update on the application of photo standards in the e-mrtd ... · part 1 of icao doc 9303...

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Update on the Application of Photo Standards in the E-MRTD Issuing Process Update on the Application of Photo Standards in the E-MRTD Issuing Process Dr. Uwe Seidel Senior Scientist, Bundeskriminalamt, Germany New Technology Working Group (NTWG) TAG/MRTD 18

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Page 1: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

Update on the Application of Photo Standards in the E-MRTD Issuing Process

Update on the Application of Photo Standards in the E-MRTD Issuing Process

Dr. Uwe Seidel Senior Scientist, Bundeskriminalamt, Germany

New Technology Working Group (NTWG)TAG/MRTD 18

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Page 2: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

� Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format - Face Image Data, for the compliance of biometrically suitable passport images.

� Experiences of various issuing authorities that have applied these specifications suggest that a number of key specifications within in the ISO/IEC 19794-5 Standard may need to be modified.

� The NTWG was given approval at TAG-17 to give immediate consideration to identifying potential solutions, including revised practices and/or tolerance adjustments, to ensure that issuing agencies are able to meet specifications for “Biometric Data Interchange Format - Face Image Data” within Part 1 of ICAO Doc 9303.

Introduction Introduction

Page 3: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

� At its meeting in Tel Aviv, January 2008, the subcommittee ISO/JTC1/SC37 agreed on the Technical Corrigendum to the ISO/IEC 19794-5 standard “Biometric Data Interchange Formats – Part 5: Face Image Data”.

� It is now forwarded to ISO publication.� This Technical Corrigendum reflects the analysis and the

recommendations given by the NTWG work group at TAG/MRTD-17 in 2007.

Current Status Current Status

Page 4: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

New ISO 19794-5 limits and tolerancesNew ISO 19794-5 limits and tolerances

0,90,750,70,55+INFNew – Max0,60,50,50,4590 pxNew – Min0,80,710,70,5+INFOld – Max0,70,50,50,590 pxOld – Min

Head HeightRatio

HeadWidthRatio

Relative Vertical

Position*

Relative Horizontal Position

Eye Distance

Limits

Page 5: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

� The Corrigendum calls for relaxing the tolerance in head roll (tilt) to ±8°. The tolerances for the deviations from the frontal pose in the pitch- and the yaw-axis remain unchanged at ±5°.

The Pose IssueThe Pose Issue

Images with head roll angle of ±8°

Page 6: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

� The modifications set out in the Technical Corrigendum to ISO/IEC 19794-5 will be backward compatible with the earlier provisions of ISO/IEC 19794-5 since only the normative requirements will be relaxed; best practice requirements remain unchanged and are strongly recommended for the application in the e-passport framework.

� This ensures that issuing authorities and/or photographers do not have to change their already-published photo requirements which are based on the best practice requirements of the earlier version of ISO/IEC 19794-5.

� Also, issuing authorities will now be able to accept more of thesubmitted photographs without degrading facial recognition performance.

Backward compatibility Backward compatibility

Page 7: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

Backward compatibility contd.Backward compatibility contd.

ISO 19794-5 strict values

Newlowerlimit

Newupperlimit

Old and new best practiserequirements; unchanged

New normative requirements

No photo guidelines or policies have to be changed!It leads to less rejections in the application process!

Page 8: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

Do we (still) have a problem? Do we (still) have a problem?

Page 9: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

�Analysed 31 DG2-images from e-passport reference samples (from 31 countries)

�58% JPEG, 42% JPEG2000 image format used

�58% Full Frontal Image, 35% Token Frontal Image Type

�Average file size is 16.852 Bytes.

E-passport Image Analysis E-passport Image Analysis

Page 10: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

Image Analysis – File Size Image Analysis – File Size

0

5.000

10.000

15.000

20.000

25.000

30.000

AUSAUTBELCHECZEDNK D ESPESTFINFRAGBRHUN IR

LIS

LJPN LIELTULUXLVANLDNOR

NZLPOLPRTRUSSGPSVKSVNSW

EUSA

country

file

size

[byt

es]

Average DG2 File Size = 16.852 Bytes

Page 11: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

Image Analysis – Dimensions Image Analysis – Dimensions

200

250

300

350

400

450

500

550

600

650

700

AUSAUTBELCHECZEDNK D ESPEST FINFRAGBRHUN

IRL

ISL

JPN LIE

LTULUXLVANLDNOR

NZLPOLPRTRUSSGPSVKSVNSW

EUSA

country

imag

e d

imen

sio

n [

pix

el]

Image Width

Image Height

Page 12: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

Image Analysis – Eye Distance Image Analysis – Eye Distance

0

20

40

60

80

100

120

140

160

AUSAUTBELCHECZEDNK D ESPESTFINFRAGBRHUN IR

LIS

LJPN LIELTULUXLVANLDNOR

NZLPOLPRTRUSSGPSVKSVNSW

EUSA

country

eye

dis

tanc

e [p

ixel

]

Page 13: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

Image Analysis – Head Height Image Analysis – Head Height

0,000

0,100

0,200

0,300

0,400

0,500

0,600

0,700

0,800

0,900

1,000

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31

country (might be a diffe rent order as before !)

hea

d im

age

hei

gh

t ra

tio

Token Frontal Image Typeother tolerances apply

Token Frontal Image Typeother tolerances apply

Page 14: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

Image Analysis – Head Width Image Analysis – Head Width

0,000

0,100

0,200

0,300

0,400

0,500

0,600

0,700

0,800

0,900

1,000

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31

country (might be a different orde r as before!)

hea

d im

age

wid

th r

atio

Token Frontal Image Typeother tolerances apply

Page 15: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

� Analysis shows, that the relaxed tolerances are needed for a smooth e-passport issuing process.

� The NTWG welcomes the adjustments made to the standard ISO/IEC 19794-5, closely following its own analysis and recommendations.

� The way these adjustments are made guarantees solid ground, backward compatibility for already issued MRTDs.

� The NTWG will monitor the application of the modified photo standards to the issuance of passports with biometrically suitable passport images and report any new developments to TAG/MRTD.

Conclusions Conclusions

Page 16: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

The NTWG invites the TAG/MRTD

� To acknowledge the adjustments made by a Technical Corrigendum to the standard ISO/IEC 19794-5, Biometric Data Interchange Format - Face Image Data, affecting the according reference of Part 1 of ICAO Doc 9303 (6th Edition) for passport photographs.

� To approve the continuation of on-going research in this area.

Actions by the TAG Actions by the TAG

Page 17: Update on the Application of Photo Standards in the E-MRTD ... · Part 1 of ICAO Doc 9303 references the specifications set out in ISO/IEC 19794-5, Biometric Data Interchange Format

�Thank you for your attention.

�Questions?

[email protected]