104 AMENDED COMPLAINT WITH JURY DEMAND against Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc., Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment

GmbH. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas must seek admission promptly. Forms, instructions, and exemption information may be found at www.txnd.uscourts.gov, or by clicking here: Attorney Information - Bar Membership. If admission requirements are not satisfied within 21 days, the clerk will notify the presiding judge. (Attachments: # 1 Exhibit(s) Exhibit A, # 2 Exhibit(s) Exhibit B) (Kendall, Joe) (Entered: 10/30/2015)

12/11/2015 105 MOTION to Modify the Page Limitations Relating to the Briefing on Defendants' Motions to Dismiss the First Amended Class Action Complaint filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, City of Dearborn Heights Act 345 Police & Fire Retirement System, Credit Suisse Securities (USA) LLC, Deka Investment GmbH, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc., Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Attachments: # 1 Proposed Order) (Behrens, R) (Entered: 12/11/2015)

12/18/2015 106 MOTION to Dismiss the Amended Complaint filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Behrens, R) (Entered: 12/18/2015)

12/18/2015 107 Appendix in Support filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc., Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras re 106 Motion to Dismiss for Failure to State a Claim (Attachments: # 1 Exhibit(s) Appendix part 2, # 2 Exhibit(s) Appendix part 3, # 3 Exhibit(s) Appendix part 4, # 4 Exhibit(s) Appendix part 5, # 5 Exhibit(s) Appendix part 6, # 6 Exhibit(s) Appendix part 7) (Behrens, R) (Entered: 12/18/2015)

12/18/2015 108 MOTION to Dismiss the First Amended Complaint's First and Second claims for Relief Under The Securities Act filed by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC (Attachments: # 1 Proposed Order) (Schwartz, Charles) Modified title on 12/21/2015 (axm). (Entered: 12/18/2015)

12/18/2015 109 Brief/Memorandum in Support filed by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler

O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC re 108 MOTION to Dismiss (Schwartz, Charles) (Entered: 12/18/2015)

12/18/2015 110 ELECTRONIC ORDER granting 105 Motion Modify the Page Limitations Relating to the Briefing on Defendants' Motions to Dismiss the First Amended Class Action Complaint (Ordered by Judge Ed Kinkeade on 12/18/2015) (chmb) (Entered: 12/18/2015)

12/30/2015 111 Unopposed MOTION to Substitute Attorney. Added attorney Charles W Schwartz. Motion filed by UBS Securities LLC, Credit Suisse Securities (USA) LLC, Santander Investment Securities Inc, RBC Capital Markets LLC, Barclays Capital Inc, Deutsche Bank Securities Inc, Goldman Sachs & CO, Merrill Lynch Pierce Fenner & Smith Incorporated, BMO Capital Markets Corp, KKR Capital Markets LLC, Citigroup Global Markets Inc, JP Morgan Securities LLC, Morgan Stanley & Co LLC, Sandler O'Neill & Partners LP, LOYAL3 Securities Inc, Wells Fargo Securities LLC, Stephens Inc (Attachments: # 1 Proposed Order) (Schwartz, Charles) (Entered: 12/30/2015)

01/04/2016 112 ELECTRONIC ORDER granting 111 Motion to Withdraw and Substitute Counsel. Charles W. Schwartz is hereby allowed to withdraw as counsel and Noelle M. Reed shall remain as lead counsel for the Underwriter Defendants. (Ordered by Judge Ed Kinkeade on 1/4/2016) (chmb) (Entered: 01/04/2016)

01/08/2016 113 MOTION to Withdraw as Attorney for Gary J. Hacker filed by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC (Reed, Noelle) (Entered: 01/08/2016)

01/10/2016 114 ELECTRONIC ORDER - Before the Court is Gary J. Hacker's NOTICE of Withdraw of Attorney filed on January 8, 2016. Movant Hacker's request is DENIED without prejudice to re-file. Movant may re-urge his request by filing a proper motion before the Court that contains the required certificate of Conference. (Ordered by Judge Ed Kinkeade on 1/10/2016) (chmb) (Entered: 01/10/2016)

01/11/2016 115 Unopposed MOTION to Withdraw as Attorney for Gary J. Hacker filed by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC (Attachments: # 1 Proposed Order) (Reed, Noelle) (Entered: 01/11/2016)

01/12/2016 116 ELECTRONIC ORDER granting 115 Motion to Withdraw as Attorney. Attorney Gary J Hacker withdrawn. Noelle M. Reed, Jay B. Kasner, Susan L. Saltzstein, and Local Counsel Michelle L. Davis shall remain as counsel for the Underwriter Defendants in this case. (Ordered by Judge Ed Kinkeade on 1/12/2016) (chmb) (Entered: 01/12/2016)

02/05/2016 117 RESPONSE filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re: 108 MOTION to Dismiss the First Amended Complaint's First and Second claims for Relief Under The Securities Act, 106 MOTION to Dismiss the Amended Complaint (Kendall, Joe) (Entered: 02/05/2016)

02/05/2016 118 Appendix in Support filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re 117 Response/Objection, (Kendall, Joe) (Entered: 02/05/2016)

03/04/2016 119 REPLY filed by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC re: 108 MOTION to Dismiss the First Amended Complaint's First and Second claims for Relief Under The Securities Act (Reed, Noelle) (Entered: 03/04/2016)

03/04/2016 120 REPLY filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras re: 106 MOTION to Dismiss the Amended Complaint (Behrens, R) (Entered: 03/04/2016)

03/04/2016 121 Appendix in Support filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras re 106 MOTION to Dismiss the Amended Complaint, 107 Appendix in Support,, 120 Reply, (Behrens, R) (Entered: 03/04/2016)

03/18/2016 122 MOTION for Leave to File, and to Have the Court Take Judicial Notice of, Recent SEC Filings Containing Statements Regarding he Federal Reserve's Capital Plan Rule filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH with Brief/Memorandum in Support. (Kendall, Joe) (Entered: 03/18/2016)

