thong tu 34-2016-tt-nhnn.pdf
TRANSCRIPT
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NGAN HANG NHA NTIdCYjEI x4M
so:Jf lzorofrr-Nfnw
cgNc uon xA Eer cHU NGHIA vET NAMDOc l4p - TF do - Harrh.phrfic
Hd N|| ngayd! thangAndm 2016
THONG TTIQuy tlinh viQc cung c6p th6ng tin
gifra Ngin hhng Nhir nudc ViQt Nam vh Bio hi6m tidn grii ViQt Nam
Cdn c* Ludt Ngdn hdng Nhd nu6c ViQt Nam sd 46/2010/gHl2 ngay 16thdng 6 ndm 2010;
Cdn ctl LuQt Bdo hidm fiin gfti sij OOtZOt2/gHl3 ngfii 18 thdng 6 ndm2012;
_- C1" c* Nghi dinh sii 6g/2013/1,{D-Cp ngay 2g thdng 6 ndm 2013 cilaq\i!! !hi, quy dinh chi ti€t vd htthng ddn thi hdnh Li,it Bact hiim tiin gui sii06/2012/QHt j;
Cdn cri Nghi dinh sii tSOtZLlStWO-Cp nggy II thdng ll nim 20.3 ciaChinh phi, quy dinh chuc ndng, nhiQm v4, quyin han rdlo, cd, d ch*c ctiaNgdn hang Nhd nadc ViQt Nam;
Theo di nghi ctia Cfuinh Thanh tra, gidm sdt ngdn hdng;
.^ nkg,d6: !,{Sd.n
hans Nhd nudc vi€t Nam ban hinh lh6ng tu quy dinhvi€c cung cdp th6ng tin gifra Ngdn hdng Nhd nu6c vigt Nam ua Eao hie* tiingur ViQt Nam.
o*ffi5fu"Didu 1. Ph4m vi tliiiu chinh
fnOy tu ndy quy tlinh nguy6n t6c, pham vi, n6i dung; vi phucmg thfccung cAp th6ng tin gita Ngdn lrang Nha nu6c ViQt Nam (sau tldf gSi ta Nganhing Nhd nu6c) vA Bio hi6m tiAn gui Viet Nam
Didu 2. Oiii tugng ap dgng
1. Ngdn hang Nhir nudc.
2. 86o hi6m tidn gui Viet Nam.
3. cric t5 chric, c6 nhdn kluic c6 li6n quan d6n hoat dQng b6o hirlm ti6n gui.
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1. 86o d6m tinh trung th1rc, kh6ch quan, ki.p thoi, dAy dri vd chinh x6c.
2. YiQc "rn
g c6p, st dpng, quan ly vd bAo mft th6ng tin theo quy dinh cria
ph6p iuft.
chi dao cira Th6ng tl6c Ngdn hang Nhd nu6c.
Chuong trQTTYDINH CU T116
Didu 4. Ph4m vi cung c6p th6ng tin
1. BAo hir5m ti6n gui ViQt Nam ilugc cung cAp, khai thdc cilc th6ng tin,b6o c6o quy dlnh chi tit5t tai PhU luc 02 kdm theo Th6ng tu ndy. ruri can tnii5tBAo hiiSm ti€n gui ViCt Nam c6 vin bdrr dA nghj Ngdn hang Nhi nu6c xem x6t,cung c6p th6ng tin, b6o c6o kh6c chua tluoc quy dinh t?i PhU lUc 02 kdm theoTh6ng tu ndy dii thuc hi0n chric n6ng, nhiQm vq cria B6o hi6m ti6n gui ViQtNam theo quy dinh cira Luft 86o hi6m ti€n gui.
2. 86o hit5m ti6n gui ViQt Nam b6o c6o Ngan hang Nhd nu6c c6c th6ngtin dugc quy dinh chi ti6t tai Php lqrc 0l kdm theo Th6ng tu ndy. fhi can thit5t,
Bio hiOm ti6n gui Viet Nam cung c6p th6ng tin, b6o c6o kh6c chua dugc quydinh tai Phq lgc 01 kdm theo Th6ng tu niy theo y6u cdu bdng v5n ban cria Ngdnhi,ng Nhd nu6c.
Diiu 5. Phuang thrlrc cung c6p th6ng tin
1. Cung c6p th6ng tin, b6o c6o bing vdn bAn vd dign tu 6p dr,mg AiSl voic6c th6ng tin, b6o c6o quy dinh bang vdn ban vd diQn tu quy dinh tai Phu luc 01
vd PhU lgc 02 kdm theo Th6ng tu ndy.
