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Target Bosnia: Integrating Information Activities in Peace Operations NATO-Led Operations In Bosnia-Herzegovina December 1995-1997 Pascale Combelles Siegel

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Target Bosnia:Integrating Information

Activities in PeaceOperations

NATO-Led Operations InBosnia-Herzegovina

December 1995-1997

Pascale Combelles Siegel

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A DoD CCRP/NDU Collaboration

This collaborative effort is a continuation of the seriesof publications produced by the Center for AdvancedConcepts and Technology (ACT), which was createdas a “skunk works” with funding provided by the Assis-tant Secretary of Defense (C3I). The early success ofACT led to the creation of ACTIS when the president ofthe National Defense University (NDU) merged the ex-perimental School of Information Warfare and Strategywith ACT and ASD (C3I) made the Director of ACTISthe executive agent for the DoD Command and ControlResearch Program (CCRP). ACTIS has demonstratedthe importance of having a research program focusedon the national security implications of the InformationAge and in providing the theoretical foundations for pro-viding DoD with information superiority, as well as theimportance of an educational program designed to ac-quaint senior military personnel and civilians with theseemerging issues. As a result, ACTIS’s educational pro-grams are being merged with the Colleges of NDU andACTIS’s research programs are being transitioned toOSD under the direction of ASD (C3I).

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DoD Command and Control Research Program

Assistant Secretary of Defense (C3I)Mr. Anthony Valletta (Acting)

Deputy Assistant Secretary of Defense (C3I) AcquisitionDr. Margaret Myers (Acting)

Executive Agent for CCRPDr. David S. AlbertsMr. Larry Wentz* (Acting)

Opinions, conclusions, and recommendations expressed or implied withinare solely those of the authors. They do not necessarily represent theviews of the National Defense University, the Department of Defense, orany other U.S. Government agency. Cleared for public release; distribu-tion unlimited.

Portions of this publication may be quoted or reprinted without furtherpermission, with credit to the Institute for National Strategic Studies, Wash-ington, D.C. Courtesy copies of reviews would be appreciated.

Library of Congress Cataloging-in-Publication Data

Combelles-Siegel, Pascale.Target Bosnia : integrating information activities in peace operations :

NATO-led operations in Bosnia-Herzegovina, December 1995-1997 /Pascale Combelles Siegel.

p. cm.Includes bibliographical references.ISBN 1-57906-008-01. Yugoslav War, 1991- --Press coverage. 2. Yugoslav War, 1991- --

Mass media and the war. 3. Yugoslav War, 1991- --Propaganda. 4.Yugoslav War, 1991- --Bosnia and Hercegovina. 5. North Atlantic TreatyOrganization. I. Title.DR1313.7.P73C66 1998949.703--dc21January 1998

*as of January 1998

98-13326CIP

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The National Defense University

The Institute for National Strategic Studies (INSS) is a major com-ponent of the National Defense University (NDU) that operatesunder the supervision of the President of NDU. It conducts strate-gic studies for the Secretary of Defense, Chairman of the JointChiefs of Staff, and unified commanders in chief; supports na-tional strategic components of NDU academic programs; and pro-vides outreach to other governmental agencies and the broadernational security community.

The Publication Directorate of INSS publishes books, monographs,reports, and occasional papers on national security strategy, de-fense policy, and national military strategy through NDU Pressthat reflect the output of NDU research and academic programs.In addition, it produces the INSS Strategic Assessment and otherwork approved by the President of NDU as well as Joint ForceQuarterly, a professional military journal published for the Chair-man, Joint Chiefs of Staff.

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5

Acknowledgments

This project was made possible through a grant fromNATO Individual Research Fellowship and the sponsor-ship of Evidence Based Research, Inc. (EBR) and theNational Defense University (NDU). The French Ser-vice d’Information et de Relations Publiques des Armées(SIRPA) facilitated a three-week observation trip toBosnia-Herzegovina in October 1996. The author re-turned to Bosnia-Herzegovina under NATO auspices inMarch-April 1997.

Many people assisted in this study, agreeing to inter-views, providing documents, and reviewing portions ofthis monograph. The author greatly appreciates thissupport, without which the study would have been im-possible. In particular, I want to thank my husband,Adam B. Siegel, for his assistance and advice. In theend, the author bears full responsibility for any faultsthat remain. The views expressed within are the author’sand do not necessarily represent official views of NDU(U.S. Government), SIRPA (French government), orNATO.

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Table of Contents

Introduction ................................................................................. 1

Chapter 1: Background on Operations in Bosnia ........................ 9

Chapter 2: The Public Information Campaign............................ 35

Chapter 3: Psychological Operations ........................................ 67

Chapter 4: CIMIC Information Activities .................................. 107

Chapter 5: Coordinating Information Activities ........................ 115

Chapter 6: Assessing Information Activitiesin Bosnia ................................................................................. 143

Chapter 7: Identifying Lessons from the Bosnia Experience ... 169

Appendix 1: Local and International Responsibilitiesin the General Framework Agreement forPeace Implementation ............................................................ 179

Appendix 2: Bosnia-Herzegovina as Agreed Uponat Dayton ................................................................................ 183

Appendix 3: Milestones in Implementation of Annex 1Aof the General Framework Agreement for Peace .................... 185

Appendix 4: Multinational Divisions Areas of Responsibility .... 187

Acronym List ........................................................................... 189

Glossary of NATO Terminology ............................................... 191

Sources .................................................................................. 193

About the Author ..................................................................... 199

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1Introduction

Introduction

“No matter how brilliantly you fight, what mattersis the actual packaging.”1

With each day that passes drawing us furtherdown the path from the Industrial to the In-formation Age, many officers are convinced

that victory is no longer determined on the ground, butin media reporting. This is even more true in peacesupport operations (PSO) where the goal is not to con-quer territory or defeat an enemy but to persuade par-ties in conflict (as well as the local populations) into afavored course of action. This monograph examinesthe role of information in PSO and its impact on com-mand and control through the prism of NATO-led op-erations in Bosnia-Herzegovina from December 1995into 1997.

Following the signing on 14 December 1995 of the Day-ton Peace Agreement, which put an end to a four-yearwar in Bosnia-Herzegovina, the UN mandated NATOto oversee and enforce a durable cease-fire between

1 Lawry Philips, chief media operations at the Permanent JointHeadquarters (PJHQ). Interview with the author, PJHQ, Northwood, UK, 12 August1997. The PJHQ is (approximately) the UK equivalent of the U.S. Joint Chiefs ofStaff.

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2 Target Bosnia

the former belligerents.2 On 20 December 1995, aNATO-led multinational force called the ImplementationForce (IFOR) started Operation Joint Endeavour. On20 December 1996, a smaller NATO coalition calledthe Stabilization Force (SFOR) replaced IFOR. In Op-eration Joint Guard, SFOR received an 18-month man-date to oversee and enforce the cease-fire.

In Bosnia, IFOR and then SFOR ran an informationcampaign designed to “seize and maintain the initiativeby imparting timely and effective information within thecommander’s intent.”3 The term “information campaign”refers to the coordinated and synchronized use of dif-ferent information activities within the command. Thecampaign had three components.

• A public information (PI) campaign designed to estab-lish NATO’s credibility with the international media togain support from the contributing nations for the mis-sion. Public Information Officers executed this mission.

2 This came after over three years of NATO operations related to the warin Bosnia. Since July 92, NATO naval forces had monitored (and then enforcedstarting in November) the UN arms embargo (Operation SHARP GUARD). SinceOctober 92, NATO forces had monitored (and then enforced starting in April 1993)the UN-imposed no-fly zone over Bosnia (Operation DENY FLIGHT). In June 1993,NATO offered close air support to the United Nations Protection Force (UNPROFOR).Problems in the command and control arrangements for this close air supportheavily influenced the structure for the international implementation of the DPAstarting in December 1995. Starting 30 August 1995, NATO executed operationDELIBERATE FORCE, a series of air strikes against Bosnian Serb military targets.For a discussion of NATO and the UN operations in the Former Republics ofYugoslavia, see: Dick A. Leudijk, “Before and After Dayton: The UN and NATO inthe former Yugoslavia,” Third World Quarterly, vol. 18, no 3, 1997, pp. 457-470;Gregory L. Schulte, “Former Yugoslavia and New NATO,” Survival, vol. 39, no 1,Spring 1997, pp. 19-42.

3 Col. Tim Wilton, UKA, ARRC Chief Information Officer (CIO), Sarajevo,12 October 1996. Although this definition applied principally to IFOR operations,it also seemed to accurately reflect what SFOR did.

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3Introduction

• A psychological operations (PSYOP) campaign de-signed to influence the local population and its lead-ers in favor of IFOR troops and operations. PSYOPunits (mainly American) undertook this aspect of thecampaign.

• A Civil-Military Cooperation (CIMIC) information cam-paign designed to inform audiences about civil-mili-tary cooperation and to release information to aid thelocal populations. CIMIC elements (mainly U.S. Army)undertook this mission.

In this monograph, information activities refers to thedifferent components of the campaign, and informationcampaign refers to the coordination of the various ele-ments. This terminology was adopted in part to avoidconfusion with a new fashionable term: information op-erations. According to the U.S. Army’s Field Manual,FM 100-6, information operations refers to operationslinking together public affairs, civil affairs, psychologicaloperations, command and control warfare, and electronicwarfare. Such all-encompassing information operationsdid not take place during NATO-led operations inBosnia.4

During the planning of Operation Joint Endeavour, NATOcommanders and political leadership thought that infor-mation activities would make a critical contribution tomission accomplishment. In particular, they expected asuccessful public information campaign to contribute tobuilding and preserving public support for the military

4 Department of the Army, Field Manual: FM 100-6: InformationOperations, Washington, D.C.

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operation. Indeed, media reporting affects how the worldand the local communities assess the events of peaceoperations, as it provides the basis for the world’s—in-cluding many in the political elite—judgment as to thesuccess or failure of a peace operation. As the maininterface between the command and journalists, thepublic information officers’ role was deemed crucial.

Information activities were also expected to help com-manders communicate to the parties their intentions andmight and to lead the local population to act friendly.During both the United Nations Protection Force(UNPROFOR) and NATO operations in Bosnia, majormilitary operations were rare.5 On the other hand, IFOR(and later SFOR) often used information activities todeter the Bosnian factions from violating the militaryannex of the Dayton agreement and from attackingNATO troops. IFOR/SFOR also used information ac-tivities to convince the local population that a brighterfuture would await them if the Dayton agreement wasfully complied with.

Before the NATO deployment began in December 1995,the stakes were particularly high for a successful infor-mation campaign. After the doomed UNPROFOR mis-sion (widely perceived, especially in the United States,as a dramatic failure), a success or failure of the NATO

5 During UN and NATO missions through mid-1997, major militaryoperations were rare. One of them took place in March 1996, when IFOR seizedarms and ammunitions from the Bosniac government. IFOR also seized manydocuments linking the Bosniac government to Iran. Another major operationoccurred when SFOR troops redeployed in Republika Srpska to back the electedPresident Biljana Plavsic in her power struggle against the Bosnian-Serb militaryleader Radovan Karadzic (summer 1997). Karadzic, an indicted war criminal, gaveup all official positions in 1996 under pressure from the international community.However, although unofficially, he retained substantial influence on the BosnianSerb republic politics and economics.

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5Introduction

mission was of utmost importance for the future ofpeacekeeping operations and for the credibility of col-lective security. As the first NATO ground military op-eration and largest UN operation ever, the success orfailure of NATO operations in Bosnia-Herzegovina maydetermine the fate of UN and NATO peace operationsfor years to come. In consequence, it was of utmostimportance that the mission be well explained to andwell understood by the public at large and elite aroundthe world. As the main interface between the publicand the commanders, public information played a deci-sive role in this process. If the public information cam-paign contributed to the success of NATO’s operationsin Bosnia-Herzegovina, it might mean significant devel-opments in attitudes toward and possibilities for pursuitof peace operations. On the other hand, a failure of theoperation, and of its public information effort, might pro-vide one more reason not to engage in such operationsin the future.

Political tensions in the United States also complicatedthe situation, with Congress reluctant to send U.S.ground forces to what many perceived as a quagmire inthe making and the U.S. public always ambivalent aboutlong-term commitments. Throughout the Dayton nego-tiation, partisans and opponents hotly debated whetherU.S. ground troops should go to Bosnia as guarantor ofthe process. When the Clinton Administration decidedin Fall 1995 that time was finally ripe for decisive politi-cal action in the region, it was well aware of the inherentdangers of its interventionist policy. To succeed, the

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6 Target Bosnia

policy had to be seen as successful and its meritsneeded to be well explained to the governing elite (es-pecially in Congress) and the U.S. public.

Successful information activities were all the more im-portant since propaganda had played a leading role inforging the war and justifying atrocities and crimesthroughout the four-year conflict. “From the war’s out-break, the media in former Yugoslavia mostly publishedand broadcast nationalist discourses, attacks and othergeneral insults directed against other ethnic groups. Itis not surprising that this led directly to horrible atroci-ties on battlefields and throughout the territory.”6 AcrossBosnia, the media became the loyal instruments of thefactions’ policies of war, ethnic purification, and atroci-ties. The people’s horizons shrank as the media por-trayed reality in simplistic, black and white terms;demonized other ethnic groups (by inventing or exag-gerating crimes or responsibilities); and offered simplis-tic explanations for a complex and ambivalent reality.No alternate viewpoint to the official party line was al-lowed. With few exceptions, the people of Bosnia werenot provided with an honest picture of the unfoldingevents. Although the war stopped, the umbilical cordbetween the media and the dominating political parties

6 Tadeusz Mazowiecki, “Depuis le début des conflits, les informationsdiffusées par les médias de l’ex-Yougoslavie ont consisté pour l’essentiel en discoursnationalistes et en attaques et insultes généralisées dirigées contre les autrespeuples. Il n’est pas surprenant que ce phénomène ait conduit directement à laperpétration d’horribles atrocités sur les champs de bataille et dans l’ensemble duterritoire,” in Rapport spécial sur les médias, Rapporteur spécial désigné par larésolution 1994/72 de la Commission des Droits de l’Homme des Nations Unies,E/CN 4/1995/54, 13 décembre 1994, p. 35.

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7Introduction

was not severed. There may have been some changesin the prevalent news discourse, but these only reflectedchanging official tactics, and as such were very limited.7

With this complex background in mind, this monographexamines the place of PI and PSYOP in peace opera-tions through the prism of NATO operations in Bosnia-Herzegovina. The monograph first presents abackground on NATO-led operations in Bosnia, thenanalyzes the three pillars of the campaign: public infor-mation, psychological operations, and civil-military co-operation information. It then examines how thesedifferent tasks were coordinated throughout the com-mand and with international organizations. The finalsection provides an assessment of the effectiveness ofNATO information activities in support of mission accom-plishment and offers some thoughts for future operations.

7 Renaud de la Brosse, “Les voix de la guerre,” in Général Jean Cot (ed.),Dernière Guerre Balkanique ? Ex-Yougoslavie : Témoignages, analyses,perspectives, Paris, Fondations pour les Etudes de Défense, l’Harmattan, 1996,pp. 165-181.

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8 Target Bosnia

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9Background

Chapter 1:Background on

Operations in Bosnia

Operation Joint Endeavour began on 20 Decem-ber 1995 after the Bosniac, Serb, and Croatfactions (also called the Former Warring Fac-

tions, or FWF) agreed to a peace agreement that wouldend the four-year-long war and ethnic cleansing. Rep-resentatives from the Republic of Bosnia-Herzegovina(represented by Alia Izetbegovic), the Bosno-CroatFederation, and Republika Srpska (Bosno-Serbs), alongwith the Presidents of Croatia (Fanjo Tudjman) and theFederal Republic of Yugoslavia (Slobodan Milosevic)—referred to as the parties in the accord—negotiated theGeneral Framework Agreement For Peace (GFAP) inDayton, Ohio, and formally signed it in Paris on 14 De-cember 1995.8 The accord is commonly referred to asthe Dayton Peace Agreement (DPA). It provided thestructure and mandates for an international mission

8 Milosevic signed the agreement on behalf of the Bosnian Serb leaderswho had consistently refused the agreement. Milosevic had enough leverage onthe situation to obtain their compliance.

9

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10 Target Bosnia

designed to end the fighting and help the FWF achievereconciliation under a unified, democratic, and multi-eth-nic Bosnia.9

Summary of Main Responsibilities

The DPA lays down the responsibilities of the partiesand the international community. The Bosniacs, BosnianCroats, and Bosnian Serbs are mostly responsible forimplementing the agreement. International organiza-tions, with the notable exception of NATO, only have afacilitating role as supervisors and coordinators. Ac-cording to the DPA, only NATO has the power to en-force the provisions of the agreement in case ofnon-compliance.

Ending the fighting was the fundamental prerequisitefor a true reconciliation process to take place. Accord-ingly, annex 1A of the agreement tasked NATO withensuring a “durable cessation of hostilities,” monitoringand enforcing the separation of FWF’s forces and thecantonment of their heavy weapons. The parties alsoagreed to release their prisoners of war under Interna-tional Committee of the Red Cross (ICRC) supervision.To consolidate regional peace, the parties agreed to anarms reduction program designed to achieve a stablemilitary balance in the region. Annex 1B of the agree-

9 Observers criticized the agreement as soon as it was signed. See forexample, Général Jean Cot, interview with LCI (French 24 hours news TV channel),9 January 1996, transcript held at the SIRPA Documentation Center, Paris. Theimplementation process did not silence the critics. See Général Jean Cot, “Dayton:une paix bâclée,” Défense Nationale, July 1997; and Dusko Doder, “Bosnia’s FalsePeace: Psychologically and practically, all sides are preparing for war,” TheWashington Post, 16 March 1997, p. C7.

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11Background

ment tasked the Organization for Security and Coop-eration in Europe (OSCE) with assisting the parties todownsize their military forces (to the lowest level con-sistent with their respective security) and achieve re-gional stability. 10

A key element in the international community’s peaceplan was the resurrection of Bosnia-Herzegovina as aunified country. At Dayton, the parties agreed to a single,democratic, and multi-ethnic Bosnia-Herzegovina (withinthe borders recognized by the international communityin 1992). The new B-H is a federation made up of twoentities: the (Bosno-Croat) Federation and the Repub-lic of the Bosnian-Serbs (Republika Srpska).11 In an-nex 3 of the DPA, the parties invited the OSCE toorganize and supervise free and fair democratic elec-tions within the first nine months after force entry (on 20December 1995). The parties also agreed to a newconstitutional framework establishing a federal regimebased on two-to-one representation between the twoentities—the Bosno-Croat Federation (2) and theRepublika Srpska (1)—(annex 4). To foster democraticprinciples in B-H, the international community sponsoredseveral programs. As part of this endeavor, the partiesinvited a UN-led International Police Task Force (IPTF)to monitor local police’s activities and develop trainingprograms in consultation with local authorities (annex11). In the course of the operations, the IPTF received

10 Appendix 1 presents a table summarizing the international organizationsand the parties’ responsibilities in implementing the DPA.

11 See map of Bosnia-Herzegovina, as agreed upon in Dayton, in Appendix 2.

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12 Target Bosnia

additional missions. At the London Peace Implemen-tation Conference (December 1996), the internationalcommunity tasked the IPTF with monitoring and inves-tigating local police abuses.12 In February 1997, thearbitration agreement on Brcko called for the IPTF tomonitor, restructure, and retrain the local police to anextent far beyond that in any other parts of the country.In an effort to promote further democratization, severalorganizations, such as the OHR and the OSCE (as wellas numerous non-governmental and governmentalagencies), pursued media democratization.

Resolution of the lingering crisis in Bosnia-Herzegovinaalso required that people who fled during the war (refu-gees across Europe and displaced persons withinBosnia-Herzegovina) could return safely. At Dayton,the parties agreed that all Displaced Persons and Refu-gees (DPREs) were entitled to return wherever theychose (including their pre-war settlement), and recovertheir property as of 1991. In annex 7, the parties calledfor the United Nations High Commissioner for Refu-gees (UNHCR) to develop, in close consultation withthe parties and the asylum countries, a repatriation planfor “early, orderly and peaceful return of refugees anddisplaced persons.”

12 The United Nations Security Council endorsed this new mission in itsresolution 1088. For the implications of these additional duties on the IPTF’s mission,see UNSC, Report of the Secretary General pursuant to Security Council Resolution1088 (1996), S/1997/224, 14 March 1997. Available on http://www/un.org

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13Background

The international community also viewed economic re-construction as essential for achieving a lasting peace.To that effect, the European Union (EU), the World Bank(WB), and the European Bank for Reconstruction andDevelopment (EBRD) prepared a three-to-four-year,$5.1 billion Priority Reconstruction Plan designed tojump-start the local economy, help develop common gov-ernment institutions, and create the conditions for a tran-sition from socialist to market economy.

Lastly, in view of the complexity awaiting them in imple-menting the Dayton agreement, the parties requestedthe designation of a High Representative to facilitatetheir own efforts and to mobilize and coordinate theactivities of the various international organizations in-volved in the DPA civilian implementation. In Decem-ber 1995, former Swedish Prime Minister Carl Bildt wasdesignated as the High Representative. In April 1997,he was replaced by Mr. Carlos Westendorp from Spain.

Overview of DPA Implementation

After 20 months of operations, the parties’ compliancewith the DPA goals remained low and inconsistent. Fromthe start, the parties mainly complied with the militaryprovisions of the agreement. They observed the cease-fire, respected the four-mile-wide Zone of Separation(ZOS) from each side of the Inter-Entity Boundary Line(IEBL), and agreed to the cantonment of their heavyweapons. They also allowed IFOR and then SFOR tomonitor their weapons sites and troop movements.

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14 Target Bosnia

Finally, the parties granted Freedom of Movement toIFOR and the international community operating in B-H. Such level of compliance was achieved early in theoperation, remained high during the IFOR operation,and continued under SFOR.13 However, as of fall 1997,the parties have not fully complied with the measuresdesigned to achieve lasting security. First, although thethree factions have completed the reduction of theirforces to the agreed-upon level of a total 300,000, theOSCE-supervised arms reduction program has not beenfully complied with, as the Bosnian Serbs haveconstantly underreported their heavy weapons holdings.Second, negotiations for establishing regional armscontrol balance in and around the Former Republic ofYugoslavia (FRY) have not begun. Aside from the DPAprovisions, the United States is pursuing its own programintended for regional stabilization. Under the “equip andtrain program,” the United States is unilaterally armingand training the Federation military. Officially, the goalof this program is to deter a Bosnian Serb aggressionagainst the Bosniacs and Croats.14 This programprogressed at a slower pace than expected due to alack of cooperation between the Bosnian Croats andBosniacs.

13 See Appendix 3 for the milestones in the implementation of annex 1A.

14 This program caused recurring tensions between the United Statesand its European allies. European countries and NATO commanders have longargued that the equip and train program will provoke arms race and regionaldestabilization either by provoking a reaction from the Bosnian Serbs (who see theprogram as a threat) or by encouraging the Bosniacs and/or Bosnian Croats intoattacking the Serbs or each other.

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15Background

As for the civilian aspects of the DPA, progress has beenslow and inconsistent. Although the parties regularlystated their commitment to the DPA full implementa-tion, they have multiplied the stumbling blocks on theroad to reconciliation, leading many observers to be-lieve that “Dayton implementation is but continuation [ofthe war] by other means.”15

National elections, intended as a first step in the devel-opment of Bosnia’s democratic institutions, took placeon 14 September 1996. However, the OSCE (who or-ganized and supervised the process) concluded thatthe elections had not been fully free and fair.16 The HighRepresentative (along with Western governments) con-sidered the elections as a necessary first step. CarlBildt explained that

the elections were absolutely necessary in orderto bring us into the fourth and decisive phase ofimplementation of the Peace Agreement this year—the setting up of the common institutions. Withoutsetting up these institutions, the country wouldremain partitioned in every reasonable sense, withthe military IFOR command and the Office of the

15 Ivo Daalder, “Three Choices in Bosnia,” The Washington Post, 18 July1997, p. 21.

16 The OSCE coordinator for international monitoring reported that theability of all Bosnian political parties to campaign in a free and fair atmosphere,receive equal treatment before the law, and obtain equal access to the media wasbelow the minimum OSCE standard. During the national elections campaign, thethree dominant parties (the HDZ in the Croat area of the Federation, the SDA in theBosniac-held territory, and the SDS in Republika Srpska) harassed and intimidatedopposition political parties, while they tightly controlled the media and used themto promote fear and prejudice in the electorate. See U.S. General AccountingOffice, Bosnia Peace Operation: Progress Toward Achieving the Dayton Agreement’sGoals, GAO/NSIAD-97-132, Washington, D.C., May 1997, p. 8.

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16 Target Bosnia

High Representative being the only existingnationwide structures. Without these elections, thecountry was bound to develop into a new Cyprus.17

However, other organizations dispute that assessmentbecause the elections legitimized the political partiesand leaders who engineered the war, carried out wide-spread ethnic cleansing, and did not fully accept theprinciple of a unified, democratic, and multi-ethnicBosnia. These organizations thus considered the elec-tions as a setback in the process of recreating a demo-cratic and multi-ethnic Bosnia.

