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6 Inclush'/p'.Ins4/WN#*h*Im/m/*In"glk*-e , ¥a- W or r..prlshrk Ins,lom do=nihid.al lh/*6

Conditions precedent-.

1 Conditions pleldlnt

(C)

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Thi oblgillof= 11* pi,Ihi di -ms 3 md 5I=xmr/ m arn do ndbecon,8 .d'*-942':

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al>4md,rv RIW Agl,lillnt The alxnd,n*% Aal=Yit hli not blan1.Inhz.* =IdILA 80281 andMImvt R hes not becomi app=u Ihit44111• 8*0*19 wl not bi laild: MLA 80201, ty 001• all 91=tionriql*ed inder the Aot h order 10 co ulot ele aoowltle, 001*nph d by MLA00201 or ' 1,,pproval„m r peo •/IN"h. 00•1 M../."*pr*ot

Reaeonab end,evours to, 14=#.. precedent

Th• pils nui i•,milial,dil iddivdcish*,Ii: **Wt*»ckNW,6 pl= b*-e 11(m) b ill,nod = imidmouily= poi,1,1, p,lor k, Ihi nat8/1 mmt DImd h =wovit on orWI be Cd OID,IL

*hp#mult04*m#//dimhim, //hecomm..F//9conmon h o u- 11 Ss no! bien =th*ad or hes beoome licIpibID of beN *alided

Wa*r(a) Thi oonc=lons h d,„* 11(a), 2,1(b) and 2.1(0) sekrh benem dhe

ai),<11* md *10 Col,p,Ily Ild mly not bl,4*,d.

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0 FREBLS

(b)

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4) ve notpreoll hi pityOwalhiwil. tum **U lo.haa0-0, on.-roo.*.=.44/IComp,Iyh**con.ons th,t*hm th. con*ions *1* g011/.toroo.ski

Cut Off DI

A pity m y, be · of Siti„,Mit bynlhs Ilin 2 Builn,= Ditno608 10 Ihs alli plty, *I liti,ll *lb Ve,me, t anyInl bltrl 8llillmlnt l.(a) // gon/lions h 0//1,8 11 /, not 811/N//4 or *ad lm moorch/Ies uel

*u= 24 byths Clt OMO< orthicon<*lori hal,Im 21 blootneMof -, /'· orthep,6='pim/•94*•concmlons ham/21 omn *besal,d.

. No binding aill.za.rk for 1=u,

Forh iald.,00 of dodii not hnh igre.,1.,7VI. a bb* ig,Ii,mlibimehm» of-TopIPSICISIIHI Indm d iml#moon*,n b, .021 hivibe,11488'flad trv'd"d h - r . vlhcl,m 14 ndnop'm'anwilobtabmg//Im*immthoss,h......dtor..I-NO.-mciwl#.Ic**M......ed.

Subscription and issue

1 Exoral= of Top,tip Sharm al[ · · " · right

7*up geoubi %4.3&6' 11"allininb,ro Tqfip Bect,MI h mO,elan

Top-up Sicurlties

albiectto claum 2 md 11, on thi day lor Settlerner ditirr,*»d Lnclerc usi 6, miCon*mym'MI# md ht"=#Im"*/*d"kliT**8* 11 Wme ailee!*60,1 Amolmt

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mghtl Ind mnlang

At T*up Seouium h.ued *1 the Sub-bir Mtbolmued ..0.Pro.p-

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11hi Comp =i#e d*alSdind

Company's undertakings

1 R=lao,» 0,10» Company

Thi Cor,w.9 ¥01 nt prior k, Somern* v,tho,Ak Sub,crber's*¥,rm,n con..4not to bi liviesonibly w*hheld, md Ror *0 *tu = Aw atb denv,RN A cement hmn..m...»ctm) oth,rthm in mi ormiyco nedbbi,lrioiid,polofor¥eak,difi

d.wil, * .,or rH:b md b .Vnlil,W ..i-Imgo,m orlo MNch & rn,y b=•ne mttled, Mtilch IM 8» avoidenoi of doubt, does riotMilm1hi l- of IIV cod by Ihi Coipir,

) cli,rthm bltior 1 yootneofhb<Ille,schmgeer¥=lomminb,h *oloor,9p t ofhng*bmd**h md lo4m-W -Ht*at may smt orIn v,hil I m y b®come e,illd, which *r Ili avi#di.foi ofdoubt do not r, not thi =10 of .iy co byths Cori$„ty;

oplen, ec 40* k, taki up by Miy d i · ,· -· conve„ion orsti:,tallonAsth,rsh es A *<IK v,hle m,th/= r k h p,eNrenoak,, *4w*1 or inerme Top Seoutols In Mipiot of any r*¢ or ble,=C

M 0/Ypeh-la rt¥.Ilde.mho.*f-hhclplb,kor

(8) .Fon.nybu,h.......Imbe.sof .0,/that.Clmr*boN /00on orct,renCy p,opoid b be o,rled on byth• Compi„y.

Noemome..IN41 1...4/X,n./.#./4./ 4010PM.P.VUL

42 Ouota on AaxThe Ccilf,4V apply to ASX for omcial *xl kn of W St,biermed Sicuid= = soonIp md in my m,nt#Im 2 Buil,10= Days *=SI,lilimirt

No oth,r...

W hotithe Subso,ben prlor,4Tm,n oor»er< *» C ripmy rr..i no at =, Ine *barI.ell....Ad"/*IN.4......"b.W=..4I„,lgell,elt or id,lill,%Mn a /1,Illoddlom,v mom lmn 1096 of*lMipiw ormis,Iililin/%*lch W*1„Ihold,rerh=Ioo rec/v= myben,Mth al,oR,OUW*la eholderc herthanmde• al A Sch, 18 5.NoeIN h #I clal»e 4.3 r-*** be Ili of my coll by the Cc,ImiM.