03/18/2016 123 Appendix in Support filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re 122 MOTION for Leave to File, and to Have the Court Take Judicial Notice of, Recent SEC Filings Containing Statements Regarding he Federal Reserve's Capital Plan Rule (Kendall, Joe) (Entered: 03/18/2016)

03/23/2016 124 ELECTRONIC ORDER EXPEDING RESPONSE: re: 122 MOTION for Leave to File, and to Have the Court Take Judicial Notice of, Recent SEC Filings Containing Statements Regarding the Federal Reserve's Capital Plan Rule. Responses due by 3/30/2016. There shall be no reply unless requested by the Court. (Ordered by Judge Ed Kinkeade on 3/23/2016) (chmb) (Entered: 03/23/2016)

03/30/2016 125 RESPONSE filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital

Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras re: 122 MOTION for Leave to File, and to Have the Court Take Judicial Notice of, Recent SEC Filings Containing Statements Regarding he Federal Reserve's Capital Plan Rule (Behrens, R) (Entered: 03/30/2016)

04/06/2016 126 ORDER: Before the Court is Lead Plaintiffs' Request for Leave to File, and to Have the Court Take Judicial Notice of, Recent Filings Containing Statements Regarding the Federal Reserve's Capital Plan Rule (Doc. No. 122 ). The Court GRANTS the Motion and DIRECTS the Clerk to file the Recent Filings Containing Statements Regarding the Federal Reserve's Capital Plan Rule (Doc. No. 123 ) attached to the Motion as of the date of this order. Further, the Court takes judicial notice of the documents. (Ordered by Judge Ed Kinkeade on 4/6/2016) (bdb) (Entered: 04/07/2016)

04/07/2016 127 NOTICE of Statements Regarding the Federal Reserve's Capital Plan Rule filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH. (bdb) (Entered: 04/07/2016)

06/13/2016 128 ORDER: The Court DENIES Defendant's Santander Consumer USA Holdings, Inc. and the Individual Defendants' 106 Motion to Dismiss the Amended Complaint and DENIES The Underwriter Defendants' 108 Motion to Dismiss the First Amended Complaint's First and Second Claims for Relief Under the Securities Act. (Ordered by Judge Ed Kinkeade on 6/13/2016) (twd) (Entered: 06/13/2016)

06/14/2016 ***Case Reopened (mem) (Entered: 06/14/2016)

06/14/2016 129 ORDER REQUIRING SCHEDULING CONFERENCE AND REPORT FOR CONTENTS OF SCHEDULING ORDER: The Joint Report, which shall be filed no later than 10 days from the date of the scheduling conference. (Ordered by Judge Ed Kinkeade on 6/14/2016) (mem) (Entered: 06/14/2016)

06/16/2016 130 Emergency MOTION to Extend Time (Unopposed) to File Answer to Complaint and Deadlines in Court's Order Requiring Scheduling Conference and Report for Contents of Scheduling Order filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Behrens, R) (Entered: 06/16/2016)

06/17/2016 131 ORDER granting 130 Motion for Extension of Time to File Answer to Complaint and Deadlines in Courts Order. Defendants shall file their answers to Plaintiffs First Amended Class Action Complaint on or before 8/5/2016. (Ordered by Judge Ed Kinkeade on 6/17/2016) (mem) (Entered: 06/17/2016)

08/05/2016 132 ANSWER to 104 Amended Complaint, filed by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas must seek admission promptly. Forms, instructions, and exemption information may be found at www.txnd.uscourts.gov, or by clicking here: Attorney Information - Bar Membership. If admission requirements are not satisfied within 21 days, the clerk will notify the presiding judge. (Reed, Noelle) (Entered: 08/05/2016)

08/05/2016 133 ANSWER to 104 Amended Complaint, filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas must seek admission promptly. Forms, instructions, and exemption information may be found at www.txnd.uscourts.gov, or by clicking here: Attorney Information - Bar Membership. If admission requirements are not satisfied within 21 days, the clerk will notify the presiding judge. (Behrens, R) (Entered: 08/05/2016)

08/18/2016 134 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $25; Receipt number 0539-7806662) filed by Deka Investment GmbH (Attachments: # 1 Exhibit(s), # 2 Proposed Order)Attorney Caitlin Marie Moyna added to party Deka Investment GmbH(pty:pla) (Moyna, Caitlin) (Entered: 08/18/2016)

08/18/2016 135 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $25; Receipt number 0539-7806725) filed by Deka Investment GmbH (Attachments: # 1 Exhibit(s), # 2 Proposed Order)Attorney Jeremy S Cole added to party Deka Investment GmbH(pty:pla) (Cole, Jeremy) (Entered: 08/18/2016)

08/18/2016 136 Unopposed MOTION to Withdraw as Attorney Robert D. Gerson filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 08/18/2016)

08/18/2016 137 ELECTRONIC ORDER granting 136 Motion to Withdraw as Attorney. Attorney Robert D Gerson Withdrawn. (Ordered by Judge Ed Kinkeade on 8/18/2016) (chmb) (Entered: 08/18/2016)

08/19/2016 138 Joint STATUS REPORT Regarding Contents of Scheduling Order filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH. (Kendall, Joe) (Entered: 08/19/2016)

08/22/2016 139 ELECTRONIC ORDER granting 134 Application for Admission Pro Hac Vice of Caitlyn M. Moyna. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 8/22/2016) (chmb) (Entered: 08/22/2016)

08/22/2016 140 ELECTRONIC ORDER granting 135 Application for Admission Pro Hac Vice of Jeremy S. Cole. If not already done, Applicant must register as an ECF User within

14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 8/22/2016) (chmb) (Entered: 08/22/2016)

08/23/2016 141 ADDITIONAL ATTACHMENTS to 138 Status Report by Plaintiffs City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH. (Kendall, Joe) (Entered: 08/23/2016)

09/15/2016 142 Agreed STIPULATION and [Proposed] Discovery Confidentiality Order by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH. (Kendall, Joe) (Entered: 09/15/2016)

