test security and confidentiality

Test Security and

Confidentiality

2013-2014State Assessment

Training

LEGAL REQUIREMENTS & TERMINOLOGY

Test Security Training Spring 2014

Viewing this presentation does not replace your

obligation to attend Test Administration trainings, sign the security oath, and read all Test Administration manuals.


Legal Policy, Texas Education Code, and Texas Administrative Code Governing Test Securityand Confidentiality• Texas Education Code (TEC) Chapter 39, Subchapter B

• Texas Administrative Code (TAC) 19 Subchapter 101, Assessment

• Family Educational Rights and Privacy Act of 1974 (FERPA) Federal law protecting the privacy of student education records

• Texas Penal Code 37.10 – Tampering

• 2014 Test Security Supplement Test Security Training Spring 2014

Security and ConfidentialitySecurity – Maintaining test security is the

responsibility of all testing personnel• Do not view inappropriately, duplicate or electronically

capture, discuss, score, discard, or misplace a test or answer document

• Never review, discuss, or alter student responses• ALL testing personnel must be trained and sign an oath

before handling testing materialsConfidentiality – Protect the contents of:• Test content • Students’ personal information and responses• Online assessments


Oath of Test Security and Confidentiality

Sign one Oath of Test Security and Confidentiality for each role.

2014 Oaths of Test Security and Confidentiality Principal Campus Coordinator Test Administrator (Noncertified) Testing Personnel STAAR Alternate Test Administrator TELPAS Rater TELPAS Verifier TELPAS Reading Test Administrator Campus Technology Coordinator


Secure vs. Nonsecure

Secure Test Materials – Students’ answer documents (both pre-code and hand-grid)Test bookletsOnline test contentReference Charts, Graph Paper and Scratch Paper (if

examinee writes on them)

Nonsecure Test Materials – Test Administrator ManualsUnused Reference Materials (no student work written on

them)Blank Answer Documents


TEA Test Security Training Modules

TEA provides three online training modules:• Module 1 - Active Monitoring• Module 2 - Distribution of Test Materials• Module 3 - Proper Handling of Secure Materials

Link to TEA Security Modules: http://texas.testsecuritytraining.com/


http://texas.testsecuritytraining.com/

http://texas.testsecuritytraining.com/

TESTING IRREGULARITIES & HOW TO PREVENT THEM


What is a Testing Irregularity?

• An incident resulting in a deviation from documented testing procedures. Irregularities can: • lead to consequences for the testing personnel involved• prevent a student’s test from being scored

• TEA divides testing irregularities into two categories:• Serious Irregularities – purposeful, deliberate, intentional• Procedural Irregularities – clerical, accidental (human error)


Serious Irregularities


2013 Security Supplement, p. 19

High Schools only

Penalties for Prohibited Conduct

• Any person who violates, assists in the violation of, or solicits another to violate or assist in the violation of test security and confidentiality, and any person who fails to report such a violation, may be subject to the following penalties:

• Placement of restrictions on the issuance, renewal, or holding of a Texas education certificate, either indefinitely or for a set term;

• Issuance of an inscribed or non-inscribed reprimand;• Suspension of a Texas educator certificate for a set term; or• Revocation or cancellation of a Texas educator certificate without opportunity

for reapplication for a set term or permanently.


19 TAC §101.65

Penalties for Prohibited Conduct

• Release or disclosure of confidential test content could result in criminal prosecution.

• Irregularities resulting in a breach of test security or confidentiality may result in the invalidation of students’ assessments.


TEC §39.0303Section 552.352 Texas Government CodeSection 37.10 Texas Penal Code19 TAC §249.15

How to Avoid Serious Irregularities

Do not assist students, tell them to check their work again, or advise them to write a longer composition. Students’ responses are off-limits

Do not tamper with a student’s answer document - erasing stray marks or “cleaning up” answer documents is not allowed

Collect all reference materials and scratch paper following a test. It must be shredded if written on by students.

Do not duplicate, record, or capture electronically any secure test content

Do not review used test booklets to check for strategies


Procedural Irregularities


Improper Accounting for Secure Materials:A Test Administrator did not return testing materials, check in, and account for all materials following each day’s administrationTesting personnel lost completed answer documents or test booklets

How to Avoid:Account for all test booklets, answer documents before, during, and after testingEnsure that no answer documents were left in test books accidentallyNever mix state test materials with district test materials

Procedural IrregularitiesIndividualized Education Program (IEP) Errors:


Accommodation errors – a student is given an unapproved or undocumented accommodation or was not provided a prescribed accommodationTest Version errors – a student is administered a general STAAR test instead of a STAAR Modified or vice-versaA LEP student who was exempt from one or more TELPAS domains was rated in that domain

How to avoid:

Know who your special education and ELL/special education testers are. Know their tests and what accommodations they should be provided Pay attention to supplemental aids. Make sure you have what you need for testingReview your testing rosters and materials with Coordinators prior to the day of the test(s).

