c;:i

:.:')

Paragraph 1)

Page D(l) Type D(2)Date D(3)

Page D(l) Type Inherited

D(2) D(3)

Corp (X)" CX)"

United States District Court Eastern District of California

SOI "I" Street, 14• Floor

Sacramento, California 95814 (916) 930-4090

Chambers of

David F. Levi Chief Judge

August 4, 2004

Honorable Mary M. Lisi Judicial Conference of the United States Committee on Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544

Re: Calendar Year 2003 Filing-Judge David F. Levi

Dear Judge Lisi:

This letter is in response to your letter dated July 15, 2004.

The following is in response to the numbered paragraphs on the second and third pages of your letter pertaining to Part VII:

:c-c::

-c;::;

c..n ....,

=

-c:::I ..:=-

:;a rn

P"l"ll •• 1 -.........

-""""

m c

0 m

Numbered Each asset, "Bank One Corp Common" and "Gilead Scjences -Common", was acquired by inheritance. For "Bank One Corp Common", there should be a line inserted on page 1 between lines 11 and 12 as follows:

1

Between Lines

11 & 12 Inherited 03/13 Value J

For "Gilead Sciences - Common", line 34 should be amended as follows:

2 Line

34 Date

03/13 Value K

In addition, a parenthetical "(X)" should be added to each asset to read "Bank One Common and "Gilead Sciences - Common

Para2raph 2) Bldg Corp Ind",

Parauaph 3)

Page B(l) B(2) T)lle

Parauaph 4)

Page C(l) C(2)

Numbered This is to confirm that "Elberfeld JH Castle" listed in part VII on -page 20, line 344, should be amended to read "Elberfeld-JH Castle Sch as it was listed in the 2002 report in part VII on page 16, line 272.

Numbered The following are the requested corrections to columns B(l) and B(2) for "Wisconsin Real Estate":

Line Income Amount Code Income 23 400 Blank "NONE" 23 402 Blank "NONE"

Numbered Each asset was acquired during the year and sold off in increments until fully disposed. Column D(l ), "Type" for each asset is reflected correctly.

Line Value Code 2 Value Method 3 2 21 Blank Blank

20 355 Blank Blank

I hope that I have adequately responded to your inquiry. Thank you.

• i

I

.... ·,1

Officer_�--------� Date ____ _

"��'tt.'ll�if3lki'f.S:' '. �A�:i!iiR ��;;i:A1:fit!.v.ii'll&f¥j.1liWRi.li.$:\1'.'�.:i;:;,w,i.� �t

?� -1 •• -- &��N�����t���l&iii1 . . : ; �" \,

rosmQN

6.

NMdfiQEQBQAtflZADONIENTITY

...

UST#J

d Rt

'FllUST#6

--NONE PARTIF.S AND TERMS

::.;::

-f:12 I

I

.

Rrport Required by 1:hc Ethics · ·: A0-10 FINANCIAL DISCLOSURE REPORT In Govenmst Act of1978 ReY. l/2004

Calendar Year 2003 (5 ll.S.C. app. §§ lOl-111) 1. Person Reporting (Last name, First name, Middle inilial)

LEV1. DAVID F

4. Title: {Article 111 Judges indicate acti\'C or senior magistrate judges indicate full- or part-time)

UNITED STATES DISTRICT JUDGE

7. Olambcrs or Office Address

U.S. COURT HOUSE

SOI I STREET

SACRAMENTO, CALIFORNIA 95814

.

2. Court or Organization 3. Date of Report

UNITED STATES DISTRICT COURT - S/1512004

S. Rcport1°)'pe lcheck. appropriate type) 6. Reporting Period

1:) Nomination.. Date 1/112003

IDC) Initial \ Annual • I) Flnal 1213112003

8. On the basis of the infonnation contained in this Report nnd any modifications pcrtllining thc:rcto. il is, in my opinion. in compliance \\oitb applicable laws-and n:gubuions.

Reviewing

· IMPORTANT NOTES: The instructions accompnnying tliis-torm must be followed. Complete all parts, checking the NONE box for each part whCR )'Oil have no reportable information. Sign on last page.'

I. POSIDONS. (Reporting individual only: sec pp. 9.13 or ming instructions) :::= NONE · (No rcponablc pO!iitions.)

l. TRUSTEE TRUST#l

2. CUSTODIAN CUSlODIAN ACCOUNT#l

3. CUSTODIAN CUSTODIAN ACCOUNT #2

4. TRUSTEE 419111TRUST#2 s. TRUSTEE

TRl'STEE UST#4 7. TRUSTEE-- - lRUST#S

8. TRUSTEE

II. AGREEMENTS. (Reporting individual only; sec pp. 14·16 of filing instructions) ·

--

SOURCE AND TYPE GROSS INCOME

SOURCE ANP D'PE

SOURCE PESCPJPT.ION

1,704

.,

FINANCIAL DISCLOSURE REPORT Name or Person Rc:potting Date omeport

LEVI, DAVID 'f Sfl_S/2004

ill._ NON-INVESTMENT INCOME. CReport.ing individual and spouse; sec pp. 11-24 ormine instructions)

A. Filer's Non-Investment lncom

0 N.01'"E - (No reportable non-in\'CStmcnt income.)·

(yours. lllll spouse's) l. 06/2003 CAFRANCH ETAXBOARD,INTEREST

2. 0112003 JAMES PUBUSHlNGCO., ROYALTY 1,470

3.

B. Spouse's Non-Investment lncome -Ofyou were married during any portion of1hc rcparring year, please complete this section. (dollar amount not required except for honnnuin)

NONE - (No reportable non-inVCSJment income.)

1.

2.

IV. REIMBURSEMENTS -uansponation, lodging. food. entertainment.

· (Includes those to spouse and dependent" ebUdn..-n. Sec pp. 2. 27 ofinstructions.)

0 NONE - C_No such rcportllble reimbursements.}

1. 2003FEDERALBUREAUOFINVESTIOATION REIMBURSEMENT FOR TRAVEL. CLEVELAND, OH 06/02/03 • S/03

---

SQUR('E PESCRCPDQN

CREDrroR J)ESCR!PTION VAWECQQE

1 I Date of Report

S/J.S/2004

,• FINANCIAL DISCLOSURE REPORT

..

NamcorPcrson Reporting

LEVI. DAVID F

V. _GIFTS. Oncludcs those to spouse and dependent children. Sec pp. 28-31 or instructions.} -

bl! NONE CNo such rcportabtcgitts.)-

l.

VI. LIABillTIES. (Includes lbosc: ofspouse and dependent children. Sec pp. 32-34 ofinstruclioos.)

NONE (No reportable liabilities.> •

I.

U -

1.

-

·-----·----·--··------------------

-

{3)

L

(S) GlliD Code

. FINANCIAL DISCLOSURE REPORT Date of Rq�Ol-S .ooo L S.

--

-

-

In ;

C,

(I) (2)

06/23

-- -

(3) (4) Gain Code

I

.

I not l:l.00 l·S::!S.000,llllO

l'J S25,llll0,tl01·S O,OOO.OIJU f'.l -., SM•• th.in SS0,000,000

3 V:ilu< Mc:01od Code' Q · /\ppraioal R · • Cost (Rwl EslAc Only) 1· Ca,;hlMarkct

(:,.,C(uiumr. C::!\ U ., hook Value V = O!lil:

c

- If lrou1

(2) (3) (4) (S)

K

-

-

.

L

. FINANCIAL DISCLOS.URE REPORT Date of Report Nnmc of PCISDll Reporting ·page3 of23 LEVI, DAVID F 5/1512004

-inoome. ,..inc, ll'llnscations (includes !hose of the spou.u: and dependent duldn:n. Sec pp. 34-57 of filing i ctions.) VII. INVESTMENTS and TRUSTS

·-

37.

38.

. /\. B. lllCOllle cbing Gross \'11111: Ill.end of

Dcscriplioo or Asscls rq>o11ini,! period n:pcr1ing period(iltcluding trust asscu) ..:- li} (2) (I) (2)

Place ixr alicr each asser eicempt Amount Type (e.g. Value v.iue from prior disdosure Code I div. n:nl. or Codc2 Ma hod

(A-H) inl.) (J-P) Code3 (Q-W)

DEVRY INC. DEL- COMMON None L _T

EU ULL Y &. CO· COMMON (X) A Dividend J T

D• TllDSllClioas durilll? rqionine.-pcriad

(I) nat CJCCOIPI disclosure

Type (e.g. Date: Value Gain ldcnrity of buy, sell, Mt1nth- Codcl Code bu).'l:dicllcr merger, Day (J-P) I (A· (ifpm'llle n:6.-mprion) m 1ran1actio11)

lnhcrilcd 03113 J

39.

