US District Court Civil Docket as of 11/07/2006 Retrieved from the court on Monday, February 05, 2007

U.S. District Court Middle District of Florida (Ft. Myers)

CIVIL DOCKET FOR CASE #: 2:01-cv-00251-JES-DNF

LaGrasta, et al v. First Union Secur. Assigned to: Judge John E. Steele Referred to: Magistrate Judge Douglas N. Frazier Demand: $0 Cause: 28:1332 Diversity-Fraud

Date Filed: 05/14/2001 Date Terminated: 11/07/2006 Jury Demand: Plaintiff Nature of Suit: 190 Contract: Other Jurisdiction: Diversity

Plaintiff Nicholas LaGrasta represented by Alberto Antonio Macia

Grady & Associates, LPA 720 5th Ave. S., Suite 200 Naples, FL 34102 239/261-6555 TERMINATED: 06/10/2002 LEAD ATTORNEY ATTORNEY TO BE NOTICED Dana Elizabeth Foster Ackerman, Link & Sartory, P.A. 222 Lakeview Ave., Suite 1250 West Palm Beach, FL 33401 561/838-4100 Fax: 561-838-5305 Email: dfoster@alslaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott J. Link Ackerman, Link & Sartory, P.A. 222 Lakeview Ave., Suite 1250 West Palm Beach, FL 33401 561/838-4100 Fax: 561-838-5305 Email: slink@alslaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Susan R. Healy Treiser, Collins & Vernon 3080 Tamiami Trail E. Naples, FL 34112 239/649-4900

Fax: 239/649-0823 Email: shealy@swflalaw.com TERMINATED: 04/26/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas R. Grady Ackerman, Link & Sartory, PA Suite 1250 222 Lakeview Ave West Palm Beach, FL 33401 561-838-4100 Fax: 561-838-5305 Email: trgrady@alslaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED David P. Ackerman Ackerman, Link & Sartory, PA Suite 1250 222 Lakeview Ave West Palm Beach, FL 33401 561/838-4100 Fax: 561/838-5305 Email: dackerman@alslaw.com ATTORNEY TO BE NOTICED Richard J. Brener Ackerman, Link & Sartory, PA Suite 1250 222 Lakeview Ave West Palm Beach, FL 33401 561/838-4100 Fax: 561/838-5305 Email: rbrener@alslaw.com ATTORNEY TO BE NOTICED

Plaintiff

Domenico LaGrasta represented by Alberto Antonio Macia (See above for address) TERMINATED: 06/10/2002 LEAD ATTORNEY ATTORNEY TO BE NOTICED Dana Elizabeth Foster (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Scott J. Link (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Susan R. Healy (See above for address) TERMINATED: 04/26/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas R. Grady (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David P. Ackerman (See above for address) ATTORNEY TO BE NOTICED Richard J. Brener (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Mauro Lagrasta represented by Dana Elizabeth Foster (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott J. Link (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas R. Grady (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David P. Ackerman (See above for address) ATTORNEY TO BE NOTICED Richard J. Brener (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant

First Union Security, Inc. represented by A. Alexander Rhodes Chico's F.A.S., Inc. 11215 Metro Parkway Ft. Myers, FL 33912 239/274-4620 Fax: 239/274-4622 TERMINATED: 02/07/2005 LEAD ATTORNEY Bradford D. Kaufman Greenberg Traurig P.A. 777 South Flagler Drive Suite 300 West Palm Beach, FL 33401 561-650-7901 Fax: 561-655-6222 Email: kaufmanb@gtlaw.com TERMINATED: 12/20/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Cathleen G. Bell Carlton Fields, P.A. 4221 W Boy Scout Blvd. P.O. Box 3239 Tampa, FL 33607-3239 813/223-7000 Fax: 813/229-4133 Email: cbell@carltonfields.com TERMINATED: 02/07/2005 LEAD ATTORNEY Gary Lee Sasso Carlton Fields, P.A. 4221 W. Boy Scout Boulevard, Suite 1000 Box: 3239 Tampa, FL 33607 813-223-7000, Ext 4256 Fax: 813-229-4133 Email: gsasso@carltonfields.com LEAD ATTORNEY ATTORNEY TO BE NOTICED James Michael Walls Carlton Fields, P.A. Corporate Center Three at International Plaza

4221 W. Boy Scout Blvd., Suite 1000 Tampa, FL 33607-5736 813-223-7000 Fax: 813-229-4133 Email: mwalls@carltonfields.com TERMINATED: 02/07/2005 LEAD ATTORNEY John L. Badalamenti Federal Public Defender's Office Middle District of Florida Suite 2700 400 N Tampa St Tampa, FL 33602-4726 813/228-2715 Fax: 813/228-2562 Email: john_badalamenti@fd.org TERMINATED: 02/07/2005 LEAD ATTORNEY Joseph C. Coates, III Greenberg Traurig, LLP 777 S Flagler Dr - Ste 300 E PO Box 20629 West Palm Beach, FL 33401-0629 561/650-7903 Fax: 561/655-6222 Email: coatesj@gtlaw.com TERMINATED: 12/20/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Karen J. Jerome Smith Greenberg Traurig P.A. 777 S. Flagler Dr., Third Floor East West Palm Beach, FL 33401 561/650-7900 Fax: 561/838-8822 Email: smithk@gtlaw.com TERMINATED: 12/17/2004 LEAD ATTORNEY Susan Fleischner Kornspan Greenberg Traurig P.A. 777 S. Flagler Dr., Third Floor East West Palm Beach, FL 33401 561/650-7930 Fax: 561-655-6222 Email: kornspans@gtlaw.com TERMINATED: 12/17/2004

LEAD ATTORNEY Amanda Arnold Sansone Carlton Fields Corporate Center 3 at International Plaza 4221 W. Boy Scout Blvd. Suite 1000 Tampa, FL 33607-5780 813/229-4251 Fax: 813/229-4133 Email: asansone@carltonfields.com ATTORNEY TO BE NOTICED Christopher M. Sacco Carlton Fields Corporate Center 3 at International Plaza 4221 W. Boy Scout Blvd., Suite 1000 Tampa, FL 33607-5780 813/229-4237 Email: csacco@carltonfields.com ATTORNEY TO BE NOTICED Samuel J. Salario, Jr. Carlton Fields, P.A. 4221 West Boy Scout Blvd. Suite 1000 Tampa, FL 33607 813/229-4337 Fax: 813/229-4133 Email: ssalario@carltonfields.com ATTORNEY TO BE NOTICED

Date Filed # Docket Text

05/14/2001 1 COMPLAINT filed; jury demand Filing fee $ 150.00 Receipt # F1033 (bjt) (Entered: 05/14/2001)

05/14/2001 SUMMONS(ES) issued for First Union Secur. . Consent(s) issued. (bjt) (Entered: 05/14/2001)

05/14/2001 MAGISTRATE JUDGE CASE ASSIGNMENT Magistrate assigned: Douglas N. Frazier (bjt) (Entered: 05/14/2001)

05/15/2001 2 INTERESTED PERSONS ORDER ( Signed by Judge John E. Steele ) ctc (bjt) (Entered: 05/16/2001)