09/21/2016 143 CLASS CERTIFICATION SCHEDULING ORDER: Plaintiffs must file their motion for class certification by 12/2/2016. Responses due by 2/17/2017. Replies due by 3/31/2017. (Ordered by Judge Ed Kinkeade on 9/21/2016) (mem) (Entered: 09/21/2016)

09/21/2016 Case Administratively Closed per 143 Class Certification Scheduling Order. (mem) (Entered: 09/21/2016)

09/27/2016 144 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Nadim G. Hegazi (Filing fee $25; Receipt number 0539-7895745) filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Kendall, Joe) (Entered: 09/27/2016)

09/28/2016 145 ELECTRONIC ORDER granting 144 Application for Admission Pro Hac Vice of Nadim G. Hegazi. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 9/28/2016) (chmb) (Entered: 09/28/2016)

09/30/2016 146 NOTICE of Attorney Appearance by Balon B Bradley on behalf of Deka Investment GmbH. (Filer confirms contact info in ECF is current.) (Bradley, Balon) (Entered: 09/30/2016)

10/04/2016 147 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Matthew I. Alpert (Filing fee $25; Receipt number 0539-7911008) filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Kendall, Joe) (Entered: 10/04/2016)

10/05/2016 148 ELECTRONIC ORDER granting 147 Application for Admission Pro Hac Vice of Matthew I. Alpert. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 10/5/2016) (chmb) (Entered: 10/05/2016)

11/07/2016 149 Designation of Experts by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH. (Kendall, Joe) (Entered: 11/07/2016)

11/21/2016 150 Designation of Experts by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan

Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras. (Behrens, R) (Entered: 11/21/2016)

12/02/2016 151 MOTION to Certify Class filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Alpert, Matthew) (Entered: 12/02/2016)

12/02/2016 152 Brief/Memorandum in Support filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re 151 MOTION to Certify Class (Alpert, Matthew) (Entered: 12/02/2016)

12/02/2016 153 Appendix in Support filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re 151 MOTION to Certify Class (Alpert, Matthew) (Entered: 12/02/2016)

12/05/2016 154 Designation of Experts by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH. (Kendall, Joe) (Entered: 12/05/2016)

12/29/2016 155 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $25; Receipt number 0539-8101523) filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras Attorney Corey Jared Banks added to party Juan Carlos Alvarez(pty:dft), Attorney Corey Jared Banks added to party Roman Blanco(pty:dft), Attorney Corey Jared Banks added to party Thomas G. Dundon(pty:dft), Attorney Corey Jared Banks added to party Javier San Felix(pty:dft), Attorney Corey Jared Banks added to party Stephen A. Ferriss(pty:dft), Attorney Corey Jared Banks added to party Matthew Kabaker(pty:dft), Attorney Corey Jared Banks added to party Jason Kulas(pty:dft), Attorney Corey Jared Banks added to party Tagar Olson(pty:dft), Attorney Corey Jared Banks added to party Alberto Sanchez(pty:dft), Attorney Corey Jared Banks added to party Santander Consumer USA Holdings Inc(pty:dft), Attorney Corey Jared Banks added to party Juan Andres Yanes(pty:dft), Attorney Corey Jared Banks added to party Daniel Zilberman(pty:dft), Attorney Corey Jared Banks added to party Gonzalo de Las Heras(pty:dft) (Banks, Corey) (Entered: 12/29/2016)

12/30/2016 156 AFFIDAVIT of Service for Subpoena served on Marchum Penrod Chief Compliance Officer on 12/21/2016. (ndt) (Entered: 12/30/2016)

12/30/2016 157 Proof of Service of Subpoena to Ridgeworth Capital Management LLC served on 12/21/2016. (ndt) (Entered: 12/30/2016)

12/30/2016 158 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $25; Receipt number 0539-8104139) filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras Attorney Nathaniel Desmons Cullerton added to party Juan Carlos Alvarez(pty:dft), Attorney Nathaniel Desmons Cullerton added to party Roman Blanco(pty:dft), Attorney Nathaniel Desmons Cullerton added to party Thomas G. Dundon(pty:dft), Attorney Nathaniel Desmons Cullerton added to party Javier San Felix(pty:dft), Attorney Nathaniel Desmons Cullerton added to party Stephen A. Ferriss(pty:dft), Attorney Nathaniel Desmons Cullerton added to party Matthew Kabaker(pty:dft), Attorney Nathaniel Desmons Cullerton added to party Jason Kulas(pty:dft), Attorney Nathaniel Desmons

Cullerton added to party Tagar Olson(pty:dft), Attorney Nathaniel Desmons Cullerton added to party Alberto Sanchez(pty:dft), Attorney Nathaniel Desmons Cullerton added to party Santander Consumer USA Holdings Inc(pty:dft), Attorney Nathaniel Desmons Cullerton added to party Juan Andres Yanes(pty:dft), Attorney Nathaniel Desmons Cullerton added to party Daniel Zilberman(pty:dft), Attorney Nathaniel Desmons Cullerton added to party Gonzalo de Las Heras(pty:dft) (Cullerton, Nathaniel) (Entered: 12/30/2016)

01/02/2017 159 ELECTRONIC ORDER granting 155 Application for Admission Pro Hac Vice of Corey Jared Banks. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 1/2/2017) (chmb) (Entered: 01/04/2017)

01/06/2017 160 ELECTRONIC ORDER granting 158 Application for Admission Pro Hac Vice of Nathaniel D. Cullerton. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 1/6/2017) (chmb) (Entered: 01/06/2017)

01/09/2017 161 PROOF of Service for Subpoena to Testify at a Deposition in a Civil Action served on Frank C. Torchio c/o Willow Radcliffe, Esq. on 1/5/2017. (mem) (Entered: 01/10/2017)

01/24/2017 162 NOTICE of Subpoena to UBS Financial Services, Inc. filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Behrens, R) (Entered: 01/24/2017)