40.

41.

ELI ULL Y & CO· COMMON (X) -- None·-

FANNIE MAE· COMMON (X) A Dividend K T

FANNIE MAE - COMMON (X) None

Buy 06/30 J

Inherited 03113 J

Buy 05130 J

42.

43.

FANNIE MAE ·COMMON (X) 'None

FA.i IE MAE- COMMON (X) None

Buy 06'09 J

Buy 09/08

44. FEDERAL HOME LOAN BANKS CONS BONDS D Interest M T - "'

45. FEDERAL NATL MTG ASSN BONDS D Interest M T

.

46. FIRST DATA CORP- COMMON A Dividend M T Buy 06IOS K

47.

4&.

49.

so.

Sl.

52.

SJ.

S4.

FIRST DATA CORP- COMMON None

-·

IWNOIS 100L WORKS INC· COMMON (X) A Dividend K. T

JOHNSON&. JOHNSON COMMON (X) A Dividend L T

JOHNSON & JOHNSON COMMON (X) A Dividend J T

JP MORGAN CHASE &CO· COMMON (X) A Dividend K T

JP MORGAN CHASE & CO· COMMON QC) None

JP MORGAN CHASE & CO ·COMMON (X) None

KINDER MORGA' U.C (>.') None T

Buy 09/0B L

Inherited Ol/13 K

Buy 03/24 K.

lnbcrilcd 03/13 J -

Inherited Ol/13 J

Buy OS/30 J

Buy 06f30 J

NBuy 03124 K

---------I. lnaiml:l'Gain Codes: A • !. I ,00!1 or less D Sl,OOl-Q.SOC1 C • S2,Sfl\- 5.000 D SS,Olll·Sl3,0llO E • Sl S.

1-

-

- If

--

- -

M T

-

-

(41

Code

m

..

-

i

·---------- -----------

(I}

{J·Pl

. FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 4 of23 LEVI, DAVID F 5/1512004

- incomt, \'lluc, tr.mscation. (includes lb0$C of die spouse and dcpcodcnt cluldrcn. See pp. -S7 offiling in ruclim1'.) VII. INVESTMENTS and TRUSTS

A. B. C;- D. Income duriiig Gross value 11 end of Transactions during reportiol! PeriodDcscriplion or Assets rcportilll! period rcpodin11 period

(including trust assets) {l) Cl) Ill Cl)

not e»cmpl {mm dillCltlSurc -

(2} (3) tS} Place ·cxr aller each asset exempt Amouat T),,e (e.g. Value Value T (c.i;. . Date: Value Gain Identity of from prior 1lisclll5llll: bu)·, sci MC1nth·Code I di\·. n:nt. or CtKlc 2 Method Code2 buyer/seller

C00e3 merger, Day (J-P) 1 (A- lifpm(A-II} inl.) ralmilrinn)

.T Buy 05130 J

( W} lranimctiool

KOHL'S CORP -COMMON (X) None JSS.

56. KOHL'S CORP -COMMON (X) None Buy 06/30 J

57. KOHL'S CORP· COMMON (X) Nooe Buy 06/30 J

--58. LASAUE BANK N.A. (X) A Interest J T Inherited 03/13 J

59. MERCK&. COMPANY - COMMON D Dividend

60. MERCK&COMPANY -COMMON A Dividend J T lnhcriu:d 03/13 J

61. MERCK & COMPANY COMMON None BL'Y 06/11 J

62.

63.

MERCK&. COMPANY -COMMON

MERCK&COMPANY -COMMON .

Nooe ..

None

Buy

Buy

07rJ.4

09/08

J

J

64. MEDCO HLTH SOL· COMMON (SPINOFF FROM MERCK) (X)

None - Panial Sale 09/08 J A

65. MEDCO HLTH SOL-COMMON (SPINOFF FROM MERCK) (X)

... -·

None Partial Sale OSrJ.6 J A

66. MEDCO HLTH SOL-COMMON (SPINOFF FROM MERCK} {X)

None

..

Sok! D&/28 J

67. MEDTRONIC INC-COMMON (X) A Dividend J T Inherited 03/13 J

"6&. MELLON FINANCIAL CORP -COMMON (X) A Dividend K T Inherited 03/13 J

69. MEU.ON FINANCIAL CORP - COMMON (X) None

70. MICROSOFT CORP-COMMON (X) A Dividend

71. NA VJGANT CONSULTING INC -COMMON None

72. NAVIGANT CONSULTING INC· COMMON None

I. Income/Gain Cadm: A • l.001• or less

lSc:c Columns Bl 1111d 04) F SSO.llOl·Slll0,000

2. Value Codes: 51$,000 or less

!Seo Columns Cl and DJ) N S:.!50,000-SSOO,()()(i

P'.' : S25.IJIJCJ,00l-S50,000.\100

Q ' Appraisal

11 , llnrn: Value

B • Sl,00l-S2.SOIJ

G SIOO,OOl-Sl.000,(JUO=

K s 15,001-s o.ooo =

0 SSOll,OOl·Sl.000,000

R Cusi (Real Esiat: Ori! ·) ·

V Otht:r

Buy 06/ll J

K T lnheriu:d 03113 K

Panial Sale OS/16 J

Partial Sale 05/19 K

C -S2,51l\-S .OOO D • S5,0!ll ·S 15,000 HI S 1,ll00.00 l-15,000.000 H2 • Mon: 1law SS.000,000 " ·

1. "s .001.s100.ooo M S IOO.Olll S (l,000·· ·

1' I , .. > 1,000.DIJ 1-S5,00ll.ll0(1 1'2 S5.0llU.001-S2$.000,0ll0

1'4 SMt..-i.• lh:m S30,0U0,1lOO

S • l\s• ssment T , Ca..ti!Markcl

\\' = Estimated

D

D

E & Sl S.1101-SS0.000

I

D.

lqlOl'ling period c:i.:cmptrmm

-

-

l2l (3) 14) lS'I GUI

m

--·- ·-- ··-------- --·--·--- --- ·----- ---- ---- --- - ·------- . ------ - - ----- ---·

S/1512004

.. FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 5 of23 LEVI, DAVIDF

' . VII. INVESTMENTS and TRUSTS -in-. ''llae.1nn1e:1tians {includes those ofdacspouscanci clepeodent chtldml. Sec pp. 34-s1 ofJilinc8!-a)'

05121

OS/21

03113

03113

03/13

Value Coclcl lJ.PJ

K

J

J

J

J

ldencity of Code' buycdsellc:r 1 (A- lif privare

lml511Clion)

D

D

78. PFIZER INC- COMMON (X) None Buy 06/11 J

79. PFIZER INC· COMMON ()..1 None Buy 06/30 J

so. PFIZER INC- COMMON (X) None

- - ..

Buy 07/24 J

81. PFIZER INC· COMMON (X) None Buy 11114 J

82. PNC BANK CORP COMMON (X) B Dividend K T Buy 03124 K

SJ.

84.

PUBLIC STORAGE INC (X) B Dividend

QUEST DIAGNOSTICS INC (X) None

K T

L T

Buy

Buy

03126

·- -

06IOS

K

K

SS• . SPX CORP (X) None K T Inherited 03/13 K _.

86. SUIZA CAPITAL TRUST II TR CONY PFD c Dividend (CONVERTED TO DEAN FOODS)

Convened 04/lS

87.

8&.

89.

90.

HT INSIGHT FUNDS INC A Dividend

MOLEX INC. ·COMMON (X) A Dividend

MOLEX INC.· COMMON (X) None

TIAA-CREF (ONE TlME PAYOUT ·NO ASSET D Disln"bution VALUE)(X)

M T

J T

J T·

Inherited

Buy

Inherited

03113

06/11

03113

J

J

J

& ,501-$5.000 D ., SS,OUl·SIS,OflO [ "'SIS.OOl·SS0.000

(Sec Columns BI and 04) F c SSU.OOl·SI00,000 G

I. lncornc/Gain Codes; A R Sl,OQ!1 or less B s Sl,0

--

A..

(2) (I) (2) If

-· -

(2) (3)

J

K

(4)

""

.

---- --------

. FINANCIAL DISCLOSURE REPORT Name of Pason Reporting Date: of Report Page 6of23 LEV1. DAV1D F 5115/2004

VIL INVESTMENTS and TRUSTS - inc:omr. \'Ihle, transclllions Cincludci tbosc of the spouse 111111 dcpendeatchildren. Sec pp. 3

- -

A.

