uchicago irs 990 (2012)

l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493132006454

Form990 Return of Organization Exempt From Income Tax OMB No 1545-0047

Under section 501 (c), 527, or 4947( a)(1) of the Internal Revenue Code ( except black lung2012benefit trust or private foundation)

Department of the Treasury

Internal Revenue Service 1-The organization may have to use a copy of this return to satisfy state reporting requirements

A For the 2012 calendar year, or tax year beginning 07-01-2012 , 2012, and ending 06-30-2013

B Check if applicableC Name of organization D Employer identification numberUNIVERSITY OF CHICAGO

F Address change 36-2177139Doing Business As

F Name change

1 Initial return Number and street (or P 0 box if mail is not delivered to street address) Room/suite E Telephone number5801 S ELLIS AVENUE

p Terminated(773)702-1941

-( Amended return City or town, state or country, and ZIP + 4CHICAGO, IL 60637

I Application pending G Gross receipts $ 4,527,982,241

F Name and address of principal officer H(a) Is this a group return forROBERT J ZIMMER affiliates? (-Yes No5801 S ELLIS AVENUECHICAGO,IL 60637 H(b) Are all affiliates included? F Yes F_ No

If "No," attach a list (see instructions)I Tax-exempt status F 501(c)(3) 1 501(c) ( ) I (insert no ) (- 4947(a)(1) or F_ 527

H(c) Group exemption number 0-J Website :1- WWWUCHICAGO EDU

K Form of organization F Corporation 1 Trust F_ Association (- Other 0- L Year of formation 1890 M State of legal domicile IL

Summary

1 Briefly describe the organization's mission or most significant activitiesTHE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THECOMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITYOF SCHOLARS AND STUDENTS

2 Check this box Of- if the organization discontinued its operations or disposed of more than 25% of its net assets

r;r 3 Number of voting members of the governing body (Part VI, line 1a) . . . . . . . 3 53

4 Number of independent voting members of the governing body (Part VI, line 1b) . . . . 4 43

5 Total number of individuals employed in calendar year 2012 (Part V, line 2a) . 5 24,196

6 Total number of volunteers (estimate if necessary) 6 12,354

7aTotal unrelated business revenue from Part VIII, column (C), line 12 . . . . . . . 7a -2,126,167

b Net unrelated business taxable income from Form 990-T, line 34 . . . . . . . . 7b 0

Prior Year Current Year

8 Contributions and grants (Part VIII, line 1h) . 717,944,430 1,464,776,423

9 Program service revenue (Part VIII, line 2g) . 1,095,101,204 1,200,157,025

N 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d . 335,854,342 368,665,198

11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 58,812,749 58,299,865

12 Total revenue-add lines 8 through 11 (must equal Part VIII, column (A), line12) . . . . . . . . . . . . . . . . . . 2,207,712,725 3,091,898,511

13 Grants and similar amounts paid (Part IX, column (A), lines 1-3) . 346,290,502 347,581,254

14 Benefits paid to or for members (Part IX, column (A), line 4) . 0 0

15 Salaries, other compensation, employee benefits (Part IX, column (A), lines5-10) 1,212,115,872 1,663,310,552

16a Professional fundraising fees (Part IX, column (A), line 11e) 0 451,699

LLJb Total fundraising expenses (Part IX, column (D), line 25) 0-64,527,728

17 Other expenses (Part IX, column (A), lines h1a-11d, 11f-24e) . . . . 743,076,639 898,493,783

18 Total expenses Add lines 13-17 (must equal Part IX, column (A), line 25) 2,301,483,013 2,909,837,288

19 Revenue less expenses Subtract line 18 from line 12 -93,770,288 182,061,223

Beginning of CurrentEnd of Year

Year

M20 Total assets (Part X, l i n e 1 6 ) . . . . . . . . . . . . 9,619,035,065 9,703,508,112

% TS 21 Total l i a b i l i t i e s (Part X, l i n e 2 6 ) . . . . . . . . . . . . 3,814,462,065 3,520,333,112

ZLL 22 Net assets or fund balances Subtract line 21 from line 20 . 5,804,573,000 6,183,175,000

lijaW Signature Block

Under penalties of perjury, I declare that I have examined this return, includinmy knowledge and belief, it is true, correct, and complete Declaration of prepspreparer has any knowledge

SignSignature of officer

Here JOHN R KROLL ASSOC VP FINANCE

Type or print name and title

Print/Type preparer's name Preparers signature

PaidFirm's name 0-

Pre pare rUse Only Firm's address 1-

May the IRS discuss this return with the preparer shown above? (see instructs

For Paperwork Reduction Act Notice, see the separate instructions.

Form 990 ( 2012)

Statement of Program Service AccomplishmentsCheck if Schedule 0 contains a response to any question in this Part III .F

1 Briefly describe the organization 's mission

THE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THECOMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OFSCHOLARS AND STUDENTS

2 Did the organization undertake any significant program services during the year which were not listed onthe prior Form 990 or 990-EZ7 . . . . . . . . . . . . . . . . . . . . . . fl Yes F No

If"Yes,"describe these new services on Schedule 0

3 Did the organization cease conducting , or make significant changes in how it conducts, any programservices? . . . . . . . . . . . . . . . . . . . . . . . . . . . . F Yes F7 No

If"Yes,"describe these changes on Schedule 0

4 Describe the organization 's program service accomplishments for each of its three largest program services, as measured byexpenses Section 501(c)(3) and 501( c)(4) organizations are required to report the amount of grants and allocations to others,the total expenses , and revenue , if any, for each program service reported

4a (Code ) ( Expenses $ 863,162,354 including grants of $ ) (Revenue $ 671,779,125

INSTRUCTION IN 2012-2013, THE UNIVERSITY ENROLLED 15,539 STUDENTS, OF THAT TOTAL, 5,607 WERE UNDERGRADUATE STUDENTS IN THE COLLEGE (THEUNIVERSITY'S UNDERGRADUATE SCHOOL), 3,787 WERE GRADUATE STUDENTS, 5,392 WERE STUDENTS IN THE UNIVERSITY'S PROFESSIONAL SCHOOLS AND 753WERE NON-DEGREE STUDENTS

4b (Code ) ( Expenses $ 800,959,771 including grants of $ 37,526,022 ) (Revenue $ 387,251,984

UNIVERSITY OF CHICAGO FACULTY CROSS TRADITIONAL DISCIPLINARY BOUNDARIES TO TRANSFORM UNDERSTANDINGS IN BUSINESS, ECONOMICS, HISTORY,LAW, LITERATURE, RELIGION, PHYSICS, CHEMISTRY AND BIOLOGY AND MEDICINE, AMONG OTHER FIELDS IN PURSUIT OF THESE RESEARCH ENDEAVORS, DURINGFISCAL YEAR 2012-2013 THE UNIVERSITY WAS AWARDED A TOTAL OF $449 8 MILLION IN RESEARCH FUNDING FROM FEDERAL AGENCIES, NON-FEDERALGOVERNMENT ENTITIES, CORPORATIONS, FOUNDATIONS AND OTHER SOURCES THIS FISCAL YEAR $330 7 MILLION WAS EXPENDED FROM FEDERAL GOVERNMENTSPONSORS OF RESEARCH, WITH THE U S DEPARTMENT OF HEALTH AND HUMAN SERVICES AND THE NATL SCIENCE FDN PROVIDING THE LARGEST AMOUNTS OFFUNDING FOUNDATION RESEARCH SPONSORSHIP AWARDS TOTALED $54 6 MILLION, FOLLOWED BY CORPORATE RESEARCH SPONSORSHIP OF $48 3 MILLION THEUNIVERSITY ALSO CONDUCTS SCIENTIFIC RESEARCH IN COLLABORATION WITH ARGONNE NATIONAL LABORATORY, OWNED BY THE UNITED STATES GOVERNMENTAND OPERATED BY THE UNIVERSITY THROUGH A DISREGARDED ENTITY, UNDER THE TERMS OF A COST REIMBURSEMENT CONTRACT WITH THE U S DEPARTMENTOF ENERGY ARGONNE IS A MULTI-PURPOSE SCIENCE LABORATORY WITH A $769 7 MILLION ANNUAL BUDGET AND APPROXIMATELY 3900 EMPLOYEES ARGONNEPROGRAM SERVICE RESEARCH EXPENDITURES WERE $538 7 MILLION AND ARE INCLUDED IN THE RESEARCH PROGRAM SERVICE EXPENSE AMOUNT, AS ISREQUIRED FOR A DISREGARDED ENTITY IN ADDITION, FERMI RESEARCH ALLIANCE, LLC, AN ENTITY JOINTLY OWNED BY THE UNIVERSITY AND UNIVERSITIESRESEARCH ASSOCIATION INC , OPERATES FERMI NATIONAL ACCELERATOR LABORATORY ("FERMILAB") FOR THE U S DEPARTMENT OF ENERGY FERMILAB IS THENATION'S PREEMINENT CENTER FOR HIGH-ENERGY PHYSICS AND AN INTERNATIONAL CENTER FOR SCIENTIFIC RESEARCH IN ELEMENTARY PARTICLE PHYSICSAND ASTROPHYSICS FERMILAB HAS A $420 MILLION ANNUAL BUDGET AND OVER 1700 EMPLOYEES

4c (Code ) ( Expenses $ 310,055,232 including grants of $ 310,055,232 ) (Revenue $

SCHOLARSHIPS & FELLOWSHIPS THE UNIVERSITY IS A NEED BLIND INSTITUTION WITH AN EXTENSIVE FINANCIAL AID PROGRAM WHICH IS DESIGNED TO ENABLETHE MOST QUALIFIED STUDENTS TO ATTEND THE UNIVERSITY REGARDLESS OF THEIR FINANCIAL CIRCUMSTANCES FOR THE 2012-2013 ACADEMIC YEAR,APPROXIMATELY 58 PERCENT OF ALL STUDENTS IN THE COLLEGE RECEIVED FINANCIAL AID IN THE FORM OF GRANTS AND SCHOLARSHIPS UNIVERSITY-WIDEEXPENDITURES FOR SCHOLARSHIPS AND FELLOWSHIPS AMOUNTED TO $310 0 MILLION OF THIS AMOUNT, APPROXIMATELY $232 6 MILLION WAS PROVIDED FROMUNRESTRICTED FUNDS, THE REMAINING $77 4 MILLION CAME FROM RESTRICTED SOURCES MORE THAN ELEVEN HUNDRED STUDENTS IN THE COLLEGE (THEUNIVERSITY'S UNDERGRADUATE COLLEGE) CURRENTLY RECEIVE ODYSSEY SCHOLARSHIPS THE ODYSSEY SCHOLARSHIPS PROVIDE INCREASED ACCESS FOR LOW-INCOME AND MODERATE-INCOME STUDENTS BY ELIMINATING LOANS FOR THOSE WITH FAMILY INCOME BELOW $75,000 AND REDUCING LOAN INDEBTEDNESS FORMANY OTHERS THE UNIVERSITY EXPANDED ITS GRADUATE AID INITIATIVE, A PROGRAM THAT INVESTS APPROXIMATELY $310,000 IN THE EDUCATION OF EACHPH D STUDENT IN THE HUMANITIES, SOCIAL SCIENCES AND DIVINITY SCHOOL THESE PROGRAMS ARE IN ADDITION TO THE UNIVERSITY'S LONGSTANDINGCOMMITMENT TO FINANCIAL ASSISTANCE FOR STUDENTS

(Code ) ( Expenses $ 461,099,768 including grants of $ ) (Revenue $ 182,346,343 )

THE OTHER PROGRAM SERVICES THAT SUPPORT THE MISSION OF INSTRUCTION AND RESEARCH ARE AUXILIARY ENTERPRISESLIBRARYOTHER STUDENTSERVICESINFORMATION SERVICESOPERATION AND MAINTENANCE OF PLANT

4d Other program services ( Describe in Schedule 0 )

(Expenses $ 461,099,768 including grants of $ ) (Revenue $ 182,346,343

4e Total program service expenses 0- 2,435,277,125

Form 990 (2012)

Form 990 (2012)

Checklist of Required Schedules

Yes No

1 Is the organization described in section 501(c)(3) or4947(a)(1) (other than a private foundation)? If "Yes," Yes

complete Schedule As . . . . . . . . . . . . . . . . . . . . . . . 1

2 Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? . 2 Yes

3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to No

candidates for public office? If "Yes,"complete Schedule C, Part Is . . . . . . . . .

4 Section 501(c)(3) organizations . Did the organization engage in lobbying activities, or have a section 501(h) Yes

election in effect during the tax year? If "Yes "complete Schedule C Part II . . . . . . . 4, ,

5 Is the organization a section 501 (c)(4), 501 (c)(5), or 501(c)(6) organization that receives membership dues,assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,

Part HIS . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 N o

6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have theright to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes,"complete

Schedule D, Part I . . . . . . . . . . . . . . . . . . . . . . 6N o

7 Did the organization receive or hold a conservation easement, including easements to preserve open space,

the environment, historic land areas, or historic structures? If "Yes,"complete Schedule D, Part IIS . 7 No

8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"Yes

complete Schedule D, Part III IN . . . . . . . . . . . . . . . . . . 8

9 Did the organization report an amount in Part X, line 21 for escrow or custodial account liability, serve as acustodian for amounts not listed in Part X, or provide credit counseling, debt management, credit repair, or debt

negotiation services? If "Yes,"complete Schedule D, Part IV . . . . . . . . . . . . 9 No

10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, 10 Yespermanent endowments, or quasi-endowments? If "Yes,"complete Schedule D, Part V .

11 If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII,VIII, IX, or X as applicable

a Did the organization report an amount for land, buildings, and equipment in Part X, line 10?Yes

If "Yes,"complete Schedule D, Part VI. . . . . . . . . . . . . . . . . . . . lla

b Did the organization report an amount for investments-other securities in Part X, line 12 that is 5% or more ofYes

its total assets reported in Part X, line 16? If "Yes, "complete Schedule D, Part VIIS . . . . . . llb

c Did the organization report an amount for investments-program related in Part X, line 13 that is 5% or more ofNo

its total assets reported in Part X, line 16? If "Yes, "complete Schedule D, Part VIII . . . . . . llc

d Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assetsNo

reported in Part X, line 16? If "Yes," complete Schedule D, Part IX' . . . . . . . . . . . . lld

e Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part )(lle Yes

f Did the organization's separate or consolidated financial statements for the tax year include a footnote thatllf Y

addresses the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes,"completees

Schedule D, Part X. . . . . . . . . . . . . . . . . . . . . . . . . .

12a Did the organization obtain separate, independent audited financial statements for the tax year?

If "Yes,"complete Schedule D, Parts XI and XII . . . . . . . . . . . . . . . . . 12a Yes

b Was the organization included in consolidated, independent audited financial statements for the tax year? If12b Yes

"Yes,"and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional

13 Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes,"completeScheduleE13 Yes

14a Did the organization maintain an office, employees, or agents outside of the United States? . 14a Yes

b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising,business, investment, and program service activities outside the United States, or aggregate foreign investments

valued at $100,000 or more? If "Yes, "complete Schedule F, Parts I and IV . . . . . . . . 14b Yes

15 Did the organization report on Part IX, column (A ), line 3, more than $5,000 of grants or assistance to any

organization or entity located outside the United States? If "Yes,"complete Schedule F, Parts II and IV 95 15 Yes

16 Did the organization report on Part IX, column (A ), line 3, more than $5,000 of aggregate grants or assistance to

individuals located outside the U nited States? If "Yes,"complete Schedule F, Parts III and IV . . 16 Yes

17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part

1

17 Yes

IX, column (A), lines 6 and 1l e? If "Yes,"complete Schedule G, Part I (see instructions) . . . . 95

18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part

VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II . . . . . . . . . . . . 18 Yes

19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If

1

19 No

"Yes,"complete Schedule G, Part III . . . . . . . . . . . . . . . . . . . 95

20a Did the organization operate one or more hospital facilities? If "Yes,"completeScheduleH . . . 20a No

b If"Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?20b

Form 990 (2012)

Form 990 (2012)

Checklist of Required Schedules (continued)

21 Did the organization report more than $5,000 of grants and other assistance to any government or organization i

the United States on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II . . .

22 Did the organization report more than $5,000 of grants and other assistance to individuals in the United States

on Part IX, column (A), line 2? If "Yes, "complete Schedule I, Parts I and III . . . . . . . . 95

23 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization'scurrent and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes,"

complete Schedule J . . . . . . . . . . . . . . . . . . . . . . .

24a Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000as of the last day of the year, that was issued after December 31, 2002? If"Yes," answer lines 24b through 24d

and complete Schedule K. If "No,"go to line 25 . . . . . . . . . . . . . . . .

b Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?

c Did the organization maintain an escrow account other than a refunding escrow at any time during the yearto defease any tax-exempt bonds? .

d Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?

25a Section 501(c)( 3) and 501 ( c)(4) organizations . Did the organization engage in an excess benefit transaction with

a disqualified person during the year? If "Yes," complete Schedule L, Part I . . . . . . . .

b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prioryear, and that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ? If

"Yes,"complete Schedule L, Part I . . . . . . . . . . . . . . . . . . . S

26 Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, odisqualified person outstanding as of the end of the organization's tax year? If "Yes," complete Schedule L,

Part II . . . . . . . . . . . . . . . . . . . . . . . . . .

27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantialcontributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family

member of any of these persons? If "Yes,"complete Schedule L, Part III . . . . . . . . . S

28 Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IVinstructions for applicable filing thresholds, conditions, and exceptions)

a A current or former officer, director, trustee, or key employee? If "Yes,"complete Schedule L, Part

IV . . . . . . . . . . . . . . . . . . . . . . . . . . IN

b A family member of a current or former officer, director, trustee, or key employee? If "Yes,"

complete Schedule L, Part IV . . . . . . . . . . . . . . . . . . . . .

c A n entity of which a current or former officer, director, trustee, or key employee ( or a family member thereof) was

an officer, director , trustee, or direct or indirect owner? If "Yes,"complete Schedule L, Part IV . . .

29 Did the organization receive more than $25,000 in non-cash contributions? If "Yes, "complete Schedule M

30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified

conservation contributions? If "Yes, "complete Schedule M . . . . . . . . . . . . .

31 Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,PartI . . . . . . . . . . . . . . . . . . . . . . . . . . .

32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes, " completeSchedule N, Part II . . . . . . . . . . . . . . . . . . . . . .

33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations

sections 301 7701-2 and 301 7701-3? If "Yes,"complete Schedule R, PartI . . . . . . . . IN

34 Was the organization related to any tax-exempt or taxable entity? If "Yes,"complete Schedule R, Part II, III, orIV,

and Part V, line 1 . . . . . . . . . . . . . . . . . . . . . . . . 95

35a Did the organization have a controlled entity within the meaning of section 512(b)(13)?

23 Yes

24a Yes

24b N o

24c No

24d No

25a N o

25b N o

26 Yes

27 Yes

28a N o

28b Yes

28c Yes

29 Yes

30 Yes

31 No

32 No

33 Yes

34 Yes

35a Yes

b If'Yes'to line 35a, did the organization receive any payment from or engage in any transaction with a controlled35b Yes

entity within the meaning of section 512 (b)(13 )? If "Yes, "complete Schedule R, Part V, line 2 . . .

36 Section 501(c)( 3) organizations . Did the organization make any transfers to an exempt non-charitable related

organization? If "Yes," complete Schedule R, Part V, line 2 . . . . . . . . . . . . IS 36 Yes

37 Did the organization conduct more than 5 % of its activities through an entity that is not a related organization

and that is treated as a partnership for federal income tax purposes? If "Yes, " complete Schedule R, Part VI 37 No

38 Did the organization complete Schedule 0 and provide explanations in Schedule 0 for Part VI, lines 1 lb and 19?Note . All Form 990 filers are required to complete Schedule 0 . . . . . . . . . . . 38 Yes

Form 990 (2012)

Form 990 (2012)

-Statements Regarding Other IRS Filings and Tax ComplianceMEWCheck if Schedule 0 contains a res p onse to an y q uestion in this Part V .F. . . . . . . . . . . . . .

Yes No

la Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable . la 24,075

b Enter the number of Forms W-2G included in line la Enter-0- if not applicable lb 0

c Did the organization comply with backup withholding rules for reportable payments to vendors and reportablegaming (gambling) winnings to prize winners? . . . . . . . . . . . . . . . . . 1c Yes

2a Enter the number of employees reported on Form W-3, Transmittal of Wage andTax Statements, filed for the calendar year ending with or within the year coveredby this return . . . . . . . . . . . . . . . . . 2a 24,196

b If at least one is reported on line 2a, did the organization file all required federal employment tax returns?Note . If the sum of lines la and 2a is greater than 250 you may be required to e-file (see instructions)

2b Yes,

3a Did the organization have unrelated business gross income of $ 1,000 or more during the year? . . 3a Yes

b If "Yes," has it filed a Form 990-T for this year? If "No,"provide an explanation in Schedule O . . . . 3b Yes

4a At any time during the calendar year, did the organization have an interest in, or a signature or other authorityover, a financial account in a foreign country (such as a bank account, securities account, or other financialaccount)? . . . . . . . . . . . . . . . . . . . . . . . . . 4a Yes

b If "Yes," enter the name of the foreign country 0_BR,BG,CH,FR,EG,HK,IN,RS,SN,SF,UK

See instructions for filing requirements for Form TD F 90-22 1, Report of Foreign Bank and Financial Accounts

5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? . .

b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?

c If"Yes,"to line 5a or 5b, did the organization file Form 8886-T?

6a Does the organization have annual gross receipts that are normally greater than $100,000, and did theorganization solicit any contributions that were not tax deductible as charitable contributions? . .

b If "Yes," did the organization include with every solicitation an express statement that such contributions or giftswere not tax deductible? .

7 Organizations that may receive deductible contributions under section 170(c).

a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods andservices provided to the payor? .

b If "Yes," did the organization notify the donor of the value of the goods or services provided? . .

c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required tofile Form 82827 . . . . . . . . . . . . . . . . . . . . . . . . . . .

d If"Yes,"indicate the number of Forms 8282 filed during the year . I 7d

e Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefitcontract? . . . . . . . . . . . . . . . . . . . . . . . . . . . .

f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . .

g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 asrequired? .

h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file aForm 1098-C? .

8 Sponsoring organizations maintaining donor advised funds and section 509(a )( 3) supporting organizations. Didthe supporting organization, or a donor advised fund maintained by a sponsoring organization, have excessbusiness holdings at any time during the year? .

9 Sponsoring organizations maintaining donor advised funds.

a Did the organization make any taxable distributions under section 4966? . .

b Did the organization make a distribution to a donor, donor advisor, or related person? . .

10 Section 501(c)( 7) organizations. Enter

a Initiation fees and capital contributions included on Part VIII, line 12 . 10a

b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club 10bfacilities

11 Section 501(c)( 12) organizations. Enter

a Gross income from members or shareholders . . . . . . . . 11a

b Gross income from other sources (Do not net amounts due or paid to other sourcesagainst amounts due or received from them ) . . . . . . . . . 11b

12a Section 4947( a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?

b If "Yes," enter the amount of tax-exempt interest received or accrued during theyear . . . . . . . . . . . . . . . . . . . 12b

13 Section 501(c)(29) qualified nonprofit health insurance issuers.

a Is the organization licensed to issue qualified health plans in more than one state?Note . See the instructions for additional information the organization must report on Schedule 0

b Enter the amount of reserves the organization is required to maintain by the statesin which the organization is licensed to issue qualified health plans 13b

c Enter the amount of reserves on hand 13c

5a N o

5b N o

5c

6a Yes

6b Yes

7a Yes

7b Yes

7c I I N o

7e N o

7f N o

7g

7h

8

9a

9b

12a

13a

14a Did the organization receive any payments for indoor tanning services during the tax year? . . . 14a No

b If "Yes," has it filed a Form 720 to report these payments? If "No,"provide an explanation in Schedule 0 . 14b

Form 990 (2012)

Form 990 ( 2012)

Lam Governance , Management, and Disclosure For each "Yes"response to lines 2 through 7b below, and for a"No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule 0.See instructions.Check if Schedule 0 contains a response to any question in this Part VI .F

Section A . Governing Body and Management

Yes No

la Enter the number of voting members of the governing body at the end of the taxla 53

year . .

If there are material differences in voting rights among members of the governingbody, or if the governing body delegated broad authority to an executive committeeor similar committee, explain in Schedule 0

b Enter the number of voting members included in line la, above, who areindependent . . . . . . . . . . . . . . . . . . lb 43

2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with anyother officer, director, trustee, or key employee? 2 Yes

3 Did the organization delegate control over management duties customarily performed by or under the direct3 No

supervision of officers, directors or trustees, or key employees to a management company or other person?

4 Did the organization make any significant changes to its governing documents since the prior Form 990 wasfiled? . . . . . . . . . . . . . . . . . . . . . . . . . . 4 No

5 Did the organization become aware during the year of a significant diversion of the organization's assets? 5 No

6 Did the organization have members or stockholders? 6 No

7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one ormore members of the governing body? . . . . . . . . . . . . . . . . . . . 7a No

b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, 7b Noor persons other than the governing body?