Indeed, the elections should have paved the way forforming the institutions envisioned at Dayton. However,disagreements over the DPA requirements and over thescope and authority of the national institutions slowedthe process. According to the High Representative,Carlos Westendorp, “little is achieved without prompt-ing by, or support from my office as lack of political willto cooperate constructively, the danger of the renewalof confrontation mentality, mutual distrust and accusa-tions continue to stall the peace process.”18 (See table1: Progress achieved in creating national institutions,as of September 1997.) There were three major ob-stacles in building national institutions:

17 Carl Bildt, “The Prospects for Bosnia,” RUSI Journal, December 1996, p. 2.

18 UN Secretary General, Report for the High Representative forImplementation of the Peace Agreement on Bosnia and Herzegovina to theSecretary General, S/1997/542, 11 July 1997. Available on http://www.un.org

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17Background

• “The main barrier to political implementation is mi-nority fear. Serbs and Croats are afraid as minoritiesin Bosnia; Muslims are afraid as a minority in theregion. This fear bolsters extremists in all three com-munities.”19

• The Bosniacs and Bosnian Croats made limitedprogress in establishing the Federation institutions.As of fall 1997, few common institutions existed andthose that did were barely functioning. Observers stillconsidered that real power remained in separate en-tities.20

• The Bosnian Serb leaders of Republika Srpska soughta weak central government, while the Bosniacswanted a strong central government. For example, insummer 1997, the High Representative expressedconcern at the RS national assembly adopting legis-lation not in accordance with the Bosnia-Herzegovinaconstitution. His efforts to bring the RS legislation inconformity with the B-H constitution had not suc-ceeded as of July 1997.21

19 David Last, Implementing the Dayton Accords: The Challenges of Inter-Agency Coordination, paper presented for Cornwallis II: Analysis of ConflictResolution, held at the Pearson Peacekeeping Center, Cornwallis Park, 8-10 April1997, p. 10. This sentiment is echoed by Susan Woodward, “The General FrameworkAgreement for Peace (GFAP) signed at Dayton and Paris is only a cease-fire. [Theparties] do not accept the accord as definitive politically, seeing it only as an insecurestepping-stone. Each is still fighting the war for statehood,” in “Bosnia,” The BrookingsReview, Spring 1997, vol. 15, no 2, p. 29.

20 According to a General Accounting Office study, 16 months after theDPA, real government power in the Federation continued to reside in separateBosniac and Croat government structures. For example, as of May 1997 (whenthe study was released), the two parties had not agreed on a municipality law. Inanother startling example, the European Union (EU) efforts to reunify the (symbolic)city of Mostar had not succeeded. See U.S. General Accounting Office, BosniaPeace Operation: Progress Toward Achieving the Dayton Agreement’s Goals, GAO/NSIAD-97-132, Washington, D.C., May 1997, p 46.

21 UN Secretary General, Report from the High Representative forImplementation of the Peace Agreement Bosnia and Herzegovina to the SecretaryGeneral, S/1997/542, 11 July 1997. Available on http://www.un.org

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22 This table is extracted from U.S. General Accounting Office, BosniaPeace Operation: Progress Toward Achieving the Dayton Agreement’s Goals, GAO/NSIAD-97-132, Washington, DC, May 1997, p 45. The original table was updatedto reflect the changes post-March 1997.

Institution Function under Dayton Status as of September 1997

Presidency Executive body of thenational government.

Meets regularly withrepresentatives from all ethnicgroups to establish national,multi-ethnic institutions. Reachedseveral agreements.

Council of Ministers Implements policies anddecisions of nationalgovernment.

Meets regularly since January1997. Considers numerousmatters with no discernibleresults. Ministries still have nostaff, no funding, no office space,no effective authority.

ParliamentaryAssembly

Enacts national legislationto implement Presidencydecisions, approvesnational budget, ratifiestreaties.

Met three times and passed littlelegislation (most notably thequick-start package).

Standing committee onmilitary matters

Coordinates militarymatters at national level.

Inaugural session in July 1997.No significant decision.

Constitutional court Highest appellate court.Resolves disputes overconstitution and betweenentities.

Nine judges appointed.Constitutive session in May.Drafts procedures under OHRauspices.

Central Bank Issues currency andconducts monetary policy.

Agreed on single currency, butdifferent currencies in use in eachparty’s territory. The GermanMark is the only nationwidecurrency.

Table 1: Progress Achieved in Creating NationalInstitutions, as of September 1997 22

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19Background

In spite of multiple commitments from the parties to fa-cilitate returns, refugees have not returned to Bosnia atthe rate expected by the international community orwished by the asylum countries.23 To date, less than300,000 displaced persons and refugees (out of twomillion) have resettled in B-H. Most of these are major-ity returns.24 Despite the UNHCR’s efforts to plan formassive returns (as outlined in the “Repatriation andReturn Operation 1997”), these have not happened. Infact, many factors act as powerful disincentives to re-turns: lack of security for returnees, administrative ob-stacles (most notably the limited ability to reclaimproperty), destruction (of housing, transport, or basicinfrastructure), and poor economic prospects (absenceof jobs). But more importantly, the three parties havenot delivered on their promise to help refugees return.Through political maneuvering and outright violence, allthree parties have consistently prevented minority re-turns, for example, Bosniacs returning to settle inRepublika Srpska or Bosnian Serbs returning toBosniac-held territory. The Bosnian Serbs have repeat-edly stated that they can not allow Bosnian Croats andBosniacs to resettle in Republika Srpska. BosnianCroats have prevented Bosnian Serbs from resettlingin the western part of the Federation. Bosniac authori-ties have opposed minority returns in Sarajevo and

23 See for example, William Drozdiak, “Germany Escalates Drive toRepatriate Bosnians,” The Washington Post, 3 April 1997, p. 28.

24 The term “majority return” designates the return of refugees of oneethnic group into areas majoritarily populated (and thus politically dominated) bythe same ethnic group. It is opposed to “minority returns” whereby refugees of oneethnic group resettle in areas dominated by another ethnic group.

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Bugojno.25 In addition, international observers andIFOR/SFOR officials believe the Bosniac authoritieshave used DPREs’ attempted returns in areas controlledby another entity to re-occupy strategically importantareas, mainly within Republika Srpska. In response,the international community established an “open cityprogram” whereby the UNHCR offered support and ma-terial assistance to villages and municipalities that wel-comed residents from all ethnic communities.

Widespread returns were even more difficult as free-dom of movement across entities did not exist for thelocal population. Indeed, police forces throughout thecountry routinely stopped vehicles bearing plates fromother entities and harassed their occupants. These wide-spread practices actually “prevent the population fromexercising its right to move freely around the country.”26

The international community tried to counter these prac-tices. The UNHCR ran inter-boundary lines buses whichallowed people from one ethic area to visit family or sitesin an area controlled by another ethnic group. In May1997, the IPTF and SFOR introduced a more aggres-sive checkpoint policy whereby all static police check-points in place for more than 30 minutes without explicit

25 See U.S. General Accounting Office, Bosnia Peace Operation:Progress Toward Achieving the Dayton Agreement’s Goal, GAO/NSIAD-97-132,Washington, D.C., May 1997, p. 45. As a result of the parties’ lack of enthusiasmfor minority returns, the international community has registered few successes inthis realm. For example, in Spring 1997, 1,000 Bosniacs managed to resettle inBanja-Luka (Republika Srpska). However, such happenstance were rare and almostlimited to large cities. In rural areas, minority returns are virtually non-existent.

26 UN Secretary General, Report of the Secretary-General on the UnitedNations Mission in Bosnia and Herzegovina, S/1997/468, 16 June 1997, p. 2.Available on http://www.un.org

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21Background

authorization from the IPTF were to be removed. De-spite these efforts, freedom of movement for non-inter-national persons was still limited.

Reconstruction is underway. The $5.1 billion PriorityReconstruction Program approved in 1996 was de-signed to (1) finance emergency reconstruction projectsand (2) promote sustainable economic development byfinancing small businesses and encouraging foreigninvestment in Bosnia-Herzegovina. The internationalcommunity’s effort benefited Bosnia. Some infrastruc-ture and basic services were restored and small-sizedbusiness loans helped revive commerce. According toa November 1996 donor report, economic conditionsslightly improved, especially in the Federation.27 How-ever, the parties’ limited cooperation slowed down thereconstruction process. For example, in 1996, the RSonly obtained 2 percent of the reconstruction pledgesin response to its lack of cooperation. In 1997, the OHRpostponed the donor’s conferences several times dueto lack of parties’ cooperation.28 The repeated post-ponements thus delayed the reconstruction efforts.

Finally, democratization of institutions and minds proveda difficult process. The restructuring of police forcesand judicial systems into democratic institutions did not

27 For example, unemployment has gone down from 90% to about 60%.The World Bank estimated that 250,000 jobs were created at the peak of the 1996reconstruction program. Industrial production has risen to 20% of its pre-war levelin the Bosniac-controlled area and to 85% of its pre-war levels in the Croat part ofthe Federation (this part of the territory was far less affected by the war). Incomeper capita, although extremely low, rose during 1996.

28 See “IMF, global donors press Bosnia on reforms,” Journal of Commerce,6 March 1997, p. 3.

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22 Target Bosnia

occur. The IPTF training program affected only a mi-nority of officers in the Federation and (as of July 1997)had not begun in the RS. Moreover, throughout a se-ries of incidents, police forces displayed little profession-alism, as well as lack of respect for democratic principles.According to several watchdogs in B-H, police forceswere involved in harassment, intimidation, and black-marketeering. They acted as a tool of repression. Thereform of the judicial system did not seem to have leftthe starting block. Likewise, democratization of themedia in Bosnia-Herzegovina is slow. Most mediaacross the country remained under tight control of thedominating factions and carried the messages that fittheir political masters. To date, the OHR and OSCEdemocratization and reconciliation efforts have producedfew results.

By and large, after 20 months of internationalinvolvement, the political and cultural differences thatsparked the war were not resolved and the partiesshowed little will to resolve them. At the PeaceImplementation Conference held in Bonn, Germany, inearly December 1997, the High Representative, CarlosWestendorp, acknowledged numerous problems, mostnotably the failure to organize the return of refugeesand displaced persons; and the lack of human rightsprotections, laws on foreign investments, custom rules,national political parties, and public corporations. Facedwith this reality, the DPA sponsors (France, Germany,Russia, United Kingdom, and United States) empowered

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23Background

the High Representative to impose binding decisions toovercome the parties’ obstructionism and speed up therebuilding process. 29

The NATO Mandate30

The United Nations Security Council Resolution 1031(December 1995) mandated NATO to deploy an Imple-mentation Force (IFOR) to Bosnia and Herzegovina “tohelp ensure compliance with the military provisions ofthe DPA.”31 Specifically, IFOR (then SFOR) was man-dated to—

• ensure continued compliance with the cease-fireagreed upon by the Parties on 5 October 1995;

• ensure that the parties’ forces are withdrawn from aZone of Separation (ZOS) on either side of the AgreedCease-Fire line, to be completed on 19 January 1996;

• ensure that transfer of territory between the two enti-ties is completed by 3 February 1996;

• ensure the collection of heavy weapons into canton-ment sites and barracks and the demobilization ofremaining forces (to be completed by 18 April 1996);

29 See Office of the High Representative, Bonn Peace ImplementationConference 1997: Bosnia and Herzegovina 1998: Self-sustaining Structures,Conclusions, Bonn, 10 December 1997. Available at http://www.ohr.int/docu/. Seealso, William Drozdiak, “Bosnians Told to Adhere to Peace Process,” The WashingtonPost, 10 December 1997, p A24.

30 For a detailed analysis of NATO’s involvement in Former Yugoslavia,see Gregory L. Schulte, “Former Yugoslavia an the New NATO,” Survival: The IISSQuarterly, 39/1, Spring 1997, pp. 19-42.

31 GFAP, Annex 1A: Agreement on the Military Aspects of the PeaceSettlement, article 1 (general provisions), para 1.

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• authorize and supervise the selective marking of theInter-Entity Boundary Line (IEBL) and ZOS, whichmark the new delimitation between the Federation andthe Republika Srpska;

• control the airspace over Bosnia-Herzegovina (includ-ing civilian air traffic);

• assist international organizations in their humanitar-ian missions;

• observe and prevent interference with the movementof civilian populations and respond appropriately todeliberate violence to life and persons; and

• monitor the clearing of minefields and obstacles.

Annex 1A granted NATO a wide degree of authority toachieve its mission and established as a principle thatIFOR had full authority to enforce the parties’ compli-ance with annex 1A. It states that—

the parties understand and agree that the IFORCommander shall have the authority, withoutinterference of any party, to do all that theCommander judges necessary and proper,including the use of military force, to protect theIFOR and to carry out the responsibilities listedabove in paragraphs 2, 3 and 4, and they shallcomply in all respects with the IFORrequirements.32

As a consequence, the parties agreed that to carry outits responsibilities, NATO has unimpeded right to ob-serve, monitor, and inspect any forces, facility, or ac-

32 GFAP, Annex 1A: Agreement on the Military Aspects of the PeaceSettlement, article IV, para 5.

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25Background

tivity in B-H that it believes may have military capa-bility. Refusal, interference, or denial by any party ofthis right “shall constitute a breach of this annex andthe violating party shall be subject to military action bythe IFOR, including the use of necessary force to en-sure compliance with this annex.”33 In conformity withthese provisions, NATO commanders resorted to forceto enforce the parties’ compliance with annex 1A of theagreement.

As the parties quickly complied with annex 1A of theagreement, NATO’s mission focus shifted. AlthoughNATO forces continued to ensure compliance with themilitary provisions of the DPA, commanders increasinglysupported the international organizations operating inBosnia-Herzegovina. This requirement led IFOR (thenSFOR) to establish working relationships with theprincipal civilian organizations (such as OHR, IPTF,UNHCR, and OSCE) called on to facilitate the civilianimplementation. First, IFOR/SFOR and the internationalorganizations established communication links andexchanged information on a regular basis. Second,IFOR/SFOR assisted the international organizations intheir missions by providing manpower and logistical

33 In regard with the IFOR enforcement role, annex 1A stated: “All Partiesunderstand and agree that they shall be subject to military action by the IFOR,including the use of necessary force to ensure compliance, for: failure to removeall their Forces and unauthorized weapons from the four (4) kilometer AgreedCease-Fire Zone of Separation within thirty (30) days after the Transfer of Authority,failure to vacate and clear areas being transferred to another Entity within forty-five (45) days after the Transfer of Authority; deploying Forces within areastransferred from another Entity earlier than ninety (90) days after the Transfer ofAuthority or as determined by the IFOR Commander; failure to keep all Forces andunauthorized weapons outside the Inter-Entity Zone of Separation after this Zoneis declared in effect by the IFOR; or violation of the cessation of hostilities asagreed to by the Parties in Article II, in GFAP, Annex 1A: Agreement on the MilitaryAspects of the Peace Settlement, article 4, para 4b.

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26 Target Bosnia

support. For example, IFOR supported the OSCE effortsto prepare and run the national elections in September1996, as did SFOR during the 1997 municipal elections.IFOR and SFOR supported the IPTF police stationinspections across the country. However, internationalorganizations argued that NATO support was too limited.UNMIBH, OHR, and UNHCR officials stressed thatNATO’s unwillingness to use force to enforce the parties’compliance with the civilian annexes of the DaytonPeace Agreement would soon stall the process.34 Thesituation notably evolved in summer 1997, as SFORagreed to step up pressure on the parties to complywith the civilian implementation.

The IFOR and SFOR Commandand Control Structures

Operation Joint Endeavour was a NATO-led operationauthorized by the UN Security Council Resolution 1031and carried out under the political direction of theAlliance’s North Atlantic Council (NAC), as stipulated inannex 1A of the Dayton Peace Agreement. Eager to

34 UNMIBH, UNHCR, and OHR officials stressed this point during non-attribution interviews conducted in October 1996 and March-April 1997. However,their statements reflected public positions taken by the High Representative. “I amof the opinion that it is the responsibility of the parties to cooperate fully with ICTY,and that this responsibility should remain with them. But as the same time, theinternational community cannot step back from its responsibility after having hadthe Security Council setting up the Tribunal, and after having devoted considerablyand justified political attention to the war crimes issue. Infantry battalions are notdesigned or trained for criminal investigations or other law enforcement activities.But the present IFOR policy of apprehending indicted persons if encountered, andif the tactical situation allows, is more a non-policy than a proper policy. We mustlook at ways of creating instruments which will be necessary in selected cases inorder to ensure that the one faction or the other simply does not make a completemockery of the international community,” in Carl Bildt, “The Prospects for Bosnia,”RUSI Journal, December 1996, pp. 4-5.

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27Background

avoid the command problems that crippled the UN ef-fort between 1991 and 1995, NATO insisted that IFORhave a unified command structure. On 20 December1995, most of the forces assigned to IFOR were placedunder the operational control (OPCON) of Supreme Al-lied Command Europe (SACEUR), General Joulwan,USA. The principle of unified command also applied to17 of the 18 non-NATO countries (mostly members ofthe Partnership For Peace—PfP) who chose to partici-pate in the IFOR operations. All non-NATO forces butRussia were incorporated into the unified commandstructure alongside NATO forces, under the commandof the IFOR Commander and his multinational divisionalcommanders.

The principle of a unified command, however, was notuniversal and four principal exceptions occurred. First,national support elements (NSE) remained under na-tional control. Second, about 12 of the NATO nationsprovided National Intelligence Cells (NICs) that alsoremained under national command and control. WithinNATO, intelligence is a national prerogative. Third,Russia’s participation in IFOR was subject to specialarrangements agreed to between NATO and Russia asthe Russian government refused to place its brigadeunder NATO command and control. The Russian con-tingent was thus directly subordinated to Col. GeneralLeontiy Shevtsov, as General Joulwan’s Russian deputy.In theater, the Russian Brigade was placed under thetactical control of the U.S.-led Multinational Division

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28 Target Bosnia

(North).35 Fourth, U.S. PSYOP forces (which formed thecore of the PSYOP capability) were not placed underNATO operational control. All these exceptions to theprinciple of a unified command chain remained validunder SFOR operations (as of August 1997).

The AFSOUTH/IFOR Structure

In December 1995, AFSOUTH assumed theater com-mand of IFOR operations, while continuing its normalduties. AFSOUTH theater organization comprised ninesubordinate commands (see figure 1).

Four of these commands were standing AFSOUTH sub-ordinate commands. COMAIRSOUTH had responsibil-ity for air operations. COMNAVSOUTH was responsiblefor coordinating naval operations in the Adriatic Sea.COMSTRIKFORSOUTH was responsible for carrier-based operations. COMLANDSOUTH had responsi-bility for the rear communication zone.

In addition to the standing AFSOUTH subordinatecommands, SACEUR assigned the ACE Rapid ReactionCorps (ARRC)—a multinational (although principally UKand German) corps-level organization available for crisisresponse—to CINCSOUTH as the land componentcommand. In addition, four temporary structures wereset up. A Command for Suppor t (C-SPT) wasestablished in Zagreb for logistical support (personnel

35 NATO basic fact sheet no. 10, “NATO’s Role in Bringing Peace to theFormer Yugoslavia,” March 1997. Available on http://www.nato.int

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29B

ackground

NAC/MC

SACEUR

COMIFOR

COMLANDSOUTHCOMAIRSOUTH

COMSTRIKFORSOUTH

C-SPT

COMNAVSOUTH

COMARRC

CJIICTFCOMSOCIFORCCJCIMIC

Figure 1: AFSOUTH/IFOR Commandand Control Structure

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30 Target Bosnia

movements, contracting). A Special OperationsCommand IFOR (COMSOCIFOR) was also established,with U.S., UK, and French elements, to coordinatespecial forces operations in support of COMIFOR. ACombined Joint CIMIC (CJCIMIC) provided commandand control for civil-military cooperation units throughoutthe theater of operations. Finally, the officialorganizational chart mentions a Combined Joint IFORInformation Campaign Task Force (CJIICTF), mainlycomposed of U.S. elements. In fact, the CJIICTF wasnot placed under NATO command and control, as U.S.DoD chose to retain control over U.S. PSYOP forces.This basic structure did not significantly change untilNovember 1996 when LANDCENT assumed theatercommand.

Considering the nature of the operation (overwhelminglya land operation), the ARRC played an important roleuntil November 1996, and was the most prominent IFORsubordinate command. The ARRC had direct authorityover three multinational divisions (MNDs): MND (SW),MND (SE), and MND (N). Each division was assignedan Area of Responsibility (AOR) to implement COMIFORguidance.36 However, the extensive overlap betweenIFOR and ARRC HQs geographic and issue areas ofresponsibilities (AORs) led to tensions, as the two staffsstruggled throughout the year to define relativeresponsibilities.

36 See Appendix 4 for a map of MNDs operations.

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31Background

The LANDCENT/SFOR Command and ControlStructure

The command and control structure changed in Novem-ber 1996 when LANDCENT took over AFSOUTH/ARRCas the principal force component. The structure initi-ated then remained unchanged during SFOR opera-tions.37 COMLANDCENT assumed command of thenew structure in early November 1996 (see figure 2).

The major changes with the previous command arrange-ments included the following:

• LANDCENT assumed AFSOUTH and ARRC respon-sibilities as the two headquarters were combined intoone. The rationale for this reorganization was thedesire to streamline the operation and alleviate theIFOR/ARRC HQs tensions. LANDCENT therefore as-sumed both theater-level and land component com-mand responsibilities and COMLANDCENT had directcommand authority over all land force components(with the exceptions noted above). The multinationaldivisions were placed under the responsibility of theDeputy Commander for Operations (DCOMOPS).

• The air and maritime components of the operation(COMSTRIKFORSOUTH, COMAIRSOUTH, andCOMNAVSOUTH) were no longer subordinate, butsupporting commands. As part of CINCSOUTH’scommand organization, they were not placed underCOMSFOR’s direct control.

37 At least until this report went to print.

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32Target B

osnia

COMSTRIKFORSOUTH

COMNAVSOUTH / CTF 436

Naval command component

COMAIRSOUTHAir Command Component

CINCSOUTH

Multinational Division

North (MND N)

Multinational Division

South East (MND SE)

Multinational Division

South West (MND SW)

COMSFOR

SACEUR

NAC

Figure 2: LANDCENT/SFOR C2

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33Background

• As under AFSOUTH/ARRC arrangements, the Com-bined Joint Special Operations Task Force (CJSOTF)and the Combined Joint Information Campaign TaskForce (CJICTF) remained under U.S. command andcontrol. However, in the course of 1997, DoD agreedto place its PSYOP forces under NATO command andcontrol, and in October 1997, PSYOP forces trans-ferred to SACEUR C2.

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35The Public Information Campaign

Chapter 2:The Public

Information Campaign

From early in the planning stage, NATO command-ers expected information to play a critical role inthe success of their operations in Bosnia-

Herzegovina. As in any military endeavor, public sup-port was central to mission accomplishment and PublicInformation (PI) was tasked with gaining and maintain-ing broad understanding for the mission. As in any peaceoperation, where force is only used as a last resort, publicinformation was one of the “non-lethal weapons” at thecommander’s disposal to convince the parties and thepopulations to engage in friendly courses of action.According to Captain Van Dyke, USN, IFOR Chief Pub-lic Information Officer (CPIO), public information was“one of the elements of power used by the internationalcommunity’s political and military leaders to shape theoperational environment, deter potential conflicts, andresolve crises in Bosnia-Herzegovina.”38 The importance

38 Capt. Mark Van Dyke, USN, IFOR Chief Public Information Officer,Public Information in Peacekeeping: The IFOR Experience, Briefing presented atNATO, Political-Military Steering Committee, Ad-hoc Group on Co-operation inPeacekeeping, NATO Headquarters, Brussels, 11 April 1997. Available at http://www.nato.int/ifor/afsouth

35

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given to public information in Bosnia-Herzegovina hadfar-reaching consequences for the structure and con-cept of operations. This chapter examines these re-quirements in detail.

Organization

Upon deployment, IFOR established a large PI organi-zation (of about 90 persons) designed to provide exten-sive PI presence wherever significant military activitywas taking place. To that effect, IFOR established PIoffices and press centers throughout theater (see fig-ure 3 for an organizational chart of IFOR PI).

IFOR and ARRC HQs PI offices and Coalition Pressand Information Center (CPIC) were the principal ele-ments of the PI structure. IFOR HQ PI directed thepublic information effort under guidance from NATO andSHAPE. ARRC PI was mainly responsible for PI issuesrelating to land operations in B-H. Both PI operationswere situated in Sarajevo, where the centers of gravityof media and military activities were located. Major IFORand international organization headquarters were es-tablished in Sarajevo. In addition, the international me-dia presence was concentrated in Sarajevo.39

However, the recurring tensions between IFOR andARRC HQs affected the PI operation. The tensionsstemmed from a lack of clear delineation between the

39 During the war, international reporters mostly remained in and aroundSarajevo.

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37T

he Public Inform

ation Cam

paign

NATO

SHAPE

IFORPIO

Yugosl. PI

Croatia PI

B-H PI

FYROM PI

NationalLiaison

NON-NATO

U.N.