05/15/2001 3 NOTICE of designation under Local Rule 3.05 - TRACK 2. RELATED CASE ORDER. (ctc) (bjt) (Entered: 05/16/2001)

05/25/2001 4 NOTICE by Nicholas LaGrasta, Domenico LaGrasta of pendency of other actions

re: order of compliance to local rule (bjt) (Entered: 05/25/2001)

05/25/2001 5 CERTIFICATE OF COMPLIANCE by Nicholas LaGrasta, Domenico LaGrasta Re: [2-1] order (bjt) (Entered: 05/25/2001)

05/30/2001 6 NOTICE of filing return of service by Nicholas LaGrasta, Domenico LaGrasta (bjt) (Entered: 05/30/2001)

05/30/2001 7 RETURN of service executed as to First Union Secur. on 5/15/01 Answer due on 6/4/01 for First Union Secur. (bjt) (Entered: 05/30/2001)

06/04/2001 8 UNOPPOSED MOTION by First Union Secur. (unopposed) to extend time to file response to plaintiffs' complaint referred to Magistrate Judge Douglas N. Frazier (aa) (Entered: 06/04/2001)

06/04/2001 9 NOTICE of attorney appearance for First Union Secur. by Gary Lee Sasso, James Michael Walls and A. Alexander Rhodes. (aa) Modified on 06/05/2001 (Entered: 06/04/2001)

06/06/2001 10 ORDER granting [8-1] consent motion (unopposed) to extend time to file response to plaintiffs' complaint. (Signed by Magistrate Judge Douglas N. Frazier) ctc (aa) (Entered: 06/06/2001)

06/11/2001 11 CERTIFICATE OF SERVICE of [2-1] order, [3-1] track 2 notice, [4-1] notice by Nicholas LaGrasta, Domenico LaGrasta (aa) (Entered: 06/13/2001)

06/15/2001 12 CERTIFICATE OF COMPLIANCE by First Union Secur. Re: [2-1] order (aa) (Entered: 06/15/2001)

06/18/2001 13 NOTICE by First Union Secur. of pendency of other actions re: order of compliance to local rule (bjt) (Entered: 06/18/2001)

07/02/2001 14 MOTION by First Union Secur. to dismiss complaint (bjt) (Entered: 07/02/2001)

07/02/2001 15 MEMORANDUM by First Union Secur. in support of [14-1] motion to dismiss complaint (bjt) (Entered: 07/02/2001)

07/19/2001 16 AMENDED COMPLAINT by Nicholas LaGrasta, Domenico LaGrasta amending [1-1] complaint (Answer due 8/2/01 for First Union Secur. ); jury demand (bjt) (Entered: 07/19/2001)

07/19/2001 17 RESPONSE by Nicholas LaGrasta, Domenico LaGrasta to [14-1] motion to dismiss complaint (bjt) (Entered: 07/19/2001)

07/23/2001 18 ORDER denying as moot [14-1] motion to dismiss complaint, reset answer due for 8/6/01 for First Union Secur. ( Signed by Judge John E. Steele ) ctc (bjt) (Entered: 07/23/2001)

07/26/2001 19 CASE MANAGEMENT REPORT (c: courtroom deputy) (bjt) (Entered: 07/27/2001)

07/27/2001 20 MOTION by First Union Secur. with memorandum in support to stay discovery , or alternatively for protective order from discovery referred to Magistrate Judge Douglas N. Frazier (bjt) (Entered: 07/27/2001)

08/01/2001 21 ORDER denying [20-1] motion to stay discovery, denying [20-2] motion for

protective order from discovery ( Signed by Magistrate Judge Douglas N. Frazier ) ctc (bjt) (Entered: 08/01/2001)

08/03/2001 22 MOTION by First Union Secur. to dismiss amended complaint (bjt) (Entered: 08/20/2001)

08/13/2001 23 RENEWED MOTION by First Union Securities with memorandum in support to stay discovery , or alternatively for protective order from discovery referred to Magistrate Judge Douglas N. Frazier (bjt) (Entered: 08/13/2001)

08/13/2001 24 UNOPPOSED MOTION by Nicholas LaGrasta, Domenico LaGrasta unopposed) to extend time to serve motion for class certification referred to Magistrate Judge Douglas N. Frazier (Proposed Order attached) (bjt) (Entered: 08/13/2001)

08/15/2001 25 ORDER granting [24-1] consent motion to extend time to serve motion for class certification on or before 10/12/01. ( Signed by Judge John E. Steele ) ctc (bjt) (Entered: 08/15/2001)

08/20/2001 26 MEMORANDUM by Nicholas LaGrasta, Domenico LaGrasta in opposition to [22-1] motion to dismiss amended complaint (bjt) (Entered: 08/20/2001)

08/22/2001 27 MOTION by First Union Secur. with memorandum in support for leave to file reply memorandum (bjt) (Entered: 08/22/2001)

08/24/2001 28 ORDER granting [27-1] motion for leave to file reply memorandum. Defendant shall file the reply not to exceed 5 pages within 5 days of this Order. ( Signed by Judge John E. Steele ) ctc (bjt) (Entered: 08/24/2001)

08/27/2001 29 MEMORANDUM by Nicholas LaGrasta, Domenico LaGrasta in opposition to [27-1] motion for leave to file reply memorandum (bjt) (Entered: 08/27/2001)

08/27/2001 30 MEMORANDUM by Nicholas LaGrasta, Domenico LaGrasta in opposition to [23-1] motion to stay discovery (bjt) (Entered: 08/27/2001)

08/29/2001 31 REPLY by First Union Securities to response to [22-1] motion to dismiss amended complaint (bjt) (Entered: 08/29/2001)

09/05/2001 32 MOTION by Nicholas LaGrasta, Domenico LaGrasta for leave to file response to defendant's reply to plaintiffs' memorandum in opposition to motion to dismiss amended complaint (aa) (Entered: 09/05/2001)

09/07/2001 33 MOTION by First Union Securities. with memorandum in support to redesignate as a track three case (bjt) (Entered: 09/07/2001)

09/07/2001 34 ORDER granting [32-1] motion for leave to file response to defendant's reply to plaintiffs' memorandum in opposition to motion to dismiss amended complaint ( Signed by Judge John E. Steele ) ctc (bjt) (Entered: 09/07/2001)

09/11/2001 35 ORDER denying [33-1] motion to redesignate as a track three case ( Signed by Judge John E. Steele ) ctc (bjt) (Entered: 09/11/2001)

09/17/2001 36 REPLY by Nicholas LaGrasta, Domenico LaGrasta to response to [22-1] motion to dismiss amended complaint (aa) (Entered: 09/18/2001)

09/21/2001 37 ORDER granting [23-1] motion to stay discovery, denying [23-2] motion for

protective order from discovery ( Signed by Magistrate Judge Douglas N. Frazier ) ctc (bjt) (Entered: 09/21/2001)

10/12/2001 38 MOTION by Nicholas LaGrasta, Domenico LaGrasta to certify class action (bjt) (Entered: 10/12/2001)

10/12/2001 39 MEMORANDUM by Nicholas LaGrasta, Domenico LaGrasta in support of [38-1] motion to certify class action (bjt) (Entered: 10/12/2001)

10/17/2001 40 MOTION by First Union Secur. with memorandum in support to extend time to respond to motion for class certification (bjt) (Entered: 10/17/2001)