8 Did the organization contemporaneously document the meetings held or written actions undertaken during theyear by the following

a The governing body? . . . . . . . . . . . . . . . . . . . . . . . . 8a Yes

b Each committee with authority to act on behalf of the governing body? 8b Yes

9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at theorganization's mailing address? If "Yes,"provide the names and addresses in Schedule 0 . . . . . . 9 No

Section B. Policies ( This Section B requests information about p olicies not required b y the Internal Revenue Code.)Yes No

10a Did the organization have local chapters, branches, or affiliates? 10a No

b If"Yes," did the organization have written policies and procedures governing the activities of such chapters,affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? 10b

11a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filingthe form? . . . . . . . . . . . . . . . . . . . . . . . . . . . 11a Yes

b Describe in Schedule 0 the process, if any, used by the organization to review this Form 990

12a Did the organization have a written conflict of interest policy? If "No,"go to line 13 . 12a Yes

b Were officers, directors, or trustees, and key employees required to disclose annually interests that could giverise to conflicts? . . . . . . . . . . . . . . . . . . . . . . . . . 12b Yes

c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes,"describein Schedule 0 how this was done . 12c Yes

13 Did the organization have a written whistleblower policy? 13 Yes

14 Did the organization have a written document retention and destruction policy? . 14 Yes

15 Did the process for determining compensation of the following persons include a review and approval byindependent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

a The organization's CEO, Executive Director, or top management official 15a Yes

b Other officers or key employees of the organization 15b Yes

If "Yes" to line 15a or 15b, describe the process in Schedule 0 (see instructions)

16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with ataxable entity during the year? . . . . . . . . . . . . . . . . . . . . . 16a No

b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate itsparticipation in joint venture arrangements under applicable federal tax law, and take steps to safeguard theorganization's exempt status with respect to such arrangements? . . . . . . . . . . 16b

Section C. Disclosure

17 List the States with which a copy of this Form 990 is required to be filed- O K , WA

18 Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3 )s only) available for public inspection Indicate how you made these available Check all that apply

fl Own website fl Another's website 17 Upon request fl Other (explain in Schedule O)

19 Describe in Schedule 0 whether (and if so, how), the organization made its governing documents, conflict ofinterest policy, and financial statements available to the public during the tax year

20 State the name, physical address, and telephone number of the person who possesses the books and records of the organization0-JOHN R KROLL 6054 S DREXEL AVENUE CHICAGO, IL (773) 702-1941

Form 990 (2012)

Form 990 (2012)

Compensation of Officers , Directors ,Trustees, Key Employees, Highest CompensatedEmployees , and Independent ContractorsCheck if Schedule 0 contains a response to any question in this Part VII .(-

Section A. Officers, Directors, Trustees, Kev Employees, and Highest Compensated Employees

la Complete this table for all persons required to be listed Report compensation for the calendar year ending with or within the organization'stax year* List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount

of compensation Enter-0- in columns (D), (E), and (F) if no compensation was paid

* List all of the organization's current key employees, if any See instructions for definition of "key employee "

* List the organization's five current highest compensated employees (other than an officer, director, trustee or key employee)who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from theorganization and any related organizations

* List all of the organization's former officers, key employees, or highest compensated employees who received more than $100,000of reportable compensation from the organization and any related organizations

* List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of theorganization, more than $10,000 of reportable compensation from the organization and any related organizations

List persons in the following order individual trustees or directors, institutional trustees, officers, key employees, highestcompensated employees, and former such persons

fl Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee

(A)Name and Title

(B)Averagehours perweek (listany hours

(C)Position (do not check

more than one box, unlessperson is both an officerand a director/trustee)

(D)Reportable

compensationfrom the

organization (W-

( E)Reportable

compensationfrom relatedorganizations

(F)Estimated

amount of othercompensation

from thefor relatedorganizations

belowdotted line)

.ca:

J.•

4•

m_

D

0 =adoart

7

^

T 2/1099-MISC) (W- 2/1099-MISC)

organization andrelated

organizations

See Additional Data Table

Form 990 (2012)

Form 990 (2012)

Section A. Officers, Directors , Trustees , Key Employees, and Highest Compensated Employees (continued)

(A)Name and Title

(B)Averagehours perweek (listany hours

(C)Position (do not check

more than one box, unlessperson is both an officerand a director/trustee)

(D)Reportable

compensationfrom the

organization (W-

( E)Reportable

compensationfrom related

organizations (W-

(F)Estimated

amount of othercompensation

from thefor relatedorganizations

belowdotted line)

0--

C:SL

a

747.

;3

m_

;rl

!

M=

boo

fD

ur

T

a

2/1099-MISC) 2/1099-MISC) organization andrelated

organizations

lb Sub-Total . . . . . . . . . . . . . . . .

c Total from continuation sheets to Part VII, Section A . . . .

d Total ( add lines lb and 1c) . . . . . . . . . . . . 0- 18,125,948 0 3,739,618

Total number of individuals (including but not limited to those listed above) who received more than$100,000 of reportable compensation from the organization-3,367

Yes I No

Did the organization list any former officer, director or trustee, key employee, or highest compensated employee

on line la? If "Yes," complete Schedule Jfor such individual . . . . . . . . . . . . . 3 Yes

4 For any individual listed on line 1a, is the sum of reportable compensation and other compensation from theorganization and related organizations greater than $150,0007 If "Yes," complete Schedule -7 for such

individual . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Yes

Did any person listed on line la receive or accrue compensation from any unrelated organization or individual for

services rendered to the organization? If "Yes,"complete Schedule J for such person . . . . . . . 5 No

Section B. Independent Contractors

1 Complete this table for your five highest compensated independent contractors that received more than $100,000 ofcompensation from the organization Report compensation for the calendar year ending with or within the organization's tax year

(A) (B) (C)Name and business address Description of services Compensation

TURNER CONSTRUCTION CO 55 E MONROE ST CHICAGO IL60603CONSTRUCTION & RELATED

38,941,237SERVICES

CONSTRUCTION & RELATEDBOVIS LEND LEASE CO 1 N WACKER DR CHICAGO IL60606

SERVICES29,196,110

W E O'NEIL CONSTRUCTION 1245 W WASHINGTON BLVD CHICAGO IL 60607CONSTRUCTION & RELATED

19,430,594SERVICES

ARAMARK SERVICES 1101 MARKET STREET PHILADELPHIA PA 19107 FOOD SERVICE MANAGEMENT 14,050,162

BULLEY & ANDREWS LLC 1755 W ARMITAGE AVE CHICAGO IL60622CONSTRUCTION & RELATED

13,310,495SERVICES

2 Total number of independent contractors ( including but not limited to those listed above) who received more than$100,000 of compensation from the organization 0-686

Form 990 (2012)

Form 990 (2012)

Statement of RevenueCheck if Schedule 0 contains a response to any question in this Part VIII F

(A) (B) (C) (D)Total revenue Related or Unrelated Revenue

exempt business excluded fromfunction revenue tax underrevenue sections

512, 513, or514

la Federated campaigns . laZ

b Membership dues . . . . lb6- 0

0 E c Fundraising events . . . . 1c 1,013,200

d Related organizations . ld 71,750,000

tJ'E e Government grants (contributions) le 1,033,180,428

V f All other contributions, gifts, grants, and if 358,832,795^ similar amounts not included above

Noncash contributions included in lines 74,919,234g la -If $la

h Total. Add lines la -1f . . . . . . . 1,464,776,423

Business Code

2a TUITION & FEES 611310 671,779,125 671,779,125

a2

S

b SALES & SERVICES EDUC ACTIVITIES 900099 330,244,114 330,244,114

a c SALES & SERVICES AUX ENTERPRISE 611710 141,125,916 141,125,916

d ARGONNE - OTHER 541900 52,298,407 52,298,407

e FEES FROM GOVT AGENCIES 900099 4,709,463 4,709,463

f All other program service revenue

g Total . Add lines 2a -2f . . . . . . . . 0- 1,200,157,025

3 Investment income ( including dividends , interest,and other similar amounts ) . . . . . . 118,502,365 8,509,502 127,011,867

4 Income from investment of tax- exempt bond proceeds 8,898 8,898

5 Royalties 10,692,278 10,692,278

(i) Real (ii) Personal

6a Gross rents

b Less rentalexpenses

c Rental incomeor (loss)

d Net rental inco me or ( loss) . . lim-

(i) Securities (ii) Other

7a Gross amountfrom sales of 1,660,163,477assets otherthan inventory

b Less cost orother basis and 1,397,254,321 12,755,221sales expenses

c Gain or (loss) 262,909,156 -12,755,221

d Net gain or ( loss) . lim- 250,153,935 250,153,935

8a Gross income from fundraisingW events ( not including

$ 1,013,200

of contributions reported on line 1c)W See Part IV, line 18

L a 478,950

s b Less direct expenses b 475,125

c Net income or (loss) from fundraising events 0- 3,825 3,825

9a Gross income from gaming activitiesSee Part IV, line 19 . .

a

b Less direct expenses . b

c Net income or (loss ) from gaming acti vities . . .0-

10a Gross sales of inventory, lessreturns and allowances .

a 63,898,694

b Less cost of goods sold . b 25,599,063

c Net income or (loss ) from sales of inventory . lim- 38,299,631 38,299,631

Miscellaneous Revenue Business Code

11a CONFERENCES &CATERING 561000 6,247,402 6,247,402

b ANNUITY ADJUSTMENT 900099 590,202 590,202

C ADVERTISING 519100 135,933 135,933

d All other revenue 2,330,594 2,330,594

e Total .Add lines 11a-11d . 0-9,304,131

12 Total revenue . See Instructions 0- 13,091,898,511 1,241,377,452 -2,126,167 387,870,803

Form 990 (2012)

Form 990 (2012)

Statement of Functional Expenses

Section 501(c)(3) and 501(c)(4) organizations must complete all columns All other organizations must complete column (A)

Check if Schedule 0 contains a response to any auestion in this Part IX . . . . . . . . . . . . . .

Do not include amounts reported on lines 6b,

7b, 8b, 9b, and 10b of Part VIII .

( A)

Total expenses

(B)Program service

expenses

(C)Management andgeneral expenses

(D)Fundraisingexpenses

1 Grants and other assistance to governments and organizations

in the United States See Part IV, line 2134,756,212 34,756,212

2 Grants and other assistance to individuals in the

United States See Part IV, line 22306,427,650 306,427,650

3 Grants and other assistance to governments,

organizations , and individuals outside the United

States See P art IV, lines 15 and 16 6,397,392 6,397,392

4 Benefits paid to or for members

5 Compensation of current officers, directors, trustees, and

key employees 10,789,511 10,346,800 442,711

6 Compensation not included above, to disqualified persons(as defined under section 4958(f)(1)) and personsdescribed in section 4958( c)(3)(B)

7 Other salaries and wages 1,273,367,175 1,059,048,257 183,128,076 31,190,842

8 Pension plan accruals and contributions ( include section 401(k)and 403(b) employer contributions ) 73 ,786,596 57,749,077 13,455,285 2,582,234

9 Other employee benefits 225,061,469 176,919,340 39,178,476 8,963,653

10 Payroll taxes 80,305,801 63,160,032 14,142,775 3,002,994

11 Fees for services ( non-employees)

a Management 25,811,299 20,669,231 4,541,645 600,423

b Legal 6,303 ,503 23,734 6,279,769

c Accounting . . . . . . . . . . 851,801 851,801

d Lobbying 296,015 296,015

e Professional fundraising services See Part IV, line 17 451,699 451,699

f Investment management fees 4,403,983 4,403,983

g Other ( If line 11g amount exceeds 10 % of line 25,

column ( A) amount, list line 11g expenses on

Schedule 0 ) . 99,436,986 82,881,160 16,555,826

12 Advertising and promotion 6,574,942 6,396,548 178,394

13 Office expenses 200,500,003 148,113,557 46,371,527 6,014,919

14 Information technology 32,182,501 20,923,836 10,649,409 609,256

15 Royalties 5,790,782 5,768,782 22,000

16 Occupancy 85,478,073 77,376,586 7,038,800 1,062,687

17 Travel . . . . . . . . . . . 48,617,525 39,116,813 7,930,431 1,570,281

18 Payments of travel or entertainment expenses for any federal,state, or local public officials

19 Conferences , conventions , and meetings 37,374,860 29,419,873 6,455,479 1,499,508

20 Interest 88,436,980 88,436,980

21 Payments to affiliates

22 Depreciation , depletion, and amortization 152,674,269 152,674,269

23 Insurance 24,056,462 21,131,467 2,883,708 41,287

24 Other expenses Itemize expenses not covered above (Listmiscellaneous expenses in line 24e If line 24e amount exceeds 10%of line 25, column ( A) amount, list line 24e expenses on Schedule 0

a EQUIPMENT RENTAL & MAIN 62,294,779 57,248,101 3,906,796 1,139,882

b SUPPORT SERVICES 26,526,125 21,312,996 4,035,651 1,177,478

c SWAP VALUATION -23,207,143 -23,207,143

d PENSION & BENEFIT ADJ -87,961,708 -87,961,708

e All other expenses 102,051,746 66,090,100 31,783,772 4,177,874

25 Total functional expenses. Add lines 1 through 24e 2,909,837,288 2,435,277,125 410,032,435 64,527,728

26 Joint costs. Complete this line only if the organizationreported in column ( B) joint costs from a combinededucational campaign and fundraising solicitation Checkhere F- if following SOP 98-2 (ASC 958-720)

Form 990 (2012)

Form 990 (2012)

Balance SheetCheck if Schedule 0 contains a response to any question in this Part X F

(A) (B)Beginning of year End of year

1 Cash-non-interest-bearing 71,930,057 1 -20,839,492

2 Savings and temporary cash investments . . . . . . . . 278,924,667 2 66,009,075

3 Pledges and grants receivable, net 393,076,041 3 449,038,440

4 Accounts receivable, net . . . . . . . . . . . . 91,900,381 4 104,130,733

5 Loans and other receivables from current and former officers, directors, trustees,key employees, and highest compensated employees Complete Part II ofSchedule L . .

897,445 5 705,367

6 Loans and other receivables from other disqualified persons (as defined undersection 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributingemployers and sponsoring organizations of section 501(c)(9) voluntary employees'beneficiary organizations (see instructions) Complete Part II of Schedule L

6

7 Notes and loans receivable, net . . . . . . . . . . . . 43,059,635 7 46,448,238

'cc8 Inventories for sale or use 6,014,629 8 6,349,042

9 Prepaid expenses and deferred charges . 28,229,286 9 32,968,446

10a Land, buildings, and equipment cost or other basisComplete Part VI of Schedule D 10a 4,026,998,874

b Less accumulated depreciation . . . . 10b 1 ,483,234,057 2,452,134,956 10c 2,543,764,817

11 Investments-publicly traded securities . 2,104,557,275 11 1,538,104,374

12 Investments-other securities See Part IV, line 11 4,132,964,271 12 4,922,122,091

13 Investments-program-related See Part IV, line 11 13

14 Intangible assets 14

15 Other assets See Part IV, line 11 15,346,422 15 14,706,981

16 Total assets . Add lines 1 through 15 (must equal line 34) . 9,619,035,065 16 9,703,508,112

17 Accounts payable and accrued expenses . . . . . . . . 873,488,278 17 593,611,490

18 Grants payable . . . . . . . . . . . . . . . . 18

19 Deferred revenue . . . . . . . . . . . . . . . 89,520,977 19 89,391,147

20 Tax-exempt bond liabilities . . . . . . . . . . . . 1,780,921,204 20 1,864,295,796

21 Escrow or custodial account liability Complete Part IV of Schedule D . 21

22 Loans and other payables to current and former officers, directors, trustees,key employees, highest compensated employees, and disqualified

persons Complete Part II of Schedule L . 22

23 Secured mortgages and notes payable to unrelated third parties 23

24 Unsecured notes and loans payable to unrelated third parties 658,600,066 24 868,129,739

25 Other liabilities (including federal income tax, payables to related third parties,and other liabilities not included on lines 17-24) Complete Part X of ScheduleD . 411,931,540 25 104,904,940

26 Total liabilities . Add lines 17 through 25 . 3,814,462,065 26 3,520,333,112

Organizations that follow SFAS 117 (ASC 958), check here 1- F and complete

lines 27 through 29, and lines 33 and 34.

C5 27 Unrestricted net assets 1,296,967,000 27 1,478,986,000

Mca

28 Temporarily restricted net assets 3,055,179,000 28 3,158,451,000

r29 Permanently restricted net assets . . . . . . . . . . 1,452,427,000 29 1,545,738,000

_Organizations that do not follow SFAS 117 (ASC 958), check here 1 andFW_complete lines 30 through 34.

30 Capital stock or trust principal, or current funds 30

31 Paid-in or capital surplus, or land, building or equipment fund 31

32 Retained earnings, endowment, accumulated income, or other funds 32

33 Total net assets or fund balances . . . . . . . . . . 5,804,573,000 33 6,183,175,000

34 Total liabilities and net assets/fund balances . . . . . . 9,619,035,065 34 9,703,508,112

Form 990 (2012)

Form 990 (2012)

« Reconcilliation of Net Assets('hark if crhariiila () rnntainc a rocnnnca to anv niiactinn in Chic Part YT 7

1 Total revenue (must equal Part VIII, column (A), line 12) . .

2 Total expenses (must equal Part IX, column (A), line 25) . .

3 Revenue less expenses Subtract line 2 from line 1

4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A))

5 Net unrealized gains (losses) on investments

6 Donated services and use of facilities

7 Investment expenses . .

8 Prior period adjustments . .

9 Other changes in net assets or fund balances (explain in Schedule 0)

10 Net assets or fund balances at end of year Combine lines 3 through 9 (must equal Part X, line 33,column (B))

1 3,091,898,511

2 2,909,837,288

3 182,061,223

4 5,804,573,000

5 37,687,789

6

7

8

9 158,852,988

10 6,183,175,000

Financial Statements and Reporting

Check if Schedule 0 contains a response to any question in this Part XII (-

Yes No

1 Accounting method used to prepare the Form 990 fl Cash 17 Accrual (OtherIf the organization changed its method of accounting from a prior year or checked " Other," explain inSchedule 0

2a Were the organization 's financial statements compiled or reviewed by an independent accountant? 2a No

If'Yes,'check a box below to indicate whether the financial statements for the year were compiled or reviewed ona separate basis, consolidated basis, or both

fl Separate basis fl Consolidated basis fl Both consolidated and separate basis

b Were the organization 's financial statements audited by an independent accountant? 2b Yes

If'Yes,'check a box below to indicate whether the financial statements for the year were audited on a separatebasis, consolidated basis, or both

fl Separate basis fl Consolidated basis F Both consolidated and separate basis

c If"Yes,"to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of theaudit, review , or compilation of its financial statements and selection of an independent accountant? 2c Yes

If the organization changed either its oversight process or selection process during the tax year, explain inSchedule 0

3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in theSingle Audit Act and 0 MB Circular A-1 33? 3a Yes

b If"Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required 3b Yesaudit or audits , explain why in Schedule 0 and describe any steps taken to undergo such audits

Form 990 (2012)

Additional Data

Software ID:

Software Version:

EIN: 36-2177139

Name : UNIVERSITY OF CHICAGO

Form 990, Part VII - Compensation of Officers, Directors,Trustees, Key Employees, HighestCompensated Employees, and Independent Contractors

(A) (B) (C) (D) ( E) (F)Name and Title Average Position ( do not check Reportable Reportable Estimated amount

hours more than one box , compensation compensation of otherper unless person is both from the from related compensationweek an officer and a organization ( W- organizations (W- from the(list director/trustee ) 2/1099-MISC) 2/1099-MISC ) organization andany

-nrelated

hours f moo organizationsfor s 74 m

related C: 7+_

organizations ° o '°belowdotted =71 (D mline) a'

fl,

ANDREW M ALPER18 00

CHAIR OF THE BOARDX 0 0 0

2 00SEKHAR BAHADUR

X 0 0 0TRUSTEE

DAVID G BOOTH2 00

TRUSTEEX 0 0 0

2 00DAVID B BROOKS

X 0 0 0TRUSTEE

THOMAS A COLE2 00

TRUSTEEX 0 0 0

2 00E DAVID COOLIDGE III

X 0 0 0TRUSTEE

JAMES S CROWN2 00

TRUSTEEX 0 0 0

2 00KATHARINE P DARROW

X 0 0 0TRUSTEE

DANIEL L DOCTOROFF2 00

TRUSTEEX 0 0 0

2 00BRADY W DOUGAN

X 0 0 0TRUSTEE

CRAIG J DUCHOSSOIS2 00

TRUSTEEX 0 0 0

2 00JOHN A EDWARDSON

X 0 0 0TRUSTEE

JAMES S FRANK2 00

TRUSTEEX 0 0 0

2 00JACK W FULLER

X 0 0 0TRUSTEE

TIMOTHY M GEORGE2 00

TRUSTEEX 0 0 0

2 00RODNEY L GOLDSTEIN

X 0 0 0TRUSTEE

MARY LOUISE GORNO2 00

TRUSTEEX 0 0 0

2 00KATHRYN C GOULD

X 0 0 0TRUSTEE

SANFORD J GROSSMAN2 00

TRUSTEEX 0 0 0

2 00KING W HARRIS

X 0 0 0TRUSTEE

KENNETH M JACOBS2 00

TRUSTEEX 0 0 0

2 00KAREN L KATEN

X 0 0 0TRUSTEE

DENNIS J KELLER2 00

TRUSTEEX 0 0 0

2 00STEVEN A KERSTEN

X 0 0 0TRUSTEE

JAMES M KILTS2 00

TRUSTEEX 0 0 0


(A) (B) (C) (D) (E) (F)Name and Title Average Position (do not check Reportable Reportable Estimated amount

hours more than one box, compensation compensation of otherper unless person is both from the from related compensationweek an officer and a organization ( W- organizations (W- from the(list director/trustee ) 2/1099-MISC) 2/1099-MISC ) organization andany 0 ,o = T relatedhours

2-D ^Z organizations

forQ- ^z

m o ?related

_r.

organizations 2

^

0

te

0below - KD --dotted mline)

2 00MICHAEL] KLINGENSMITH

X 0 0 0TRUSTEE

MICHAEL L KLOWDEN2 00

TRUSTEEX 0 0 0

2 00RACHEL D KOHLER

X 0 0 0TRUSTEE

ROBERT W LANE2 00

TRUSTEEX 0 0 0

2 00CHARLES ASHBY LEWIS

X 0 0 0TRUSTEE

JOHN LIEW2 00

TRUSTEEX 0 0 0

2 00PETER W MAY

X 0 0 0TRUSTEE

JOSEPH NEUBAUER18 00

VICE CHAIR OF THE BOARDX 0 0 0

2 00EMILY NICKLIN

X 0 0 0TRUSTEE

HARVEY B PLOTNICK2 00

TRUSTEEX 0 0 0

2 00MICHAEL P POLSKY

X 0 0 0TRUSTEE

MYRTLE S POTTER2 00

TRUSTEEX 0 0 0

2 00THOMAS] PRITZKER

X 0 0 0TRUSTEE

THOMAS A REYNOLDS2 00

TRUSTEEX 0 0 0

2 00JOHN W ROGERS JR

X 0 0 0TRUSTEE

ANDREW M ROSENFIELD2 00

TRUSTEEX 0 0 0

2 00DAVID M RUBENSTEIN

X 0 0 0TRUSTEE

ALVARO J SAIEH2 00

TRUSTEEX 0 0 0

2 00NASSEF 0 SAWIRIS

X 0 0 0TRUSTEE

STEVE G STEVANOVICH2 00

TRUSTEEX 0 0 0

2 00ELIZABETH M THOMPSON

X 0 0 0TRUSTEE

MARY A TOLAN2 00

TRUSTEEX 0 0 0

2 00BRYON D TROTT

X 0 0 0TRUSTEE

MARSHALL I WAIS2 00

TRUSTEEX 0 0 0

2 00GREGORY W WENDT

X 0 0 0TRUSTEE



hours more than one box, compensation compensation of otherper unless person is both from the from related compensationweek an officer and a organization ( W- organizations (W- from the(list director/trustee ) 2/1099-MISC) 2/1099-MISC) organization andany 0 ,o = T relatedhours

2-D ^ Z organizations

forQ- ^z

m o ?related

_r.

organizations 2

^ te

abelow - KD --dotted mline)

DONALD R WILSON JR2 00

TRUSTEEX 0 0 0

PAULA WOLFF2 00

TRUSTEEX 0 0 0

PAUL G YOVOVICH18 00

VICE CHAIR OF THE BOARDX 0 0 0

FRANCIS TF YUEN2 00

TRUSTEEX 0 0 0

ROBERT J ZIMMER40 00

PRESIDENTX X 1,192,225 0 702,431

15 00

THOMAS F ROSENBAUM40 00

PROVOSTX 649,144 0 89,693

10 00

NIMALAN CHINNIAH40 00

EXEC VP FOR ADMIN & CFOX 623,351 0 48,349

11 00

KAREN WARREN COLEMAN40 00

VP CAMPUS AND STUD LIFEX 218,749 0 36,867

DEREK RB DOUGLAS40 00

VP CIVIC ENGAGEMENTX 436,139 0 53,960

3 00

DAVID B FITHIAN40 00

VP & SEC OF UNIVERSITYX 342,305 0 27,241

4 00

DAVID A GREENE40 00

EXECUTIVE VICE PRESIDENTX 683,963 0 201,551

1 00

BETH A HARRIS40 00

VP & GENERAL COUNSELX 424,573 0 92,398

12 00

DONALD H LEVY40 00

VP FOR RESEARCHX 381,042 0 32,692

9 00

KENNETH MANOTTI40 00

VP ALUMNI RELATIONS & DEVLX 414,830 0 30,907

JAMES G NONDORF40 00

VP ENROLL & STUDENT ADVX 442,043 0 27,476

JULIE PETERSON40 00

VP COMMUNICATIONSX 396,969 0 80,322

KENNETH S POLONSKY40 00

EXEC VP MEDICAL AFFAIRSX 1,850,726 0 410,291

21 00

MARK A SCHMID40 00

VP AND CHIEF INVEST OFFICERX 1,989,833 0 596,909

THOMAS FARRELL40 00

VP ALUMNI RELATIONS & DEVLX 668,555 0 20,867

KIM GOFF CREWS40 00

DEAN OF STUDENTSX 138,407 0 16,332

MICHAEL EDLESON40 00

INVESTMENT CHIEF RISK OFFICERX 1,594,104 0 377,871

PHUONG-QUE NGUYEN40 00

MTG DIRECTOR - STRATEGYX 1,129,960 0 329,557

VALLUVAN JEEVANANDAM40 00

CHIEF CARDIAC & THORACIC SURGX 1,095,720 0 44,207

SANJAY DHAR40 00

PROF OF MARKETINGX 1,054,703 0 49,417

CHRISTOPHER LONGEE40 00

MGT DIRECTOR - REAL ESTATEX 1,005,422 0 369,112



hours more than one box, compensation compensation of otherper unless person is both from the from related compensationweek an officer and a organization (W- organizations (W- from the(list director/trustee) 2/1099-MISC) 2/1099-MISC) organization andany 0 ,o = T relatedhours -D ^ Z organizationsfor m o ?

related_

r.

organizations 2

^ te

below - Kdotted K mline)

EVERETT VOKES40 00

X 821,310 0 60,768CHAIRMAN OF MEDICINE

SUNIL P KUMAR40 00

DEAN OF BOOTH SCH OF BUSX 571,875 0 40,400

efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493132006454

SCHEDULE A Public Charity Status and Public SupportOMB No 1545-0047

(Form 990 or 990EZ)2012Complete if the organization is a section 501(c)( 3) organization or a section

Department of the Treasury 4947( a)(1) nonexempt charitable trust.