-

-- -

-

II (3)

Buy

J

(4)

Code

lnlllsacCioa)

FINANCIAL DISCLOSURE REPORT Dale ofRcpartNlll1lc of Pmoo Reporting Page7 of23 LEVI, DAVID F S/)512004

VII. INVESTMENTS and TRUSTS - income. ,.. 1ue. transcations (i11cludes l11ose oflhe lpCIUSC 1nd dependent childrm.. See pp. 34-S7 offilin[! lnslruRioas.)

-

109.

110.

111.

Dcscriplion or Assct1 (including tn&SI assets)

Pince "(Xr after each asset eJlell1PI from priordisdosure

WALGREEN CO· COMMON (X)

WlLLIS GROUP HLOO INC DL (X)

ZIONS CAP TRB CAP SECS (X)

B. lneomc during

reporting period

{I) r-J

Amounl Type (e.g.Code I div. llllll.111" {A-H) i11t.)

A Divid.."lld

None

c-- - Dividend

c Gross value II end C'll n:porting period

(I) (2)

Value Value· Coclel · Methud (J.P) Code3

(Q-W)

J . .:r

M T

L T

D. Transoctioas durint! reportilll:-Pcriod

(I) not excmpl £rom disclosun: {ll

Type (t.il. Oat : Value buy, sen, Molllh- Coclcl merger, Day (J-P}icdcmptio11)

Inherited 03/13 J

Buy 11119 L

Buy 03124 J

(Sl Gain Identity or

buyer/seller I (A· {ifprMlt1-1\

112. ZIONS CAP TRB CAP SECS (X) None Buy 03125 K

113. AFFlIJA TED COMP. SVCS. - COMMON None M T

114.

115.

AUTOZONE, INC. - COMMON

AUTOZONE, INC.· COMMON

None

None

Partial Sale 04/25 K

Partial Sale 12119 .K B

116. AUTOZONE, INC. - COMMON None -

..

Sold 12119 L D

117. CARDINAL HEALTH· COMMON A Dividend Buy 06/05 L

118.

119.

120.

CARDINAL HEALTii - COMMON

CARDINAL HEALTH-COMMON

INTEL CORP.· COMMON

None

None

None L T

Partial Sale 11124 K

Sold 11124 L

12/19 L

B

121. INTEL CORP. ·COMMON (X) A Dividend K T lnlaited 03113 K

122. INTEL CORP.· COMMON (X) None Buy 06111

123. INTERNATIONAL BUS. MACH. • COMMON B Dividend M T Partial Sale 11119 L D

124. INTERNATIONAL BUS. MACH.· COMMON A Dividend K T Buy 05130 J

125. INTERNA TIONALBUS. MACH.· COMMON None Buy 06/11 J

126. INTERNATIONAL BUS. MACH. - COMMON None Buy 06/30 J

1 1. Income/Gain Codes: A "Sl,OOC1 or less n & S!,001-Sl.SOO c • S:?,SUl..S. .00(1 D s 55,0lll-S.15,000 E - SIS.(J01-SS0.ll()f)

(Sec Columns Bl and D4) F S.50.0lll-S.100,000 Ci - $100,0ll I ·S l.000,llOI> H 1 • S 1,000.DO 1- ,oo

-

B

-

c.

{I) II

{3} (41 (S) Gain Code

-

L

-·

lntcrat

-----

.

(I)

merger.

' •

. FINANCIAL DISCLOSURE REPORT Nameof Pcnon Reporting Date ofRcpan Pages of23 LEVI. DAVID F 5/1512004

VII. INVESTMENTS and TRUSTS - ihCOllle.. wluc. !nmcations Ciacludes t11ose of the spouse and dependent childrca Sec pp. 34-S7 of filini 1 ctions.)

- A. n. D. Income clwini; Gmss value al end of T ran. ctions during reponi1ir. jicriad

Dcscriplion or Asscls n:porling period reporting period fim:l.uding bust asSCIS) not Csemp! .fmm disclo51a'C . ., lJ) (2) (2)

{2) Place ·cxr after ucb asset exempt Airun1nt tc.g. Valllc Value T -pc (e.g. Date:Type Value ldc:ntily of lium prior discloain: buy, sc.-11, di\·. n:nt. er Code:! Codc2 Md hod Month · Codcl buyel'fscller

int.) IJ-P) Code3IA-Ii) Day 1)-PJ I (A· (ifpri\'llte (Q-W) ) m lransaction)

127. UNCARE HLDGS. INC. -COMMON None L .T

128. MARSH&. MCLENNAN -COMMON Dividend Buy 06/05 K

129. MARSH&. MCLENNAN -COMMON - -- Partial Sale 10131 J

-·

130. MARSH & MCLENNAN· COMMON None· So\d 10!31 L

,.

131. MCKESSON, INC. - COMMON A Dividend M T

132. METUFE, INC. ·COMMON A Dividend M T Partial Sale 06f23 K

133. MICROSOFT CORP -COMMON Nooe J T

134.

135.

PEPSICO, I."JC. -COMMON

STERJS CORPORA TlON (X)

A

-

Dividend

-·

None M T Buy 07125

136. WALT DISNEYCO.-COMMON None K T

137. AU.ENTON WI SAN DIST 1 WTRWKS D In N T

138.

139.

140.

MARICOPA CN1Y AZ BOND

NEW MEXICO STATE SEVERENCE TAX BOND

DE KALB CNlY IL UNIT S CH DIST 424

D

D

Interest

ln1erest

None

M

M

T

T

Part Rcdem11t

Rcdcmptio n

07/01

07/01

J

N

141. WELLS FARGO BANK- IRA ACCOUNT CASH B Interest K T EQUIVALENT

142. U.S. TREASURY NOTES D Interest Rcdcmptio 03/24 M A D

143. WEI.LS FARGO BANK - CHECKING A Interest M T SACRAMENTO

144. WEU.S FARGO BANK-MM SACRAMENTO A J T

-·--·--·--------- -

I. lncomc!Gain Codes: A w Sl,000 or less ll •Sl,001-$2.SDll c • s m-s .ooo o -ss.0,OU0,00 l ·S. O.(IOIJ.000 !'4 SMlll'l" lh:ln ssu,000,000

3. Vain Method Cod\.-s Q - AJ1Pfa1.ai R Cui.1 (Rwl F.s!lllc Onl:) 5 • A>.

DA VII>

-

c. .

11 _uon•

(3) . (4) lS) Gain

. .

(I)

·-----------·---·- ----· ------------- __ .,. ______ ·----· · - - -· ·-·· ·--·--- - -------------· . ----- --- --- ------ -(!i..-e Column C ) U lillOk \I aluc

V

. FINANCIAL DISCLOSURE REPORT Datt: ofRcport Nmnc of Person Rcpoltlng ·Page 9 of23 LEVI, F 511512004 VII. INVESTMENTS and TR us TS ial:ooic. value, ions (includcl; diose of I spouse ll1d dependent children. Sec pp. 34-57 offiling i ions.)-

A. B. D. - Income during Gross nluc at end af TlllRSlc:lions c1uriJ!t! reportinn1eriod Description of Auel¥ reporting period n:pDTling period

(including trust assets) .. (2) (I) (2) CIJ.-

ao1 cxcmp! disclosure. .

145.

146.

--

Place "(X)' :dieracb asset esempt Imm prior disdoslin:

NCH PARTNERSHIP, LP.

Amount Code I. (A·H)

T)'pc (e.g. div. n:nt. ar i11t.)

None

Vu Coclcl (J-1')

L

Value Method Code3 (Q-W)

T ..

Type (e.g.

buy, acU. merger, redemption)

ll) Date: Month· Day

Value Croc.l

{J·P) Code 1 (A-M\

Identity of buy.:r/scllcr

lifpri\'l.ttll'Waction)

147.

148.

149.

ISO.

151.

152.

TRUST#2

WISCONSIN REAL ESTATE

TRUST 111 CONSISTING OF:

HT INSIGHT CASH MANAGEMENT

MONTEREY CA WSTWTR FIN BONDS

-

--

A

F

-

None

Dividend

lntc:rcst

..

L T

Sold

Rcdcmptio n

11129

06/01

L

M

F

153. COOK CNlY ILL BOND None M T

154. CARDINAL HEALTH INC (X) A Dividend Buy 06/05 IC

155.

156.