02/01/2017 163 Proof of Service of Subpoena to USB Financial Services Inc, served on 1/25/2017. (ndt) (Entered: 02/01/2017)

02/07/2017 164 Unopposed MOTION to Withdraw as Attorney filed by City of Dearborn Heights Act 345 Police & Fire Retirement System (Attachments: # 1 Proposed Order) (Radcliffe, Willow) (Entered: 02/07/2017)

02/07/2017 165 ELECTRONIC ORDER granting 164 Motion to Withdraw as Attorney. Attorney Sunny S. Sarkis Withdrawn. (Ordered by Judge Ed Kinkeade on 2/7/2017) (chmb) (Entered: 02/07/2017)

02/08/2017 166 Supplemental Reply Certification on Behalf of Deka Investment GmbH. (Caliendo, Charles) Modified on 2/9/2017 (rekc). (Entered: 02/08/2017)

02/09/2017 167 Agreed MOTION to Modify the Page Limitations for Consolidated Briefing on Plaintiffs' Motion for Class Certification filed by Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Behrens, R) Modified text on 2/10/2017 (rekc). (Entered: 02/09/2017)

02/09/2017 168 ELECTRONIC ORDER granting 167 Motion Modify Page Limitations for Consolidated Briefing on Plaintiffs' Motion for Class Certification. (1) The page limit for Defendants' Consolidated Opposition to Plaintiff' Motion for Class Certification filed on December 2, 2016 is 50 pages, and (2) the page limit for Plaintiffs'

Consolidated Reply in support of their Motion for Class Certification is 35 pages. (Ordered by Judge Ed Kinkeade on 2/9/2017) (chmb) (Entered: 02/09/2017)

02/17/2017 169 RESPONSE filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras re: 151 MOTION to Certify Class (Behrens, R) (Entered: 02/17/2017)

02/17/2017 170 Appendix in Support filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras re 169 Response/Objection,,, (Behrens, R) (Entered: 02/17/2017)

02/17/2017 171 (Document Restricted) Unopposed Motion for Leave to File Confidential Class Certification Materials Under Seal (Sealed pursuant to motion to seal) filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Attachments: # 1 Proposed Order, # 2 Sealed Brief, # 3 Confidential Appendix) (Behrens, R) (Entered: 02/17/2017)

02/21/2017 172 ELECTRONIC ORDER granting sealed Unopposed Motion for Leave to File Confidential Class Certification Materials Under Seal 171 . (Clerk to enter the sealed and/or ex parte document as of the date of this order.) (Ordered by Judge Ed Kinkeade on 2/21/2017) (chmb) (Entered: 02/21/2017)

02/21/2017 173 (Document Restricted) Sealed Opposition to Lead Plaintiffs' Motion for Class Certification filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar

Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras. (sss) (Entered: 02/21/2017)

03/06/2017 174 NOTICE of Attorney Appearance by Daniel H Gold on behalf of Juan Carlos Alvarez, Roman Blanco, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Matthew Kabaker, Jason Kulas, Tagar Olson, Alberto Sanchez, Santander Consumer USA Holdings Inc, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras. (Filer confirms contact info in ECF is current.) (Gold, Daniel) (Entered: 03/06/2017)

03/30/2017 175 MOTION for Hearing re 151 MOTION to Certify Class Defendants' Request for Evidentiary Hearing on Plaintiffs' Motion for Class Certification filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras with Brief/Memorandum in Support. (Behrens, R) (Entered: 03/30/2017)

03/31/2017 176 REPLY filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re: 151 MOTION to Certify Class (Caliendo, Charles) (Entered: 03/31/2017)

03/31/2017 177 Appendix in Support filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re 176 Reply (Attachments: # 1 Additional Page(s) Appendix pp. 124-328, # 2 Additional Page(s) Appendix pp. 329-410) (Caliendo, Charles) (Entered: 03/31/2017)

03/31/2017 178 (Document Restricted) Sealed Unopposed Motion for Leave to File Confidential Class Certification Materials Under Seal (Sealed pursuant to motion to seal) filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Proposed Order, # 2 Reply Confidential Appendix) (Caliendo, Charles) (Entered: 03/31/2017)

04/02/2017 179 ELECTRONIC ORDER granting Sealed Unopposed Motion for Leave to File Confidential Class Certification Materials Under Seal 178 . (Clerk to enter the sealed and/or ex parte document as of the date of this order.) (Ordered by Judge Ed Kinkeade on 4/2/2017) (chmb) (Entered: 04/02/2017)

04/02/2017 180 (Document Restricted) Sealed Appendix in Support re: 176 Reply filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH. (axm) (Entered: 04/03/2017)

04/10/2017 181 ELECTRONIC ORDER granting 175 Motion for Hearing. Motion Hearing re: Plaintiffs' Motion for Class Certification (Doc. No. 151) set for 5/23/2017 at 09:30 AM before Judge Ed Kinkeade. (Ordered by Judge Ed Kinkeade on 4/10/2017) (chmb) (Entered: 04/10/2017)

04/26/2017 182 NOTICE of Unavailability for Hearing Set for May 23, 2017 filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Kendall, Joe) (Entered: 04/26/2017)

05/01/2017 183 ELECTRONIC ORDER RESETTING HEARING re: 151 MOTION to Certify Class . Motion Hearing reset for 5/31/2017 at 01:30 PM before Judge Ed Kinkeade. (Ordered by Judge Ed Kinkeade on 5/1/2017) (chmb) (Entered: 05/01/2017)

05/15/2017 184 Application for Admission Pro Hac Vice with Certificate of Good Standing for Attorney Robert R. Henssler, Jr. (Filing fee $25; Receipt number 0539-8408236) filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 05/15/2017)