2. D6i v6i c6c chi ti6u b6o c6o thiing k6 cira t6 chuc tham gia b6o hiOmtiAn grii mir BAo hi6m ti6n gui ViQt Nam duoc
".r.rg c5p t4i Mgc I Php lpc 02
kdm theo Th6ng tu ndy, 86o hitim ti6n gui ViQt Nam tlugc khai th6c truc tiiiptheo phuong thric do Cqc C6ng nghQ tin hgc huong d6n.
Didu 6. Niii m4ng vd quy trinh cung c6p th6ng tin bing tliQn tri
Di6u 3. Nguy0n tic cung c6p, sri dgng vi quin g th6ng tin
3. BOn dugc cung c5p th6ng tin sri dqng th6ng tin phgc vU cho viQe thpchign chuc n6ng, nhi_6m 4r dugc giao.
4. 86o hi6m ti6n gui Viql Nam kh6ng clugc cung c6p cho b6n thri ba
th6ng tin dugc Ng6rr hang Nhn nu6c cung c6p, trir trucmg hgrp cung cAp th6ngtin cho co quan nhir nu6c c6 thAm quydn theo quy dlnh cta ph6p luft ho{c theo
1. Try sd chinh cria B6o hi6m tiAn gui Viet Nam r6i -4ng truydn tin voiNgAn hang Nhd nu6c (CUc C6ng nehg tin hoc) vd ph6i c6 phuong rln dg phdng
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de dam b6o nhdn vd gui th6ng tin b6o c6o v6i NgAn hang Nhd nu6c theo quytlinh tAi Ei6u 5 Th6ng tu ndy.
2. Trudng hsp hQ th6ng truyAn dt tiQu c6 sg c6, BAo tri6m ti6n gui ViQtNam nhfn vd gui b6o c6o di6n tu voi Ngdn hang Nhd nu6c (CUc C6ng nghQ tinhoc) truc ti6p thdng qua vft mang tin;
Didu 7. Tra so6t vi tli6u chinh th6ng tin
1. Khi b6n duoc cung c6p th6ng tin ph6t hiQn sai s6t ho{c t6t trq,p ty vCth6ng tin dugc cung c6p, b€n dugc cung c6p th6ng tin c6 vEn ban tra so6t guib6n cung c6p th6ng tin d6 nghj tra so6t ho{c ldm 16.
2_. Trorg vdng 2 ngdy ldm viec kC ft khi nhfn duo. c dd nghi tra so6t, b6ncuog c6p th6ng tin titin hdnh rir soit, ki6m tra th6ng tin vd tr6 loi-b6n d6 nghj traso6t.
3. Khi c6 su tli6u chinh th6ng tin d6 cung c6p, b€n cung c6p th6ng tin chtd6ng grii l4i th6ng tin d6 dugc di6u chinh cho b6n duoc cung c6p th6ng iio t.orgpham vi 2 ngdy ldm viQc k0 tu ngdy th6ng tin d6 cung c6p Auoc ACu ctrinh.
4. B6n cung c6p th6ng tin c6 tr6ch nhigm gini thich, rdm 16 th6ng tin khic6 y6u cdu cria b6n duoc cung c6p th6ng tin.
Di6u 8. Thdi hgn grii th6ng tin
1 Thdi han gui th6ng tin, b6o c5o dugc quy dinh cU thri t4i phu lpc 01,Php lgc 02 kdm theo Th6ng tu ndy.
2. Niiu ngdy quy dlnh cuiii cirng cria thdi han gli,i th6ng tin, b6o c6o tningvoi ngdy nghi 16, nghi Ttit hodc ngdy nghi cuiii tuan, thi ngdy gui th6ng tin, b6oc5o ld ngdy ldm viQc tiiip theo ngay sau ngdy d6.
3. Trudng hgp th6ng tin, b6o c6o gui b6ng v6n ban, ngdy grii th6ng tin,bin c6o thsc tti dugc tinh rd ngdy ghi tr6n d6u cria buu diQn
",riiia! nrr4n tiong
tin, b6o c6o gui di. Trunng hqrp th6ng tin, b5o c6o gui qua k6nh b6i c6o di6n tu,ngdy gui th6ng tin, b6o c6o ld ngdy truyCn file b6o c6o thAu:h ciing.
4 Trudng hgp knan cAp hodc dQt xu6t, don vi ph6i gui th6ng tin, b6o c6ob[ng vEn ban qua fax. Sau khi grii th6ng tin, b6o c6o qua fax, rlon vi brio c6o c6
Ii:h nh]Cm grii th6ng tin, b6o c6o chinh thric b6ng vdn ban rheo quy tlfnh taiDi6u.5 Th6ng tu ndy. Ngdy gui th6ng tin, b6o c6o thuc t6 duqc t-inl ta ngaychuy6n th6ng tin, b6o c6o qua fax.
