tji::orltjx:::::jtreporter t to public release/media/others/banking/... · 2019-03-08 · nization...

3421446

Board of Governors of the Federal Reserve System

FRY-6 0MB Number 7100-0297 Approval expires November 30, 2019 of 2

Annual Report of Holding Companies-FR Y-6

Report at the close of business as of the end of fiscal year

This Report is required by law: Section 5(c)(1)(A) of the Bank Holding Company Act (12 U.S.C . § 1844(c)(1)(A)); sections 8(a) and 13(a) of the International Banking Act (12 U.S.C . §§ 3106(a) and 3108(a)); sections 11(a)(1), 25, and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1 ), 602, and 611 a); and sections 113, 165, 312, 618, and 809 of the Dodd-Frank Act (12 U.S.C. §§ 5361, 5365, 5412, 1850a(c)(1), and 5468(b)(1)). Return to the appropriate Federal Reserve Bank the original and the number of copies specified.

NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chairman of the board must sign the report. If the holding company is an ESOP/ESOT formed as a corporation or is an LLC, see the General Instructions for the authorized individual who must sign the report.

1. Alisa A Lancaster Name of the Holding Company Director and Official

Trustee and Director ntle of the Holding Company Director and Official

attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been prepared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief.

With respect to information regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this information to the Federal Reserve. The Reporter also certifies that it has the authority, on behalf of each individual, to consent or object to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regarding Availability of Information," 12 C.FR. Patt 261, that the Reporter am:!. individual consent to public release of all detailtJI::orltJX:::::Jtt Signature of Holding Company Director and Official

.January 24, 2019 Date of Signature

For holding companies not registered with the SEC-Indicate status of Annual Report to Shareholders:

lx:I is included with the FR Y-6 report D will be sent under separate cover D is not prepared

For Federal Reserve Bank Use Only

RSSDID C.I.

This report form is to be filed by all top-tier bank holding companies, top-tier savings and loan holding companies, and U.S. intermediate holding companies organized under U.S. law, and by any foreign banking organization that does not meet the requirements of and is not treated as a qualifying foreign banking organization under Section 211 .23 of Regulation K (12 C.F.R. § 211 .23). (See page one of the general instructions for more detail of who must file.) The Federal Reserve may not conduct or sponsor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid 0MB control number.

Date of Report (top-tier holding company's fiscal year-end):

December 31 2018 Month / Day / Year

None Reporter's Legal Entity Identifier (LEI) (20-Character LEI Code)

Reporter's Name, Street, and Mailin..9 Address Minier Financial, Inc. Employee Stock Ownership Plan w/401 (k) Provisions Legal Title of Holding Company

PO Box 800 (Mailing Address of the Holding Company) Street/ P.O. Box

Minier IL 61759 City State Zip Code

101 S. Main; Minier, IL 61759 Physical Location (if different from mailing address)

Person to whom questions about this report should be directed:

Alisa A Lancaster Trustee ---- --------Name Title

309/392-2623 Area Code / Phone Number I Extension

309/392-2058 Area Code / FAX Number

[email protected] E-mail Address

n/a Address (URL) for the Holding Company's web page

Is con 1dential treatment requested for any portion of fi ~

=No

this report submission? . . . . . . . . . . . . . . .. • .. .. .. . }=YesQ In accordance with the General Instructions for this report (check only one),

1. a letter justifying this request is being provided along with the report ...... .. ·---- -·-· ··· ....... . ........... . .. ... ., .. ·----- D

2. a letter justifying this request has been provided separately ... D NOTE: Information for which confidential treatment is being requested

must be provided separately and labeled as "confidential."

Public reporting burden for this infonmation collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to gather and maintain data in the required fonm and to review instructions and complete the infonmation collection. Send comments regarding this burden estimate or any other aspect of this collection of infonmation, including suggestions for reducing this burden to: Secretary. Board of Governors of the Federal Reserve System, 20th and C Streets. NW, Vlklshington. DC 20551. and to the Office of Management and Budget, Paperwork Reduction Project (7100-0297), Vlklshington, DC 20503. 03/2018

For Use By Tiered Holding Companies

~ I( Y·6 ? ag:~ 2 nf ~

Top-tiered hofdi,1g cornpaoies musr list the names, ms.iling address, and r,J,:.,!li1r.ol ror.o!lons r;f oach of their suh.sidfmy holding companiE>s bel:>·,v.