10/18/2001 41 MEMORANDUM by Nicholas LaGrasta, Domenico LaGrasta in opposition to [40-1] motion to extend time to respond to motion for class certification (bjt) (Entered: 10/18/2001)

10/22/2001 42 ORDER granting [40-1] motion to extend time to respond to motion for class certification ( Signed by Judge John E. Steele ) ctc (bjt) (Entered: 10/22/2001)

12/05/2001 43 MOTION by First Union Secur. with memorandum in support to stay discovery referred to Magistrate Judge Douglas N. Frazier (bjt) (Entered: 12/05/2001)

12/05/2001 44 NOTICE of filing supplemental authority by First Union Securities. re: [22-1] motion to dismiss amended complaint (bjt) (Entered: 12/05/2001)

12/11/2001 45 MEMORANDUM by Nicholas LaGrasta, Domenico LaGrasta in opposition to [43-1] motion to stay discovery (bjt) (Entered: 12/11/2001)

01/31/2002 46 MOTION by Nicholas LaGrasta, Domenico LaGrasta for entry of case management and scheduling order (bjt) (Entered: 01/31/2002)

02/01/2002 47 AMENDED MOTION amending [46-1] motion (amended) for entry of case management and scheduling order by Nicholas LaGrasta, Domenico LaGrasta (bjt) (Entered: 02/01/2002)

02/04/2002 48 ORDER granting [47-1] amended motion (amended) for entry of case management and scheduling order. The Clerk is directed to enter a Case Management and Scheduling Order pursuant to a previously submitted Case Management Report (Doc. #19). Denying as moot [46-1] motion for entry of case management and scheduling order, denying [43-1] motion to stay discovery. The discovery process shall proceed as per the Case Management and Scheduling Order to be entered. ( Signed by Judge John E. Steele ) ctc (sll) (Entered: 02/04/2002)

02/08/2002 49 CASE MANAGEMENT AND SCHEDULING ORDER setting Joining of parties,amending of pleadings on 3/1/02 ; Discovery cutoff 5/31/02 ; dispositive motion filing deadline for 7/1/02 Pretrial statement due on or before 8/15/02 ; Pretrial conference for 10/15/02 ; Jury trial set for trial term beginning 11/4/02 ; Scheduled for Judge John E. Steele ( signed by Judge John E. Steele ) ctc (kma) (Entered: 02/08/2002)

02/14/2002 50 MOTION by First Union Security with memorandum in support for enlargement of case management deadlines and for Rule 16 conference (kma) (Entered: 02/15/2002)

02/19/2002 51 MOTION by Nicholas LaGrasta, Domenico LaGrasta to compel production of

documents referred to Magistrate Judge Douglas N. Frazier (aa) (Entered: 02/20/2002)

02/22/2002 52 RESPONSE by Nicholas LaGrasta, Domenico LaGrasta to [50-1] motion for enlargement of case management deadlines (aa) (Entered: 02/22/2002)

03/01/2002 53 MEMORANDUM by First Union Secur. in opposition to [51-1] motion to compel production of documents (lap) (Entered: 03/01/2002)

03/05/2002 54 MOTION by Nicholas LaGrasta, Domenico LaGrasta for leave to file reply response referred to Magistrate Judge Douglas N. Frazier (bjt) (Entered: 03/05/2002)

03/11/2002 55 ORDER dismissing [16-1] amended complaint, granting [22-1] motion to dismiss amended complaint. The clerk is directed to enter judgment and close the file. ( Signed by Judge John E. Steele ) ctc (bjt) (Entered: 03/11/2002)

03/11/2002 56 JUDGMENT for First Union Secur. against Nicholas LaGrasta, Domenico LaGrasta . Civil appeals checklist mailed. ( Signed by Deputy Clerk ) ctc (bjt) (Entered: 03/11/2002)

03/11/2002 CASE CLOSED. (bjt) (Entered: 03/11/2002)

03/11/2002 57 NOTICE of attorney appearance for First Union Secur. by Bradford D. Kaufman, Joseph C. Coates III (bjt) (Entered: 03/12/2002)

03/11/2002 58 NOTICE of filing supplemental authority by First Union Secur. re: [22-1] motion to dismiss amended complaint (bjt) (Entered: 03/12/2002)

03/22/2002 59 MOTION by Nicholas LaGrasta, Domenico LaGrasta to alter or amend judgment [56-1] judgment order (aa) (Entered: 03/25/2002)

04/03/2002 60 RESPONSE by First Union Secur. in opposition to [59-1] motion to alter or amend judgment [56-1] judgment order (bjt) (Entered: 04/03/2002)

04/17/2002 61 MOTION by Nicholas LaGrasta, Domenico LaGrasta with memorandum in support for leave to file amended complaint referred to Magistrate Judge Douglas N. Frazier (bjt) (Entered: 04/17/2002)

04/30/2002 62 UNOPPOSED MOTION by First Union Secur. "unopposed" to extend time to respond to motion for leave to amend complaint referred to Magistrate Judge Douglas N. Frazier (bjt) (Entered: 04/30/2002)

05/03/2002 MOTION(S) referred: [62-1] consent motion "unopposed" to extend time to respond to motion for leave to amend complaint referred to Judge John E. Steele, [61-1] motion for leave to file amended complaint referred to Judge John E. Steele (bjt) (Entered: 05/03/2002)

05/07/2002 63 RESPONSE by First Union Secur. in opposition to [61-1] motion for leave to file amended complaint (bjt) (Entered: 05/07/2002)

05/10/2002 64 ORDER vacating [55-1] order, vacating [56-1] judgment order, granting [59-1] motion to alter or amend judgment [56-1] judgment order, denying [61-1] motion for leave to file amended complaint, set second amended complaint deadline at 5/30/02 for Domenico LaGrasta, for Nicholas LaGrasta The Clerk is directed to

reopen the case and re-instate the deadlines in the case management order.( Signed by Judge John E. Steele ) ctc (bjt) (Entered: 05/10/2002)

05/10/2002 CASE REOPENED. (bjt) (Entered: 05/10/2002)

05/10/2002 DEADLINE updated per Court order, dkt. 64; set discovery due for 7/1/02 , set dispositive motion filing deadline for 8/15/02 , set pretrial conference for 9:00 10/15/02 scheduled for Judge John E. Steele , set jury trial for 11/4/02 scheduled for Judge John E. Steele (bjt) (Entered: 05/10/2002)

05/10/2002 65 ORDER granting [62-1] consent motion "unopposed" to extend time to respond to motion for leave to amend complaint ( Signed by Judge John E. Steele ) ctc (bjt) (Entered: 05/10/2002)

05/10/2002 MOTION(S) no longer referred: [62-1] consent motion "unopposed" to extend time to respond to motion for leave to amend complaint (bjt) (Entered: 05/10/2002)

05/14/2002 66 NOTICE OF HEARING: reset pretrial conference for 11:00 10/15/02 scheduled for Judge John E. Steele ( Signed by Deputy Clerk ) ctc (bjt) (Entered: 05/14/2002)

05/30/2002 67 AMENDED COMPLAINT by Nicholas LaGrasta, Domenico LaGrasta amending [1-1] complaint (Answer due 6/13/02 for First Union Secur. ); jury demand (bjt) (Entered: 05/30/2002)