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8 80....i

The Comp ¥mi.../.Subec er.... 0.-ne.m .*=0 ¥*dchI u,d lo Al Ullcllivillmer maoon = prnclc I /1/th, Comp ybill th,C,r oll s 10 Ihe Ulltlli wl Ir wid, oillill al Ind <IA ofhl l den,TRN AOIsme, M.*IN...1-i. Om••Yol k, rehotel,t(a} mi arialis (or I dic,orId a =cial,M se elra,N mi maalri ln thi

Sublilli c.Blk.'AIndD) ihi Co,Imq li bel*, 0 al,c,berCilk*to the Subscribi md n<* be Unde,wrN,r.

pnoolld'

Ain the dldIl igiI„Ii0 90 de, ilbrh Sooond kn Dm ihi 00,1I,IWmu no< wl oll Ihi E,Icrv Im app,ovi dthi &*Ic,13/0 ula, co l or picpose loIor co,nd I,vmoniA proe or ds r,1,0 h comec:lon,%*h thi 01 r otherIwn = dlecrbedh Sohade 7 md In Ihi Dalimain foll =1aW '2015 Bii,Iria= Cm- 8,0 30*- md U= D,tar.

margiebaWhia te SublaR,er holds i leed 16% dtie wthg power d the Complm, the*ywlnot md w. prool.*st'W-k/Mpo-doni .hhb y¥elm«tor i r.latk, b&(a) 0*/d®.....m..Ut#. hal road.ra**Mbop....blwd

'4for the 8 a ha r,*le or .*W ay x. *.*thm the 6.of IN, . eement for a. od of 2 ".Tor

m) Iyofurnla rial co,Arect r,1-dtoN. Bsalaba nlhs=... 01v I. pr*otsom..dl. ofthi.-1#4"Ap,0 @015,

illo,* e»4MIN approval of Ihi 8-ormer, 4/Vis thi c©,liacE vah» of lh,qi.Ii,wrior i does . 08•®d SUOOBOO or*Iwmef comact,•.hmoly=.

Setnement

.1 The and place for Settlement

S/|Inld Of *10 licmdIhiT*up SICI,1|18 imder IND Ifinitmi#los plam:(a) mth..m» dE,=th. 8,cond Sell,me,11.; mdD) d orb/<cre 10.00=1

Obligalions of CompanyOn=.- 8 em,nt 0.0 p=vmultwanh.. rn•• of*nom oft.COnN 0 b con¥mod Ind Iliuvii *10* loWillndmi linia of Ihi To,xipSad#. B*I mb./.orh Nombi

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The Sid»cit»r mult(a) rC I )//84//In/"Il,/1,1/1/'ll/,Inimoo,pt 18 I.u.OL orl

#Id"INkinki'"ub"Abis lor Ind,gooplithihiye of, ** Topi* Sioudaigbym=no ofnapol** mbdill* in mekim h Schickl % Ind

) (*-crlption pric•) 9 or ./1.Sallmn.* p y or proan that b Nomble•/1 lo crath/'*mdth, Compm,hm'MAnk=# hliwinaililgA#AnCh h I hm non*-d by mi Config.

1.sue •8 111*m,nt

At **114*»Co,!4 nut(a) (81108 11,118) bill• or Focin tho **d the Top-up Sectsm= lothe

aees-crh *Imb.*m.W Enclmb,me, croth,r**d parvIUIWI:md

00) (Doc.ne,#Elon) pro,id.8. docul IN'ik"1".9/*.4 by olm.06.5.

DocumeneD to W dilh/Ir,d by Me Compmiy at Se*Hement

At Set#Nnert U» Cornpirly nut gia, at thi Iixion of thi al:.010<, a CHESShol*Ig #aborner# or Ileuer-,por:,0, d hollest*** h rmped of the Top-WSecismm, tog,fur v,Rh ovidinoi =&**,y to eie Subiorl»r of thi llm» of t» Top-up Sect,01Ii Ed a copy ef thi el,1Nk=1- gh,n ID tho Undel'8111= Idird„,I &1 and8.4 of thi UnderviRN*Ind

Ongoing Top-up Right

a) 8*ect to clau= 60) Ind thi recalpt *am ASX 1thival-al L) 10 Rule6.18 corN,npl cl by /// 8(01 #m Compl-n 5 the Compmy#6/ bh.-crd yas.=dhoh.Ioom t.hbor*=yt.. (m ./.1 /4.10.Co,1 ,receMWIN/..7//4 crwl#horn ASX *le Complly r,lut loall me Sublomer ths¥* Insubi[*e for thi E,fly Proportion r,pria,*/ by mi StbUnd,nvit*nSoolili= plus lhe T Sioull,8- at eli t,Ti*44H#WCo, 1100,1 64*101 08 diwned 10 heDIde/ Top4up Searles reliy seM".Id b,#la.)4**Immbwdlhuj....91#.4,1--=M....Aq.....Iuedp,numt/*Ill.(Ongoing Top-up ighO.

) Any*rof*/7.-.--*Ar=*-D o,*=yIhices by. Comp- tilar o m. 0(a) muK .*1* 10-m*ck(1)

(2)

be on m. a,n•I ns of...pl Id,d 0i *h..*Wallsi,•I *,rm l.,1. md dowhS*.0,#erm acco r *0wh*o p,tof the Imberdmlily*Il orlectill-#IlaIOW.'118 -gli'.ly.'1-84"*b.1/* I. :. -. *,al 1, eaheralthe *3104*VEW no 1,18 favol lbli IOll Ste,9,0/ Olln -h 2 Fild,q,IM

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Election at 2015 annual gonaml m,ilmg

4683

At or belo!, as 2015,mull gInNal mes*# Ai Ccinpmy mult h moootmi %%*h IhiASX Lle*tg *14 propcm mi .1. lon I draoin of the Comp y ofOme or oth,rrepreierlilw nordiate l, th* plici by0- Subiorb,r (Ii thi Sld,•c*er's opOor,1./ .in- (81*otk, 0 *8 1*al.) .ch .4.ofk*m.....h favot,4 th* r*,1,0 n or,lection.