Minier Financial Inc. !Agaa Title cl Sub&disry Holding Company

PO Bq~ ll.09 _ (Mailing Addres,s of the Subs.idiary Hdding Company) $1reet J P.O. 80)(

_ Minier Cil)-

IL 61759 Z.,Cade

.. 101 S. Main; Minier, IL 61 • ..:.7,,,59,..._ _ _ _ ___ _ Pny~C#ll l.OeltiOtl (if Glfe1'1:l'll f(OM 11\a:iling addre56)

Legal Tide or Sutisldlary tto1a1na Company

(Maili .. Q A:::ldress of the Sut:sidiary !icld1ng (~:,,r :,~1oy;, S~•I:!~:: P.O. Box

--- - ------- ------ -----·· S1S<e

Pt.ytieaJ Location (I' diffflm1tfrom mailing addreisa)

l.8g8' liUa Df Sub&idiary Hold.ig Col"l'\Pl'l'IY

(Mailing AddtNS of th• Sub&idiery Holdi!'Q Company) Street/ P.O. Bal(

c,y Zip Code

L,eio.al 'me of Subsidiary Hdding Company

{Mamna Addres:1, Of trie SUb$diary Holding Col'Jl)eny) Straet / P.O. Box

Si.to Zip Code

Phyaical location (if diffe19nt t1om mamnci addt'e:$t)

Legal TiUa of Sub&idiary Holding Company

(Mailing Addre.sg c,f Ch• Subsidiary Hefding Comptny) Str418t' P.O. Box

--------·· Zip Code

-- . . - -·-· ·--·--- -·-··-PhyS1ca1 LocatiOn Ofdlffef'enttcom mamna addren)

legal l ille of Subsidiary Holding Con-.,eny

(Ma,ingAddJ868 af the Subsidiary HoldrG Company) street/ P.O. Box

City Zip Cade

Pl'lt1iea1 Location (if diff'ere:t'll frOll'I mailing addreu)

Legel Trlfe of Sub&idiary Hc,ding Company

(Mal~Aadreu Of the Subsidiary Holding Co~ny) Stnurt/ P.O. Box

Stile ZIPCOCle

Physical Location (it different from Bl8lr\Q a,jdfess)

l.eo,,i1 TIiie of S~b&idiary HOiding Company

- . (Melllng ,Address ot 1he $ubSi01atv tiOldlng COMpc,,·.d $11,e,et f P.O. Sox

s ....

Phyai::81 LOCWOn (if differanl from mailing address)

12"2012

FORM FRY-6

MINIER FINANCIAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN w/401(k) PROVISIONS

Minier, IL 61759 Fiscal Year Ending December 31 , 2018

REPORT ITEM:

1a: Minier Financial , Inc. Employee Stock Ownership Plan w/401 (k) Provisions does not prepare an Annual Report.

Financial Statements for the KSOP utilized by management are enclosed.

1 b: Minier Financial, Inc. does prepare an annual report for its shareholders, of which two copies are enclosed.

2a: Organizational Chart & See Attached*

MINIER FINANCIAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN w/401 (k) PROVISIONS

a Defined Contribution Plan Minier, IL/USA

I Owns44% Of

I MINIER FINANCIAL, INC.

an Illinois Corporation Minier, IL/USA

Owns 100 % Of I

FIRST FARMERS STATE BANK

an Illinois Corporation LEI 5493007W1VOGCODW0238

Minier, IL/USA

2ba: Domestic Branch Listing is attached

3a: Shareholders of Minier Financial , Inc. Employee Stock Ownership Plan w/401 (k) Provisions - NIA;

5% or more Shareholders of Minier Financial , Inc. as of and during fiscal year 2018 are attached

* First Farmers State Bank is only entity that has an LEI

Ra~: A llrt of ~ncf,("S Ii:,-1'1';1Jr ou,ffltoiv in,titulio.;n· ni:sr f/.flMflS !>TA TE w,ic IIC JIS$0: t90'451. 'Tll"~torylflStltUIIOI' Is :-.:i'O by \11/lltll ~ 1N1NU,\1,, f!:C: EMPlC'tEE $TOO 0\\'fifllSHf'l'LAll\\'/.00111C)PRO\•IS'0>613'2l"16'.•d MINltll,, IL

Th, dltn •~ .s or I;/\ l/JOJF.. om rcllech a,,io,m~on t W w.is l<'«'<•,cd and p,otu~d t,~ 01,,'06,'2:ltll.