NGOs

ARRCPIO

SARAJEVOCPIC

ZAGREBCPIC

AFSOUTHPIO

DIV. HQPIO

AIR POINTSOF ENTRY

ARRCCPIC CELL

CAOCSUB-CPIC

LANDSOUTHSUB-CPIC

UNITS PIOs DIV. HQSUBPIC

MARITIMESUB-CPICs

PORTSOF ENTRY

AIR BASESSUB-CPICs

Transit PointsSUB-CPICs

Figure 3: IFOR PI Organization

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38 Target Bosnia

ARRC and IFOR HQs responsibilities. The tensions wereespecially visible at the Coalition Press and InformationCenter, a structure shared by IFOR and ARRC. Indeedthroughout most of the IFOR operations, each head-quarters sought to exercise a quasi-command relation-ship over the CPIC, mainly through their respectiveaugmentees. This arrangement created tensions andcomplicated everyday operations.40

The structure was completed with PI offices and subor-dinate Coalition Press and Information Centers (sub-CPIC) established at divisional headquarters, wheresupport activity was taking place, and at transit loca-tions (most notably at port of entry and at arrival air-ports or airfields across B-H). The most importantelements in that structure were the three MNDs PI of-fices and press centers (established in Tuzla, BanjaLuka, and Sarajevo) as the divisions were likely to yielda considerable amount of media coverage. MNDs sub-CPICs were tasked with conducting day-to-day mediaactivities, such as press releases, conferences, andmedia opportunities to promote IFOR activities.

Finally, IFOR HQ PI established a PI liaison officer (LNO)to the Joint Operations Center (JOC) to enhance theinformation flow between public information and the rest

40 This situation resulted in several shortcomings. For example, bothheadquarters sometimes tasked the CPIC on the same topic at the same time,and both headquarters sometimes gave contradictory guidance to CPIC personnel.In the end, CPIC personnel seemed confused as to whom they were working for(IFOR HQ or ARRC HQ). The situation was further aggravated by the lack ofcontinuity of leadership. The Sarajevo CPIC had 7 different Directors or actingDirectors in 10 months (from Dec 95 to Oct 96), 2 of whom returned to their countrybefore the end of their tours. This personnel turmoil made it difficult to enforce thechain of command. Despite several attempted fixes, the problem was only solvedwhen LANDCENT assumed theater command in November 1996.

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39The Public Information Campaign

of the headquarters. The JOC LNO presence workedto mutual benefit. He provided a rapid link between theforces and the PIO, thus helping the PIO better antici-pate incidents. He also aided the information flow inthe other direction, as the PIO often learned of valuableinformation that the LNO could pass to the JOC.

LANDCENT/SFOR Changes

The PI structure changed in November 1996, whenLANDCENT assumed responsibility from AFSOUTH/ARRC in Sarajevo and after the transition from IFOR toSFOR in December 1996. The most significant changesincluded the following elements:

• The AFSOUTH-to-LANDCENT transition generatedsome organizational changes at headquarters levelas two headquarters (IFOR and ARRC) collapsed intoone (LANDCENT). As a result, the Sarajevo CPICsupported only one headquarters rather than two.

• Further changes resulted from the reduction of forcessubsequent to the transition from IFOR to SFOR (20December 1996). With 34,000 troops in theater(against more than 60,000 for IFOR), the SFOR PIorganization was reduced. Subsequently, several sub-ordinate-CPICs were closed, such as Ploce.

• Finally, after the municipal elections took place (Sep-tember 1997), SFOR HQ moved the press center fromthe Holiday Inn to the Tito Barracks.

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Concept of Operation

To effectively reach its target audiences, IFOR’s mes-sage first needed to convince the reporters, who medi-ate the information. To convince reporters, IFOR PIneeded to establish credibility. To be credible, IFOR PIneeded to “tell the story as it is,” to make as much infor-mation as possible easily available and to be ready toanswer (as candidly as possible) reporters’ questions.To ensure that its message be heard, IFOR adopted aproactive posture designed to stimulate media interestin its operations. The PI strategy was thus based onthree principles: a proactive public information policy; afree and open media access policy; and complete, ac-curate, and timely reporting. This section examines thepillars of IFOR’s public information policy and its impli-cation on the command and control structure.

A Proactive Information Policy

As negotiations closed down in Dayton and the likeli-hood of a NATO deployment increased, media interestin the Bosnia story grew anew. Under increasing mediapressure, NATO established a proactive public informa-tion policy designed to promote IFOR’s role and achieve-ments by stimulating media and public interest in IFORactivities and operations. A proactive public informa-tion policy “dictates that attempts will be made to stimu-late media and public interest about an issue or activityfor the purpose of informing the public.”41 The policy

41 SHAPE, “Annex A: Public Information Terms and Definitions,” ACEDirective 95-1: ACE Public Information Operations, NATO UNCLASSIFIED, Mons,August 1995, p A-1.

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41The Public Information Campaign

consisted of regular (and numerous) media opportuni-ties including daily press conferences, regular pressreleases, making commanders available for interviews,and media activities (such as going on patrol or follow-ing the activities of a civil affairs officer). Through thisproactive policy, NATO sought to set the media’s agendaon operations in Bosnia and to get its message acrossthrough multiple venues and occasions.

The proactive policy was critical early in the operation,as NATO needed to dissociate itself from the ill-fatedUNPROFOR mission. To that effect, IFOR PI releaseddetailed information about IFOR operations and encour-aged the media to cover IFOR activities. NATO seizedthe opportunity of renewed interest in the Bosnia storyto send a clear message to the factions that IFOR troopswere well-led, well-trained, well-equipped, and ready torespond to any challenge through the use of force ifnecessary.

Although media interest shifted rapidly toward the civilianaspects of the Dayton implementation, the proactivepolicy remained a centerpiece of IFOR PI activitiesthroughout Operation Joint Endeavour. IFORmaintained daily press conferences, released regularpress releases, kept in close contact with the presscorps, and continued to organize numerous mediaopportunities covering the wide range of IFOR activitiesin B-H. For example, opportunities to follow units onpatrols, or to cover de-mining or civil affairs activities, orto stay with units in the field were made available tointernational and local reporters. In addition, IFOR

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publicized its activities in support of internationalorganizations. For example, throughout the summer of1996, IFOR PI advertised IFOR support to the OSCE inthe preparation and execution of the national elections.

With the transition to SFOR, the PI policy became lessproactive. SFOR PI, anticipating a NATO withdrawalfrom B-H in June 1998, downplayed SFOR activitiesand role and encouraged the civilian organizations totake the relay.42 SFOR continued to participate in regu-lar activities (most notably the daily press briefing, thenheld five times a week). However, SFOR PI public pos-ture focused on its “military” activities such as patrols,weapon site inspections, or de-mining activities. SFORPI no longer advertised large sectors of its activities,such as civil-military cooperation and support to the in-ternational organizations. For example, during IFOR,CIMIC fact sheets and photographic material on civilaffairs teams’ reconstruction efforts were on display atthe CPIC. SFOR ended these practices, on the groundthat “we don’t do nation-building.”43

A Free and Open Media Access Policy

Conditions within Bosnia-Herzegovina dictated thatIFOR adopt a free and open press access policywhereby journalists could move freely around the theater

42 This conclusion stemmed from conversations with SFOR PI staff,including Col. Rausch, USA, SFOR Chief Public Information Officer; Col. Baptiste,FRA, Deputy Chief Public Information Officer; LTC Hoehne, USA, Acting CPIC-director; and Maj. White, CA, SFOR spokesman. All interviews took place in Sarajevoduring March-April 1997.

43 Interview with LTC Hoehne, USA, acting CPIC director, Sarajevo, March1997.

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of operation. Throughout the war, journalists had accessto the territory of Bosnia-Herzegovina. Transportationto and from B-H was available and local authorities didnot systematically prevent journalists from traveling toand from the country. However, although possible,traveling to Bosnia remained a dangerous activitythroughout the war.44 The October 1995 cease-firerestored conditions for relatively safe travel across thecountry. The policy adopted in December 1995 was stillin use at the time of writing.

According to this policy, journalists were allowed to movefreely around the theater of operations. IFOR requiredthat all journalists seeking access to military elementsbe registered with NATO. This was an easy process forany journalist working for an established media outlet,who was registered and issued a theater-access badge.This badge allowed reporters to go freely in and aroundthe country and to enter IFOR compounds. In addition,under certain conditions, journalists could benefit frommilitary equipment, such as transportation (mainly in-side theater) or communications. However, reporterswere expected to provide for their own accommodationsand food.

This policy resulted in two major benefits. First, itcontributed to IFOR’s efforts to establish and maintaingood relations and a high level of credibility with themedia— especially with the American media.Considering that all restrictions placed on reporters

44 Forty-five journalists were killed covering the Bosnian war betweenApril 1992 and December 1995.

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during several operations during the 1980s and 1990sstrained military-media relations, adopting a liberal policywould score high with the journalists covering the Bosniastory.45 Second, adopting the free and open accesspolicy freed the IFOR PI from a substantial logisticalburden. Indeed, IFOR did not have to worry aboutproviding transport, accommodations, or food for theincoming journalists.

Complete, Accurate, and Timely Reporting

During planning, CINCSOUTH Admiral Smith, USN,established the need to gain and maintain a high levelof credibility with the media as a prerequisite for gainingthe public’s support and confidence for the mission.Providing IFOR’s target audiences (the international andlocal media, the local population, and to a lesser extentthe Former Warring Factions) with “complete, accurate,and timely information” was the key element of this policy.According to Capt. Van Dyke, USN, IFOR chief PIO,Admiral Smith felt that in an open and transparent op-eration such as IFOR, “if we [IFOR] know, they [themedia] know.”46 Under such circumstances, disseminat-ing relevant information—including bad news and mis-takes—as quickly as possible was essential. It wouldhelp the command establish good relations with the

45 For an overview of the military restrictions on media access to thebattlefield, see Pascale Combelles Siegel, The Troubled Path to the Pentagon’sRules on Media Access to the Battlefield, U.S. Army War College, Strategic StudiesInstitute, May 1996.

46 Interview with Capt. Van Dyke, USN, IFOR chief PIO, Sarajevo, 17October 1996.

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45The Public Information Campaign

press, and promote broad understanding of the mis-sion. Timely and accurate reporting were essential ele-ments of IFOR’s proactive PI policy.

Implications of PI Concept ofOperation on C2

The IFOR PI strategy had important command and con-trol implications. To provide complete, accurate, andtimely information to the media, PI needed rapid infor-mation flow and thus had to be closely tied into opera-tions. Specifically, PI needed to have close associationwith their commanders (to be kept abreast of their think-ing), to be kept informed of plans and of operations andincidents as they unfolded (or as close as possible tothat), and to be allowed to release information quicklyto the press.

Commander Support

Following plans, most commanders gave full support totheir PI teams and established close relations with theirPIOs. For example, Admiral Lopez, USN, COMIFORduring summer and fall 1996, held his first and last dailymeeting with Capt. Van Dyke, USN, the IFOR Chief PIO,or his deputy. COMARRC, LtGen Walker, UKA, usuallychaired the daily ARRC information coordination groupwhere information activities were considered. BothARRC and IFOR CPIOs enjoyed an open-door policywith their commanders and had one-on-one informalmeetings as the situation dictated. This close

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relationship allowed the PIOs to gain insights into thecommanders’ thinking and wishes. It also ensured thatthe commander knew what was developing in the newsmedia. Such a close relationship between thecommander and the PI is all the more remarkable as itseemed to be relatively unusual. As Capt. Van Dykeput it: “I had never enjoyed so close a relationship withmy commander in my previous assignments. This wasunusual, but it was a critical condition of our success.”47

Such an open and close relationship, however, did notseem to continue under SFOR. The SFOR CPIO hadmore limited access to his commander than his IFORpredecessor. The following changes in the CPIO/COMSFOR relationship occurred:

• The Chief PIO no longer enjoyed an open-door policywith his commander.

• COMSFOR no longer cultivated an informal relation-ship with his chief spokesman.

• Encounters between the CPIO and the COMSFORwere limited to formal morning meetings.

Relationship Between PI and Operational StaffComponents

In addition, throughout the operation, commanders atIFOR and ARRC HQs ensured that the flow of informa-tion between PI and operations was adequate, allowing

47 Interview with Capt. Van Dyke, USN, IFOR CPIO, Sarajevo, 17 October1996.

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PI to gain complete and timely knowledge of currentand future operations, even when classified. The high-est integration occurred at IFOR HQ level, where the PIoffice had a liaison officer (LNO) permanently assignedto the Joint Operations Center (JOC). The LNO, sittingnext to the JOC director, assessed all information com-ing to the operations center and reported to the chiefPIO or his deputy any situation that might become anews story. “My goal is to let the chief PIO be aware ofwhat is going on and let him decide based on the factswhat PI implication some events might have.”48 The JOCLNO also tracked down information published in pressreports but where no operational information was (yet)available. His presence also benefited the JOC as heprovided information gathered by the PIO to the opera-tions center. The close proximity of the PI office and theJOC (almost literally next door to each other) facilitatedthe information flow between PI and operations.49 How-ever, the integration with CJ3 seemed to decline duringSFOR operations. SFOR PI still had a representativein the JOC, but his office was not necessarily read intooperational planning.

The situation was less integrated at subordinate head-quarters and at division level. At ARRC, MND (N), andMND (SW) the PI offices did not have a full-time perma-nent liaison officer assigned to the operations room. In

48 Interview with Captain Feliu, USA, PI LNO to the JOC, Sarajevo, 11October 1996.

49 For example, IFOR Deputy Chief PIO went regularly to the operationscenter. Interview with Col. Serveille, FRA, IFOR DCPIO, Sarajevo, 27 October1996.

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most cases, the pace of activities did not require a full-time liaison.50 In addition, the ARRC, MND (N), and MND(SW) PI offices and operations room were not as con-veniently located as they were at IFOR HQs level. Forexample, at both MNDs, the PI offices and operationsroom were located in different buildings. Casual walk-ins were therefore not easy. In these three headquar-ters, however, PIOs had free access to the operationsroom. MND (SE) was not as integrated.

Close integration was also ensured through IFOR andARRC PIOs’ attendance of various meetings and con-ferences. At headquarters level and at MND (N) andMND (SW), PIOs attended the commanders’ staff meet-ings and the morning and evening conference calls. AtMND (N)—

Immediately behind Nash [USA, CG MND (N)] aretwo rows of staff officers. In wartime, the first rowwould be operational staff providing instant updateson fire support, air support, armor movements,intelligence and logistics. But this isn’t war. Sittingbehind Nash instead is a staff more familiar to abig-city mayor: a political advisor, an expert oncivilian relations, representatives of two jointcommissions, a public affairs specialist and a stafflawyer.51

50 The ARRC, however, established a liaison in early September 1996 formonitoring information relating to the national elections. But according to the liaisonofficers, there was not enough work for them to do, except during the few daysaround the elections.

51 Cited in Capt. Mark Van Dyke, USN, IFOR Chief Public InformationOfficer, Public Information in Peacekeeping: The IFOR Experience, Briefingpresented at NATO, Political-Military Steering Committee, Ad-hoc Group on Co-operation in Peacekeeping, NATO Headquarters, Brussels, 11 April 1997. Availableat http://www.nato.int/ifor/afsouth

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49The Public Information Campaign

By providing a knowledge of plans and a clear under-standing of HQ policy and thinking, these arrangementsenabled IFOR PI to anticipate and prepare for incidentsand difficult issues. They provided a rapid link betweenPI and operations, thus minimizing the likelihood that areporter would break a story about NATO operationsthat PIOs were not aware of, and, thus, prepared for.

The Information Chain

The arrangements were likely to be tested when a sud-den incident would occur and be reported in the mediabefore IFOR was prepared to make a public statement.To avoid these situations, PI needed to be aware ofoperations and incidents as they unfolded (or as closeto this as possible). This, however, constitutes a toughchallenge (see figure 4). Reporting through a chain ofcommand is time-consuming, as each authority levelprocesses information before reporting to higher head-quarters. It is an even more time-consuming process ina multinational operation where each layer might speaka different language, translate the incoming report, andprocess it in its own language before passing it up. Sucha lengthy process cannot adequately support the PIOneeds for timely delivery of accurate information. A typi-cal information flow up a military chain of command sim-ply cannot compete successfully with media reporting.

The challenge stems from the inherent imbalance be-tween a journalist’s ability to report on the spot and themilitary’s need to process information before it passesit up the chain of command. First, journalists can relate

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F igu re 4 : M ilita ry C ha in o f C o m m an d v s . J o u rn al ist ic In fo rm a tio n F lo w

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51The Public Information Campaign

any piece of news much faster than the military. Today’stechnology enables a journalist to broadcast an ongo-ing incident live (providing he or she is on the ground).While witnessing an incident, a journalist just needs toset up a satellite phone to break the news to his centraloffices. In a matter of minutes, the news may reachwide international audiences. By comparison, the mili-tary flow of information is much slower. Indeed, facedwith the same incident, an officer will report the situa-tion to his immediate higher headquarters. The pro-cess will be repeated until the information reaches ahigh enough level headquarters where the informationcan be cleared for public release. Second, a journalistmay be asked to provide his “analysis,” his personal in-terpretation of the situation to the best of his knowledgeat the time of release. Military reporting, however, typi-cally focuses on facts rather than impressions. Thusreporting might be delayed as attempts are made toconfirm or complete the facts. Finally, the pressure toscoop the competition can lead to a situation where “be-ing first is better than being right.” Typically, it results inreporters going on air because something is happen-ing, although it is unclear what is happening. Being onair matters most. Military reporting, on the other hand,typically relies on collecting all the facts and verifyinginformation before passing it up to higher headquarters.For the journalist, immediacy can override accuracy. Forthe military, accuracy can override immediacy.

This imbalance is dangerous because a higherheadquarters can learn about an operation or an incidentfrom the TV news rather than from its subordinate

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headquarters. The likely results are potentially importantas higher headquarters often treat the media reportingas fully factual whether this is truly the case or not. Inconsequence, higher headquarters will often turn angrilyto its subordinate elements for confirmation orexplanations.52 This type of intervention generatestensions between higher and subordinate headquartersand hurts the credibility and confidence necessarybetween levels of command. On occasions, theimbalance between military and journalistic informationflow may affect decision making, either by producing alasting impression on the decision maker or by his feelingforced to react in the heat of the moment.

IFOR’s solution to this dilemma consisted of a verticalfunctional information chain linking all PIOs throughouttheater. According to Colonel Serveille, IFOR deputychief PIO, annex P to OPLAN 40105 explicitly autho-rized a direct liaison between public information organi-zations at all levels of IFOR operations.53 The chain ofinformation worked in coordination with the chain ofcommand. Operational information was reportedthroughout the chain of command. Operational infor-mation of potential media interest was reported to thePIO, who reported it to the upper PIO echelon. Theinformation chain allowed PIOs to communicate and

52 This happened when during the U.S. intervention in Haiti (OperationUphold Democracy, September 1994), Marines opened fire on local police whopulled their weapons at them in Cape Haitien, killing ten. Apparently, the Pentagonand the White House learned of the incident from CNN. Authorities in Washingtonthen directly contacted the local Marine commander around the C2 chain for anexplanation of events.

53 Interview with Col. Serveille, FRA, IFOR DCPIO, Sarajevo, 27 October1996. The principle of the information chain was retained in SFOR planning.

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exchange information without having to pass throughall the layers of the chain of command, thus speedingup the information flow. Figure 5 presents the com-mand and information chains, using MND (SE) as anexample. In case of a serious incident, the process wasfurther decentralized. Division or headquarters dis-patched a PIO to collect firsthand information and dealwith the press on-the-scene. In other words, PIOs hadthe authority to speak with other PIOs without violatingthe chain of command. These provisions greatly re-duced the amount of time necessary for PI to obtainoperational information of potential media interest andallowed an information flow that could support timelyand accurate reporting.

The NATO operations in Bosnia revealed the importanceof a separate information chain. In several incidents,IFOR PIOs gained timely awareness of situations thatrequired a public response, which allowed them to bet-ter respond to the situation.54 However, the chain ofinformation did not always prevent the media from scoop-ing IFOR PIOs. For example, PIOs in MND (N) com-mented, although they did not provide specific examples,that journalists sometimes came asking confirmation offacts that they were completely unaware of.

54 For example, during fall 1996, as U.S. military equipment (from theTrain and Equip program) began arriving in Croatia, IFOR PIOs spotted Europeansoldiers wearing IFOR badges around the cargoes. They immediately referred theinformation to IFOR Chief PIO for further action (as IFOR media line stated thatNATO had nothing to do with the program). The PIO related the information to theoperationscenter for further verification. It turned out that, in fact, the soldiers werenot IFOR. IFOR acted to have the badges removed and the PIOs receivedappropriate guidance to answer journalists’ questions on the issue. In anotherinstance, the MND (SW) PIO became aware that an attempted DPRE return in TitoDrvar was underway. He sent down one of his officers to gather information andprepare a public statement.

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osnia

COMIFOR

COMARRCCOSARRC

COM MND SE

COS MND SE

MND SE G-3

MND SE PIO

ARRC PIO

IFOR PIO

Figure 5: The Information Chain Process

LegendChain of CommandFunctional Information Chain

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No arrangement or procedure is fault-proof, and how-ever integrated the PIO and operations are, incidentswhere the media will scoop the military will occur. Thisis all the more true in a peace support operation, wherejournalists move freely around the theater of operations.However, the consequences of these rare incidents canbe either deflated or inflated by the higher command’sreactions. Consequences are inflated or blown out ofproportions when higher echelons impatiently requireon-the-spot explanation. Consequences are minimizedwhen higher echelons remember that the military chainis slower than media reporting and allow the subordi-nate headquarters to check the facts. The deflating pro-cess requires that higher commands have enoughcredibility with the media to delay releasing all informa-tion while asking the subordinate headquarters to checkthe matter. An information chain, however, is likely todecrease occurrences where the media scoops thePIOs. It is not a full-proof arrangement, but can be avaluable tool.

Delegation of Authority and ConfidenceBetween Headquarters

The purpose of these arrangements would have beendefeated if, in the end, PIOs were not allowed to re-lease information to the media. Delegation of authorityto a satisfactory level (i.e., a level that met PIO and jour-nalist requirements) depended largely on the level ofconfidence between headquarters and principally be-tween NATO HQ, SHAPE in Belgium, and IFOR HQ inSarajevo.

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Establishing trust and confidence, especially betweenthe strategic-level HQs in Belgium and the operationallevel (IFOR/SFOR HQ) was a challenge. During Op-eration Deliberate Force, AFSOUTH and NATO/SHAPEexperienced difficult relations. NATO HQ and SHAPErequested to clear all public announcements, includingall daily press briefings and releases of combat cameraimagery.55 Surprisingly, however, NATO, SHAPE, andAFSOUTH were able to dispose of Deliberate Force’slegacy.

Under IFOR/SFOR, information release authority wasdelegated to the lowest possible level. COMIFOR/COMSFOR had authority to release (or to delegate re-lease authority to appropriate levels) all theater-opera-tional information. In addition, IFOR/SFOR PI wereauthorized to confirm news already obvious to the me-dia without having to refer to higher headquarters. Thisprovision greatly enhanced the PIs’ ability to react quicklyto fast-breaking news. Appropriate delegation of releaseauthority allowed them to react in a timely fashion tofast-breaking news without interference from higherechelons. The higher the release authority is, the longerit can take to confirm and release relevant information.In some cases, such delays can create tensions withthe press and damage the military’s credibility amongjournalists.

55 SHAPE requests caused recurring tensions with AFSOUTH PIOs andwith journalists who openly wondered what “NATO was trying to hide.” For ajournalistic point of view on this issue, see Rick Atkinson, “NATO Tailors BombingInformation,” The Washington Post, 16 September 1996, p 20.

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To make these arrangements work, confidence andtrusting relationships were needed between NATO HQsand SHAPE; between SHAPE and IFOR/SFOR HQ; andbetween IFOR/SFOR HQ and its subordinate com-mands. This was mostly ensured through bureaucraticmeasures, by providing detailed guidance and situationreports (SITREPS), and by maintaining close contactthroughout the PI structure. Throughout the operation,NATO and SHAPE exercised oversight of the PI opera-tion through the production of Public Information Guid-ance (PIG). They provided all IFOR/SFOR PIOs with ageneral framework to keep events and incidents in the-ater in the broad political context and provided theAlliance’s official position on the most important issuesrelating to the mission. When needed, further guidancewas available directly from the NATO SecretaryGeneral’s spokesman. IFOR/SFOR PI relayed this guid-ance to subordinate commands. Conversely, subordi-nate headquarters kept higher headquarters in SHAPEand NATO apprised of events in theater through a steadybottom-up information flow, including a daily telephonecall to SHAPE PI for planning of the day’s activities; pro-duction of a daily SITREP to SHAPE; production of atranscript of the daily press conference; and frequentinteractions by telephone and e-mail. A similar streamof information went from SHAPE HQ to NATO HQ.