7 6 Elec¢lon *suDe,qumt annual g*»ral mee«no*AI or bdore Ioh : . Ilmiml gineral mieag *1» Compmy,6 th, Il/M*m aibic/0/ or iny af ki Rell d Bod,8 Corpe,* hu, m at l Jl*afths Nir h 011 thi *v,r.IM.*me#I h,Id. **MIAm. C npmyt

9.90% or *ov* A» Compily mu,ti h =90(*no, Mah the ASX 1.h*W Rldes,;-0,8 thi dio#on I dredor of the CompIE, at thi 610»0,1,4844 Ily

·1 ..ididorr•41•old tmdari/.,07.20rmyon, 00/rnon<10§,d by thl Sublor er; or

propol the Zoolk ms *eclors of the Cmplg, 22hSublatbts opion,Ily t*o repr ll,*Ovl ellold u *els-d Ind,r*lm 72 or mydI=naave reliwidilves nonl •lad by Ihe &*,9/mer h Ut• plo•

mdths Compan,m (814/1**/Al/les) doal#Ns h b pcM,bmanunloh me,Ini ofths boid r•conninds h Ihol, 40,* 4|ich Or

Riduceons

A r«kivali b lhe lit M ber,ila hok al Sectilhs cr valhg povir ofmiSticker or h Raild Bodbm Corpors• wl be *eguded Iw to pt,poe= ofdigi7.1 ¥,hi,ether«h,#mi*Nioammlim hum- of 680l S oroth,rs,m, ss48. Com"W#n.*mm .-mly# . not . p,QM. b"» 0..W.»m.1.9 O.A h ..ASX U.IN Ru'.) ora pro .. .R.Bm'.ab lhe ASX U.IgM v,hloh b-*AM.*-,;, lesthealb#I,er-ad 'ad,chd,0r :. - l, #*haue b M the *„awu milmdp,ovlld Mthe all*wi nladion mi' Prililbid T,mn An 44wl be midi cn 0» Priscrl»dT= Irthe 41*R(a) li 0,1 the Ilitlym alhiui m piol4*d lo in oihi*Iiallhwii i:Idl

(b) I fo,con,Id'im *mt./.de. Iblo#N:(1) no le,/ 0/ wi/niti' lithe flibic/13/r#:m 0//h con/1//raion M/d b,

#*dparM®**,0,80®8®0¢01Famb:hid, esformtcor.Id..60,1 or

62) **0v ,nikt vakle tor o:sh ·, ' --, Grv=n by**dp=:= (h h-doffirs to th,d p,Oss'for norw-h · - 7 1 k md

al,*sete Su.. r 5 -lam0., b accept or *Nle* roAdIdGlit W tha Siblciller re**I. FRB =pp,ova /1 01- b accept0.000, thial,Igiter mul:not*IOompi,Nofli/,Icillimint=mon= r-on.b pradia•bl• *Irr=*tofth• *w, ind Aldl ibr- Ill=m b,oomN1/1001,Illid md MmalltV be diemid lo I I¢ ndod for a pdod of 00

W=21*1 Illilly m 10

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Wan'anbes

1 Company Warrantle•

8 VI'll"Il.

Thi ConW ,0,1mi CompmyWIr I lo and for #18 binlflt ormiamic:m, In..m.dknwlhth.': ·: I h..Al".'.6*4mden*lk,Id OW'rh.

8 88/.Crlb,r Warran/.0

Thi al»ocmer /v= me al,Ic,marWmil=k, md formibenim & m, Compmy.

8 Repinnon ofwa,7:Intlie

ThiWimillis *af, byliCenpq md thi Subam*/ 11, *vz(a) /1 n./plot e#..gh W.n'.ly wt,lohil .)01/'ll'.d lo b. 01,=i on . piltillili d./4

on Wdli Ed0, M rlplot d lah alhorW.,I , M thi dh dthkagllim Ind

'In.'lly'WhIS.'ll"Vt

GN.Incalon.

0,)

TI. Compmy. not ..d,ra al,n ... Int. mall,roon,11- abreach of Comp,/9 Wa/N,Im(1) · ' ' off»h..mihlycl,010=dlo .a....a

Bbiattor, k, ASX be,Ime dl ofM Igill,Y,Int or in noPro"-4.or

0 1, Ihidy Imo*n lo the - i . '· .Thi CoNIWh nednim Ng,Igl hbl# zi,9< or h 00„,1,Icion wIh lilViI,me,t le 0» Comp y Md 0 indirmtll d CompigPdi h thibIL"nol, pill by the 81*38, h Omm kll Ne, m' Omer, hle*laV /9InouS paid,or 0,0 •hcrleal seoutS= ind,r the 8*4ndn,HN AGIiernert d y=w//,100-d nd mhdd# h a bool uld h mlimve»0* h adalm to Oi DhothAmaa

Survival

Th.W•r..M#.918........ndo,this¥ am,r

. igh/'/ill/ON:*/I

(a) Ill CompliE' •clm v *s IMI,0. Chiblt'lier 'ralls '*'0 .9/.am,Ii '1*mo, on®loh Cll®IVWlilnly.

0,) Th• albecrl»r aclmo,Adgi t mt the Con·®•KY •n ,8 hlo this 9,em,r* hMill'el O,1.aoh ofadj....W././4.

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: · tmidl0» WI,=4l e, res=d be gh n.

Undertakings

(b)

Thi Compig mult(a) (notmcation of brich) noth thi &*III»r of.

.ny bm.'ch of.nyrill'll"gllion,,4, or 5 i '; · gi,liby ll» Can,pq illor*»Undenv#IWIgill,Ilt

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mi noi.*,11,* 21154 0Inydlho Co„dllorsPicidi* or inyCa on Prcodd bloomlo huM l d *liadm

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Notil of poeinlial aclion

11 I¥0li *1*,11*64 P,ri= 1,0,ly„ wdl n noloo of Ily =< ma Wor th# whk:hh the ria,amble oplon dmi MII INP*wodd be loiq lo glve MI lo I C anm relation b wmoh *I Oompa,9 would be relilld lo 41*71* my ofmlm indordaus• 10.1 ne#i*,vir pe,Ion mustnoly#I ConlpiV/* Iionable ditll,80 f•m h Ma*mb w!** 15 Bu*»08 Da), of R receM, that no60*.