05/30/2002 68 NOTICE of filing affidavits by Nicholas LaGrasta, Domenico LaGrasta (bjt) (Entered: 05/30/2002)

05/30/2002 69 AFFIDAVIT of Nicholas LaGrasta by Nicholas LaGrasta, Domenico LaGrasta Re: [67-1] amended complaint (bjt) (Entered: 05/30/2002)

05/30/2002 70 AFFIDAVIT of Domenico LaGrasta by Nicholas LaGrasta, Domenico LaGrasta Re: [67-1] amended complaint (bjt) (Entered: 05/30/2002)

05/30/2002 71 AFFIDAVIT of Mauro LaGrasta by Nicholas LaGrasta, Domenico LaGrasta Re: [67-1] amended complaint (bjt) (Entered: 05/30/2002)

05/31/2002 DEADLINE updated; reset dispositive motion filing deadline for 7/1/02 , reset pretrial statement deadline for 8/15/02 , reset pretrial conference for 9:00 10/15/02 scheduled for Judge John E. Steele , reset jury trial for 11/4/02 scheduled for Judge John E. Steele (bjt) (Entered: 05/31/2002)

06/10/2002 72 NOTICE of regarding counsel Alberto A. Macia by Nicholas LaGrasta, Domenico LaGrasta (aa) (Entered: 06/10/2002)

06/17/2002 73 NOTICE of filing announcement of class action lawsuit to potential class action members by Nicholas LaGrasta, Domenico LaGrasta (bjt) Modified on 06/18/2002 (Entered: 06/17/2002)

06/17/2002 74 MOTION by First Union Secur. with memorandum in support to dismiss second amended complaint (Filed separately) (bjt) Modified on 06/18/2002 (Entered: 06/17/2002)

06/17/2002 75 MOTION by First Union Secur. with memorandum in support to stay discovery , suspend case management order deadlines , enlarge the case management order deadlines in the event the Court does not dismiss plaintiffs second amended

complaint (bjt) Modified on 06/18/2002 (Entered: 06/17/2002)

07/01/2002 76 MOTION by Nicholas LaGrasta, Domenico LaGrasta to extend time to respond to motion to dismiss second amended complaint, motion to stay discovery, motion to suspend case management order deadlines and motion to enlarge case management order deadlines (lap) (Entered: 07/01/2002)

07/05/2002 77 ORDER granting [76-1] motion to extend time to respond to motion to dismiss second amended complaint, motion to stay discovery, motion to suspend case management order deadlines and motion to enlarge case management order deadlines, response to motion set to 7/11/02 for [75-1] motion to stay discovery by defendant, set to 7/11/02 for [75-2] motion suspend case management order deadlines by defendant, set to 7/11/02 for [75-3] motion enlarge the case management order deadlines in the event the Court does not dismiss plaintiffs second amended complaint by defendant, set to 7/11/02 for [74-1] motion to dismiss second amended complaint by defendant ( Signed by Magistrate Judge Douglas N. Frazier ) ctc (bjt) (Entered: 07/05/2002)

07/11/2002 78 MEMORANDUM by Nicholas LaGrasta, Domenico LaGrasta in opposition to [75-1] motion to stay discovery, [75-2] motion suspend case management order deadlines, [75-3] motion enlarge the case management order deadlines in the event the Court does not dismiss plaintiffs second amended complaint (bjt) (Entered: 07/12/2002)

07/11/2002 79 MEMORANDUM by Nicholas LaGrasta, Domenico LaGrasta in opposition to [74-1] motion to dismiss second amended complaint (bjt) (Entered: 07/12/2002)

07/22/2002 80 MOTION by First Union Secur. with memorandum in support for leave to file reply brief (bjt) (Entered: 07/22/2002)

07/23/2002 81 ORDER denying [80-1] motion for leave to file reply brief (Signed by Judge John E. Steele) ctc (aa) (Entered: 07/23/2002)

07/24/2002 82 MEMORANDUM by Nicholas LaGrasta, Domenico LaGrasta in support of [80-1] motion for leave to file reply brief (aa) (Entered: 07/24/2002)

10/08/2002 83 ORDER granting [74-1] motion to dismiss second amended complaint. The clerk is directed to enter judgment and close the case. ( Signed by Judge John E. Steele ) ctc (bjt) (Entered: 10/08/2002)

10/08/2002 84 JUDGMENT . Civil appeals checklist mailed. ( Signed by Deputy Clerk ) ctc (bjt) (Entered: 10/08/2002)

10/08/2002 CASE CLOSED. (bjt) (Entered: 10/08/2002)

11/05/2002 85 NOTICE OF APPEAL by Nicholas LaGrasta, Domenico LaGrasta re: [84-1] judgment order . Filing fee $ 105.00; Receipt # F003041 Transcript information form due 11/19/02 ctc (bjt) (Entered: 11/05/2002)

11/05/2002 TRANSMITTAL of initial appeal package to USCA consisting of certified copies of notice of appeal, docket sheet, order/judgment being appealed, and motion, if applicable, re: [85-1] appeal . Transcript information form sent. (bjt) (Entered: 11/05/2002)

11/08/2002 86 TRANSCRIPT INFORMATION FORM filed re: [85-1] appeal ; transcript not requested; Certificate of readiness due 11/22/02 (kma) (Entered: 11/12/2002)

11/15/2002 87 CERTIFICATE of readiness sent to USCA re: [85-1] appeal (ROA consists of Volume pleadings: 2; Volume transcripts: 0; Volume exhibits: 1;) ctc (bjt) (Entered: 11/15/2002)

11/15/2002 TRANSMITTAL to USCA re: [85-1] appeal forwarding certificate of readiness (bjt) (Entered: 11/15/2002)

11/18/2002 NOTICE assigning 11th Circuit case number re: [85-1] appeal USCA case #: 02-16215D (kma) (Entered: 11/20/2002)

03/27/2003 88 AMENDED CERTIFICATE of readiness sent to USCA re: [85-1] appeal (ROA consists of: Volume pleadings: 3) USCA# 02-16215DD ctc (kma) (Entered: 03/27/2003)

03/27/2003 RECORD ON APPEAL sent to USCA re: [85-1] appeal (ROA consists of: Certified copy of indexed district court docket sheet, Volume pleadings: 3) USCA# 02-16215DD ctc (kma) (Entered: 03/27/2003)

03/03/2004 89 USCA DECISION (certified copy) [85-1] appeal reversing and remanding Mandate date: 03/01/4 USCA EOD: 01/30/4 USCA # 02-16215 (kma) Modified on 03/08/2004 (Entered: 03/08/2004)

03/10/2004 90 ORDER of Procedure ( Signed by Judge John E. Steele ) ctc (lap) (Entered: 03/10/2004)

03/30/2004 91 RENEWED MOTION by First Union Secur. with memorandum in support to dismiss second amended complaint (sll) (Entered: 03/30/2004)

03/30/2004 92 MEMORANDUM by First Union Secur. in support of loss causation issues raised by the Court's 3/10/04 Order (sll) (Entered: 03/30/2004)

