-

'213/2007 10: 26 5856134055 JUDGE SIRAGUSA PAGE 02/02

585-613-4050

DISTRICT COURT JUDGE

July 19,2007

VIA FAX (202) 502 1899 ..

Hon. Ortrie D. Smith, Chair

Judicial Conference of the United States Committee on Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544

RE: 2006 Financial Disclosure

Dear Judge Smith:

I am in receipt of your letter dated June 19, 2007 concerning my 2006 Financial Disclosure. In your correspondence, you point outomissions relating to Maxtor Corp. (New) Common Stock and Bank New York Inc. Common Stock.

With respect to the Bank of New York Common Stock, my 2005 Financial Disclosure erroneously indicated a partial sale of the stock on July 7, 2005 when in fact the stock was sold in its entirety on that date. However, the value code for the July 7th transaction was

correctly reported as "J" and the gain code as "A."

As to the Maxtor Corp. (New) Common Stock, I neglected to report on my 2006 Financial Disclosure that on May22, 2006, Maxtor Corp. merged with Seagate Technology. Seagate Technology is listed in my 2006 Financial Disclosure on page 1, line 4 and on page 1 O, line 179.

Thank you very much.

United States District Judge

CJS/kap

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK

ROCHESTER, NEW YORK 14614·1363

CHARLES J. SIRAGUSA

_o_4 ___ 1

___________ _ lJat.'"'-----

TERMS

CJ

i

Repoi-t Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978

FOR CALENDAR YEAR 2006 (5 ll.S.C. app. §§ 101-l ll)

l. Person Reporting (Last name, First name, Middle initial} 2. Coun or Organization 3. Date of Report

SIRAGUSA..CHARLES J U.S. DISTRICT COURT, WDNY 4/28/2007

4. Title (Article III Judges indicate active or senior status; 5. ReportType (check appropriate type) 6. Reporting Period

magistrate judges indicate full- or part-time) 0 Nomination, Date 1/1/2006

U.S.DISTRICT JUDGE (ACTIVE) Q Initial (!) Annual 0 Final to

12131/2006

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance 1360 UNITED ST ATES COURTHOUSE

with applicable laws and regulations.

I 00 ST ATE STREET n .... 1-... Reviewing Officer

ROCHESTER, NEW YORK 14614

PORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part

here you have no reportable information. Sign on last page.

I. POSITIONS. {Reporting individual only; see pp. 9-13 of filing instructions)

0 NONE - (No reportable positions.)

I.

POSITION

ADVISORY BOARD MEMBER

NAME OF ORGANIZATION/ENTITY

CASA ITALIANA-CENTER FOR ITALIA N STUDIES AND COMMUNITY ACTIVIT!ffi

D ........

U) fS. __,CJ ;o

, ,, 3: m>-a-U>z -< ('")cl> I;:uZ rn-D -fTl ol> <)>,, , rnIT. AGREEMENTS. (Reporting individual only; sec pp. 14-16 of filing instructions) ,,

0 0 NONE - (No reportable agreements.) fTl +=

.r:

PARTIES AND

I. P ENSION NEW YORK STATE RETIREMENT SYSTEM (STARTED TO RECJEIVE BENEFITS AS OF NOVEMBER I, .

SOURCE AND TYPE

--

B. Spouse's Non-Investment Income not requ ired except for honoraria.)

D NONE -

I.

i.

Name of Person Reporting Date of Report FJNANCIAL DISCLOSURE REPORT

SIRAGUSA, CHARLES J 4/2812007

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions}

A. Filer's Non-Investment Income - NONE (No reportable non-investment income.)

SOURCE AND TYPE GROSS INCOME

(yours, not spouse's)

I.

2.

- (If you were married during any portion of the reporting year, please complete this section. Dollar amount

(No reportable non-investment income.)

BROWN & TARANTINO

2. ATTORNEY (PRIVATE PRACTICE)

IV. REIMBURSEMENTS transportation, lodging. food, entertainment.

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

0 NONE (No such reportable reimbursements.) -

SOURCE DESCRIPTION

CREDITOR

Name of P.:rson Reporting Date of Report FINANCIAL DISCLOSURE REPORT

4128/2007SIRAGUSA, CHARLES J

V. GIFTS. (Includes those 10 spouse and dependent children. See pp. 28-31 ofinstruclions.)

i;(J NONE - (No such reportable gifts.)

SOURCE DESCRIPTION

I.

VI. LIABILITIES. (lncludcs rhosc of spouse and dep ndent children. Sec pp. 32-34 ofinslructions.)

bt� NONE - iNo reportahle liahilitics.)

DESCRIPTION VALUE CODE

I.

If

(4)

J

- ·-----

i

(2)

.FINANCIAL DISCLOSURE REPORT page 1of17

Name of Person Reporting

SIRAGUSA. CHARLES J

Date of Report

4/2812007

VIL INVESTMENTS and TRUSTS - income, �•ilue, transcations (indud¢S 1hose of 1hc spoi&: and dependem children. See pp. 4-57 of filing instructions.)

A. 8. c. 0. Income during Gross value at end of Transactions during reporting period

Descriplion of As,;cls n:por! ing period reponing period (including trusl assets)

(I) (2) ll) not exenipl from dcsclosurc(I}

(2) (3) (5) Place "(X)" after each asset exempt Type (e.g. 0-&e:Amount Type (e.{!. Value Value Value Gain Identity of from prior disclo;:urc buy, sell, Code I div. rent or Code 2 Method Month- Code2 Code I buyer/seller

{A·H) 'inl.) (J-P) Ccde3 meri,..,,-, Day (J-P) (A·H) (ifprivate (Q·W) n:dcmption) transaction)

�}NONE (No rcpcrlable income. a.<:>ets, or 1ransac1ions)

M&TBANK A Interest L T!.

2. ACCOUNT fl l:

3. WEATHERFORD !NTL. LTD COMMON STOCK None J T PT SELL 7125 A

4. SEAGATE TECHNOLOGY (X) A Dividend J T

5. SB MONEY FUNDS CASH PORT CL A A Dividend J T

6. CORE LA BORA TORIES COMMON STOCK None J T

7. ALKERMES INC.COMMON STOCK None J T

- AMAZON COM INC COMMON STOCK None J T

}. AMERICAN INTER NA TlONAL GROUP A Dividend J T !NCOMMON STOCK. COMMON STOCK

10. AMGEN INC. COMMON STOCK None J T

I. ANADARKO PETROLEUM CORP. A Dividend J T BUY 7/27 J

2. AUTODESK None J T BUY 8/& J

3. AXA UAP SPONS ADR COMMON STOCK A Dividend J T

4. BASF AG SPONS ADR COMMON STOCK A Dividend J T

5. BOC GROUP PLC SPONS ADR COMMON A Dividend SELL 915 J A STOCK

6. BP AMOCO PLC SPONS ADR COMMON STOCK A Dividend J T

7. BIOGEN !DEC INC. COMMON STOCK None J T

8. CRH PLC AD-USO COMMON STOCK A Dividend J T

I. lncomcfGain C,1dcs:

(_Sec Columns Bl and D4j

2. Value Codes:

I.Sec Columns Cl aml D3)

3. Value 1'-lcthoJ Codes

(Sc.: Columu C2)

A = Sl,000 or kss

f SS0.001-S I 00,000

=SI 5,000 or less

N = $250,CJ()O-SS00.000

1'3 S25.000.00 l-$:i0.000,000

Q = Appr-disal

U " Book Vain<'

. .. ·-· -----·-· ·-···-- - - · -- -·----· ---···· --------····-··

R = Sl,001-$2,500 C = $2,501-:SS,000 D =SS,001-$15,000 E = $15,00J-S50,000

G "S IOO.OOl-S l ,000,000 HI = Sl,000,001-SS.OOO,OOO H2 =More Umn S5,000,000

K SJ5,001-S50.000 L =$50,001-SIOO,OOO M = S l 00,00l-S250 000

0 _, $500,00 l-$1 ,000,000 PI = $1,000/Xll-S5,000,000 P2 "S5,000,00l-S25,000,000

P4 =$More than $50,000,000 I

R

V

., Cost (Real Eslau. Only}

'· Other

S

W

Assessmenl

= Estima1ed

T = Cash/Market ! !

. !!

.. ···- . . ·----·---··-···-----··-·---··- ···- .. ·· -··----·---- .. !

It

(2) (4) {5}

'

:si5o s5.0oo--

-----------------·--·-·---

{A-H) (Q-W)

FINANCIAL DISCLOSURE REPORT page 2of17·

Name of Person Reporting

SIRAGUSA. CHARLES J

Date of Report

4/28/2007

VII. Th.TVESTMENTS and TRUSTS -- inccnne, value. transcations tincludes tho; of rhe spous.: and dep.:ndcnt children. So: pp. 34-57 of filing instructions.)