Fallur• to not14

(1)

Faan on tha p,rt dm Inde,11)Ind Pity to noth thi Compmy h moord=10. wahglm,e 10 1 wl not ril,Ii thi Compmy*om Ii, oblg lm or BtiRy,aloll R m*y Ilmiplimmt b *118 AOH,11* tr*I lk,de,9414 AQI.ernarrt 00:00 thst the idlywl ber«k,re in relloon b1/ Indic,nNI,d Pity lo ths eitirR to ch 018 CompIF

h= ma«,d d....= 10.,; or(b) Ihe .1,0,*8 subled4m Dili,mly, der olm». 10.1 1,= c,-A....ad..I...4Benlflb of hd,mnity

Thi &*20010/ I*m **, thi prodilon, of1Ws cliu= 10 for :Ii Ind = IgintdIhiomar Ine in,Ied Par6= o m n*a piny lo tlds ifinift I< Ioooinli/y, aoipts01•U blnl gl All ollil 10 on blh f of ,» l lcllmn lild Piti• Eaoh tridllrlflil•dPally, W#1*Ill or not I plly 10 #I igll,man Wll bel-ad IM me blmm olUlbclm= 10 Ild elli al„, 10 iniy b• **n•d cr, Im bihilf by 0,0 Subioit/. Thi2*,saiti mU=1* blo Iiyigii,mant Wlh =9Fim mdddMth**40* 1,**118* 10 *hout re,d lo thi *1Ii,f ofmy 4** Impecli Inder,1*0

Conduct of proce*Ing•

Thi Compq Irlis 1,14 *tiota the prior ,*m,n oor»ent ofmi Slibecrber(Wh/,1 n'Uli not be , .5 v/ hh•1411 'wli not illt//4 0//11'non,1, or..448..<94/0...4//9./.U=*./.Cim"Ipeacfw Ah relinlInal:Ilen could be=** Ind=lhe MII*h illIin,.M.-ornot m. 8ub,0,1»r or,V cths M=.54.m=*44 or*Ill pa:v lo thl Glimj idl= thl almin)* comprollil oroon,mt I dudi m 4„00„dilo,/ rele,Ii of=ah I,d*mll Id Pgty *cm al1,bay Z.V .Ade..AThi Car®4 mib|ad lo aliuse 10.7(01 0,*Rled to dilind or b hdill 18011oro/,rproose , 10/OF• NA///6 h d,/,10Ahth• rmme */94Ihl ds,lwllnld Plil Ind lo Wlva nom proo•lili* denalclid indi Ihi8018 nl . nld/0 oon,010,0» Comp typt Ided ht

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10 M="*

Wmr•W r-on (ob/#1,1#0,r=mn re*rred k, h d,„10%ths*ovaI,dinilll- I# rellim Iimvilible or lumoilrft lo hold hi„ni= myIl,dilinfilid PIIV Igiht I,V Lo= IgilWill Ina MI„*/ P.v ll-md lo bl hdo,r,hd lindoralll 10.1 th,n, 10 fhe milid<Ilim eld#perrnk»d by 10,4 9* r./.03. in < E"kn..E n tb'k n of #18 00,! ly Cone» one hand) //*//•Iv/*Ad/mt*UP,sl= Con,»oem) h r•1110,16mi r,Isvi,I Lo= wl bi m qi< orIN a,eem,it=dilli:Il„id by a.Adoor®-*)*cl* 1 -4....m -/. Ah<fonof or other I'volvim"t dh Co"piny (on the ons /*1 '2'20140-."In,101,d P.Al. (an#.00".,410».clecn pl, .d of, hmelo p.*/Ullregld 19 rel,968 Ili knc,**, a*38,1 10 1,110,11,Idi md opporks# tocoi«*my #zidilism toromhlon. h nomntwl me lidnnalidPile• InM*,dI.1**Iqbi. h m.g/igl m,04/*Id..le'll r,c,-4*IN/li

84'n'Impn....knDilplb •tythN lo hi milf h thls clau» 10, m MI,IllP*mmIng,gl b emi bgel or omer ripreigialon ind p•#4- h Iry p 3088*10=11*V plimitB tM Im• 10 v*neiCailmhi#8 conal of IhiFooid# but Iny resson*18 mqi=Iies liour,d by ith r,1 lonk,Wp!00,•cl# wl or¢y bi borns by th, Compmy lo mi Idantthat those4-=*e kto ,d with the p,lor ,4,1tlen alhority of the Cemlpmty or .4.4...mplat,d lm-m.:Irmsafth. Und,fu,11 mmer,tormls#mrat

Ho-v, 44 h Ali diule 10 africh thi #01* d*= Corripiny *1b-8=e Lollel *mt ime l l al*01 ofallil„ 10.7.

Quatillcation on Limltanons

N*vI,Ihi# Ihi Mlinons lo lho I,M IN* a,t o,/h -m 102 md em In Sonion ele rella,8 8/t olA h Clall// 10.7(11 uch /Mi//Ak/1/ v,m n,* ,/„1, h n//pect o/ /ny0..1/NUAL.W, *thoegOIN""imuh Loam ...O,1/or.. ...UP..ny./ 11. 81-n.*=il" UiN. latsm..da nla.de#.1 oonl »d I #.0.WAh*/84. or.ny . : ' or Inindifioit tli,Ilg, or b IW lil,Imilan glheilieprov ld 10 ani cr mo,e holml (,mt,r eplomolly or ganaral,) by, er Wh IM ippn,vi4 the Corrum, h oom,ction %44th no 017w or 00,•tvvt,8, or =lie 00 4 or n bmedupon the oal/kn cr,I,gedoml„im ofa nl/Idd#Min//11/yh ord,rk, mil,the....h.4.-*014##.ASX.jom,rpubnodh.=.4..<91/rg"lly, *rthill/0/t/'p1ill... ·, 3 . [i/1//.44'WI' 'MI'l'/4/Al nm6/4 notil'll:"'1'1:4 ... I

10.10 Contractual contilbution

W for inyIme ndllmlitil=Ii In thh* I 10I Immal*Ie Ihild#maily IMI*•gmdin,-d P*4,00*mt iv Lo= Igmk)*vah the li,1,InedPIN.....blmid.der,/clau. 10 fun.Com".... mconl,04* 10 Bl r.livitL a, ln alIlo the nw*knl,n maint,How:ul by *#.