Procedural IrregularitiesEligibility Errors:


Eligible students are NOT tested. This includes TELPAS ratings and reading testIneligible students WERE testedNewly enrolled students who must retake an EOC or retest in grade 5 or 8 Math and Reading are not provided a retest opportunity

How to avoid:Verify your testing roster to be sure you have the correct students taking the correct test in the correct room

Procedural IrregularitiesMonitoring Errors:


Test Administrator left the room unmonitored when students’ secure materials were available or secure online administrations were visibleStudent was allowed to carry or remove secure test materials from testing areaTest Administrator did not verify that a student recorded his/her responses and accepted a blank answer documentTest Administrator did not detect improper use of an accommodation, dictionary, or possession of a cell phoneTest Administrator did not ensure students worked independently during testing

Procedural IrregularitiesHow to avoid Monitoring Errors:


Never leave testing students or materials unattended – even after all students have completed testingMonitor students closely during testing to be sure they have no electronic devices or other unauthorized or personal itemsNotify Administrators and Campus Test Coordinator right away if you see improper student behaviorBe sure to remind students to record their answers on the answer document and check the answer document to make sure it is filled out before a student leaves the testing room

Incidents Involving Student Cheating

• Districts are required to implement any necessary measures to prevent cheating. Proper monitoring is critical

• If testing personnel suspects a student of cheating on a state assessment, he/she should notify the Campus Test Coordinator immediately.

• If the District determines that a student has attempted to cheat on a state assessment, either by providing or requesting assistance, we are required to invalidate the student’s test.

• Additional disciplinary action may be taken at the campus in accordance with district policy.

• Testing Coordinators will complete the “Locally Determined Disciplinary Actions” form online

• Student cheating incidents do not require an incident report to TEA unless the district determines that adult testing personnel contributed to, caused, or did not detect the cheating due to inadequate monitoring.


Procedural IrregularitiesOther Procedural Errors:


Test Administrator failed to issue the correct materials (for example, dictionaries), or students were provided nonallowable materials

A student was allowed to test beyond the four-hour time limit or was not provided the full four hours to test

Test Administrator failed to use the test administration materials or failed to read aloud the bold, scripted test administration directions verbatim as required

Test Administrator did not remove or cover all instructional displays

Procedural IrregularitiesHow to avoid Procedural Errors:


Confirm whether or not a dictionary is allowed for a test or parts of a testComplete the seating chart correctly. Record all start/stop times as required. All testing personnel must sign the seating chart.Do not permit students to test beyond four hours – even just to grid answers. If a Test Administrator reminds a student to mark his/her answers several times and s/he does not, call or request assistance from the CoordinatorRemind students periodically of the time they have remaining to testBe sure Test Administrator say what is BOLD, read and attend to tasks in the italicized print, and follow directions in the call-out boxes, Cover all your instructional displays (not your clock)

STAAR Program Policies


• STAAR Dictionary Policy• Know the types of dictionaries allowed and who can use them on which tests• There are differences between the Dictionary Policy and Dictionaries as an

accommodation for eligible students

• STAAR Calculator Policy• Know the types of calculators allowed and who can use them on which tests• There are differences between the Calculator Policy and Calculators as an

accommodation for eligible students

• STAAR 4-Hour Time Limit • Only students eligible for Extended Time (same day) are allowed to test beyond four

hours (5 hours for the English I and II exams, effective Spring 2014).

Read and follow instructions provided in these policy documents. Understanding these policies will prevent procedural errors.

TESTING IRREGULARITIES 2012-2013


Reporting of Testing Irregularities

20122013


2012–2013 Incident Reports(approximate numbers)

Serious 147Procedural 4836Non-violations 229

Total 5212

Reporting Testing Irregularities


REPORTING IRREGULARITIES


Reporting Testing Irregularities

Each person participating in the Texas student assessment program is directly responsible for reporting IMMEDIATELY any violation or suspected violation of test security and confidentiality. Do NOT wait until the end of the day or the last day of the testing week, etc.


Irregularity Statement

If it is determined that an incident has occurred, testing personnel will complete an irregularity statement. Everyone involved needs to provide an accurate accounting of what occurred• Be specific and thorough• List events in sequential order

Statements must be completed as soon as possible, preferably the same day as the incident


Irregularity Report

• Completed by Campus Testing Coordinators

• Gather your information:• Who is involved/responsible?• What happened?• Where did the irregularity occur?• When did it happen? (provide a timeline of events)• Why did the irregularity occur? (critical in preventing a repeat

offense)


Irregularity Statement

• New in 2014, campus test coordinators must additionally complete the Plan of Action specifying the steps the campus will take to prevent a reoccurrence of the irregularity.

• Information provided in district reports, particularly the Plan of Action, will be used by TEA in an audit of selected districts to verify that corrective actions have been implemented.