A. B. c. D. Income <luring Gross value ar end of 1 rDnsactions during reporting p<!riod

Dcscrip1 ion of 1\sscts reporting period reporting period (including tnlSI assers)

not exempt from disclosure{I) (2) (I) {2} (I)

(3) Place "()()" after each asset exempt Amount Type {e.g. Value Vaine Type (e.g. Date: Value Gain Identity of from prior disclo,;ur Co<kl di\'. rent. or CO<!e 2 Method buy, sell, Month- Code2 Code 1 buyer/seller

mcri,'Cf, Day(A-H} int.) (J-P) Code3 (ifprivare{J-P)redemption) transaction)

19. CABLEVISION SYSTEMS CORP.CL A None J T COMMON STOCK

20. CANON INC. ADR COMMON STOCK A Dividend J T

21. CHIRON CORP. DELAWARE COMMON STOCK None MERGER 4126 J A

22. CISCO COMMON STOCK None J T

B. CIRRUS LOGIC INC. COMMON STOCK None J T

i4. COCA COLA CO. COMMON STOCK A Dividend J T

!5. COMCAST COR P CL A-SPL COMMMON STOCK None J T BUY 1/6 J

!6. DELL COMPUTER CORP COMMON STOCK None· J T

7. DIAGEO PLC SPONSORED ADR NEW A Dividend J T COMMON STOCK

'.8. WALT DISNEY CO. COMMON STOCK A Dividend J T

.9. ENDESA SA. MADRID SPONSORED ADR A Dividend J T PT SELL 11/2 J A COMMON STOCK

0. EXPEDIA INC COMMON STOCK None J T

I. EXON MOBIL CORP. COMMON STOCK A Dividend J T

2. FOREST LABORATORIES COMMON STOCK None J T

3. GENENTECH INC. COMMON STOCK None J T

4. GENERAL ELECTRIC COMMON STOCK A Dividend J T

5. GENZYME CORP. GENEEAL DJVlSION None J T COMMON STOCK

S. GLAXOSMITHKLINE PLC SPONS ADR-USD A Dividend J T COMMON STOCK

l . lncomc!Gain Co<lcs: A -. SI ,!JOO or kss ri :-s-i.001--si.5.iO ·--- -- -l; ··- ··-o =ss_oo·i:S1s:0oo---E-·:s·is . 001-sso , ooo ----,

!Sec Columns Bl and D4) f SSt),001-Sl(l(J,()('.0 G =SIOO.OOl-Sl,000,UOO HI s1.ooo.001-S5.0GO.OOO H2 =MorethanSS,000,000

2. Value Codes: J =Sl 5.000 or h:,:..< K = SIS,001 -$50.000 L =$50,001-$100,000 M =SI00,001-S250,000

(Sec Columns Cl and 03) N = $250,000-SSOO.OOO 0 "$500,001-Sl ,000,000 Pi = S1,000,001-$5.000,CJOO P2 = SS,000,001 $25,000;000

P3 = $25,000,001-$50.000,000 P4 = SMorc than $50,000,000

l. Valu<) Me1hod Codes Q Appraisal R "=Cost (Real Esiat<' Only) S "'Assessment T = CashiMark¢!

(See Column C2) U =··Book Valu< V ·=' 01her W "Estimatc<l

('

(Sl

!

i

(I)

c:.

merger,

FINANCIAL DISCLOSURE REPORT Date oi ReportNa111c of Person Reporring

.fage 3of17 SIRAGUSA. CHARLES J 4/2812007

- income, alue. trnnscarions (includes those of the spou;e and dependent children. Sec pp. 34-57 of filing instructions.)VII. INVESTMENTS and TRUSTS

A. B. D. Income during Gross v3hie at end of Transactions during reporting period

Dcseriprion of Assets reporting period repmting period tincluding tmst assets)

If not exempt IT001 disclosure(1) ti) (2) (I)

(2) (3) (4) Place '"(X)" after each asset exempt Amount Type (c. . Value Value Type (e.g. Date: Value Gain Identity nf from prior disclosur.:i buy, sell, Code I div. rent. or Cnde2 Mcth<>d Month- Code2 Code I huyer/sclk'T

(A-H) int.) (J-P) Code3

(Q-W)

37. GRANT PRIDECO INC. COMMON STOCK None J T

Day (J-P) {A-H) (if private redemption) transaction)

38. GROUPE DA NONE SPONS ADR COMMON

STOCK

39. GRUPO TELEVISA SA DE CV GLOBAL

COMMON STOCK

40. HSBC HOLDINGS PLC SPONS ADR NEW

COMMON STOCK

H. HOME DEPOT COMMON STOCK

12. HONDA MOTOR CO. COMMON STOCK

13. HONG KONG & CHINA GAS LTD. SPONSORED ADR COMMON STOCK

14. HUTCHINSON WHAMPOA LTD-ADR COMMON STOCK

15. !AC INTERACTIVE CORP COMMON STOCK

6. ING G OEP NY SPONS ADR COMMON STOCK

7. INTEL CORP. COMMON STOCK

&. IRELAND BANK SPONS ADR-EUR COMMON

STOCK

9. JOHNSON & JOHNSON COMMON STOCK

0. KONINKLIJKE PHILIPS ELECTRONICS NS

SPON ADRNEW COMMON STOCK

I. L 3 COMMUNICATIONS HLDGS INC.

COMMON STOCK

2. LEHMAN BROTHERS HOLDlNGS INC. COMMON STOCK

l. LIBERTY MEDIA GROUP CL A COMMON STOCK

I. LIBERTY MEDIA I NTL INC CLASS A COMMON STOCK

A Dividend

A Dividend

A Dividend

A · Dividend

A Dividend

A Dividend

A Dividend

None

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

None

None

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T BUY 1/11 J

-- --·· · . .

I. Income/Gain (',udcs. ,, = S 1,000 or kss B = s l.(l{) 1-$2,500 = S2,SOl-$5.0<l0 D = $5.001-$ 1 5,000 E = .$15,001 ·$5Q,Ol)(J

t:X:c Columns 81 and 04) F · S50,001-SI00,(J(l0 G = S 100,00 I-SI ,000,000 HI = ·s 1.0li!J,OOl ·SS.000.000 H2 =More than $5,000,000

l. Value Codes: = SJS,000 or le<< K = Sl5.00l-$50.000 L = SS0,001-$100,000 M =Sl00,00l-S2_50,000

iS<::c Columns Cl and D:>) N "S250,000-S500.000 0 = )500,001-$1,000,000 Pl ·" $l,000,00l-S5.(l00.CJOO P2 = S5,000,00J-S25,000,000

I. Value Method Codes

(Sc Column Cl!

P3

Q

· $25,0(10.001-$50.000,000

:= .·\pprnisal R ·• Cost (Real Esta ti: Only)

P4 $More than $50,000,000

s =:..: Assessment T ""Cash/Market

u =Book Value v =Other w =Estimated ·---··-- · ···--------·--·---·------·-··--·----�

I I

____J

(3) (4)

----

(2) (I)

FINANCIAL DISCLOSURE REPORT Dare of Report Name of Person Reporting

?age 4of17 4/2812007SIRAGUSA, CHARLES J

VII. INVESTMENTS and TRUSTS - income, value. trans<oation.< lincludes those of the spous• and dependent children. See pp. 34-57 of filing instructio11S.)

A. B. c. D. Income during Gro.<S value at end of Transactions dwing reporting period

Dcscript ion of Assets rcponing period repo11ing pc.-riod lincluding trust assets)

(I) \I) (2) If 1101 exempt from disclosure

(2) (5) Place "(X)" after each asset exempt from prior disclosure

Amount Cod t

Type (e.g. div. rent. or

Value Code 2

Value Method

T -pe (e.i. buy, sell.

Date: Month-

Value Code2

Gain Code I

ldcmityof buy -r/:.<elkr

(A-H) int.) iJ-P) Code3 merger. Day (J-P) (A-H) (if private (Q-Wl rcdcmp1io11) transaciion)

MERRILL LYNCH & CO. COMMON STOCK A Dividend J T55.