10.11 Proportional cont,1bution

/1//myri//I,H 0"/30/,r/ZI//1,1/1/'I 10.1 1' li//9////W/,or/'/u/Notint/, hold In,Ii my Indinnmod P=v0.iiy Lo= Igi.twhich :h, Indi,2,11.d P tyls

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10.12 No excle® colitilbutlon

I.Com.Num,wkh..blmil P,Ulaths h...twilthe ..minPii= be mqi*,d lo con*t*, indirthb *u®e 10 6 InyM an Ngr,2 0* I,notitUU'.9.1 e co 1/*m il ...B thi Slt»o,mar, or I Be ca. of m ./M"adPlty, *» 8/1,£,ber •Ii,Kli,/ wilh tht Ind,fl,aad Patty, inder thi Sl¢M:*10 *11!N

10.13 Preserv« on of,Ight,

(0)

(d)

(a)

(b)

(e)

&14*19 clm= 102 the,Wits of m *)derfr d P,ty Ider #18 Igriernard wl not hliywy be p,* oed or ilidid by Iiy pproal/,an by*#pily h re onk

hdwmdby ** puty I th, piwpi:i,lion <ithi 01 r M-I*M#0, Plile Tn-

Iiy lg,aile* *al,1 or conili,caw) of iiyMn by#I Comp y lope, omt or ob,In, Ilyob#alorl imdi e Undl,%TEN 48,m orM

my m„irin,Ill by Iho St,ad alh oblglao,l INel l 1,*1% llinlit orM emantIghomnoy h orbr.Vul./40,VM.I.*Im#orm..0me...m.....I n .#thm Cm*• yune. Ita...M .m#,#I.-Nk= yothar fao< m,Ix,IN v* ch mBM/*44"m*#I•'4'/4 /h/4 %%•Y P[*MOS• or *421*Mt an h...up,N.

10.14 Th#d pirl=

(a) The Comp y ¥A: pron®ly noay *I abic:ber of iny L . wtdoh'R/' el ent' whioh-Compqmg."f-/thNpu"*.h comeotlon Mth the Olll /0Lhl/,Ilonk WIWI Lo= I #d *ld by0/orm.*HA--valt¥,1,•b•loh#.*•8%,1*1/*0 #111 my thkd pity or**d p,§18 lo the Comp y, thi gilit lowl#au'a....=Imbleby#.Ay*cm#.-chwl

(1) /1.0//re/li'll#or,uoh r I :Ii"lbili:,Im, m/le,Mic,li'ri'Idbehilm =lobi in - m 0» D...A=*b-en v0» Cornpany or, Di tho abl,nal ofVolY# =hlydl„muby s le'lt 0/00"'Ill.*. ..I:''. ./ildbe nom-- im..- b.1,1 h..9...rlUn not4/,

Ths Cont,=W aolo,0#lidal,M Oti dq,e 19 Wli4 0,l Sublist:,r nW Mlyon m. Ind"v.oh"W P• Of.... be -IM#.9R- L/1/Ely&

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11 Conflden ality and announoement=

11.1 Con,Idintlamy

11 Con/d/rl//4 //0

E# pldy (rlalpilllf) mt,t lalp laitma co, I< md mut nd dvdge or**18 .**mi.**'bm#.p'VIR,bl els *,t&14'.clo,dB.„clpler* by the 00„rpity, h ripiei,r*alves or*I #10 agriem,It cltirmi loIhe IldIllt(a) h 411„111*lon * h e» publo dommln = / fhi dl ofIII Igii,ment (or

*ubleqi/er,Oy booornes h thi publo *,mah olh,r #wi, by bri,ch of4a.*doo d, myb,N .th.„0/4

) 1,0 r,*Imt *,14*Id 19 didoil thi Worm,non by Ipplo,ble Imv or lhenil 4 any !•gogli •look lvilgl on #Iloh l ahli= or#0 0=,8 of/74/a.*d. colpol.- .Dd, IN"#-9.0*i,rk.0h.d.tpol. 11 l.* to 8* riqdM Inhg de» *domncon=*M MA IhiprogIN AiWomi,Illii = lo #efo,m mdcoildaf Ihi

O) 1. dili lcilin' / mandi by U. /Ial,lant k, R, f/"Imolli l or 1/94//14 'll:,U/+Ill/4Al#*b-Amblor*.F.....Imt.-necioicy lo,nablith, redplent propi#pilim h obR, ons unluUlIp"n/*/6 =16*/B/r"'h"generaly, h v,Wch c=/thefeclplentMiens--Sl h pm *,*. D*maimn -1/dco d- /ddo nci dvdgs or clicio= the Worm,lon b iny *her pemon;Ae *domn b r,**ed lor eh hgi /00804110 r,/I/,U th 4,im«*0/

U= pity 19 v,hom thi b*,million Kilm hl col,Ii,IM h wrIN bdore Aldholo,Uni

11.2 Ex:ent ofobilgamon

.ch re®Inmt./.math./4 omo , o,es, ..4m ---88-#-00-=*Ad...

v/h/pireo*linficb/g//ans und//0//1// 11.1.

11.3 Announcoments *Irring 00 th, Sihorlbor

(a) The Compmy ml,tninamet.&1.0.**ny•,=ma* **I'll""W' or · · . · "· %44/241/. p,lor con'll'of#» Sit/<r//1.m.4//6..In.'MA.dbyippilill/"woriblill.acis."1 ...'' I, ./,Ok "dh.ag.on,vhlohn'.h.1.H"Vh.*h...O'."yof",ral, dbodis.,:, - ..

Plior #O ly Iuoh,molil0l1101t -•Illl* =, tullo lon v ch #IComplv 1§ re**ed 00 mlle lo compbrwith •ppilbll Iw or Ine n*of myr..0/In..1.0=.'mu<IN»......8#Nr,0010.„q IM#d..bl obt,Blmeoom.MOCk,be..../*M".41 the Subecrl»r lo ths fo,m di.mmn.n AIlem,ntor.· '- "· Fortheavoldmi d douK Coi,Ii¢ indirthhatbal=- w nal ofrali = 00,=nt lo athlxm my*1=1,010 li8.*30/t.rh apro*/0*/ oror= *Ic dooznact

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54:01 AM Herbelt Smith Freehills 61 -c,/ „,

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14-

13 GST

18.1 Difinmon•

Wdl ulld h 0118 0 lm 13 *mt ha,i a dshd nle,/*W h thi GST Ls#, hla thl-em".W.h 9.GET Lm¥l,I... co,* d#10., ce.vA,

18.2 GST

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(2)