Diiu 9. Khai thdc th6ng tin tgi cric rlon vi thu6c Ng6n hhng Nhi nutic1 C6c don vi thuQc Ngdn hang Nhd nu6c (ngoii c6c don v! nhqn b6o c6o
quy dinh tai Phu luc 01 kdm theo Th6ng tu ndy) c6 nhu cau khai th6c c6c th6ng
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tin b6o c6o cta 86o hitim ti6n gui viQt Nam ph6i deng ky b[ng v6n ban voi coquan Thanh tra, girim s6t ngdn hang tt6 t0ng hqp, trinh Th6ng d6c Ngan hangNhd nu6c ph6 duygt.
2. Cdc don vi, c6 nhdn tluo.c ph6p khai th6c c6c th6ng tin brio c6o chiutr6ch nhi6m quan lf, sri dr,rng th6ng tin b6o c6o, sO feu thi5ng k6 dung muc dichvd tuAn thri c6c quy tlinh cria ph6p IuAt v6 b6o mQt th6ng tin.
Di6u 10. Tr6ch nhi-6m cria crlc tlon vi thuQc Ng6n hhng Nhh nu&c
1. Co quan Thanh tra, girim s6t ngAn hang c6 tr6ch nhi6m:
. a) Chn tri, phi5i hgp voi c6c dcrn v! li6n quan cung c6p th6ng tin cho 86ohi6m ti6n grii ViQt Nam theo qly dlnh tai Th6n! tu nay; OAu.Oi Iiep nhQn y6ucau bdng v[n ban cta Bdo hitim ti6n gui vi6t Nam i6 tri"r, rhong d6c Nganhang Nhd nudc diii v6i c6c th6ng tin, b6o c6o kh6c quy dinh tai Khoan I Di6u 4Th6ng tu ndy;
b) Titip nhfn c6c ki5n nghi bing vdn ban vd thuc hi6n Th6ng tu niy, ph5ihqp v6i c6c tlon vi li6n quan d6 t.a ldi cho B6o hi6m ti€n gui vi6t Nam; iheoddi vi6c xu lf kit5n nghi cria c6c don vi li6n quan;
c) Theo ddi, d6n tl6c, kitim tra viQc tfuc hiQn cung c6p th6ng tin cria B6ohi6m ti€n grii Vi6t Nam theo quy dinh t4i Th6ng tu ndy;
d) 86o quan, luu trft vd qu6.n lj c6c b6o c6o bnng v6n ban do don vi minhtryc ti€p nh?n tu B6o hi6m tidn gui vi6t Nam theo c6c quy dinh hi6n hdnh v6quan lj luu trft hO so, tdi liQu trong nginh ng6n hang.
2. Tr6ch nhi6m cria CUc C6ng ngh6 tin hoc
a) Ld don vf dAu m6i tO ctrric tit5p nhfln vd cfp nhft dAy dri, kip thoi c6cmau. bi6u b6o c6o diQn ru vdo h6 thiing b6o c6o do sao lri6. ;en goi'viet N*r,truyan qua mang hoic grii qua vdt mang tin. Trudrng hqp b6o c6o-bi sai ve te.r,c6u truc file dt liQu, c6c ti6u chi ki6m tra k! thuQt vd thi6u mau biOu b6o c6o,phai y€u cdu Bio hi6m ti€n gui vigt Nam b6o c6o chinh sria vd gui lai theo dirngquy dinh; Phan.hdi kip thcri.vd tinh tr4ng dft ligu cho don vi b6o c6o. Trudngho-p xiy ra su c5 tluong truy6n dt liQu cria Ngdn hang Nhd nu6c, phai thuc hi6nngay biQn ph6p tle khic phuc su cO;
b) Ph5i hqp v6i 86o hi6m tidn gui Vi6t Nam trong vi6c dim bAo t6t n5i,duy tri, vd bAo ddm tinh an tod,n, b6o m{t mqng truyAn tin gita Ngdn hang Nhdnu6c vd Bio hi5m tidn gui Vi6t Nam;
" c) Chri tri vd ph6i hgp voi c6c rlcm vi thuQc Ng6n hang Nhd nu6c, B6ohi6m ti6n gui viet Nam xri lf vuong mic li6n quan tlr5n chuonft irr, tn hoc b6oc6o th5ng kO trong qu6 trinh thgc hiQn c6c quy Airl tui Th6ng tu ndy;
4
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d) Huong d6n viQc c6p ph6t, quan lf md kh6a, chuorrg trinh lci diQn tudr)ng trong hQ thiing b6o c6o cho B6o hi6m ti€n gui Vigt Nam:;
d) Cht tri x6y drmg, pht5i hqp voi VU Dg b6o, th6ng k€i vd c6c tlon vi 1i6nquan huong d6n cric quy dfnh vA t6n, c6u tnic file dt 1i6u cria b6o c6o di6n tu vihuong dan 86o hitim ti6n gui ViQt Nam lQp, gui mdu bi6u bdo c6o di6n ru qua h6tht5ng b6o crlo dtl thuc hiQn Th6ng tu ndy;
e) DAu mi5i fi6n khai, huong din ae eao hi6m ti6n gui ViQt Nam ti6p c6nc6c chi ti6u b6o crio th6ng kO quy dinh tAi MUc I phU luc 02 lcdm theo Th6ng runiry.