Internal Revenue Service► Attach to Form 990 or Form 990-EZ. ► See separate instructions.

Name of the organization Employer identification numberUNIVERSITY OF CHICAGO

36-2177139

Reason for Public Charity Status (All organizations must complete this part.) See instructions.The organi zation is not a private foundation because it is (For lines 1 through 11, check only one box )

1 1 A church, convention of churches, or association of churches described in section 170 ( b)(1)(A)(i).

2 F A school described in section 170(b)(1)(A)(ii). (Attach Schedule E )

3 1 A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

4 1 A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the

hospital's name, city, and state5 fl An organization operated for the benefit of a college or university owned or operated by a governmental unit described in

section 170 ( b)(1)(A)(iv ). (Complete Part II )

6 fl A federal, state, or local government or governmental unit described in section 170 ( b)(1)(A)(v).

7 1 An organization that normally receives a substantial part of its support from a governmental unit or from the general publicdescribed in section 170 ( b)(1)(A)(vi ). (Complete Part II )

8 1 A community trust described in section 170 ( b)(1)(A)(vi ) (Complete Part II )

9 1 An organization that normally receives (1) more than 331/3% of its support from contributions, membership fees, and gross

receipts from activities related to its exempt functions-subject to certain exceptions, and (2) no more than 331/3% of

its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses

acquired by the organization after June 30, 1975 See section 509( a)(2). (Complete Part III )

10 fl An organization organized and operated exclusively to test for public safety See section 509(a)(4).

11 1 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes ofone or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2) See section 509(a)(3). Checkthe box that describes the type of supporting organization and complete lines Ile through 11 h

a fl Type I b 1 Type II c fl Type III - Functionally integrated d (- Type III - Non - functionally integrated

e (- By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified personsother than foundation managers and other than one or more publicly supported organizations described in section 509 ( a)(1 ) orsection 509(a)(2)

f If the organization received a written determination from the IRS that it is a Type I, Type II, orType III supporting organization,check this box (-

g Since August 17, 2006, has the organization accepted any gift or contribution from any of thefollowing persons?(i) A person who directly or indirectly controls , either alone or together with persons described in (ii) Yes No

and (iii) below, the governing body of the supported organization? 11g(i)

(ii) A family member of a person described in (i) above? 11g(ii)

(iii) A 35% controlled entity of a person described in (i) or (ii) above? 11g(iii)

h Provide the following information about the supported organization(s)

(i) Name of (ii) EIN (iii) Type of (iv) Is the (v) Did you notify (vi) Is the (vii) Amount ofsupported organization organization in the organization organization in monetary

organization (described on col (i) listed in in col (i) of your col (i) organized supportlines 1- 9 above your governing support? in the U S ?or IRC section document?

(seeinstructions))

Yes No Yes No Yes No

Total

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ . Cat No 11285F ScheduleA(Form 990 or 990-EZ)2012

Schedule A (Form 990 or 990-EZ) 2012 Page 2

MU^ Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify underPart III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A . Public SupportCalendar year ( or fiscal year beginning (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total

in) 111111 Gifts, grants, contributions, and

membership fees received (Do notinclude any "unusualgrants ")

2 Tax revenues levied for theorganization's benefit and eitherpaid to or expended on itsbehalf

3 The value of services or facilitiesfurnished by a governmental unit tothe organization without charge

4 Total .Add lines 1 through 3

5 The portion of total contributionsby each person (other than agovernmental unit or publiclysupported organization) included online 1 that exceeds 2% of theamount shown on line 11, column(f)

6 Public support . Subtract line 5 fromline 4

Section B. Total SupportCalendar year ( or fiscal year beginning (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total

in) ►7 Amounts from line 4

8 Gross income from interest,dividends, payments received onsecurities loans, rents, royaltiesand income from similarsources

9 Net income from unrelatedbusiness activities, whether or notthe business is regularly carriedon

10 Other income Do not include gainor loss from the sale of capitalassets (Explain in Part IV )

11 Total support (Add lines 7 through10)

12 Gross receipts from related activities, etc (see instructions) 12

13 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, checkthis box and stop here .ItE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section C. Com p utation of Public Support Percenta g e14 Public support percentage for 2012 (line 6, column (f) divided by line 11, column (f)) 14

15 Public support percentage for 2011 Schedule A, Part II, line 14 15

16a 331 / 3%support test-2012 . If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this boxand stop here . The organization qualifies as a publicly supported organization

b 331 / 3%support test-2011 . If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check thisbox and stop here . The organization qualifies as a publicly supported organization

17a 10%-facts-and -circumstances test -2012 . If the organization did not check a box on line 13, 16a, or 16b, and line 14is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here . Explainin Part IV how the organization meets the "facts-and-circumstances" test The organization qualifies as a publicly supportedorganization

b 10%-facts-and-circumstances test -2011 . If the organization did not check a box on line 13, 16a, 16b, or 17a, and line15 is 10% or more, and if the organization meets the "facts- and-circumstances" test, check this box and stop here.Explain in Part IV how the organization meets the "facts-and-circumstances" test The organization qualifies as a publiclysupported organization

18 Private foundation . If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and seeinstructions

Schedule A (Form 990 or 990-EZ) 2012


IMMITM Support Schedule for Organizations Described in Section 509(a)(2)(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify underPart II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A . Public SupportCalendar year ( or fiscal year beginning (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total

in) 111111 Gifts, grants, contributions, and

membership fees received (Do notinclude any "unusual grants ")

2 Gross receipts from admissions,merchandise sold or servicesperformed, or facilities furnished inany activity that is related to theorganization's tax-exemptpurpose

3 Gross receipts from activities thatare not an unrelated trade orbusiness under section 513

4 Tax revenues levied for theorganization's benefit and eitherpaid to or expended on itsbehalf

5 The value of services or facilitiesfurnished by a governmental unit tothe organization without charge

6 Total . Add lines 1 through 5

7a Amounts included on lines 1, 2,and 3 received from disqualifiedpersons

b Amounts included on lines 2 and 3received from other thandisqualified persons that exceedthe greater of$5,000 or 1% of theamount on line 13 for the year

c Add lines 7a and 7b

8 Public support (Subtract line 7cfrom line 6 )

Section B. Total SuuuortCalendar year ( or fiscal year beginning (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total

in) ►9 Amounts from line 6

10a Gross income from interest,dividends, payments received onsecurities loans, rents, royaltiesand income from similarsources

b Unrelated business taxableincome (less section 511 taxes)from businesses acquired afterJune 30, 1975

c Add lines 10a and 10b

11 Net income from unrelatedbusiness activities not includedin line 10b, whether or not thebusiness is regularly carried on

12 Other income Do not includegain or loss from the sale ofcapital assets (Explain in PartIV )

13 Total support . (Add lines 9, 1Oc,11, and 12 )

14 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,check this box and stop here

Section C. Computation of Public Support Percentage

15 Public support percentage for 2012 ( line 8, column (f) divided by line 13, column (f)) 15

16 Public support percentage from 2011 Schedule A, Part III, line 15 16

Section D . Com p utation of Investment Income Percenta g e

17 Investment income percentage for 2012 (line 10c, column (f) divided by line 13, column (f)) 17

18 Investment income percentage from 2011 Schedule A , Part III, line 17 18

19a 331 / 3%support tests-2012 . If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is notmore than 33 1/3%, check this box and stop here . The organization qualifies as a publicly supported organization lk'F-

b 331 / 3%support tests-2011 . If the organization did not check a box on line 14 or line 19a , and line 16 is more than 33 1/3% and line 18is not more than 33 1/3%, check this box and stop here . The organization qualifies as a publicly supported organization lk'F-

20 Private foundation . If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions



Supplemental Information . Complete this part to provide the explanations required by Part II, line 10;Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (Seeinstructions).

Facts And Circumstances Test

Explanation



SCHEDULE C Political Campaign and Lobbying Activities OMB No 1545-0047

(Form 990 or 990-EZ)For Organizations Exempt From Income Tax Under section 501(c) and section 527 201 2

Department of the Treasury 1- Complete if the organization is described below. 0- Attach to Form 990 or Form 990-EZ.

Internal Revenue Service0- See separate instructions . Open

I InspectionIf the organization answered "Yes" to Form 990, Part IV , Line 3 , or Form 990-EZ, Part V, line 46 ( Political Campaign Activities), then• Section 501(c)(3) organizations Complete Parts I-A and B Do not complete Part I-C• Section 501(c) (other than section 501(c)(3)) organizations Complete Parts I-A and C below Do not complete Part I-B• Section 527 organizations Complete Part I-A only

If the organization answered "Yes" to Form 990, Part IV , Line 4 , or Form 990-EZ , Part VI, line 47 ( Lobbying Activities), then• Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A Do not complete Part II-B• Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)) Complete Part II-B Do not complete Part II-A

If the organization answered "Yes" to Form 990, Part IV, Line 5 ( Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then* Section 501(c)(4), (5), or (6) organizations Complete Part IIIName of the organization Employer identification numberUNIVERSITY OF CHICAGO

36-2177139

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1 Provide a description of the organization's direct and indirect political campaign activities in Part IV

2 Political expenditures 0- $

3 Volunteer hours

Complete if the organization is exempt under section 501 ( c)(3).

1 Enter the amount of any excise tax incurred by the organization under section 4955 0- $

2 Enter the amount of any excise tax incurred by organization managers under section 4955 0- $

3 If the organization incurred a section 4955 tax, did it file Form 4720 for this year? fl Yes fl No

4a Was a correction made? fl Yes fl No

b If "Yes," describe in Part IV

rMWINT-Complete if the organization is exempt under section 501 ( c), except section 501 ( c)(3).

1 Enter the amount directly expended by the filing organization for section 527 exempt function activities 0- $

2 Enter the amount of the filing organization's funds contributed to other organizations for section 527exempt function activities 0- $

3 Total exempt function expenditures Add lines 1 and 2 Enter here and on Form 1120-PO L, line 17b 0- $

4 Did the filing organization file Form 1120-POL for this year? fl Yes fl No

5 Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filingorganization made payments For each organization listed, enter the amount paid from the filing organization's funds Also enter theamount of political contributions received that were promptly and directly delivered to a separate political organization, such as aseparate segregated fund or a political action committee (PAC) If additional space is needed, provide information in Part IV

(a) Name (b) Address (c) EIN (d ) Amount paid fromfiling organization's

funds If none, enter -0-

(e) Amount of politicalcontributions received

and promptly anddirectly delivered to a

separate politicalorganization If none,

enter -0-

i-or raperworK rteauction Act Notice, see the instructions Tor corm 99 U or yyu -tc. Cat No 50084S Schedule C (Form 990 or 990 - EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012 Page 2

Complete if the organization is exempt under section 501 ( c)(3) and filed Form 5768 (electionunder section 501(h)).

A Check - (- if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN,expenses, and share of excess lobbying expenditures)

B Check - (- if the filing organization checked box A and "limited control" provisions apply

Limits on Lobbying Expenditures(a) Filing (b) Affiliated

(The term "expenditures" means amounts paid or incurred .)organization's group

totals totals

la Total lobbying expenditures to influence public opinion (grass roots lobbying)

b Total lobbying expenditures to influence a legislative body (direct lobbying)

c Total lobbying expenditures (add lines la and 1b)

d Other exempt purpose expenditures

e Total exempt purpose expenditures (add lines 1c and 1d)

f Lobbying nontaxable amount Enter the amount from the following table in bothcolumns

If the amount on line le, column ( a) or (b ) is: The lobbying nontaxable amount is:

Not over $500,000 20% of the amount on line le

Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000

Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000

Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000

Over $17,000,000 $1,000,000

g Grassroots nontaxable amount (enter 25% of line 1f)

h Subtract line 1g from line la If zero or less, enter-0-

i Subtract line 1f from line 1c If zero or less, enter-0-

i If there is an amount other than zero on either line 1h or line 11, did the organization file Form 4720 reportingsection 4911 tax for this year? F- Yes F- No

4-Year Averaging Period Under Section 501(h)(Some organizations that made a section 501(h) election do not have to complete all of the five

columns below. See the instructions for lines 2a through 2f on page 4.)

Lobbying Expenditures During 4-Year Averaging Period

Calendar year (or fiscal yearbeginning in)

(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total

2a Lobbying nontaxable amount

b Lobbying ceiling amount(150% of line 2a, column(e))

c Total lobbying expenditures

d Grassroots nontaxable amount

e Grassroots ceiling amount150% of line 2d column e

f Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012 Pa g e 3Complete if the organization is exempt under section 501 ( c)(3) and has NOTfiled Form 5768 election under section 501 ( h )) .

For each "Yes" response to lines la through li below, provide in Part IV a detailed description of the lobbying(a) (b)

activity . Yes No Amount

1 During the year, did the filing organization attempt to influence foreign, national, state or locallegislation, including any attempt to influence public opinion on a legislative matter or referendum,through the use of

a Volunteers? No

b Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? Yes

c Media advertisements? No

d Mailings to members, legislators, or the public? No

e Publications, or published or broadcast statements? No

f Grants to other organizations for lobbying purposes? No

g Direct contact with legislators, their staffs, government officials, or a legislative body? Yes 296,015

h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? No

i Other activities? No

j Total Add lines 1c through 11 296,015

2a Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? No

b If "Yes," enter the amount of any tax incurred under section 4912

c If "Yes," enter the amount of any tax incurred by organization managers under section 4912

d If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year?

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section501 ( c )( 6 ) .

Yes No

1 Were substantially all (90% or more) dues received nondeductible by members? 1

2 Did the organization make only in-house lobbying expenditures of $2,000 or less? 2

3 Did the organization agree to carry over lobbying and political expenditures from the prior year? 3

Complete if the organization is exempt under section 501(c)(4), section 501(c )( 5), or section

501(c )( 6) and if either ( a) BOTH Part 111-A , lines 1 and 2, are answered "No" OR (b) Part 111-A,line 3 , is answered "Yes."

1 Dues, assessments and similar amounts from members 1

2 Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of politicalexpenses for which the section 527(f) tax was paid).

a Current year 2a

b Carryover from last year 2b

c Total 2c

3 Aggregate amount reported in section 6033(e)(1 )(A) notices of nondeductible section 162(e) dues 3

4 If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excessdoes the organization agree to carryover to the reasonable estimate of nondeductible lobbying andpolitical expenditure next year? 4

5 Taxable amount of lobbying and political expenditures (see instructions) 5

Su lementalInformation

Complete this part to provide the descriptions required for Part I-A, line 1, Part I-B, line 4, Part I-C, line 5, Part II-A (affiliated group list),Part II-A line 2 , and Part II-B line 1 Also , com p lete this p art for an y additional information

Identifier Return Reference Explanation

EXPLANATION OF LOBBYING PART II-B, LINE 1 THE UNIVERSITY OF CHICAGO IS INVOLVED IN ISSUESACTIVITIES THAT AFFECT HIGHER EDUCATION AND RESEARCH

Schedule C (Form 990 or 990EZ) 2012

lefile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93493132006454

SCHEDULE D(Form 990)


Internal Revenue Service

Name of the organizationUNIVERSITY OF CHICAGO

OMB No 1545-0047

2012

Employer identification number

36-2177139Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts . Complete if theorg anization answered "Yes" to Form 990 , Part IV , line 6.

(a) Donor advised funds ( b) Funds and other accounts

1 Total number at end of year

2 Aggregate contributions to (during year)

3 Aggregate grants from ( during year)

4 Aggregate value at end of year

5 Did the organization inform all donors and donor advisors in writing that the assets held in donor advisedfunds are the organization ' s property , subject to the organization's exclusive legal control? F Yes I No

6 Did the organization inform all grantees , donors, and donor advisors in writing that grant funds can beused only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purposeconferring impermissible private benefit? fl Yes fl No

MRSTI-Conservation Easements . Complete if the organization answered "Yes" to Form 990, Part IV, line 7.

1 Purpose ( s) of conservation easements held by the organization ( check all that apply)

1 Preservation of land for public use (e g , recreation or education ) 1 Preservation of an historically important land area

1 Protection of natural habitat 1 Preservation of a certified historic structure

fl Preservation of open space

2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservationeasement on the last day of the tax year

a Total number of conservation easements

b Total acreage restricted by conservation easements

c Number of conservation easements on a certified historic structure included in (a)

d Number of conservation easements included in (c) acquired after 8/17/06, and not on ahistoric structure listed in the National Register

Held at the End of the Year

2a

2b

2c

2d

3 N umber of conservation easements modified, transferred , released, extinguished , or terminated by the organization during

the tax year 0-

4 N umber of states where property subject to conservation easement is located 0-

5 Does the organization have a written policy regarding the periodic monitoring , inspection , handling of violations, andenforcement of the conservation easements it holds? fl Yes fl No

6 Staff and volunteer hours devoted to monitoring , inspecting , and enforcing conservation easements during the year

0-

7 Amount of expenses incurred in monitoring , inspecting , and enforcing conservation easements during the year

0- $

8 Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)and section 170(h)(4)(B)(ii)? F Yes 1 No

9 In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, andbalance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that describesthe organization's accounting for conservation easements

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.Complete if the oraanization answered "Yes" to Form 990. Part IV. line 8.

la If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheetworks of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of publicservice, provide, in Part XIII, the text of the footnote to its financial statements that describes these items

b If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheetworks of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of publicservice, provide the following amounts relating to these items

(i) Revenues included in Form 990, Part VIII, line 1 $

(ii)Assets included in Form 990, Part X $

2 If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide thefollowing amounts required to be reported under SFAS 116 (ASC 958) relating to these items

a Revenues included in Form 990, Part VIII, line 1 $

b Assets included in Form 990, Part X $

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 52283D Schedule D ( Form 990) 2012

Supplemental Financial Statements

0- Complete if the organization answered "Yes," to Form 990,Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b

0- Attach to Form 990. 0- See separate instructions.

Schedule D (Form 990) 2012 Page 2

r:FTnFW Organizations Maintaining Collections of Art, Historical Treasures , or Other Similar Assets (continued)

3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of itscollection items (check all that apply)

a F Public exhibition d F Loan or exchange programs

b F Scholarly research e (- Other

c F Preservation for future generations

4 Provide a description of the organization's collections and explain how they further the organization's exempt purpose inPart XIII

5 During the year, did the organization solicit or receive donations of art, historical treasures or other similarassets to be sold to raise funds rather than to be maintained as part of the organization's collection? 1 Yes F No

Escrow and Custodial Arrangements . Complete if the organization answered "Yes" to Form 990,Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

la Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets notincluded on Form 990, Part X7 1 Yes F No

b If "Yes," explain the arrangement in Part XIII and complete the following table

c Beginning balance 1c

d Additions during the year ld

e Distributions during the year le

f Ending balance if

A mount

2a Did the organization include an amount on Form 990, Part X, line 21? fl Yes fl No

b If"Yes," explain the arrangement in Part XIII Check here if the explanation has been provided in Part XI II . . . . . . . . F

MWAF-Endowment Funds . Com p lete if the org anization answered "Yes" to Form 990 , Part IV, line 10.

la Beginning of year balance .

b Contributions

c Net investment earnings, gains, and losses

d Grants or scholarships

e Other expenditures for facilitiesand programs

f Administrative expenses .

g End of year balance

(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back

5,701,419,000 5,691,013,000 4,904,717,000 4,535,634,000 5,933,761,000

117, 250, 000 82, 079, 000 128, 430, 000 126, 671, 000 110, 214, 000

399,315,000 265,909,000 1,009,407,000 695,590,000 -1,206,841,000

41,748,000 43,210,000 42,632,000 39,774,000 33,303,000

272,226,000 277,366,000 294,918,000 402,328,000 258,775,000

17, 042, 000 17, 006, 000 13, 991, 000 11, 076, 000 9,422,000

5,886,968,000 5,701,419,000 5,691,013,000 4,904,717,000 4,535,634,000

2 Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as

a Board designated or quasi-endowment 0- 31 000 %

b Permanent endowment 0- 24 000 %

c Temporarily restricted endowment 0- 45 000 %

The percentages in lines 2a, 2b, and 2c should equal 100%

3a Are there endowment funds not in the possession of the organization that are held and administered for theorganization by Yes No

(i) unrelated organizations . . . . . . . . . . . . . . . . . . . . . . . . 3a(i) No

(ii) related organizations . . . . . . . . . . . . . . . . . . . . . . 3a(ii) No

b If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? . . I 3b

4 Describe in Part XIII the intended uses of the organization's endowment funds

Land . Buildings . and Eauiument. See Form 990. Part X. line 10.

Description of property (a) Cost or otherbasis (investment )

(b)Cost or otherbasis (other)

( c) Accumulateddepreciation

( d) Book value

la Land 94,368,393 94,368,393

b Buildings 3,176,359,513 970,550,645 2,205,808,868

c Leasehold improvements . .

d Equipment 447,977,757 281,099,401 166,878,356

e Other 308,293,211 231,584,011 76,709,200

Total . Add lines la through 1e (Column (d) must equal Form 990, Part X, column (B), line 10 (c).) . . 0- 2,543,764,817

Schedule D (Form 990) 2012


Investments -Other Securities . See Form 990 , Part X , line 12.

(a) Description of security or category (b)Book value (c) Method of valuation(including name of security) Cost or end-of-year market value

(1 )Financial derivatives

(2)Closely-held equity interests

(3)Other(A) VENTURE CAPITAL 4,642,112,986 F

(B) REAL ESTATE 280,009,105 F

Total . (Column (b) must equal Form 990, Part X, col (B) line 12) 0. 1 4,9 2 2,12 2,0 9 1

Investments- Pro ram Related . See Form 990 , Part X , line 13.

(a) Description of investment typeI I

(b) Book value (c) Method of valuationCost or end-of-year market value

Total . (Column (b) must equal Form 990, Part X, col (8) line 13 ) 0. 1

Other Assets . See Form 990 , Part X line 15.

(a) DescriDtion (b) Book value

Total . (Column (b) must equal Form 990, Part X, co/.(8) line 15.) . 0.1

Other Liabilities . See Form 990 , Part X line 25.

1 (a) Description of liability (b) Book value

Federal income taxes

FUNDS HELD IN CUSTODY FOR OTHERS 97,313,221

OTHER 7.591.719

Total . (Column (b) must equal Form 990, Part X, col (8) line 25) p. I 104,904,940

2. Fin 48 (A SC 740) Footnote In Part XIII, provide the text of the footnote to the organization's financial statements that reports theorganization's liability for uncertain tax positions under FIN 48 (A SC 740) Check here if the text of the footnote has been provided inPart XIII F



_ Reconciliation of Revenue per Audited Financial Statements With Revenue p171174T er Return

1 Total revenue, gains, and other support per audited financial statements . 1 2,460,517,292

2 Amounts included on line 1 but not on Form 990, Part VIII, line 12

a Net unrealized gains on investments . . . . . . . . . 2a 37,687,789

b Donated services and use of facilities . 2b

c Recoveries of prior year grants 2c

d Other (Describe in Part XIII ) 2d 12,755,221

e Add lines 2a through 2d . . . . . . . . . . . . . . . . . . . . 2e 50,443,010

3 Subtract line 2e from line 1 . . . . . . . . . . . . . . . . . . . . 3 2,410,074,282

4 Amounts included on Form 990, Part VIII, line 12, but not on line 1

a Investment expenses not included on Form 990, Part VIII, line 7b 4a 4,403,983

b Other (Describe in Part XIII ) . . . . . . . . . . 4b 677,420,246

c Add lines 4a and 4b . . . . . . . . . . . . . . . . . . . . . . 4c 681,824,229

5 Total revenue Add lines 3 and 4c. (This must equal Form 990, Part I, line 12 ) . . . . .

-

5 3,091,898,511

Reconciliation of Ex penses per Audited Financial Statements With Ex pense s per ReturnOREM

1 Total expenses and losses per audited financial statements 1 2,197,591,268

2 Amounts included on line 1 but not on Form 990, Part IX, line 25

a Donated services and use of facilities . 2a

b Prior year adjustments 2b

c Other losses . . . . . . . . . . . . . . . 2c

d Other (Describe in Part XIII . . . . . . . . . . . 2d -10,737,485

e Add lines 2a through 2d . . . . . . . . . . . . . . . . . . . . . 2e -10,737,485

3 Subtract line 2e from line 1 . . . . . . . . . . . . . . . . . . . . 3 2,208,328,753

4 Amounts included on Form 990, Part IX, line 25, but not on line 1:

a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 4,403,983

b Other (Describe in Part XIII ) . . . . . . . . . . . 4b 697,104,552

c Add lines 4a and 4b . . . . . . . . . . . . . . . . . . . . . . 4c 701,508,535

5 Total expenses Add lines 3 and 4c. (This must equal Form 990, Part I, line 18 ) . . . . . 5 2,909,837,288

OTIT."M Supplemental Information

Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9, Part III, lines la and 4, Part IV, lines lb and 2b,Part V, line 4, Part X, line 2, Part XI, lines 2d and 4b, and Part XII, lines 2d and 4b Also complete this part to provide any additionalinformation


PART III, LINE 4 THE UNIVERSITY OF CHICAGO HAS TWO MUSEUMS THEDAVID AND ALFRED SMART MUSEUM OF ART (SMARTMUSEUM) AND THE ORIENTAL INSTITUTE OF THEUNIVERSITY OF CHICAGO (ORIENTAL INSTITUTEMUSEUM) THE SMART MUSEUM PROMOTES THEUNDERSTANDING OF THE VISUAL ARTS AND THEIRIMPORTANCE TO CULTURAL AND INTELLECTUAL HISTORYTHROUGH DIRECT EXPERIENCES WITH ORIGINAL WORKSOF ART AND THROUGH AN INTERDISCIPLINARYAPPROACH TO ITS COLLECTIONS, EXHIBITIONS,PUBLICATIONS AND PROGRAMS THE SCOPE OF ITSPERMANENT COLLECTIONS, SPECIAL EXHIBITIONS,FOCUS ON RESEARCH AND TEACHING BY THE UNIVERSITYOF CHICAGO SCHOLARS AND OUTREACH ANDEDUCATIONAL PROGRAMS TO BOTH ADULTS ANDSCHOOL AGE CHILDREN MAKE SMART MUSEUM ONE OFTHE MIDWEST'S MOST DYNAMIC AND INNOVATIVEEDUCATIONAL INSTITUTIONS IN THE VISUAL ARTS THEORIENTAL INSTITUTE MUSEUM IS A WORLD RENOWNEDSHOWCASE FOR THE HISTORY, ART AND ARCHAEOLOGYOF THE ANCIENT NEAR EAST THE COLLECTIONS AREUSED EXTENSIVELY FOR RESEARCH, TEACHING ANDEXHIBITIONS ITS APPROACH TO INTEGRATEARCHAEOLOGICAL, TEXTUAL AND ART HISTORICAL DATATO UNDERSTAND THE DEVELOPMENT AND FUNCTIONS OFTHE ANCIENT CIVILIZATIONS OF THE NEAR EAST MAKEIT AN EXCEPTIONAL RESOURCE FOR THE UNIVERSITYCOMMUNITY AS WELL AS THE COMMUNITY AT LARGE

DESCRIPTION OF INTENDED USE PART V, LINE 4 THE UNIVERSITY'S USE OF ENDOWMENT FUNDS ISOF ENDOWMENT FUNDS INSEPARABLE FROM THE OVERALL ACADEMIC MISSION

AS ONE OFTHE WORLDS LEADING RESEARCHUNIVERSITIES ENDOWMENT FUNDS ARE USED TOSUPPORT INSTRUCTION AND RESEARCH PROGRAMS,SUPPORT PROFESSORSHIPS, SUPPORT FINANCIAL AIDFOR UNDERGRADUATE, GRADUATE AND PROFESSIONALSTUDENTS, SUPPORT THE ACQUISITION, RESTORATIONAND PRESERVATION OF BOOKS AND OTHER MATERIALSIN THE LIBRARIES, AND SUPPORT THE ON-GOINGOPERATIONS OF THE PHYSICAL PLANT, GROUNDS, ANDEQUIPMENT

DESCRIPTION OF UNCERTAIN PART X, LINE 2 THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATIONTAX POSITIONS UNDER FIN 48 UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE

CODE AND, EXCEPT TO THE EXTENT THAT THEUNIVERSITY HAS UNRELATED BUSINESS INCOME, ISEXEMPT FROM FEDERAL INCOME TAXES THERE WAS NOPROVISION FOR INCOME TAXES DUE ON UNRELATEDBUSINESS INCOME IN FISCAL YEARS 2013 AND 2012 THEUNIVERSITY HAS NO UNCERTAIN TAX POSITIONS, WHICHTHE UNIVERSITY CONSIDERS TO BE MATERIAL

PART XI, LINE 2D - OTHER COST OF DISPOSED EQUIPMENT 12,755,221ADJUSTMENTS

PART XI, LINE 4B - OTHER ARGONNE 735,458,836 LESS COST OF GOODS SOLD -ADJUSTMENTS 25,599,063 ROUNDING 31,975 EXCLUSION OF RELATED

ORGS THAT FILE THEIR OWN 990 -32,471,502

PART XII, LINE 2D - OTHER EXCLUSION OF RELATED ORGS THAT FILE THEIR OWN 990ADJUSTMENTS -10,737,485

PART XII, LINE 4B - OTHER ARGONNE 735,458,836 DISPOSAL OF EQUIPMENT -ADJUSTMENTS 12,755,221 COST OF GOODS SOLD -25,599,063



SCHEDULE ESchools

OMB No 1545-0047

(Form 990 or 990-EZ )Complete if the organization answered "Yes" to Form 990 , Part IV, line 13,n 2012

Department of the Treasury or Form 990 - EZ, Part VI, line 48.