Ul... 1,1,/1,9/'ll,ded, t. -· .: 1 · 'ir/ny .UP/.yull,/ror /1comeooon-*I...gl. not hmd GST.To#I eo@Int that my aupply made inder or h comicoon with Sl I.Iner*b.ham..Ad=.Wqp4mlbm.=dil.mnmicorill,I a apiemo Fo¥Idi didl, w*h GST), ihi Malplie¢ m-t PEY, hadclan k, the conildlial on p,ov id 11,<Wmi, IFIndloremtI*...1 ,re„lyMd= (35T) m.=. (adc on amol «RI•110 0.•ma#4Iht · ' r i· (or heST Ioolidvi milvtvihis)multpled bythe MA, / which GST 1• Inpe*Id h miped of thi eupply. Thi r•®lit mt:,4 dailmoidiIhemmi= 0, coi,lidirillait laMI R h

13 @ST

Wliniarm C ,§%=tooms• Ar-tionbm,hable *p#igwl#0=/ 112(a) md 13.2(b) 4*1.8:

Tax Involc=

t.44.-d r t'mint.. GST---*te*-4*.0 thi GET compont of*•t cor•k•ranon ent, nurl *,i =noutptiv y plid, th, Inoutore» Miltiol mt•tbe pild by,* led 0 or or«11,dv- r•®1=[!, ss**

Thi mpol- mu,t h•us a Tg *Fla to mi *0*4aIpples no Wir Ain 7 *ylWI# p•,r#4** GST4*-der .1

Relmbureen,Ints

IwhIC .m 11200„Ild,rialm f,Ihi

#,Rher palty 211* unu t,* Igille,1,0,1 b be Ill,11„,rald or I,di,11,1 Id by lhediw pityW a o< or INI<I licurrid h oorilionon Vh *liOeir* 0 ..namworwem,*p,/ent mult.M...WGST 00,/m,ntim..torIlly.*1 .Int/1/6/1"Im".11..WI./.Mtwi ....h'

- · madl by e» p tyb,4 r-blned or hdernnmld, or by 11 „PI...IWIMmemb,r.

No-

How and *IM No c= miy besent

A ndloi or th - ", T, 1/Id,r th ¥=mmt (Noill must be h willig inddeD,ered by 1-4 gr ied by pre-peld post lo I pity a *18 Iddii ci by Inal * 0,0

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Notice must not be g en by *ctronic Iunlca on

A No,11* mult noi be glv*i by 40*01*Yof -· '- ". (other Am fix mdemd = pe,mmad h *AN 1411

Wlion N#-IWrIn 80 han Deon ven and ricilvu

(a) A Noloi Int by pos b Mgided igh,nd roollvid on li Iondalia• DiyfolowIW Ihid* al PO a.

01) An em,1 il Molldld I g g Ind illivid whin #le,rn*1 ck*U iny.*comls IM ihl al lon althe =*ilt p=11 or a per,on doonIb./i.A »*i- del#,d or r=*id c¢her Ain on a Blze,I= D y or *•,4,00,m0,®lent,.m.,1, mo.Hid = r,o,Md.NUX'm/"WI"*Whg N.M..Day md a Nolos ddvired orreodv,d belon G,COIn (m®lirb*T») b"garchd = im*Id ,£ 9.00,m.

General

Gov ming law and jurisdiction

(a) Thl,¥=mardlmwmod bye» Imv h force hN,#80 h Wales,(b) Ed plty *revoolb y inn,b b *» no,1-890*she Mildgel of cot,10

,0, lib#cloHoll h N ,Sou W.lidcod...hmth m'4'/1,9F=*t" =WI 'Adorh cormcion #**I¥e//tEntl plly hmoolb *v= Iny lam lo Ihi vanuD af any lagi p,ooell h..m..t./.0 *I-=shi bal br *h./*IM

Invalldlty and enforceabllity

(a) I.Kyprovition oft.....4...Id W./*18 .Wd.9...cion#.pro-0,1 I er,0,0-hle h h"*dum.m...M mt R I not "valivaam, N 18 h /ne"b e Im' or not™000 152(ard=§ not apply,*af,alere,t,/r af 8,* p,ovht&*t ef//Ip//1//h aooor 08„*h-•• 15:ZMwoud r 'i ///imen,Dnoref *o,m'0#*om*au-*

Wal<

No piKy lo11* Igriai,ii,t miN Nly on the woa crocn Ict of my alli pi y= I%%*arof .VMM.me.4- 1, h*.dedbyrne .*-m.M.W.Thi meanN• 4 me *ms used h mi clauae 153n Ist out bilow.

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16.7

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IVAll *IW l=larer In coill»GIIM VhIll igii,m,Ii IdIlcludlml :10* lo*an m Cli,la

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A v ItIond iny*In dINI IgiI•noN mtvi be h wrRN id *ned by ml p,lth

Asilgnment of rIghtl

*elod the prior Mmon con,ent d e• oeler*(b) A bmioh/*u,015.6(a) byap•t Ird"Ill"dherpiny"m'"Rel

(0) Claus• 18.6(b) *es not id thi oot,ilrim,*1 of my oeler pit of Olls

Purm•r ac"on Sob.lik.n at'.ch parofs own.*p.nal

Eech ./Mmux.b .m ..=4doal...0..W./ domatw. neo•=•ylo glva Rl **4lo mil agle,mant Id ihi liIiIiaoloni cor implil/ by L

Enum agr,Iment™8 Igilin,rt*Ill / 1hl I ,Ismbrml de» igilemont bt#am Alplill h.*44.4.m mar. "4..b'*--444*4uni,I„MA mi,//n,ra mdig,Ii,11,1,, *mim or hiphd hre,pectofhm*loot ITI m,r.

Nonwg,r

TheW=,Ii.I, .I.mgsd ,„1„1„1„1,0 in.q.1,4vi nol me,go on

No M.,-N,Rhar pi h= I,Ibd gri any Mil=Ilint by#I clh,r pim not 099„Ily liolkidid h Sli

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(a) Noethlo li thID*Ii# ve, I p=11 I#14 lo bind myolhw pily h I y

(b) N#*ig h nli Uism# higoies IiyMiol ya#li ona pily h** lo*11 041/.Pmty.

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Unim...4.0.hillm'dth .-men a*.notMqlid lo ad ri=orwk# h094 orMi wl* =Vocri,Itu •ppmv* ar

00,1,Ialb,1 Mih th *0,=ItA/vri*y Mhout yro mer to'*Ii#Fihonh90 by 11 of IW con=ntor approval, orqw,Mr ofary 09% powar,IM#..h.remedy,1/.hco-onwmth.Ve,me Anycon*lons mit bi oornplad %4*h by ths pity r*N on e* 0©1,-i Inlov#orwa#.