56. METTLER TOLEDO INTERNATIONAL INC. None COMMON STOCK

57. MICROSOFT CORP COMMON STOCK A Dividend

58. MICRON TECHNOLOGY INC COMMON STOCK None

59. MITSUBISHI TOKYO FINANCIAL GROUP A Dividend SPONS ADR COMMON STOCK

60. NATIONAL BK GREECE A SPONS ADR A Dividend

s I. NESTLE SA SPONSORED ADR REPSTG REG A Dividend

SH COMMON STOCK

52. NEWS CORP CLASS B COMMON STOCK A Dividend

i3. NIPPON TELEPHONE & TELEGRAOPH CORP. A Dividend

ADR RSPTG COMMON STOCK

i4. NOKIA CORP. SPONSORED ADR COMMON STOCK

i5. NOMURA HOLDrNGS INC. UNSP ADR COMMON STOCK

16. NOVARTIS AG ADR COMMON STOCK

.1. NOVO NORDISK A SADR COMMON STOCK

8. ORIX CORP SPONS ADR COMMON STOCK

9. PALL CORP.

0. PEPSICO COMMON STOCK

I. PFIZER COMMON STOCK

2. PROCTOR & GAMBLE CO INC COMMON STOCK

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

J T

J T

J T

J T

J T BUY 615 J

J T

J T

J T

J T

J T

J T

J T

J T

J T BUY 1/17 1

J T

J T

J T

l. lncon1ciGain Codes: A "SJ.1){>0 or k-;;s A = SJ.ilOl-$2.500 C = S2.501-S5.0li0 D =S5.00l-S15.00ll E $15,001-SSO,OOO=

•1Sec Columns Bl and IJ ) F S50.00l-S100,00C1 G , $ l00.1>01-S 1,0ll0,000 HI S IJJl10,001-$5.ClfJO.OOO H2 =More than $5,000,000

2. Value Codes: -·--Sl5,000orlc;s J.; • $15.(1()1-$50.000 L =$50,001-$100.000 M • $100,001-$250,000

1Sec Columns CJ and DJ) N S 50,000-$500.000 O .- $500.oO 1-S 1.000.000 Pl Sl.00!1,<H)l-$5.000.000 1'2 ·•· $ .OOO,OOl-S25,000,000•

PJ · s25.otx·1.oo 1-s:>o.000.000 P4 · $More 1ha11 S50,000,000

l. Yalu Mc1hod Codes Q Appraisal R • C1)$t (Real Eslat" Only) S . Asscssmc111 T •- Cash/Market=' .,

(See Column C2) U 0 Bwk \Ialuc V ··' 01hcr W Est im l d "'

. - · · --------- .. .. -J

I

(3) (4) (5)

FINANCIAL DISCLOSURE REPORT

.J?age 5 of 17

Name of Person Reporting

SIRAGUSA, CHARLES J

Dare of Report

4128/2007

VII. INVESTMENTS and TRUSTS -- income. value, tran:;ca1ions (includes those of the spouse and dependcni children. See pp. 34-57 of filing instructions.}

A. B. c. D. Income during Gross value al end of Transactions during reporting period

Dcscrip1ion of Assets rcponing pc'fiod reporting period (incluaing 1rust assels)

lfnot cxcmpl from disclosure (I) (2) (I) (2i (1)

Place "(X)" after each a,;sel ex mpl .l\Jnounl Type (e.g. fi"om prior disclo$ure Code l div. rcnl. or

(A-H) inl.)

73. RIO TINTO PLC-GBP COMMON STOCK A Dividend

74. ROY AL DUTCH PETROLEUM CO.COMMON A Dividend

STOCK

75. SK TELECOM LTD SPON ADR COMMON A Dividend

STOCK

16. SAP A KLENGF..SELLSCHAFT SPONS ADR-USD A Dividend

COMMON STOCK

'7. SMITH & NEPHEW PLC SP ADR A Dividend

'8. TELEFONJCA S.A. SPONS ADR COMMON A Dividend

STOCK

9. TESCO PLC SPONSORED ADR A Dividend

0. TEXAS INSTRUMENTS COMMON STOCK A Dividend

I. TIME WARNER INC. COMMON STOCK A Dividend

2. TOMPKINS FH PLC SPON ADR COMMON A Dividend

STOCK

3. TOT AL FINA ELF S.A.S.P. ADR COMMON A Dividend

STOCK

- TREND MICRO INC SPON AD COMMON /\ Dividend

STOCK

5. TYCO INTERNATIONAL LTD . NEW COMMON A Dividend

STOCK

5. UBS AG-CHF COMMON STOCK A Dividend

7. UNITED OVERSEAS BANK LTD SPONS ADR A Dividend

{X)

I. UNITEOHEALTH GROUP INC. COMMON A Dividend

STOCK

VODAFONE GROUP PLC SP ADR COMMON A Dividend

STOCK

I. WPP GROUP PLC SPONS AOR NEW COMMON A Dividend

STOCK

(2) Value Value Type (e.g. Date: Value Code2 Method buy.sell. Monlh- Codc2 (J-Pj Cooe3 merger, Day (J-P)

(Q-Wl redemption)

J T

J T

J T

J T

J T BUY 5112 J

J T

J T BUY 5115 .l

J T

J T

J T

J T

J T

J T

J T

.I T

J T

J T

J T

Gain Identity of Code 1 huycrlseller (A-H) (ifpriva1c

transaction)

. ln.:omciGain Codes: A = SI ,•JOO or less fl "Sl.001-$2,500 C = S2.501-S5,000 D $5.001-$15,000 F. =$15.001-$50,Ql)(l

cScc Columns Bl :md 1)4) f S50,00l-SI00,00h G "SJllO,O<ll-Si,000,000 HI = S l.000,001-SS.000.000 H2 =!I.fore than S5,000.000

:. Value Codes: = Sl5.000 or l ss K =$15.001-$50.000 L •• $50,00 l-$ I 00 ,000 M =SI 00,00 l-$250,000

1 See Columns Cl <1nd D3) N -- S250,000-S500.0f10 0 ·= SS00.001-$1,000.!lOO Pl $1.000,00l-S5.000.000 P2 = SS,OOO,OOl-S25,000,000

P3 ••• S25,000.00 J ,$50.000,0t>O P4 $More lhan $50,Q(l!i,OOO

. Vnlue Mc1hod Codes Q " Appraisal R ·" c'.11st (Real Estato Only) S -" Assessrnenl T =Cash/Market

(See Column C2) U Book Valu? V 01her W =Estimated -- · ·-··--------.!

(3) (4)

--·-------------------. ----

(I) (I)

FINANClAL DISCLOSURE REPORT Date of ReportName of Person Reporting

Page 6of17 4f28/2007SIRAGUSA, CHARLES J

•• income, value. trnnscations {includes 1hose of the spouse and dependcllt children. s pp. 34-S7 of tiling instruclions.) VII. INVESTMENTS and TRUSTS

A. B. c. D. Income during Gross \'alue al end of Trnnsaelions during rcpor1ing period

Description of Assets rcponing period reponin!' period (includinl.! 1rust assers)

(l i (2J (2) Ifnot cxcmpl froni disclosure

(2) (5) Place "(X)" afier each asset cxempl Amounr Type (e.g. Value Value T -pe (e.g. Da1e: Value Gain ldcn1i1y of from prior disclosure Code I div. fClll. <lf Code2 Method buy, sell, Month- Codc2 Code I buycr/selk,-

(A-H) in1.) (J-1>) Codc3 meryer. Day (J-P) (A-H) (if private (Q-\\!) redemption) transaction)

91. WAL-MART DE MEXICO SA DE COMMON A Dividend J T STOCK

92. YAHOO INC COMMON STOCK None J T

93. ACCOUNT#2:

94. BLACKROCK GLOBAL TECHNOLOGY FUND A Dividend J T SEE PART VIII INCCL INSTL

s. BLACKROCK VALUE OPPORTUNITIES FUND A Dividend J T JNCCL INSTL

6. ACCOUNT#3:

n. SB MONEY FUNDS CASH PORT CL A

)8. UBS AG-CHF COMMON STOCK

19. AXA S.A. SPONS ADR COMMON STOCK

00. BASF AG SPONS ADR COMMON STOCK

0 I. BOC GROUP PLC SPONS ADR COMMON STOCK

02. BP AMOCO PLC AOR COMMON STOCK

03. CRH PLC ADR-USD COMMON STOCK

04. CANON INC ADR COMMON STOCK

05. DIAGEO PLC SPON ADR-NEW COMMON

STOCK

06. ENDESA SA SPONS ADR COMMON STOCK

07. GLAXOSMITHKLINE PLC SP ADR COMMON

STOCK

08. GROUPF. DANONE SPONS ADR COMMON

STOCK

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

J T

J T

.I T

1 T

MERGER 915

J T

J T

J T

J T

J T

J T

J T

J

#I

SEE PART VIII #2

c

l. Income/Gain Codes: A :. SJ,000 or less B .. Sl,001-$2,500 C = S2.501-S5,000 D = SS.0-01-Sl5.000

I Ste C. '0Ju111ns Bl and D4) F "SS0,001-Sl 00,000 G ·< .S lOO,llOl-Sl,000,000 HI $ L000,001-S5.000.0fl0 H2 =More than $5,000,000

2. Value Codes: J = $15,000 or less K ' SlS.001-$50.000 L = S50,00l-$100,00{l M S100,001-S250,000

(Sec Columns CI :rnd D ) N = S150,()(l0-S5CJO.OOO 0 $500.001-Sl,OOO,OOO Pl "$ L000,001-$5,000,000 P2 '" S5,000,001-S25,000.000

1'3 = $25,000.001-$50.(lOtl,OOO P4 =$More than $50,000,000

.l . Value Mc1hod Codes () = Apprnisal R = Cost (Re ! Estate 011lyj S · Asscssme111 T = CaslL'Market

(See Column C2) U =Book Value V =Other W = Esrimaied . . · · - --------·-· ·- ----·---·- - · - ... -·----··---- ··----------·--------- ..