05/16/2017 185 ORDER: The hearing for Plaintiffs' Motion for Class Certification 175 is scheduled to be held on 5/31/2017 at 1:30 p.m. Each side shall provide a detailed written report or affidavit to the Court on or before 5/26/2017 that entails the subject matter that each expert's testimony plans to discuss. (Ordered by Judge Ed Kinkeade on 5/16/2017) (sss) Modified on 5/16/2017 (gr). (Entered: 05/16/2017)

05/18/2017 186 ELECTRONIC ORDER granting 184 Application for Admission Pro Hac Vice of Robert R. Henssler, Jr.. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Ed Kinkeade on 5/18/2017) (chmb) (Entered: 05/18/2017)

05/26/2017 187 NOTICE of Plaintiffs' Written Report of the Anticipated Testimony of their Expert (Frank C. Torchio) at the May 31, 2017 Class Certification Hearing filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Kendall, Joe) (Entered: 05/26/2017)

05/26/2017 188 NOTICE of Defendants' Submission Regarding Expert Testimony at Class Certification Hearing re: 185 Order Setting Deadline/Hearing, filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Gold, Daniel) (Entered: 05/26/2017)

05/31/2017 189 ELECTRONIC Minute Entry for proceedings held before Judge Ed Kinkeade: Motion Hearing held on 5/31/2017 re 151 Motion to Certify Class filed by Deka Investment GmbH, City of Dearborn Heights Act 345 Police & Fire Retirement System. re: 151 MOTION to Certify Class Attorney Appearances: Plaintiff - Joe Kendall, Balon B. Bradley, Charles Caliendo, Robert Henssler, Jr., Willow Radcliffe; Defense - Thad Behrens, Daniel H. Gold, Stephen R. DiPrima, Noelle M. Reed, Susan Saltzstein. (Court Reporter: Todd Anderson) (Exhibits admitted Plaintiff's 1 and 3 and Defendant's 2 and 4.) Time in Court - 3:07. (chmb) (Entered: 05/31/2017)

05/31/2017 190 Court's Exhibit and Witness List from Motion for Class Certification held 5/31/17. Frank C. Torchio expert for Plaintiff and Lucy Allen expert for Defendant. (Exhibits admitted - Plaintiff's 1 and 3 and Defendant's 2 and 4) (chmb) (Entered: 05/31/2017)

06/01/2017 191 Transcript Order Form: Transcript requested for Motion to Certify Class Hearing held on 5/31/2017 (Court Reporter: Todd Anderson.). (sss) (Entered: 06/01/2017)

06/06/2017 192 Notice of Filing of Official Electronic Transcript of Motion to Certify Class Proceedings held on 5-31-17 before Judge Kinkeade. Court Reporter/Transcriber Todd Anderson, Telephone number 214-753-2170. Parties are notified of their duty to review the transcript. A copy may be purchased from the court reporter or viewed at the clerk's office. If redaction is necessary, a Redaction Request - Transcript must be filed within 21 days. If no such Request is filed, the transcript will be made available via PACER without redaction after 90 calendar days. If redaction request filed, this transcript will not be accessible via PACER; see redacted transcript. The clerk will mail a copy of this notice to parties not electronically noticed. (164 pages) Redaction Request due 6/27/2017. Redacted Transcript Deadline set for 7/7/2017. Release of Transcript Restriction set for 9/5/2017. (jta) (Entered: 06/06/2017)

06/09/2017 193 NOTICE of Deutsche Bank Analyst Reports filed by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC (Attachments: # 1 Exhibit(s)) (Reed, Noelle) (Entered: 06/09/2017)

06/21/2017 194 Unopposed MOTION for Leave to File Supplemental Authority in Connection with Pending Motion for Class Certification filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Exhibit(s) 1, # 2 Proposed Order)Attorney Charles T Caliendo added to party City of Dearborn Heights Act 345 Police & Fire Retirement System(pty:pla) (Caliendo, Charles) (Entered: 06/21/2017)

06/22/2017 195 ELECTRONIC ORDER - Before the Court is Lead Plaintiffs' Unopposed Motion for Leave to File Supplemental Authority in Connection with Pending Motion for Class Certification (Doc. No. 194). After consideration, the Court GRANTS this motion. (Unless the document has already been filed, clerk to enter the document as of the date of this order.) (Ordered by Judge Ed Kinkeade on 6/22/2017) (chmb) (Entered: 06/22/2017)

06/22/2017 196 Supplemental Authority by City of Dearborn Heights Act 345 Police & Fire Retirement System re: 151 MOTION to Certify Class . (svc) (Entered: 06/22/2017)

06/27/2017 197 NOTICE of Supplemental Authority from United States Supreme Court re: 176 Reply, 151 MOTION to Certify Class, 173 Sealed and/or Ex Parte Document, filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer

USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras. (Gold, Daniel) (Entered: 06/27/2017)

06/30/2017 198 MOTION Relief From Local Rule 56.2(b) to Permit Filing of Threshold Summary Judgment Motion Based on Statute of Limitations Defense filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order Granting Relief from Local Rule 56.2(b), # 2 Defendants' [Proposed] Motion for Partial Summary Judgment Dismissing Plaintiffs' Securities Act Claims as Barred by the Statute of Limitations, # 3 Defendants' Brief in Support of [Proposed] Motion for Partial Summary Judgment Dismissing Plaintiffs' Securities Act Claims as Barred by the Statute of Limitations (Public Redacted Version), # 4 Appendix in Support of [Proposed] Motion for Partial Summary Judgment Dismissing Plaintiffs' Securities Act Claims as Barred by the Statute of Limitations, # 5 Proposed Order Granting Motion for Partial Summary Judgment) (Gold, Daniel) (Entered: 06/30/2017)

06/30/2017 199 (Document Restricted) Defendants' Motion for Leave to File Confidential Summary Judgment Materials Under Seal (Sealed pursuant to motion to seal) filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Attachments: # 1 Proposed Order Granting Motion for Leave to File Materials Under Seal, # 2 SEALED Defendants' Brief in Support of [Proposed] Motion for Partial Summary Judgment Dismissing Plaintiffs' Securities Act Claims as Barred by the Statute of Limitations, # 3 CONFIDENTIAL Appendix in Support of [Proposed] Motion for Partial Summary Judgment Dismissing Plaintiffs' Securities Act Claims as Barred by the Statute of Limitations) (Gold, Daniel) (Entered: 06/30/2017)