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Table of contentB

Nolial d*lia

Applicaeon for Tol>.up Slcurletal

CompanyWarraniI

Bube<:di,/ Wamin=

Retated party arrangements

Omake «nd mallo ng agr=mints

Bourcee and..

Cognom,1 Hah,10-

Financing m:Tanglmen

Mate,lal oommilmil

Schedules

38

84

38

87

39

42

40

47

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4.

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Al*"1,7,1

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COPY'

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U.9m-Ballb,10110.*/LLC

170 1/1/1,9 80//< TZ:S, //An, MA 02116. USA

D."Una...r

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+18572@4I

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Herbert Sm,1 Pr-im ANZ Tcy-.161 - - -' 38,K S y12

Gligloo 0* Ullilld

Lm* 4 10 I#I IM 8,1*Ii,I, amon** Cal

Comp•Ve.'lly

4017 *8404742

461 7 30404700

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Application for Top-up Securities

To< Thi OhoknCockiloo Coal Unlt•d (Comp,19)

Schedule 2

Iina•tn,ma of*p#=14 h aooorriI:108%,e, Ih•*mm of#I, &*,0* on Afemirtd*d -*Midma.bat'.*-Idnnil-4-84(alb.cl.'.4 (4...41 Ippili to I whid10 li Bum mmIM Hy pdd Irlily,h„,0 h vi

plt of the Cor!,C,Inds... ply""Will""Ilinal'U".litill.Ina "I.'..nang#. e · 57·mon,y pi ble kt -pect orOI *=Ii mdIgniii ID hold il Ilil= hsued b I on Ind •Illid In mi pro-MI ofmicor•mti n 4 010 Corrpiv *orn Ini b IniIl 1, bo boud by md obier,isuoh .ovillon,

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Company Waltanms

(1) (Ilpi,tyb ,Iiiiclions) Thitym lalqu•nl*

(7)

(31

(2)

I„iqin-il or , · s belwom #Ii Compmy md io,InbU more ttin 10% ofbeCompImy or hmoolib

1./.m/-*Wormoe- receK- my ber»*h IIplcayce=Am I *lill,Oldlm le d••fl#=1 ill 8©heale &Com.k• and Illm * .--I)Th,04...4....m.44-1.0WN#. Gul -nber'.4.....iASch• • 6.(cornplance wIU: 90,121•chld obng<ons) Thi *y by te CompmyMo md per mwm by R d la abn,Hons ind,r loh n,molonDocinne,1 %0,*1 not bi h b,-h d or hoontlilii wRh giyoct*= 1or legal 0**lon 0*ld by e= Cor! y.

(4) (con 90,1 *blIEI=) Theonlym-rW WI orply mdoorlige,1labmh ofne Compi,9n=*04* in Schodde a md th, Di ocmdoolinent entled "Con:Nant Ulbil= va01**' a, conllifled h *,8D =oomloider enaled' 2016 Busliia cm - 8.0 Co,rmmnids &Cora,Int Ult'Ul./.(fbiancliW *I mgemin ) Thi only maBIN *mN •MU/ilil lota . ( ® Man* . p=vNu#*Im--Wer ,v ,ron er#414,/I *he 1n as/ 04* h Schidil g.Mltal commIDnlneB) TM Imm*,1 or 4000* m*,1110,pIWcom...=10...40./.4/9.n1ie3.-/1.*041 hl Schidil 10 Ind #* C)/socm docunent entled 'BCEPCa»,1 Convht ec -*.9.,d the D oomloidl e,iR10 2016 Bull,ills Cals - 9.0 Commlk,ter)* & ConIN•ntObll='..vlro,Nner, 1 bon* re**,ms„ )11»lonm..... Imble) M-rhl en*onm•,U bon •T emer ildrs¥hn•* dAl Group ibr Ihs n,od 3 pmIImt out h, AlDat com kider med '2015 Buek•=0- -7.0 FAIMIdA=zarloeh**rn,Son'.

· (8)·- · (ch./.Oblm./. **"Win' m.C.4.09,0...9// ... Iconlrol Matlu to IEWICET portdiO4 miv WICET hid elwgesInd INomerfai pa ille indorAiWF Deed *rmi n# 3 yiiiImbe,n providad bth, a*,crb,r.

(9) fr=) Cook,loo hiW PIW/T=M# li illin due be re Ihi Wniind

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(3)

Subscriber Warranties

General Warranties

Schedule 4

The Sub, er,%,!m * M/**W/0 an,Nom .ht(a) (prm""'/I:doll/EM"11"h..ful powirmdo//Eloly/1/IM"r/MI'll/1 ill'*/r i

hob kr, 11(irtlig,Iinia(Co,por- Authorlea60ne) al neo=e,iy atihoili,lo,Ii for Ihe =culon,d,Ov,Iy and · -, , bythal#,/0 /98.-ofth..In.h=7.-Ne,IWn--.mcbM.......*IM Sill.Iwit(No 1,011 Ii*elli®me =alon, dilvi,y md pe,*In,i, 4lil

*Pploiblek ddoes nd cor*ID,m m brBich of IV 1,# or #gim or.orr,•41 In m delidt und,r any Ig„emect or Encia11#,1,=, by which It1, bo d..wy#v d.Mdlkmm/*h'.0.*4#boblgillii widi *bigi,Ii,Ii

(80'v.'194(1) It W not gme, or pmpoled *1 go, blbo *Adlagni(2) It hm; nc* pmied a %%418,10-i® riI,14#on or commenoed st,pi *Or

#dig#® or d.obikR hm not !,oelvd a dtr gle* on noice md,r eecion 601AB dIhiColpor ons Actor arly oonmml=Hon Rom ASIC *lng# 18®d IM*a... *d#.IN.*m./14/.MAA/#.

(4) R * not bi,n pr-, d er0/ il,4 Vh , p-m/awIvoe= for *lxing-#v or diook on •*i lo li = #18 atiats li....,th....no... I . I./7*0.pe Inorc r

(5) noreclh,r, reo,Mrmdrnm er..MIP O Or,Idill, al , omil mill hil baln,ppo,Nd, or ben-n,d or<-/......40.t-*.ora./m/*of//latckwh..944*. St**omer, and, . fer .m.91.ibll."m4*=,a no'.. I . M./Wa .Q#. ppo**nert orRh. noter d .4.1,1,en .p, crp,opo=d b ..M4.9Ingg.""4 conlpron,1,8 or ·· · · n.· ¥,m oram#"mild#.blng of s« orsor ch= ofl ,m.