CARDINAL HEALTH INC

-- -

CONCORD EFS, INC. - COMMON

None

None

Sold

Sold

11124

·- - .

09108

IC

M

A

D

157.

158.

COSTO WHSL CORP - COMMON (X)

c o INC - COMMON (X)

None

None

K

K

T

T

Buy

Buy

06/05

11119

K

K

-

159.

160.

161.

162.

FJRST DATA CORP - COMMON

FIRST DATA CORP ·COMMON

FPL GROUP INC (X)

GENERAL DYNAMICS (X)

A

B

A

Dividend

None

Dividend

Dividend

M

K

T

T

Buy

Sold

Buy

Buy

06105

11/19

06/0S

03124

L

L

M

K

-·

I. lnaJlllC/Gain Codes: A c Sl,0011 ar Im B = Sl,OCl\-S2.SOO C • s:!,501..S .000 0 • SS,O

A.

-

-

.

_from

T

K

(.'1) (4) (S) Gllin

.

- .

I

1· FINANCIAL J)ISCLOSURE REPORT Name of Person Reporting Date ofReport Page 10 of23 LEVI, DAVID F Sl15fi004 VII. INVESTMENTS and TRUSTS - income. \'aluc, lnn5C!1 ions (inclm!c:s tbcise of spouse: and dc:pcndc:at c\iilclrm. See pp. 34-S7 offilill{I 1ctioin.)

-

-

163.

164.

165.

166.

167.

168.

169.

Description or Assets (including trust asscu)

--

Place: "(X)" after each asset c::cempt frou1 prior disc10 111'C

GENERAL ELECTRIC CO

IRON MOUNTAIN INC (X)

MARSH & MCLENNAN (X)

MARSH & MCLENNAN

MCKESSON, INC.· COMMON

PEPSICO, INC.· COMMON .

PNC FINANCIAL CORP (X)

B. lulXllne during

rcportin{: period

\I) (2)

Amlllmt Type le.g. CIKlc 1 div. rc11t.or (A·H) iru.)

B Dividend

None

A-- Dividend

None

A Dividend

B Dividend

A Dividend

c. Gross \'aluc at c:nd cl reporting p:riocl

(I) (2)

Value Value Codc2 Md hod (J.P) Codc3

(Q-W)

L

K. T

M T

L T

K. T

(1)

Type lc.g. bur.sell, iaerccr. redemption)

Buy

Buy

Sold

Buy

D. Tnmac:1ions dlllinp. reporting-period

l IKll e.u:mpi disdOSUJC

ll) Dale Month-l>a)·

11119

09/0&

10/31

06IOS

Value: C«lr::? V·P)

K

L

K

K

Identity or Code buycr/icllt.'! I (A· Of private J.I\ tri11111ctim)

170.

171.

WIU..lS GROUP HLDG LTD (X)

WYETH · COMMON

None

..

B Dividend

K T

L T

Buy 11119 K

172. XILINX INC (X) Noae K T Buy 11119 K

173.

174.

-·

TRUST #6 CONSISTING OF: ·- .

175. ABN·AMRO IPMM (X) A Interest J T Inherited 03113 J

·176. AFFIUA TED COMP SVCS (X) None J T Inherited 03113 J

177• ALEXANDRIA REALTY (X) A Dividend T Inherited 03/13 J

. .

17&. AMGEN INC (X) None J T Jnhcrited 03113 J

179. APACHE CORP (X) A Dividend J T lnl!critcd 03/13 J

180. C.H. ROBINSON (X) A Dividencta J T Inherited 03113 J

I. lncome'Gain Codes: A • S l,0011 ar less B • S 1,001-52.500 c 5 .5111-S5.000 D - ss.m•l-SIS,0110 E s SlS.flDl·SS0.000

(SecC"'111mru;BI andD4} F • SSIJ.001-SlfJO,OOll G S 100,001-Sl.000.(l(ll) HI ,. Sl ,OOO.OOl-SS,000.000 H2 - More 1lw1 S .000,000

2. Value Codes: • $1.5.000 or less K • SIS,OOl·S D.UllO L •· S .OOl.SI00.000 M • S100Jl0l·S150,fl(ll)

(Sec ClliUJUJJs Cl and 03) N = S:!S0,000..SSorJ,U[l(J 0 !.500,001-Sl.OCl(l,000 Pl r Sl.OOO.llbl-S:i,OOl!.OOU P2 • S5.llDO.OIJ1-S:!.".DOll,llOIJ -

P S25,0tl0,001 ·S50,ll00.l100 l'4 • SMore than S50.00!l,OOO

3. V lu.• Me1hodCodcs Q • Appl'lli,;al r. - t:OS'. (Real Est:11c Only) S Asscs m 'llt 1' • Ca,;blMmkcl

(Sec Colwnn Ci u Book Value \' • Other \I' 8tillllllCd ------- .... --··---·---- ·-------- ..

B. -

-

Codc3

K

D.

(3} (4) (Sl

Code

'

.-----------------···-·------------·

. FINANCIAL DISCLOSURE REPORT Name of Pcrsoo Reporting. Date of Report Page 11 of23 LEVI, DAVID F 5/1512004 VII. INVESTMENTS and TRUSTS - income., \oaluc.. ioos (im:h1des those of the spouse and dcJlClldcnl childn:n. Sec pp. 34-.57 of·filinti i!'5'fl1ctions.)

A. c. hlC.')

ZIONS CAP TR PFD SER 8 {X)

A

A

A

A

A

Dividend

Dividend

Dividend

Dividend

None

Dividend

J

J

J

J

J

T

T

T

.T

T.

T

Inherited

Inherited

lnht:rited

Inherited

Inherited

inherited

03/13

03113

03/13

03113

03/13

03/13

J

. J

J

J

J

J

-----------··---·-· ··-------

I. lllCOIJIC{Gain CodcL: A • Sl,01,)(t or lw B • Sl,001-$2.SOO c • S Slll·S!'.000 D • SS,Oltl-SiS,OUO E • SlS.001-SSO.llOCI

{Sc.:ColunmBl .WD.t) F = SS(l.001- 100.000 U z SlU0,001-Sl.OUCl,tJCfll HI • $1,000.001-SS,000.000 H2 ,. More thmt S5.()(J(l,000

2. Value Codes: J ., SJS,000 or less K s1 .00l0S5tl,OOU L SSO,U0\-$100.000 M = SlOU.OCJl.S::!..."tl,O'JO

(l.l:i: C1,iumns Cl and 03) N - S250,000-SSOO.OOO 0 •· S5U0,0(l\.$1.0ll0,0t10 Pl Sl,O!J0.001·)5,00U.OIJO Pl - S5.000.00l·S2 .ll00,00IJ

P3 - S25,t100,UOl.S!'O,OOl!.!lO\I Pol St-.forc lh:m SSO,OOD,000

3. Valu Method Code> Q •-Apprai'Mll R · · Cost {Real Fstotc Only) S • As.< !iSmcn! T ' CaMMarkc:I

( Colwm1 n·> U • ilL>OI: Value \I Olhc;· w Esiimlltcd

TilpDl"ling period

·-

In

c.

!CpOl1ing period

n

Ir

(3) (41 (S) Gain Code

m

i ..

-----------------

. FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report Pagel? of23 LEVI, DAVID F S/1512004

VII. INVESTMENTS and TRUSTS -income, value, llllllseations (includes tl1ose ofllac spomc and dependent children. See pp. 34-57 offiling ctions.)

. ! . !

-

-

199.

200.

201.

202.

A.

Description or Assets f111Clnding ttus1 asseis)

- . .

Place "(XI" after each assei ci:cmpt from prim disclosm:

ABBOTI LABS· COMMON

ALBERTO CULVER· COMMON

APACHE CORP - COMMON (X)

B. Income during

lll {2J

Alllount Typ: (e.g.Code I div. rent. or {A·H) inl.)

c Dividend

B-- Dividend

A Dividend

Gro!IS \'alue Ill end of

(ll (2)

Value Valoe Codc2 Method {J-P) Ctldc-3

(Q-W)

-·

M T

M T

M T

Cl)

Type (C.J. buy, sell, merger, re&mplion)

Partial Sale

Buy

D. Transadims d rqioltinlfpeiiad

(2) Dale: Mooth-Dny

03124

06ID'

nol e>.:cmpl-from disclMurc

Vaduc Identity or Code:? buycr/scllet V·P) I (A· (if pri\'lte

hansaclian)

K E

L

203•

204•

APACHE CORP ·COMMON (X)

BP AMOCO PLC ADR ·COMMON (X)

None

B Dividend L T

Buy 09/10 K

205. COLDNIAL CAP TR Ill GTD PFD SECS D Dividend L T

206. CARF.MARK RX INC.

-

None

..-

M T

207. GENERAL ELECTRIC CO - COMMON D Dividend M T Partial Sale 06JOS K E

208. JOHNSON & JOHNSON - COMMON (X) A Dividend K T Buy 03124 K

209. UNCARE H1...DGS INC. None M T

210. HT INSIGHT FUNDS TFMM A Dividend L T

..