Internal Revenue Service 0- Attach to Form 990 or Form 990-EZ.


36-2177139

YES I NO

1 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,

other governing instrument, or in a resolution of its governing body? 1 Yes

2 Does the organization include a statement of its racially nondiscriminatory policy toward students in all its

brochures, catalogues, and other written communications with the public dealing with student admissions,

programs, and scholarships? 2 Yes

3 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during

the period of solicitation for students, or during the registration period if it has no solicitation program, in a way

that makes the policy known to all parts of the general community it serves? If "Yes," please describe If "No,"

please explain If you need more space use Part II 3 Yes

4 Does the organization maintain the following?

a Records indicating the racial composition of the student body, faculty, and administrative staff? 4a Yes

b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory

basis? 4b Yes

c Copies of all catalogues, brochures, announcements, and other written communications to the public dealing

with student admissions, programs, and scholarships? 4c Yes

d Copies of all material used by the organization or on its behalf to solicit contributions? 4d Yes

If you answered "No" to any of the above, please explain If you need more space, use Part II

5 Does the organization discriminate by race in any way with respect to

a Students' rights or privileges? 5a No

b Admissions policies? 5b No

c Employment of faculty or administrative staff? 5c No

d Scholarships or other financial assistance? 5d No

e Educational policies? 5e No

f Use of facilities? 5f No

g Athletic programs? 5g No

h Other extracurricular activities? 5h No

If you answered "Yes" to any of the above, please explain If you need more space, use Part II

6a Does the organization receive any financial aid or assistance from a governmental agency? 6a Yes

b Has the organization's right to such aid ever been revoked or suspended? 6b No

If you answered "Yes" to either line 6a or line 6b, explain on Part II

7 Does the organization certify that it has complied with the applicable requirements of sections 4 01 through 4 05

of Rev Proc 75-50, 1975-2 C B 587, covering racial nondiscrimination? If "No," explain on Part II 7 Yes

Paperwork Reduction Act Notice, see the Instructions for Form 990 . Cat No 50085D Schedule E (Form 990 or 990 - EZ) 2012

Schedule E (Form 990 or990EZ) 2012 Page 2

Supplemental Information . Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, asapplicable Also complete this part to provide any other additional information (see instructions)

Identifier ReturnReference

Explanation

B(PLANATION OF SCHEDULE E, THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSSNONDISCRIMINATORY PART I, LINE 3 THE NATION AND AROUND THE WORLD, FOLLOWS A RACIALLY NONDISCRIMINATORYPOLICY PUBLICATION POLICY, AS EMBODIED IN THE UNIVERSITY'S POLICY ON UNLAWFUL DISCRIMINATION AND

HARASSMENT, AND INCLUDES A STATEMENT OF ITS NONDISCRIMINATORY POLICY ON ITSBROCHURES, CATALOGUES AND APPLICATION MATERIALS DEALING WITH STUDENTADMISSIONS, PROGRAMS AND SCHOLARSHIPS

EXPLANATION OF SCHEDULE E, THE UNIVERSITY OF CHICAGO RECEIVES FUNDING FROM VARIOUS GOVERNMENTALGOVERNMENT FINANCIAL PART I, LINE 6 AGENCIES FOR STUDENT FINANCIAL AIDASSISTANCE

Schedule E (Form 990 or 990-EZ) 2012


SCHEDULE F Statement of Activities Outside the United StatesOMB No 1545-0047

(Form 990)Complete if the organization answered "Yes" to Form 990,

Part IV, line 14b, 15, or 16.

0-201 2

Department of the Treasury n Attach to Form 990. ► See separate instructions. O pen to PublicInternal Revenue Service Inspection



36-2177139

General Information on Activities Outside the United States . Complete if the organization answered"Yes" to Form 990, Part IV, line 14b.

1 For grantmakers . Does the organization maintain records to substantiate the amount of the grants or

assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award

the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . fl Yes fl No

2 For grantmakers . Describe in Part V the organization's procedures for monitoring the use of grant funds outsidethe United States.

3 Activites per Region (The following Part I, line 3 table can be duplicated if additional space is needed )

(a) Region ( b) Number ofoffices in the

region

(c) Number ofemployees ,agents , andindependentcontractors in

region

( d) Activities conducted inregion ( by type ) ( e g ,fundraising, program

services, investments , grantsto recipients located in the

region)

(e) If activity listed in ( d) isa program service, describe

specific type ofservice ( s) in region

(f) Total expendituresfor and investments

in region

See Add'I Data

3a Sub-total 4 58 35 , 246 , 707

b Total from continuation sheetsto Part I

113

2 ,742,443,837

c Totals ( add lines 3a and 3b ) 5 71 2,777,690,544

For Paperwork Reduction Act Notice, see the Instructions for Form 990 . Cat N o 50082W Schedule F (Form 990) 2012

Schedule F (Form 990) 2012 Page 2

Grants and Other Assistance to Organizations or Entities Outside the United States . Complete if the organization answered "Yes" to Form 990,Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

1(a) Name oforganization

(b) IRS codesection

and EIN ( ifapplicable)

( c) Region ( d) Purpose ofgrant

(e) Amount ofcash grant

(f) Manner ofcash

disbursement

(g) Amount ofof non-cashassistance

(h) Descriptionof non-cashassistance

(i) Method ofvaluation

(book, FMV,appraisal, other)

See Add'IData

2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized astax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter . . . .

Enter total number of other organizations or entities .

Schedule F (Form 990) 2012


Grants and Other Assistance to Individuals Outside the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 16.Part III can be duplicated if additional space is needed.

(a) Type of grant or (b) Region ( c) Number of ( d) Amount of ( e) Manner of cash (f) Amount of (g) Description (h) Method ofassistance recipients cash grant disbursement non-cash of non-cash valuation

assistance assistance (book, FMV,a pp raisal , other )

STUDENT AID EAST ASIA AND THE 24 272,776 CHECKPACIFIC

STUDENT AID EUROPE 215 2,481,884 CHECK(INCLUDINGICELAND &GREENLAND)

STUDENT AID MIDDLE EAST AND 26 248,673 CHECKNORTH AFRICA

STUDENT AID NORTH AMERICA 17 222,203 CHECK

STUDENT AID SOUTH AMERICA 1 18,054 CHECK

STUDENT AID SOUTH ASIA 30 343,273 CHECK

STUDENT AID SUB-SAHARAN 4 40,720 CHECKAFRICA

SUMMER STUDENT CENTRAL AMERICA 2 5,000 CHECKGRANTS ND THE

CARIBBEAN

SUMMER STUDENT EAST ASIA AND THE 31 109,350 CHECKGRANTS PACIFIC

SUMMER STUDENT EUROPE 36 107,645 CHECKGRANTS (INCLUDING

ICELAND &GREENLAND)

SUMMER STUDENT MIDDLE EAST AND 9 34,469 CHECKGRANTS NORTH AFRICA

SUMMER STUDENT NORTH AMERICA 1 3,000 CHECKGRANTS

SUMMER STUDENT RUSSIA &THE 2 7,000 CHECKGRANTS NEWLY

INDEPENDENTSTATES

SUMMER STUDENT SOUTH AMERICA 12 35,350 CHECKGRANTS

SUMMER STUDENT SOUTH ASIA 6 22,000 CHECKGRANTS

SUMMER STUDENT SUB-SAHARAN 7 26,671 CHECKGRANTS AFRICA



Foreign Forms

1 Was the organization a U S transferor of property to a foreign corporation during the tax year? If "Yes,"theorganization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (seeInstructions for Form 926) F Yes F- N o

2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organlzatlonmay berequired to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain ForeignGifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U . S. Owner (see Instructions forForms 3520 and 3520-A) F- Yes F N o

3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," theorganization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain ForeignCorporations. (see Instructions for Form 5471) F Yes F- N o

4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualifiedelecting fund during the tax year? If "Yes,"the organization may be required to file Form 8621 , Return by aShareholder of a Passive Foreign Investment Company or Qualified Electing Fund . (see Instructions for Form 8621) F Yes F- N o

5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," theorganization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships.(see Instructions for Form 8865) F Yes F- N o

6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes,"the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form5713). F- Yes F No



Supplemental InformationComplete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3,column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1(accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients),as applicable. Also complete this Dart to Drovide any additional information (see instructions).

Identifier ReturnReference Explanation

PROCEDURE FOR MONITORING SCHEDULE F, PART I, LINE 2 THE UNIVERSITY WILLGRANTS OUTSIDE THE U S PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE

BEFORE FUNDING IS APPROVED UNIVERSITYDEPARTMENT ADMINISTRATORS AND THE PRINCIPALINVESTIGATOR WILL REVIEW INVOICES AND CERTIFY ASO ALLOWABILITY AND APPROPRIATENESS OF CHARGES

CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSOPERFORM A REVIEWTHAT THE EXPENDITURES FALLWITHIN THE CONTRACT AMOUNT AND PERIOD OFPERFORMANCE


Additional Data

Software ID:

Software Version:

EIN: 36-2177139


Form 990 Schedule F Part I - Activities Outside The United States

(a) Region ( b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expendituresoffices in the employees or conducted in region ( by (d) is a program service, for region

region agents in type) ( i e , fundraising , describe specific type ofregion program services, service(s) in region

grants to recipientslocated in the region)

EUROPE (INCLUDING 2 29 PROGRAM SERVICES INSTRUCTION 18,795,917ICELAND & GREENLAND)

RUSSIA &THE NEWLY PROGRAM SERVICES INSTRUCTION 36,666INDEPENDENT STATES

EAST ASIA AND THE 1 17 PROGRAM SERVICES INSTRUCTION 13,525,363PACIFIC

Form 990 Schedule F Part I - Activi ties Outside The United States

(a) Region ( b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expendituresoffices in the employees or conducted in region (by (d) is a program service, for region

region agents in type ) (i e , fundraising , describe specific type ofregion program services, service(s) in region


SOUTH ASIA PROGRAM SERVICES INSTRUCTION 168,109

NORTH AMERICA PROGRAM SERVICES INSTRUCTION 87,490

MIDDLE EAST AND 2 PROGRAM SERVICES INSTRUCTION 138,531NORTH AFRICA


(a) Region ( b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expendituresoffices in the employees or conducted in region ( by (d) is a program for region

region agents in type) ( i e , fundraising , service, describeregion program services, specific type of service

grants to recipients ( s) in regionlocated in the region)

EUROPE (INCLUDING 2 PROGRAM SERVICES RESEARCH 77,548ICELAND & GREENLAND)

EAST ASIA AND THE 1 8 PROGRAM SERVICES RESEARCH 2,417,083PACIFIC

SOUTH ASIA 3 PROGRAM SERVICES RESEARCH 1,479,022


(a) Region ( b) Number of ( c) Number of (d) Activities (e) If activity listed in (f) Total expendituresoffices in the employees or conducted in region (by (d) is a program for region

region agents in type ) (i e , fundraising , service, describeregion program services, specific type of service


MIDDLE EAST AND NORTH 1 10 PROGRAM SERVICES RESEARCH 880,093AFRICA

EUROPE (INCLUDING PROGRAM SERVICES SUBAWARD 916,873ICELAND & GREENLAND)

SUB-SAHARAN AFRICA PROGRAM SERVICES SUBAWARD 273,836


(a) Region ( b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expendituresoffices in the employees or conducted in region (by (d) is a program for region

region agents in type) ( i e , fundraising , service, describeregion program services, specific type of service


EAST ASIA AND THE PROGRAM SERVICES SUBAWARD 270,048PACIFIC

SOUTH ASIA PROGRAM SERVICES SUBAWARD 395,027

NORTH AMERICA PROGRAM SERVICES SUBAWARD 415,167


(a) Region (b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expendituresoffices in the employees or conducted in region ( by (d) is a program service, for region



MIDDLE EAST AND NORTH PROGRAM SERVICES SUBAWARD 66,834AFRICA

SOUTH AMERICA PROGRAM SERVICES SUBAWARD 81,540

EUROPE (INCLUDING PROGRAM SERVICES SCHOLARSHIP AND 2,589,529ICELAND & GREENLAND) STIPENDS


(a) Region ( b) Number of ( c) Number of (d) Activities (e) If activity listed in (f) Total expendituresoffices in the employees or conducted in region (by (d) is a program service, for region

region agents in type ) (i e , fundraising , describe specific type ofregion program services, service ( s) in region


RUSSIA &THE NEWLY PROGRAM SERVICES SCHOLARSHIP AND 7,000INDEPENDENT STATES STIPENDS

SUB-SAHARAN AFRICA PROGRAM SERVICES SCHOLARSHIP AND 67,391STIPENDS

EAST ASIA AND THE PROGRAM SERVICES SCHOLARSHIP AND 382,126PACIFIC STIPENDS

Form 990 Schedule F Part I - Activi ties Outside The United States




SOUTH ASIA PROGRAM SERVICES SCHOLARSHIP AND 365,273STIPENDS

NORTH AMERICA PROGRAM SERVICES SCHOLARSHIP AND 225,203STIPENDS

MIDDLE EAST AND PROGRAM SERVICES SCHOLARSHIP AND 283,142NORTH AFRICA STIPENDS





SOUTH AMERICA PROGRAM SERVICES SCHOLARSHIP AND 53,404STIPENDS

CENTRAL AMERICA AND PROGRAM SERVICES SCHOLARSHIP AND 5,000THE CARIBBEAN STIPENDS

EAST ASIA AND THE UNRELATED 94,787PACIFIC BUSINESS INCOME


(a) Region ( b) Number of ( c) Number of (d) Activities (e) If activity listed in ( f) Total expendituresoffices in the employees or conducted in region ( by (d) is a program for region

region agents in type) ( i e , fundraising, service, describeregion program services, specific type of service

grants to recipients (s) in regionlocated in the region)

EUROPE (INCLUDING FUNDRAISING 739,164ICELAND & GREENLAND)

EAST ASIA AND THE FUNDRAISING 299,498PACIFIC

CENTRAL AMERICA AND INVESTMENTS 2,190,382,502THE CARIBBEAN


(a) Region ( b) Number of (c) Number of (d) Activities (e) If activity listed in (f) Total expendituresoffices in the employees or conducted in region (by (d) is a program for region

region agents in type ) (i e , fundraising, service, describeregion program services, specific type of service

grants to recipients (s) in regionlocated in the region)

EAST ASIA AND THE INVESTMENTS 27,507,858PACIFIC

EUROPE (INCLUDING INVESTMENTS 404,822,954ICELAND & GREENLAND)

NORTH AMERICA INVESTMENTS 62,484,396


(a) Region (b) Number of (c) Number of (d) Activities conducted (e) If activity listed in (f) Total expendituresoffices in the employees or in region (by type) (i e , (d) is a program for region

region agents in fundraising, program service, describeregion services, grants to specific type of service

recipients located in the (s) in regionregion)

SUB-SAHARAN AFRICA INVESTMENTS 47,356,170

Form 990 Schedule F Part II - Grants or Entities Outside The United States(b) IRS code

(g) Amount of non- (h) Description of(i) Method of

(a) Name of section ( c) Region ( d) Purpose of grant ( e) Amount of (f) Manner ofcash non-cash

valuationorganization and EIN(if cash grant cash disbursement (book, FMV,

applicable)assistance assistance

appraisal, other)

EAST ASIA AND SUBAWARD 31,824 WIRETHE PACIFIC

EAST ASIA AND SUBAWARD 238,224 WIRETHE PACIFIC

EUROPE SUBAWARD 129,785 WIRE(INCLUDINGICELAND &GREENLAND)




(a) Name of section(c) Region (d) Purpose of grant

(e) Amount of (f) Manner ofcash non-cash



appraisal, other)







(a) Name of section ( c) Region (d) Purpose of grant(e) Amount of (f) Manner of

cash non-cashvaluation

organization and EIN ( if cash grant cash disbursement (book, FMV,applicable)

assistance assistanceappraisal, other)











appraisal, other)







(a) Name of section ( c) Region ( d) Purpose of grant ( e) Amount of (f) Manner ofcash non-cash



appraisal, other)




EUROPE SUBAWARD 832 WIRE(INCLUDINGICELAND &GREENLAND)



(a) Name of section ( c) Region ( d) Purpose of grant(e) Amount of (f) Manner of







MIDDLE EAST AND SUBAWARD 35,680 WIRENORTH AFRICA





valuationorganization and EIN ( if cash grant cash disbursement (book, FMV,


appraisal, other)

MIDDLE EAST AND SUBAWARD 31,154 WIRENORTH AFRICA

NORTH AMERICA SUBAWARD 8,640 WIRE







organization and EIN(if cash grant cash disbursement (book, FMV,applicable)





SOUTH ASIA SUBAWARD 35,010 WIRE





organization and EIN(if cash grant cash disbursement (book, FMV,applicable)




SUB-SAHARAN SUBAWARD 39,975 WIREAFRICA



SCHEDULEG SU lemental Information Re ardin OMB No 1545-0047

(Form 990 or 990-EZ) pp g gFundraising or Gaming ActivitiesComplete if the organization answered "Yes" to Forth 990, Part IV, lines 17, 18, or 19, or if the organization entered

more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part.

Department of the Treasury PrAttach to Form 990 or Forth 990-EZ. PrSee separate instructions.



2012


36-2177139

Fundraising Activities . Complete if the organization answered "Yes" to Form 990, Part IV, line 17.

Indicate whether the organization raised funds through any of the following activities Check all that apply

a F Mail solicitations e 1 Solicitation of non-government grants

b 1 Internet and email solicitations f 1 Solicitation of government grants

c F Phone solicitations g 1 Special fundraising events

d 1 In-person solicitations

2a Did the organization have a written or oral agreement with any individual (including officers, directors, trusteesor key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services? F Yes 1! No

b If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser isto be compensated at least $5,000 by the organization

(i) Name and address ofindividual

or entity (fundraiser)

(ii) Activity (iii) Didfundraiser have

custody orcontrol of

contributions?

(iv) Gross receiptsfrom activity

(v) Amount paid to(or retained by)

fundraiser listed incol (i)

(vi) Amount paid to(or retained by)organization

Yes No

RUFFALO CODY65 KIRKWOOD NORTHROAD SW

CEDAR RAPIDS, IA52404

ELEMARKETING

o ,237,989 51,699 86,290

Total . . . . . . . . . . . . . . . . . 1,237,989 451,699 786,290

3 List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration orlicensing

IL, NJ, WA

For Paperwork Reduction Act Noticee see the Instructions for Form 990or 990-EZ . Cat No 50083H Schedule G ( Form 990 or 990-EZ) 2012

Schedule G (Form 990 or 990-EZ) 2012 Page 2

Fundraising Events . Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reportedmore than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. Listevents with gross receipts greater than $5,000.

(a) Event #1 (b) Event #2 (c) Other events (d) Total events(add col (a) through

LAB SCHOOL SMART MUSEUM 2 col (c))

co1 Gross receipts

752 Less Contributions

3 Gross income (line 1minus line 2)

4 Cash prizes

(event type)

595,891

371,130

224,761

(event type ) ( total number)

451,100 445,159 1,492,150

415,550 226,520 1,013,200

35,5501 218,6391 478,950

u75 Noncash prizes 28,200 28,200

6 Rent/facility costs 18,208 66,008 84,216

7 Food and beverages 87,041 77,368 49,910 214,319

8 Entertainment 2,278, 17,662 , 25,050 44,990

9 Other direct expenses 39,252 24,886 39,262 103,400

10 Direct expense summary Add lines 4 through 9 in column (d) . . . . . . . . . . . ► (475,125)

11 Net income summary Combine line 3, column (d), and line 10 . . . . . . . . .3,825

Gaming . Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than$15,000 on Form 990-EZ, line 6a.

(a) Bingo (b) Pull tabs/Instant (c) Other gaming (d) Total gaming (addbingo/progressive bingo col (a) through col

co (c) )

1 Gross revenue .

2 Cash prizesu)C

3 Non-cash prizes

LIJ

4 Rent/facility costs .

5 Other direct expenses

F Yes F Yes F Yes6 Volunteer labor n No F No F No

7 Direct expense summary Add lines 2 through 5 in column (d) . . . . . . . . . . . ►

8 Net gaming income summary Combine lines 1 and 7 in column (d) . . . . . . . . . . ►

9 Enter the state (s) in which the organization operates gaming activities

a Is the organization licensed to operate gaming activities in each of these states? . . . . . . . . . . . . . Yes r No

b If "No," explain

------------- ------------------------- ------------------------- ------------------------- ------------------------ ------------------------- ------------------------- ------------------------- --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

10a Were any of the organization ' s gaming licenses revoked, suspended or terminated during the tax year? . . . . . F Yes F No

b If "Yes," explain

--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

Schedule G (Form 990 or 990-EZ) 2012


Does the organization operate gaming activities with nonmembers? . . . . . . . . . . . . . . . . . . Yes r- No

12 Is the organization a grantor , beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? . . . . . . . . . . . . . . . . . . . . . . . . . . . Yes r- No

13 Indicate the percentage of gaming activity operated in

a The organization ' s facility 13a

b An outside facility 13b

14 Enter the name and address of the person who prepares the organization ' s gaming/special events books and records

Name ►

Address ►

15a Does the organization have a contract with a third party from whom the organization receives gaming

revenue? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . r- Yes r- No

b If "Yes," enter the amount of gaming revenue received by the organization ► $ and the

amount of gaming revenue retained by the third party $

c If "Yes," enter name and address of the third party

Name '

Address '

------------------------

16 Gaming manager information

Name llik^------------------------------------------------------------

Gaming manager compensation ► $ _ -----------------------

Description of services provided---------- ------------------ ------------------ ------------------ ------------------- ------------------ ------------------ ------------------ ----------

r- Director/officer Employee Independent contractor

17 Mandatory distributions

a Is the organization required understate law to make charitable distributions from the gaming proceeds to

retain the state gaming license? . . . . . . . . . . . . . . . . . . . . . . . . . . . . r-Yes r-No

b Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year $

Supplemental Information . Complete this part to provide the explanations required by Part I, line 2b,columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete thispart to provide any additional information (see instructions).


EXPLANATION OF FUNDRAISING SCHEDULE G, PART I, LINE 2B, RUFFALO CODY PROVIDED PROFESSIONAL FUNDRAISINGPAYMENTS COLUMN (V) SERVICES FOR FISCAL YEAR 2013 AND PAYMENTS FOR

THESE SERVICES WERE PROCESSED FROM AUGUST 2012O JUNE 2013, DETAILS OF ALL PAYMENTS IS ASFOLLOWS MONTHLY INSTALLMENTS $485,931 MAILINGCHARGES 3,793 POSTAGE CHARGES 8,661 CREDITS(46,686) TOTAL PAID $451,699

Page 311


efile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 93493132006454

Schedule I OMB No 1545-0047

(Form 990 ) Grants and Other Assistance to Organizations,2012Governments and Individuals in the United States

Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.Department of the Treasury l Attach to Form 990Internal Revenue Service

Name of the organization Employer identification number

UNIVERSITY OF CHICAGO36-2177139

JL^ll General Information on Grants and Assistance

1 Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, andthe selection criteria used to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Yes F No

2 Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States

Grants and Other Assistance to Governments and Organizations in the United States . Complete if the organization answered "Yes" toForm 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of (b) EIN (c) IRC Code (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grantorganization section grant cash valuation non-cash assistance or assistance

or government if applicable assistance (book, FMV,appraisal,

other)


2 Enter total number of section 501(c)(3) and government organizations listed in the line 1 table . ►

3 Enter total number of other organizations listed in the line 1 table .

For Paperwork Reduction Act Notice, see the Instructions for Form 990 . Cat No 50055P Schedule I (Form 990) 2012

Schedule I (Form 990) 2012 Pa g e 2Grants and Other Assistance to Individuals in the United States . Complete if the organization answered "Yes" to Form 990, Part IV, line 22.Part III can be duplicated if additional space is needed.