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Public Information Activities

The PI strategy principles allowed IFOR and SFOR toprovide a steady flow of information to journalists cov-ering the operations. Aside from issuing guidance andproducing SITREPS for higher and subordinate com-mands, IFOR and SFOR PI conducted the followingactivities:

• Everyday, IFOR/SFOR PI held a press briefing at11.00 at the Sarajevo Holiday Inn. The briefing wasthe main venue by which the IFOR released informa-tion to the media and it typically focused on opera-tions and events of the previous 24 hours. The dailybriefing frequency was progressively downscaled fromseven to five days a week when the tempo of opera-tions calmed down.

• Special briefings were organized at the IFOR presscenter when needed, most notably during VIP visits.

• IFOR/SFOR PI maintained informal relations with jour-nalists. Before and after the daily briefing, journal-ists, spokesmen, and public information officersgathered in the CPIC hallway around a cup of coffeefor informal chats and interviews. The informal inter-actions allowed PIOs and journalists to gain insightsinto each other’s work.

• IFOR/SFOR PI answered media queries. Any jour-nalist could call the CPIC for information about op-erations. To that effect, the press center was opendaily (except Sundays after the first few months ofoperations). In addition, a press officer was on duty24 hours a day, 7 days a week to answer questions.

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• IFOR/SFOR PI set up media opportunities for report-ers and photographers. IFOR PI compiled regularlists of activities that reporters were welcome to at-tend. These proactive actions were curtailed substan-tially during SFOR operations.

• IFOR PI produced and made available illustrativematerial for journalists, such as photographs of IFORactivities and maps. It is unclear whether SFOR con-tinued this practice.

• IFOR/SFOR PI notified the press of incidents and sig-nificant events through press releases.

Limiting Factors

Several factors limited the effectiveness of IFOR/SFORpublic information operations. For example, as in anydeployment, PIO faced shortages of equipment andcommunications. Such shortfalls, however, did not sig-nificantly limit the PIO’s ability to conduct its mission.

The SFOR HQ progressively marginalized the CPIO andother PI staff roles within the command group. Thisdecreased the PIO’s contr ibution to missionaccomplishment. The strong support the commanderhad given the PI did not seem to survive the turnover toLANDCENT. From then on, the CPIO interactions withthe commander were limited primarily to formal morningmeetings. More importantly, it also seems that the PIintegration with other operational staffs (in particular theCJ3) decreased from AFSOUTH to LANDCENT. Thesechanges decreased the PI’s ability to effectively

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contribute to mission accomplishment. In a strikingexample, the CPIO learned of the raid to arrest two warcriminals in Prijedor on 10 July 1997 only after it hadalready taken place. By this time, the Bosnian Serbmedia was already repor ting events (with theirinterpretation of the events). This left the SFOR CPIOunable to assume a proactive posture but in a reactivemode with the “information” initiative in Serb hands.

But throughout the mission, the major limitation stemmedfrom the multinational nature of the operation. Creatinga truly multinational PI apparatus was a challenge. TheIFOR OPLAN called for a multinational PI apparatuscentered around the establishment of multinational sub-CPICs led by an officer of the largest contributing na-tion in a given sector. This structure, however, did notmaterialize. For example, while MND (N) established asub-CPIC, it was placed subordinate to a U.S. Joint In-formation Bureau (JIB).56 The sub-CPIC did not haveU.S. personnel, and the JIB only had Americans. Thesub-CPIC represented the non-U.S. contingents serv-ing in MND (N), while the JIB handled all matters relat-ing to the U.S. forces. Throughout IFOR operations, theJIB directed all public information activities throughoutthe division’s AOR, while the underemployed sub-CPICpersonnel was left with marginal duties. Most notably,the sub-CPIC personnel handled press registrations andran errands away from the Task Force Eagle compound,

56 In a multi-service U.S. deployment, the Joint Information Bureau is thepress center and typically has representatives of several services involved in theoperation.

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61The Public Information Campaign

a function the JIB personnel could not handle due toforce protection rules.57 The sub-CPIC was suppressedaltogether during SFOR operations. Likewise, MND(SW) sub-CPIC was mostly composed of British per-sonnel. Early in the IFOR operation, the division pre-ferred to wait for UK reinforcements rather than acceptNATO personnel. Throughout IFOR operations, onlyMND (SE) eventually managed to establish a truly mul-tinational sub-CPIC. Each major contributing nation tothe division had a representative in the PI office. Allrepresentatives participated in the PI daily operationsand planning.

Two factors made it difficult to establish a truly multina-tional PI apparatus. IFOR divisions headquarters werenot multinational but run by the leading contributingnation. The press office was one of the few multina-tional staff components. In addition, commanders pre-ferred to bring their own national PI staffs to run their PIprograms.

In addition, in a large coalition such as IFOR/SFOR,room existed for different PI concepts. These differencesmade it more difficult to run a concerted campaign.Although the PIOs in theater operated under NATO andSHAPE guidance, they also remained imbued with theirown national doctrines and procedures. Even the three

57 In MND (N), U.S. and non-U.S. troops were submitted to two sets offorce protection rules. Americans were required to wear full combat gear and traveloutside the compound in four-vehicle convoys. None of these restrictions appliedto the non-U.S. personnel. Since the JIB personnel could not easily muster thefour-vehicle convoy to travel will all journalist, the JIB director often asked CPICpersonnel to escort reporters within the AOR.

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62 Target Bosnia

major contributors (the U.S., the UK, and France) haddifferent approaches to public information operations.Table 2 presents the main differences in the three ma-jor coalition partners’ public information policies.58

National systems of operation were a source of recur-ring problems as different PI doctrines and proceduresled to misinterpretations, incomprehension, and difficul-ties among IFOR PI staff.59 From observations in thefield, it seemed that each PIO was working at least asmuch with his national doctrine as with OPLAN 40105,ACE directives, or NATO doctrine.60 Problems regularlyarose when PI staffs had to deal with incidents and un-expected events.

One set of problems arose from different views on theamount of information that should be released to themedia. From observations in theater, it appeared thatIFOR and ARRC HQs perspectives on this issue oftenconflicted. IFOR HQ policy, which was based on SHAPEand U.S. public affairs principles, was clear: all

58 Table 2 presents the principles guiding information policy in Bosnia-Herzegovina as reconstituted from public information doctrinal publications (whenavailable) and from conversations with PI officers both in theater and in the variouscapitals concerned.

59 This phenomenon was mostly documented for the IFOR period.

60 For example, at MND(SW), PIOs used the UK MOD manual for publicinformation officers to solve problems as they occurred. At MND(N), the JIB mainlyworked with US doctrine and according to US procedures. The following is a concreteexample of how PIOs sometimes reacted according to national rather than NATOprinciples. In October 1996, military photographers videotaped armed RS policemenbeating up a journalist in the Zone Of Separation. The journalist asked for the tapeto be released. At the IFOR PI morning meeting, a British officer argued that itsrelease would be contrary to the ‘green book’ (UK MOD public information directives)instructions, whereas OPLAN 40105 authorized the release. Author’s notes fromIFOR HQ PI morning meeting, 16 October 1996.

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63T

he Public Inform

ation Cam

paign

Country Public Information Principles Implications

U.S. Public information is a commandfunction.It is an operational tool.It is also a democratic requirementbecause people have a right to know.Publication of classified informationby a journalist is not against the law.

Internal information and release oftimely, complete and accurateinformation to the media.Requirements: (1) free and openpolicy (whenever feasible), (2)proactive policy and (3) easy access tocommanders.

UK Public information is an operationalfunction (belongs to G3).Publication of operational informationis forbidden by law and status.

Release of information should serve anoperational purpose. Media don’thave right of access to information.This is a granted privilege.

FR Public information is a supportactivity.Media don’t have a right of access toinformation.

Access to commander and operationalinformation is inconsistent.Information policy is semi-active (apolicy which seeks to information themedia and public without intending tointensify media and public interest).

Table 2: Major Contributors’ Public InformationPrinciples and their Implications

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64 Target Bosnia

information likely to be of interest to the media shouldbe released unless precluded by troop safety and/oroperational security. In addition, for the sake of credibility,IFOR HQ established the practice of confirming newsalready obvious to the media. Under no circumstancesshould an IFOR spokesman lie directly to a journalistas it may cause irreparable damage to his/her credibility.The ARRC HQ, however, did not fully adhere to theseprinciples. On several occasions, IFOR HQ PIcomplained that ARRC PI officers were withholdinginformation that the media would be interested in.61 Inaddition, the ARRC seemed to strictly follow the Britishdoctrine that one does not talk about ongoing orupcoming operations. For example, prior to thedestruction of a large stock of ammunitions andexplosives in Margetici, reporters noticed increasedIFOR activity. Questioned by reporters at the dailybriefing, the ARRC spokesman denied that anything washappening.62 One could characterize the twoheadquarters’ attitudes as follows: For IFOR, thequestion should always be: “Why should I not releasethe information?” For ARRC, the basic question seemedto be: “Why should I release this information?” The twoconcepts regularly generated conflict between the twoheadquarters.

61 For example, early in IFOR operations, Gen. de la Presle’s plane washit by several rounds of fire during a landing at Sarajevo airport. The CPIC director,an ARRC augmentee, did not include in the press release that the plane had actuallybeen hit. Interview with Col. de Noirmont, IFOR Deputy Chief Public InformationOfficer, Paris, 16 November 1996.

62 Interview with Simon MacDowall, acting Sarajevo CPIC director duringIFOR operations, Northwood, 17 February 1997.

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65The Public Information Campaign

There also were frictions between IFOR and subordi-nate headquarters about the level and type of informa-tion that should be reported up the chain of command/chain of information. To be able to deliver complete,accurate, and timely information to the press, IFOR HQsPI expected fast, comprehensive, and accurate report-ing from the subordinate commands. However, contin-gents did not always report as much information as IFORfelt it needed to handle media queries effectively. In someinstances, contingents failed to report information thatwould reflect negatively on their attitudes or operations.In other cases, contingents failed to report on routineactions that they viewed as unimportant operationally.As a result, they did not report these “details” throughthe information chain. However, these details could havehelped IFOR spokesmen deal with the media.63

Some contingents failed to closely associate their PIwith their operational staffs. For example, at the French-led MND (SE), commanders seemed to consider the PIas a support activity. During the first months of theoperation, PI did not have easy access to the operationsroom, did not attend the commander’s conference calls,and were not associated with G2 or G3 activities. Thingsonly improved slowly. Several months into operations,PIOs were tasked with presenting a daily press summary

63 On 9 January 1996, a Bosnian Serb sniper shot a woman on theSarajevo tramway. The French immediately fired back at his position. At the dailybriefing, the press accused IFOR of standing by and not doing anything. At first,IFOR PI could not counter those accusations because it was not aware of theFrench response. When they finally became aware of it, the issue was no longer ofinterest to the media and reported incorrectly internationally. Simon McDowall,Sarajevo CPIC director, spoke with the author, Northwood, 17 February 1997. (Foran account of the incident, see Olivier Tramond, “Une mission inédite executée parle 3e RPIMa à Sarajevo : La création d’une zone de séparation en milieu urbain,”Les Cahiers de la Fondation pour les Etudes de Défense, 6/1997, p. 53).

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66 Target Bosnia

at the evening division conference call. By fall 1996,they gained unlimited access to the operations room.They then became more closely associated withoperations as an organizational reform placed PI underG3 supervision in the fall of 1996. It seemed, however,that these reforms were too slow and incomplete to fullysatisfy IFOR HQ PI.

Conclusion

The main concepts of IFOR/SFOR PI operations servedthe commander’s needs and the public well. By provid-ing complete, accurate, and timely information, IFOR/SFOR established credibility with the international me-dia. Especially during IFOR operations, several inter-nal arrangements supported the PI’s ability to providethis information. These arrangements included a func-tional chain of information, close relationship betweenthe PIO and commander, and delegation of release au-thority. However, multinationality sometimes limited afully effective implementation of these principles. More-over, these principles were better attuned to the inter-national media than to the local ones. This gap meantthat the psychological operations campaign, specificallytargeted at convincing the local populations, was all themore important.

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67Psychological Operations

Chapter 3: Psychological

Operations

NATO planners established the need for a cam-paign targeted at the local population of B-Hand designed to shape attitudes and behavior

in favor of IFOR (later SFOR) troops and operations. Tocarry out this task, IFOR’s primary tool was its psycho-logical operations campaign, called the IFOR Informa-tion Campaign (IIC).64 Although an official NATO term,the term “psychological operations” was not used. SomeNAC members did not want to be associated with a “psy-chological operations campaign.” “IFOR InformationCampaign” seemed to ease these fears.65 However,there is little doubt that the “information campaign” wasa psychological operations campaign. It was conductedby PSYOP forces and according to NATO’s draft peacesupport psychological activities doctrine.66

64 With SFOR, it became the Information Campaign (IC).

65 This terminology creates some confusion, as the ARRC also used theterm information campaign to describe the combined and synchronized use of publicinformation and psychological operations. To avoid confusion, I use the termpsychological operations rather than information campaign to describe the PSYOPcampaign.

66 See NATO, “Annex J: Peace Support Psychological Activities,” Bi-MNCDirective for NATO Doctrine for Peace Support Operations, PfP UNCLASSIFIED,Brussels, 11 December 1995.

67

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68 Target Bosnia

Organization

A Combined Joint Task Force under CJ3 supervisionwas responsible for implementing the NATO psychologi-cal operations campaign. Under IFOR, the task forcewas called the Combined Joint IFOR Information Cam-paign Task Force (CJIICTF). With SFOR operations (20December 1996), the name changed to Combined JointInformation Campaign Task Force (CJICTF).67 Both taskforces were directed by a U.S. Army Reserve Colonel,and were mainly composed of U.S. personnel and as-sets with supporting elements from France, Germany,and the United Kingdom.68

The IFOR Structure

The Task Force featured centralized planning and man-agement at headquarters level, and decentralized ex-ecution by subordinate elements from divisions downto battalions. Figure 6 provides an organizational chartof the IFOR PSYOP campaign.

67 Initially, the SFOR task force was called Combined Joint SFORInformation Campaign Task Force (or CJSICTF). Due to the difficulty of using theacronym as a word and discomfort with the even shorter version SIC (for SFORInformation Campaign), SFOR was removed from the Task Force’s name.

68 Several other contributing nations conducted some form ofpsychological operations. For example, the Spanish and Italian contingents usedPSYOP in support of their civil-military cooperation (CIMIC) operations. Theseactivities, however, were relatively small in scale and nature and were not conductedin support or in coordination with the IFOR Combined Joint IFOR InformationCampaign Task Force, which is the focus of this chapter.

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69P

sychological Operations

COMCJIICTF

DCO

Int’l CoordCenter

EUCOMFSD

CPSEIlidza

POTF FWDSarajevo

HoP StaffZagreb

DPSE(MND N)

DPSE(MND SW)

BPSESarajevo PDC TV / Video

Newspaper:Herald of Peace

Audio AM Radios2(+) BPSEs3 BPSEs

Figure 6: IFOR Information Campaign Organization

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70 Target Bosnia

At the operational level, the CJIICTF had three elements:

• The headquarters was in charge of planning and man-aging the campaign.

• A PSYOP Task Force (POTF FWD) located inSarajevo conceived and developed the products tobe disseminated throughout theater and operated fiveIFOR radio stations.

• The HOP staff located in Zagreb produced the weeklynewspaper called The Herald of Peace. After a fewmonths of operations, the HOP staff joined the rest ofthe Headquarters in Sarajevo.

At the tactical level, support elements in charge of prod-uct dissemination were attached at corps, division, bri-gade, and battalion levels. PSYOP Support Elements(PSE) at division and brigade levels provided planningand execution expertise, while Tactical PSYOP Teams(TPTs) disseminated products and gathered feedbackon the IIC effort.

The SFOR Structure

With the transition from IFOR to SFOR in December1996, the PSYOP task force organization somewhatchanged. Although the new CJICTF was still structuredaround a core U.S. element, the presence of foreignsupporting elements increased notably. The significantchanges to the IFOR organization included the follow-ing: (see figure 7 for an organizational chart):

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71P

sychological Operations

Figure 7: SFOR Information Campaign Organization

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72 Target Bosnia

• The headquarters and Product Development Cell(PDC) became multinational instead of all-U.S. Franceand the United Kingdom assigned liaison officers(LNOs) to the CJICTF headquarters. Both LNOs fullyparticipated in the headquarters activities and pro-vided liaison with the UK-led MND (SW) and French-led MND (SE). Finally, the CJICTF J3 supervised aBrigade PSYOP Support Element (BPSE) with threeTPTs. The BPSE transported material to be dissemi-nated to the divisions, carried out dissemination mis-sions, and gathered feedback on the campaign’simpact.

• U.S. PSYOP Support Elements (PSE) from divisiondown to battalion levels only remained in MND (N).In the two other multinational divisions, U.S. PSE werereplaced with troops from the contributing nations. InMND (SW), UK troops ran a tactical level campaign,creating and producing material relevant to the AOR.UK troops also disseminated the CJICTF products.In MND (SE), German and French troops operated inthe GE and FR sectors (sometimes with the supportof the BPSE based in Sarajevo).

Concept of Operations

The PSYOP campaign was designed to influence thelocal populations and FWF to cooperate with NATO ac-tivities. To achieve these goals, the task force ran amultimedia campaign, albeit a limited one, and soughtto use step-by-step psychological processes to enticeattitudinal changes.

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73Psychological Operations

A Multimedia Campaign

The PSYOP campaign sought to reach the local popu-lation through a multimedia campaign relying mostly onNATO-owned assets. In the Bosnia context, where thefactions tightly controlled the local media and used themto propagate their self-serving propaganda, IFOR/SFORneeded to circumvent the local media to effectively reachthe local audiences. Also, in a country where peopleare accustomed to modern media and have relativelysophisticated expectations, the PSYOP campaignsought to take advantage of several venues to dissemi-nate its message. To achieve these goals, NATO re-sorted to a variety of self-owned media:

• A newspaper. IFOR printed a weekly newspaper, TheHerald Of Peace. This publication became a monthlypaper, The Herald Of Progress, with SFOR. In fall1997, the CJICTF decided to only print special edi-tions of The Herald Of Progress. The CJIICTF/CJICTFprinted 100,000 copies of most of the first 65 issuespublished by fall 1997.

• A monthly youth magazine. The German OPINFObattalion developed Mircko, a monthly magazine de-signed to appeal to the teenage audience. Publica-tion began in June 1996 and production has increasedto reach 100,000 copies per edition in fall 1997.

• Radio stations. The number and location of the IFOR/SFOR radio stations varied throughout the operations.Originally, IFOR set up five radio stations located inthe five most populated cities across the country:Sarajevo, Tuzla, Banja-Luka, Mrkonjic Grad, andMostar (struck down by a lightning on 14 September

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74 Target Bosnia

1996). During the first six months of SFOR opera-tions, the CJICTF operated three radio stations inSarajevo (Radio Mir), Brcko, and Coralici. In the fallof 1997, the French-led MND (SE) agreed to manand operate a new station in Mostar. These radiooperated at least 18 hours a day with music, newsbulletins, and messages.

• Television spots. As of March 1997, IFOR/SFOR hadproduced 51 television spots to be given to local sta-tions throughout theater.

• Posters and handbills. More than 3 million postersand handbills were disseminated throughout theaterbetween December 1995 and November 1997.

A Limited Campaign

The PSYOP task force was to abide by a number oflimitations. First, the PSYOP task force was only allowedto run a limited campaign that relied on true and factualinformation. Second, the task force was under an obli-gation to always identify itself as the source of the infor-mation. It was forbidden to use disinformation ordeception. Disinformation (also called grey propaganda)consists of disseminating information without specificallyidentifying any source, thus letting the target audiencedraw his or her own conclusions as to who put out theinformation. Deception (also called black propaganda)consists of disseminating information while letting thetarget audience believe it emanates from a source otherthan the true one.69

69 North Atlantic Military Committee, “Annex A: Glossary of PsychologicalOperations Terms and Definitions,” MC 402: NATO Psychological Operations Policy,NATO UNCLASSIFIED, Brussels, April 1997, p A-2.

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75Psychological Operations

Third, the nature of this peace support operation alsolimited the nature of the message. Unlike in wartime,there were no declared enemies in B-H. Therefore,messages undermining the factions (legitimately electedin September 1996) were deemed inappropriate, eventhough the factions regularly stalled or prevented fullimplementation of the agreement they had signed. Forexample, the CJICTF could remind people that all par-ties supported the right of refugees to return. It couldalso praise multi-ethnicity or give examples of reconcili-ation processes. However, it could not tell the people ofBosnia that their leaders did not live up to their promises.

A Step-by-Step Psychological Process

Within these constraints, the PSYOP task force soughtto use psychological processes to achieve attitudinalchanges. According to Colonel Schoenhaus, com-mander of the (SFOR) CJICTF, the campaign “chose toexpose the local populations to deliberate sequencesof ideas selected for their potential psychological im-pact in a step-by-step process to create in the mind ofthe target audience an acceptable alternative course ofaction.”70

This process involved carefully selecting the messages.The CJIICTF had the latitude to select the facts it choseto release as it was not compelled to “tell the truth, thewhole truth, and nothing but the truth.” It therefore chosewhich and how much information to put forward, and

70 Col. Schoenhaus, USAR, COMCJICTF from December 1996 to August1997, interview with the author, Sarajevo, CJICTF Headquarters, 27 March 1997.

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76 Target Bosnia

how to argue its case. For example, an explanatorypamphlet on the Brcko arbitration decision released inMarch 1997 throughout Republika Srpska did not men-tion that the RS leadership had rejected the decision.In another example, the SFOR chief information officerinsisted that a Herald Of Peace article on educationshould not quote a Bosnian Croat Minister explainingthat children in territory under Croatian military controlwould be taught the Croatian version of Bosnia’s his-tory. The Chief Information Officer later explained thatthe PSYOP campaign was not in the business of in-forming, but in the business of convincing. Thus, be-cause the Bosnian Croat Minister’s declarationcontradicted the DPA objectives of rebuilding a demo-cratic and multi-ethnic Bosnia, it should not be reportedin The Herald Of Peace.

In addition, the PSYOP task force presented messagesin a specific sequence to obtain a cumulative effect lead-ing to a change in attitude. For example, in support ofvoter registration for the national elections, the PSYOPtask force first released products showing the benefitsof democracy and voting. After the awareness phase,the task force moved to encouraging the voters to reg-ister for the particular election.

Alteration to the Original Concept

The original concept of operation, described above, didnot change much over the course of both IFOR andSFOR operations. Throughout, the campaign remainedunder the same limitations and sought to use step-by-

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77Psychological Operations

step psychological processes to entice attitudinalchange. The only major change resulted from the per-ceived lack of readership.71 Although IFOR productswere widely available throughout Bosnia-Herzegovina,the CJIICTF felt it did not reach the desired level of read-ership. Early in the IFOR operation, the CJIICTF onlyresorted to IFOR-owned media to disseminate its prod-ucts. Tactical teams roamed Bosnia-Herzegovina to dis-tribute The Herald Of Peace and Mircko, and todisseminate posters, handbills, and pamphlets. Mean-while, the headquarters set up five radio stations in themost populated cities of the country and progressivelyincreased the programming to 18 hours a day.

Throughout the operations, IFOR and SFOR PSYOPcampaigns were not adapted to the local populations’media consumption habits.72 The PSYOP campaignsrelied primarily on printed material (newspaper, newsmagazines, and posters), while the Bosnians’ preferredmedium was television. In addition, few Bosnians readpapers regularly because they are expensive, and tac-tical teams found that posters did not appeal much tothis audience. Meanwhile, newspapers, posters andleaflets constituted the core of the PSYOP effort. Like-wise, in the radio field, IFOR/SFOR radios transmittedon AM while most Bosnians listened to FM radios.

71 LTC John Markham, USA, SHAPE PSYOP staff officer, interview withthe author, Mons, 19 December 1996.

72 The PSYOP forces used in Bosnia an equipment adapted to third-world countries with relatively low-literacy levels, where the PSYOP community isregularly and mostly involved (Persian Gulf, Somalia, Haiti, Rwanda). Thisequipment, however, was not adapted to Bosnia-Herzegovina where the populationis literate, relatively well-educated, and is used to most of forms of media thatcharacterize the ‘information society.’

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78 Target Bosnia

These difficulties were compounded by the competi-tion from local news outlets. Indeed, from the start ofthe operation, the CJIICTF found itself competing withthe local media for visibility. According to a USIA sur-vey released in April 1996, most Bosnians got their newsfrom their local/ethnic media. In addition, they trustedthese outlets most to get accurate news.73 The compe-tition only increased as normalcy returned to Bosnia-Herzegovina and local news outlets flourished.According to Media Plan, a non-profit media watchdogbased in Sarajevo, more than 300 media organizationsexisted in Bosnia by fall 1996. Increased competitionmade it more difficult for the PSYOP campaign to reachits target audiences.