03/30/2004 93 MEMORANDUM by Nicholas LaGrasta, Domenico LaGrasta in support of loss causation (sll) (Entered: 03/30/2004)

03/30/2004 94 NOTICE of attorney appearance for Nicholas LaGrasta, Domenico LaGrasta by Scott J. Link, Dana Elizabeth Foster (sll) (Entered: 03/31/2004)

04/13/2004 95 MOTION by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta with memorandum in support to extend time to respond to renewed motion to dismiss Plaintiff's second amended complaint (lap) (Entered: 04/13/2004)

04/14/2004 96 MEMORANDUM by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta in support of loss causation (sll) (Entered: 04/16/2004)

04/14/2004 97 NOTICE of attorney appearance for Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta by Thomas R. Grady, Scott J. Link and Dana E. Foster (sll) (Entered: 04/16/2004)

04/15/2004 98 ORDER granting [95-1] motion to extend time to respond to renewed motion to dismiss Plaintiff's second amended complaint response to motion set to 5/6/04 for [91-1] motion to dismiss second amended complaint ( Signed by Judge John E. Steele ) ctc (bjt) (Entered: 04/16/2004)

04/23/2004 99 MOTION by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta for Susan R. Healy to withdraw as attorney referred to Magistrate Judge Douglas N. Frazier (proposed order attached) (sll) (Entered: 04/23/2004)

04/26/2004 100 ORDER granting [99-1] motion for Susan R. Healy to withdraw as attorney (Terminated attorney Susan R. Healy for Domenico LaGrasta, attorney Susan R. Healy for Nicholas LaGrasta (Signed by Magistrate Judge Douglas N. Frazier) ctc (drn) (Entered: 04/26/2004)

04/30/2004 101 RESPONSE by Nicholas LaGrasta, Domenico LaGrasta in opposition to [91-1] motion to dismiss second amended complaint (drn) (Entered: 04/30/2004)

12/07/2004 102 ORDER denying 91 Motion to dismiss. Defendant shall file an Answer to the Second Amended Class Action Complaint within 10 days of this Order. The following deadlines shall apply to this case: dispositive motions due January 14, 2005; meeting in person to prepare the Joint Final Pretrial Statement by January 28, 2005; file the Joint Final Pretrial Statement February 7, 2005; All other motions and trial briefs due February 4, 2005. Final Pretrial Conference on February 14, 2005, at 11:00 A.M. and trial term begins March 7, 2005. Signed by Judge John E. Steele on 12/7/2004. (RKM) (Entered: 12/07/2004)

12/15/2004 103 UNOPPOSED MOTION for Greenberg Traurig PA to withdraw as attorney by First Union Security, Inc. (kma) (Entered: 12/16/2004)

12/16/2004 104 MOTION for extension of time to file answer or otherwise plead by First Union Security, Inc.. (Salario, Samuel) (Entered: 12/16/2004)

12/17/2004 105 ORDER granting 103 Greenberg Traurig, P.A.'s Unopposed Motion for Leave to Withdraw as Co-Counsel for Defendant First Union Securities. The Clerk is directed to remove all counsel associated with the Greenberg Traurig, P.A. law firm from the service list. Signed by Judge Douglas N. Frazier on 12/17/2004. (brh) (Entered: 12/17/2004)

12/17/2004 106 ENDORSED ORDER granting 104 Unopposed Motion for enlargement of time to answer the second amended complaint. First Union Security, Inc. shall file its response on or before 1/14/2005. Signed by Judge Douglas N. Frazier on 12/17/2004. (brh) (Entered: 12/17/2004)

12/20/2004 Set/reset deadlines for First Union Security, Inc.. Answer due on or before 1/14/2005 pursuant to document 106. (slu, ) (Entered: 12/20/2004)

01/13/2005 107 Unopposed MOTION to stay Schedule and to Set Scheduling Conference by First Union Security, Inc.. (Attachments: # 1 Exhibit A (Wachovia's Proposed Scheduling Order)# 2 Exhibit B (Plaintiffs' Proposed Scheduling Order))(Salario, Samuel) (Entered: 01/13/2005)

01/14/2005 108 ORDER granting 107 Motion to stay schedule and set conference and the matter is referred to the United States Magistrate Judge. The parties shall appear before the United States Magistrate Judge for a scheduling conference to be set under separate cover. The Magistrate Judge may consider any argument or proposals as necessary for the entry of a new scheduling order. The current deadlines as set are cancelled, including the Final Pretrial Conference set for Monday, February 14, 2005. Signed by Judge John E. Steele on 1/14/2005. (RKM) (Entered: 01/14/2005)

01/14/2005 109 ANSWER to amended complaint by First Union Security, Inc..(Salario, Samuel) (Entered: 01/14/2005)

01/19/2005 110 NOTICE of Hearing: Preliminary Pretrial/SCHEDULING Conference set for 2/3/2005 10:30 AM in Courtroom C before Magistrate Judge Douglas N. Frazier. (NOTE: Those parties attending the conference must appear in person)(BJH, ) (Entered: 01/19/2005)

01/20/2005 111 MOTION to bifurcate Discovery by First Union Security, Inc.. (Attachments: # 1 Exhibit)(Salario, Samuel) (Entered: 01/20/2005)

01/26/2005 112 Unopposed MOTION to continue Scheduling Conference and Enlargement of Time for Plaintiffs to Respond to Defendant's Motion to Bifurcate Discovery by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta. (Ackerman, David) (Entered: 01/26/2005)

01/27/2005 113 ORDER granting 112 Unopposed Motion for Brief Continuance of Scheduling Conference and Enlargement of Time for Plaintiffs to Respond to Defendant's Motion to Bifurcate Discovery. The response to the Motion to Bifurcate Discovery shall be filed on or before February 4, 2005. The Scheduling Conference/Preliminary Pretrial Conference is rescheduled to February 10, 2005, at 10:30 a.m. See Order for details. Signed by Judge Douglas N. Frazier on 1/27/2005. (brh) (Entered: 01/27/2005)

02/04/2005 114 MEMORANDUM in opposition re 111 Motion to bifurcate Discovery filed by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta. (Attachments: # 1 Exhibit Responses and Objections of First Union Securities, Inc. to Plaintiffs' First Request for Production of Documents)(Ackerman, David) (Entered: 02/04/2005)

02/07/2005 115 MOTION to withdraw A. Alexander Rhodes, Cathleen G. Bell, James Michael Walls and John L. Badalamenti as counsel of record by First Union Security, Inc.. (Sacco, Christopher) (Entered: 02/07/2005)

02/07/2005 116 ENDORSED ORDER granting 115 Motion to withdraw. Attorneys A. Alexander Rhodes, Cathleen G. Bell, James Michael Walls, and John L. Badalamenti are permitted to withdraw as counsel for Wachovia Capital Markets, LLC. They shall have no further responsibility in this matter. The Clerk is directed to terminate their names from the service list. Signed by Judge Douglas N. Frazier on 2/7/2005. (brh) (Entered: 02/07/2005)

02/10/2005 117 MINUTE ENTRY for proceedings held before Judge Douglas N. Frazier : PRELIMINARY PRETRIAL CONFERENCE held on 2/10/2005. Court will take the matter under advisement and enter Amended Case Management and Scheduling Order. Court Reporter: R, Joy Stancel (BJH, ) (Entered: 02/10/2005)