(a)Type of grant or assistance (b)N umber of (c)A mount of (d)Amount of (e)Method of valuation (book, (f)Description of non-cash assistancerecipients cash grant non-cash assistance FMV, appraisal, other)

(1) UNDERGRADUATE STUDENT AID 3173 99,488,098

(2) GRADUATE STUDENT AID 6080 206,939,552


PROCEDURE FOR PART I, LINE 2 SCHEDULE I, PART I, LINE 2 THE UNIVERSITY OF CHICAGO FOLLOWS THESE PROCEDURES TO MONITOR THE USEMONITORING GRANTS OF GRANT FUNDS INSIDE THE UNITED STATES THE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THEIN THE U S PROPOSAL STAGE BEFORE FUNDING IS APPROVED UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE

PRINCIPAL INVESTIGATORS WILL REVIEW INVOICES AND CERTIFY AS TO THE ALLOWABILITY ANDAPPROPRIATENESS OFTHE CHARGES CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM AREVIEWTHAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE

PART II, LINE 1 TWO SUBAWARDS IN THE AMOUNT OF $227,073 AND $26,401 ARE NOT LISTED ABOVE AS THE RECIPIENTSOPERATE AS SOLE PROPRIETORS

Schedule I (Form 990) 2012

Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information

Additional Data

Software ID:

Software Version:

EIN: 36-2177139


Form 990,Schedule I, Part II, Grants and Other Assistance to Governments and Organizations in the United States

Return to Form

(a) Name and address of (b) EIN (c) IRC Code section (d) Amount of cash (e) Amount of non- (f) Method of (g) Description of (h) Purpose of grantorganization if applicable grant cash valuation non-cash assistance or assistance

or government assistance (book, FMV, appraisal,other)

ACCESS COMMUNITY 36-3317058 501 (C) (3) OR GOV 74,975 SUBAWARDHEALTH NETWORK1501 SCALIFORNIA AVENUECHICAGO,IL 60608

ADVOCATE HEALTH AND 36-2169147 501 (C) (3) OR GOV 61,260 SUBAWARDHOSPITAL CORPORATION2025 WINDSOR DRIVEOAK BROOK,IL 60523




ALLIANCE OF CHICAGO 36-4444309 501 (C) (3) OR GOV 46,795 SUBAWARDCOMMUNITY HEALTHSERVICES L3C215 W OHIOSTREET 4TH FLOORCHICAGO,IL 60654

ANTI CANCER INC7917 33-0074191 92,397 SUBAWARDOSTROW STREETSAN DIEGO,CA 92111




ASTRONOMICAL SOCIETY 94-0294860 501 (C)(3)ORGOV 9,576 SUBAWARDOF THE PACIFIC390ASHTON AVENUESAN FRANCISCO,CA94112

AURORA MEDICAL GROUP 39-1678306 501 (C)(3)ORGOV 12,353 SUBAWARDPO BOX 341457MILWAUKEE,WI 53234




BAYSTATE MEDICAL 04-2790311 501 (C) (3) OR GOV 20,499 SUBAWARDCENTER759 CHESTNUTSTREETSPRINGFIELD,MA 01199

BECKMAN RESEARCH 95-3432210 501 (C) (3) OR GOV 119,542 SUBAWARDINSTITUTE1450EASTDUARTE ROADDUARTE,CA 91010




BELOVED COMMUNITY 20-2273383 501 (C)(3)ORGOV 34,692 SUBAWARDFAMILY6430 SOUTHHARVARDCHICAGO,IL 60621

BIOSPHERICAL 95-3292603 171,295 SUBAWARDINSTRUMENTS5340 RILEYSTREETSAN DIEGO,CA 92110




BOARD OF EDUCATION - 36-6005821 501 (C) (3) OR GOV 97,423 SUBAWARDCHICAGO125 S CLARKSTREET 14TH FLCHICAGO,IL 60603

BOSTON MEDICAL CENTER 04-3314093 501 (C) (3) OR GOV 31,453 SUBAWARD660 HARRISON AVENUEGAMBRO 2BOSTON,MA 02118




BRIGHAM AND WOMEN'S 04-2312909 501 (C) (3) OR GOV 22,420 SUBAWARDHOSPITAL150 E BULLDOGBLVDBOSTON,MA 02199

BRIGHAM YOUNG 87-0217280 501 (C) (3) OR GOV 243,722 SUBAWARDUNIVERSITYA-261 ASBPROVO,UT 84602




CARNEGIE MELLON 25-0969449 501 (C) (3) OR GOV 62,508 SUBAWARDUNIVERSITY5000 FORBESAVENUEPITTSBURGH,PA 15213

CASE WESTERN RESERVE 34-1018992 501 (C) (3) OR GOV 452,041 SUBAWARDUNIVERSITY10900 EUCLIDAVENUECLEVELAND,OH 44106




CENTERS FOR NEW 36-2729721 501 (C) (3) OR GOV 33,280 SUBAWARDHORIZONS4150 SOTHKING DRIVECHICAGO,IL 60653

CHICAGO FAMILY HEALTH 36-2893854 501 (C) (3) OR GOV 44,000 SUBAWARDCENTERFORMERLYCLARETIAN MED CTR9119S EXCHANGE AVENUECHICAGO,IL 60617




CHILDREN'S HOSPITAL 04-2774441 501 (C) (3) OR GOV 7,821 SUBAWARDBOSTON300 LONGWOODAVENUEBOSTON,MA 02115

CHILDREN'S HOSPITAL 95-1690977 501 (C) (3) OR GOV 33,467 SUBAWARDLOS ANGELES4650SUNSET BLVDLOS ANGELES,CA 90027




CHILDREN'S HOSPITAL 31-0833963 501 (C) (3) OR GOV 458,766 SUBAWARDMEDICAL CENTER(CINCINNATI)3333BURNETT AVENUECINCINNATI,OH 46202

CHILDREN'S MEMORIAL 36-2170833 501 (C) (3) OR GOV 15,581 SUBAWARDHOSPITAL2300CHILDRENS PLAZA BOX268CHICAGO,IL 60614




CLARK UNIVERSITY20 04-2111203 501 (C) (3) OR GOV 12,346 SUBAWARDDOWNING STREETWORCESTER,MA 01610

COLLEGE OF WILLIAM AND 54-6001718 501 (C) (3) OR GOV 40,041 SUBAWARDMARY102 RICHMONDROADWILLIAMSBURG,VA 23187




COLUMBIA UNIVERSITY 13-5598093 501 (C) (3) OR GOV 290,931 SUBAWARD615 W 135TH STREETNEWYORK,NY 10027

COMBLU INC875 N 36-3037806 25,000 SUBAWARDMICHIGAN AVE SUITE1340CHICAGO,IL 60611




COMPLETE GENOMICS 20-3226545 501 (C) (3) OR GOV 747,000 SUBAWARD2071 STIERLIN COURTMOUNTAIN VIEW,CA10027

CORNELL UNIVERSITY395 15-0532082 501 (C) (3) OR GOV 189,096 SUBAWARDPINE TREE ROAD SUITE302ITHACA,NY 14850




DANA FARBER CANCER 04-2263040 501 (C) (3) OR GOV 42,866 SUBAWARDINSTITUTE44 BINNEYSTREET MS OS-385BOSTON,MA 02115

DARTMOUTH COLLEGE11 02-0222111 501 (C) (3) OR GOV 63,364 SUBAWARDROPE FERRY ROADHANOVER,NH 03755




DE PAUL UNIVERSITY1 36-2167048 501 (C) (3) OR GOV 127,049 SUBAWARDEAST JACKSONBOULEVARDCHCIAGO,IL 60604

DECATUR MEMORIAL 37-0661199 501 (C) (3) OR GOV 52,849 SUBAWARDHOSPITAL2300 NORTHEDWARD STREETDECATUR,IL 62526




DENVER HEALTH AND 84 - 1343242 501 (C) (3) OR GOV 87 , 193 SUBAWARDHOSPITAL AUTHO RITY777BANCOCK STREETDENVER,CO 80204

DUKE UNIVERSITY2200 56-0532129 501 (C ) ( 3) OR GOV 158 , 697 SUBAWARDWEST MAIN STREET SUITE300DURHAM,NC 27705




ENH RESEARCH INSTITUTE 36-2167060 501 (C) (3) OR GOV 5,510 SUBAWARD1001 UNIVERSITY PLACEEVANSTON,IL 60201

FELLOWSHIP FOR 14-1883085 501 (C) (3) OR GOV 857,738 SUBAWARDINTERPRETATION OFGENOMES15 W155 81STSTREETBURR RIDGE,IL 60527




FIELD MUSEUM1400 36-2167011 501 (C) (3) OR GOV 67,552 SUBAWARDSOUTH LAKE SHORE DRIVECHICAGO,IL 60605

FLORIDA INTERNATIONAL 65-0177616 501 (C) (3) OR GOV 164,310 SUBAWARDUNIVERSITY11200 SW 8THSTREEET CSC 310MIAMI,FL 33199




FORT WAYNE MEDICAL 35-1400631 501 (C) (3) OR GOV 20,300 SUBAWARDONCOLOGY &HEMATOLOGY INC4402 ESTATE BLVDFORT WAYNE,IN 46815

FRANKLIN COUNTY 31-4383802 501 (C) (3) OR GOV 20,000 SUBAWARDHISTORICAL SOCIETY DBACOSI COLUMBUS333 WESTBROAD STREETCOLUMBUS,OH 43215




FREQUENCY 540 LLC640 61-1652976 410,143 SUBAWARDNORTH LASALLE SUITE490CHICAGO,IL 60654

FRIEND FAMILY HEALTH 36-4161801 501 (C) (3) OR GOV 93,054 SUBAWARDCENTER800 E 55THSTREETCHICAGO,IL 60615




FSG INC500 BOYLSTON 20-2776974 501 (C) (3) OR GOV 317,559 SUBAWARDSTREET SUITE 600BOSTON,MA 02116

GEORGE WASHINGTON 53-0196584 501 (C) (3) OR GOV 102,064 SUBAWARDUNIVERSITY44983 KNOLLSQUARE BLDG IIASHBURN,VA 20147




GEORGIA STATE 58-6002050 501 (C) (3) OR GOV 15,842 SUBAWARDUNIVERSITYP 0 BOX 3999ATLANTA,GA 30302

GFK CUSTOM RESEARCH 52-2339690 265,801 SUBAWARDLLC1350 WILLOW ROADDEPT L-1694MENLO,CA 94025




GREATER AUBURN 36-4377387 501 (C) (3) OR GOV 32,062 SUBAWARDGRESHAM DEVELOPMENTCORPORATIION1159 WEST79TH STREETCHICAGO,IL 60620

HARVARD UNIVERSITY667 04-2103580 501 (C) (3) OR GOV 402,470 SUBAWARDHUNTINGTON AVENUEBOSTON,MA 02115




HEALTH RESEARCH INC- 14-1402155 501 (C) (3) OR GOV 11,362 SUBAWARDROSWELL PARK CANCERINSTITUTERIVERVIEWCENTER 150 BROADWAYMENANDS,NY 12204

HEKTOEN INSTITUTE2240 36-2244897 501 (C) (3) OR GOV 84,393 SUBAWARDWOGDEN AVENUE 2NDFLOORCHICAGO,IL 60612




HOLY CROSS HOSPITAL 36-2170133 501 (C) (3) OR GOV 64,899 SUBAWARD2701 W 68TH STREETCHICAGO,IL 60629

ILLINOIS CANCER CARE 37-1409840 501 (C) (3) OR GOV 29,566 SUBAWARD8940 N WOOD SAGE ROADPEORIA,IL 61615




ILLINOIS INSTITUTE OF 36-2170136 501 (C) (3) OR GOV 398,840 SUBAWARDTECHNOLOGY3300 SFEDERAL STREET MAINBLDG RM308CHICAGO,IL 60616

INDIANA UNIVERSITY 35-6001673 501 (C) (3) OR GOV 1,370,206 SUBAWARDPOPLARS 426 400 E 7TH STBLOOMINGTON,IN 47405




INGALLS MEMORIAL 36-2170866 501 (C) (3) OR GOV 9,125 SUBAWARDHOSPITALONE INGALLSDRIVEHARVEY,IL 60426

INNOVATIONS FOR 06-1660068 501 (C) (3) OR GOV 275,939 SUBAWARDPOVERTY ACTION101WHITNEY AVENEWHAVEN,CT 06510




JOHNS HOPKINS 52-0595110 501 (C) (3) OR GOV 714,752 SUBAWARDUNIVERSITY1101 E 33RDSTREETBALTIMORE,MD 21218

KAISER FOUNDATION1800 94-1105628 501 (C) (3) OR GOV 207,866 SUBAWARDHARRISON STREETMENLO PARK,CA 94025




LAWRENCE BERKELEY 94-2951741 501 (C) (3) OR GOV 29,233 SUBAWARDNATIONAL LA BONECYCLOTRON ROADBERKELEY,CA 94704

LOUISIANA STATE 72-6000848 501 (C) (3) OR GOV 121,128 SUBAWARDUNIVERSITY202 HIMESHALLBATON ROUGE,LA 70803




LOYOLA UNIVERSITY820 NMICHIGAN AVENUECHICAGO,IL 60611

36-1408475 501 (C) (3) OR GOV 100,248 SUBAWARD

LURIE CHILDREN'S 36-2170833 501 (C) (3) OR GOV 9,098 SUBAWARDHOSPITAL DBACHILDREN'S MEMORIALHOSPITAL2300CHILDRENS PLAZA BOX268CHICAGO,IL 60614




MASSACHUSETTS GENERAL 04-2697983 501 (C) (3) OR GOV 131,388 SUBAWARDHOSPITAL55 FRUIT STREETBOSTON,MA 02114

MASSACHUSETTS 04-2103594 501 (C) (3) OR GOV 324,406 SUBAWARDINSTITUTE OFTECHNOLOGYSUITE NE49-4161CAMBRIDGE,MA 02139




MDRC RESEARCH 23-7379473 501 (C)(3)ORGOV 88,310 SUBAWARDCORPORATION16 EAST34TH STREETNEWYORK,NY 10016

MEDICAL COLLEGE OF 39-0806261 501 (C) (3) OR GOV 615,057 SUBAWARDWISCONSIN8701WATERTOWN PLANK ROADMILWAUKEE,WI 53226




MERCY HOSPITAL ST 43-0653493 501 (C) (3) OR GOV 18,025 SUBAWARDLOUIS615 SOUTH NEWBALLAS ROADST LOUIS,MO 63141

MICHIGAN STATE 38-6005984 501 (C) (3) OR GOV 393,678 SUBAWARDUNIVERSITY301ADMINISTRATION BLDGEAST LANSING,MI 48917




MIDWEST BIOMEDICAL 43-1496422 501 (C) (3) OR GOV 10,600 SUBAWARDRESEARCH FOUNDATION4801 LINWOODBOULEVARDKANSAS CITY, MO 64128

MIDWEST CLINICIANS 38-3189461 501 (C) (3) OR GOV 52,661 SUBAWARDNETWORK7215 WESTSHIREDRIVELANSING,MI 48917




MISSISSIPPI STATE 64-6000819 501 (C) (3) OR GOV 43,526 SUBAWARDUNIVERSITYP 0 BOX 5227MS STATE UNIV,MS39762

MONTANA STATE 81-0302402 501 (C) (3) OR GOV 22,725 SUBAWARDU NIV E RSITY309MONTANA HALL PO BOX172470BOZEMAN,MT 59717




MPC CORPORATION5000 25-1128244 501 (C) (3) OR GOV 30,812 SUBAWARDFORBES AVENUE 509 UTDCPITTSBURGH,PA 15213

MS BIOWORKS LLC3950 27-2507618 84,500 SUBAWARDVASITY DRIVEANN ARBOR,MI 48108




NATIONAL BUREAU OF 13-1641075 501 (C) (3) OR GOV 181,274 SUBAWARDECONOMIC RESEARCH1050 MASSACHUSETTSAVENUECAMBRIDGE,MA 02138

NATIONAL OPINION 36-2167808 501 (C) (3) OR GOV 271,228 SUBAWARDRESEARCH CENTER55 EASTMONROE STREETCHICAGO,IL 60603




NEAR NORTH HEALTH 36-3197647 501 (C) (3) OR GOV 82,174 SUBAWARDSERVICE1276 N CLYBOURNAVENUECHICAGO,IL 60610

NEIMAND COLLABORATIVE 52-1806524 139,999 SUBAWARD1025 VERMONT AVENUENW SUITE 830WASHINGTON,DC 20005




NEUROPSYCHIATRIC 45-0274828 501 (C) (3) OR GOV 12,399 SUBAWARDRESEARCH INSTITUTE700FIRST AVENUE SOUTHFARGO,ND 58107

NEW YORK UNIVERSITY726 13-5562308 501 (C) (3) OR GOV 166,037 SUBAWARDBROADWAYNEWYORK,NY 10003




NORTHSHORE UNIVERSITY 36-2167060 501 (C) (3) OR GOV 118,789 SUBAWARDHEALTH SYSTEM2650RIDGE AVENUE - G221EVANSTON,IL 60201

NORTHWESTERN 36-2167817 501 (C) (3) OR GOV 2,649,699 SUBAWARDUNIVERSITY633 CLARKSTREET SUITE G-547EVANSTON,IL 60208




OHIO STATE UNIVERSITY 31-6025986 501 (C) (3) OR GOV 348,232 SUBAWARD901 WOODY HAYES DRIVECOLUMBUS,OH 43210

ORCID INC6 WEST 77TH 27-5142743 501 (C) (3) OR GOV 200,000 SUBAWARDSTREETNEWYORK,NY 10024




OUNCE OF PREVENTION 36-3186328 501 (C) (3) OR GOV 158,874 SUBAWARDFUND33 W MONROESTREET SUITE 2400CHICAGO,IL 60603

PENN STATE UNIVERSITY 24-6000376 501 (C) (3) OR GOV 293,209 SUBAWARD513 JOAB LTHOMAS BLDGUNIVERSITY PARK, PA16802




PLANNED PARENTHOOD OF 36-2710901 501 (C ) ( 3) OR GOV 51,395 SUBAWARDILLINOIS18 S MICHIGANAVENUE 6TH FLOORCHICAGO,IL 60603

PMAC LABORATORIES INC 27-0938257 34,252 SUBAWARD10636 SCRIPPS SUMMITCTSAN DIEGO,CA 92131




PRESIDENT AND FELLOW 04-2103580 501 (C) (3) OR GOV 40,784 SUBAWARDOF HARVARD COLLEGE1033 MASSACHUSETTSAVENUE 3RD FLCAMBRIDGE,MA 02138

PRINCETON UNIVERSITY5 21-0634501 501 (C) (3) OR GOV 110,167 SUBAWARDNEW SOUTH BUILDING POBOX 5292PRINCETON,NJ 08544




PROJECT EXPLORATION 36-4305660 501 (C) (3) OR GOV 20,000 SUBAWARD950 E 61ST STREETCHICAGO,IL 60637

PROJECT HOPE255 53-0242962 501 (C) (3) OR GOV 18,741 SUBAWARDCARTER HALL LANEMILLWOOD,VA 22646




PURDUE UNIVERSITY302 35-6002041 501 (C) (3) OR GOV 236,624 SUBAWARDWOOD STREETWEST LAFAYETTE,IN47907

RESEARCH INSTITUTE AT 31-6056230 501 (C) (3) OR GOV 11,250 SUBAWARDTHE NATIONWIDECHILDREN'S HOSPITAL700CHILDRENS DRIVECOLUMBUS,OH 43205




ROCKEFELLER UNIVERSITY 13-1624158 501 (C) (3) OR GOV 247,519 SUBAWARD1230 YORK AVENUENEWYORK,NY 10065

ROI VENTURES LLC213 W 20-5385643 199,115 SUBAWARDINSTITUTE PLACE SUITE505CHCIAGO,IL 60610




RUSH UNIVERSITY 36-2174823 501 (C) (3) OR GOV 28,924 SUBAWARDMEDICAL CENTER1700WEST VAN BUREN STREETROOM NOCHICAGO,IL 60612

SANTA FE INSTITUTE1399 85-0325494 501 (C) (3) OR GOV 35,386 SUBAWARDHYDE PARK ROADSANTA FE,NM 87501




SANTEC SYSTEMS2924 36-3635977 44,737 SUBAWARDMALMO DRIVEARLINGTON HEIGHTS,IL60005

SCRIPPS RESEARCH 33-0435954 378,161 SUBAWARDINSTITUTE10550 NORTHTORREY PINES ROADLA JOLLA,CA 92037




SEATTLE CHILDREN'S 91-0564748 501 (C) (3) OR GOV 233,001 SUBAWARDRESEARCH INSTITUTE1900NINTH AVENUE MS C95-5SEATTLE, WA 98101

SMITHSONIAN 53-0206027 501 (C) (3) OR GOV 365,893 SUBAWARDASTROPHYSICALOBSERVATORY60 GARDENSTREETCAMBRIDGE,MA 02138




SOUTHERN ILLINOIS 37-0986220 501 (C) (3) OR GOV 38,930 SUBAWARDUNIVERSITYED WARDSVILLESTATEROUTE 157EDWARDSVILLE,IL 62026

SOUTHERN RESEARCH 63-0288868 501 (C) (3) OR GOV 25,544 SUBAWARDINSTITUTE2000 NINTHAVENUE SOUTHBIRMINGHAM,AL 35205




SOUTHSIDE HELP CENTER 36-3532259 501 (C) (3) OR GOV 70,249 SUBAWARD10420 S HALSTEDCHICAGO,IL 60628

ST JUDE CHILDREN'S 62-0646012 501 (C) (3) OR GOV 467,321 SUBAWARDRESEARCH HOSPITAL332NORTH LAUDERDALESTREETMEMPHIS,TN 38105




STANFORD UNIVERSITY 94-1156365 501(C)(3)ORGOV 1,391,843 SUBAWARD340 PANAMA STREETSTANFORD,CA 94305

SUNY RESEARCH 14-1368361 501 (C)(3)ORGOV 66,945 SUBAWARDFOUNDATION1300ELMWOOD AVE BISHOPHALL B17BUFFALO,NY 14222




TCA HEALTH INC1029 E 36-2743287 501 (C) (3) OR GOV 31,761 SUBAWARD130TH STREETCHICAGO,IL 60628

TEMPLE UNIVERSITY1805 23-1365971 501 (C) (3) OR GOV 179,122 SUBAWARDNORTH BROAD STREETPHILADELPHIA, PA 19122




TRINITY UNIVERSITY1 74-1109633 501 (C) (3) OR GOV 44,000 SUBAWARDTRINITY PLACESAN ANTOINIO,TX 78212

UNITED SITE NATIONAL 26-0674933 13,615 SUBAWARDSERVICES200 FRIEBERGPARKWAYWESTBOROUGH,MA 01581




UNIVERISTY OF CENTRAL 59-2924021 501 (C) (3) OR GOV 90,620 SUBAWARDFLORIDA12424 RESEARCHPARKWAYORLANDO,FL 32826

UNIVERSITY OF ALABAMA 63-6005996 501 (C) (3) OR GOV 138,775 SUBAWARD1530 3RD AVENUE S AB1170BIRMINGHAM,AL 35294




UNIVERSITY OF ALASKAP 91-6000147 501 (C) (3) OR GOV 51,215 SUBAWARDO BOX 756540FAIRBANKS,AK 99775

UNIVERSITY OF ARIZONA 74-2652689 501 (C) (3) OR GOV 34,776 SUBAWARD888 N EUCLID ROOM 510TUCSON,AZ 85722




UNIVERSITY OF 94-6036493 501 (C) (3) OR GOV 265,939 SUBAWARDCALIFORNIA -SF3333CALIFORNIA STREETSUITE 315SAN FRANCISCO,CA94118

UNIVERSITY OF 94-6002123 501 (C) (3) OR GOV 345,861 SUBAWARDCA LIFO RNIA-BK2150SHATTUCK AVENUE SUITE300BERKELEY,CA 94704




UNIVERSITY OF 94-6036494 501 (C) (3) OR GOV 430,152 SUBAWARDCALIFORNIA-DVO NESHIELDS AVENUEDAVIS,CA 95616

UNIVERSITY OF 95-2226406 501 (C) (3) OR GOV 129,240 SUBAWARDCALIFORNIA-IR4255CAMPUS DRIVEIRVINE,AZ 90024




UNIVERSITY OF 94-3067788 501 (C) (3) OR GOV 106,289 SUBAWARDCALIFORNIA-LA 10920WILSHIRE BOULEVARDSUITE 12001200LOS ANGELES,CA 90024

UNIVERSITY OF 95-6006144 501 (C) (3) OR GOV 25,438 SUBAWARDCA LIFO RNIA-SC9500GILMAN DRIVE - RM 3041LA JOLLA,CA 92093




UNIVERSITY OF 95-6006144 501 (C)(3)ORGOV 679,147 SUBAWARDCA LIFO RNIA-SD9500GILMAN DRIVE - RM 3041LA JOLLA,CA 92093

UNIVERSITY OF 94-6036493 501 (C)(3)ORGOV 1,319,411 SUBAWARDCA LIFO RNIA-SF3333CALIFORNIA STREETSUITE 315SAN FRANCISCO,CA94118