If

(3) (4) (5)

A.

FINANCIAL DISCLOSURE REPORT Date ofRcpo!lName of Person Reporting

412812007Page 7 of17 SlRAGUSA, CHARLES J

·-income, ••llue. nanscations (includes those of the spouse aud dependent children. See pp. 34-57 of filing instructions.)VII. INVESTMENTS and TRUSTS '

B. c. D. Income during Gross value al end of Transactions during reporting period

Description of Assels r<!J)<>rtingp..'liod reponing period (including trusl ?.'iSels)

not e.'<empl ft-om distlosure (2) (I){I) m ti)

(2) Place "(X)" after each asset exempl Amount Type (e.g. Value Value T -pe (e.g. Date: Value Gain Identity of from prior clisclo$ut-.: Code 1 di\'. rent. or Code2 Method buy, sell. Month- Codc2 Code I buyerli:eller

(A-H) int.) (J-P) Code3 m rger. Day (J-P) (A-H) (if private (Q-W) redemption) transaction)

109. GRUPO TELEVlSA SA DE CV SPON ADR A Dividend J T

COMMON STOCK

110. HSBC HLDG PLC SP ADR NEW COMMON A Dividend J T STOCK

111. HONDA MOTOR CO. COMMON STOCK A Dividend J T

112. HONG KONG CHINA GAS SP ADR COMMON A Dividend j T

STOCK

113. HUTCHINSON WHAMPOA LTD-ADRV A Dividend J T

COMMON STOCK

114. ING GROEP NV SPONS ADR COMMON STOCK A Dividend J T

15. IRELAND BANK BANK SPONS ADR-EUR A Dividend J T

COMMON STOCK

16. KONINKLlJKE PHIUPS ELECTRONICS NS A Dividend J T SPON ADR NEW COMMON STOC

17. METTLER TOLEDO INTL INC COMMON None J T STOCK

18. MITSUBISHI TOYKO FINANCIAL GROUP A Dividend J T

COMMON STOCK

19. NATIONAL BK GREECE S A APO NS COMMON A Dividend J T

STOCK

20. NESTLE A SPONS ADR COMMON STOCK A Dividend J T

21. NEWS CORP CLASS B NEW COMMON STOCK A Dividend J T

22. NIPPON TEL & TEL SPON ADR COMMON A Dividend J T

STOCK

!3. NOKIA CORP SPON ADR COMMON STOCK A Dividend J T

4. NOMURA AHOLDINGS INC ADR COMMON A Dividend J T

STOCK

:5. NOVARTIS AG ADR COMMON STOCK A Dividend J T

:6. NOVO-NORDISK A S ADR COMMON STOCK A Dividend J T

. - -- ---·-·· --·-· - -- - - --------·---·· · ·---------- - ------- - ·----- · - · · · · · · · ··-------------·--·------- -·

. Income/Gain Codes: A =Sl,OOOorlc.<s B Sl.001-$2,500 C =S2,501-S5,000 D $5.00l-S15.000 E =$15,00l-S50,000 .

<Sec Columns Bl and D4) f SS0,001 -SIOO,(J{J(J G -SIOO.ilOl-Sl,000,000 HI = Sl,OO!l,IJOl-S5.{i00.00U H2 More than S5.000,000

. Value Codes: $15,000 or less K = $15.00!-$50.000 L = $50,001-$100,000 M = SI00,001-$250,000

(Sec Columns Cl and D3) N " · $250,(J00-$500.000 0 S500,il01-Sl,OOO,OOO 1'1 $1.00ll,Olll-S5.000.000 P2 = S5,000,00!-S25,000,000

P3 · '$25,000.001-$50.000.0t)(l 1'4 $More than $50,000,000

. Vulue Melhod Codes (> · . Appr•isal R Cost (Real Eslat Only) S ·" ,\sscssmenl T "' Caslu'Marl;et

(See Colunm C2) U · ' · Book Vahi<' V =Other W "fatimmed

1

(3) (4) (5)

------ -···-·-·--------·-

B.

FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reponing

Page 8of17 412812007SIRAGUSA, CHARLES J

VII. INVESTMENTS and TRUSTS - income, value, 1ransca1ion (includ ' chose of the spouse and dcpendent children. See pp. 34-57 ofliling instructions.}

A. c. D. Income during Gro.<S value at end of Transactions during repot1ing period

Dcscrip1ion of Assets reporting period rcportin[! period {including trust assets)

If not exempt from disclosure(I) {I) (2)(2) (I)

(2) Place "(X}" after each asset exempt 1\mount Type (e.g. Value Yalu T -pe (.:.g. Date: Value Gain ldcnriry of fi"om prior disclogur Cock! div. rent. nr Codc2 Method buy,scll. Month· Code2 Code I buycr/ U r

(A·H) int.) (J.P) Code 3 merger, Day (J-P) (A·H) (if private (Q-Wl redemption) tranS3clion)

127. ORIX CORP SPONS ADR COMMON STOCK A Dividend J T

128. RIO TINTO PLC-GBP COMMON STOCK A Dividend J T

129. ROYAL DUTCH PERTOLEUM CO COMMON A Dividend J T STOCK

130. SK TELECOM LTD SPON ADR COMMON A Dividend J T STOCK

131. SAP AKLENAGESELLSCHAFT SPONS ADR- A Dividend J T USD COMMON STOCK

32. SMITH & NEPHEW PLC SP ADR COMMON A Dividend J T STOCK

33. TELEFONICA S.A. SPON ADR COMMON A Dividend .I T STOCK

34. TESCO PLC SPONS ADR COMMON STOCK A Dividend J T

35. TOMKINS F H PLC SPON ADER COMMON A Dividend J T STOCK

36. TOT AL FINA ELF S.A.S.P. ADR COMMON A Dividend J T STOCK

37. TREND MICRO INC SPON ADR COMMONS A Dividend J T STOCK

38. UNITED OVERSEAS BANK LTD SPONS ADR A Dividend J T COMMON STOCK

39. VODAFONE GROUP PLC SP ADR COMMON A Dividend J T BUY &/31 J STOCK

rn. WPP GROUP PLC SPON ADR NEW COMMON A Dividend J T STOCK

11. WAL-MART DE MEXICO SA DE CV SPON A Dividend J T ADR COMMON STOCK

12. ACCCOUNT #4:

13. SMITH BARNEY MONEY MARKET B Interest K T

:4. IRA#I:

. ln omc/Gain Codes: /\ '0 S 1,1)(10 or l<'>s B = S 1.00l-S2.500 c = $1.501-$5,000 D = $5.001-Sl 5.000 E c$15,001-$50,000

[Sec Columns Bl and D4) F · . 550,001-SIOO,OOO G .. S 100.0Cl l-S 1.000 .ooo HI = $ L000,00!-$5.000.000 H2 =More than SS,000,000

:. Value Codes: . $15,000orlcs> K SIS.001-$50.000 L =$50,001-SIOO,OOO M = SIOO,OGl-S250,000

t.Sec Columns Cl and D3) N S2.50,0!Ki-$500.(l<JO 0 "$500.001-Sl.OOO.OOO Pl ,. S l.000,001-SS.000,000 P2 = SS,000,001-$25,000,000

p:; "" S25JlOOJlOl-$50.000.0llO P4 "'$More than SS0,000,000

. Value l'vlcthod Codes (> · .'\pprnis:il R · C,,,;t (Real Estar Only) S ,. Assessment T =Cash/Market

(Sc.! Column Cl) U ··0 Book V"lu V =Other W =Estimated '

---'------······ · ------J

If

(3)

I

J

·------· - · -·---···-·-------------------------------

FINANCIAL DISCLOSURE REPORT Date of Rc1)()rt Name of Person Reporting

._Page 9of17 4128/2007SIRAGUSA, CHARLES J

VII. INVESTMENTS and TRUSTS - income. value. transcations (include< those of the spouse and dependent children. See pp. 34-57 of tiling instructions.)