In response to that challenge, the CJIICTF altered itsoriginal concept. In fall 1996, the CJIICTF began torely on the domestic media to carry IFOR’s messagesto the public. To avoid tampering with products by localjournalists/editors, the CJIICTF provided the local me-dia with finished products. The CJIICTF developed TVprograms for local television stations to broadcast andprovided local radio stations with music tapes accom-panied by short messages. By the end of the IFORmission, the CJIICTF also printed posters (ads) to beinserted in local newspapers. Resorting to local mediaallowed the CJIICTF to expand its coverage, and to in-sert its message into media which had a high level of

73 U.S. Information Agency, Public Opinion in Bosnia-Herzegovina, volumeII, Washington, D.C., Spring 1996, pp. 125-134.

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79Psychological Operations

credibility within the local populations. The SFORCJICTF retained and expanded all these new means ofdisseminating the PSYOP message.74

Psychological Operations Activities

The primary mission of IFOR and SFOR PsychologicalOperations was to deter armed resistance and hostilebehavior against IFOR/SFOR troops and operations.The PSYOP campaign was primarily conceived as aforce protection tool. First, by making NATO’s mandateand intentions clear to the local population and FWF,the IIC sought to prevent misunderstanding leading tounnecessary violence. Second, the IIC objective wasto ensure broad compliance with the Dayton PeaceAgreement and discourage the factions from interferingwith IFOR/SFOR operations. The NAC themes andobjectives, approved in December 1995, reflected theoverwhelming importance attached to the forceprotection aspect of the mission. Indeed, a majority ofthemes emphasized that IFOR/SFOR had robust rulesof engagement and the capability to enforce the peaceagreement, and would respond in an even-handedmanner to all violations of the peace agreement. Furtherthemes sought to discourage the factions and localpopulations from hindering IFOR/SFOR operations and

74 These arrangements generated a whole new set of problems. Aschoice for programs increased, local outlets became increasingly demanding. Forexample, radio stations began to place demands on the musical contents of theCJICTF’s tapes or asked to be paid for airing them (selling air time as advertisingtime).

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80 Target Bosnia

to encourage cooperation with NATO. Initially,COMIFOR used these themes to encourage the factionsand local populations to comply with annex 1A of theDPA.

As operations unfolded, the FWF complied, for the mostpart, with annex 1A of the DPA and the local populationdid not interfere or become openly hostile to the NATOtroops. As a result, the CJIICTF began to promotethemes designed to facilitate broader DPA implementa-tion (not only annex 1A) and to get the local populationto support international community activities for a suc-cessful return to peace and reconciliation. The PSYOPcampaign actively supported civilian agencies operat-ing in Bosnia-Herzegovina (mostly the OHR, theUNHCR, the UNMIBH, and the OSCE before and dur-ing the elections). Upon requests from the internationalorganizations or upon its own initiative, the IFORCJIICTF developed products emphasizing the impor-tance of peace, reconstruction, and democracy. TheCJIICTF developed products to explain the content ofinternational decisions relating to peace in B-H, suchas the DPA and the Brcko arbitration decision. TheCJIICTF also developed a campaign in support of inter-national organizations’ work. For example, in spring1996, the CJIICTF initiated a campaign to promote free-dom of movement and encourage local populations tocross the IEBL. The IFOR CJIICTF also worked withthe UN Mine Action Center (MAC) to develop mineawareness products. They were mostly designed towarn local populations (as well as IFOR troops) of thedangers caused by mines. In summer 1996, the CJIICTF

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81Psychological Operations

actively supported the OSCE-run national elections. Tothat effect, the CJIICTF developed products explainingvoting procedures and encouraging the local popula-tion to register and vote, and printed the material nec-essary for the elections to take place (such as ballotsand maps of routes to polling stations).

SFOR Activities

With SFOR operations, the civilian themes componentof the PSYOP campaign grew in importance. As Gen-eral Crouch, USA, COMSFOR, determined thatprogress in the DPA civilian implementation was vitalfor successful mission accomplishment, the CJICTF wastasked with promoting democratic action, adherence tothe rule of law, acceptance of returnees, and the abilityof SFOR to enforce a secure environment in an even-handed manner. The CJICTF chose to underline themeswith a slightly more aggressive approach than IFOR.The CJICTF viewed the people of Bosnia as the majorproponents of change. By showing them how electedleaders should behave in a democratic country, theCJICTF hoped to raise the people’s expectations to-ward their leaders, and ultimately, trigger major changesin the political landscape. For example, the CJICTF de-veloped a series of products designed to explain howcertain institutions (such as the military, the media, andthe police) should behave in a democratic society. Theseproducts were designed to raise the population’s ex-pectations of their respective police and military forces.Likewise, the CJICTF developed a campaign in supportof the elections motivating locals to vote for leaders “who

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will bring a brighter future.” Without ever mentioningwho or what parties best fit that description, the CJICTFencouraged the people to think in their long-term inter-ests.75 These products were designed to motivate thelocal populations to assert their own rights to chooseand to present them with a credible alternative courseof action (rather than re-electing the same leaders whowould stall the peace process).

Limiting Factors

In addition to the political constraints linked to the na-ture of the operation (peace support operation) and dis-cussed above, several factors limited the effectivenessof the PSYOP campaign. These factors were numer-ous and evolved throughout the period analyzed (De-cember 1995 to Fall 1997). Among the most importantsets of limiting factors were the nations’ political sensi-tivities toward PSYOP and the difficulties to tailor amessage adapted to the local population. This sectiondetails these factors and examines their impact on thecampaign.

Reluctance Toward PSYOP

Resorting to psychological operations in support ofOperation Joint Endeavour (December 1995) causedsome unease among NATO partners. Some nations

75 Interview with Maj. Caruso, USA, CJICTF S3, CJICTF headquarters,Sarajevo, 28 March 1997.

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saw something of “The Manchurian Candidate” behindthe PSYOP effort.76 For example, SHAPE planners hadto rename the psychological operations campaign “IFORInformation Campaign” because they feared the NorthAtlantic Council would not approve a plan containingthe term “Psychological Operations.” The SHAPEPSYOP staff officer stated that “I could not use the term‘psychological operations’ when I first briefed at NATOHQ because that would have upset some nations.”77

In addition, some of the major partners in the coalition(among them the French forces) showed reluctance atfirst toward the use of PSYOP forces. The French re-luctance stemmed from political and historical reasons.After the defeat in Indochina (1954), the French armydeveloped PSYOP forces and used them extensivelyduring the Algerian conflict (1954-1962). When manyof the PSYOP officers supported the coup des générauxin 1961 (a rebellion against the legitimate government),the Ministry of Defense disbanded all PSYOP units. Thisissue remains sensitive to many government officialsand senior officers.78 As a result, during Joint Endeav-our, France only allowed a six-man U.S. PSYOP team

76 “Let us face facts: PSYOP has a public-relations problem. Manyorganizations and individuals—from the UN to NGOs to journalists unfamiliar withthe military—hear the term and an image The Manchurian Candidate comes tomind. This image is not simply a distortion of reality but it reflects a misunderstandingof the role of PSYOP, especially in HAOs.” Adam B. Siegel, The Role of Civil Affairsand Psychological Operations in Humanitarian Assistance Operations, Alexandria,VA, Center for Naval Analyses, CNA Annotated Briefing 95-85.10, April 1996.

77 Interview with LTC John Markham, USA, SHAPE PSYOP staff officer,NATO Headquarters, Brussels, 17 January 1997.

78 However, as a result of IFOR operations, the French command forspecial operations (Commandement des Opérations Spéciales — COS) is nowdeveloping a PSYOP doctrine and capability.

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under a bilateral liaison agreement. The U.S. team wasallowed to man the IFOR radio station in Mostar. Afterthe radio transmitter was struck down by lightning (on14 September 1996), the U.S. liaison team was allowedto stay. It then concentrated on disseminating CJIICTFproducts. For most of IFOR operations, the U.S. PSYOPteam was almost completely segregated from thedivision’s staff. The U.S. forces were isolated in a re-mote corner of the division’s HQ compound and hadalmost no interactions with the division’s PIO, opera-tions, or civil affairs staffs for the first six months of theoperations. Although contacts improved in summer andfall 1996, the staffs were never integrated.79

IFOR operations did much to alleviate these fears. Af-ter a year of operations, a SHAPE PSYOP officer wasallowed to talk about psychological operations withouttriggering a reaction. The French military decided tobuild a PSYOP capability. This effort coincided with theUK Ministry of Defence (MoD) authorizing the develop-ment of a British PSYOP capability (the UK develop-ment began prior to Joint Endeavour). However, bothefforts resulted in the British and French deploying as-sets to conduct PSYOP during Operation Joint Guard.

79 If the problems lies fundamentally with the French weariness aboutpsychological operations, they were further aggravated by a clash of personalities.During the first six months of IFOR operations, the head of the PSYOP team didnot want to interact with the division’s staff. Likewise, at that stage, the division’sPIO also did not want to be associated with the PSYOP team. These additionalproblems were in part alleviated when personnel rotated in early Summer 1996.The new head of the PSYOP team, Major Chris Bailey, USA, sought better relationswith the division’s staff. His fluency in French helped him get along on a personallevel with many of the staff officers. The new division’s chief PIO, Colonel Dell’Aria,developed relationships with the PSYOP team. Interviews with Colonel Dell’Aria,USA, MND (SE) chief PIO; Maj. Chris Bailey, USA, PSYOP LNO to MND (SE); andMaj. Marconnet, FR Gen, MND (SE) PIO, Mostar, October 1996.

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The Command and Control Situation

Political sensitivities not only made European nationsreluctant to using PSYOP, but also complicated the com-mand and control situation. From December 1995 toOctober 1997, U.S. PSYOP personnel (which formedthe core of the CJIICTF) remained under national com-mand and control. As a result of the 1984 NationalSecurity Decision Directive 130 (NSDD 130), the U.S.Department of Defense refused to place PSYOP forcesunder NATO command and control (C2). NSDD 130reads:

While U.S. international information activities mustbe sensitive to the concerns of foreigngovernments, our information programs should beunderstood to be a strategic instrument of U.S.national policy, not a tactical instrument of U.S.diplomacy. We cannot accept foreign control overprogram content.

The American refusal caused problems in everydayoperations. The C2 arrangements created coordina-tion problems as the PSYOP task force did not alwaysfeel compelled to coordinate their dissemination activi-ties with the MND HQs. The C2 arrangement also inhib-ited a flexible use of PSYOP elements at the tacticallevel, because it only allowed the ARRC and the divi-sions limited authority to instruct the PSYOP personnelto conduct specific activities. In addition, as the PSYOPtask forces were all-U.S. units under national C2, theirlogistics were to be assumed by the United States. How-ever, as the U.S. logistical support was mainly directed

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toward MND (N) where the core of U.S. forces were, thePSYOP task force in Sarajevo constantly suffered fromsupport pitfalls. It was always difficult for PSYOP ele-ments not in MND (N) to obtain the logistical support ina timely manner. Finally, the U.S. refusal to place itsPSYOP forces under NATO C2 caused tensions withinthe Alliance. European nations felt the PSYOP effortwas not fully NATO and were therefore reluctant to be-come full participants. The Europeans thus pressedthe U.S. to transfer authority to NATO as a prerequisitefor more participation. Finally in October 1997, theU.S. DoD transferred U.S. PSYOP forces in theater toSACEUR’s command and control.80

Approval Process

The dual chain of command had practical effects, mostnotably in complicating the concepts and proceduresfor approving PSYOP products prior to dissemination.PSYOP products were developed and approved at the-ater level. In theory, the PSYOP task force headquar-ters developed the products in accordance with theNAC’s approved themes and objectives and COMIFOR/COMSFOR approved the products before dissemina-tion. In practice, the process was a little more compli-cated. Throughout the operations, various nationsinvolved in the PSYOP effort retained review or ap-proval authority. For example, German PSYOP forces,which developed the monthly youth magazine Mircko,

80 This formal transfer of authority, however, did not translate into anyorganizational change before this monograph went to press at the end of November1997.

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had to send each issue back to Germany for a final re-view before dissemination. This review was establishedas Germany wanted to avoid any problem with its WorldWar II legacy in the area of operations. To make surethat no material could be misinterpreted, all editions ofMircko went back to headquarters in Germany for finalreview (although not for approval). This process didnot cause delays. As Mircko was a monthly publication,there was always time for the review process to takeplace without delaying publication or dissemination. Inanother example, all products developed by U.S. forceshad to be approved both by IFOR/SFOR (NATO chainof command) and by U.S.EUCOM (U.S. chain of com-mand). This dual procedure created conflicting require-ments, as two staffs (at IFOR/SFOR and at U.S.EUCOM) had to see the final products before dissemi-nation when the task force was under pressure to getproducts to target audiences as quickly as possible. Inpractice, this dual requirement did not seem to slowdown the approval process significantly, mostly becausethe U.S. chain quickly agreed to a silent approval pro-cedure whereby EUCOM would signal if products poseda problem.81 The process was further eased as EUCOMand the CJIICTF shared a common understanding thatthe CJIICTF would signal in advance products that mightbe controversial. However good the stop-gap measures

81 When LTC Furlong, USA, deputy commander of the CJIICTF, briefedthe Deputy Commander-In-Chief of U.S. Forces Europe (DCINCEUR) on 6December 1995 regarding the IFOR product approval process, DCINCEUR agreedto delegate approval authority to COMIFOR and to rely on COMCJIICTF’s day-to-day judgment in case of conflict between NATO and U.S. operations. If a conflict ofinterest appeared between IFOR and EUCOM’s PSYOP campaigns, DCOMCJIICTFwas to call EUCOM J3 to raise the issue and promote a mutually satisfying solution.Such instances, however, were rare. Comment from LTC Furlong, USA,DCOMCJIICTF from December 1995 to December 1996, Washington, D.C., 10October 1997.

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were did not fix the basic problem underlying this orga-nization: this arrangement created a de facto dual chainof command, which contradicts the basic military prin-ciple of a unified chain of command.

Additional problems occurred when LANDCENT de-cided to reform dramatically the theater-level approvalprocess. Until November 1996, COMIFOR or his Chiefof Staff approved the products on a routine basis. Infact, after a few months of operations, and although therewas no formal transfer of control downwards,COMARRC increasingly became the approval author-ity. He sped up the process so that routine approvalwould take under 24 hours. However, upon arrival intheater, LANDCENT established a lengthy and time-consuming approval process. From then on, six staffsreviewed all PSYOP products before final approval. TheJOC director, legal advisor, chief information officer, CJ2,political advisor, and PIO all reviewed and commentedon the products before CJ3 or COMSFOR final ap-proval. This lengthy process created a new set of prob-lems. First, more time was necessary to get productsapproved than under the AFSOUTH/ARRC arrange-ment. According to Col. Schoenhaus, COMCJICTF fromDecember 1996 to August 1997, it took 48 to 72 hoursto approve a product, less than that only in case ofemergency. Second, the process was burdensome asthe staffs which were given an opportunity to commentfelt compelled to do so. That resulted in an increasedworkload for what some at the CJICTF viewed as littleadded value. Finally, this complex approval processcomplicated relations between the divisions and the

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CJICTF headquarters, because it made it more difficultfor the Task Force headquarters to respond in a timelymanner to divisions’ requests. This was all the moreunfortunate as, throughout the operations, relations be-tween divisions and headquarters were marked withtensions.

Relations with the MNDs

Throughout both IFOR and SFOR operations, tensionsexisted between the multinational divisions and thePSYOP task force headquarters. The difficulty to bal-ance theater and divisions requirements generatedthese tensions. Both IFOR and SFOR insisted that thePSYOP campaign was theater-wide. This approach al-lowed IFOR to run a unified campaign across theater.According to LTC Furlong, DCOMCJIICTF during IFORoperations, unity of effort was essential to maintain acoherent message throughout theater. This was espe-cially important with Bosnian Serb audiences, who weremost hostile to the international community’s effort andmore resistant to the PSYOP message than any otherBosnian group.82 This requirement had several implica-tions. First, all approved products were disseminatedacross all three multinational divisions. Second, allPSYOP activities conducted at division level and belowhad to be consistent with the theater campaign.

Consistency faced challenges, however, as divisionssought more freedom to conduct their own operations.From Joint Endeavour’s opening days, various

82 Comment from LTC Furlong, USA, DCOMCJIICTF from December1995 to December 1996, Washington, D.C., 10 October 1997.

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contingents attempted to run their own PSYOP activities.For example, the UK-led division acquired some printingequipment in spring 1996 to develop some productsspecific to its AOR. In MND (SE), Spanish and Italiancontingents conducted PSYOP activities in support oftheir CIMIC operations.83 This tendency only increasedwith SFOR as non-U.S. forces decided to create orstrengthen their PSYOP capabilities in Bosnia. UnderSFOR, the UK-led MND (SW) published a magazine(Mostovi). In MND (SE), the French, German, Italian,and Spanish contingents all conducted PSYOP activities.As far as the author is aware, there was little coordinationor synergy between these efforts and the CJICTFcampaign.84 Occasionally, division commanders felt thatCJICTF products were not suited for their AORs andwould have preferred not to have them disseminated.Although it was established in mid-1996 that subordinatecommanders could not veto an approved product,85 SFORCJICTF personnel thought that products were notconsistently disseminated across all areas.86

83 For example, the Italian contingent developed a comic strip featuringBugs Bunny to raise children’s awareness of mines. Interview with LTC SalvatoreIacono, Italian Brigade PIO, BDE Headquarters, Zetra Stadium, Sarajevo, 23 October1996.

84 Mostovi was reviewed and approved at headquarters, but as far asother activities are concerned, it is difficult to assess if and how well headquarterswas kept informed.

85 In July 1996, Maj. Gen. Jackson, UKA, MND (SW) commander, refusedto disseminate an edition of The Herald Of Peace featuring a front-page article onindicted war criminals with photographs of Mladic and Karadzic. Maj. Gen. Jacksonfelt the article was insensitive to the Bosnian Serbs. After flag-level involvement atIFOR, ARRC and EUCOM, it was decided that a division could no longer unilaterallyblock the dissemination of COMIFOR’s approved products. Coordinationmechanisms between higher and subordinate headquarters were subsequentlyimproved to allow alterations of controversial products. Comment from LTC Furlong,USA, DCOMCJIICTF, Washington, D.C., 10 October 1997.

86 For example, the product development chief realized that British troopsin MND (SW) were not always disseminating the CJICTF products. Interview with

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Division staffs also believed that the task force head-quarters was not responsive to their operational needs.Early in IFOR operations, division commanders com-plained that products were too general for local circum-stances. Throughout 1996, the ARRC encouraged theCJIICTF HQ to take greater account of local circum-stances and to promote products specific to local situa-tions. However, in the long run, these adjustmentsseemed unsatisfactory, especially to MND (N). First, thedivision’s staff regularly complained that the task forceheadquarters did not develop products specific enoughto its operational needs. According to Col. Schoenhaus,COMCJICTF from December 1996 to August 1997,some of the division’s requests were not granted be-cause the CJICTF was running a theater campaign andnot a campaign on behalf of MND (N). With limited timeand resources, the CJICTF focused first on COMSFOR’stasking.87 Second, the division’s staff complained thatthe CJICTF could not deliver products in a timely fash-ion. This stemmed in part from communications prob-lems, as the CJICTF had little reliable electroniccommunications. For example, the CJICTF HQs couldnot send electronic versions of its products theaterwide.In addition, the CJICTF had difficulties communicatingvia e-mail with MND (N). As communications systemswere streamlined through IFOR/SFOR operations to

Maj. Smith, CJICTF Product Development Chief from December 1996 to August1997, CJICTF Headquarters, Sarajevo, March 1997.

87 Interview with Col. Schoenhaus, COMCJICTF from December 1996to August 1997, Fort Walton Beach, FL, 14 November 1997.

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avoid redundancy, the communications capability wasreduced, further complicating the CJICTF effort to sup-port the divisions.

A Weak PSYOP Campaign

In addition to organizational problems, a number of fac-tors undermined the effectiveness of the campaign. Themost serious was discussed above—the very nature ofa peace support operation. This meant that in Bosnia-Herzegovina, the NATO PSYOP campaign could nottake actions that might undermine the parties to the DPAeven though these parties themselves were often themost significant obstacles to DPA implementation. Forexample, in early 1997, MND (N) asked the CJICTF todevelop a pamphlet discouraging reservists in the Serbarmy (the VRS) from reporting for duty. The CJICTFheadquarters denied the request, arguing that in a peaceoperation they were not allowed to undermine legitimateinstitutions. The product was not developed. In a simi-lar vein, the IC did not undertake efforts to directly re-fute the factions’ regular disinformation efforts.

For the same reason, the PSYOP campaign rarely tack-led difficult or controversial issues such as war crimi-nals88 or the fact that the parties were failing to live up to

88 Through July 1997, for example, the PSYOP campaign had only putone article on war criminals in The Herald of Peace/Progress. IFOR’s reluctanceto deal with indicted war criminals went as far as modifying a poster printed onbehalf of the ICTY. The original poster identified all publicly indicted war criminalswith their last known addresses. After journalists challenged the U.S. military’sclaim that it had insufficient intelligence to arrest the war criminals by pointing tothe addresses on the poster (reporters had been able to locate 12 of the indictedwar criminals just using this information), IFOR reprinted the poster without theaddresses. The decision outraged the ICTY which asked that its logo be removedfrom the poster.

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the agreement they had signed. The NATO leadershipfeared that addressing such controversial issues mightlead to resentment against or hostility to the force. Thus,for example, the PSYOP campaign promoted the free-dom of movement across the IEBL, but did not addressthe fact that the parties (the officials of the entities) wereoften a major part of the reason that such travel was notsafe for non-international civilians. These restrictionswere well recognized by many within the PSYOP com-munity in Bosnia but they stated that their orders pre-vented them from executing a more aggressivecampaign.89 The conciliatory tone of the PSYOP cam-paign dismayed many in the international communityworking in Bosnia. For example, OHR officials com-mented that they had little use for a campaign that wastoo weak to have substantial impact. Duncan Bullivan,public affairs officer at the OHR, explained: “We are at apoint where we point fingers at people who block theprocess, but SFOR is not involved in that.”90 This wasperhaps the chief factor contributing to a feeling in theinternational organizations that the PSYOP campaignwas ineffective. Even if it was the chief factor, however,

At the end of this controversy, IFOR decided not to distribute the posters whichhad omitted the addresses. See, Colin Soloway, “How not to catch a war criminal,”U.S. News and World Report, 9 December 1996, p 63.

89 It is unclear to what extent this was a self-fulfilling prophesy. PSYOPpersonnel produced more aggressive products “as practice” and for their own“amusement” but didn’t bother to pass them up the chain of command assumingthat they would be rejected out-of-hand by COMIFOR/COMSFOR (if not beforethat level). Based on interviews with CJIICTF/CJICTF personnel in Fall 1996 andSpring 1997.

90 Interview with Duncan Bullivan, OHR public affairs officer, OHRheadquarters, Sarajevo, 1 April 1997. His views were echoed at the UNMIBH andthe UNHCR.

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it was not the only one. The following paragraphs dis-cuss other factors limiting PSYOP effectiveness thatwere under the control of the PSYOP task force.

Difficult Adaptation to the CulturalEnvironment

As in any other operation, the PSYOP communityneeded to adapt its message to its target audience. Forits message to be effective, the PSYOP campaignneeded to use arguments relevant to the local culturesand to present them in a way that would appeal to tar-get audiences. This was difficult to achieve as thePSYOP campaign lacked regional experts and adequateresources to determine the populations’ expectations.Beginning in 1996, a civilian regional expert (a con-tracted Ph.D. candidate at Columbia University) wasassigned to the IFOR CJIICTF. He remained with theSFOR CJICTF. However, this expert was seconded tovarious international organizations to work on projectssuch as the OHR independent TV network (1996) andthe OSCE voter education program (1997) rather thanbeing integrated into the PSYOP Task Force productionstaff. In addition, little reliable data (such as polling dataor focus groups) existed on local population attitudesand expectations to help the PSYOP effort. During 1996,USIA conducted four polls in Bosnia-Herzegovina. How-ever, as far as the author has been able to determine,the results were not communicated in a timely fashionto the IFOR CJIICTF. The situation improved slightlyduring the SFOR period, as the CJICTF was able totrack down several studies (such as the result of focus

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groups conducted in late 1996) and polling data. Fromthese data, the CJICTF decided that economic issues(such as reconstruction) and multi-ethnicity were twoissues the Bosnians valued. It was especially impor-tant to determine such issues, as “persuasive commu-nication usually has its greatest effect in reinforcementrather than conversion.”91 To alleviate these problems,the PSYOP task force tried to pre-test products beforedissemination. The process consisted of asking localsworking for the CJICTF for their reactions. It also con-sisted of asking TPTs to conduct some testing in theirAORs. However, the scale and sophistication of thepre-testing was insufficient to compensate for the lackof regional expertise.