UNIVERSITY OF 31-6000989 501 (C) (3) OR GOV 196,250 SUBAWARDCINCINNATI2600CLIFTON AVENUECINCINNATI,OH 45221

UNIVERSITY OF 39-1481425 501 (C) (3) OR GOV 262,831 SUBAWARDCOLORADO3100 MARINESTREETBOULDER,CO 80309




UNIVERSITY OF DENVER 84-0404231 501 (C) (3) OR GOV 247,034 SUBAWARD2199 S UNIVERSITYBOULEVARDDENVER,CO 80208

UNIVERSITY OF FLORIDA 59-0974739 501 (C) (3) OR GOV 11,994 SUBAWARD219 GRINTER HALL PO BOX1003628GAINESVILLE,FL 32611




UNIVERSITY OF GEORGIA 58-6001998 501 (C) (3) OR GOV 8,617 SUBAWARD424 EAST BROAD STREETATHENS,GA 30602

UNIVERSITY OF 36-3740243 48,333 SUBAWARDHEALTHSYSTEMCONSORTIUM155 NWACKER DRIVECHICAGO,IL 60606




UNIVERSITY OF ILLINOIS- 37-6000511 501 (C) (3) OR GOV 1,747,087 SUBAWARDCHICAGO809 SOUTHMARSHFIELD AVENUECHICAGO,IL 60612

UNIVERSITY OF ILLINOIS- 37-6000511 501 (C) (3) OR GOV 711,399 SUBAWARDURBANA1901 S FIRST STSUITE A MC-685CHAMPAIGN,IL 61820




UNIVERSITY OF IOWA201 42-6004813 501 (C) (3) OR GOV 290,539 SUBAWARDGILMORE HALLIOWA CITY,IA 52242

UNIVERSITY OF KANSAS 48-0680117 501 (C) (3) OR GOV 45,909 SUBAWARD2385 IRVING HILL ROADLAWRENCE,KS 66045




UNIVERSITY OF KENTUCKY 61-6001218 501 (C) (3) OR GOV 155,856 SUBAWARD109 KINKEAD HALLLEXINGTON,KY 40506

UNIVERSITY OF 52-6002033 501 (C) (3) OR GOV 263,640 SUBAWARDMARYLAND3300METZEROTT ROADADELPHI,MD 20783




UNIVERSITY OF MARYLAND 52-6002033 501 (C) (3) OR GOV 6,759 SUBAWARDBALTIMORE220 ARCHSTREET OFFICE LEVEL 2BALTIMORE,MD 21201

UNIVERSITY OF 04-3167352 501 (C) (3) OR GOV 55,147 SUBAWARDMASSACHUSETTS55 LAKEAVENUE NORTHWORCESTER,MA 01655




UNIVERSITY OF MIAMIP 0 59-0624458 501 (C) (3) OR GOV 17,124 SUBAWARDBOX 248106CORALGABLES,FL 33124

UNIVERSITY OF MICHIGAN 38-6006309 501 (C) (3) OR GOV 830,240 SUBAWARD3003 S STATE STREET3089 WOLVERINETOWERANN ARBOR,MI 48109




UNIVERSITY OF 41-6007513 501 (C) (3) OR GOV 55,487 SUBAWARDMINNESOTA200 OAKSTREET SEMINNEAPOLIS,MN 55455

UNIVERSITY OF NEW 85-6000642 501 (C) (3) OR GOV 285,133 SUBAWARDMEXICO1 UNIVERSITY OFNEW MEXICOALBUQUERQUE,NM 87131




UNIVERSITY OF NORTH 56-6001393 501 (C) (3) OR GOV 190,352 SUBAWARDCAROLINA104 AIRPORTDRIVE CB1350CHAPEL HILL,NC 27599

UNIVERSITY OF NORTH 56-6001394 501 (C) (3) OR GOV 46,750 SUBAWARDCAROLINA PRESS116 SBOUNDARY STREETCHAPEL HILL,NC 27514




UNIVERSITY OF NOTRE 35-0868188 501 (C) (3) OR GOV 172,500 SUBAWARDDAME402 GRACE HALLNOTRE DAME,IN 46556

UNIVERSITY OF 23-1352685 501 (C) (3) OR GOV 92,464 SUBAWARDPENNSYLVANIA3451WALNUT STREET P-221FRANKLINBLDGPHILADELPHIA, PA 19104




UNIVERSITY OF 25-0965591 501 (C) (3) OR GOV 762,204 SUBAWARDPITTSBURGH3100CATHEDRAL OF LEARNINGPITTSBURGH,PA 15260

UNIVERSITY OF PUERTO 66-0362666 501 (C) (3) OR GOV 13,292 SUBAWARDRICOP 0 BOX 21790SAN JUAN,PR 00931




UNIVERSITY OF 16-1089052 501 (C)(3)ORGOV 30,788 SUBAWARDROCHESTER1325 MT HOPEAVENUEROCHESTER,NY 14620

UNIVERSITY OF SCIENCES 23-1352668 501 (C) (3) OR GOV 18,819 SUBAWARDIN PHILIADELPHIA600SOUTH 43RD STREETPHILADELLPHIA,PA 19104




UNIVERSITY OF 95-1642394 501 (C) (3) OR GOV 190,484 SUBAWARDSOUTHERN CALIFORNIAUNIVERSITY PARKCAMPUS - STO 330LOS ANGELES,CA 90089

UNIVERSITY OF 62-6001636 501 (C) (3) OR GOV 327,255 SUBAWARDTENNESSEEUTHSC 62SDUNLAPMEMPHIS,TN 38163




UNIVERSITY OF TEXAS MD 74-6001118 501 (C ) ( 3) OR GOV 15,461 SUBAWARDANDERSEN CANCERCENTERPO BOX 7159AUSTIN,TX 78713

UNIVERSITY OF UTAH2O1 87-6000525 501 (C) (3) OR GOV 6,329 SUBAWARDPRESIDENTS CIRCLESALT LAKE CITY, UT84112




UNIVERSITY OF VIRGINIAP 54-6001796 501 (C) (3) OR GOV 389,311 SUBAWARDO BOX 400202CHARLOTTESVILLE,VA22904

UNIVERSITY OF 91-6001537 501 (C)(3)ORGOV 120,951 SUBAWARDWASHINGTON1100 NE45TH STREET SUITE 300SEATTLE, WA 98105




UNIVERSITY OF 39-6006492 501 (C) (3) OR GOV 939,788 SUBAWARDWISCONSIN-MADISON21NORTH PARK STREET -SUITE 6401MADISO N, WI 53715

URBAN INSTITUTE2100 M 52-0880375 501 (C) (3) OR GOV 84,083 SUBAWARDSTREET NWWASHINGTON,DC 20037




USDA- US DEPARTMENT OF 72-0564834 501 (C) (3) OR GOV 80,534 SUBAWARDAGRICULTURE 1030BALTIMORE AVE BLD 003BARC-WESTBELTSVILLE,MD 20705

VA PUGET HEALTH CARE 91-0656166 501 (C) (3) OR GOV 52,491 SUBAWARD1660 S COLUMBIA WAY S-152SEATTLE, WA 98105




VANDERBILT UNIVERSITY 62-0476822 501 (C) (3) OR GOV 436,030 SUBAWARD3319 WEST END AVENUESUITE 800NASHVILLE,TN 37203

VIRGINIA 54-6001758 501 (C) (3) OR GOV 21,197 SUBAWARDCOMMONWEALTHUNIVERSITY800 EASTLEIGH ST SUITE 113 POBOX980568RICHMOND,VA 23298




WASHINGTON PARK 26-3873131 501 (C) (3) OR GOV 28,715 SUBAWARDCONSORTIUM6357 SCOTTAGE GROVECHICAGO,IL 60637

WASHINGTON UNIVERSITY 43-6053611 501 (C) (3) OR GOV 407,721 SUBAWARD700 ROSEDALE AVENUEBOX 1034ST LOUIS,MO 63112




WAUKESHA MEMORIAL 39-0910727 501 (C) (3) OR GOV 16,529 SUBAWARDHOSPITAL725 AMERICAAVENUEWAUKESHA,WI 53188

WESTERN MICHIGAN 38-6007327 501 (C) (3) OR GOV 27,600 SUBAWARDUNIVERSITY1903 WMICHIGAN AVEKALAMAZOO, MI 49008


(a) Name and address oforganization

or government

YOUTH GUIDANCE1NORTH LASALLE ST SUITE900CHICAGO,IL 60602

(b) EIN (c ) IRC Code section (d) Amount of cashif applicable grant

36-2167032 I 501 (C) (3) OR GOV I 154,000

(e) Amount of non- (f) Method of (g) Description of (h) Purpose of grantcash valuation non-cash assistance or assistance

assistance (book, FMV, appraisal,other)

SUBAWARD


Schedule J Compensation Information OMB No 1545-0047

(Form 990)For certain Officers, Directors, Trustees, Key Employees, and Highest

2012Compensated Employees1- Complete if the organization answered "Yes" to Form 990,

Department of the Treasury Part IV, question 23. PublicOpen to

Internal Revenue Service 1- Attach to Form 990. 1- See separate instructions. Inspection



36-2177139

Questions Regarding Compensation

la Check the appropiate box(es ) if the organization provided any of the following to or for a person listed in Form990, Part VII , Section A, line la Complete Part III to provide any relevant information regarding these items

F First-class or charter travel F Housing allowance or residence for personal use

F Travel for companions 1 Payments for business use of personal residence

F Tax idemnification and gross - up payments F Health or social club dues or initiation fees

1 Discretionary spending account F Personal services (e g , maid, chauffeur, chef)

Yes I No

b If any of the boxes in line la are checked, did the organization follow a written policy regarding payment orreimbursement or provision of all of the expenses described above? If "No," complete Part III to explain lb Yes

2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,directors, trustees, and the CEO/Executive Director, regarding the items checked in line la? 2 Yes

3 Indicate which , if any, of the following the filing organization used to establish the compensation of theorganization 's CEO/Executive Director Check all that apply Do not check any boxes for methodsused by a related organization to establish compensation of the CEO /Executive Director, but explain in Part III

F Compensation committee 1 Written employment contract

F Independent compensation consultant F Compensation survey or study

F Form 990 of other organizations F Approval by the board or compensation committee

4 During the year, did any person listed in Form 990, Part VII, Section A, line la with respect to the filing organizationor a related organization

a Receive a severance payment or change-of-control payment? 4a Yes

b Participate in, or receive payment from, a supplemental nonqualified retirement plan? 4b Yes

c Participate in, or receive payment from, an equity-based compensation arrangement? 4c No

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III

Only 501 ( c)(3) and 501 ( c)(4) organizations only must complete lines 5-9.

5 For persons listed in Form 990, Part VII, Section A, line la, did the organization pay or accrue anycompensation contingent on the revenues of

a The organization? 5a No

b Any related organization? 5b No

If "Yes," to line 5a or 5b, describe in Part III

6 For persons listed in Form 990, Part VII, Section A, line la, did the organization pay or accrue anycompensation contingent on the net earnings of

a The organization? 6a No

b Any related organization? 6b No

If "Yes," to line 6a or 6b, describe in Part III

7 For persons listed in Form 990, Part VII, Section A, line la, did the organization provide any non-fixedpayments not described in lines 5 and 6? If "Yes," describe in Part III 7 Yes

8 Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that wassubject to the initial contract exception described in Regulations section 53 4958-4(a)(3)? If "Yes," describein Part III 8 No

9 If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulationssection 53 4958-6(c)? 9

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50053T Schedule 3 (Form 990) 2012

Schedule J (Form 990) 2012 Page 2

Officers , Directors , Trustees , Key Employees, and Highest Compensated Employees . Use duplicate copies if additional space is needed.For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in theinstructions, on row (ii) Do not list any individuals that are not listed on Form 990, Part VIINote . The sum of columns (B)(1)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line la, applicable column (D) and (E) amounts for that individual

(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of (F) Compensation

(i) Base (ii) Bonus & (iii) Other other deferred benefits columns reported as deferred

compensationincentive reportable compensation (B)(i)-(D) in prior Form 990

compensation compensation


Schedule 3 (Form 990) 2012

Schedule J (Form 990) 2012 Page 3

Supplemental InformationComplete this part to provide the information, explanation, or descriptions required for Part I, lines la, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part IIAlso complete this part for any additional information


SUPPLEMENTAL INFORMATION PART III PART I, LINE 1A FIRST CLASS TRAVEL UNDER WRITTEN UNIVERSITY POLICY, FIRST CLASS AIR TRAVELIS ONLY ALLOWED WHEN APPROVED IN ADVANCE BY A DEAN, VICE PRESIDENT OR THE PROVOST TWOOFFICERS OF THE UNIVERSITY WERE APPROVED FOR FIRST CLASS TRAVEL IN ACCORDANCE WITH THISPOLICY NONE OFTHESE BUSINESS TRIPS WERE DEEMED TAXABLE COMPENSATION PART I, LINE 1ATRAVEL FOR COMPANION UNDER WRITTEN UNIVERSITY POLICY,TRAVEL FOR COMPANIONS MUST BEPRE-APPROVED BY THE EXECUTIVE VICE PRESIDENT FOR ADMINISTRATION AND CHIEF FINANCIALOFFICER, AND WILL ONLY BE APPROVED WHEN THE COMPANION TRAVEL SERVES A BONA FIDEBUSINESS PURPOSE ONE OFFICER HAD COMPANION TRAVEL APPROVED IN ACCORDANCE WITH THISPOLICY THE COST OF COMPANION TRAVEL WAS NOT DEEMED TAXABLE COMPENSATION PART I, LINE1A & 1B TAX INDEMNIFICATION AND GROSS-UP PAYMENTS INDIVIDUALS MAY HAVE CERTAINPAYMENTS GROSSED UP AT THE DISCRETION OF HEADS OF DEPARTMENTTS OR OFFICERS OF THEUNIVERSITY ONE LISTED PERSON HAD A GROSS-UP PAYMENT WHICH WAS INCLUDED IN THEINDIVIDUAL'S TAXABLE INCOME PART I, LINE 1A & 1B AND PART II, COLUMN D FOR ROBERT J ZIMMERHOUSING ALLOWANCES AND RESIDENCE FOR PERSONAL USE HOUSING ALLOWANCES ARE ONLYPERMITTED IF PRE-APPROVED BY THE PROVOST'S OFFICE OR UNIVERSITY HUMAN RESOURCES FIVEOFFICERS RECEIVED HOUSING ALLOWANCES, WHICH WERE INCLUDED IN THE INDIVIDUAL'S TAXABLECOMPENSATION OF THE AMOUNT IN COLUMN D FOR ROBERT J ZIMMER,$106,580 REPRESENTS THEVALUE OF UNIVERSITY-OWNED HOUSING PROVIDED TO THE PRESIDENT, WHICH IS NOT DEEMED ATAXABLE BENEFIT PART I, LINE 1A SOCIAL AND HEALTH CLUB DUES UNDER WRITTEN UNIVERSITYPOLICY, SOCIAL AND HEALTH CLUB DUES ARE REIMBURSABLE ONLY IF THE BENEFITS OFTHEMEMBERSHIP SUPPORT THE UNIVERSITY'S MISSION, AND ONLY IF THE REIMBURSEMENT IS APPROVEDBY A DEAN,VICE-PRESIDENT, PROVOST OR PRESIDENT OF THE UNIVERSITY ANY PORTION OFTHE DUESNOT USED FOR BUSINESS PURPOSES IS CONSIDERED TAXABLE COMPENSATION OFFICERS OFTHEUNIVERSITY MAINTAIN MEMBERSHIP IN THE QUADRANGLE CLUB,A RELATED ORGANIZATION THATOPERATES A FACULTY CLUB ON THE CAMPUS OFTHE UNIVERSITY, FOR PURPOSES OF CONDUCTINGMEETINGS AND OTHER UNIVERSITY BUSINESS THE UNIVERSITY REIMBURSES OFFICERS FOR THESEDUES, AND THE REIMBURSEMENT IS NOT DEEMED TAXABLE COMPENSATION IN ADDITION,THREEOFFICERS AND ONE FORMER KEY EMPLOYEE HAD SOCIAL CLUB DUES REIMBURSED BY THE UNIVERSITYFOR BUSINESS PURPOSES, AND THE REIMBURSEMENT WAS NOT DEEMED TAXABLE COMPENSATIONPART I, LINE 1A PERSONAL SERVICES THE UNIVERSITY CONTRACTS WITH AN INDEPENDENTCONTRACTOR TO PROVIDE THE PRESIDENT OFTHE UNIVERSITY WITH A CAR AND DRIVER FOR USE ONUNIVERSITY BUSINESS IN ADDITION,THE UNIVERSITY PROVIDES FOR THE MAINTENANCE ANDCLEANING OFTHE UNIVERSITY-OWNED HOUSE PROVIDED TO THE PRESIDENT THESE SERVICES WERENOT DEEMED A TAXABLE BENEFIT PART I, LINE 4A THOMAS FARRELL $511,875 PART I, LINE 4B ROBERTZIMMER $504,800, DAVID GREENE $125,000, KENNETH POLONSKY $368,862 PART I, LINE 7INVESTMENT OFFICE PERSONNEL PARTICIPATE IN AN INCENTIVE COMPENSATION PROGRAM BASED ONPERFORMANCE AND QUALITATIVE MEASUREMENTS

Schedule 3 (Form 990) 2012

Additional Data

Software ID:

Software Version:

EIN: 36-2177139


Return to Form

Form 990, Schedule J , Part II - Officers , Directors , Trustees , Ke y Em p lo y ees . and Hi g hest Com pensated Em p lo y ees

(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Deferred (D) Nontaxable (E) Total of columns (F) Compensation

(ii) Bonus & compensation benefits (B)(i)-(D) reported in prior Form

(i) Base (iii) Other 990 or Form 990-EZ

Compensationincentive

compensationcompensation

ROBERT J ZIMMER (1) 916,620 170,000 105,605 524,800 177,631 1,894,656 0(^^) 0 0 0 0 0 0 0

THOMAS F (i) 617,469 22,800 8,875 20,000 69,693 738,837 0ROSENBAUM (ii) 0 0 0 0 0 0 0

NIMALAN CHINNIAH (i) 576,788 30,690 15,873 20,000 28,349 671,700 0(^^) 0 0 0 0 0 0 0

KAREN WARREN (i) 218,351 0 398 18,000 18,867 255,616 0COLEMAN (ii) 0 0 0 0 0 0 0

DEREK RB DOUGLAS (i) 359,875 39,200 37,064 20,000 33,960 490,099 0(^^) 0 0 0 0 0 0 0

DAVID B FITHIAN (i) 304,974 20,983 16,348 20,000 7,241 369,546 0(^^) 0 0 0 0 0 0 0

DAVID A GREENE (i) 583,091 28,750 72,122 145,000 56,551 885,514 0(^^) 0 0 0 0 0 0 0

BETH A HARRIS (i) 399,120 18,320 7,133 20,000 72,398 516,971 0(^^) 0 0 0 0 0 0 0

DONALD H LEVY (i) 365,988 15,054 0 20,000 12,692 413,734 0(^^) 0 0 0 0 0 0 0

KENNETH MANOTTI (i) 406,069 0 8,761 20,000 10,907 445,737 0(^^) 0 0 0 0 0 0 0

JAMES G NONDORF (i) 392,232 47,000 2,811 20,000 7,476 469,519 0(^^) 0 0 0 0 0 0 0

JULIE PETERSON (i) 366,188 15,412 15,369 20,000 60,322 477,291 0(^^) 0 0 0 0 0 0 0

KENNETH S (i) 1,407,051 418,000 25,675 20,000 21,429 1,892,155 0POLONSKY (ii) 0 0 0 368,862 0 368,862 0

MARK A SCHMID (i) 559,418 1,359,000 71,415 570,000 26,909 2,586,742 500,000(^^) 0 0 0 0 0 0 0

THOMAS FARRELL (i) 154,417 348 513,790 12,600 8,267 689,422 0(^^) 0 0 0 0 0 0 0

KIM GOFF CREWS (i) 136,365 30 2,012 11,090 5,242 154,739 0(^^) 0 0 0 0 0 0 0

MICHAEL EDLESON (1) 454,101 1,140,003 0 356,960 20,911 1,971,975 324,000(^^) 0 0 0 0 0 0 0

PHUO NG-Q U E (i) 421,516 708,444 0 328,880 677 1,459,517 0NGUYEN (ii) 0 0 0 0 0 0 0

VALLUVAN (i) 838,002 257,718 0 20,000 24,207 1,139,927 0JEEVANANDAM (ii) 0 0 0 0 0 0 0

SANJAY DHAR (i) 289,493 765,210 0 20,000 29,417 1,104,120 0(u) 0 0 0 0 0 0 0

Form 990, Schedule J , Part II - Officers , Directors , Trustees , Ke y Em p lo y ees . and Hi g hest Com pensated Em p lo y ees

(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Deferred (D) Nontaxable (E) Total of columns (F) Compensation

(ii) Bonus & compensation benefits (B)(i)-(D) reported in prior Form

(i) Base (iii) Other 990 or Form 990-EZ

Compensationincentive

compensationcompensation

CHRISTOPHER (1) 374,224 631,198 0 297,546 71,566 1,374,534 261,835LONGEE (u) 0 0 0 0 0 0 0

EVERETT VOKES (i) 721,310 100,000 0 20,000 40,768 882,078 0(H) 0 0 0 0 0 0 0

SUNIL P KUMAR (i) 516,819 52,900 2,156 20,000 20,400 612,275 0(H) 0 0 0 0 0 0 0


Schedule K OMB No 1545-0047

(Form 990) Supplemental Information on Tax Exempt BondsComplete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,1- 2012

explanations, and any additional information in Part VI.

Department of the Treasury 1- Attach to Form 990. 1- See separate instructions. •




Bond Issues

(h) On(i) Pool

(g) Defeased behalf of(a) Issuer name ( b) Issuer EIN (c) CUSIP # ( d) Date issued (e) Issue price (f) Description of purpose financing

issuer


IFA 100000000 REVENUESEE SUPPLEMENTAL

A BONDS SERIES 2004B 86-1091967 45200BHH4 11-10-2004 100,000,000 X X XINFORMATION

IFA 80000000 ADJ RAT REVSEE SUPPLEMENTAL

B REFUNDING BONDS 2004C 86-1091967 45200BJG4 11-30-2004 80,000,000 X X XINFORMATION


C BONDS SERIES 2007 86-1091967 45200B6F0 06-28-2007 249,996,429 X X XINFORMATION

IFA 123604000 ADJ RATESEE SUPPLEMENTAL

D DEMAND REV SERIES 2008 86-1091967 45200FEGO 04-03-2008 123,604,000 X X XINFORMATION

n n.ii Proceeds

A B C D

1 Amount of bonds retired 13,193,000 2,131,000 4,530,000 11,724,000

2 Amount of bonds legally defeased

3 Total proceeds of issue 102 ,437,189 80,000,000 256,001,810 123,604,000

4 Gross proceeds in reserve funds

5 Capitalized interest from proceeds

6 Proceeds in refunding escrows

7 Issuance costs from proceeds 469,999 463,838 1,630,377 752,575

8 Credit enhancement from proceeds

9 Working capital expenditures from proceeds

10 Capital expenditures from proceeds 101,967,190 254,371,433

11 Other spent proceeds 79,536,162 79,536,162 122,851,425

12 Other unspent proceeds

13 Year of substantial completion 2010 2006 2010 2004

Yes No Yes No Yes No Yes No

14 Were the bonds issued as part of a current refunding issue? X X X X

15 Were the bonds issued as part of an advance refunding issue? X X X X

16 Has the final allocation of proceeds been made? X X X X

17 Does the organization maintain adequate books and records to support the finalallocation of proceeds?

X X X X

I T I I I Private Business Use

A B C D


1 Was the organization a partner in a partnership, or a member of an LLC, which ownedproperty financed by tax-exempt bonds?

X X X X

2 Are there any lease arrangements that may result in private business use of bond-X X X X

financed property?

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50193E Schedule K (Form 990) 2012

Schedule K (Form 990) 2012 Pa g e 2

Private Business Use (Continued)

A B C D


3a Are there any management or service contracts that may result in private business useof bond-financed property?

X X X X

b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outsidecounsel to review any management or service contracts relating to the financed X X X Xproperty?

c Are there any research agreements that may result in private business use of bond-financed property? X X X X

d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outsidecounsel to review any research agreements relating to the financed property? X X X X

4 Enter the percentage of financed property used in a private business use by entitiesother than a section 501(c)(3) organization or a state or local government 0- 0% 0% 0 00000% 0%

5 Enter the percentage of financed property used in a private business use as a result ofunrelated trade or business activity carried on by your organization, another section 0 00000% 0 00000% 0 00000% 0 00000%501(c)(3) organization, or a state or local government 0-

6 Total of lines 4 and 5 0% 0% 0 00000% 0%

7 Does the bond issue meet the private security or payment test? X X X X

ga Has there been a sale or disposition of any of the bond financed property to anongovernmental person other than a 501(c)(3) organization since the bonds were X X X Xissued?

b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of 0% % % 0%

c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections1 141-12 and 1 145-27

X X

g Has the organization established written procedures to ensure that all nonqualifiedbonds of the issue are remediated in accordance with the requirements under X X X XRegulations sections 1 141-12 and 1 145-2?

ArbitrageA B C D


1 Has the issuerfiled Form 8038-T? X X X X

2 If "No" to line 1, did the following apply?

a Rebate not due yet? X X X X

b Exception to rebate? X X X X

c No rebate due? X X X X

If you checked No rebate due" in line 2c, provide in Part VIthe date the rebate computation was performed

3 Is the bond issue a variable rate issue? X X X X

4a Has the organization or the governmental issuer enteredinto a qualified hedge with respect to the bond issue?

X X X X

b Name of providerMORGAN STANLEYCAP

MORGAN STANLEYCAP

c Term of hedge 35 000000000000 35 000000000000 33 000000000000

d Was the hedge superintegrated? X X X

e Was a hedge terminated? X X X

Schedule K (Form 990) 2012

Schedule K (Form 990) 2012 Page 3

Arbitrage (Continued)A B C D


5a Were gross proceeds invested in a guaranteed investmentX X X X

contract (GIC)7

b Name of provider

c Term of GIC

d Was the regulatory safe harbor for establishing the fair marketvalue of the GIC satisfied?

6 Were any gross proceeds invested beyond an available temporaryperiod?

X X X X

7 Has the organization established written procedures to monitorthe requirements of section 148?

X X X X

Procedures To Undertake Corrective ActionA

Has the organization established written procedures to ensurethat violations of federal tax requirements are timely identifiedand corrected through the voluntary closing agreement program ifself-remediation is not available under arDlicable regulations?

D

I Yes I No I Yes I No I Yes I No I Yes I No

X

Su lemental Information . Com p lete this p art to p rovide additional information for res p onses to q uestions on Schedule K ( see instructions ) .