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~ or: lt1Ne bu,,cll l<do,m:nlon Is co,f«t., tllll:r 'Cit' n tht ~a Ar:li1111 C(ll.rllln, """""' Ir r1111 b•.,.nu, 1n~tl:irl is 1nu111oct c,r nco,r~e~ ~lse :he ::I•"-~tr 'Ch•n~ h ~ht l:»le ~ cnlufllr ,no lt.c II~ -.•,c:1 ~his nfo1111:nlon ftut bec:ur.-:- ,...,id ·n the flfl:11\I"" D•t• Wo.;tl'l'I.

tffl: Ke b,e,,,;:h li>~d w•, ;uW u-dr:ceCI, 11Mat1 'O«c' Ir. Ult DH a AnlM co~mn ft the ~e o, cb:,u~ d,ti: i11111t ~v• l>ilole ,.<1..,,nn.

~tt t : If• toncfl lmtd-1 never c,,,,1't(I b\' ~IIIS :111/IIIClt«I/ lr.ullullOI\, c::r,:c1 'OClc~ In -.he OW. MtiKln columr. Add: d 3N:;;:ICl~Hlc b1a,ch ism:,::,inc, n:e,t• •v,o, .-.i::I :1,e t,,.,.,'4)fl~ll'!~.,.nd onw Add' ·nthtOlllaA.:'IIMcotJmn :n:l1l>e~pt11intor ..::1uhiliu•· d•win ••• ~ .... o..tt c~IJflln.

blurl\Mml ""2td!!"'" 'NI>"'"~••• i:r..J,..,(I, ,11nJ ll U\"<ICI ,w, to your FU oont.tc:. Stt the dtt:,lied inst,,.cticr6 or, tllin>t" fo• f""<l•t ;,.r.,,m.,.,:,,. ••

1fyc,u'"'""'''i11etl,i1~u..,.....Ftll 1Mc:.r.t,put\-lMlltllllMNfl'£, 11tY Ws:311! nthe subje,.-tlinec,I' ~t~il,

NC"!t:

ni s3Uffv :lie nrt 'f· w n:PCM'tlnl requl1e111tflt'I, ~ irv11 11ilo s.;1:,-Vll: ~ v.10 Dn1uuic ••.vt:h SC"lcclulCS for c;:,,:h b, ::inch •1111, oau Action of C~. ~..,,..,, n"'"°'"· o· i>IJJ. Tbc fR v 10 ,curt m;,1 be ~bm~td n a hnlco,r foin,t oni, tho: n V-1.10,,1.-.e •oolCl<'ll/1'1 • httpr,h'11oorllnt.1tde1,1-s:ov.

IDIIU.ACIII011 -- lnndt SClvla: 1\'Pe l1a1Xh 1o_aSH1• P'OPl/i.N,me Sl-tAII .. H, City ,.,,, .. Zlp,Coclt

'" - F11P sw.roar~ud :lt'~•I ...... Fllt~TIWIMLNSSIAI[ ~N( 101$0UTH MAIW$Tf1Fn MINIA IL .,,,. 'or rul.5'<-v·~ ,..,..., e..OCM!UG'TON BRANCH OIIQ1 G.?1(1Vil CL£CTPIC fl.OA{l N.~OMllJGTOI\I " .. ,.. ,, !=ullSc'Vce .,...,.. OFIAVAN BRANCH 301 tl:IRTH lDOJSTSTltU • O[t,Wl\"I ll 617J,4

..... ~ 1AZL\'/Lll u1mLoS(M£S

MCLEAN UNITED ST.I TU TAJF.WElL UNITtO STJo.TU

RllC UMNU"'• Offlu Nuffllle1' Hi:ad0fll1e Heed Off1te IP ASlSII" c:i.,,nme111c

Nottf"Ui~ "" ulr.r: FIUl°FARMEIISSTo\Tt IAtJK -1cotlte1ui~ Hotllt-ui~ rltS- l'ARMFR!. sr•n RAtlk ...... Nol lttQUIIC:d /lot ltt;iu11cd i:11tS'T r.'dlr..tCPS 'H I\Tt 8.\Wr .,.,..