07/03/2017 200 NOTICE of Filing of Rule 23(f) Petition with Fifth Circuit in Cobalt Securities Litigation re: 151 MOTION to Certify Class , 196 Supplemental Document filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer

USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Gold, Daniel) (Entered: 07/03/2017)

07/05/2017 201 ELECTRONIC ORDER EXPEDITING RESPONSE DEADLINE re: 198 (Document Restricted) Defendants' Motion for Relief From Local Rule 56.2(b) to Permit Filing of Threshold Summary Judgment Motion Based on Statute of Limitations Defense. Responses due by 7/7/2017. There shall be no reply unless ordered by the Court. (Ordered by Judge Ed Kinkeade on 7/5/2017) (chmb) (Entered: 07/05/2017)

07/07/2017 202 OBJECTION filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re: 198 MOTION Relief From Local Rule 56.2(b) to Permit Filing of Threshold Summary Judgment Motion Based on Statute of Limitations Defense, 199 (Document Restricted) Defendants' Motion for Leave to File Confidential Summary Judgment Materials Under Seal (Sealed pursuant to motion to seal) (Attachments: # 1 Exhibit(s) 1 through 8) (Caliendo, Charles) (Entered: 07/07/2017)

07/11/2017 203 ***VACATED BY 229 ORDER*** ORDER Denying 199 Defendants Motion for Leave to File Confidential Summary Judgment Materials Under Seal and 198 Defendants Motion for Relief from Local Rule 56.2(b) to Permit Filing of Threshold Summary Judgment Motion Based on Statute of Limitations Defense. The Court reserves ruling on Lead Plaintiffs Motion for Class Certification and hereby stays this case until the appeal of Judge Atlas class certification opinion is resolved by the U.S. Court of Appeals for the Fifth Circuit. The parties are ordered to file a Joint Status Report with the Court within 14 days of the Fifth Circuits mandate for the In re Cobalt Intl Energy, Inc. Sec. Litig. appeal. (Ordered by Judge Ed Kinkeade on 7/11/2017) (svc) Modified on 10/2/2018 (rekc). (Entered: 07/11/2017)

09/12/2017 204 MOTION for Leave to Proceed without Local Counsel filed by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC (Attachments: # 1 Exhibit(s) 1) (Reed, Noelle) Modified document title on 9/13/2017 (sss). (Entered: 09/12/2017)

09/19/2017 205 Unopposed MOTION to Withdraw as Attorney Nadim G. Hegazi filed by City of Dearborn Heights Act 345 Police & Fire Retirement System (Attachments: # 1 Proposed Order) (Radcliffe, Willow) (Entered: 09/19/2017)

09/20/2017 206 ELECTRONIC ORDER granting 205 Motion to Withdraw as Attorney. Attorney Nadim G. Hegazi Withdrawn. Further, Local Counsel Joe Kendall, Jamie McKey and Balon Bradley as well as the Counsel at Robbins Geller Rudman and Dowd, LLP, shall remain as Counsel for Plaintiff City of Dearborn Heights Act 345 Police & Fire Retirement System. The Court reminds Plaintiff that local counsel as well as lead counsel shall sign all documents filed in this case. (Ordered by Judge Ed Kinkeade on 9/20/2017) (chmb) (Entered: 09/20/2017)

09/21/2017 207 ORDER granting 204 Unopposed Motion for Leave to Proceed Without Local Counsel. Underwriter Defendants' counsel, Michelle Davis, is ORDERED to be

available on short notice should the need arise for a hearing in this case in Dallas, Texas. (Ordered by Judge Ed Kinkeade on 9/21/2017) (ndt) (Entered: 09/21/2017)

09/29/2017 208 NOTICE of Party Name Change filed by BMO Capital Markets Corp, Barclays Capital Inc, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Goldman Sachs & CO, JP Morgan Securities LLC, KKR Capital Markets LLC, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, RBC Capital Markets LLC, Sandler O'Neill & Partners LP, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC (Reed, Noelle) (Entered: 09/29/2017)

01/05/2018 209 MOTION to Vacate 203 Order Staying Case,,, Terminate Motions,, Lead Plaintiffs' Motion to Lift the Stay of the Proceedings Herein filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Caliendo, Charles) (Entered: 01/05/2018)

01/05/2018 210 Appendix in Support filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re 209 MOTION to Vacate 203 Order Staying Case,,, Terminate Motions,, Lead Plaintiffs' Motion to Lift the Stay of the Proceedings Herein (Caliendo, Charles) (Entered: 01/05/2018)

01/26/2018 211 RESPONSE filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & Co LLC, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras re: 209 MOTION to Vacate 203 Order Staying Case,,, Terminate Motions,, Lead Plaintiffs' Motion to Lift the Stay of the Proceedings Herein (Behrens, R) (Entered: 01/26/2018)

01/26/2018 212 Appendix in Support filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & Co LLC, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras re 211 Response/Objection,,, (Behrens, R) (Entered: 01/26/2018)

02/09/2018 213 REPLY filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re: 209 MOTION to Vacate 203 Order Staying Case,,, Terminate Motions,, Lead Plaintiffs' Motion to Lift the Stay of the Proceedings Herein (Attachments: # 1 Exhibit(s) A) (Caliendo, Charles) (Entered: 02/09/2018)

02/09/2018 214 Appendix in Support filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re 213 Reply, (Caliendo, Charles) (Entered: 02/09/2018)

02/14/2018 215 NOTICE of Developments Regarding Expiration of Stay in Cobalt Securities Litigation re: 209 MOTION to Vacate 203 Order Staying Case,,, Terminate Motions,, Lead Plaintiffs' Motion to Lift the Stay of the Proceedings Herein filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & Co LLC, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Gold, Daniel) (Entered: 02/14/2018)