A. B. c. 0. Income durinc Gross \'alue at end of Tnmsactions during reporting period

Description of Assets reporting Jh.'Tiod reporting period {includinG trust assets}

noi exempt from disclosure(I) (2) (I} {I)(2) (2) (4) (5)

Place "(X)" after each asSei exempt Amount Type (e.g. Value Valu.: Type (e.g. Date: Value Gain Identity of from prior disclO$Uf" Code! di,·. rent. or Code2 Method buy, sell. Month- Code2 Code 1 buyer/seller

(A-H) int.) (J-P) Code3 merger. Day (J-P) (A-H) (if private (Q-Wl redemption) transaction)

145. CITIBANK DIVERSIFIED FUTURES . None K T

146. IRA #2:

147. GOLDMAN SACHS SMALL VALUE FUND None J T

CLASS B

148. IRA#3:

149. BLACKROCK GLOBAL TECHNOLOGY FUND A Dividend J T SEE PART VIII JNC CL INSTL #I

150. BLACKROCK VALUE OPPORTUNITIES FUND A Dividend J T SEE PART VIII INC CL INSTL #2

15 l. IRA#4:

152. BLACKROCK GLOBAL TECHNOLOGY FUND A Dividend J T SEE PART VIII

INC CL INSTL #I

153. BLACKROCK VALUE OPPORTUNITIES FUND A Dividend J T SEE PART VIJI

rNCCL INSTL #2

154. COLLEGE SA VlNGS PROGRAM# I:

155. VANGUARD-AGRESSIVEAGE-BASED OPTION None K T BUY 11/8 J GROWTH PORTFOLIO

I 156. COLLEGE SAVINGS PROGRAM #2

157. VANGUARD-AGRESSJVEAGE·BASED OPTION None K T BUY 11/8

GROWTH PORTFOLIO

158. DEFERRED COMPENSATION #I: None Rollover 2/10 M SEE PART Vlll #3

159. HARTFORD MONEY MARKET HLS

160. DEFERRED COMPENSATION #2: None Rollover in L SEE PART vm #4

161. VANGUARD PRIME MONEY MARKET

162. DEFERRED COMPENSATION # 3: None K T

---·-- ·----·-- ·· - ·------·-·· · -·

I. Income/Gain Codes: A = Sl ,000 or less B = SlJ>Ol-$2,500 C = S2,501-$5,000 D = $5,001-$15.000 E --

= S15,00l-$50,000--l <Sec Columns Bl and 1)4) F ' · SS0.001-SIOO,OO!J G =S!00,001-Sl,000,000 HI .= Sl,000,001-S5.000,000 H2 = More than SS,000,000

2. Value Codes: ••SI5,000 or less K =SlS,00!-$50,000 L = S:iO,OOJ-$100.000 M =$100,00J-S250,000

tScc Columns Cl and 03) N -S250,00C!-SSOO.OOO CJ · S500.00l-$1,000,000 Pl = $1,0IJ0,001-S5.000,000 P2 = S5,000,00l-S25,000,000

1'3 = $25,000.001-$50.000,000 P4 =$More lhan $50,000,000

J. Value Method Codes <) · . .-\pprnisal R •• Co>t (Real Estate 011lyi S = /\5s.:ssment T =• Cash!Mark"t

(Sc Column C1) lJ = Book Valu V Other W Es1i111atcd

------ -·----------···--,

(l) (S)

FINANCIAL DISCLOSURE REPORT Dare of Report Name of Person Rcponing

" Page 10 of 17 4128/2007SIRAGUSA, CHARLES J

- incoim, value, transcations (includes those oflhc spouse and dependent children. See pp. 4-57 of filing instructions.)VIL INVESTMENTS and TRUSTS

A. B. c. D. Income during Gross value at end of Transaclions during reporting period

Description of Assets rcpo11ing p..'riod reporting period (including trust assets}

(I) (2) lf not exempt from disclosure

(2) (I) (2) (3) (4)

Place "(X)" after each asset exempt from prior disclo:;ur"

Amount Code I (A-1-1)

Type (e.g. div. rent. or

int.)

Value Code2

{J-P)

Value Mel hod Code3 (Q-W)

Type (e.g. buy, sell. m rg¢r, redemption}

Dale: Month-Day

Value Codc2 (J-P)

Gain Code I (A-H)

ldcniityof buyer/seller (if private transaction)

163. PUTNAM INVESTORS FUND CLASS A

164. TEMPLETON FOREIGN FUND

165. PUTMAN VOYAGER FUND

166. AM CENTURY ULTRA

167. FIDELITY MAGELLAN FUND

168. IRA#5

169.

170.

171.

172.

SMITH BARNEY MONEY MARKET

GOLDMAN SACHS SMALL VALUE FUND CLASS B COMMON STOCK

PIMCO REAL RETURN COMMODITY STRATEGY FUND CL C

COEUR D ALENE MINE CORP

A

A

Dividend

None

Dividend

None

J

J

J

T

T

T

TRANSFE R

BUY

5/17

5/17

J

J

SEE PART VJll #5

SEE PART VIII #6

173. GABELLI GLOBAL NAT RES & INCOME TR SB! A Dividend J T BUY 5117 J

174. UNITED ST A TES OIL FD LP EQUITY None J T BUY 5117 J

175. lSHARES SIL VER TRUST EQUITY None .I T BUY 5/17 J

176. ACCOUNT#5

177. SMITH BARNEY MONEY MARKET A Dividend J T

178. GLOBALSANTAFE CORP COMMON STOCK A Dividend J T PT SELL 5/8 J A

179. SEAGATE TECHNOLOGY (X) A Dividend J T

180. WEATHERFORD INTL LTD NEW COMMON

STOCK

None J T

I. lncomc!Gain 0.1des: A = SI ,tlfl{) or J.,;; B =Sl,001-$2,500 C = $2,501-SS.OOO D = S5.00l-S1S.OOO E = $!5.001-$50,000 .

1S<:cColunmsBI andl)4) I' ·'S50.00l-SIOO.O(llJ (j '"$100,001-$1,000,000 HI ,. Sl.OOO.OOl-$5.000.000 H2 =More than S5,000.000

2. Value Codes; 0• Sl S,{)(l() or fo<$ ..: $15,il01-S50.000 L r.$50,001-$100.000 M =$100.001-S250,000

1Sec Columns Cl and D3) N " S250,Ci00-S51JO.Clli0 O ,,S500Jl!Jl-S1,000,000 Pl ··• Sl.OOO,OOl-$5_000,000 1'2 $5,000,00t-S25,000,000

PJ "$25,000.001-$50.00il.IJOO P<l '· SMore than $50,000,000

3. Value MethO<I Codes (_l ·= Appraisal R ' C\:>:;t (Real Es1<11 Only) S Assc'Ssmcnr T "Cash/Mark !

(See Column C2i U = Bol)k Valu,• V o Other W " Eslima1ed

-· ··-----·--------- ·- - - - - ---- · ·------·

---------�---------

(1) (2)

95.

FINANCIAL DISCLOSURE REPORT Dare of Report Name of Person Reporting

P.age 11 of 17 412812007SIRAGUSA, CHARLES J

VIL INVESTMENTS and TRUSTS -- income. value. transcations (include;; those of the spouse and dependent Children. Sec pp. H-57 of filing instructions.)

A. B. c. 0. Income during Gross value at end of Transactions dwing reporting period

Description of1\ssets reporting period reponingperiod(including trust a'iSetsJ

ABBOTI LABORATORIES COMMON STOCK A Dividend J T181.

AGILENT TECHNOLOGIES INC COMMON None j T STOCK

182.

ALCOA INC COMMON STOCK A Dividend SELL 12118 J A183.

ALKERMF.S INC COMMON STOCK None J T84.

J T JBUY 9/26AMAZON COM INC COMMON STOCK None85.

J ASELL 4/3AMBAC FINL GROUP INC. COMMON STOCK A Dividend86.

J TAMERICAN EXPRESS COMMON STOCK A Dividend87.

A Dividend J TAMERICAN !NTL GROUP INC. COMMON STOCK

88.

6126 JSELL AAMERIPRISE FINANCIAL (X) A Dividend89.

611BUY JAMGEN INC COMMON STOCK None J T90.

12!27J T BUY J

STOCK ANADARKO PETROLEUM CORP COMMON A Dividend91.