SCHEDULE K PART IV, DATE REBATE COMPUTATION ISSUER NAME IFA 100,000,000 REVENUE BONDS, SERIES 2004B DATE THE REBATE COMPUTATION WASARBITRAGE, LINE 2C PERFORMED PERFORMED 12/22/2009 ISSUER NAME IFA 80,000,000 ADJ RAT REV REFUNDING BONDS 2004C DATE

THE REBATE COMPUTATION WAS PERFORMED 12/22/2011 ISSUER NAME IFA 244,030,000 REVENUEBONDS, SERIES 2007 DATE THE REBATE COMPUTATION WAS PERFORMED 07/12/2012 ISSUER NAMEIFA 123,604,000 ADJ RATE DEMAND REV SERIES 2008 DATE THE REBATE COMPUTATION WASPERFORMED 03/26/2013 ISSUER NAME IEFA 200,000,000 REVENUE BONDS, SERIES 2003A DATE THEREBATE COMPUTATION WAS PERFORMED 04/28/2009 ISSUER NAME IEFA 50,000,000 ADJ RATE REVBONDS,SERIES 2003B DATE THE REBATE COMPUTATION WAS PERFORMED 04/02/2009

PART I COLUMN F DESCRIPTION 100,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS,THE UNIVERSITY OF CHICAGO, SERIESOF PURPOSE 2004A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR

ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPINGOF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS,A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCEHALLS, AND PAY CERTAIN COSTS OF ISSUANCE $100,000,000 ILLINOIS FINANCE AUTHORITYADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004B, (F) DESCRIPTION OFPURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THEACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONALFACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, ANEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND CERTAIN COSTS OFISSUANCE $80,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE REFUNDINGBONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004C, (F) DESCRIPTION OF PURPOSE TO ADVANCEREFUND $70,965,000 OF THE UNIVERSITY'S SERIES 2001A BONDS, AND PAY CERTAIN COSTS OFISSUANCE $244,030,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS,THE UNIVERSITY OFCHICAGO, SERIES 2007, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THEUNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OFCERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL, A LIBRARY ADDITION,STEAM AND CHILLED WATER UTILITY PLANT EXPANSION,THE CENTER FOR BIOMEDICAL DISCOVERY,AND AN OFFICE BUILDING, AND PAY CERTAIN COSTS OF ISSUANCE $123,604,000 ILLINOIS FINANCEAUTHORITY ADJUSTABLE RATE REVENUE BONDS,THE UNIVERSITY OF CHICAGO, SERIES 2008, (F)DESCRIPTION OF PURPOSE TO CURRENTLY REFUND THE UNIVERSITY'S SERIES 1998A BONDS, AND (B)PAY CERTAIN COSTS OF ISSUANCE $200,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITYREVENUE BONDS,THE UNIVERSITY OF CHICAGO, SERIES 2003A (F) DESCRIPTION OF PURPOSE TOREFUND, FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR THE COSTS OFTHE ACQUISITION,CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES,INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCHBUILDING AND A NEW ATHLETICS AND RECREATION CENTER AND TO PAY CERTAIN COSTS OFISSUANCE $50,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY ADJUSTABLE RATE REVENUEBONDS,THE UNIVERSITY OF CHICAGO, SERIES 2003B, (F) DESCRIPTION OF PURPOSE TO FINANCE,REFINANCE OR REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION,RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEWGRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEWATHLETICS AND RECREATION CENTER, AND PAY CERTAIN COSTS OF ISSUANCE $500,000,000 ILLINOISFINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008B, (F) DESCRIPTIONOF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COST OFTHEACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONALFACILITIES, INCLUDING A NEW RESIDENCE HALL AND DINING FACILITY, THE LOGAN ARTS CENTER, ALIBRARY ADDITION, AND THE CENTER FOR BIOMEDICAL DISCOVERY, AND PAY CERTAIN COSTS OFISSUANCE $369,570,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS,THE UNIVERSITY OFCHICAGO, SERIES 2012A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THEUNIVERSITY FOR ALLORA PORTION OFTHE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION,IMPROVEMENT AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THEWILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS,THE MULTIPURPOSE ECONOMICSRESEARCH BUILDING, AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH,INFRASTRUCTURE AND CAMPUS PROJECTS, TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OFTHE SERIES 1985A BONDS AND THE 2004A BONDS, AND PAY CERTAIN COSTS OF ISSUANCE$149,090,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS,THE UNIVERSITY OF CHICAGO, SERIES2013A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FORALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENTAND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDTRESEARCH CENTER, THE LABORATORY SCHOOLS, ADAPTIVE REUSE OF 5757 S UNIVERSITY AVENUEAND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUSPROJECTS, TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 2001A BONDS, THE2004A BONDS AND THE 2008B BONDS, AND PAY CERTAIN COSTS OF ISSUANCE

PART II COLUMN C, LINE 3 SERIES 2004B THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE ISTHE INTEREST EARNED ON INVESTMENTS OF $2,437,189 SERIES 2007 THE DIFFERENCE BETWEEN THEISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF$6,005,381 SERIES 2003A THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OFTHEISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $1,543,963 SERIES 2003B THE DIFFERENCEBETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ONINVESTMENTS OF $141,933 SERIES 2008B THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTALPROCEEDS OFTHE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $646,698 SERIES 2012A THEDIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTERESTEARNED ON INVESTMENTS OF $8,069 SERIES 2013A THE DIFFERENCE BETWEEN THE ISSUE PRICE ANDTOTAL PROCEEDS OFTHE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $466

PART IV, LINE 2C - DATE OFREBATE COMPUTATION










Bond Issues

(h) On(i) Pool

(g) Defeased behalf of(a) Issuer name ( b) Issuer EIN (c) CUSIP # ( d) Date issued (e) Issue price (f) Description of purpose financing

issuer


IEFA 200000000 REVENUESEE SUPPLEMENTAL

A BONDS SERIES 2003A 52-1297563 4520016W5 08-28-2003 202,182,031 X X XINFORMATION

IEFA 50000000 ADJ RATESEE SUPPLEMENTAL

B REV BONDSSERIES 2003B 52-1297563 4520017E4 08-28-2003 50,000,000 X X XINFORMATION


C BONDS SERIES 2008B 86-1091967 45200F5X8 01-07-2009 502,370,736 X X XINFORMATION


D BONDS SERIES 2012A 86-1091967 45203HFF4 02-02-2012 421,065,981 X X XINFORMATION

n n.ii Proceeds

A B C D

1 Amount of bonds retired 196,570,000 8,534,000 44,325,000 115,000


3 Total proceeds of issue 203,725,994 50,141,933 503,017,434 421,074,049




7 Issuance costs from proceeds 1,118,187 274,223 3,487,166 1,982,388



10 Capital expenditures from proceeds 158,489,129 49,867,740 499,530,268 150,009,360

11 Other spent proceeds 44,118,678 269,082,300

12 Other unspent proceeds 2,013 2,013 ,

13 Year of substantial completion 2006 2006 2012


14 Were the bonds issued as part of a current refunding issue? X X X X

15 Were the bonds issued as part of an advance refunding issue? X X X X

16 Has the final allocation of proceeds been made? X X X

' '

X


X X XI I

X

I T I I I Private Business Use

A B C D



X X X X

2 Are there any lease arrangements that may result in private business use of bond-X X X X

financed property?




A B C D



X X X X

b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outsidecounsel to review any management or service contracts relating to the financed X X X Xproperty?

c Are there any research agreements that may result in private business use of bond-financed property? X X X X

d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outsidecounsel to review any research agreements relating to the financed property? X X X X

4 Enter the percentage of financed property used in a private business use by entitiesother than a section 501(c)(3) organization or a state or local government 0- 0% 0 00000% 0 00000% 0%

5 Enter the percentage of financed property used in a private business use as a result ofunrelated trade or business activity carried on by your organization, another section 0 00000% 0 00000% 0 00000% 0 00000%501(c)(3) organization, or a state or local government 0-

6 Total of lines 4 and 5 0% 0 00000% 0 00000% 0%

7 Does the bond issue meet the private security or payment test? X X X X

ga Has there been a sale or disposition of any of the bond financed property to anongovernmental person other than a 501(c)(3) organization since the bonds were X X X Xissued?

b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of


g Has the organization established written procedures to ensure that all nonqualifiedbonds of the issue are remediated in accordance with the requirements under X X X XRegulations sections 1 141-12 and 1 145-2?

ArbitrageA B C D


1 Has the issuerfiled Form 8038-T? X X X X


a Rebate not due yet? X X X X

b Exception to rebate? X X X X

c No rebate due? X X X X


3 Is the bond issue a variable rate issue? X X X X


X X X X

b Name of provider

c Term of hedge

d Was the hedge superintegrated?

e Was a hedge terminated?



Arbitrage (Continued )

A B C D


5a Were gross proceeds invested in a guaranteed investmentX X X X

contract (GIC)7

b Name of provider

c Term of GIC



X X X X


X X X X

ff^illl Procedures To Undertake Corrective ActionA I B I C I D

I Yes I No I Yes I No I Yes I No I Yes I No

1 Has the organization established written procedures to ensurethat violations of federal tax requirements are timely identified

X X X Xand corrected through the voluntary closing agreement program ifself-remediation is not available under arDlicable regulations?

Supp lemental Information . Com p lete this p art to provide additional information for res p onses to q uestions on Schedule K ( see instructions ) .



efile GRAPHIC urint - DO NOT PROCESS I As Filed Data - I DLN: 93493132006454








Bond Issues

(h) On(i) Pool

(a) Issuer name ( b) Issuer EIN (c) CUSIP # ( d) Date issued ( e) Issue price (f) Description of purpose(g) Defeased behalf of

financingissuer



A BONDS SERIES 2013A 86-1091967 45203HRE4 05-15-2013 159,766,350INFORMATION

X X X

•m.ii Proceeds

A B C D

1 A mount of bonds retired


3 Total proceeds of issue 159,766,816




7 Issuance costs from proceeds 1,179,561



10 Capital expenditures from proceeds 9,204,160

11 Other spent proceeds 58,586,789

12 Other unspent proceeds 90,796,305

13 Year of substantial completion


14 Were the bonds issued as part of a current refunding issue? X

15 Were the bonds issued as part of an advance refunding issue? X

16 Has the final allocation of proceeds been made? X


X

fiii Private Business Use

A B C D



X

2 Are there any lease arrangements that may result in private business use of bond- Xfinanced property?




A B C D



X

b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outsidecounsel to review any management or service contracts relating to the financed Xproperty?

c Are there any research agreements that may result in private business use of bond-financed property? X

d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outsidecounsel to review any research agreements relating to the financed property? X

4 Enter the percentage of financed property used in a private business use by entitiesother than a section 501(c)(3) organization or a state or local government 0- 0 00000%

5 Enter the percentage of financed property used in a private business use as a result ofunrelated trade or business activity carried on by your organization, another section 0 00000%501(c)(3) organization, or a state or local government 0-

6 Total of lines 4 and 5 0 00000%

7 Does the bond issue meet the private security or payment test? X

ga Has there been a sale or disposition of any of the bond financed property to anongovernmental person other than a 501(c)(3) organization since the bonds were Xissued?

b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of


g Has the organization established written procedures to ensure that all nonqualifiedbonds of the issue are remediated in accordance with the requirements under X

Regulations sections 1 141-12 and 1 145-2?

ArbitrageA B C D


1 Has the issuerfiled Form 8038-T? X


a Rebate not due yet? X

b Exception to rebate? X

c No rebate due? X


3 Is the bond issue a variable rate issue? X


X

b Name of provider

c Term of hedge

d Was the hedge superintegrated?

e Was a hedge terminated?



Arbitrage (Continued )

A B C D


5a Were gross proceeds invested in a guaranteed investment Xcontract (GIC)7

b Name of provider

c Term of GIC



X


X

ff^illl Procedures To Undertake Corrective ActionA B C D

Yes No Yes No Yes No Yes NoT F-

1 Has the organization established written procedures to ensurethat violations of federal tax requirements are timely identified Xand corrected through the voluntary closing agreement program ifself-remediation is not available under arDlicable regulations?

Supp lemental Information . Com p lete this p art to provide additional information for res p onses to q uestions on Schedule K ( see instructions ) .




Schedule L Transactions with Interested Persons OMB No 1545-0047

(Form 990 or 990-EZ) 1- Complete if the organization answered

2012"Yes" on Form 990, Part IV , lines 25a , 25b, 26, 27, 28a , 28b, or 28c,or Form 990-EZ, Part V, line 38a or 40b.

Department of the Treasury 1- Attach to Form 990 or Form 990-EZ . 1- See separate instructions . Open

Internal Revenue Service Inspection



36-2177139

L^l Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).Cmmnlata iftha nrnanvatinn ancwarari "Yac" nn Fnrm 99O Part TV Iina 75a nr 75h nr Fnrm 990-F7 Part V lina 40h

1 (a) Name of disqualified person (b) Relationship between disqualified (c) Description of transaction (d) Corrected?person and organization Yes No

2 Enter the amount of tax incurred by organization managers or disqualified persons during the year under section4958 . . . . . . . . . . . . . . . . . . . . . . . . . . . ► $

3 Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ► $

Loans to and / or From Interested Persons.Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26, or if the

nrnan17atinn rannrtari an amniint nn Fnrm QQn Part Y Iina S F, nr 77

(a) Name ofinterestedperson

( b) Relationshipwith organization

( c) Purposeof loan

( d) Loan toor from the

organization?

( e)Origi nalprincipalamount

( f)Balancedue

( g) Indefault?

(h)Approvedby board orcommittee?

(i)Writtenagreement?

To From Yes No Yes No Yes No

(1) SUNIL

KUMAR

X 450,000 432,383 No Yes Yes

(2) NIM

CHINNIAH

X 167,000 101,977 No Yes Yes

(3) DAVID

GREENE

X 60,000 60,000 No Yes Yes

(4) DAVID

FITHIAN

X 136,000 111,007 No Yes Yes

Total ► $ 705,367

IT.IIl Grants or Assistance Benefitting Interested Persons.Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested (b) Relationship between (c) Amount of assistance (d) Type of assistance (e) Purpose of assistanceperson interested person and the

organization

(1) NOT REQUIRED NOT REQUIRED 2,924 STUDENT AID

uction Act Noticee see the Instructions for Form 990 or 990 -EZ. Cat No 50056A Schedule L (Form 990 or 990 - EZ) 2012

Schedule L (Form 990 or 990-EZ) 2012 Page 2

Business Transactions Involving Interested Persons.

Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.(a) Name of interested person (b) Relationship

between interestedperson and theorganization

(c) Amount oftransaction

(d) Description of transaction (e) Sharingof

organization'srevenues?

Yes No

Supplemental InformationCom p lete this part to provide additional information for res

Identifier Return Reference

FORM 990, SCHEDULE L, PART IV BUSINESS TRANSACTIONSINVOLVING INTERESTEDPERSONS

ionses to questions on Schedule L ( see instructions )

Explanation

JAMES S CROWN,A TRUSTEE OF THE UNIVERSITY, ANDHIS FAMILY OWN AN INDIRECT INTEREST IN TISHMANSPEYER CROWN EQUITIES, LLC (TISHMAN SPEYER), WHICHTHROUGH A SUBSIDIARY OWNS AN OFFICE BUILDING INWASHINGTON D C IN WHICH THE UNIVERSITY OFCHICAGO LEASES OFFICE SPACE THE LEASE BETWEENTHE UNIVERSITY AND TISHMAN SPEYER WASNEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ONFAIR MARKET TERMS THE UNIVERSITY PAID TISHMANSPEYER A TOTAL OF $756,787 IN RENT, TAXES ANDEXPENSES FOR THIS PROPERTY DURING THE TAX YEARENDED JUNE 30, 2013 THE UNIVERSITY ALSO LEASESOFFICE SPACE IN NEWYORK, NEWYORK FROM TISHMANSPEYER THE LEASE BETWEEN THE UNIVERSITY ANDTISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTHAND WAS CONCLUDED ON FAIR MARKET TERMS THEUNIVERSITY PAID TISHMAN SPEYER A TOTAL OF$439,372 IN RENT, TAXES AND EXPENSES FOR THISPROPERTY DURING THE TAX YEAR ENDED JUNE 30,2013 DANIEL L DOCTOROFF,A TRUSTEE OFTHEUNIVERSITY, IS CHIEF EXECUTIVE OFFICER OFBLOOMBERG LP, FROM WHICH THE UNIVERSITYPURCHASED VARIOUS INVESTMENT DATA PRODUCTS ONSTANDARD, ARMS' LENGTH TERMS THE UNIVERSITY PAIDBLOOMBERG LP AND ITS AFFILIATES APPROXIMATELY$510,000 FOR THESE PRODUCTS DURING THE TAX YEARENDED JUNE 30, 2013 JOHN A EDWARDSON, A TRUSTEEOF THE UNIVERSITY, DURING A PORTION OFTHE TAXYEAR WAS CHAIRMAN OF CDW LLC, FROM WHICH THEUNIVERSITY FROM TIME TO TIME PURCHASES CERTAINCOMPUTER HARDWARE AND SOFTWARE PRODUCTS, ANDRELATED SERVICES DURING THE TAX YEAR ENDED JUNE30, 2013,THE UNIVERSITY PAID CDW LLCAPPROXIMATELY $945,925 IN CONNECTION WITH SUCHPURCHASES SANFORD GROSSMAN,A TRUSTEE OFTHEUNIVERSITY, WAS DURING A PORTION OFTHE YEAR,CHAIRMAN, CEO AND SOLE SHAREHOLDER OF QFS ASSETMANAGEMENT, INC , THE GENERAL PARTNER OF QFSASSET MANAGEMENT, L P , A LIMITED PARTNERSHIP INWHICH THE UNIVERSITY, THROUGH AN AFFILIATE, OWNSA LIMITED PARTNERSHIP INTEREST AS A RESULT OF ACHARITABLE GIFT FROM MR GROSSMAN THE UNIVERSITYRECEIVED APPROXIMATELY $2 5 MILLION INDISTRIBUTIONS FROM QFS ASSET MANAGEMENT, L P INTHE TAX YEAR ENDED JUNE 30, 2013 PETER MAY, ATRUSTEE OFTHE UNIVERSITY, IS PRESIDENT ANDFOUNDING PARTNER OFTRIAN PARTNERS, ANINVESTMENT MANAGEMENT FIRM WITH WHICH THEUNIVERSITY HAS INVESTED A PORTION OF ITSENDOWMENT TRIAN PARTNERS RECEIVEDAPPROXIMATELY $897,000 IN MANAGEMENT ANDINCENTIVE FEES IN CONNECTION WITH THEUNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDEDJUNE 30, 2013 JOSEPH NEUBAUER,A TRUSTEE OFTHEUNIVERSITY, IS CHAIRMAN AND DIRECTOR OF ARAMARKHOLDINGS CORPORATION, WHICH OWNS A MAJORITY OFARAMARKCORPORATION, A DIVERSIFIED MANAGEMENTCOMPANY THE UNIVERSITY HAS RETAINED ARAMARKCORPORATION TO PROVIDE FOOD SERVICE IN VARIOUSUNIVERSITY RESIDENCE HALLS AND FACILITIES, AND TOPROVIDE CERTAIN UNIFORM AND VENDING SERVICES TOTHE UNIVERSITY DURING THE TAX YEAR ENDED JUNE 30,2013, THE UNIVERSITY PAID ARAMARK CORPORATIONAPPROXIMATELY $14,000,000 FOR THESE SERVICES,ANDARAMARK CORPORATION PAID THE UNIVERSITYAPPROXIMATELY $2,247,000 IN CONNECTION WITHTHESE SERVICES THE CONTRACTS FOR THESE SERVICESWERE NEGOTIATED AT ARMS' LENGTH AND WERECONCLUDED ON MARKET TERMS THOMAS J PRITZKER, ATRUSTEE OF THE UNIVERSITY, IS EXECUTIVE CHAIRMANOF THE HYATT HOTELS CORPORATION, AND RACHEL DKOHLER, A TRUSTEE OF THE UNIVERSITY, IS MARRIED TOTHE CEO OF HYATT HOTELS CORPORATION DURING THETAX YEAR ENDED JUNE 30, 2013,THE UNIVERSITY SPENTAPPROXIMATELY $1 7 MILLION ON FOOD, LODGING ANDEVENTS AT VARIOUS HYATT HOTELS THESETRANSACTIONS WERE ALL DONE IN THE ORDINARYCOURSE OF BUSINESS SHADI BARTSCH-ZIMMER,THEWIFE OF THE UNIVERSITY OF CHICAGO PRESIDENTROBERT J ZIMMER, IS EMPLOYED BY THE UNIVERSITY ASA PROFESSOR OF CLASSICS MS BARTSCH-ZIMMER WASPAID A GROSS SALARY OF $233,625 FOR THE CALENDARYEAR 2012 IN CONNECTION WITH HEREMPLOYMENT SUMATI MURLI,THE WIFE OF SUNIL KUMAR,DEAN OF THE BOOTH SCHOOL OF BUSINESS, ISEMPLOYED BY THE UNIVERSITY AS A DIRECTOR FORCLINICAL RESEARCH OPERATIONS MS MURLI WAS PAID$88,544 FOR THE CALENDAR YEAR 2012 IN CONNECTIONWITH HER EMPLOYMENT DANIEL ROSENBAUM,THE SONOF THOMAS ROSENBAUM,THE PROVOST OFTHEUNIVERSITY, IS EMPLOYED AS A STUDENT WORKER MRROSENBAUM WAS PAID $13,706 FOR THE CALENDAR YEAR2012 IN CONNECTION WITH HIS EMPLOYMENT FRANCES JSCHMID,THE DAUGHTER OF MARK SCHMID, VICEPRESIDENT AND CHIEF INVESTMENT OFFICER, ISEMPLOYED BY THE UNIVERSITY AS AN ASSISTANT IN THEOFFICE OF DEVELOPMENT MS SCHMID WAS PAID$33,448 FOR THE CALENDAR YEAR 2012 IN CONNECTIONWITH HER EMPLOYMENT TAMARA VOKES,THE WIFE OFEVERETT VOKES,THE FORMER DEAN AND VICEPRESIDENT FOR MEDICAL AFFAIRS, IS EMPLOYED BY THEUNIVERSITY AS A PROFESSOR IN CLINICAL MEDICINEDR VOKES WAS PAID $218,050 FOR THE CALENDAR YEAR2012 IN CONNECTION WITH HER EMPLOYMENT TAMARPO LONSKY,THE DAUGHTER OF KENNETH PO LONSKY,DEAN AND EXECUTIVE VICE PRESIDENT FOR MEDICALAFFAIRS, IS EMPLOYED BY THE UNIVERSITY AS ANASSISTANT PROFESSOR IN THE DEPARTMENT OFMEDICINE DR POLONSKY WAS PAID $160,100 FOR THECALENDAR YEAR 2012 IN CONNECTION WITH HEREMPLOYMENT

Schedule L (Form 990 or 990-EZ) 2012

Additional Data

Software ID:

Software Version:

EIN: 36-2177139


Form 990. Schedule L. Part IV - Business Transactions Involving Interested Persons

(a) Name of interested person ( b) Relationshipbetween interestedperson and the

(c) Amount oftransaction

(d) Description of transaction ( e) Sharing oforganization'srevenues?

organizationYes No

(1)TISHMAN SPEYER CROWN EQUITY SEE PART V 1,196,159 SEE PART V No

(2) BLOOMBERG LP SEE PART V 510,000 SEE PART V No

(3) QFS ASSET MANAGEMENT LP SEE PART V 2,500,000 SEE PART V No

(4)TRIAN PARTNERS SEE PART V 897,252 SEE PART V No

(5)ARAMARK CORPORATION SEE PART V 20,866,522 SEE PART V No

(6) HYATT HOTELS CORPORATION SEE PART V 1,700,000 SEE PART V No

(7) CDW LLC SEE PART V 945,925 SEE PART V No

(8)SHADI BARTSCH- ZIMMER SEE PART V 233,625 SEE PART V No

(9)SUMATI MURLI SEE PART V 88,544 SEE PART V No

(10) DANIEL ROSENBAUM SEE PART V 13,706 SEE PART V No

(11) FRANCES J SCHMID SEE PART V 33,448 SEE PART V No

(12)TAMARA VOKES SEE PART V 218,050 SEE PART V No

(13)TAMAR POLONSKY SEE PART V 160,100 SEE PART V No


SCHEDULEM Noncash Contributions OMB No 1545-0047

(Form 990)

2012Complete if the organizations answered "Yes" on Form

Department of the Treasury990, Part IV, lines 29 or 30.

we

Internal Revenue ServiceP- Attach to Form 990.

^19.w


36-2177139

Types of Property

(a)Check

ifapplicable

(b)Number of contributionsor items contributed

(c)Noncash contributionamounts reported on

Form 990, Part VIII, line1g

(d)Method of determining

noncash contribution amounts

1 Art-Works of art . . . . X 12 0

2 Art-Historical treasures

3 Art-Fractional interests

4 Books and publications

5 Clothing and householdgoods . . . . . . .

6 Cars and other vehicles .

7 Boats and planes . . . .

8 Intellectual property . . .

9 Securities-Publicly traded . X 323 26,720,594 COST/SELLING PRICE

10 Securities-Closely held stock

11 Securities-Partnership, LLC,or trust interests

12 Securities-Miscellaneous

13 Qualified conservationcontribution-Historicstructures

14 Qualified conservationcontribution-O ther . . .

15 Real estate-Residential

16 Real estate-Commercial

17 Real estate-Other . . .

18 Collectibles . . . . .

19 Food inventory . . .

20 Drugs and medical supplies

21 Taxidermy . . . . . .

22 Historical artifacts . . . .

23 Scientific specimens . .

24 Archeological artifacts

25 ( EQUIPMENT ) X 2 538,530 MARKET VALUE

AIRLINE

26 ( TICKETS ) X 2 44,000 MARKET VALUE

27 ( SOFTWARE ) X 1 203,995 MARKET VALUE

28 ( )

29 Number of Forms 8283 receivedfor which the organization comple

by the orgated Form 8

nization during the tax yea283, Part IV, Donee Ackno

r for contributionswledgement . 29 14

Yes No

30a During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it

must hold for at least three years from the date of the initial contribution, and which is not required to be used

for exempt purposes for the entire holding period? 30a No

b If "Yes," describe the arrangement in Part II

31 Does the organization have a gift acceptance policy that requires the review of any non-standard contributions? 31 Yes

32a Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? . . . . . . . . . . . . . . . . . . . . . . . . 32a Yes

b If "Yes," describe in Part II

33 If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II

For Paperwork Reduction Act Noticee see the Instructions for Form 990 . Cat No 51227] Schedule M (Form 990 ) ( 2012)

Schedule M (Form 990 ) (2012) Page 2

Supplemental Information . Complete this part to provide the information required by Part I , lines 30b,32b, and 33, and whether the organization is reporting in Part I , column (b), the number of contributions, thenumber of items received , or a combination of both. Also com p lete this p art for an y additional information.