· -

211. HANOVER COMPRESSOR Co CONVERTIBLE BONDS

D Interest M T •.

212.

213.

214.

215.

216.

CLARK. CNTY NEVADA EF HOSP BOND

COOK CNTY IL BOND

CHESTERFJEID CNTY BqND

FRESNO CA UNI SCH DIST BONDS SER G {X)

SEATTLE WA MUNI BOND

D Interest

None

E

B Interest

None

N T

L T

M T

M T

Rcdemptio

Buy

09/09

02JD4

M

M

I. lncamclC"iain Codes: A s S 1,000 or lc:ss. B s Sl,001-52.5011 C ., S!,SOl·S .000 D • SS,t>Ol-SlS,000 C ., SIS.OOl0S50.000

(See Columns Rl and D4) F SSQ(IOl-SllJ0,000 (i ' SIOO,Olll-Sl.000,000 HI 'Sl,ilDC.001- .ooo.ooo H2 t Mon: llw1 SS.0011,000

2. Value: rodes: "'SIS,000 or less .- s1s,oo;.s o.uou L s o.ooJ-SI00.1100 M =SlOO.O(ll-Sm1,uoo

(Sec C.."'8m!i Cl and D:t) N "S:!5il,()(IO.S50:l,OOIJ 0 SSllD,OOl -S iJl()(l,llllli Pl s1.000.0

-

�RANCH PAR™ERSHIP

NCHPARlNERSHlP

-

228.

-

(I)

T

.

u rm111

(3)

L

(4) lS) Gain Code

m

- .

-:-s·i:om-S2,s0

-- -------·----- ------· ------- ----- ---- --

-- -

-------------------

n

.

Day

J

--------------------- - -

Code

-

. . . FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 14 of23 LEVI, DAVID F 511512004

VIL INVESTMENTS and TRUSTS income. Yaluc, 1ran.-

-

..-

235.

236.

237.

238.

239.

240.

241.

242,

A.

Descriplion of Assets {iacludin ttust as!ICIS)

--

Place •(X)" afit-reach asset exempt froln prior disdoslln::

KINDER MORGAN UC(>..')

NORTHERN TRUST CORP

ZEBRA TECHNOLOGIES

WALT DISNEY

QUEST DIAGNOSTICS INC

STERJCYCLE INC

STERlS CORP - COMMON (X)

COSTCO WHSL CORP. -COMMON -

n. lnca111e during

rcporti"ll period

lll (2)

Am.>11111 Code I (A·H)

c

- --

A

-

--

Type (e.g. div. rent or inl.)

None

Dividend

None

Dividend

None

None

None

None

c \Jll'I \,'Blue al end of n:porting period

(I) (2)

Value Value Codc2 Me1llOC! IJ·P) Cudcl

(Q-W)

K -:r

M T

N T

L T

L T

M T

K T

L T

Transactions

(I) {2)

Type (e.g. Date: buy,sdl, Month-lllClllCI'. redcmplionl

Buy 03/24

Partial Sale 11124

Partial Salt: 04/07·

Buy 09/08

D. during j)criad

!IOI ci.cmpt.froin di cl11S1.1rc

(3) Value

c•2 (J·P)

K

K.

K.

K

(41 (S) Gaill Identityor

bu).-cr/scller l {A- (ifpm'alC m trlnsaclion)

D

D

243. PEPSICO - COMMON (X) A Dividend L T Buy 03/24 K

244. PEPSICO - COMMON None Buy 12119 K.

245.

246. RANCH PARTNERSHIP None K T

247. HARRIS BANK CHICAGO A Interest T

248. WELLS FARGO SAVINGS A Interest K T

249.

250.

2SI.

252.

WELLS FARGO CHECKING

WM. BLAIR READY RESERVES

MERCK&CO.

CH ROBINSON

A

A

A

A

Interest

Dividend

Dividend

Dividend

J T

K T

K T

K T

I. lncnmc'Gain Codes: A sS!,OOCt or less n • Sl,00l-S2.SOO C S:,SOl-$5.{IO(l 0 • S5,tlUl·Sl5,000 L s SIS.llOl..SSO.llOO

(Sci: Cohmms Bl and l>4) F = S$CJ.001-!>IOO,OOO o s100,001.s1.ooo,ooo HI 51,000.00l·SS,OOO.OOU H2 ' Mon: limll s: .000.000

::.. V aluc C'udo:s: J - Sl.5,000 or I L S 0,001-$100.000 M ' SI00.001-$:?. 0.000 (Sc:;>Col11nms Cl and D:l"J N so.oon..ssoo.ouo 0 ' S500,00l·Sl.(J(l(l,U00 Pl = l,000.001- .00!J.OO(J P2 = SS.(lOO.OOl· .000,fJOO

!':I 525,000,0tl I ·S O,OOIJ.1100 P - SMt'f lh:ln SS0,000,000

3. Vnlu Mc:tliod Codes Q · Appraisal R - Cost (Real E.su1tc Only) S - As.

-· (l)

---

T

Dividend

.

Day

·- -

II

(3) (4)

Code

H\

----·-·--·-

I

not CXClll(ILfrom disclosure

. FINANCIAL DISCLOSURE REPORT Name of l'crson Reporting Date of Report Page ·15 of 23 LEVI, DAVID F 5/\512004

VII. INVESTMENTS and TRUSTS

A. -

Description of Asscls (including 1rust asscts)

-

Place "(X)" aftrr each asset aempt from prior disllloswn:

253. NORTHERN TRUST CORP.

254. CARDINAL HEALTII INC (X)

255. CARDINAL HEALTH INC

256. CONCORD EFS INC. - COMMON

257. CONCORD EFS INC. - COMMON

·. .

258. COSTCO WHSLCORP

259. CVS CORP.

- income. value, lran Rlions (includes th•lSC of spouse and dependent child=. Sec pp. 34-57 Offiling siructions.)

B. G D. during Gross \'BhU: at end or Tl'BllSllClian5 duriap. rqJOrtinLfpcrind

tqXirling period reporting period

lll en (2) Cl) (2) (Sl

AnlOllll( T)'PC (e.g. Value Value lype lC:·l!· Datt; Value Gain ldcnlityof C.ldc l div. rent or Coile? Method . bay,sdl, Molllh • Coclc 2 bu)-.s#scllcr(A·H) u11.) IJ..P) Code3 mctget, lJ·P) I {A· (ifprivaiemlcmptioo) (Q-\\') lrmlsaction)

A Dividend K .r .

A Dividend Buy 06/05 K

None Sold 11125 K A

None Partial Sale 06/05 J B

None Sold 09/08 J A

None K

A Dividend K T

260. AFFllJA TEO COMP SVCS None K T - - ..

261. ALBERTO CULVER A Dividend K T

262. ALEXANDRIA REALTY B K T

263. AON CORP A Dividend Sold 03/24 K B

264. APACHE CORP {X) A Dividend K T Buy_ 06/05 K

265. APACHE CORP (X) None Buy 09JOS K

266. CAREMARK RX lNC None K T Partial Sale 12119 J c .

267. CATS SERIES Y B Interest K T Partial Sale 06/0S L E

26&. CHEVRONTEXACO CORP (X) A Dividend K T Buy 03124 K

269. CUNOINC(X) None K T Buy 12119 K

270. FIRST DATA CORP - COMMON A Dividend K T Buy 06/0S J

. .