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mt"dill all"=I'll"h

e) (albicrn,er stabls Id lm,Iitmint litinO R li a( 8 md R l p ch=IU IhiSh,ned Sla£#lil jor b 0*n aoocut or h Il moogu* d orm or W=,ce•,Qlas-to v loh "hm, md 'ma,gl,N hib=Hm*m idilIna*WI .VI.W..4.#.4(No Ng.*imon) m i - '. th 0» 8 1©,2,/d 880lili. h,ve nc b..1indw. notbe r.gll.m.dumi"Vh. U.S. 88Cl,11,8 Act..t...Clli"..1,A. OfIiy*ai orolher),Welon h lhe U„lid Slah Indu* hi,lor* suchmilloilld holib oinld bl omrA soll Maol, Illill#Ill* orall)Il1NlIcilpold of liWI Ind ull meyI reglillud zndor ms UA 8,0111 Mt6vhlch 0, Sia,orber molmowlidgi 0/ Ihi Comp hi no c& ion lopromn) or l,Wes Ihlynmid er alhal'w ls alpold al h Con*alf,M MA

( iweilor Iophblicilli) It md IM00=r QI# Ir my, Ibr w#g I Ioaout it haq*IW SW 81*00100 880 14 hi (a) 0» manol Ibly 00 be, beeconon,10- 4-....4 h.Stm,018»d S,m/,S, (b)04./m••1 to prmlde kr Its or #18* olmer* need, md ch, oorithigenol,8 iu bwhl/d Ihi bes d 1,» enh bvit,nant h Ihi abiold Seci#* md (o)non for ,•mywah r=paot tha, **n*nt, m Sle•c**1 5=,ma (81 81114) 11 lil=* kn *dgisnd =age,Imook Ii„# md biail„,=./ah/"...MAW.#themil md,Wm ofa.*-dtheSL*-1»4 5809..2"..1/4 0.*04 i .9, forv,ho....d " baol*N iny Subicitd Sectimse, id R hi diti:Iinlried 1*/ Ihi S[*ic,lbedSNiuml im a sullim live,Imil IM Imimd each OB, Ilmy, lb<4,0,8moogi k b moll,1 my &,b,crl,ed hail* bolh h th, Min andhMir*er d*8 Sho,1* Sici,ilk.(No g,nemlddli or gme,al r r ' )1 'dmo*l,dges Ad n,hr0. Comp v nor .ny other per,on offer«1 :0 ml i. Sub..// d sl-"Mil-- m RbyIof my bm of 'ginsresoidlt or 'gin,ml a ,rtli 6,** thime N of Rde 502(e) inder. 8.01'10= ACO.a.4.non, on m...4/....ht,le.nli. I.Inyl/,3"0MA)01• accoin It li §041*I, ti Si/bic/1b4 Som01 diddes b a.1 orce.M.#hAMMRbub.Wmaill. mly do /4 /0 R .S k,&,rmsuch *orQIB Ol It may ty do mo, h (1) m 1,410,8 karlsio# NkicD:g mAnde (r,61*mr ¥my) hnle*n on the ABX) oompl*Ig will Rule 904 4Rigihilon 8 2*,der the U.S. Searlies Aot wher, noRher & nor my pe on ng on b behill *w# cr hi r,-on lo bmow, 0=!the Idi hiheen pi-/1,11/d w h, or#iUl puchmr p on h th, LJ/1/ Id St///1, ®pulu'11011 .Wpln Sorn "<.0.knu'lf.. UZ. Sm#* Mprouid by RI#0 144-filin/ ( •vali#1 (®b a Flon v*MI 1...4./.Ia QB that' Im"IN#I.n.an.*ImiSoool,**moe=418 hiMid*mi, ethi - ' - cfRili 14(A derth. Uj3.8,011"'.Aotor(M pun'llik, .n.#INA. r•E01.Kinal,lin,Ia Id,11» 8-,Rli M Wdoh It mok*8*8 thi Coilf,IW = nouggh In Foonj md h =*4 such cm,= h =0014=Ii Mlh mySpp •ble •eol,mes Ims of Iny -ts or iny other KIclon of ne Unled

(M=61010 =cailli) It .' 1' late» 8*®*®d Sm 18-wloor•lk/'re 1-d mo;,Nles w/h "/m/*U of Ru' 144(m)(S) /0/01'UB. Siot,Rl= A* ind fbrio long =thoy remal) re,&1/0 Ioidvoi, AeDi/""rl/"/nildepo,/9/: : .' 8'Ed'/h/lu/'mkldAm...moll./.y R.'4*...41hathm be,n or ".yb. I.A.huvihr,tpict 10 *i ord y ihimi of thi Compmy.

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Pmr-/...b........O/

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Lkl.M

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1 DIc/n'b'2014

%442014

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... 2014

Pipild Ipotcord:act IM Ili Y4.....

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N.181¥.ef./8/ INt-Iralp,ct/cmlsm:=1/*» B=*bmNO ..V .CO6 O0*.*-0-"b.*ImY--I.0-F.,OCI./.hKni= crTihim)

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Schedule 6

... ..,001!.n."/1/WI.

... Co,1 & 21 Nc*,mberLkl.,d 2014

Wortbe,cl Coal PlyL. I,m)Codi'. 00,1

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Sources and uses

Op,/10 ...401/fl®

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1///m- Immb,rofa , I*1//6, 8*r-*4,8-*/„m,m!/• 00 00-00Imi///m//hm/mn,Im,//4 /8/Id/IM#/8-,bal¢on 0-, amall

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Schedule 8

Contingent liabilities

C.....0"...4 am-*ofn 4..mmm,...4

Al dilill/MIn NI 22 of- 30 Jim E14 Mlacl.4

PtTI or PV An=.....da'Ul

A/IN///1 //'gr- $1813/

N.b.11 8-#rl 1,19.* *6434 Amout....

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FInancing arrangements

4,Ii,Ii,t ddib Il/,si a

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