J T

COMMON STOCK

A DividendAPPLIED MATERIALS INC DEL WARE 92.

JNone J T BUY snAUTODESK INC. 93.

BA Dividend JSELL 7126BP PLC SPONS ADR COMMON STOCK 94.

None J TBED BATH & BEYOND COMMON STOCK

Dividend J T%. BAKER HUGHES INC. (X) A

Dividend TJn. BANK OF AMERICA CORP. (X) A

None J T8. BIOGEN !DEC INC COMMON STOCK

If not exempt fiom disclosure (I) (I) (I} (2) (3) {4) (5)

Place "(X)" after each as.<et excmpl Value Valu.: Type (e.g. Dare: fdcntity of Amoom Type (e.g. Value Gain !Tom prior disclo::uN Code2 Method buy, sell. Month-Code I di\·. rent or Codc2 Code I buycr/s.:ller

(A-H) (J-P)redemption) transacrion)(Q-Wl

int.) {J-P) merger,Code 3 Day {A-H) (ifprivate

. . . . ..

l. lncon1ciGain C1>dcs: A S1,0(10 or ks B = Sl.001-S2,500 C = $2.501-$5,000 D = $5.001-$15.000 E = Sl.5.0•ll-SS0,000

1Scc Columns Bl and 1)4) f S50,!JOl-SIOIJ,(J(IO G , $100,001-Sl,000,000 Ill = S l.000,001-S5.000.000 li2 =More than S5,000.000

2. Value Codes: ., $15,000 or k>ss K "·$15.001-$50.000 L =$:50.001-SIOO.OOO M s100.001-s2so.ooo

(Sec Columns Cl and D:i) N · S2 0.000-S500.0ltO () "S500.<l01-Si,OOO.OOO Pl ,-, LOOO,OOl-$5Jlil0.000 1'2 ·"$5,0(J(l.OOl-S25,000,000

P3 = $25,000.(){J 1-'i>:\0.000,000 P4 $More thau $50,000,000

3. Value Mcrhod Codes Q ·" Appn•isal R =Cost (Real Estate Onlyj S · A"'<cssmc111 T =Cash/Market

(See Column C ) U =·Book Vain - V =Other W = Estimated .. .. ...... . . . . . , . ,. ... •-••-•••••••· ·· . . . . ... ...·-··---· •• '""""·-·---• ·-·----. .. ... · •--·---.C .... . ,.

(3) (4)

·------

8.

(1)

FINANCIAL DISCLOSURE REPORT D t of Report Name of Person Reporting

412812007

VIL INVESTMENTS and TRUSTS - income. value, 1ran.<;c;a1ions (includes 1ho$e of !he spouse nd dependem children. S« pp. 34-57 of filing instn1ctions.)

J?age 12 of 17 SIRAGUSA, CHARLES J

A. c. D. Income during Gross value al end of T rausactions during repol1ing period

Descriplion of As..<els reporting period reporting period (including !rust assets)

(I) <l) (2) If not exempl from disclosure

(l) (2) - (5}

Place "(X)" atlcr each asset exempl Amount Type (C.j!. Value Value Type (e.g. Dale: Value Gain ldentily of from prior disclosure buy, sell. Code I div. rent. or Code2 Method Month- Code2 Code I buyer/seller

(A-H) int.) (J-P) Code3 mergec, . Day (J-P) (A-H) (if pri\'3le (Q-Wl redemption) transac1ion)

BOEING CO. A Dividend J T BUY 5126 J199.

WO. BROADCOM CORP CL A None J T BUY 8118 J

!01. CABLEVISION SYSTEMS CORP COMMON None J T

SSTOCK

:02. CABOT MICROELECTRONICS CORP None SELL 12118 J A

COMMON STOCK

03. CATERPILLAR INC COMMON STOCK A Dividend J T

04. CHARMING SHOPPES lNC COMMON STOCK None J T

05. CHEVRON CORP COMMON STOCK A Dividend J T

06. CHIRON CORP DELEWARE COMMON STOCK None SELL 4/21 J A

07. CHUBB CORP. COMMON STOCK A Dividend J T

-.

)8. CJSCO SYS INC COMMON STOCK None J T

)9. CIRRUS LOGIC INC. COMMON STOCK None J T

10. CLEAR CHANNEL COMMUNICATIONS A Dividend SELL 513 J A

COMMON STOCK

11. COCA-COLA CO. COMMON STOCK A Dividend J T PT SELL 12/18 J A

2. COMCAST CORP CL A COMMON STOCK None J T

3. CREE INC COMMON STOCK None SELL 12118 J A

4. DELL COMPUTERS CORP COMMON STOCK None J T PT SELL 12/18 J A

5. DISCOVERY HOLDING COM CL A COMMON None J T

STOCK

6. WALT DISNEY CO. COMMON STOCK A Dividend J T

· ····-- ·- -· .. ·--------- ------·

. lncomcfGain Codes: A = S 1,0[1() or ks n s1.001-s2500 (' · S2,501-S5.000 D SS,001-$15.000 E =Sl5,00l-$50,000

cS.;:c: Columns Bl and 04) F ;, $50,001-SI 00,000 U - $100,t)(ll-Sl,OOO,OOO HI "' Sl,OOO,OOl-S5.000.000 H2 =More than S5,000,000

. Value Codes: ; .. Sl 5,000 or'""' K = $15.001-$50.000 l = $50,001-$100,000 M = SIOO,OOJ-S250,000

(Sec Columns Cl and I):'>) N ·· S150,000-S500.(l{J0 0 ··• $500.001-S 1,000,000 Pl = s 1,000,00l-$5.000,000 P2 = S5,0<l0,00l-S25,000,000

P3 · $2.5.000.001-$50.000,000 P4 =$More thm1 SS0,000,000

Value Method Codes Q = Appraisal R '"; C<'St (Real !:Slat Only) s = Asscssmenr T ;;, C>.sh/Markel

(See Column Cl! lJ ·= Book Yalu V "Oihcr w = Estima!ed ·-------·· ·-·-· ····-·-·--··--- -· ·-·--- .. --·--- ----------------···----- - - · -···-------=

(2) (3) 14)

Code2

---

--------· -----------. -··-------·---·-- -·-------------·--·

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

-Page 13 of 17 4/28/2007SIRAGUSA, CHARLES J

VII. INVESTMENTS and TRUSTS - income, value, transcation.< \includes those of the spouse and dependent childrei1. Sec pp. 34-57 of filing insrructions.i

I\. 8. c. D. Inoomc during Gross value at end of Transactions during rcponing period

Description of Assets rcponing pt.-riocl reportinp. period lincludinl,'. trust assets)

Ifnot exempl !Tom disclosure(I) Cl)

Place "(X)" allcr each assel excmpl . from prior c\isclo>-ure

217. DOW CHEMICAL COMMON STOCK

218. EBAY INC.

219. El DU PONT OE NEMOURS & CO COMMON STOCK

220. EMERSON ELECTRIC CO COMMON STOCK

221. ELECTRONIC ARTS COMMON STOCK

222. ENGELHARD CORP COMMON STOCK

223. EXPEDIA INC COMMON STOCK

24. EXXON MOBIL CORP. COMMON STOCK

125. FOREST L ABORATORIES INC. COMMON STOCK

126. FRA NKLIN RESOURCES

27. GAP INC. DELAWARE

28. GENENTECH INC COMMON STOCK

!29. GENERAL ELECTRIC CO COMMON STOCK

30. GENZYME CORP GENERAAL DIVISION COMMON STOCK

:31. GLAXOSMITHKLINE PLC SP ADR COMMON STOCK

:32. GOLDMAN SACHS GROUP

33. GOLDMAN SACHS GROUP

34. HASBRO INC COMMON STOCK

Amou111 Type (e.g. Code. I di¥. rent. or (A-H) int.)

A Dividend

None

A Dividend

A Dividend

None

None

None

A Dividend

None

A Dividend

None

None

A Dividend

None

A Dividend

A Dividend

None

A Div"idend

(I) (2) (I) (5)

Value Value Type (q:. Date: Value Gain Identity of C.odc 2 Method buy, sell. Month- Codcl buycr/>eller

(J-P) Codc3 merger, Day (J-P) (A-H) (if private (Q-Wl redemption) transaction}

SELL 12118 J A

J T BUY 6115 J

J T PT SELL 12/18 J A

J T

SELL 12118 J A

SELL 1/5 J A

J T PT SELL 12/18 J A

J T PT SELL 514 J A

J T PT SELL 12/18 J A

J T BUY 6127 J

J T BUY 12/8 J

J T

J T BUY 11122 J

J T

J T

BUY 5126 J

SELL 8/25 J A

SELL 6123 J A

.... ·---------- - · ---·--·-·-·· .