FR Y-6 MINIER FINANCIAL, INC.

Minier, IL 61759 Fiscal Year Ending DECEMBER 31, 2018

Re ort Item 3: Securities Holders

Current Securities Holders with ownership, control or holdings of 5% or more with power to vote as of fiscal year ending 12-31-2018

(1 )(a) (1 )(b) (1 )(c) Number and Percentage of Each

Name & Address (City, Country of Citizenship Class of Voting State, Country) or Incorporation Securities

Craig Peine Minier, IL USA

USA

Deborah G. Peine USA Bloomington, IL USA

Bradley D. Peine USA Minier, IL USA

Susan Switzer USA Morton, IL USA

Minier Financial, Inc. USA Employee Stock Owner-ship Plan w/401(k) Provisions Trustees: Brian L. Schroeder Al isa A. Lancaster Cra ig M. Peine Minier, IL USA

1,127 - 9.39% Common Stock

868 - 7.23% Common Stock

861-7.18% Common Stock

608 - 5.07% Common Stock

5,356 - 44.63% Common Stock

Securities Holders not listed in 3(1 )(a) through (3)(1 )(c) that had ownership, control or holdings of 5% or more with power to vote during the fiscal year ending 12-31-2018

(2)(a)

Name & Address (City, State, Country)

None

(2)(b) (2)(c) Number and Percentage of Each

Country of Citizenship Class of Voting or Incorporation Securities

None None

FR Y-6 MINIER FINANCIAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN w/401(k) PROVISIONS

Minier, IL 61759 Fiscal Year Ending DECEMBER 31 , 2018

Re ort Item 3: Securities Holders

Current Securities Holders with ownership, control or holdings of 5% or more with power to vote as of fiscal year ending 12-31-2018

(1 )(a)


None



None None

Securities Holders not listed in 3(1 )(a) through (3)(1 )(c) that had ownership, control or holdings of 5% or more with power to vote during the fiscal year ending 12-31-2018

(2)(a)


None



None None

Report Item 4: Insiders (1)(a)(b)(c) and (2)(a)(b)(c) (1) (2)

Names & Address (City, State, Country)

Alexander, Craig Mclean, IUUSA

Principal Occupation if other than with Holding Company

Farmer

DeKeersgieter, Mark Broadband Company

Normal, IUUSA

Lancaster, Alisa A

Minier, IUUSA

Nicholas, Mark Bloomington, IUUSA

NIA

CPA

(3)(a)

Title & Pos ition with Holding Company

NIA

NIA

Trustee

NIA


Minier, IL 61 759 Fisca l Year Ending DECEMBER 31 , 201 8

(3)(b)

Title & Position

(3)(c)

Title & Position with Other

with Subsidiaries Businesses (include names of (include names of subsidiaries) other businesses)

Director Minier Financial ,

Inc. and First Farmers State Bank

Director

Minier Financial, Inc. and First

Farmers State Bank

Director and SecretaryfTreas Minier Financial,

Inc. Director and

Executive Vice President

First Farmers State Bank

Director Minier Financial,


Director Whitemoss, Inc.

Executive Director

CIRBN, LLC

NIA

Managing Member Insight CPAs & Financial , LLC

Managing Member Summit Tax&

Accounting, LLC Member

National Foodworks Services , LLC

Foodworks Holdings , LLC

Member

(4)(b)

Percentage of Voting Securities in Subsidiaries (include names of subs idiaries)

NIA

NIA

*See Below

NIA

(4)(a)

Percentage of Voting Securities in Holding Company

.04% - 5 shares Minier Financial ,

Inc.

NIA

NIA

.11 % - 13 shares

Minier Financial, Inc.

.04% - 5 shares Minier Financial,

Inc.