Lack of strong regional expertise and available culturaldata generated some problems, such as products notadapted to the local environment. For example, during1996, the CJIICTF developed a “checklist” of what wasdone and what had to be achieved. After the productwas disseminated, the CJIICTF realized that Bosniansdon’t do checklists. In another example, they developeda poster with a chess game to encourage voting.Bosnians interpreted it as the international communityplaying with Bosnia’s future. Other products did not takeinto account the local population’s knowledge and were,perhaps, too Americanized. For example, SFOR de-veloped several products on the role of the military, thepolice, and the media in a democracy. These products

91 Daniel Lerner, “Is International Persuasion Sociologically Feasible” inDepartment of the Army, The Art and Science of Psychological Operations: CaseStudies of Military Application, volume 1, pamphlet no. 525-7-1, Washington, D.C.,April 1976, p. 47.

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used quotes from Western historic figures (for example,Lincoln, Roosevelt, Clausewitz, or Clemenceau), whichsome did not believe appropriate for Bosnia-Herzegovina. These products did not appeal to theBosnians’ culture or history, nor did they dwell on re-cent examples of national reconciliation or mediation(such as Salvador or South Africa). This limited thePSYOP products’ relevance to their target audiences.

Working With International Organizations

Undertaking a successful campaign in support of theinternational organizations was another challenge.Supporting the international organizations was an un-usual task. PSYOP forces rarely operate closely withinternational and non-governmental organizations.During Joint Endeavour and Joint Guard, however, sup-porting civilian organizations constituted a large part ofthe PSYOP work. But the CJICTF encountered manydifficulties in establishing and maintaining fruitful rela-tionships with international organizations.

A first challenge was to establish an effective PSYOP/civilian agencies interface for communicatingrequirements and capabilities between theseorganizations. Throughout the operations, the PSYOPtask forces had limited access to the internationalorganizations and little information about theiroperations. In addition, the task forces did notsuccessfully “market” themselves as a valuable ally tothe IO/NGOs’ staffs. For the most part, the task forcesadvertised their technical capability and free qualifiedlabor force, but failed to market their expertise, e.g., the

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ability to conduct a step-by-step campaign designed toachieve attitudinal change. As a consequence of thisweak liaison and coordination structure, and limitedunderstanding on both sides, a number of problemsexisted throughout the operations.

• There were several breakdowns in support. Civilianorganizations were not always able to formulate clearrequirements.92 Sometimes they formulated their re-quirements incorrectly, thus undermining their ownobjectives.93

• The PSYOP task force did not understand the require-ments and constraints the international organizationswere operating under. In particular, PSYOP person-nel often failed to realize that civilian organizationsoften depended on the factions’ willingness to estab-lish policy before they could announce anything.Before they could prepare a product (for elections,returns, or demining), the civilian organizations firsthad to obtain from the factions a policy statement.Sometimes, civilian organizations could not providethe information the CJICTF needed in a timely fash-ion. This hindered effective PSYOP support.94

92 For example, in October 1996, the UNHCR announced at a JICCmeeting it was launching a campaign in favor of refugee returns to the Zone ofSeparation. The CJIICTF immediately offered to help design the campaign anddisseminate the products. For that, the CJIICTF asked the UNHCR to provide itscampaign plan. For several months, the UNHCR was unable to produce a plansummarizing the agreed-upon policy. Author’s notes from JICC meetings, IFORPress Center, Sarajevo, 14 and 21 October 1996.

93 For example, the UN Mine Action Center asked the CJIICTF to developa product asking people to report unexploded mines to their headquarters. To thateffect, they asked that their phone number be placed on the poster. However, theMAC only mentioned a number in Sarajevo, only available when calling from theBosniac part of the territory. The poster’s utility was thus considerably reduced.

94 This was certainly the case with OSCE. During both the national andmunicipal election campaigns, PSYOP personnel felt especially frustrated with whatthey believed was the OSCE’s inability to present the information it needed to put

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• International organizations used the PSYOP cam-paign as a one-shot tool to develop one or two prod-ucts but not for long-term campaigns, those most likelyto achieve attitudinal change.

A second challenge stemmed from different civilian andmilitary planning and action cycles. The military is gen-erally more planning oriented than civilian organizations,while the latter deal more in the immediacy. Althoughmany in the military seem to believe this derived fromcivilian incompetence, it relates far more to differing re-source availability and missions. For the military, a keyresponsibility is to plan for contingency. Thus the mili-tary allocates substantial resources to a formal plan-ning process. Civilian organizations, however, developtheir concept or goal and deal with events as they un-fold. In addition, few civilian organizations have enoughresources to dedicate significant numbers of people toplanning and few organizations have planning cyclesas well-defined and formalized as the U.S. and NATOmilitary structures have developed.95 These differencesin cycle meant that civilian and military organizations

forward to inform voters in a timely fashion. They pointed out to many examples.During the national election campaign (August-September 1996), the OSCE askedthe CJIICTF to develop a map of the 19 cross-IEBL routes for voters to use onelection day. However, it took 2 weeks and 12 changes before the OSCE approvedthe product. In consequence, “the map was not as widely distributed as it couldhave been and not many people saw it.” (Interview with Maj. Gallo, CJIICTF productdevelopment cell, CJIICTF Headquarters, Sarajevo, 15 October 1996.) In fact, theroutes were constantly reworked by the factions. Similar delays occurred duringthe campaign for voter registration for the municipal elections (March-April 1997).Says Debra Weltz, a strategic analyst for the SFOR CJICTF seconded to OSCE,“When I ask for information, it is never available or complete. There is alwayssomething missing.” (Interview with the author, OSCE headquarters, 27 March1997.) In fact, the OSCE depended on the factions to set the policy, which tooknumerous endless meetings.

95 For example, the entire UNHCR staff throughout Bosnia-Herzegovinain Spring 1997 numbered about 130, or less than 20% of HQ SFOR and 0.5% of allSFOR. The UNHCR was one of the largest civilian organizations operating inBosnia.

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had different expectations of what can and should bedone and how it should be done. These different cyclesalso led to mutual bitter complaints and gave the mis-guided impression that support was not working.

A final challenge consisted of developing a messagethat fit both the IOs and IFOR/SFOR needs. Each or-ganization had its own agenda and priorities and thesewere not always in full accord. Product developmentand approval process allowed IFOR/SFOR to ensurethat the PSYOP campaign would not support interna-tional organization requests in contradiction with thecommander’s goals and objectives. 96 However, the pro-cess did not ensure that civilian organizations approved,or even were kept informed of campaigns that affectedtheir areas of responsibilities. Many IFOR/SFOR prod-ucts had the potential to affect the civilian organizations’work. Indeed, both task forces developed numerousproducts supporting various aspects of civilian imple-mentation as part of the commander’s campaign. Forexample, COMSFOR tasked the SFOR CJICTF to de-velop campaigns supporting a secure environment(SFOR responsibility), displaced persons and refugees(UNHCR responsibility), common institutions (OHR re-sponsibility), economic recovery (civilian organizationsresponsibility), and elections (OSCE responsibility). Inaddition, even products developed in support of SFORresponsibilities could affect the civilian organizations’posture. As these campaigns supported COMSFOR’s

96 For example, the ICRC asked the CJICTF to help disseminate a poster.The poster featured a pair of eyes wide open and asked people to report missingpersons. The CJICTF, however, thought the poster was too provocative and deniedthe ICRC’s request for support.

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plan, they were neither developed in concert with norapproved by the international organizations. The mes-sages, tone, and timeliness were left at IFOR/SFOR’sdiscretion.

The process for developing and approving products thatpotentially affected the IOs’ responsibilities thus left roomfor error and misunderstanding. Indeed, such productscould easily contradict the civilian organizations’ mes-sages. It seems, however, that the civilian organiza-tions did not pay much attention to this problem.Interviews conducted in March/April 1997 revealed thatcivilian organizations were not aware of most CJICTFproducts. Their attitude seemed to have less to do withthe process, rather than with their views of the CJICTFcampaign’s effectiveness. OHR, UNHCR, and UNMIBHpersonnel commented to the author that they had littleuse for a campaign that was too weak to have any sub-stantial impact. They viewed it as something to cooper-ate with, but not worth expending significant efforts. Thecivilian organizations thus were not troubled that theydid not have a say in the campaign because most of thematerial appeared to them as non-controversial. In-deed, the author is only aware of one instance wherethe High Representative asked COMSFOR not to dis-seminate a product.

The Difficulty of Assessing PSYOPEffectiveness

Adaptation to the local environment was all the moredifficult because PSYOP had difficulties assessing thecampaign’s impact. First, it is difficult to measure the

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real impact of any communication. Research showsthat communication’s impact is almost never direct.Establishing a direct link between a message and aspecific attitude is therefore difficult. On top of thesescientific limitations, the IFOR and SFOR PSYOP didnot have adequate resources (in terms or manpowerand qualifications) to conduct an effective assessmentof their impact.

The PSYOP task forces conducted pre- and post-test-ing to assess the campaigns’ impact on the local popu-lations. Pre-testing measures included all steps takento test the products before dissemination. As part ofthe pre-testing program, most products were checkedby locals working within headquarters (most notably foradequacy and language) before production. When re-sources were available, tactical teams in the field ran-domly tested some products (such as posters) amongthe local population and provided feedback to headquar-ters. In some cases, pre-testing led to some productsbeing modified before dissemination. These measures,however, remained mostly informal and limited, due toa lack of resources and time. In addition, both task forcesconducted post-testing measures to assess the impactof each product after dissemination. Such measuresconsisted of standard impact indicators developed foreach product and documented by the tactical teamsduring the dissemination missions. Table 3 provides asummary of the types of indicators, along with defini-tions and examples.

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osnia

Table 3: Psychological Operations ImpactIndicators (post-testing measures)

Measure ofEffectiveness

Definition Example

Production Addresses individual actions taken bythe force.

110,000 copies of The Heraldof Peace distributed weekly; 25TV spots produced.

Acceptance rate Captures the people’s reaction whenpresented with PSYOP products

TPT on a disseminationmission register people’sreactions when handed thematerial (pleasure ordispleasure; acceptance orrefusal; friendly or aggressivebehavior).

CJICTF pays attention tocommunity leaders’ reactions.

TPT conducts small-scale polls.

Behavioral change Registers whether the localpopulations changed their behaviorafter a particular campaign

A campaign is launched to raisepeople’s awareness on mines.The campaign leads to abehavioral change if thenumber of mine casualtiesdecreases after the campaign isdisseminated.

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Such measures, however, only imperfectly measuredthe PSYOP campaign’s effectiveness because they didnot document the full impact of the mission.

• Level-of-effort measures provided insights into themagnitude of the PSYOP effort. Such measures wereeasy to document accurately. IFOR and SFOR there-fore regularly provided updates on their efforts, list-ing how many products were developed anddisseminated.97

• Acceptance rate was important to document. Prod-uct acceptance is a prerequisite to potential impact.If people refuse exposure to the material distributed,they cannot be influenced. To document the accep-tance of its products, IFOR and SFOR PSYOP tacti-cal forces used several indicators. They gatheredanecdotal evidence from discussions with locals en-countered during the dissemination missions; docu-mented community leaders’ reactions; and conductedsmall-scale polls. According to PSYOP personnel,the generally positive attitude of the locals during dis-semination missions and a number of openly hostileofficials’ reactions to PSYOP material indicated thattheir campaign had a positive effect. In fact, the mea-sures used do not fully support that conclusion be-cause acceptance rate does not document the impact.

• Documenting behavioral changes was maybe themost significant measure, but also the most difficult.Indeed, data was not always available to compare

97 As of March 1997, IFOR and SFOR CJICTF had disseminated1,194,100 handbills; 1,646,410 posters; 6,085,000 newspapers (for 57 editions);395,000 Mircko (for 8 editions); 1375 radio programs, 51 television broadcasts,and numerous miscellaneous articles such as coloring books, soccer balls, pensand writing pads. Combined Joint Information Campaign Task Force, CommandBrief: Operation Joint Guard, NATO UNCLASSIFIED, Sarajevo, 4 March 1997.

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behaviors before and after a specific campaign. Inaddition, these measures were only possible for ahandful of campaigns, such as mine awareness, free-dom of movement, or illegal police checkpoints. Ineach of these categories, NATO could establish sta-tistics reflecting the locals’ behavior before and afterthe campaign. Such measures were more difficult toundertake with most campaigns supporting democ-racy, reconstruction, or reconciliation.

Although none of these measures were illegitimate, theyonly portrayed a partial assessment of the campaign’simpact. These measures did not indicate how peopleperceived issues and how the PSYOP campaign af-fected those perceptions. Interviews with IFOR CJIICTFpersonnel revealed that PSYOP personnel were awareof the measures’ limitations. The Herald of Peace edi-tor stated: “My feel is that we have a good impact, but itis very difficult to measure the effectiveness of some ofour campaigns.”98 A PSYOP officer at MND (SW) con-curred: “MOE is a very difficult issue. We try to conductpolls, but we rely on small samples. There are a lot ofpeople we are not seeing. We don’t have the resourcesto conduct large scale assessment.”99 In addition to themeasures conducted, PSYOP needed to conduct mis-sion-level measures designed to “address progress

98 Interview with Maj. Mason, USA, The Herald Of Peace editor, CJIICTFheadquarters, Sarajevo, 12 October 1996.

99 Interview with PSYOP officer, MND (SW) headquarters, Banja-Luka,14 October 1996.

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made toward the political objectives set forth for the mis-sion.”100 As a result, it is very difficult to provide an ac-curate assessment of the PSYOP campaign.

Conclusion

PSYOP was entrusted with a vital mission in a difficultenvironment: provide an honest alternate viewpoint in asea of local propaganda and disinformation to facilitateDPA implementation. However, three sets of factors lim-ited the effectiveness of the PSYOP campaign. First,political sensitivities surrounding the use of PSYOPforces made it more difficult to run an effective, multina-tional PSYOP campaign. Second, the weak and concil-iatory nature of the PSYOP message limited its potentialimpact on the local populations. The task forces’ diffi-culties in adapting to the local culture and media habitsfurther impaired the campaign. Finally, these shortcom-ings were all the more difficult to correct as PSYOP’sassessment of its effort was at best limited.

100 John Nelson et al., Measures of Effectiveness for HumanitarianAssistance Operations, Center for Naval Analyses, CRM 95-166.10, April 1996.

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Chapter 4:CIMIC Information

Activities

In addition to PI and PSYOP, IFOR and SFOR Civil-Military Cooperation (CIMIC) units were also taskedwith conducting information activities. CIMIC, com-

posed almost exclusively of U.S. Army reserve civil af-fairs, acted as the interface between NATO and civilianorganizations (both local and international) working inBosnia-Herzegovina. According to the OPLAN, CIMICunits were tasked to publicize their activities in the localand international press. This covers traditional publicinformation activities designed to promote CIMIC op-erations. Second, the units were tasked to provide in-formation to aid the local populations (civil information).Civil information involved, for example, warning popula-tions about an outbreak of rabies or educating themabout the dangers caused by mines. Although U.S. civilaffairs units are familiar with these activities, they arenot yet part of the developing NATO CIMIC doctrine.However, as the CIMIC units were mainly composed ofU.S. personnel, they conducted these activities accord-ing to U.S. doctrine and practices. This chapter brieflydiscusses the IFOR Combined Joint Civil-Military Co-operation (CJCIMIC) and SFOR Civil-Military Task Force(CMTF) information activities.

107

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IFOR CJCIMIC InformationActivities

During IFOR operations, civil-military cooperation wasprincipally the responsibility of a 300-personnel unitcalled the Combined Joint Civil-Military Cooperation(CJCIMIC). The CJCIMIC was both the staff compo-nent and advisor to COMIFOR on civil-military issuesand a unit whose personnel conducted civil-military ac-tivities throughout theater. The CJCIMIC commanderdesignated a lieutenant-colonel (USA) to deal with publicand civil information activities. He was tasked to publi-cize the unit’s activities (in particular with the local press);disseminate all information that might help the localpopulations; and help in the democratization of theBosnian media.101 In addition, the LTC sought to coor-dinate CJCIMIC information activities with PI andPSYOP. To achieve these goals, CJCIMIC adopted aproactive policy and tried to stimulate media interest inits activities and operations. Among its regular activi-ties, the CJCIMIC chief of civil information—

• Maintained an updated list of the unit’s activities forgeneral information. The list was forwarded to theSarajevo CPIC every week for further dissemination.

• Set up regular media opportunities to publicize theunit’s achievements. Such opportunities includedinviting all interested journalists to the Sarajevo/Gorazde track inauguration or to the Sarajevo tramway

101 Interview with LTC Brune, USA, Chief of Civil Information, CJCIMICheadquarters, Sarajevo, 15 October 1996.

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inauguration. These opportunities were designed todemonstrate progress in the reconstruction of Bosnia-Herzegovina.

• Issued regular press communiqués to publicize CIMICactivities and disseminate information to aid the localpopulation.

• Wrote articles in The Herald Of Peace.

In addition, the CJICIMIC chief of civil information wasinvolved in different programs designed to promotemedia democratization across Bosnia-Herzegovina. Inthat regard, CJCIMIC worked closely with the OHR onthe Open Broadcast Network (OBN).102 He also workedclosely with the OSCE media development program torun an inter-entity editors group where journalists andeditors from all parties (Bosniacs, Bosnian Serbs, andBosnian Croats) held seminars to discuss free and fairreporting and standards of ethics and professionalism.Four such meetings took place in the course of 1996.

The CJCIMIC information activities encountered numer-ous obstacles along the road. LTC Brune assessed thatcivil information campaigns (such as warning about adisease outbreak or informing of disturbance causedby IFOR operations) helped the local communities. Onat least several occasions, locals undertook sanitaryprecautions following CJCIMIC actions. However, thepublic information campaign quickly faced a major ob-stacle: “good news doesn’t sell.” As a result, CIMICoperations did not attract major attention from the inter-

102 The OBN is a network of Bosnian television stations producing andexchanging programs. The network, sponsored by the international community,strives to promote an independent voice among the faction-controlled media.

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national press corps (especially in Sarajevo, where therewere major policy issues debated). In mid-October 1996,BGEN Deloatch (USA), CJCIMIC Commander, ex-pressed his dissatisfaction with the lack of coverage hisunit was receiving. Squadron Leader Nigel Branston,UKA, from IFOR PI, summarized the situation: “TheCIMIC is good news and the media is not interested ingood news. In addition, small projects such as rebuild-ing a bridge or a school don’t interest them. We adver-tise their activities, but the media won’t pick it up.”103

Lastly, in terms of its contribution to media democrati-zation, LTC Brune had no illusions:

It is very difficult to judge these programs’effectiveness. Although we reach out to localjournalists and editors and try to improve theirprofessional standards, you can’t know whether youare impacting on them. It is very difficult todetermine whether we alter or not their behavior.Journalists here are still under the factions’control.104

The SFOR CIMIC Information Activities

The Civil-Military Cooperation was reorganized in No-vember 1996 with the transition between AFSOUTH/ARRC and LANDCENT. Based on a recommendation

103 Author’s notes from IFOR HQ, Public Information morning staff meeting,Sarajevo, 21 October 1996.

104 Interview with LTC Brune, CJCIMIC chief civil information, CJCIMICheadquarters, Sarajevo, 15 October 1996.

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from BGEN Deloatch, the unit and staff component ac-tivities were dissociated. In November 1996,LANDCENT established a CJ9 to serve as advisor tothe commander and planner on civil military issues. CJ9had three elements: its multinational staff component;a CIMIC center based in Sarajevo designed to be theprincipal linkage between SFOR and the civilian orga-nizations who did not have a permanent representationfrom or to SFOR; and a Civil-Military Task Force (CMTF)in charge of assisting reconstruction and rehabilitation,principally around Sarajevo. Further changes occurredas a new U.S. Army reserve civil affairs unit rotated intotheater in early December 1996. At that stage, changeswere mostly personality related. According to interviewswith civil affairs personnel, the relation between the CJ9elements and the CMTF commander went from coop-erative to antagonistic and competitive, creating a del-eterious working environment.

CIMIC information activities suffered through this evo-lution. Planners tasked the CJ9 staff with conductingCIMIC information activities. However, the CJ9 hadneither the resources nor the expertise to carry outthis tasking effectively. The CMTF (which had theresources, and at least in part, the expertise) conductedminimal activities in that realm. The CMTF commander,Col. Michael Beasley, USAR, did not seem to place muchemphasis on the subject. Indeed, the personnel incharge of information activities were not as senior as inthe previous rotation. Rather than a lieutenant-colonel,a captain was assigned the information activities respon-sibilities and then reassigned to other duties), thus sig-

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naling a reduced interest. Later, Col. Beasley assignedone NCO (a sergeant) to act as the Public InformationOfficer for the unit and assigned another one to civilinformation.

This structure was insufficient to conduct effective CIMICinformation activities. Working with one junior NCO withno experience in public information, the CMTF publicaffairs officer (PAO) did not have the time or resourcesto do anything other than command information (in theform of a monthly bulletin on and for the task force andtheir families). He thus had no time to contribute to civilinformation or even to conduct basic media relations.“There is much to do in these arenas, but I don’t havetime to dig up stories and sell them to the press.” Inaddition, he outlined: “I can’t send press releases regu-larly because I don’t get the stories in a timely fashion.If I get a story five days after it occurred, then it is notworth anything for the media.” 105 As for civil informa-tion, the picture is even easier to draw: there was none.Although an NCO was assigned to do civil informationon behalf of the task force, the author is unaware of anyactivity in that field. With this in mind, it should not besurprising that there was no meaningful coordinationbetween the CMTF and the PI/PSYOP campaignthrough the first six months of SFOR operations.106

105 Interview with Staff Sergeant Helton, USAR, CMTF PAO, CMTFheadquarters, Sarajevo, 3 April 1997.

106 The CJICTF attempted several times to kick-start cooperation,including giving a CJICTF command briefing to CMTF staff. However, these attemptsdid not lead to any fruitful cooperation. This disconnect existed even though thetwo elements shared the same buildings and had offices interspersed with eachother.

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The lack of communication on the part of the CMTFbecame clear when in June 1997, Secretary of StateMadeleine Albright said she wanted SFOR to do morein the civilian implementation. In reaction, SFOR set upa special press conference featuring the CMTF com-mander. Asked to react to the Secretary’s comments,Col. Beasley answered:

We sent her a note shortly after her speech,General Crouch did, that elaborated more onexactly how busy we are. Frankly, it also helps uswithin our international organizations to be ratherinvisible. We don’t try to beat our chests, we don’ttry to greatly broadcast our role within the civilimplementation. We very much prefer to go inquietly, stealthily as it were, and do our job andextract ourselves in an appropriate manner. Partof the reason for this press conference today,though was to make sure that more peopleunderstood this largely invisible role that we areplaying towards civil implementation.107

Conclusion

Throughout the NATO operations, effectively publiciz-ing CIMIC activities proved a challenge as CIMIC ac-tivities did not arouse media interest. In spite of its effortsto publicize its activities, IFOR CJCIMIC found that nei-ther the international nor local media accurately reflectedits contributions to rebuilding Bosnia. The situation only

107 Col. W. Michael Beasley, Civil-Military Task Force, 24 June 1997.Press Conference at the Coalition Press Information Center, Holiday Inn, Sarajevo.Sent by NATO public data service, “NATO/SFOR: LANDCENT transcript of thirdPress Briefing, June 24, 1997” on 25 June 1997.

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got worse with the new rotation of CA unit in December1996 as the new CIMIC leadership concentrated oncommand information and did not actively seek to pub-licize the unit’s operations. At that point, SFOR CIMICactivities were essentially invisible to the internationaland local publics. Hoping that the people would under-stand the CIMIC’s invisible role, as Colonel Beasley putit in his June 1997 declaration, was thus impossible.

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115Coordinating Information Activities

Chapter 5:Coordinating

Information Activities

Effective communication in Bosnia-Herzegovinarequired that all purveyors of information dis-seminate a coherent message in line with what

actually occurred on the ground. To ensure messagecoherence, the commander’s information activities withinthe command had to be closely associated and coordi-nated with international organizations. However, en-suring coordination was a major challenge. The DPAimplementation involved a 36-nation military coalition(IFOR), at least five major organizations (NATO, OHR,UNHCR, OSCE, UNMIBH), and several hundreds ofother organizations. Like IFOR/SFOR, most of theseorganizations had proactive information policies. Inaddition, three staff components within IFOR/SFORheadquarters (PI, PSYOP, and CIMIC information)worked on information activities. Ensuring harmony andcohesion of message was thus a difficult task. It wasachieved through a variety of meetings where informa-tion policy and activities were discussed, and NATO’sinformation strategy for theater was established. Thischapter first examines the principles enabling a closeassociation of all information activities within the com-mand, then describes the mechanisms set up to en-sure message coherence, and concludes with an

115

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examination of the benefits and difficulties of establish-ing fruitful cooperation. Because the mechanismsevolved from IFOR to SFOR operations, this sectionexamines separately the mechanisms set up during JointEndeavour and Joint Guard.