02/23/2018 216 Unopposed MOTION to Withdraw as Attorney Jeremy S. Cole filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Proposed Order) (Caliendo, Charles) (Entered: 02/23/2018)

02/23/2018 217 ELECTRONIC ORDER granting 216 Motion to Withdraw as Attorney. Attorney Jeremy S Cole Withdrawn. (Ordered by Judge Ed Kinkeade on 2/23/2018) (chmb) (Entered: 02/23/2018)

03/20/2018 218 ORDER denying 209 Motion to Lift the Stay. The parties are ordered to file a Joint Status Report with the Court within 14 days of the Fifth Circuit's mandate for the In re Cobalt Int'l Energy, Inc. Sec. Litig. appeal. (Ordered by Judge Ed Kinkeade on 3/20/2018) (zkc) (Entered: 03/20/2018)

04/03/2018 219 NOTICE of Supplemental Authority Regarding Lead Plaintiffs' Motion for Class Certification re: 176 Reply, 218 Order on Motion to Vacate, 213 Reply, 203 Order Staying Case, Terminate Motions,,,, 171 (Document Restricted) Unopposed Motion for Leave to File Confidential Class Certification Materials Under Seal (Sealed pursuant to motion to seal), 173 Sealed and/or Ex Parte Document,,, 209 MOTION to Vacate 203 Order Staying Case,,, Terminate Motions,, Lead Plaintiffs' Motion to Lift the Stay of the Proceedings Herein, 192 Transcript,,,, 152 Brief/Memorandum in Support of Motion filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Exhibit(s) A) (Caliendo, Charles) (Entered: 04/03/2018)

06/01/2018 220 NOTICE of Change of Address for Attorney Joe Kendall on behalf of City of Dearborn Heights Act 345 Police & Fire Retirement System. (Filer confirms contact info in ECF is current.) (Kendall, Joe) (Entered: 06/01/2018)

06/01/2018 221 NOTICE of Change of Address for Attorney Jamie Jean McKey on behalf of City of Dearborn Heights Act 345 Police & Fire Retirement System. (Filer confirms contact info in ECF is current.) (McKey, Jamie) (Entered: 06/01/2018)

07/03/2018 222 MOTION for Reconsideration re 218 Order on Motion to Vacate, filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Caliendo, Charles) (Entered: 07/03/2018)

07/03/2018 223 Appendix in Support filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re 222 MOTION for Reconsideration re 218 Order on Motion to Vacate, (Caliendo, Charles) (Entered: 07/03/2018)

07/24/2018 224 RESPONSE filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & Co LLC, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras re: 222 MOTION for Reconsideration re 218 Order on Motion to Vacate, (Behrens, R) (Entered: 07/24/2018)

08/07/2018 225 REPLY filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re: 222 MOTION for Reconsideration re 218 Order on Motion to Vacate, (Caliendo, Charles) (Entered: 08/07/2018)

08/07/2018 226 Appendix in Support filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re 225 Reply in Further Support of Lead Plaintiffs' Motion -- Based on Changed Circumstances -- For Reconsideration of the Court's March 20, 2018 Order Denying Lead Plaintiffs' Motion to Lift the Stay of the Proceedings Herein (Caliendo, Charles) (Entered: 08/07/2018)

09/19/2018 227 NOTICE of Developments Regarding the Fifth Circuit's Stay of the Cobalt Appeal on the "Price Impact" Issue Due to Settlement in That Case filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Exhibit(s) Cobalt-Second Fifth Circuit Order) (McKey, Jamie) (Entered: 09/19/2018)

09/21/2018 228 RESPONSE filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & Co LLC, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras re: 227 Notice (Other), (Gold, Daniel) (Entered: 09/21/2018)

10/01/2018 229 ORDER granting 222 Motion for Reconsideration. (Ordered by Judge Ed Kinkeade on 10/1/2018) (chmb) (Entered: 10/01/2018)

10/26/2018 230 NOTICE of Supplemental Fifth Circuit Authority Regarding Individualized Statute of Limitations Issues Presented by Lead Plaintiffs' Motion for Class Certification re: 151 MOTION to Certify Class , 173 Sealed and/or Ex Parte Document,,, filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A.

Ferriss, Goldman Sachs & Co LLC, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Behrens, R) (Entered: 10/26/2018)

10/30/2018 231 RESPONSE filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re: 230 Notice (Other),,,, (Caliendo, Charles) (Entered: 10/30/2018)

11/07/2018 232 REPLY filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & Co LLC, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras re: 231 Response/Objection (Behrens, R) (Entered: 11/07/2018)

02/07/2019 233 Unopposed MOTION to Withdraw as Attorney James J. Sabella filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Proposed Order) (Moyna, Caitlin) (Entered: 02/07/2019)

02/07/2019 234 Unopposed MOTION to Withdraw as Attorney Charles T. Caliendo filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Proposed Order) (Moyna, Caitlin) (Entered: 02/07/2019)

02/07/2019 235 ELECTRONIC ORDER granting 233 Unopposed Motion to Withdraw as Counsel. Attorney James J. Sabella withdrawn. (Ordered by Judge Ed Kinkeade on 2/7/2019) (chmb) Modified on 2/7/2019 (chmb). (Entered: 02/07/2019)

02/07/2019 236 ELECTRONIC ORDER granting 234 Unopposed Motion to Withdraw as Counsel. Attorney Charles T. Caliendo withdrawn. (Ordered by Judge Ed Kinkeade on 2/7/2019) (chmb) (Entered: 02/07/2019)

02/22/2019 237 NOTICE of Recent Authority re: 151 MOTION to Certify Class filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Exhibit(s) Rooney v. EZCORP, Inc.) (Radcliffe, Willow) (Entered: 02/22/2019)

03/21/2019 238 Lead Plaintiffs' Opposed Renewed Motion to Lift Discovery Stay and Permit Merits Discovery filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 03/21/2019)