I. lncame/Gain Code&: (Si:e Column Bl and 04)

2. Value Cucles:

(See Columns; CJ ud D'.I}

3. Val"" Mclliod Codes

(See Column )

A • S.l,000 or lei;s F SSO.llO l- I 00,00(1

J Sl5,IJOll or less

N = S2Sil,fJOO.SSOO,OCIO

P = S2S,000,00l-SSO,tl00.0llU

Q - Appraisa I

U -&o Vahit

B

G

K

0

R

v

-·-·---

• Sl,001-S2.SO!l c -s--..,so1.s .ooo

SI00,001-Sl.OOO,IJOO Ht ,,51,000.001- s.ono.ooo

Sl5.001·$ 0.000 L ,. S.'i0,001..SI00.000

•·· SSOll,Otl 1-S l,!l00,000 1'1 •· Sl. .001-\5.000.(100

['4 SM\ll-e lh:in S50,000,000

' C:ob1 (Real E'Aatc (Jnli•) s An.:s,;mcnl

···(llh_!:'

D • SS,OCIJ-SIS,(1(1() H2 More 1111111 SS.000,000

M SIOO.OOl·i:?S

-

-· -

-

c

(1) It cxcmpt.frnm di5Closurc

..

l2) ( )

J

J

-

(4)

A

A

!

. FINANCIAL DISCLOSlJRE REPORT Name ofPcn;on Reporting Date of Report Page 16 of23 LEVI, DAVID F S/1_512004

VII. INVESTMENTS and TRUSTS •· income.. \'3luc, 1Iml5caliaa5 (inoludcs lbosc ofd_1e spouse and dcpe11dent childn:n. See pp. 34-57 of filing i,ostruc:tionl.)

- A. B. D. lncomt duria1g Gross \'lliuc II ead of Transactions during rqtafting pmod

Dc:scriptio11 of Assets ..,ni period reporting pcriud (including tnlSI ll51ClS) .. nntlll (l) {I) . (2l

271.

272.

273.

274.

275.

276.

Place "(X)" am each asset eicempe &lien prior disd.:lsun:

:

FIRST DATA CORP· COMMON

FPL GROUP INC (X)

GENERAL ELECTRIC

KINDER MORGAN U.C (X)

KINDER MORGAN.UC (X)

KINDER MORGAN UC (X)

Aml'IUlll Code l (A.ff)

A

/\ -·

T)'PC (e.g.div. rent or inl.)

None

Dividend

Dividend

None

None

None

Value Codc2 (J-P}

K

K

K

Value Mclbod Codel (Q-W)

--

T

T

T

Type (e.ti-bu)', sen. lllCfllCI', tal.:mption)

Buy

Buy

Buy

Panial Sale

Partial Sale

Dale: Mooth· Day

09/08

06/05

03121

OS/IS

08131

Value Codel (J.P)

J

K

K

Gain Code I (A-J.I\

A

A

(S) Identity of bll)ulscllcr lif private traasac&ion)

277. KINDER MORGAN U.C (X) None Sold 12/10 J A

278.

279.

UNCARE HLDGS INC

MCKESSON INC

-

A

None

Dividend

K

K

T

T

280. MARSH & MCLENNAN COMPANIES (X) A Dividend Buy 03124 K.

281.

282.

283.

MARSH & MCLENNAN COMPANIES (X)

MEDCO HLTII SOL. CO ·COMMON (SPINOFF FROM MERCK) (X)

MEDCO HLTII SOL CO ·COMMON (SPINOFF FROM MERCK) (X)

None

None

None

Sold

Partial Sale

Partial Sale

10131

08120

08121

K

J

J l

284.

285.

286.

287.

288.

MEDCO HLni SOL CO -COMMON (SPINOFF FROM MERCK) (X)

PEPSICO INC

PNC FINANCIAL CORP (X)

QUEST DAIGNOSTICS INC

REGIS CORP. MINN. ·COMMON

A

A

A

None

Dividend

Dividend

None

Dividend

K

K

K

K

T

T

T

T

Sold

Buy

08!21

03124

J

K

A -

'I. Income/Gain Codes: A s 51,00lll:r lcss B -Sl,00l·S2.SOO C cS SOJ-!>;t;.OOI> D "'S5,001°SIS,OOO E. c SIS.!IO l-SS0.1100

{Sec Colannns Bl and Doi) F !>SIJ.001-SJOO,OOD G ·· S HI0,00\·Sl ,000,000 Hl S l,ll00..001- S.000.000 H.2 ., More than SS.OOll,000

2. V11lut Cod : J • SI 5,000 or less K •·· S!S,001-S. .llOO L "s o.uo1.s100.ooo M s100.001.S! O.(l(IO

(Sc: Clllunuu; Cl and D.'.1) N $;50,000.5500,tlOIJ 0 •. 5:SU0,00\-$1.000,000 Pl • $J,000.001-S5,llOU.OOO P2 -S5.ll00.001·S?!'.()(Jll,UOO

P.'.\ z S25,0ll0,DUl·S O.tllllJ.OOU P4 •· SMlll'c th:m S5ll,Ollll,(J(llJ

:.. Val..: Method Codes ll • Appraisal R - Cos\ (Real 1'..;1a1c Only) S ·· As.

--

-

-

- -

(2) e>eriad

Desl."Tiplion of Assets raporring pcrit'CI reporting period fmcluding trust assecs) If11111 disclosun:(2) (1) (I)-..

Dale:Place "(X)" after each asset CllCfllPI Value ValueAmount Type lt:.g. Value Gain ldcnlily of from prior disclos11n: Codc2 Melhod buy, Jell, Month-Code I div. rc11t. or Codcl buyeiiscllcr

289. STERICYCLE INC None

290 .. STERIS CORP (X) None

291. TYCO JNl1. LID (X) h- Dividend

292. UNIVERSAL HEAL'll-1 SVCS.· COMMON None

293. WACHOVIA PFD SER A (X) B Dividend

294: WACHOVIA PFD SER A (X) None

295. WALT DISNEY A DiVldend

296. WEllS FARGO & CO (X) A Dividend

..

297. ZEBRA TECHNOLOGY None

298. ZIONS CAP TR· PREFERRED B Interest

299. DEVRY None

300. mM A Dividend

301. lNlEL CORP None

302. INTERPUBLIC GROUP None

303. IRON MOUNTAIN INC (X) None

304. JOHNSON&. JOHNSON A Dividend

305. · ELBERFm.!:>-JH CASTI.E SCH BLDG CORP IND c lnten:st

306. FEDERAL HOME-LOAN BANK c Interest

IJ-P) Qidr3 mcrgc:r. Day(A-H) inl.) (J·P) I (A· (i(pri\"atembnptiou)(Q-W) l11111S11C1ioa)

IC ]

K T Buy 01125 K

IC T Buy 09/08 J

Sold 02124 K

K T Buy 03124 K

Buy 06112 J

K T

IC T Buy 09/08 K

K T Partial Sale 06/0S J D

K T

K T

K T

K T Buy 12119 K

J T

K T Buy 12119 K

K T

L T

K ASold 09/08

E SlS.

-

--

TRU #3·

'•

Cl) II CXClr!JltJrom

- - ..

(3) (4) (S}

"'s1.001.$2_SOu----c--.s:.s111-s!'.oon---o-=ss.C101- 1s.ooo--r-s1s.001-sso:;;o-

- ------. ----- - - .. -- - ---- · ·--- ----- - -- - -----· - ------

(I) (2)

Hl Sl,OOO .. OOJ-1'5,000.000 ll2 "Mon: thall S .000,000

. FINANCIAL DISCLOSURE REPORT Name ofPerson Reporting Date of Report Page 18 of23 LEVI, DAVIDF 511512004 VII. INVESTMENTS and TRUSTS -income, val!!C- ions (mcludcs those oft SJICl!R•nd dependent cliilclren. Sec pp. 34-S7 offding oas.)

A. B. c D. .lncomr duriag Gross '\'aluc Ill cad or Transactioas durinll reportin1n1criod ptionofAsscl5 rcpaitinii period n:parling period

(im:ludini: trust users) not clisclo$nrc-.. (2) (1)

307.

Place "(A1" alirr each asset exempt fuxn prior di5cl ire

MONTEREY REGIONAL WASTE WTRREV BOND

A.alt Code I (A-H)

A

T)-pe (e.g.div. rent or nil.}

Interest

Valuc Code2 (J-P)

Value Method Code3 ((}-W)

--

T)llll: (e.g. buy, sen, merger, rcckmplian)

Sold·

(2) Date: M1111th-O'Jy

06/01

Value Codcl (J-1')

K

Ga Co.Jc I (A-U\

Idenlityof bu)'Cii$'dlcr (ifpri 'alc lransaelion}

308.