The Association of PI/PSYOP/CIMICInformation

Many officers throughout NATO operations in B-Hpraised the close association between Public Informa-tion, Psychological Operations, and CIMIC information.In fact, the unusual aspect most praised was the asso-ciation between PI and PSYOP.108 Traditionally, PI andPSYOP activities are separated. The strict separationstems from different missions and philosophies.

• Psychological Operations are an operational tool (un-der G/J3-operations-supervision) designed to influ-ence target audiences’ perceptions and shape theirbehaviors in favor of one’s troops and operations.

• Public information, on the other hand, has a dualfunction. First, public information is an operational tooldesigned to gain and maintain public opinion supportfor the operation. It is also used as a public diplomacytool designed to communicate with and pressureadversaries into a friendly course of action. Second,public information results from a basic democraticrequirement. It is the means by which a commander

108 CIMIC information, as explained earlier, did not play a critical role inIFOR/SFOR information activities. See chapter 4, CIMIC information activities.

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117Coordinating Information Activities

reports to the people what their children and taxdollars are used for. It is one means by which acommander is held accountable for his actions by theultimate source of democratic legitimacy: the public.This democratic requirement entails some obligations,such as truthful and timely reporting within constraintof operational security.

Because of the democratic requirement underlying thepublic affairs mission, PIOs are generally reluctant tobe associated with operations designed to influenceattitudes (sometimes through disinformation or decep-tion). For PIOs, being associated with such operationswould inevitably damage their credibility with journal-ists. However, the reality of today’s communicationsrenders the strict separation between PSYOP and PIdifficult to maintain. For example, a PSYOP messagedisseminated to a local audience may be picked up byreporters and broadcast through the national and inter-national media. Conversely, a message intended forthe international media may be heard by the local popu-lation if they have access to foreign media or if the localpress also reports the PI material. It is thus difficult tomaintain a strict separation between the two activities.

The nature of Operation Joint Endeavour, a peaceoperation, made it possible to closely associate publicinformation and psychological operations. The IFORPSYOP campaign consisted of convincing the localpopulation (and incidentally the FWF) of the benefits ofthe Dayton agreement by relying on true arguments.IFOR/SFOR ran a straightforward PSYOP campaignemphasizing the benefits of democratization and

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reconstruction and stressing multi-ethnicity. To carry outits campaign, IFOR and SFOR did not resort todeception or disinformation campaigns (which mightoccur in a warfighting environment). Under thesecircumstances, PSYOP and PI relied on similararguments and themes. Each staff was entrusted withreaching a specific audience (see figure 8: PI/PSYOPdivision of labor). PI dealt with local, national, andinternational journalists. PSYOP carried the IFOR/SFORmessage to the local population without the mediationof journalists.

IFOR Coordination Mechanisms

Internal Coordination

Internal coordination was designed to enhance infor-mation flow between staff components, avoid divergingstrategies and duplication of efforts, and synchronizeactivities so they mutually reinforced each other. Thisinternal coordination made it less likely that different staffcomponents would develop divergent plans and activi-ties. Plans established several coordination forums,which IFOR and ARRC further developed once in the-ater. The most important mechanisms were as follows.

The Chief Information Officer: Shortly after deployment,the ARRC Commander (COMARRC) designated a ChiefInformation Officer (CIO) and tasked him with organiz-ing the daily coordination between the PI and theCJIICTF staffs at operational level. On a daily basis,

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119C

oordinating Information A

ctivities

International Media Local Population

Commander

Public Information PSYOP

Local JournalistsNational Media

Figure 8: The PI/PSYOPS Division of Labor

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the CIO developed a centralized coordination processto ensure that all messages flowing out of IFOR con-formed to the commander’s intent, were coherent withone another, and reinforced each other in a timely man-ner. The CIO had direct access to COMARRC and ex-ercised authority over the ARRC PI. However, he hadno authority over the CJIICTF, as the PSYOP unit (forall practical purposes) was under U.S. command andcontrol.109 In spite of these difficulties, the CIO remaineda central point within headquarters for sharing and ex-changing information and developing and timing infor-mation campaigns.

The ARRC Information Coordination Group: Daily co-ordination principally took place at the Information Co-ordination Group (ICG). Every morning, COMARRCchaired an ICG composed of the ARRC Chief of Staff,civilian political advisor, his civilian media advisor, CIO,IFOR chief PIO, ARRC spokesmen, the deputy com-mander of the CJIICTF (DCOMCJIICTF), ARRC G3,and G5/civil affairs. In practice, however, IFOR PIO didnot always attend the ARRC meeting. The ICG decidedwhich message to put forward that day, and chose thedelivery system (media and/or PSYOP) and the timingof the delivery.

The ARRC Perception Group: Every Friday, the ARRCCIO chaired a perception group meeting. IFOR CPIOand DCPIO, ARRC spokesmen, DCOMCJIICTF, ARRCG3, and G5/civil affairs attended the meeting. They

109 See chapter 3: Psychological Operations.

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looked at media coverage trends and determined howbest to present and time IFOR’s arguments to the me-dia. The group worked on a two-to-four week horizonand produced a weekly information matrix summariz-ing all information activities throughout theater.

The ARRC Crisis Planning Group: This group met ascrises erupted for contingency planning. This meetingbrought PI and PSYOP planners into operational plan-ning at an early moment.

Although the coordination mechanisms established atHQ levels proved to be beneficial, most notably byenhancing the information flow, they were notnecessarily reproduced at division levels. At that level,the coordination mechanisms varied considerably.Coordination mechanisms were established at MND (N)and MND (SW). The U.S.-led MND (N) held anInformation Operations Council designed to bringtogether the key players relevant for informationdissemination (PAO, J3, PSYOP, and civil affairs). Inthe UK-led MND (SW), although the chief PIO did notorganize a specific coordination forum, he kept in closecontact with the PSYOP unit (located across the hallfrom his office) and attended operational and civil affairsmeetings. Coordination was thus mostly informal,through walk-ins and phone calls with relevant staff. Itis unclear whether the MND (SW) informal approach

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would have been more effective associated with formalcoordination mechanisms.110 The French-led MND (SE),on the other hand, did not mirror the internal coordinationmechanisms and forums set up at headquarters. Thedivision commanders seemed to consider informationa support activity. As a result, there were no formalcoordination processes linking the PIO to the rest of thestaff. At first, the PIO was not even invited to sit andlisten to the morning and evening conference calls.Throughout the operation, PI neither chaired norparticipated in coordination meetings with other staffelements. As the operation progressed, the PI officersestablished informal links with the American PSYOPliaison team, the G5 (civil affairs), and the G3. However,the division’s PIOs found it difficult to work under thesecircumstances, and stated that much depended on thepersonalities involved. As a result, internal coordinationremained loose throughout the year.

External Coordination

Coordination also took place with primary civilian orga-nizations in charge of facilitating the DPA civilian imple-mentation, in particular the OHR, the UNHCR, theOSCE, and the UNMIBH. Occasional coordination alsotook place with other organizations such as the WorldBank and the International Criminal Tribunal for formerYugoslavia (ICTY).111 The operations benefited greatly

110 While the MND (SW) operated in an intimate and rather collegialatmosphere, it is notable that the PI and PSYOP offices were in a separate buildingfrom most of the command group.

111 We call primary civilian organizations the international organizationstasked to facilitate the implementation of major aspects of the Dayton PeaceAgreement:

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123Coordinating Information Activities

from the external coordination, although it took sometime for all the organizations involved to develop effec-tive cooperation mechanisms.

Establishing fruitful coordination mechanisms was diffi-cult. Early in Joint Endeavour, IFOR felt that coordinat-ing with the civilian agencies was necessary for its ownsake. By the end of February 1996, as implementationof annex 1A went more smoothly than expected, IFORPI realized that media interest was shifting to the civil-ian implementation of the DPA. However, at that stage,the primary civilian organizations attended, but did nottake part in the daily briefing. The IFOR CPIO believedthis inappropriately led IFOR to talk about civilian is-sues that were outside IFOR’s realm of responsibility.The IFOR CPIO feared that this situation could dam-age IFOR credibility. IFOR PI thus began to establishcoordination mechanisms with the civilian agencies. Thisproved a challenging task.

First, civilian agencies were slow to respond to IFOR’soffers for cooperation as many arrived in theater wellafter IFOR had deployed. For a while, civilian agencieswere consumed by problems in setting up their ownoperations.112 Therefore, cooperation with IFOR PI wasnot their main concern. In addition, the relations betweenIFOR and the OHR (principal civilian facilitator) had arocky start which did not contribute to a trusting climate

the OHR (as main coordinator), the UNHCR (on refugees issues), the UNMIBH(on police and justice), and the OSCE (on elections).

112 Most of the international organizations faced numerous logisticalproblems setting up their operations, in particular funding, personnel, and equipmentproblems.

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between NATO and the civilian community. It alsoseemed that some of the civilian organizations werereluctant to cooperate closely with IFOR out of fear theywould lose their freedom of speech and be tainted bytheir association with a military force. As a result, wide-spread cooperation was not fully in place before mid-May 1996.113

The daily combined briefing: In early spring 1996, theOHR, the UNHCR, the UNMIBH, and the OSCE agreedto brief the press along with IFOR daily at the HolidayInn. On occasion, other civilian organizations such asthe World Bank or the ICRC joined the briefing. TheIFOR Sarajevo press center thus became the focal pointfor dissemination of information about the internationaleffort in Bosnia-Herzegovina. Anyone seeking informa-tion about the peace process could find the principalinternational interlocutors at the Sarajevo Holiday Innand had at their disposal there a substantial amount ofinformation on the international community’s work inBosnia-Herzegovina. With the daily combined brief-ings, the international community sought to present it-self as united in a common effort in support of the DPAimplementation. The major organizations did not seek(or pretend) to present a single approach and regularlypresented differing views of events. Major points ofcontroversy included NATO’s role in maintaining civil

113 According to Col. Charles de Noirmont, FRA, IFOR DCPIO betweenDecember 1995 and July 1996, Admiral Smith threatened the major internationalorganizations with withdrawing IFOR support for the Sarajevo Holiday Inn PressCenter (where the daily briefings were organized) if the civilian agencies did notassume more responsibilities. Following this, the agencies accepted to take partialcharge of the briefing and chair the daily briefing three times a week. Interviewwith the author, Paris, 19 November 1996.

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order or in arresting indicted war criminals. However,by agreeing to brief together, NATO and the interna-tional organizations promoted the idea that, albeit withdifferent perspectives, they were working together tohelp solve Bosnia-Herzegovina’s problems. Through thecombined briefings, the international community pro-jected an image of cooperation rather than issent andconfrontation, which had been prevalent during theUNPROFOR mission. By mid-May 1996, civilian agen-cies agreed to chair the daily briefing three times a week.All of this served to publicly reinforce NATO’s objective ofgradually transferring responsibilities to civilian agencies.

The pre-briefing meeting: Fifteen minutes before thedaily briefing took place, spokesmen from IFOR andthe civilian agencies’ spokesmen held a pre-briefingmeeting where each discussed what they intended topresent at the press conference, and when necessary,asked for additional information. They discussed brieflyother events or issues that might arise in questioning.Spokesmen then decided what information to releaseand in what order. The pre-briefing meeting helpedspokesmen to share and compare information. Forexample, in October 1996, when houses in Mahala,Jusici, and Mostar were destroyed to prevent refugeereturns, the UNHCR spokesman and IFOR PI regularlycompared notes. This process helped reduceinaccuracies and in some cases, helped de-conflictsensitive issues. It also helped the spokesmen to refrainfrom publicly criticizing each other and to tone downdisagreements. Indicted war criminals was such an areaof disagreement. When Alex Ivanko (the UNMIBH

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spokesman) was asked to make a statement on behalfof the ICTY, he would give advance warning to IFOR atthe pre-briefing meeting. Thus IFOR was not caughtunprepared and had time to prepare a response.

The Joint Information Coordination Committee (JICC):114

Every week, IFOR CPIO, ARRC CIO and spokesmen,CJCIMIC chief civil information, the CJIICTF, combatcamera, and the major civilian organizations (OHR,UNMIBH, UNHCR, and OSCE) met at the IFOR presscenter in the Sarajevo Holiday Inn to discuss currentactivities and future plans. Through the JICC, IFOR PIfostered a strong synergy between those involved incommunicating with international and local audiences.This helped de-conflict sensitive issues and promotecommon strategies. It also provided a forum for inter-national organizations to request support from IFOR.For example, the CJIICTF designed and produced post-ers and pamphlets for the international organizations.Such requirements were discussed at the JICC (seefigure 9: the JICC concept).

114 In planning and for the first few months of IFOR operations, the JICCwas an internal coordination forum where ARRC and IFOR PI, the CJIICTF,CJCIMIC, CJ2, and CJ3 coordinated information with operations. When theoperational tempo decreased and annex 1A was complied with, CJ2 and CJ3stopped attending the meeting. In the meantime, IFOR PI had initiated a coordinationforum with the major international organizations (OHR, UNHCR, UNMIBH) tocoordinate information activities. This meeting was called the Theater OrganizationGroup (TOG), more commonly known within IFOR as “The Other Group”. In Spring1996, when CJ2 and CJ3 stopped attending the JICC, it seemed that the JICC andthe TOG served similar purposes. IFOR PI decided to rationalize, invited the civilianorganizations to the JICC, and disbanded the TOG. Interview with Capt. Van Dyke,USN, IFOR CPIO, IFOR Headquarters, Sarajevo, 14 October 1997.

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SUPPORT COMMAND INFORMATION OPERATIONS

UNITYOF

EFFORT

PSYCHOLOGICALOPERATIONS OR ACTIVITIES

PUBLIC INFORMATIONAND COMMANDINFORMATION

OTHERORGANISATIONS’INFORMATIONPROGRAMS

CIVIL- MILITARYINFORMATION

PROGRAM

JOINT INFORMATIONCOORDINATION

COMMITTEE

Figure 9: The Joint InformationCoordination Committee Concept

SOURCE: Col. Philips, USA, SHAPE CIMIC Policy

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Informal cooperation process: As the combined pressconference and coordination meetings developed, in-formal coordination evolved. Spokesmen called eachother to pass information or to seek confirmation andadditional details. This process greatly enhanced theinformation flow between the main agencies working inBosnia-Herzegovina.

All three divisions failed to reap the benefits that a closecoordination with the civilian agencies might have giventhem. Apart from MND (SW), which tried to establishlimited common activities with the civilian organizations(mostly regular briefings with the UNHCR), the otherdivisions did not seem to seek to coordinate theiractivities with the local representatives of the civilianorganizations operating in their AOR. In MND (N), theforce protection rules seriously handicapped the PIO’sability to coordinate with outside organizations. The U.S.PIOs (who led the division’s Joint Information Bureau)had to abide by strict force protection rules according towhich U.S. forces could only leave the compound in fullcombat gear and in a four-vehicle convoy. Designed tominimize the risks that the force would face, these ruleshad a profound impact on the mission of anyone whohad to deal with the civil sector. The PIO could noteasily leave the compound. Thus he did not hold regularbriefings and had limited interactions with theinternational organizations’ PI staffs. In MND (SE), thePIOs held neither regular coordination meetings norcommon activities with the civilian agencies in its AOR.In that case, it seems that strong suspicions about

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ultimate and ulterior motives remained on both parts.115

Overall at division level, common activities andcoordination forums between PI and the civilian agencieswere rare. The coordination at division level slightlyincreased during the first months of SFOR operationsas MND (SE) and MND (SW) multiplied activities inconjunction with the civilian agencies. The author hasnot been able to assess the validity of the progress madein that specific arena.

National Coordination

IFOR was a 36-nation coalition placed under SACEUR’soperational control. As a result, each contingent wasexpected to report daily to the NATO chain of command.But aside from the NATO chain of command, each na-tion expected its contingent to report to national authori-ties. Contingents fulfilled this dual requirement bysending Situation Reports (SITREPs) to IFOR and totheir respective MODs. Nations also expected theirpublic officers in theater to follow national guidelinesand directives. In a specific case, U.S. public informa-tion officers throughout theater were required to partici-pate in a daily teleconference with representatives ofthe State Department, the Department of Defense, andthe National Security Council.116 However, some U.S.

115 Ariane Quentier, UNHCR spokeswoman for Mostar, thought the French(who headed the division) wanted to control her message. Interview with the author,UNHCR headquarters, Sarajevo, 18 October 1997. On the other hand, PIOs workingat the division thought that cooperation was only possible if all speakers agreed toa common message. Interview with Maj. Panizzi, ITA, MND (SE) public informationofficer, MND (SE) headquarters, Mostar, 12 October 1996.

116 Interview with Col. Icenogle, USA, MND (N) Joint Information BureauDirector, Tuzla, October 1996.

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officers in NATO posts, such as IFOR chief public infor-mation officer, did not take part in the daily teleconfer-ence because they thought it would undermine theirauthority within the alliance.

In some cases, national requirements sparked difficul-ties with IFOR. For example, MND (N) heavily adver-tised the redeployment of U.S. units out of Bosnia in fall1996. That line supported the official U.S. position thatU.S. troops would leave Bosnia on 20 December 1996,but it contradicted IFOR’s effort to keep the redeploy-ment issue in low profile. NATO did not want to incitethe factions to act hostilely against IFOR troops at atime when they would be more vulnerable. ARRC hadto order the division to stop advertising the redeploy-ment issue.

In other cases, information was formally released to theinternational press, both by contingents in theater andby home nations, without IFOR’s prior knowledge. Frominterviews with PIOs in theater and at SHAPE, it seemsthat the issue of casualty announcements sparked themost serious difficulties. According to NATO plans, ca-sualties involving one nation were to be announced bythat nation. However, the circumstances of casualtiesinvolving one or more nations should be announced bySHAPE. Each nation involved was responsible for re-leasing personal information, but should have refrained

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from commenting on the circumstances. In a few instancesregarding casualties incidents, nations released informationwhen SHAPE was the formal release authority.117

The SFOR/LANDCENT Coordination

Like IFOR, SFOR had established the need for internaland external coordination. However, when LANDCENTassumed theater command in November 1996, the co-operation mechanisms changed dramatically. Most ofthe mechanisms established by the land componentlevel disappeared when the ARRC left theater in No-vember 1996. Under the LANDCENT/SFOR structure,most of the coordination occurred at COMSFOR staffmeetings where the commander gave guidance. Uponarrival in theater, LANDCENT retained or establishedthe following mechanisms, which remained under SFOR.

Internal Coordination

CPIO/COMCJICTF daily meeting: Every morning,SFOR Chief Public Information Officer and the Com-mander of the CJICTF met to review the operations andincidents of the previous 24 hours and to discuss theiractivities and responses.

117 For example, an ordnance exploded in a tent, killing and woundingItalian and Portuguese soldiers. In such a case, where two nations were involvedin the incident, only NATO had the authority to release information about thecircumstances of the incident. In that case, before NATO had released a statement,both nations issued statements describing the incident and placing blame on theother. Interview with LTC Hoehne, USA, SHAPE chief media officer, Mons, 18December 1996.

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COMSFOR Media update: Every morning, SFOR CPIO,the spokesmen, and COMCJICTF attended theCOMSFOR media update. With COMSFOR guidance,the PIOs decided what messages to put forward at thedaily briefing and how best to handle the day’s issues.At the end of the meeting, COMCJICTF presented theplanned PSYOP operations for that day. It seems thatthe meeting was more useful for the PIO than theCJICTF, as COMSFOR did not spend much time dis-cussing the PSYOP effort or giving detailed guidance.118

The media update continued after Gen. Crouch rotatedout of theater and Gen. Shinseki took charge in sum-mer 1997. The author could not assess how successfulthe meeting was at that point.

LANDCENT Chief Information Officer: In the planningphase, LANDCENT decided that, like the ARRC, it wouldhave a Chief Information Officer (CIO). To that effect,LANDCENT established a two-person Information Op-erations Cell under CJ3 staff supervision. However,unlike the ARRC, LANDCENT did not provide a clearmission statement for the cell. The CIO, Col. Robey,UKA, was left with defining his own mission. After a fewweeks of observation in theater, Col. Robey defined hismission:

Information Operations seek to achieve sustainedsupport for SFOR and the mandate under which itoperates whilst, at the same time, shaping the

118 In spite of this daily meeting, observations conducted in March/April1997 revealed the CJICTF staff was mostly working with the draft campaign plansas its main source for guidance.

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perceptions of the entities and their leaders in orderto achieve an end state compatible with the overallmission objective.119

However, during the first six months of SFOR opera-tions, the CIO was never in a position to coordinate ef-fectively the command’s information activities. Thisfailure stemmed from a command and control problem.The INFO/OPS cell was placed under CJ3 supervision.However, it sought to coordinate two offices (PI andPSYOP) which had direct access and received directguidance from COMSFOR. Under such circumstances,it is not surprising that both the CPIO and theCOMCJICTF flatly denied any authority to the Chief In-formation Officer. As Colonel Robey realistically as-sessed: “I cannot coordinate their work because I haveno authority to do so.” Not surprisingly, the CIO’s at-tempt to create a new coordination forum essentiallyfailed. In January 1997, the CIO created the Informa-tion Coordination Tasking Group (ICTG). The meetingwas designed as an internal coordination forum wherePIO, PSYOP, civil information, CJ2, and CJ3 convenedto determine public information postures and amendthem according to unfolding events and/or media andpublic responses. However, the CPIO and theCOMCJICTF sent representatives with no decision-making power, the CJ-9 representative did not work civilinformation, and the CJ-2 representative did not view itas a worthwhile activity.

119 Interview with Col. Robey, UKA, Chief Information Officer, SFORHeadquarters, Ilidza, 25 March 1997.

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External Coordination

Combined Daily Briefing and Pre-Briefing Meeting:LANDCENT continued the AFSOUTH practice of hold-ing daily briefing and pre-briefing meetings, capitalizingon IFOR success in that area. Both practices yieldedthe same advantages they had during the AFSOUTHperiod of IFOR operations. In spring 1997, all partici-pants still considered both activities as worthwhile andas mutually beneficial as before.120

The LANDCENT JICC: LANDCENT decided to continueholding the JICC meeting to look at mid- to long-terminformation activities and policies among the main pur-veyors of information in theater.121 However, the meet-ing seemed to suffer from fading interest. For the firstfour months of SFOR operations, the JICC dealt princi-pally with administrative matters (mostly with reorga-nizing the meeting). In addition, information flow didnot seem to be very effective, as information relevant tocertain staffs or organizations was not mentioned at themeeting. As a result, attendance to the JICC went down,even though SFOR PI tried to increase the number ofparticipants. Many of the primary international organi-zations (such as UNMIBH, UNHCR, OHR, and OSCE)

120 Interviews conducted with Col. Rausch, USA, SFOR CPIO; DuncanBullivan, OHR press and public affairs officer; Alex Ivanko, UNMIBH spokesman;Betty Dawson, OSCE press and public affairs officer; Kris Janowski, UNHCRspokesman. All interviews were conducted in Sarajevo, March-April 1997.

121 The following components participated in the meeting: SFOR CPIO,SFOR DCPIO, SFOR chief information operations, DCOMCJICTF (or CJICTF S3),CMTF PAO (invited but did not attend on a regular basis), OHR, UNHCR, UNMIBH,and OSCE spokesmen.

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no longer attended the meeting on a regular basis.Several of their spokesmen did not consider the JICCuseful because they already exchanged information atthe pre-daily briefing meeting. Among other organiza-tions invited to the JICC (such as UNICEF or the ICRC),many did not have enough staff or did not view the meet-ing as important enough in terms of their own strate-gies to show up on a regular basis. In addition, theJICC did not serve the PSYOP requirements well. Thecivilian organizations’ participants to the JICC (IOs’spokesmen) were not the CJICTF’s primary points ofcontact within these organizations. Little coordinationbetween PSYOP and the civilian organizations actuallytook place at the JICC. For example, during the prepa-ration for the national elections (September 1996), andin spite of the JICC meetings, it became clear that theCJICTF did not have all the information it needed toprovide adequate and timely support to the OSCE.122

PSYOP LNO to the International Organizations: To over-come these difficulties, IFOR PSYOP assigned an NCOas its liaison officer (LNO) to the international organiza-tions in November 1996. The LNO met and identifiedpoints of contact within various civilian organizations,presented PSYOP products and capabilities, gatheredinformation on the civilian organizations’ needs and in-tentions, and detected opportunities for support. Whenit arrived in theater, the SFOR CJICTF retained the LNO.In addition, two of the task force’s officers, the deputy

122 Interview with Maj. Gallo, CJIICTF product development, CJIICTFheadquarters, Sarajevo, 22 October 1996.

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commander and the chief of product development, alsoassumed liaison responsibilities (in addition to their pri-mary duties).