I . Income/Gain Codes: A = S 1,000 or le.ss B = $1.(lOl-$2,500 C = S2.501-S5,000 D = $5,00l-Sl5,000 E = $15,001-$50.000

tScc Columns Bl and D4) F = $50,001-SI00,000 G =· S 100,001-Sl ,000,000 HI = $1,000,001-S5.000,000 H2 More than 55,000,0(){J

2. Value Codes: = $15,000 or less K =$15,001-SSQOOO L =$50.001·$100,000 M $100,00l-S250,000

<Sec Columns Cl and D3) N = S250,000-$500.000 0 ., $500.001-Sl,OilO,OOO Pl ,, Sl.OOO,Olll-S5.000,000 1'2 = S5,000,0lll-S25,000,000

1'3 = $25,000,00l-$50.000,0t)O P4 =$More thill1 $50,000,000

3. Vuluc Method Codes <) '' /\ppr.iisal R '"Cost (Real Estate Onlyj S =Assessment !

(Sc Column C2l U z. Book Valu'-" V =Other W =Estimated ___J

i

c.

(2) (4)

Gain

-·--------· ·-----------------

· ----- ·---···--·-_]

FINANCIAL DISCLOSURE REPORT Dale of ReportName of Person Reporting

Page 14of17 4128/2007SIRAGUSA, CHARLES J

VII. INVESTMENTS and TRUSTS - income, value. tr;)llscations (includes thoSt! of tl1c spous.e and dependent children. See pp. 34-57 of filing instructions.}

D.A. B.

Income during Gross value at end of Transactions during reporting period Dcscrip1ion of Assels reporting po!riod reporting period

(including tmst assets) If not exempt from disclosure

(I) (2) (I} (2) (I)

Place "(X)" after each as.,et exempt .'\mount Type iC.f! . ITom ·prior disdo;;urc C.o<lel di\•. rent. or

(A-Hl int.)

!35. HOME DEPOT INC. COMMON STOCK A Dividend

%. HONEYWELL lNTI. INC COMMON STOCK A Dividend

37. INTEL CORP COMMON STOCK A Dividend

.38. !AC INTERACTIVE CORP COMMON STOCK None

39. IMCLONE SYS JNC COMMON STOCK None

40. INTL BUSINESS MACHINES CORP COMMON A Dividend

STOCK

41. INTERPUBLIC GROUP OF COS !NC COMMON None

STOCK

42. !SIS PHARMACEUT!CALS COMMON STOCK

13. JP MORGAN CHASE & CO COMMON STOCK

H. JOHNSON & JOHNSON COMMON STOCK

S. KIMBERLY CLARK CORP.

16. KRAFT FOODS INC COMMON STOCK

17. L 3 COMMUNICA T!ONS HLDGS INC.

COMMON STOCK

18. LEAR CORP COMMON STOCK

>9. LEHMAN BROTHERS HOLDINGS INC

COMMON STOCK

0. LEXMARK JNT'L GROUP !NC. CL A

I. LEXMARK INTL GROUP INC. CL A

2. LIBERTY MEDIA CORP. A COMMON STOCK

None

A Dividend

A Dividend

A Dividend

A Dividend

" A Dividend

A Dividend

A Dividend

None

None

None

(3) (S) Vak1c Value Type (e. Date: Value Identity of Code2 Method buy, sell, Month- Codc2 Godel buycr/se.Jle.r (l-P} Code3 merger, Day (J-P) (A-H) (if private

(Q-W} redemption) transaction)

J T BUY 5/1 I J

J T

SELL 12/18 J A

J T

SELL 12/18 J A

J T

J T PT SELL 12/18 J A

J T

J T

J T

J T BUY 3/28 J

SELL 10/23 J A

J T

SELL 414 J A

J T

BUY 5/10 J

SELL 12/12 J A

J T

. . ..

. lncomc!Gflin Codes: A = SI ,!JOO or i..,,. B = S 1,001-52,500 C S2.501-S5,000 D = $5.001-$15.000 E =$15,001-SSO,OOO

t.SC<: Colunms Bl and D ) F = S:50,IJOl-Sl00,tl00 G ,. SIOG,001-Sl,OO!J,OOO HI = $1.000,001-$5.(l(JO,OOO H2 ·" More lhan S5,000,000

. Value Codes: J = S 15.1100 orlcss K - SI 5,001-$:50.000 L = $50 001-SJOO.OOO M •• SIOO,OOl-S250,000

1Sec Colmuns Cl and D3) N - S250,00Cl-S5CJii.OOO ·- $500.001-S 1,000,000 l'l ,, Sl,000,001-SS.OOO.O'JO !'2 S5,000,001-S25,000,000o · ·=

i 1'3 "- S25.0()(J.(l01-$50.000,000 P4 = $More than $50,000,000 I

I . Value Mcll10tt Codes Q .., Apprdisal R "Cost (Real falat'-' Onlyi s = ASS(..'SStllCnt T "' Cash!Mark¢t I

I (See Columu C2l U ·" Hook Valu V - Other W &1imatcd

··--····-- --··· ·- ... ... ·········-··-··-···· ... . . . -·- -·-·-··--·· ··--··----·------·

int.)

(3)

J

·--------··---------

(2) (4)

l?INANCIAL DISCLOSURE REPORT Date of Rcpon Name of Person Reporting

Page t=' of 17 412812007SIRAGUSA, CHARLES J

VII. INVESTMENTS and TRU s TS -- income, value. trans..:ation;; (includes those of the spouse and dependent children. See pp. 34-57 llffiling instructions.)

A. B. c. o. Income during Gross \'lllue at end of Transactions during repo11ing period

Description of Assets reporting p.!riod reporting pt.'liod (including trust as.<els)

If not exempt froa1 disclosure (I) ( l} (2) (I)

(S)(2) Place "(X)" after each asset exempt Amount Type Value Value Type (e.g. Dale: Value Gain Identity of(e.g.Fwm prior disclosure buy, sell, Code I di\'. rent or Codc2 Method Month- Code2 Code 1 buycr/seUer

(A-H) (J-P) Code3 Day (J-P} (A-H) (if private merger,

(Q-W) redemption) transaction}

253.

254.

Z55.

156.

!57.

!58.

59.

60.

61.

62.

53.

54.

iS.

i6.

i7.

8.

9.

o.

ELI LILLY & CO COMMON STOCK

LUCENT TECHNOLOGIES INC COMMON STOCK

MNBA CORP COMMON STOCK

MGIC INVT CORP WIS COMMON STOCK

MATTEL INC DE COMMON STOCK

MCDONALDS CORP. COMMON STOCK

MERRILL LYNCH & CO COMMON STOCK

MICROSOFT CORP COMMON STOCK

MICROMUSE INC COMMON STOCK

MICRON TECHNOLOGY INC. COMMON STOCK

MILLENNIUM PHARMACEUTICALS INC COMMON STOCK

MOTOROLA INC DE COMMON STOCK

MURPHY OIL CORP

NEWS CORP CLASS B COMMON STOCK

NOKIA CORP SPONSORED ADR COMMON STOCK

NOVARTIS AG ADER COMMON STOCK

NOVELLUS SYS INC.

PM! GROUP COMMON STOCK

A Dividend

None

None

A Dividend

None

None

A Dividend

A Dividend

None

None

None

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

None

A Dividend

T

SELL 3127 J

SELL 113 J

J T

SELL 1/12 J

SELL 7/25 J

J T BUY 1/17 J

J T

SELL 1/11 J

.I T PT SELL 12118 J

J T PT SELL 12118 J

J T

J T

J T BUY 1/13 J

J T

J T

J T BUY 1112 J

j T

A

A

A

A

B

A

A

. ··- -·--·-· · · · · · - - . . . · ·- ·-··· . . · · - · · · ·----··· -··- ·· · ·---

lncnmc'Gain Cixlcs: ,\ S I .1lOO or! ss B = Sl,00l-S2,SOO C = $2,501-$5,000 D = $5_001-SIS.OOO E =$15,001-SSO,oOO !Sec Columns Bl and D4) F , $50.001-SIOO,OOO G SI00,001-Sl,000,000 HI = Sl.OOO.OOl-S5.0li0,000 H2 =More than $5,000,000

Value Codes: = $15 ,1100 or Jc,;s I( $I S,001-$50.000 L =S50.00l-S100,000 M =$100,001-$250,000

<Sec Columns CJ and D3) N = $250,0()(l-$500.000 0 = $500,001-Sl,000,000 Pl = $1,000,00l-S5,00tl.OOO P2 = $5,000,001-$25,000,000

P3 = S25.000.001-$50,000,000 1'4 =$More than $50,000,000

Value Mc1hod Codes <) = Awrai>al R ' Cost (Real Estate Only} S Asscssm 'llt T = Cash/Market

(SC<'- Column C2J U ,, Book Value V =01her W =Estimated

It

(2) (3)

.I

(4) Gain

(I)

FINANCIAL DISCLOSURE REPORT

Page 16 of 17 ·

Name of Person Reporting

SIRAGUSA, CHARLES J

Date of Report

4/28/2007

VII. INVESTMENTS and TRUSTS income, value. transcatiml< (include those of the spouSI.' and dependent children. Se.: pp. 34-57 of fi:i11g instructions.)-

A. B. c. D. !ncomc during Gross value at end of Transactions during rep011ing p¢riod

Description of Assels reponing p riod reporting period {including trust assets}

not exempt from disclosure (2) (l) (2) (l) (5)

Place "(X)" after each as.<el exempt r\mount Type (e.g. from prior disclo,;ure Code: I di\•. rent. M

(A-H) im.)