-----

-- 310. WIUlAM BU.IR READY RESERVES A Interest J T

311. WlWAM BLAIR MUll.JAL FUNDS ClROWTH None K T

312. ABBOlTlABS B Dividend L T

313. BANK OF AMERICA CORP- COMMON (X) A Dividend J T Buy 11117 J

314. CHEVRONTEXACO CORP A Dividend K T

315. CINTAS A Dividend K T

316. CUNO INC - COMMON (X} None J T Buy 09/IO J

317. GENERAL ELECTRIC B Dividend L T

318. MAlTEL INC - COMMON A Dividend J T - -

319. MICROSOFT CORP - COMMON A Dividend J T

320. . MOLEX INC CL A A Dividend K T -

321. PEPSICO INC - COMMON A Dividend L T

322. SHERWIN WILLIAMS A Dividend K T

323. WALT DISNEY CO - COMMON A Dividend J T

324.

I. lnc:omc/GamCodcs: A sS!,OO{lorlcss a

(See Column> 81lllld04) f "SSO.OOl-SllJ0,000 o $100,001-Sl,OOO,Ol\D

2. Value Codes: ·• SlS,0110 or less K s1s,001-s o.ooo L s o,001.s100.ooo M Ts100.001-S?so,ooo<

(Sc: Colunu1 Cl and D'.\J N S::!S0,0Clll-S5i\O,U(l(J 0 SSOO,Olll·SJ.IJO{l,000 Pl t Sl,OOO.OOl-S5,000.000 l'2 " S5.000.001·S25.00f..OOO

!'3 S25,000,00l-S..'i0.IJOO.OOU P "' SM1m: thmi SSU,000,(l(l()

Q ·-Aµpnnsal R C.:tr..1 (Ri:lll E.;iatc Ollly) T ., Cll!lb:'Marla:I

( Column Cl U • Bool Vaine v t hce \\' "' &timatcd· -

,.

--

Interest

11 cxcmpt-irom

(2) (3) (4l (S) Olin Cade:

m

-

D E

I

- S S0,000-SSOC,OOO

. FINANCIAL DISCLOSURE REPORT Name of Pcnon Reporting Date of Report Page19 of23 LEVI, DAVJD F S/1512004

--

Vll. INVESTMENTS and TRUSTS -income. value, Uanscations Cincludcs those of lbe spouse llld dcpendcnt cluldml. See pp. 34-57 offilini; !n_stmctions.)

A. D. G. D.-Income during Gross \-altic at end of Transaclicas cinirq? repoctintfpcriad

Ocscriptioa or Assets Rplll1init period n:poning 1icriod (illcluding trust asse )

no! di5clOStuc.. -- ll) (2} (I) (2) (1)

325.

326.

327.

328.

329.

330.

Place "{Xr after each asset exempt from prior disclosun:

WIUJAM Bl.AIR READY RESERVES

Wll.IlAM BLAIR GROWTH FUND

ABB01TLABS

ABB01TLABS

ABBOITl.ABS

ALBERTO CULVER CL B

Altlount Code I iA-H)

A

B--

A

T)-pc te.11. di ·. rent or inl.)

Dividend

None

Dividend

None

None

Dividend

Value Codc2 (J..P)

K

K

K

K

Value. Method Cde3 (Q-W)

_r

T

T

T

Typt (e.g. buy,si:ll, merger, redemption)

Partial Sale

Partial Sale

Panial Sale

Dal : Month-Day

03/24

06IOS

09/08

Value Code:? t'J·P)

K

J

K.

I (A·

E

D

E

Identity or bu)'«lscller(ifpri\-ne transaction)

331.

332.

ALEXANDRIA REALTY

APACHE CORP {X)

-

B

A

-

Dividend

Dividend

..

K

L

T

T Buy 06105 K

333.

334.

APACHE CORP {X)

AON CORP A

None

Dividend

Buy

So1cl

09/08

03/24

K

K B

33S.

336.

337.

BANK ONE CORP (X)

BANK ONE CORP· ACCRUED INTEREST(X)

CAREMARK RX INC

B

B

Interest

None

L

L

T

T

Buy 04109 L

338.

339.

340.

341.

342.

CATS SERJES Y

CHEVRONTEXACO CORP

CINTAS

COLONIAL CAPITAL TRUST (X)

CVS CORP

B

B

A

B

A

Interest

Dividend

Dividend

Interest

Dividend

M

L

K

.K

K

T

T

T

T

T

Buy

Buy

03124

03124

K

K

l. Income/Gain Cocils: ... S 1,000 or less B s Si,OUl-S2.500 c "12,501-SS.OOO s SS,Olll·SIS,0110 SlS.laOi-SS0..000

t!K:c Coltatim B 1 lllCI D4) F SS0.00 l·S I 00,000 G • Sltl!l,001-SJ.OUO,OOO Hl - l,OOO.Olll-S5,IJ(l0.000 H2 .. Mon: thnu $5.000,IJOO

2. Value Coch:s: J $15,000 Dr less K s 15,001-$ 0.IJ(lJ 1.. S!i0,001-S I 00.000 M SHJIJ.001-S:?SD,OOO

(Sec CMmw Cl nnd 0'.I) N (l SSOO,OO\-Sl.000,00C Pl -- S l ,t100.0!Jl-S5,00IJ.000 P2 r. S5.00U.001 ·S 5.l)O(i,000

PJ : S25,0l10,IXl1-S$0,llllCl.OOU P4 SMm lh:in SSU,000,000

3 Valu Method Codes Q • Appraisal It - Ca i (Real fallltc Only) s - hs""1iSlrn:lll ,. Ca,;h!Markel

(Set: Coidtnll C.1 · ·-----

-- --·---- - -

-t; lfoot Vaiuc - - -- ·--· ---· . - - "" --- -

v • 01be ·-·---- - --· --

w · - l?iUmllcd -· ---------

·--------- ----- ------ -··--·-- - ·- --· · - ------·--

/It.

-

A

c.

II

(3) Gain Code

J

------------------

-----

I

l

_,,__ ___ -·-·- ·-·---·- ·--------.. ·--- ----- - ... -·-·---·---- -

. FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting Page,20 of 23 LEVI, DAVID F 511512004

VII. INVESTMENTS and TRUSTS - incame, \'llluc, t ions (includes lhosc of bc spouse and dependent cl1ildren. See pp. 34-S7 offilill8 Slruetioas.}

'

I 1

-

343.

344.

345.

346.

347.

34&.

D. lacame dmilq;

Dc11Cri11tion or Assets (!period(includiug tmst USCIS)

--- (I) (2)

Place "(XI" aficT eacl1 asset C11C111pt Asno.1111 T>;ic (e.g.frml prior disdos11ic Cade l div. n:nL or (A-H) int.)

WALT DISNEY A Dividend

ELBERFELD·J H CASTLE c Interest

FEDERAL HOME LDAN BANK B-- lnlcrest

FEDERAL NA TL MTG ASSN c lnll:n:St

FEDERAL NA TL MTG ASSN -ACCRUED B lnlel'cst INTEREST

FIRST DATA CORP A Dividend

Gro. value 111 end m n:porling period

(I} {2)

Value Value Codc2 Method (J·P) Codel

(Q-W)

K •. T

L T

L T

L T

L T

(1)

T)-pe (c. buy, sell, mcri:cr, redemption}

Buy

D. T1311SDC1ions during n:pcxtiagl>Criod

(2} Dato:: Mooth· Doy

06/05

not exempt_ from disclosure

141 lSl Value ldcnlity of Code:? bu)i:r/scllcr lJ.P) 1 (A· (if pcl\'lte

1-f\ tiansacrion)

K

349.

350.

FIRST DATA CORP None

FPL GROUP INC {X) A Dividend - - ..

K T

Buy

Buy

09/08

06!05

K

K

351. mM A Dividend K T

352. INTERPUBUC GROUP COS None J T

353. IRON MOUNTAIN INC (X) None K T Buy 12119 K

354.

355.

356.

357.

358 ..

359.

360.