02/11/2005 118 TRANSCRIPT of Preliminary Pretrial Conference held on 2/10/05 before Judge Douglas N. Frazier. Court Reporter: R. Joy Stancel. (kma) (Entered: 02/14/2005)

02/15/2005 119 ORDER granting 111 Motion to bifurcate discovery. The Plaintiffs shall file their motion for class certification on or before March 1, 2005. The parties shall proceed with class discovery only. The class discovery deadline is March 30, 2005. The Defendants shall respond to the motion for class certification by April 15, 2005. The merits discovery shall begin on June 1, 2005. A separate scheduling will be

entered. See Order for details. Signed by Judge Douglas N. Frazier on 2/15/2005. (brh) (Entered: 02/15/2005)

02/22/2005 120 AMENDED CASE MANAGEMENT AND SCHEDULING ORDER: Amended Pleadings due by 11/1/2005. Discovery due by 2/1/2006. Conduct mediation hearing by 5/1/2006. Lead counsel to coordinate dates. Pretrial statement due by 5/1/2006. Pretrial Conference set for 6/12/2006 09:30 AM in Courtroom A before Judge John E. Steele. Jury Trial set for trial term 7/3/2006 before Judge John E. Steele. (See Order for specific deadlines). Signed by Judge Douglas N. Frazier on 2/18/2005. (BJH, ) (Entered: 02/22/2005)

03/01/2005 121 MOTION to certify class Directed to Second Amended Class Action Complaint and Supporting Memorandum of Law by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta. Responses due by 4/15/2005 (Attachments: # 1 Exhibit A - Class Action Resume)(Ackerman, David) (Entered: 03/01/2005)

03/01/2005 122 STIPULATION (Agreed) Regrading Mediator by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta. (Ackerman, David) (Entered: 03/01/2005)

03/24/2005 123 Unopposed MOTION to extend time to respond to plaintiffs' discovery requests by First Union Security, Inc.. (Sacco, Christopher) (Entered: 03/24/2005)

03/25/2005 124 ENDORSED ORDER granting 123 Agreed Motion for Extension of Time to Respond to Plaintiffs' Discovery Requests. The Defendant shall have until April 4, 2005, in which to respond. Signed by Judge Douglas N. Frazier on 3/25/2005. (brh) (Entered: 03/25/2005)

04/08/2005 125 Unopposed MOTION for Extension of Time to File Response/Reply to Plaintiffs' Motion for Class Certification by First Union Security, Inc.. (Sacco, Christopher) (Entered: 04/08/2005)

04/12/2005 126 ENDORSED ORDER granting 125 Motion for Enlargement of Time to Respond in Opposition to Plaintiffs' Motion for Class Certification. Response to Motion for Class Certification is due by 4/22/2005. Signed by Judge Douglas N. Frazier on 4/12/2005. (brh) (Entered: 04/12/2005)

04/22/2005 127 MEMORANDUM in opposition re 121 Motion to certify class, filed by First Union Security, Inc.. (Attachments: # 1 Exhibit A (Nicholas Depo)# 2 Exhibit B (Mauro Depo)# 3 Exhibit C (Domenico Depo)# 4 Exhibit D (Kief Decl)# 5 Exhibit E (Kleidon Decl)# 6 Exhibit F (Templeton Order)# 7 Exhibit G (Menendez Order)# 8 Exhibit H (Houser Order))(Sacco, Christopher) (Entered: 04/22/2005)

04/22/2005 128 MOTION for Hearing on Plaintiffs' Motion for Class Certification by First Union Security, Inc.. (Sacco, Christopher) (Entered: 04/22/2005)

05/06/2005 129 MOTION for leave to file Reply Brief by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta. (Ackerman, David) (Entered: 05/06/2005)

05/09/2005 130 ENDORSED ORDER denying 129 Motion for leave to file reply brief. Plaintiffs failed to attach their proposed reply brief for the Court to consider. Signed by Judge Douglas N. Frazier on 5/9/2005. (brh) (Entered: 05/09/2005)

05/10/2005 131 Second MOTION for leave to file Reply Brief by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta. (Attachments: # 1 Exhibit Plaintiffs' Reply Brief in

Support of Motion for Class Certification Directed to Second Amended Class Action Complaint# 2 Exhibit A - Plaintiffs' First Set of Class Interrogatories# 3 Exhibit B - Defendant's Objections and Responses to Plaintiffs' First Set of Class Interrogatories)(Ackerman, David) (Entered: 05/10/2005)

05/11/2005 132 ORDER granting 131 Motion for leave to file reply brief. Plaintiffs shall file their reply brief within 5 days. Signed by Judge Douglas N. Frazier on 5/11/2005. (brh) (Entered: 05/11/2005)

05/12/2005 133 REPLY to response to motion re 121 MOTION to certify class Directed to Second Amended Class Action Complaint and Supporting Memorandum of Law filed by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta. (Attachments: # 1 Exhibit A - Plaintiffs' First Set of Class Interrogatories# 2 Exhibit B - Defendant's Objections and Responses to Plaintiffs' First Set of Class Interrogatories)(Ackerman, David) (Entered: 05/12/2005)

05/13/2005 134 NOTICE by First Union Security, Inc. of Filing Corrected Declaration of Michele E. Kief (Attachments: # 1 Exhibit A)(Salario, Samuel) (Entered: 05/13/2005)

05/25/2005 135 Unopposed MOTION for Leave to Depose Defense Expert by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta. (Ackerman, David) (Entered: 05/25/2005)

05/26/2005 136 ORDER granting 135 Agreed Motion for Leave to Depose Defense Expert. Signed by Judge Douglas N. Frazier on 5/26/2005. (brh) (Entered: 05/26/2005)

06/01/2005 137 Unopposed MOTION to Extend Order Granting Bifurcation of Class and Merits Discovery by First Union Security, Inc.. (Sacco, Christopher) (Entered: 06/01/2005)

06/15/2005 138 ORDER granting 137 Motion to Extend Order Granting Bifurcation of Class and Merits Discovery. The Court will continue to stay the merits discovery until 45 days after a hearing on the motion for class certification or a decision on the motion for class certification is made. Signed by Judge Douglas N. Frazier on 6/15/2005. (brh) (Entered: 06/15/2005)

08/08/2005 139 OPINION AND ORDER granting in part and denying in part 121 Motion to certify class, denying 128 Motion for Hearing. See Order for details. Signed by Judge John E. Steele on 8/8/2005. (BAM, ) (Entered: 08/08/2005)

10/14/2005 140 Joint MOTION to amend/correct Case Management and Scheduling Order by First Union Security, Inc.. (Sacco, Christopher) (Entered: 10/14/2005)

10/17/2005 141 ORDER of USCA: The petition for permission to appeal is DENIED as to 85 Notice of appeal filed by Nicholas LaGrasta, Domenico LaGrasta, USCA number: 05-90028-A. (laf) (Entered: 10/18/2005)

10/17/2005 142 ORDER of USCA: Motion for leave to file a reply in further support of its petition for permission to appeal is DENIED as to 85 Notice of appeal filed by Nicholas LaGrasta, Domenico LaGrasta, USCA number: 05-90028-A. (laf) (Entered: 10/18/2005)