271. PALL CORP COMMON STOCK A Dividend

272. PEARSON PLC SPONSORED ADR COMMON A Dividend

STOCK

273. PEPSCICO INC COMMON STOCK A Dividend

274. PFIZER INC COMMON STOCK A Dividend

275. PROCTER & GAMBLE CO COMMON STOCK A Dividend

276. QUANTUM CORP. DL T & STORAGE COMMON None STOCK

277. RAYTHEON COMPANY NEW A Dividend

278. SAFEWAY INC NEW COMMON STOCK A Dividend

279. SANDISK CORP COMMON STOCK None

280. SOUTHWEST AIRLINES CO COMMON STOCK A Dividend

281. STATE STREET CORP COMMON STOCK A Dividend

!82. TAIWAN SEMICONDUCTOR MFG COMMON A Dividend

STOCK

83. TEXAS INSTRUMENTS INC. COMMON STOCK A Dividend

84. TIME WARNER COMMON STOCK A Dividend

:85. TYCO !NTL LTD NEW COMMON STOCK A Dividend

86. UNILEVER PLOC SPONS ADR NEW COMMON A Dividend STOCK

87. UNITEDHEAL TH GROUP INC. COMMON A Dividend

STOCK

88. VERIZON COMMUNICATIONS COMMON A Dividend

STOCK

Value Value Code2 Method (J-P) Code3

(Q-W)

j T

J T

j T

.l T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

Type (e.g. Date: Value buy, sell. Month- Codc2 merger, redemption)

Day (J-P)

tlUY 4/U

SELL 12118 J

PT SELL 3128 J

SELL 12/18 J

SELL 9/14 J

Identity of Code l huycr/seller

(A·H} (if pri\'3lC transaction)

A

A

A

A

I. lncorncfGai11 C'..<>des: A = Sl.000 or less B = $1.001-$2,500 C = S2.501-S5,000 D = $5.00l-S15.000 E = Sl5,00l-$50,000

<Sec C-0lumns SI and().!) F ' $50.001-SHlO,OOO G ··SI00.001-$1,000,000 HI - Sl.OOO,OOl-S5.000,000 H2 = More than SS,000,000

2. Value Codes: J '" S 15,flOO or l.,;;s i.:: = s15,001-$50.000 L =· $50.(lOJ-$100,000 M = .$l00,00l-S250,000

<&c Columns Cl and D3) N .. Sl50,000-S500.000 O "S500.<l01-$1,000,000 Pl = $1.000,001-- 5.000.000 1'2 = S5,000,001-S25,000,000

1'3 · S25,000.00l-$50JlOO,OOO P4 = $More lhau $50,000.000

3. Vuluc 1'.-lcihod Codes (l ., Appraisal R "Cnst (Real Estate Onlyj S =' A$scssmenl T - Cash/Market

(Sc Column C2) U Book Valu<: V =Other W Estimated

.

-----------------

(I) (l)

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

-Page 17of1'7 4/2812007SIRAGUSA, CHARLES J

VII. INVESTMENTS and TRUSTS - income, value, trnnscation {includes !hose of the spouse and dependent children. See pp. 34-57 ,,f tili11g instructions.)

A. B. c. D. Income during Gro.<s value ar end of Transactions during reporting period

Description of Assets reporting period reporting period (including trust assets)

(2) (l) Ifnot exempt from disclosure

I

(2) (2) (3) (4) (5)

Place "(X)'" after each asset exempt Amount Type (e.g. Value Vaine Type (e.[!. 0-dlc: Value Gain Identity of from prior disclo3urt Code I di\'. rent or Code2 Method buy, sell. Month- Codc2 Code I buyer/seller

(A-H) int.) (J-P) Cod 3 meri,'Cr. Day (J-P} {A-H) (ifpriva1e (Q-Wl redemption) transaction)

289. VODAFONE COMMON STOCK A Dividend J T

290. WALMART STORES INC COMMON STOCK A Dividend J T BUY 12/18 J

291. WEYERHAEUSER CO. COMMON STOCK A Dividend J T

292. WILLIAMS COS INC COMMON STOCK A Dividend J T PT SELL 514 J A

293. WM WRIGLEY JR CO COMMON STOCK A Dividend J T

294. WYET!-1 COMMON STOCK A Dividend J T PT SELL 11128 J A

295. YAHOO INC COMMON STOCK None J T BUY 9/20 J

296. ACCOUNT#6

297. SMITH BARNEY MONEY MARKET /\ Dividend J T

298. AlG FEDERAL SAVINGS BK-DE None MATURE 318 K A

CERTIFICAA TE OF DEPOSIT D

299. FIRST UNION CORP SUB NOTES A Interest J T

··---------· --····· · · · .. ·- ···-·-·-·· . - .. . . -----··-·· ··-·--------··· .

1. ln omc!Gain Codes: A = S1,000 or l<':<s 0 = $1.(101-$2.500 c = $2,501-$5,000 D $5.001-$15.000 E =$15.001-SSO,OOO

tSc Columns Bl and D4) F .., S50,00J-$100,(J00 G = s100.001-s1,ooo.ooo HI = S1.ooo.001-S5.000,000 H2 = Mo11: than S5,000.000

2. Value Codes: = $15,000 or les K = $15.00 l -$50.000 L $50.001-SIOO.OOO M = s100.001.s2;0.ooo

(Sec Column Cl and D3) N = S150,000-S500.000 0 · S.500.00 I-SI ,000,000 Pl = Sl,000,001-SS,OOO,OOO P2 = S5,000.00l-S25,000,000

1'3 = $25.000.001-$50.000,000 P4 =$More than $50,000.000

.1. Vnluc lvfcihod Codes Q =' Appraisal R '"' C"st (Real E$tace Only) s :;;:' ASSt,.. $01Clll T '= Cash!Mark t

(Sc Column C2l U =Book Valu V "Other W =Estimated

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

SIRAGUSA, CHARLES J 4n812007

(lndicatepartofReport.)VIII. ADDITIONAL INFORMATION OR EXPLANATIONS

I) ON SEPTEMBER 29, 2006, MERRILL LYNCH GLOBAL TECHNOLOGY FUND CLASS I CHANGED ITS NAME TO BLACKROCK GLOBAL TECHNOLOGY FUND INC CL INSTL

2) ON SEPTEMBER 29, 2006, MERRILL LYNCH SMALL CAP VALUE FUND CLASS l CHANGED ITS NAME TO BIACKROCK VALUE OPPORTUN!TlES FUND INC CL INSTL.

3) ON FEBRUARY I 0, 2006, MY DEFERRED COMPENSATION IN THIS ACCOUNT WAS ROLLED -OVER INTO MY FEDERAL THRIFT SAVINGS ACCOUNT.

4} ON FEBRUARY 7, 2006, MY DEFERRED COMPENSATION IN THIS ACCOUNT WAS ROLLED -OVER INTO MY FEDERAL THRIFf SAVINGS ACCOUNT.

5) THE MONEY MARKET FUNDS WERE USED TO PURCHASE THE HOLDINGS IN THIS ACCOUNT THAT WERE ACQUIRED ON MAY 17, 2006.

6) I INADVERTENTLY OMITTED THIS HOLDING, ACQUIRED ON APRIL 7, 2005, FROM MY 2005 FINANCIAL DISCLOSURE

J1rJ Y J

J

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Rcpo t

SIRAGUSA, CHARLES J 4128/2007

IX. CERTIFICATION.

I certify that all infonnation given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions pennitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature Date '-f h 00

NOTE: ANY INDIVIDUAL WHO KNOWlNGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY

BE SUBJECT TO CIVIL AND CRIMINAL SANCTlONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544