JOHNSON & JOHNSON A Dividend

KINDER MORGAN LLC (X) None

KINDER MOR.GAN U.C (X) None

KINDER MORGAN U.C (X) None

KINDER MORGAN LLC (X) None

UNCARE HLDGS INC None

MARSH & M.CLENNAN (X) Dividend

K T

K T

K T

Buy

Panial Sale

Partial Sale

Sold

Buy

-- -

03121

OS/15

0&131

12110

03124

K -

J A -

J A

A

K

D • S5,0Cll-Sl5,000 E Sl5.llOJ.SSO,OOO I. lllCUlllCl'Garn Codes: A a SI ,OOll or less B • Sl ,001-Sl.SOO ISc:eColunmsBl andl)4) f SIJ.()(ll·!.100,000 G "'SlOO,!llll-Sl.000,00ll Hl S!,000,0IJJ.\5,ll00.!100 H? - Mon: than S .OO(l,000

K • S15,00l·S50,00!J L S50,00l-SIOU.OUO M Slll0.00l·S:?50,UOO (Sc: Ct,lunm5 Cl and D:l) N ,, S'.?50,00(;.SS00,000 0 • SSIJO,(l(ll .)1.000,fKm l'l !.l,000.001-iS,ll(I0.000 P2 ., S5.000.0lll·S2$,000,000 -

P , s2 .ooo,001.sso,000.110u l'4 SMon: 1ll:m SS0,000 ,000

2. Value Codi. : "Sl5,000orless

'

· , -3. Violuc Meah.xl Code• Q Aµpn11S11l R . Co t (R.c:al Estaic On! ·) S Assi.'55lllC!ll T Ca.

-

-

D. .

(I) 11

Codc2

--

(3) (4)

Code

Loss

E

370.

378.

MOdh·

FINANCIAL DISCLOSURE REPORT Date of Report Page 21 of23

Name of Pcnmn Rerorting

LEVI, DAVID F S/15'2004

VII. INVESTMENTS and TRUSTS - inconie, \'llluc, ions (includes llulSC of 1c 1 and dependent cl11ldrc:ll: See pp. 34-S7 of filing insi .)

,\. B.

A. B.

-

- -

..

·- -

If

(3) (4) (Sl

"'

J

fLJncomclGain ·-----·--·------ ·----- --

·-----------

- .

. FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page22of23 LEVI, DAVID F S/lS/2004

VII. INVESTMENTS and TRUSTS •• inc:ome, 'llut. lransclltions (iac:ludcs !hose oflhe apoose lad dependent children. See pp. 34-S7 offilillgJ�stmctioos.)

c. D. -

lncame during Grass \'llhle at end of T l'BllSllcrians duri111 rcpmti!llf11criod Description or Assets rcportin period rcporling period Cindmling trusl assets)

379.

380.

381.

382.

.--·

Place M(X)" after eacb asset e.u111pt from prior disclosun:

CONCORD EFS INC. -COMMON

COSTCO WHSL- CORP. - COMMON

CUNOINC(X)

DEVRYINC

{I)

"'11oml Codcl (A-H)

---

(2)

T>-pc: (e.g. div. rcat. or a.)

None

None

None

None

(I)

Value Code2 l.l-P)

K

K

K

12)

Value Mc:lhad Cocle3 (Q-W)

. .

T

T

T

(1)

Type (e.g. bu} sci lllCqla', redcmplion)

Sold

Buy

l2} °* Month· Day

09/08

12119

not Cl.empl from discloauc

Value Gain ityof Codcl Code bU)'Cl'/scllcr V·P) I (A· lifpri\'MC

lnnAdion)

A

K

383. GENERALELECTRlC CO B Dividend L T

384.

385.

INTELCORP. -COMMON

MCKESSON INC.· COMMON A

None

Dividend

K

K

T

T

Buy 12119 K

386.

387.

NORTHERN TRUST CORP

PNC FINANCIAL CORP (X)

A

8

Dividend

..

Dividend

K

K

T

T Buy 03124 K

388. STERICYCLE INC None K T.

389. STERIS CORP (X) None K T · Buy 07125 K

390.

391.

REGIS CORP. MINN. -COMMON

TYCO INTL LTD (X}

A

A

Dividend

Dividend

K

K

T

T Buy 09/08 K • .

392. UNIVERSAL HLTH SVCS. - COMMON None Sold 02/24 K -

393. WACHOVIA PFD SER A (X) B Interest K T Buy 03124 K

394. WEU.S FARGO & CO (X) A Di\'idend K T Buy 09108 K

395. ZEBRA TECHNOLOGY None K T

396. ZIONS CAP TR,. l'REFERR.ED c lntcrcst K T

Codes: .A. • 51 ,000 or less D • Sl,001-52.SOU C • S::,SOl·S .CIOO 0 g SS,Ofll.$15,000 E &SlS.001-SS0.000

(Sc.: Ct'111111ns Bl lllld D4) F 0.001-$100,000 G = SHlll,001-Sl.000,000 HI r Sl,000.001- 5,00!l..ODU H2 - Mon: thlll1 SS.000,000

2. Value Codes: J SlS,l/00 or lcss K Sl5,00l·S .Oll!J L - s:c;o,oc11.s100.ooo M SJOU.001-S:?. O.(){l(J

(See Col11n111s CJ mid D3i N $251),000-SSlllJ,OOI; 0 ., iS00,001-Sl.OOO,llOO Pl Sl,OIXJ.001- 5.000.00I> P2 - S5JlCJ'1Jllll-S.?5.0U!l,CiOIJ -

l".1 S2S,OUU,0Cll·S O.OOIJ.00(1 P4 •· SMln tl::in S50,00!l,OOfJ

3 Val11< Method Codes Q • Appr.11>11! R ·• Cos\ (l cal Estutc Only) S · A • .., .... ncnt

(5'.-i: Column C!) V lk•ol Value V.' ,. F timatc

UST#S

n

c.

disclosluc (3) (4)

Gmn Codd

c D

I

(2)

redcmptiClll)

I. -FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 23 of23 LEVI, DAVID F 5/15/2004

VII.. INVESTMENTS and TRUSTS - income, \'lllue, lnlnScalioos (includes those oftjac spouse and dependent children. See pp. 34-57 offilinp. f!Structions.)

A. B. D. Income duriag GroSl value at end af Transactions during reporting-period Dcscnptioa ar Assels reJIO!tinll period n:porting period (including tnist auetS) I notcxcmpt..(I) en 12) (I)

(2)Date:

(S)Place "(X)" after each llSSCI cxempt l Type (e.g. Value Value Type (C.J. from prior disdosun: div. rent. or bur. sell,

ValueCodcl

ldcntilyor buyer/sellerMomh-Cctdc I Codd Mc:lhod Cc>Jc

(A-ff) int.) [)DyU.P) (Q-W)

merger, (J.P) I (/\· tifpm'llc m transaaioo)

397.

398.

MONTEREY REGIONAL WASTE WTR REV BOND

CH'PAR1NERSHIP

A Interest

None K T

Rcdemptio D

06/01 K

399.

400. WISCONSIN REAL ESTATE Sold 11129 M F

401.

402. WISCONSIN REAL ESTATE Sold 11129 M F

• 515.lJDl-SSO.OOO l. llll:OlllCIGain Codm: A • SI ,OOC1 or lcu - $1,001-52.500 .. s:,so1-s .ooo • $5,00l·SIS,ODO E (S= C.o1umnsB1 a1111 D4) F -sso.001- 100,000 G SI00,001-51.000,000 Ht T 51,000,001-SS,OOO.OOO H2 t Mon: thm1 55.000,000

2. Value C4clcs: $15,000 ar less K e SlS,001-5. 0.000 L "'S50,00l .S1DO.OOO M •. s1ou.001.s2so,ooo {Sec Columns Cl 111111 03) N S250.llOO-$SOO,OOO 0 S500,001-Sl.OOO,OOO J>I s1.ono.001- s.ooo.ooo l'2 SS.000.001 ·S:?S.1100,000 •

r = s25.ooo.001-s .ooo.oou P4 t SMon! than SSU,00(1,000 3. V:il11e Mclhod Codo:i; Q - Ap!Jrai>1al R " Cosi (R.:al Estat Only) s = l ei..-=mc:At ,. • Casl•'Morla:l

f!. C.:uh.unn C) U lk>Ui; Va \' - Olh::r W -l:.$limaled •----. --- ----- ·-

SllS/2oo4

Date orReport FINANCIAL DISCLOSURE REPORT NameorPctsonRcporting

UM, DAVIDF

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (lndicatepm1 of Report.)

SALE OF "WISCONSIN REAL ESTATE" REPORTED IN SECTION VIL LINES 148, 234, 400, AND 402, IS AN INSTAILMENT SALE. 1liE ENTIRE GAIN WAS RECOGNIZED IN 2003 FOR rnE PURPOSES OF THIS REPORT.

--

·Name of Person Reporting Date of Report ·FINANCIAL DISCLOSURE REPORT

LEVI, DAVID F S/IS/2004 · •

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true. and complete to the best of my knowledge and belief, and that any infonnation not reported was withheld because it.met applicable statutory provisions permitting non-disclosure.

I further certify that eame_d income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CML AND _CRIMINAL SANCfiONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Cour1S Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544