(4)(c)

List names of other companies (inc ludes partnerships) if 25% or more of voting securities are held (List names of companies and percentage of voting securities held)

NIA

NIA

NIA

NIA

100% Insight CPAs & Financial, LLC

100% Summit Tax&

Accounting, LLC 50%

50%



Report Item 4: Insiders (1)(a)(b)(c) and (2)(al(b)(c) (1) (2) (3)(a) (3)(b) (3)(c) (4)(b) (4)(a) (4)(c)

List names of other companies (includes partnerships) if 25% or more of voting securities are held

Title & Position Percentage of (List names of Principal Title & Position with Other Voting Securities Percentage of companies and Occupation if other Title & Position with Subsidiaries Businesses in Subsidiaries Voting Securities percentage of

Names & Address than with Holding with Holding (include names of (include names of (include names in Holding voting securities (City, State, Country) Company Company subsidiaries) other businesses) of subsidiaries) Company held)

National Institute for 50% Food

Entrepreneurship, LLC

Managing Member 85% Stewardship

Resources, LLC Managing Member 100% Financial Litigation Consultants, LLC

Managing Member 100% Nicholas Real Estate, LLC

Managing Member Foodworks GP, LLC 50%

Peine, Craig Retired Trustee Director & Chairman NIA *See Below 9.39%-1,127 N/A shares

Minier, IUUSA Minier Financial, Minier Financial, Inc. and First Inc.

Farmers State Bank

Peine, Bradley D. Retired N/A N/A N/A N/A 7.18% - 861 N/A shares

Minier, IUUSA Minier Financial, Inc.

Peine, Deborah G. Retired N/A N/A N/A N/A 7.23% -868 N/A shares

Bloomington, IUUSA Minier Financial, Inc.

Report Item 4: Insiders (1 )(a)(b)(c) and (2)(a)(b)(c) (1) (2)

Names & Address (City, State, Country)

Schroeder, Brian

Minier, IUUSA

Zimmer, Douglas Delavan, IUUSA

Minier Financial, Inc. Employee Stock Ownership Plan

w/401 (k) Provisions Minier, IUUSA

Principal Occupation if other than with Holding Company

N/A

Farmer

N/A

(3)(a)

Title & Position with Holding Company

Trustee

N/A

N/A



(3)(b)

Title & Position

(3)(c)

Title & Position with Other

with Subsidiaries Businesses (include names of (include names of subsidiaries) other businesses)

Director & President Director & Secretary

Minier Financial, Minier Progress, Inc. Inc. and First

Farmers State Bank



N/A

Owner Brian Schroeder

Farm

N/A

N/A

(4)(b)

Percentage of Voting Securities in Subsidiaries (include names of subsidiaries)

*See Below

N/A

N/A

(4)(a)

Percentage of Voting Securities in Holding Company

.04% - 5 shares

Minier Financial , Inc.

.13% - 15 shares Minier Financial,

Inc.

44.63% - 5,356 shares


• As Trustees of Minier Financial Inc. Employee Stock Ownership Plan w/401 (k) Provisions. can vote all shares held by the trust when it is not legally required that voting rights

be passed through to individual plan participants.

(4)(c)

List names of other companies (includes partnerships) if 25% or more of voting securities are held (List names of companies and percentage of voting securities held)

N/A

N/A

N/A

FRY-6 MINIER FINANCIAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN w/401 (k) PROVISIONS

Minier, IL 61759

Report Item 4: Insiders (1 )(a)(b)(c) and (2)(a)(b)(c) (1) (2) (3)(a)

Principal Occupation if other Title & Position

Names & Address than with Holding with Holding (City, State, Country) Company Company

Alexander, Craig Farmer N/A McLean, IUUSA

DeKeersgieter, Mark Broadband N/A Company

Normal, IUUSA

Lancaster, Alisa A N/A Trustee

Minier, IUUSA

Nicholas, Mark CPA N/A Bloomington, IUUSA

Fiscal Year Ending DECEMBER 31 , 2018

(3)(b)

Title & Position with Subsidiaries (include names of subsidiaries)



Director


Farmers State Bank

Director and Secretary/Treas Minier Financial,

Inc. Director and

Executive Vice President

First Farmers State Bank



(3)(c)

Title & Position with Other Businesses (include names of other businesses)

Director Whitemoss, Inc.