10/27/2005 143 ENDORSED ORDER granting 140 motion to amend/correct. Scheduling Order will be issued by separate notice.. Signed by Judge Douglas N. Frazier on 10/27/2005. (BJH, ) (Entered: 10/27/2005)

10/27/2005 144 AMENDED CASE MANAGEMENT AND SCHEDULING ORDER: Final Pretrial Conference set for 10/23/2006 09:00 AM in Courtroom A before Judge John E. Steele. Jury Trial set for trial term 11/6/2006 before Judge John E. Steele. (See Order for all deadlines)Signed by Judge Douglas N. Frazier on 10/27/2005. (BJH, ) (Entered: 10/27/2005)

12/13/2005 145 First MOTION to compel Directed to Defendant/Wachovia by all plaintiffs. (Attachments: # 1 Appendix Index to Exhibits to Pltfs' Motion to Compel# 2 Exhibit Exhibit A to Plfts' Motion to Compel# 3 Exhibit Exhibit B to Pltfs' Motion to Compel# 4 Exhibit Exhibit C to Pltfs' Motion to Compel# 5 Exhibit Exhibit D to Pltfs' Motion to Compel# 6 Exhibit Exhibit E to Pltfs' Motion to Compel)(Link, Scott) (Entered: 12/13/2005)

12/22/2005 146 NOTICE of Appearance by Amanda Arnold Sansone on behalf of First Union Security, Inc. (Sansone, Amanda) (Entered: 12/22/2005)

12/22/2005 147 Unopposed MOTION for Extension of Time to File Response/Reply to Plaintiffs' Motion to Compel by First Union Security, Inc.. (Sansone, Amanda) (Entered: 12/22/2005)

12/22/2005 148 ENDORSED ORDER granting 147 Motion for Enlargement of Time to File Response in Opposition to Plaintiffs' Motion to Compel. Wachovia Capital Markets, LLC shall have until January 10, 2006, in which to respond to the Motion to Compel. Signed by Judge Douglas N. Frazier on 12/22/2005. (brh) (Entered: 12/22/2005)

01/10/2006 149 RESPONSE in opposition re 145 First MOTION to compel Directed to Defendant/Wachovia filed by First Union Security, Inc.. (Attachments: # 1 Exhibit A (12-19-05 Nebraska Order)# 2 Exhibit B (Hyde Declaration)# 3 Exhibit C (Brown Declaration)# 4 Exhibit D (Summary of Requests/Objections)# 5 Exhibit E (11-11-05 Ltr from Foster to Salario)# 6 Exhibit F (Plaintiffs' Response in Opposition to Motion to Quash or Modify Subpoena))(Salario, Samuel) (Entered: 01/10/2006)

01/10/2006 150 REQUEST for oral argument on Plaintiffs' Motion to Compel by First Union Security, Inc.. (Salario, Samuel) (Entered: 01/10/2006)

01/19/2006 151 MOTION for joinder in Wachovia's Request for Oral Argument and Request for Leave to File a Reply in Support of the Motion to Compel by all plaintiffs. (Attachments: # 1 Exhibit Plaintiffs' Reply Memo in Support of Motion to Compel w/exhibits A - D)(Link, Scott) (Entered: 01/19/2006)

01/20/2006 152 NOTICE by First Union Security, Inc. of Intent to Oppose Plaintiffs' Request for Leave to File Reply (Salario, Samuel) (Entered: 01/20/2006)

01/23/2006 153 RESPONSE in opposition re 151 MOTION for joinder in Wachovia's Request for Oral Argument and Request for Leave to File a Reply in Support of the Motion to Compel filed by First Union Security, Inc.. (Salario, Samuel) (Entered: 01/23/2006)

02/15/2006 154 NOTICE of Hearing on Motion 145 First MOTION to compel Directed to Defendant/Wachovia, 151 MOTION for joinder in Wachovia's Request for Oral Argument and Request for Leave to File a Reply in Support of the Motion to Compel: Motion Hearing set for 3/2/2006 10:00 AM in Courtroom C before

Magistrate Judge Douglas N. Frazier. (BJH, ) (Entered: 02/15/2006)

02/16/2006 155 NOTICE by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta of Mediation (4/24 & 4/25/06) (Link, Scott) (Entered: 02/16/2006)

02/27/2006 156 NOTICE of Appearance by Richard P. Brener on behalf of Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta (Brener, Richard) (Entered: 02/27/2006)

02/27/2006 157 NOTICE of Appearance by Richard P. Brener on behalf of Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta (Brener, Richard) (Entered: 02/27/2006)

03/02/2006 158 MINUTE ENTRY for proceedings held before Judge Douglas N. Frazier : Motion Hearing held on 3/2/2006 re 145 First MOTION to compel Directed to Defendant/Wachovia filed by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta, 151 MOTION for joinder in Wachovia's Request for Oral Argument and Request for Leave to File a Reply in Support of the Motion to Compel filed by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta. Court heard oral argument from counsel. Court will allow counsel to file under seal certain materials as outlined on the record. Court will grant in part the motion. Written order to be entered. Court Reporter: R. Joy Stancel (BJH, ) (Entered: 03/02/2006)

03/06/2006 159 TRANSCRIPT of Motion To Compel held on 3/2/06 before Judge Douglas N. Frazier. Court Reporter: R. Joy Stancel. (drn) (Entered: 03/08/2006)

04/03/2006 160 NOTICE of filing defendant Wachovia Capital Markets, LLC's submission under seal pursuant to the court's oral directive at the 3/2/06 hearing on plaintiffs' motion to compel by Wachovia Capital Markets. (Attachment - One (1) envelope filed under seal per the Court's oral directive). (drn) (Entered: 04/04/2006)

04/18/2006 161 MOTION Agreed - For Entry of Second Amended Case Management and Scheduling Order by all plaintiffs. (Link, Scott) (Entered: 04/18/2006)

05/03/2006 162 AMENDED CASE MANAGEMENT AND SCHEDULING ORDER: Final Pretrial Conference set for 10/23/2006 09:00 AM in Courtroom A before Judge John E. Steele. Jury Trial set for trial term 11/6/2006 in Courtroom A before Judge John E. Steele. (See Order for all deadlines) Signed by Judge Douglas N. Frazier on 5/3/2006. (BJH, ) (Entered: 05/03/2006)

05/15/2006 163 ORDER directing the parties to advise the Court as to the status of mediation. Signed by Judge John E. Steele on 5/15/2006. (RKM) (Entered: 05/15/2006)

05/16/2006 164 ORDER directing counsel Amanda Arnold Sansone to be admitted. See order for details. Signed by Judge Douglas N. Frazier on 5/16/2006. (drn) (Entered: 05/17/2006)

05/17/2006 165 ORDER granting in part and denying in part 145 Motion to compel; granting nunc pro tunc 150 Request for Oral Argument; and granting 151 Request for leave to file a reply. The Clerk is directed to file the reply separately. See Order for details. Signed by Judge Douglas N. Frazier on 5/17/2006. (brh) (Entered: 05/17/2006)

05/17/2006 166 MEMORANDUM in support re 145 Motion to compel filed by Nicholas LaGrasta, Domenico LaGrasta, Mauro Lagrasta. (Attachments: #(1) Exhibits)(drn) (Entered: 05/18/2006)