03/28/2019 239 MOTION to Withdraw as Attorney filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Proposed Order) (Gilmore, Jamie) (Entered: 03/28/2019)

03/29/2019 240 CERTIFICATE of Conference re 239 MOTION to Withdraw as Attorney by Jamie Jean Gilmore on behalf of City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Gilmore, Jamie) (Entered: 03/29/2019)

03/29/2019 241 ELECTRONIC ORDER - Before the Court is Plaintiff's Unopposed Motion to Withdraw Jamie J. Gilmore as Counsel of Record for Plaintiffs in Case Nos. 3:15-CV-2093-K, 3:15-CV-2129-K, 3:16-CV-3111-K, and 3:18-CV-1957-K. The Motions are GRANTED and Jamie J. Gilmore is withdrawn as counsel for Plaintiffs in Case Nos. 3:15-CV-2093-K, 3:15-CV-2129-K, 3:16-CV-3111-K, and 3:18-CV-1957-K. Joe Kendall shall remain as Counsel for Plaintiffs in Case Nos. 3:15-CV-2093-K, 3:15-CV-2129-K, 3:16-CV-3111-K, and 3:18-CV-1957-K. (Ordered by Judge Ed Kinkeade on 3/29/2019) (chmb) (Entered: 03/29/2019)

04/11/2019 242 RESPONSE filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & Co LLC, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras re: 238 MOTION : Lead Plaintiffs' Opposed Renewed Motion to Lift Discovery Stay and Permit Merits Discovery (Behrens, R) (Entered: 04/11/2019)

04/11/2019 243 NOTICE of Fifth Circuit's Granting of Rule 23(f) Petition in Case Submitted by Plaintiffs filed by Juan Carlos Alvarez, BMO Capital Markets Corp, Barclays Capital Inc, Roman Blanco, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc, Thomas G. Dundon, Javier San Felix, Stephen A. Ferriss, Goldman Sachs & Co LLC, JP Morgan Securities LLC, KKR Capital Markets LLC, Matthew Kabaker, Jason Kulas, LOYAL3 Securities Inc, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co LLC, Tagar Olson, RBC Capital Markets LLC, Alberto Sanchez, Sandler O'Neill & Partners LP, Santander Consumer USA Holdings Inc, Santander Investment Securities Inc, Stephens Inc, UBS Securities LLC, Wells Fargo Securities LLC, Juan Andres Yanes, Daniel Zilberman, Gonzalo de Las Heras (Behrens, R) (Entered: 04/11/2019)

04/25/2019 244 REPLY filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re: 238 MOTION : Lead Plaintiffs' Opposed Renewed Motion to Lift Discovery Stay and Permit Merits Discovery (Kendall, Joe) (Entered: 04/25/2019)

09/13/2019 245 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Merrill Lynch Pierce Fenner & Smith Incorporated identifying Corporate Parent/Other Affiliate Bank of America Corporation, Corporate Parent/Other Affiliate Berkshire Hathaway Inc. for Merrill Lynch Pierce Fenner & Smith Incorporated. (Reed, Noelle) (Entered: 09/13/2019)

01/30/2020 246 NOTICE of LEAD PLAINTIFFS NOTICE REGARDING RULE 23(f) PETITION IN IN RE EZCORP SECURITIES LITIGATION filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Radcliffe, Willow) (Entered: 01/30/2020)

07/20/2020 247 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $100; Receipt number 0539-11008440) filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Proposed Order)Attorney Daniel Lawrence Berger added to party City of Dearborn Heights Act 345 Police & Fire Retirement System(pty:pla), Attorney Daniel Lawrence Berger added to party Deka Investment GmbH(pty:pla) (Berger, Daniel) (Entered: 07/20/2020)

07/30/2020 248 ELECTRONIC ORDER granting 247 Application for Admission Pro Hac Vice of Daniel Lawrence Berger. Important Reminder: Unless excused for cause, an attorney who is not an ECF user must register within 14 days of the date the attorney appears in a case pursuant to LR 5.1(f) and LCrR 49.2(g). (Ordered by Judge Ed Kinkeade on 7/30/2020) (chmb) (Entered: 07/30/2020)

07/31/2020 249 MOTION - Lead Plaintiffs Unopposed Motion for Preliminary Approval of Settlement and Notice to the Classes filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order)Attorney Balon B Bradley added to party City of Dearborn Heights Act 345 Police & Fire Retirement System(pty:pla) (Bradley, Balon) (Entered: 07/31/2020)

07/31/2020 250 Appendix in Support filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH re 249 MOTION - Lead Plaintiffs Unopposed Motion for Preliminary Approval of Settlement and Notice to the Classes (Bradley, Balon) (Entered: 07/31/2020)

08/03/2020 251 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $100; Receipt number 0539-11045784) filed by City of Dearborn Heights Act 345 Police & Fire Retirement System, Deka Investment GmbH (Attachments: # 1 Proposed Order) (Stewart, Ellen) (Entered: 08/03/2020)

08/07/2020 252 ELECTRONIC ORDER granting 251 Application for Admission Pro Hac Vice of Ellen Stewart. Important Reminder: Unless excused for cause, an attorney who is not an ECF user must register within 14 days of the date the attorney appears in a case pursuant to LR 5.1(f) and LCrR 49.2(g). (Ordered by Judge Ed Kinkeade on 8/7/2020) (chmb) (Entered: 08/07/2020)

08/13/2020 253 ORDER granting 249 Lead Plaintiffs' Unopposed Motion for Preliminary Approval of Settlement and Notice to the Classes. Settlement Hearing set for 1/12/2021 at 10:00 AM before Judge Ed Kinkeade. (Ordered by Judge Ed Kinkeade on 8/13/2020) (Attachments: # 1 Exhibit(s) A-1, # 2 Exhibit(s) A-2, # 3 Exhibit(s) A-3) (chmb) (Entered: 08/13/2020)

Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html

u.s. district court northern district of texas (dallas...

Documents