Executive Director

CIRBN, LLC

N/A

Managing Member Insight CPAs & Financial, LLC

Managing Member Summit Tax&

Accounting, LLC Member

(4)(a) (4)(b) (4)(c) List names of other companies (includes partnerships) if 25% or more of voting securities are held (List

Percentage of names of Percentage of Voting Securities companies and Voting Securities in Subsidiaries percentage of in Holding (include names voting securities Company of subsidiaries) held)

.04% - 5 shares N/A NIA Minier Financial,

Inc.

N/A N/A N/A

N/A N/A

*See Below .11 % - 13 shares N/A


N/A .04% - 5 shares 100% Minier Financial, Insight CPAs &

Inc. Financial, LLC

100% Summit Tax &

Accounting, LLC 21%

FRY-6 MINIER FINANCIAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN wl401(k) PROVISIONS

Minier, IL 61759

Report Item 4: Insiders (1)(a)(b)(c) and (2)(a)(b)(c) (1) (2)

Principal

(3)(a)

Occupation if other Title & Position Names & Address than with Holding with Holding (City, State, Country) Company Company

Peine, Craig

Minier, IUUSA

Peine, Bradley D.

Minier, IUUSA

Retired

Retired

Trustee

NIA

Fiscal Year Ending DECEMBER 31, 2018

(3)(b) (3)(c) (4)(a) (4)(b) (4)(c) List names of other companies (includes partnerships) if 25% or more of voting securities are held (List

Title & Position Percentage of names of Title & Position with Other Percentage of Voting Securities companies and with Subsidiaries Businesses Voting Securities in Subsidiaries percentage of (include names of (include names of in Holding (include names voting securities subsidiaries) other businesses) Company of subsidiaries) held)

National Foodworks

Director & Chairman


Farmers State Bank

N/A

Services, LLC Foodworks

Holdings, LLC Member

National Institute for Food

Entrepreneurship, LLC

Managing Member Stewardship

Resources, LLC Managing Member Financial Litigation Consultants, LLC

Managing Member Nicholas Real Estate, LLC

Managing Member Foodworks GP, LLC

NIA

N/A

*See Below

N/A

9.39%-1,127 shares


7.18%-861 shares


21%

21%

85%

100%

100%

50%

NIA

N/A

FR Y-6 MINIER FINANCIAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN w/401(k) PROVISIONS

Minier, IL 61759

Report Item 4: Insiders (1 )(a)(b)(c) and (2)(a)(b)(c) (1) (2) (3)(a)

Principal Occupation if other Title & Position

Names & Address than with Holding with Holding (City, State, Country) Company Company

Peine, Deborah G. Retired NIA

Bloomington, IUUSA

Schroeder, Brian

Minier, IUUSA

Zimmer, Douglas Delavan, IUUSA

Minier Financial, Inc. Employee Stock Ownership Plan

wl401 (k) Provisions Minier, IL/USA

NIA Trustee

Farmer NIA

NIA NIA

Fiscal Year Ending DECEMBER 31 , 2018

(3)(b)

Title & Position with Subsidiaries (include names of subsidiaries)

NIA

Director & President


Farmers State Bank



NIA

(3)(c)

Title & Position with Other Businesses (include names of other businesses)

NIA

Director

Minier Progress , Inc.

Owner Brian Schroeder

Farm

NIA

NIA

(4)(a) (4)(b) (4)(c) List names of other companies (includes partnerships) if 25% or more of voting securities are held (List

Percentage of names of Percentage of Voting Securities companies and Voting Securities in Subsidiaries percentage of in Holding (include names voting securities Company of subsidiaries) held)

NIA 7.23% - 868 NIA

*See Below

NIA

NIA

shares Minier Financial,

Inc .

. 04% - 5 shares


.13%-15shares Minier Financial,

Inc.

44.63% - 5,356 shares


NIA

NIA

NIA

* As Trustees of Min ier Financial Inc. Employee Stock Ownership Plan w/401 (k) Provisions, can vote all shares held by the trust when it is not legally required that voting rights be passed through to individual plan participants .

tji::orltjx:::::jtreporter t to public release/media/others/banking/... · 2019-03-08 · nization...

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