05/23/2006 167 NOTICE by First Union Security, Inc. re 164 Order directing counsel to be admitted (Attachments: # 1 Exhibit A -- Order of Re-admission)(Sansone, Amanda) (Entered: 05/23/2006)

05/25/2006 Remark : no further action will be taken re 164 as Ms. Sansone has been readmitted and is now in good standing. (LAG, ) (Entered: 05/25/2006)

05/26/2006 168 NOTICE by First Union Security, Inc. re 163 Order directing parties to advise status Joint Response to May 15, 2006 Order Concerning Mediation (Salario, Samuel) (Entered: 05/26/2006)

06/09/2006 169 Joint MOTION to extend time to Case Management Order Deadlines Regarding Class Notice and Incorporated Memorandum of Law by First Union Security, Inc.. (Salario, Samuel) (Entered: 06/09/2006)

06/12/2006 170 ORDER granting 169 Motion to extend time. The parties shall met and confer by June 22, 2006, and seek approval of the proposed notice and manner of distribution by July 3, 2006. Signed by Judge John E. Steele on 6/12/2006. (RKM) (Entered: 06/12/2006)

06/30/2006 171 NOTICE of Settlement (Joint), and Joint Motion Concerning Amended Case Management and Scheduling Order by First Union Security, Inc. (Salario, Samuel) (Entered: 06/30/2006)

06/30/2006 172 ORDER granting 171 Joint Motion and the Clerk shall terminate all pending deadlines established under the 162 Amended Case Management and Scheduling Order and 170 Order. Signed by Judge John E. Steele on 6/30/2006. (RKM) (Entered: 06/30/2006)

08/01/2006 173 SETTLEMENT AGREEMENT (Stipulation) by Nicholas LaGrasta, Domenico LaGrasta, First Union Security, Inc., Mauro Lagrasta. (Attachments: # 1 Appendix # 2 Exhibit A - Notice of Pendency and Proposed Settlement# 3 Exhibit B - Order and Final Judgment# 4 Exhibit C - Preliminary Approval Order# 5 Exhibit D - Proof of Claim and Release# 6 Exhibit E - Summary Notice)(Link, Scott) (Entered: 08/01/2006)

08/03/2006 174 MOTION Preliminary Approval of Settlement re 173 Settlement Agreement, by Nicholas LaGrasta, Domenico LaGrasta. (Attachments: # 1 Appendix of Exhibits# 2 Exhibit A - Omitted# 3 Exhibit B - Part 1 of 2# 4 Exhibit B - Part 2 of 2# 5 Errata C - Part 1 of 3# 6 Exhibit C - Part 2 of 3# 7 Exhibit C - Part 3 of 3# 8 Exhibit D# 9 Exhibit E# 10 Exhibit F - Part 1 of 2# 11 Exhibit F - Part 2 of 2# 12 Exhibit G# 13 Exhibit H# 14 Exhibit H(A)# 15 Exhibit H(B)# 16 Exhibit H(C)# 17 Exhibit H(D)# 18 Exhibit H(E)# 19 Exhibit H(F)# 20 Exhibit H(G)# 21 Exhibit H(H)# 22 Exhibit H(I) Part 1 of 2# 23 Exhibit H(I) Part 2 of 2)(Link, Scott) (Entered: 08/03/2006)

08/04/2006 175 ORDER granting 174 Motion for preliminary approval of settlement and the Stipulation and Agreement of Settlement is preliminarily approved subject to further consideration and a hearing. A settlement hearing will be held on Monday, November 6, 2006, before the undersigned to make determinations as described in the Order. The parties are authorized to retain Rust Consulting, Inc. as claims administrator and Frederick S. Schrils is approved to serve as Arbitrator. See Order for details. Signed by Judge John E. Steele on 8/4/2006. (RKM) (Entered: 08/04/2006)

08/04/2006 176 NOTICE of Hearing: re: 175 Order on Motion for Preliminary Approval of Settlement, Settlement Hearing set for 11/6/2006 at 9:00 AM in Courtroom A before Judge John E. Steele. (RKM) (Entered: 08/04/2006)

09/28/2006 177 MOTION for leave to file Omnibus Motion for Final Approval of Settlement and Class Counsel's Motion for Attorneys' Fees and Expenses by Nicholas LaGrasta, Domenico LaGrasta. (Link, Scott) (Entered: 09/28/2006)

10/09/2006 178 ORDER granting 177 Motion for leave to file a single Omnibus Motion not exceeding 50 pages. Counsel shall provide Chambers with a courtesy copy upon filing. Signed by Judge John E. Steele on 10/9/2006. (RKM) (Entered: 10/09/2006)

10/25/2006 179 NOTICE by Nicholas LaGrasta, Domenico LaGrasta of Filing Affidavit of Claims Administrator (Link, Scott) (Entered: 10/25/2006)

10/25/2006 180 MOTION Class Representative's Motion for Final Approval of Settlement and Class Counsel's Motion for Attorneys' Fees and Expenses by Nicholas LaGrasta, Domenico LaGrasta. (Attachments: # 1 Part 2 of Motion# 2 Appendix of Exhibits# 3 Exhibit A - Scott Link Affidavit# 4 Exhibit B# 5 Exhibit B(a)# 6 Exhibit B(b)# 7 Exhibit B(c)# 8 Exhibit B(d)# 9 Exhibit B(e)# 10 Exhibit B(f)# 11 Exhibit B(g)# 12 Exhibit B(h)# 13 Exhibit B(i)1# 14 Exhibit B(i)2# 15 Exhibit C1# 16 Exhibit C2# 17 Exhibit D1# 18 Exhibit D2# 19 Exhibit D3# 20 Exhibit E# 21 Exhibit F# 22 Exhibit G# 23 Exhibit H1# 24 Exhibit H2# 25 Exhibit I - Affidavit of Thomas E. Scott)(Link, Scott) (Entered: 10/25/2006)

10/25/2006 181 MOTION Class Representative Nicholas LaGrasta's Motion for Award of Reasonable Costs and Expenses by Nicholas LaGrasta. (Attachments: # 1 Exhibit A - Affidavit of N. LaGrasta (part 1)# 2 Exhibit A - Part 2 N. Lagrasta Affidavit)(Link, Scott) (Entered: 10/25/2006)

11/03/2006 182 NOTICE by Nicholas LaGrasta, Domenico LaGrasta of Filing Updated Affidavit of Claims Administrator (Link, Scott) (Entered: 11/03/2006)

11/06/2006 183 MINUTE ENTRY for proceedings held before Judge John E. Steele : Fairness Hearing held on 11/6/2006. Court Reporter: Jeffrey G. Thomas (BMA ) (Entered: 11/06/2006)

11/06/2006 184 OPINION AND ORDER granting 180 Motion for final approval of settlement and for award of reasonable costs and expenses; granting 181 Motion for award of reasonable costs and expenses. The Clerk shall enter Final Judgment and close the case. Signed by Judge John E. Steele on 11/6/2006. (RKM) (Entered: 11/06/2006)

11/07/2006 185 JUDGMENT (Signed by Deputy Clerk) (drn) (Entered: 11/07/2006) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html