Invest n Retire®

Investor demands

Tablet and smart phone access

Simple sign-up

Select manager and model portfolio

ACH cash deposit

Investment manager requirements

Technology1

Efficient client acquisition at lower cost

Efficient trading and management of portfolios

Reduce costs for supporting clients

Reduce physical infrastructure costs

1 The Future of Finance, Goldman Sachs Global Investment Research March 2015

Predictions fall short

Managed accounts reached $3.4 trillion in 2013

This growth falls short of the predictions of the analysts3

Decades of innovation failed producing silo technology

Multiple systems incapable of communicating with each other

Inefficient platforms are barriers for entry by the investor

3 CELENT Growing Efficient Advisory Programs Through Platform Consolidation 2013

Single Platform

Natural progression

Our record keeping technology enables consolidation of taxable client accounts in one custodial account.

Eliminates trade-away fees charged by the Big Four custodians1

Eliminates data transfer and reconciliation problems among custodians

Automation enables investment managers to reduce personnel

White label manager landing page for client acquisition

Reduces client costs

1 Trade-away fees are levied by the big four custodians when an investment manager places trades through a broker-dealer other than the one owned by the custodian. The Big Four: Schwab, Fidelity, Pershing, and TD Ameritrade

Single platform environment

Invest n Retire® provides record keeping for investors

Enables manager to establish a single master omnibus account

Customer WEB site

Monthly statements

Transaction details

Fee information

Invest n Retire® and TandemModels® are registered trademarks of Invest n Retire, LLC

Single platform environment

TandemModels® provides managers with a complete solution

Build and manage model portfolios

Trade execution intraday with FIX connections

White label landing page for client acquisition

Reduce client acquisition costs

Enables manager to accept smaller client accounts cost effectively

Invest n Retire® and TandemModels® are registered trademarks of Invest n Retire, LLC

Software as a Service

Invest n Retire® hosting model, Software as a Service (SaaS)

Multi-customer architecture with a single version of the application and a single configuration used by all clients.

Drastically cuts cost by eliminating the need to purchase hardware and software; including, the need to maintain an IT staff.

Ease of use – always on - automation