The Most Important Test Security and Confidentiality Rules:

• ASSUME NOTHING• ASK IF YOU ARE UNSURE ABOUT

ANYTHING• ASK THE PERSON WHO KNOWS THE

ANSWER OR CAN FIND OUT THE ANSWER. THIS MEANS THE CAMPUS TESTING COORDINATORS OR ADMINISTRATORS.

.


ASSESSMENT PROGRAM CHANGES


Change to Testing Irregularities

• Sharing answers to the online calibration activities or practice rating activities from the online training center is now classified as a serious irregularity

• Coordinators must ensure raters are aware of the agreement statements that they must accept before completing online training courses and calibration activities


Key Assessment Program Updates

• Combined Reading/Writing format of English I and English II EOC tests in spring 2014• About ¾ as many items in a little less than ⅔ the amount

of time as the separate R, W tests• Source: TEA, Redesign of the STAAR English I and English II Assessments,

accessed from link provided at http://www.tea.state.tx.us/student.assessment on

1/14/14.• ELLs must take English I, but for certain ELL

students,only English II is required for graduation• (19 TAC §101, Subchapter AA)

• 60 consecutive days = 1 year in US schools


http://www.tea.state.tx.us/student.assessment

http://www.tea.state.tx.us/student.assessment

Assessment Updates Cont’d

• Transition provisions on English I – II EOC tests• 44,350 new English I “transition passers”• 34,547 new English II “transition passers”

• Phase‐in 1 extended through 2013‐14 (still unclear what this means for remainder of phase-in schedule)

• Federal requirement to “double‐test” advanced pre‐high school students with STAAR grade level and EOC tests• Pending TEA waiver request, updated Jan. 27, 2014:

• Scores of MS students will NOT be “banked” for HS accountability• Final year of STAAR Modified administration• Revised TELPAS Reading cut scores, in effect for spring 2014, aligned

to level of reading proficiency needed for STAAR (no phase‐in)


Assessment Related Updates

• SSI requirements in effect• GPC manual renamed: the SSI manual• Participation in EOC test satisfies SSI requirement for

students enrolled in 5th and 8th grades• Applies in both subjects to 5th and 8th grade students who

take STAAR L in mathematics• EOC test failers must be given accelerated instruction prior

to next administration of the test• New TEA rules: substitutions for EOC tests for

graduation purposes



• NEW THECB rules related to Texas Success Initiative (TSI)

• Limited Phase‐in cut scores on the new TSI• All earlier tests (AccuPlacer, Compass, etc.) eliminated for

TSI purposes• Same criteria as before on the SAT and/or ACT• Performance at Level 2 on English III and/or Algebra II

EOC tests… when available



• Courses in ELA and Math that districts must OFFER (§28.014) to 12th grade students:• whose EOC test scores have not met college readiness standards• whose coursework, college entrance exam scores, or TSI scores

indicate lack of readiness for entry‐level college coursework

• Districts must ENROLL (§39.052(b‐2)) students at the end of 11th grade, who are “unlikely” to pass one or more EOC tests, in corresponding content area college preparatory courses


SCORING AND REPORTING



• Test Warnings/Student Data• May occur if not all applicable information is provided• PEIMS ID• Last name and first name• Date of Birth• Gender• Grade (EOC)

• May occur if information is present but doesn’t match student directory in the Texas Assessment Management System – PEIMS ID matches but two out of three of the last name, first name, or DOB do not



• Test Warnings

• It is critical to resolve test warnings (current year and previous year) as students will not receive a growth measure, will have incomplete cumulative history, or the record will not appear in the student portal.


TEST ADMINISTRATIONSCENARIOS


Test Administration Scenarios

True or False: Test administrators must ensure that students have recorded all responses before the end of the time session period.



• True or False: Breaks are not allowed during the administration of STAAR assessments.



Can a certified paraprofessional administer a test?



True or False: Test administrators must communicate (orally or in writing) the amount of time left in one –hour

intervals.



Are ELL students in grades 5 and 8 held to SSI requirements for both math and reading?



After testing is complete, a parent reports to you that their child told them that their teacher offered assistance to another child in the

classroom during the test. What do you do?



A student arrives the day of the test and has a broken arm and says he can not write. What do

you do?



True or False: A student may read the test aloud to self.



True or False: A test administrator may translate directions in the native language of an English language learner.



True or False: A test administrator may remind students to stay on task.



If it has been determined that an ELL student will use a bilingual dictionary and have extra time,

which test should the student take?



Who qualifies for the Special English I Provision?



True or False: If it is not in the best interest of a student to complete an assessment (newly arrived

ELL), you may decide to submit the test for scoring without requiring the student to complete

the test.



If a student has accommodations predetermined by the LPAC but does not use the accommodations

while testing, do you record the linguistic accommodations for this student?


Thank you

Thank you for maintaining test security and confidentiality. This

enables our students to have the best testing opportunity possible.


test security and confidentiality

Documents

oath of test security

violation of test security

oaths of test security

security oath

test administration

test administration

tea security modules

testing irregularities