THIRD PARTY USE PART I, LINE 32B RELATED ORGANIZATIONS IN THE UK, FRANCE,SINGAPORE, HONG KONG AND INDIA SOLICITCHARITABLE CONTRIBUTIONS FOR THE BENEFIT OF THEUNIVERSITY AND ITS PROGRAMS THE UNIVERSITY USESAN OUTSIDE BROKER TO SELL GIFTS OF SECURITIES

NON REPORTING OF REVENUE PART I, LINE 33 THE UNIVERSITY OF CHICAGO DOES NOT RECORD GIFTSOF ART AS REVENUE AS PERMITTED UNDER SFAS 116

Schedule M (Form 990) (2012)

efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493132006454

SCHEDULE 0OMB No 1545 0047

(Form 990 or 990-EZ) Supplemental Information to Form 990 or 990-EZ2012

Department of the Treasury Complete to provide information for responses to specific questions onForm 990 or to provide any additional information . Open

Internal Revenue Service1- Attach to Form 990 or 990-EZ. Inspection



Explanation

FORM 990, PART RODNEY L GOLDSTEIN AND JAMES S CROWN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESSVI, SECTION A, RELATIONSHIP ROBERT W LANE AND JOSEPH NEUBAUER, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A

LINE 2 BUSINESS RELATIONSHIP THOMAS J PRITZKER AND BYRON D TROTT, BOTH TRUSTEES OF THEUNIVERSITY, HAVE A BUSINESS RELATIONSHIP JOHN W ROGERS AND PAULA WOLFF, BOTH TRUSTEES OFTHE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP


Explanation

FORM 990, PRIOR TO FILING THE FORM 990, MEMBERS OF THE EXECUTIVE COMMITTEE AND AUDIT COMMITTEE OF THEPART VI, UNIVERSITY'S BOARD OF TRUSTEES WERE GIVEN AN OPPORTUNITY TO REVIEW PORTIONS OF THE FORM 990SECTION B, RELEVANT TO THE AREAS OF OVERSIGHT OF THOSE COMMITTEES THESE PORTIONS OF THE FORM 990 WERELINE 11 DISTRIBUTED TO COMMITTEE MEMBERS FOR CONVENED MEETINGS IN FEBRUARY - MARCH 2014, AT WHICH

TRUSTEES OF THESE COMMITTEES WERE GIVEN THE OPPORTUNITY TO DISCUSS THE RELEVANT SECTIONS OFTHE FORM 990 AND ASK QUESTIONS IN ADDITION, IN EARLY APRIL 2014, THE COMPLETED DRAFT FORM 990(AND FORM 990-T), INCLUDING ALL SCHEDULES, WAS POSTED ON A SECURE WEBSITE ACCESSIBLE TO ALLTRUSTEES TO ALLOW THEM TO REVIEW THE FORM, PROVIDE COMMENTS, AND ASK ANY QUESTIONSINFORMATION ABOUT ACCESSING THE WEBSITE WAS DISTRIBUTED IN ADVANCE TO ALL TRUSTEES THEDRAFT FORM REMAINED AVAILABLE ON THE WEBSITE FOR APPROXIMATELY TWO WEEKS, AFTER WHICHONLINE ACCESS ENDED TO ALLOW THE UNIVERSITY TIME TO FINALIZE THE FORM 990 AND FORM 990T FORFILING WITH THE IRS


Explanation

FORM 990, ALL TRUSTEES, OFFICERS, FACULTY, SENIOR ADMINISTRATORS, AND OTHER EMPLOYEES OF THE UNIVERS ITYPART VI, ARE SUBJECT TO CONFLICT OF INTEREST POLICIES THAT, AMONG OTHER THINGS, DEFINE MATERIAL FINANCIALSECTION B, CONFLICTS OF INTEREST, IDENTIFY THE CLASSES OF INDIVIDUALS COVERED BY THE POLIC IES, FACILITATELINE 12C DISCLOSURE OF INFORMATION, AND SPECIFY PROCEDURES TO BE FOLLOWED IN MANAGI NG THE CONFLICTS

THESE CONFLICT OF INTEREST POLICIES AND PROCEDURES INCLUDE (1) THE UNIV ERSITY OF CHICAGOCONFLICT OF INTEREST POLICY FOR TRUSTEES AND OFFICERS REQUIRES TRUSTEES AND OFFICERS TO ALERTTHE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP, OR THE UNIVERS ITY'S VICE PRESIDENT ANDGENERAL COUNSEL OF ANY POTENTIAL CONFLICT OF INTEREST, AND ABSTAI N FROM PARTICIPATING IN ORVOTING ON THE MATTER THE POLICY ALSO REQUIRES TRUSTEES AND OFF ICERS TO DISCLOSE ON AN ANNUALBASIS, ACTUAL AND POTENTIAL CONFLICTS OF INTEREST BY COMPLETING A CONFLICT OF INTERESTDISCLOSURE STATEMENT ALL CONFLICT OF INTEREST DISCLOSURES AND RELATED DISCUSSIONS ARE SHAREDWITH THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP, AND THE UNIVERSITY'S PRESIDENT, ITSGENERAL COUNSEL, AND ITS EXTERNAL AUDITORS THE UNIVE RSITY'S VICE PRESIDENT AND GENERALCOUNSEL, IN CONSULTATION WITH THE COMMITTEE ON TRUSTEES HIP AND SENIOR UNIVERSITYADMINISTRATORS, COMPILES THE DISCLOSURES INTO A CONFIDENTIAL DAT ABASE AND PREPARES FOR EACHTRUSTEE AND OFFICER A WRITTEN ACKNOWLEDGEMENT OF THE DISCLOSUR E THAT IDENTIFIES ANY PENDINGUNIVERSITY TRANSACTIONS THAT MAY BE AFFECTED BY THE DISCLOSU RE THE CHAIR OF THE BOARD ALSOREVIEWS ALL DISCLOSED POTENTIAL CONFLICTS OF INTEREST BEFO RE MAKING BOARD COMMITTEEASSIGNMENTS (2) THE UNIVERSITY'S POLICY ON SERVICE TO OUTSIDE ORGANIZATIONS BY SENIORADMINISTRATORS REQUIRES OFFICER AND SENIOR ADMINISTRATORS TO DISCLO SE ALL OFFICER, DIRECTOR, ORTRUSTEE POSITIONS THEY HOLD OR INTEND TO HOLD IN OUTSIDE ORGA NIZATIONS, INCLUDING BUT NOT LIMITEDTO ORGANIZATIONS IN WHICH THEY HAVE A FINANCIAL INTER EST OR FROM WHICH THEY RECEIVECOMPENSATION THE UNIVERSITY'S OFFICE OF LEGAL COUNSEL MONI TORS SUCH POTENTIAL CONFLICTS BYCIRCULATING ANNUALLY A DISCLOSURE FORM THAT MUST BE UPDAT ED AS CIRCUMSTANCES CHANGE, ANDOFFICERS ARE ALSO REQUIRED TO DISCLOSE ALL SUCH RELATIONSH IPS IN ADVANCE TO THEIR IMMEDIATESUPERVISOR THIS INFORMATION MAY BE SHARED WITH THE UNIV ERSITY'S TRUSTEES, PRESIDENT, PROVOST,GENERAL COUNSEL, AND OTHERS AS NECESSARY, COMPENSAT ED OUTSIDE SERVICE IS ALSO SUBJECT TOREVIEW BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES (3) ACADEMIC EMPLOYEES,INCLUDING THE PRESIDENT AND THE PROVOST, ARE SUBJECT TO THE UNIVERSITY'S CONFLICT OF INTEREST ANDCONFLICT OF COMMITMENT POLICY FOR FACULTY AND 0 THER ACADEMIC APPOINTEES THE OFFICE OF THEPROVOST IS THE ADMINISTRATIVE OFFICE CHARGED W ITH ASSURING COMPLIANCE WITH THE FACULTYCONFLICT OF INTEREST POLICY THE PROVOST HAS DELEGATED OVERSIGHT OF THIS POLICY TO THE DEPUTYPROVOST FOR RESEARCH AS ITS CHAIR THE PROVOS T ALSO APPOINTS THE MEMBERS OF THE STANDINGCOMMITTEE ON INDIVIDUAL CONFLICTS OF INTEREST AND DESIGNATES THE DEPUTY PROVOST FOR RESEARCHAS ITS CHAIR THE PROVOST REPORTS PERIODICA LLY TO THE STANDING COMMITTEE ON THE STATUS OFFACULTY COMPLIANCE WITH THE CONFLICT OF INT EREST POLICY, THE REPORT INCLUDES HOW RISKS HAVEBEEN ADDRESSED THROUGH MANAGEMENT PLANS 0 R OTHER PRACTICES INTENDED TO PROVIDE FOR THEREDUCTION, ELIMINATION OR MANAGEMENT OF FINA NCIAL CONFLICTS OF INTERESTS THE DEPUTY PROVOSTSEEKS ASSESSMENTS OF THE RISKS AND RECOMM ENDATIONS FOR RESPONSIBLE MANAGEMENT FROMDEPARTMENT CHAIRS AND DEANS AND OTHERS SUCH AS T HE DIRECTOR OF UNIVERSITY RESEARCHADMINISTRATION AND THE OFFICE OF LEGAL COUNSEL (4) THE UNIVERSITY'S CONFLICT OF INTEREST POLICYREQUIRES ALL NON-ACADEMIC EMPLOYEES TO AVOID INV OLVEMENT IN ACTIVITIES WHICH MIGHT CONFLICT, ORMIGHT APPEAR TO CONFLICT, WITH THEIR INSTI TUTIONAL RESPONSIBILITIES, INCLUDING, BUT NOT LIMITED TOBUSINESS OR FINANCIAL INTERESTS, TRANSACTIONS INVOLVING THE USE OF CONFIDENTIAL INFORMATION ORKNOWLEDGE GAINED AS A RESULT OF THE EMPLOYEES RELATIONSHIP WITH THE UNIVERSITY, THE USE OFUNIVERSITY RESOURCES FOR P ERSONAL BENEFIT OR THE BENEFIT OF OTHERS, THE ACCEPTANCE OF GIFTS OFMORE THAN NOMINAL VAL UE, AND NEPOTISM CONFLICT OF INTEREST POLICY REQUIRES STAFF TO PROVIDEFULL DISCLOSURE OF ANY INTEREST THAT MIGHT INFLUENCE, OR APPEAR TO HAVE THE CAPACITY TOINFLUENCE, THE STAFF MEMBER'S OFFICIAL DECISIONS OR ACTIONS ON UNIVERSITY MATTERS THEDISCLOSURES ARE TO BE I N WRITING, TENDERED TO THE EMPLOYEES IMMEDIATE SUPERVISOR, DEPARTMENTHEAD, OR THE APPROPRIATE VICE PRESIDENT OF THE UNIVERSITY (5) THE UNIVERSITY'S POLICY ON BUSINESSCONDUCT AT THE UNIVERSITY OF CHICAGO REQUIRES ALL UNIVERSITY EMPLOYEES TO, AMONG OTHER THINGS,AVOID REAL OR PERCEIVED CONFLICTS OF INTEREST, USE UNIVERSITY RESOURCES ONLY FOR LEGITIMATE UNIVERSITY BUSINESS, AND REPORT POSSIBLE VIOLATIONS OF THE POLICY, OTHER UNIVERSITY POLICIES, ORAPPLICABLE LAW MEMBERS OF THE UNIVERSITY COMM


FORM 990, PART VI, UNITY ARE ENCOURAGED TO REPORT COMPLIANCE CONCERNS THROUGH NORMAL LINES OFSECTION B, LINE 12C COMMUNICATION I NCLUDING DISCUSSIONS WITH SUPERVISORS OR ADVISORS AND, IF NECESSARY,

THROUGH THE TOLL-FREE HOTLINE


Explanation

FORM 990, THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS COMPENSATION FOR THEPART VI, UNIVERSITY'S PRESIDENT AND ALL OTHER UNIVERSITY OFFICERS, BASED ON A RECOMMENDATION FROM THESECTION B, CHAIRMAN OF THE BOARD OF TRUSTEES IN THE CASE OF THE PRESIDENT'S COMPENSATION, ANDLINE 15 RECOMMENDATIONS FROM THE PRESIDENT IN THE CASE OF OFFICER COMPENSATION THE COMPENSATION

COMMITTEE REVIEWS THESE RECOMMENDATIONS, INCLUDING A REVIEW OF COMPARABILITY DATA PROVIDEDBY EXTERNAL CONSULTANTS THE COMPENSATION COMMITTEE THEN MAKES A RECOMMENDATIONREGARDING COMPENSATION TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, WHICH ALSOREVIEWS THE COMPARABILITY DATA AND MAKES ALL FINAL COMPENSATION DECISIONS THERECOMMENDATIONS OF THE COMPENSATION COMMITTEE AND THE DECISIONS OF THE EXECUTIVE COMMITTEEARE DOCUMENTED IN MINUTES MAINTAINED BY THE UNIVERSITY


FORM 990, PART VI, THE UNIVERSITY'S ARTICLES OF INCORPORATION AND BYLAWS, CONFLICTS OF INTEREST POLICIES,SECTION C, LINE 19 AND MOST RECENT FINANCIAL STATEMENTS ARE PUBLICLY AVAILABLE ON THE UNIVERSITY'S

WEBISTE, WWW UCHICAGO EDU


CHANGES IN NET ASSETS OR FUNDBALANCES

FORM 990, PART XI, LINE9

BKCLUSION OF RELATED ORGS THAT FILE THEIR OWN 990

158,852,988

jefile GRAPHIC print - DO NOT PROCESS

SCHEDULE R(Form 990)



As Filed Data -

Related Organizations and Unrelated Partnerships

1- Complete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.1- Attach to Form 990. 1- See separate instructions.

DLN:93493132006454

OMB No 1545-0047

2012


36-2177139

Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)

(a) (b) (c) (d) (e) (f)Name, address, and EIN (if applicable) of disregarded entity Primary activity Legal domicile (state Total income End-of-year assets Direct controlling

or foreign country) entity

(1) UCHICAGO ARGONNE LLC MANAGE LAB IL 3,736,500 0 UNIV OF CHICAGO5801 S ELLIS AVENUECHICAGO, IL 6063768-0628477

(2) UNIV OF CHICAGO FOUNDATION LTD FUNDRAISING UK 650,413 18,215 UNIV OF CHICAGO5T FL ALDER CASTER10 NOBLELONDON

UK98-0525557

(3) THEORY AND COMPUTING SCIENCES RESEARCH BUILDING IL 9,277,671 72,070,726 SEE PART VII5801 S ELLIS AVENUECHICAGO, IL 6063751-6596577

(4) UCHICAGO TRADING INVESTING IL 0 11,572,644 UNIV OF CHICAGO5801 S ELLIS AVENUECHICAGO, IL 6063730-0517735

(5) MAROON INVESTMENTS LLC HOLDING COMPANY IL 2,509,752 40,000,000 UNIV OF CHICAGO5801 S ELLIS AVENUECHICAGO, IL 60637

(6) UCHICAGO IMPACT LLC EDUCATION IL 4,821,603 2,687,080 UNIV OF CHICAGO1307 E 60TH STREETCHICAGO, IL 6063761-1682394

Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had oneor more related tax-exempt organizations during the tax year.)

(a)Name, address, and EIN of related organization

(b)Primary activity

( c)Legal domicile (stateor foreign country)

(d)Exempt Code section

(e)Public charity status

(if section 501(c)(3))

(f)Direct controlling

entity

(g)Section 512(b)(13) controlled

entity?

Yes No


For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50135Y Schedule R (Form 990) 2012

Schedule R (Form 990) 2012 Page 2

Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34because it had one or more related organizations treated as a partnership during the tax year.)

(a)Name, address, and EIN of

related organization

(b)Primary activity

(c)Legal

domicile(state orforeigncountry)

(d)Direct

controllingentity

(e)Predominant

income(related,unrelated,

excluded fromtax under

sections 512-514)

(f)Share of

total income

(g)Share of

end-of-yearassets

(h)Disproprtionateallocations?

(i)Code V-UBIamount in box

20 ofSchedule K-1(Form 1065)

0)General ormanagingpartner?

(k)Percentageownership

Yes No Yes No

Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV,line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)

(a) (b) (c) (d) (e) (f) (g) (h) (i)Name, address, and EIN of Primary activity Legal Direct controlling Type of entity Share of total Share of end-of- Percentage Section 512

related organization domicile entity (C corp, S corp, income year ownership (b)(13)(state or foreign or trust) assets controlled

country) entity?

Yes No

(1) UCHICAGO (BEIJING) CONSULTING CH UCHICAGO NoCONSULTING COMPANY LTD RESEARCH INTLCHINA

UNIT 1-10 CULTURE PL OFREMMIN UNIBEIJINGCH

(2) CHARITABLE REMAINDER CHARITABLE RMDR TR T NoTRUSTS (90)

IL5801 S ELLIS AVENUECHICAGO, IL 60637

(3) CHARITABLE LEAD TRUST CHARITABLE LEAD TR T No(1)


(4) POOLED INCOME FUND POOLED INCOME FUND T No(1)


(5) UCHICAGO CENTER IN CONSULTING IN 466,471 51 000 % NoINDIA PRIVATE LIMITED

2/11 B JANGPURA ANEW DEHLIIN

Schedule R (Form 990) 2012


ff^ Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)

Note . Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity

b Gift, grant, or capital contribution to related organization(s)

c Gift, grant, or capital contribution from related organization(s)

d Loans or loan guarantees to or for related organization(s)

e Loans or loan guarantees by related organization(s)

f Dividends from related organization(s)

g Sale of assets to related organization(s)

h Purchase of assets from related organization(s)

i Exchange of assets with related organization(s)

j Lease of facilities, equipment, or other assets to related organization(s)

k Lease of facilities, equipment, or other assets from related organization(s)

I Performance of services or membership or fundraising solicitations for related organization(s)

m Performance of services or membership or fundraising solicitations by related organization(s)

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s)

o Sharing of paid employees with related organization(s)

p Reimbursement paid to related organization(s) for expenses

q Reimbursement paid by related organization(s) for expenses

r Other transfer of cash or property to related organization(s)

s Other transfer of cash or property from related organization(s)

Yes

Yes

Yes

Yes

Yes

Yes

No

No

No

2 If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds

(a)Name of other organization

(b)Transactiontype (a-s)

(c)Amount involved

(d)Method of determining amount involved


Page 3

YesFNo

Yes

Yes

Yes

No

No

if No

1g No

1h No

ii No

ii No



Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or grossrevenue) that was not a related organization See instructions regarding exclusion for certain investment partnerships

(a)Name, address, and EIN of entity

(b)Primary activity

(c)Legal

domicile(state orforeigncountry)

(d)Predominant

income(related,unrelated,

excluded fromtax under

section 512-

(e)Are all partners

section501(c)(3)

organizations?

(f)Share of

totalincome

(g)Share of

end-of-yearassets

(h)Disproprtionateallocations?

(i)Code V-UBIamount inbox 20

of ScheduleK-1

(Form 1065)

U)General ormanagingpart ner?

(k)Percentageownership

514)Yes No Yes No Yes No


Additional Data

Software ID:

Software Version:

EIN: 36-2177139


Return to Form


Supplemental Information

Complete this part to provide additional information for responses to questions on Schedule R (see instructions)

Identifier Return ExplanationReference

PART I THEORY & COMPUTING SCIENCES BUILDING TRUST - THE UNIVERSITY IS THE 100% BENEFICIARY OFTHE TRUST, BUT DOES NOT CONTROLIDENTIFICATION THE TRUST AS SUCH,THE INCOME AND ASSETS OFTHE TRUST ARE NOT SHOWN ON THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTSOF DISREGARDED WHICH ARE THE BASIS FOR THE 990 PART VIII, LINE 12 AND PART X, LINE 16 THE END OF THE YEAR ASSET BALANCE IS $$72,070,726 ANDENTITIES THE INCOME FOR THE PERIOD ENDING DECEMBER 31, 2012 IS $9,277,671 UCHICAGO ARGONNE LLC MANAGES ARGONNE NATIONAL

LABORATORY UCHICAGO ARGONNE LLC EARNED A MANAGEMENT FEE OF $3,736,500 FOR THE TAX YEAR THE TOTAL EXPENDITURES ATARGONNE NATIONAL LABORATORY WERE OVER $735 MILLION FOR THE TAX YEAR THE FUNDING AND THE EXPENDITURES AT ARGONNEHAVE BEEN INCLUDED IN PARTS III, VIII, AND IX OF THE FORM 990

Form 990. Schedule R. Part I - Identification of Disregarded Entities(c)

(a) (b) Legal Domicile ( d) (e) (f)Name, address , and EIN of disregarded entity Primary Activity (State Total income End - of-year assets Direct Controlling

or Foreign EntityCountry)

UCHICAGO ARGONNE LLC MANAGE LAB IL 3,736,500 0 UNIV OF CHICAGO5801 S ELLIS AVENUECHICAGO, IL 6063768-0628477

UNIV OF CHICAGO FOUNDATION LTD FUNDRAISING UK 650,413 18,215 UNIV OF CHICAGO5T FL ALDER CASTER10 NOBLELONDONUK98-0525557

THEORY AND COMPUTING SCIENCES RESEARCH BUILDING IL 9,277,671 72,070,726 SEE PART VII5801 S ELLIS AVENUECHICAGO, IL 6063751-6596577

UCHICAGO TRADING INVESTING IL 0 11,572,644 UNIV OF CHICAGO5801 S ELLIS AVENUECHICAGO, IL 6063730-0517735

MAROON INVESTMENTS LLC HOLDING COMPANY IL 2,509,752 40,000,000 UNIV OF CHICAGO5801 S ELLIS AVENUECHICAGO, IL 60637

UCHICAGO IMPACT LLC EDUCATION IL 4,821,603 2,687,080 UNIV OF CHICAGO1307 E 60TH STREETCHICAGO, IL 6063761-1682394

--> Form 990. Schedule R. Part V - Transactions With Related Organizations


(b)Transactiontype( a-s)

(c)Amount Involved

(d)

Method of determiningamount involved

UNIVERSITY OF CHICAGO MEDICAL CENTER A 7,399 CASH VALUE

UNIVERSITY OF CHICAGO MEDICAL CENTER B 5,046,809 CASH VALUE

UNIVERSITY OF CHICAGO MEDICAL CENTER C 71,750,000 CASH VALUE

UNIVERSITY OF CHICAGO MEDICAL CENTER N 1,591,415 CASH VALUE

UNIVERSITY OF CHICAGO MEDICAL CENTER 0 91,784,563 CASH VALUE

UNIVERSITY OF CHICAGO MEDICAL CENTER P 45,068,195 CASH VALUE

UNIVERSITY OF CHICAGO MEDICAL CENTER Q 88,734,064 CASH VALUE

UNIVERSITY OF CHICAGO MEDICAL CENTER R 34,808,196 CASH VALUE

UNIVERSITY OF CHICAGO MEDICAL CENTER S 79,306,752 CASH VALUE

PROPERTY HOLDING CORP 0 55,923 CASH VALUE

PROPERTY HOLDING CORP S 100,393 CASH VALUE

LAKE PARK ASSOCIATES B 25,561,810 CASH VALUE

UNIVERSITY OF CHICAGO CHARTER SCHOOL P 5,328,728 CASH VALUE

UNIVERSITY OF CHICAGO CANCER RESEARCH FDN C 1,300,921 CASH VALUE

UNIVERSITY OF CHICAGO CANCER RESEARCH FDN 0 364,464 CASH VALUE

UNIVERSITY OF CHICAGO SELF INSURANCE TRUST B 22,466,290 CASH VALUE

UNIVERSITY OF CHICAGO SELF INSURANCE TRUST Q 38,500,000 CASH VALUE

UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST B 5,000,000 CASH VALUE

NATIONAL OPINION RESEARCH CENTER A 843,218 CASH VALUE

NATIONAL OPINION RESEARCH CENTER Q 60,338 CASH VALUE

QUADRANGLE CLUB B 200,000 CASH VALUE

QUADRANGLE CLUB S 72,422 CASH VALUE

FERMI RESEARCH ALLIANCE R 972,963 CASH VALUE

UNIVERSITY OF CHICAGO CENTER IN PARIS R 1,240,204 CASH VALUE

UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK) N 1,312,111 CASH VALUE

Form 990. Schedule R. Part V - Transactions With Related Organizations


(b)Transactiontype (a-s)

(c)Amount Involved

(d)

Method of determiningamount involved

UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK) 0 2,834,984 CASH VALUE

UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK) Q 683,127 CASH VALUE

UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK) R 5,353 CASH VALUE

UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (UK) S 3,598,196 CASH VALUE

UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (SING) N 1,764,877 CASH VALUE

UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (SING) 0 2,619,096 CASH VALUE

UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (SING) Q 788,701 CASH VALUE

UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (SING) R 428,868 CASH VALUE

UNIV OF CHGO BOOTH SCHOOL OF BUSINESS LTD (SING) S 5,292,394 CASH VALUE

UNIVERSITY OF CHICAGO TRUST C 50,000 CASH VALUE

UCHICAGO RESEARCH INTERNATIONAL LTD R 2,333,510 CASH VALUE

UNIVERSITY RESEARCH BANGLADESH R 600,000 CASH VALUE

UNIVERSITY OF CHICAGO FOUNDATION HONG KONG C 796,537 CASH VALUE

SOUTH EAST CHICAGO COMMISSION 0 166,724 CASH VALUE

SOUTH EAST CHICAGO COMMISSION R 251,968 CASH VALUE

CHAPIN HALL CENTER FOR CHILDREN R 350,000 CASH VALUE

uchicago irs 990 (2012)

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