3) C5c don vi kh6c thuQc Ng6n hang Nhd nu6c:
a) Cung c6p th6ng tin cho 86o hiiim ti6n gni Vi6t Nam theo quy dinh taiTh6ng tu ndy;
b) Ph6i hqrp v6i Co quan Thanh tra, gi6m s6t ngAn hang huong d6n vd tr6ldi kip thoi cho B6o hi6m ti6n gui viQt Nam vd c6c vuong mic li6n quan tl5ntrrich nhi6m cria minh trong viQc thlrc hiQn Th6ng tu ndy;
c) B6o quan, luu tr& vd quin l! c6cb6o c6o b6ng v6n ban do don vi minhtr.uc titip nhan tir BAo hi6m tiAn gui viet Nam theo c6c quy dinh hi€n hanh vcquan Ij luu trE h6 so, tdi li6u trong ngiurh ng6n hang.
. Di6u 11.. Tn[eh nhiQm cia Ngan hirng Nhi nu6c chi rrhinh tinh, thinhph6
l. Cungc6p th6ng tin.v6 c6c t6 chric tin dung, chi nhanh ngdn hdng nu6cngodi thuQc thAm quyen;quan lf cho 86o hi6m tiAn gui vi6t ]rtram theo quy dlnhtai Th6ng tundy.
Z;Phdi hqrp v6i 86o hirim ti6n gui Viet Nam xu lj cric vu6ng mic li6nquan d6n trSch nhiQm cria minh trong vi6c thUc hiQn Th6ng ru ndy.
3. BAo quan, lrru trfr vd qufur ly c6c b6o c6o bdng vEn brrn do don vi minhtr.uc titip nhan dr Bio hi6m don gui viet Nam theo c6c quy dinh hi6n hanh v6quan lf luu trft h6 so, tiri li6u trong ngdnh ng6n hang.
Didu 12. Tr6ch nhiQm cria B6o hi6m tidn gui ViQt Narn
1. B6o hiilm tien grii viet Nam c6 tr6ch nhiQm cung r:6p th6ng tin choNgAn hang Nhd nudc theo quy dinh tai Th6ng tu ndy.
2. B6o qufrn, lrru tr[, cung c6p s5 heu thting k6 t6ng hqr vd b6o c6o bdngvdn ban theo quy dinh cria ph6p ruft vd chi crao cria Thiing d6c Ng6n hang Nhdnu6c.
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Chuang IIIT0 cH(rc rnu. c mEN
Didu 13. HiQu lu. c thi hinh
1. Th6ng tu ndy c6 hieu lgc thi hdnh kE * ngi\y./{.lH/./2017 .
2.Bdibb Th6ng ru s6 O:/ZOOOITT-NHNN ngiry 25/4/2006 cria Thting dricNgAn hang Nhd nu6c vA viQc huong d5n mQt s6 nQi dung tai Nghl dinh s6
89/19994ID-CP ngiy 011911999 cria Chinh phri vC b6o hi6m ti€n gui vA Nghjdinh sr5 109/20054ID-CP ngiy 241812005 cria Chinh phri v6 viOc sria d6i, b6sung mQt 16 aAu cria Nghi tlinh sii 89/19994{D-Cp ngdy OUg/tggg cria Chinhphri vd bAo hiiim ti6n grii.
Didu 14. T6 chric thrlc hi6n
ChAnh VAn phdng, Chrinh Thanh tra, girlrn s6t ng6n hdng, CUc tru&ng CUcC6ng nghQ tin hoc, V-u trudng Vp DU b6o, th5ng k6, Vr,r trucrng Vq Ki6m toannQi bQ, Thfr tru&ng c6c don vi c6 li6n quan thu6c Ngdn hang NhA nu6c, Chi tfchHQi d6ng qui.n tri, T6ng Gi6m tti5c B6o hi6m ti6n gui ViQt Nam vir c6c t6 chric,dcrn vi, c6 nhdn c6 1i6n quan chiu tr6ch nhiQm t0 chric thuc hi6n Th6ng tu ndy./.
--1,1/t
Noi nhQn: W- Nhu Di6u 14;- Ven phdng Chinh phri;- BQ Tu ph6p (d6 ki6m tra);- C6ng bAo;- Luu: VP, Vp PC, TTGSNH (5b).
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