The liaison structure helped PSYOP to gain insights intothe civilian organizations’ work and constraints, andhelped the civilian organizations familiarize themselveswith PSYOP. However, several shortfalls limited theLNO’s effectiveness. First, the liaison officer was givenno guidance. Therefore, how to advertise PSYOP tothe civilian organization was entirely left to him. Thislack of guidance resulted in an unsophisticated andopportunistic approach to support advertising. TheCJICTF presented itself as a purveyor of free services(such as cheap printing facility or dissemination tool).By and large, the CJICTF failed to market its expertise(e.g., its ability to develop step-by-step campaigns toachieve attitudinal change). As a result, civilian organi-zations (with the notable exception of the OSCE which“contracted” its voter education campaign for the mu-nicipal elections to a PSYOP personnel) underused thePSYOP capability, asking for help to create one or twoproducts (and not a campaign) or using the task force’sresources (such as its printing facility).

Benefits and Difficultiesof Cooperation

Cooperation yielded large benefits for both IFOR/SFORand the international community. The widespreadcoordination taking place within operational staffs

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(especially CJ2/CJ3) and with civilian agencies made itpossible to develop a synergetic information strategy. Italso made it easier to react promptly andcomprehensively to significant events as well as thecommander’s needs.

Benefits

Internal coordination enabled the command to send aunified message, made it less likely that different staffswould develop divergent plans, and facilitated the inte-gration of the information campaign with other tools inthe commander’s arsenal. During most of IFOR opera-tions, information was always on the commander’s mindas one of his potential weapons. CJ3 was aware of thepossibility to use the media and PI was aware of ongo-ing and future operations. Conversely, PIO was alwaysaware of current operations and future plans. In thisregard, the creation of a Chief Information Officer (atARRC level) in December 1995, dedicated to coordi-nating PSYOP and PI activities on a daily basis, provedbeneficial. It made it easier to react promptly to devel-oping situations and to refocus the effort. Some of thesebenefits, however, were progressively lost whenLANDCENT assumed responsibility of operations inNovember 1996.123

External coordination yielded considerable benefits inthe field of Public Information. By accounts of civilianand military participants alike, and in comparison withearlier missions, this was perhaps the most extensive

123 See section on “Difficulties,” p. 136.

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and effective form of civil-military cooperation processfor PI in a multinational operation. The daily combinedPI activities—

• allowed PIOs working for different organizations withdifferent (if mainly supporting) goals to work togetherin a climate of trust and confidence;

• enabled PIOs to de-conflict sensitive issues, such asindicted war criminals and destruction of houses toprevent refugee returns;

• allowed for more accurate reporting since the spokes-men exchanged their views and information andchecked facts before releasing information at the pressbriefing; and

• enhanced the flow of information between civilian andmilitary organizations.

The only limitation to this fruitful cooperation was thecivilian organizations’ reluctance to get fully involved inmid- to long-term planning through the JICC meetings.Indeed, although the major civilian organizations at-tended the meeting regularly, they did not find it veryuseful. This shortfall was largely compounded by thestrong and effective daily coordination.

Difficulties

While “coordination” is a feel-good concept that almosteveryone agrees on, the reality is that it is not easy toimplement. In the field of internal coordination, IFORand SFOR experiences showed that effective coordi-nation not only depends on institutionalized mechanisms

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and forums, but also relies heavily on the commander’scommitment. Even the best coordination mechanismswill not work unless the participants are willing for themto work. With relatively similar internal mechanisms,AFSOUTH/ARRC and LANDCENT did not achieve asimilar degree of coordination. During the first ninemonths of SFOR operations, closeness with the com-mander seemed to progressively recede.124 In a head-quarters with 23 general officers, the CPIO andCOMCJICTF (both O-6s) had difficulty competing forCOMSFOR’s attention. The informal relations betweenPI/PSYOP and the commanding general all but disap-peared; encounters became mostly limited to the for-mal morning meetings.

Without the commander’s support, the level of internalcoordination decayed, PI and PSYOP integration withthe command group diminished, and PI and PSYOPknowledge of future plans seemed to recede. In fact, PIand PSYOP seemed to be relegated to more of a supportactivity than a key non-lethal weapon in the commander’sarsenal. This diminished access did not keep the PIand CJICTF in the loop and limited their ability tocontribute effectively to mission accomplishment. Thisbecame clear in July 1997, when SFOR troops stagedraids to capture two Bosnian Serb indicted war criminals.However, for an operation which would be sensitive tothe Bosnian Serb population and would affect SFOR’simage throughout the AOR (and internationally), neither

124 This problem was observed and analyzed during the first nine monthsof SFOR operations, until SFOR seized TV transmitters across Republika Srpskain October 1997.

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the chief PIO nor the commander of the CJICTF werebrought into the planning in a timely fashion. As a result,the RS press, not SFOR, set the agenda. The PI/CJICTFcould not act proactively, but were forced to respond toa series of accusations launched in the RS press.125

Likewise, when SFOR seized TV transmitters inRepublika Srpska (September-October 1997), theCJICTF was apparently not closely linked with planningand was caught unprepared to deal with theconsequences of the seizures.126

IFOR/SFOR’s experience with external coordination alsorevealed some difficulties. Cooperation requirescompromise, a give-and-take process with benefits andcosts. Early in Joint Endeavour, IFOR leadershipdecided that coordination with the civilian agencies wasnecessary to enhance the operation’s credibility.

125 On 10 July 1997, British troops conducted two commando operationsto arrest two indicted war criminals in Republika Srpska. The UK soldiers killedone in self-defense, and detained the other one. NATO turned him over to the ICTYto stand trial. The COMCJICTF was brought into the planning too days before theraid and was not allowed to involve his staff in the planning. As a result, no productswere ready for dissemination to explain why and how the two men had been arrested.Apparently, the CPIO learnt of the operation after it was underway. Almostimmediately, the Bosnian Serb media unleashed a violent anti-NATO propaganda,distorting the facts and calling for retaliation against NATO troops. The PI/CJICTFwere poorly prepared to respond to these attacks. There are good reasons to restrictthe number of personnel with knowledge of this type of commando-operations, ifonly because they rely heavily on the ability to surprise the adversary. But leavingthe Chief PIO and PSYOP Commander among the uninformed had a direct,immediate and inescapable consequence: it decreased COMSFOR’s ability toexplain and justify the operation to the locals. Meanwhile, COMSFOR and SACEURagreed at that stage that there were significant problems with the PSYOP campaignand ordered an assessment mission. This U.S. assessment mission took place inAugust 1997.

126 According to newspaper accounts, internal coordination seemed tohave improved when Dutch troops arrested two Bosnian Croat indicted war criminalson 18 December 1997. As soon as the raid occurred, the Bosnian Croat radiobroadcasted a NATO message urging the population to remain calm. See ColinSoloway, “Dutch Troops Capture 2 Croat War Criminal Suspects,” The WashingtonPost, 19 December 1997, A43.

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However, civilian agencies were first reluctant tocooperate with IFOR out of fear of losing their freedomof speech. As operations unfolded, civilian organizationscame to realize that they would benefit from coordination.As a result, they made concessions to de-conflictsensitive issues with IFOR and avoid direct publiccriticisms of IFOR operations. IFOR, on the other hand,bore the financial cost of the deal by paying for theHoliday Inn rental and providing manpower andequipment for the press center. In general terms, thisexperience shows two things. Partners have torecognize the benefits and costs of coordination. Suchrealization requires understanding of par tnerorganizations to define the possibilities and arousedesire to execute coordination. It was in this realm of“understanding” that coordination amongst theinternational elements in Bosnia faced perhaps itsgreatest challenge. Second, the process ofunderstanding and recognizing can take time and delayimplementation of full coordination. In the case of IFOR,it took five months before full coordination between thePI, PSYOP, civil information, and civilian organizationwas fully in place.

External coordination in the PSYOP field was aparticularly challenging task and did not flow as smoothlyas that in the PI arena. Traditionally, PSYOP elementsdo not operate closely with civilian organizations.During Joint Endeavour and Joint Guard, supportingcivilian agencies constituted a major part of the PSYOPeffort. However, throughout the operations, the PSYOP/civilian organizations interface did not form an effective

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basis for communicating requirements and capabilitiesbetween organizations. Civilian organizations haddifficulties formulating clear requirements to the PSYOPtask force. Conversely, the PSYOP task force did notalways understand the civilian organizations’requirements and the constraints they were operatingunder. Many of these problems can be related to theabove-mentioned requirement for understanding: it isnot necessarily that any of those involved (military orcivilian) were not, in the end, willing to coordinate orcooperate, but that they lacked sufficient understandingof the other organization to work effectively together.Such incomprehension can only be detrimental to theoverall effort.

Conclusion

When implemented, internal and external coordinationoperated as force multipliers for NATO commanders inBosnia. During IFOR operations, in particular, internalcoordination enabled the commander to use PI andPSYOP effectively to communicate with various audi-ences. External coordination, especially in the PI field,allowed the international community to develop syner-getic information strategies among the main players inDPA implementation. Although coordination provedbeneficial, it was difficult to achieve. The IFOR experi-ence showed that external coordination is a give-and-take process which requires compromise, while theSFOR experience showed that successful internal co-ordination depends on the commander’s commitment.

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Chapter 6:Assessing Information

Activities in Bosnia

Operations Joint Endeavour (December 1995-December 1996) and Joint Guard (December1996 on) revealed the critical nature of infor-

mation activities in peace operations as the principalmeans of communication between NATO commandersand various audiences. The overall campaign contrib-uted to mission accomplishment by facilitating commu-nication with the factions and helping maintain publicopinion support. However, obstacles and challengeslimited the campaign’s contribution to mission accom-plishment. This chapter assesses the successes andlimits of NATO information activities in Bosnia-Herzegovina.

143

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Successes

The Public Information Campaign

The information campaign’s primary contribution to mis-sion accomplishment lay in the continued support for orneutrality toward NATO-led operations in the contribut-ing nations. Throughout operations, international andnational public opinions showed either support or neu-trality toward the mission. No major political controversyemerged at government level (between the executiveand legislative bodies, or between the government andpolitical activists) during the accomplishment of IFORmission. More importantly, a smooth transition fromIFOR to an 18-month SFOR mission took place withoutmuch difficulties. A simplistic view could credit NATOpublic information for such success, if only becausepublic information was tasked with gaining and main-taining public support. In fact, it is difficult to assert anydirect, single causality link.127 However, it seems likelythat the IFOR/SFOR public information campaign con-tributed to this end result along with other operationalelements, such as low casualties and a progressive re-turn to normalcy.

The information campaign was based upon principlesthat served both the commanders and the internationalpublic’s needs. By providing complete, timely, and

127 In fact, studies on the collapse of public opinion support for militaryoperations have identified two major causes of collapse: the rise of casualties andlack of presidential leadership. See Eric V. Larson, Casualties and Consensus:The Historical Role of Casualties in Domestic Support for U.S. Military Operations,Santa Monica, CA, RAND publication, 1996.

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accurate information, the PIO established its credibilitywith the international and national media. Byestablishing credibility with reporters, IFOR/SFOR PIthus reduced the likelihood of unjustified negative storiesand gave IFOR/SFOR a better chance to have their sideof the story heard. On the media side, reporters publiclyexpressed their satisfaction with the arrangements madethroughout the operations.128 For most of IFOR/SFORoperations, several internal arrangements adequatelysuppor ted the requirement for dissemination ofcomplete, timely, and accurate information:

• Allowing a functional chain of information linking PIofficers throughout theater proved beneficial. It spedup information flow and allowed PI to provide themedia with timely information.

• Appropriate delegation of release of authority to thetheater force commander (or whomever he decidedto delegate his authority to).

• Close integration with operational staffs and closerelationships with commanders.

PI/PSYOP Integration Within theCommand Group

The close integration of IFOR PI and PSYOP within thecommand group also contributed to mission accomplish-ment. This enabled PI and PSYOP to be more effective

128 For example, Nik Gowing (BBC TV) and Kurt Schork (Reuters) publiclypraised IFOR efforts to provide relevant information in a timely fashion. RémyOurdan, reporter for the French daily Le Monde, considered that IFOR had beenforthcoming with its operations. A New York Times reporter commented that JOINTENDEAVOUR was the “best military-media relationship he had ever seen.”

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tools in the commander’s arsenal. Until the transitionwith LANDCENT (November 1996), PI and PSYOP hadclose interactions with operational staffs, in particularCJ3. Both PI and PSYOP were kept informed of cur-rent operations and future plans. CJ3 was aware of thepossibility to use PI and PSYOP as part of operations.CJ3 was also in a position to learn information from PIand PSYOP. In addition, PI and PSYOP were aware ofongoing and future operations. Such interaction allowedPI and PSYOP to better prepare for contingencies.Seemingly, the close relationship between PI, PSYOP,and COMIFOR/COMARRC allowed the CPIO andCOMCJIICTF to understand their commanders’ wishesand thinking. This close relationship allowed them towork in a climate of mutual trust and confidence whichbenefited everyone and enhanced the mission. Theclose relationship eroded after LANDCENT assumedcommand of the operation. From then on, closenesswith commanders receded and integration with otheroperational staffs loosened. PI and PSYOP knowledgeof future plans diminished, as illustrated by the July 1997raid against indicted war criminals (discussed earlier).On that occasion, SFOR could not effectively use infor-mation as a non-lethal weapons since neither the PIOnor the CJICTF were integrated into the operational plan-ning.

Information as a Non-Lethal Weapon

Another important contribution to mission accomplish-ment was the use of information to enforce the FWF’scompliance with the DPA provisions, deter violence, and

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resolve crisis. In a peace support operation, where theoutside force does not conduct combat operations, thecommander has to place a greater reliance on non-le-thal weapons. While every unit has some capability inthis realm, PI and PSYOP are two critical non-lethalweapons. Throughout the operation, commanders madeextensive use of public information and PSYOP to helpachieve operational goals and relied on information as-sets (mostly PI and PSYOP) to influence the FWF’sbehaviors in case of crisis. Adequate information flowand close coordination between staff components al-lowed the commander to effectively use PI and PSYOPas a non-lethal weapon. It was one of the commander’smajor tools to communicate intentions, might, and re-solve to the local populations and the FWF.

On a routine basis, public information was used to rein-force the appropriateness of IFOR’s actions. For ex-ample, the MND (SW) commander used his mediaoperations to publicly lay blame on the factions for notfully complying with annex 1A of the DPA.129 In a num-ber of high-profile incidents, IFOR/SFOR and/or the in-ternational organizations used public announcementsto place pressure on the FWF to enforce compliancewith their decisions. For example, in summer 1996, theBosnian Serb chief of police in Prijedor fired a warningshot at IFOR troops challenging him about unautho-rized weapons. In response, COMIFOR approved aninformation plan designed to apply gradual pressure onthe RS leaders to oust the Prijedor chief of police and

129 Interview with LTC Paul Brook, UKA, Chief Media Operations, MND(SW), Banja Luka, October 1996.

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hand over the unauthorized weapons. Meanwhile,COMARRC developed contingency plans to enforceIFOR’s objective (ousting the chief police) if necessary.As international pressure mounted, the RS turned overthe weapons and designated a new police chief.130 Inanother case, in March 1997, the Office of the HighRepresentative and the UNMIBH combined their effortsto get the Mostar authorities to remove road bumps theyhad placed that impeded the Bosniacs’ freedom of move-ment in town. After repeated demands to remove thebumps and under the threat of sanctions, the BosnianCroats complied.

However, information activities are a double-edgedsword as they can produce unexpected results. In spring1996, RS leaders refused to let IFOR troops check anammunition depot in Han Pijesak. COMIFOR then de-cided to have his spokesman announce at the daily brief-ing that IFOR recommended all IOs/NGOs pull out ofRepublika Srpska, as IFOR was about to use force tosupport the depot inspection, and they could be at riskfor retaliation. After a few days, the RS accepted IFOR’sultimatum and opened the depot for inspection.131 How-ever, the NGO community was probably more surprisedat IFOR’s announcement than the RS leaders. Soonafter the public announcement, NGO personnel in theRS anxiously called their headquarters back on theFederation side, asking for instructions. Unaware ofIFOR’s decisions, the IOs were unable to provide any

130 Interview with Capt. Van Dyke, USN, IFOR CPIO from December 1995to November 1996, Sarajevo, 17 October 1996.

131 Interview with Col. Serveille, FRA, IFOR DCPIO from July to December1996, Sarajevo, 18 October 1996.

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guidance to their operatives in Republika Srpska. Thisdeceptive announcement generated a great deal of mis-trust between IFOR and the IO/NGO community.

Coordination with International Organizations

Another important contribution of information activitiesto mission accomplishment was the fruitful coordinationestablished with international organizations, in particularin the field of public information. Combined activitiesbetween IFOR/SFOR, OHR, UNHCR, OSCE, andUNMIBH spokesmen were mutually beneficial atdifferent levels. By accounts of civilian and militaryparticipants alike, and in comparison with earliermissions, this was perhaps the most extensive andeffective civilian-military cooperation process for PI in amultinational operation. These combined activitiessymbolized the international community’s unity on behalfof peace and reconstruction in B-H. With the dailycombined briefings, the international community soughtto present itself as united in a common effort in supportof DPA implementation. The participants did not pretendto agree on every issue.132 But by agreeing to brieftogether, the international organizations promoted theidea that, albeit with different perspectives, they wereall working together on behalf of Bosnia-Herzegovina.This was an important achievement as the UNPROFOR

132 Hence, they did not. For a long time, the most divisive issue concernedSFOR’s role in arresting indicted war criminals. Civilian organizations (such as theOHR or the UN) argued that IFOR/SFOR was the only force in Bosnia capable ofarresting the war criminals. IFOR, then SFOR long maintained that only a policeforce should get involved in tracking down criminals. Other divisive issues includedthe role of IFOR/SFOR in curbing civil disorders and the role of IFOR/SFOR inenforcing refugee returns.

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period had been marked with dissent, contradictions,and antagonism between the military force (blue berets)and civilian agencies (such as the UNHCR). Combineddaily activities also enhanced the information flowbetween military and civilian organizations. As far asthe author is aware, the daily combined PI activitiesrepresented the most frequent, most senior dailyinterplay between IFOR/SFOR and the civilian agenciesacross the operation.133 Much of the credit for thissuccess lies on the PI shoulders, as COMIFOR ChiefPublic Information Officer and COMARRC ChiefInformation Officer initiated widespread cooperation withother operational elements and with internationalorganizations.

Although links between the PSYOP and the internationalorganizations were established, they met numerousobstacles. Mutual unfamiliarity between psychologicaloperations and civilian agencies and lack of appropriatestructures to communicate requirements complicatedthe cooperation. Nevertheless, the PSYOP/internationalorganizations coordination helped familiarizeinternational organizations with PSYOP and contributedto the climate of cooperation between civilian and militaryorganizations. PSYOP support to international

133 This is an important element for CIMIC issues. Current doctrine (eitherNATO or US) does not consider Public Information as an important element ofliaison and coordination between a military force and civilian organizations. It is infact, likely, that such PIOs meetings would represent the most frequent senior levelinteraction between organizations. This was certainly the case in Bosnia-Herzegovina where PIOs met more frequently than the Principals’ meetings (aregular meeting between COMIFOR/COMSFOR and the leaders of the civilianorganizations). As was the case with IFOR/ARRC/SFOR PIOs, the civilianorganization spokesmen had direct and frequent access to the organizations’ headsand thus were very senior staffs, in practice, if not title.

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organizations also enhanced the internationalorganizations’ information campaigns. In particular, thePSYOP support enabled the OSCE to run far-reachingcampaigns to educate voters on the importance ofelections and inform them on the rules and regulationsgoverning the electoral process. According to DianaCepeda, Director of OSCE voter education program forthe municipal election voter registration campaign,“SFOR support has enabled the OSCE to prepare abetter quality campaign. We could have done somethingwithout SFOR support, but it would not have been asgood as what we have finally put out.”134 The PSYOPsupport was also valuable to other organizations, suchas the UN Mine Action Center (UNMAC). Hopefully, theBosnia experience paved the way for a new form ofcooperation in future peace support operations.

Limits

The major limit to NATO information activities from De-cember 1995 to fall 1997 lay in its limited effectivenessto offer the local populations a credible alternative viewof the international community’s efforts to that presentedby the factions and to counter local propaganda anddisinformation.

134 Interview with Diana Cepada, OSCE voter education director, OSCEheadquarters, Sarajevo, 8 April 1997.

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The Limited Promotion of NATO�s Message

Throughout the operation NATO experienced difficul-ties in communicating effectively with local audiences.135

Neither the PIO nor the PSYOP task force were fullyadapted to communicate with Bosnian audiences. Theoriginal PI planning and initial execution, for example,did not provide for the requirements of local reporters.As PI sought to promote international understandingfor the mission, it did not place a high priority on foster-ing good relations with local journalists. Initially, althoughNATO PI opportunities were open to local journalists,IFOR made few efforts to accommodate the specificneeds of the local press. Reporters from the variousentities reluctantly traveled to other entities’ territory toattend IFOR/SFOR press conferences. This restrictionlimited the local journalists’ exposure to NATO’s mes-sage. IFOR PI first and foremost tried to meet the inter-national press corps’ agenda.136 IFOR PI developed intoa belief that the local media were critical but did notbelieve they had much impact with local journalists.IFOR, but mostly SFOR, tried to design specific activi-ties targeted at the local media. In particular, SFOR

135 NATO is not the first international organization to experience difficultiescommunicating with the local population in Bosnia. During the war, the InternationalCommittee of the Red Cross faced grave difficulties to ascertain its humanitarian,neutral status amidst the propaganda war that the factions had launched. SeeMichèle Mercier, Crimes without punishment: Humanitarian Action in FormerYugoslavia, Chapter 6: “On the proper use of propaganda,” London, Pluto Press,1995.

136 Colonel Mulvey, USA, who replaced Captain Van Dyke as IFOR ChiefPIO in November 1996, expressed surprise at how the international and localjournalists were interested in vastly different stories. He noted that internationaljournalists were more interested in the fate of Dayton, the follow-on force, whereasthe locals (which expected a follow-on force) wanted information on economicreconstruction and civil-military cooperation. Conversation with Col. Mulvey, USA,LANDCENT CPIO, IFOR CPIC, Sarajevo, 23 October 1996.

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arranged two press conferences a week in RS territory.It also arranged to have a weekly press conference inSerbo-Croat at the Holiday Inn. However, these effortswere never deemed as important or received significantfocus as dealing with international journalists. TheCJICTF, on the other hand, was not well-equipped tocommunicate effectively with a “first-world” audiencesuch as the Bosnian population. As explained in moredetail in chapter 3, the PSYOP task forces did not haveadequate equipment to compete with established me-dia. In particular, the CJICTF did not have a TV capa-bility in a country where an overwhelming majority ofpeople get their news from the local television.

Second, the nature of the IFOR/SFOR message re-duced its potential impact. In general, the PSYOP mes-sages were based on general principles (such as“elections will decide your future” or “reconciliation isgood”) and shied away from difficult issues. For ex-ample, the campaign never addressed the fact that theFWF were hindering Dayton Agreement implementa-tion. The campaign also failed to tackle controversialtopics such as indicted war criminals out of fear that itcould lead to resentment and hostility against NATOtroops. Occasionally, the PIO message was direct andaggressive, but only when the factions failed to complywith annex 1A of the Dayton Peace Agreement or threat-ened NATO troops. On issues other than annex 1A,IFOR and SFOR PI kept a rather low profile. NATOrarely used information activities to pressure the FWFinto compliance. On these issues, IFOR and SFOR PI

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usually let the civilian organizations deliver hard mes-sages, avoided pointing fingers, and restricted them-selves to factual and non-controversial issues.

Overall, several contradictions limited the effectivenessof NATO’s message. NATO could not always follow upa message with relevant action, so there was no posi-tive reinforcement to enhance the credibility of the mes-sage. For example, throughout much of 1996, NATOran a campaign supporting freedom of movement. How-ever, NATO would not and could not guarantee thatBosnians crossing the IEBL into the territory of anotherethnic group would be safe. For all practical purposes,the few who undertook such a journey put themselvesat risk. The NATO campaign did not lead to significantbehavioral change among the Bosnians because NATOcould not guarantee safety. Second, NATO avoided tar-geting leaders. This approach did not allow condemna-tion of the political tricks that the factions’ employed toblock the peace process. Third, NATO chose not to at-tack some of the mythologies that block the peace pro-cess. For example, NATO has not taken apart the myththat only radical Serbs can protect the Serbs and thatthe international community is behind some kind of plotto eliminate the Serb people. NATO and the PSYOPcampaign allowed themselves to be cornered in a situ-ation with few viable options. Most public actionsseemed to punish the Serbs for failing to cooperate.137

In the meantime, the few “good news” items (such as

137 For example in 1996, the Republika Srpska received less than 3percent of the total aid to Bosnia-Herzegovina because its authorities failed tocooperate on the issue of common institutions.

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successful minority returns) could not be publicized forfear they might trigger a hostile reaction. Almost nomatter the situation, the Bosnian Serb media depictedNATO as some type of evil entity.

Fighting Disinformation

Most of all, neither IFOR/SFOR PI nor the CJICTF wasable to fight the factions’ disinformation attempts.Confronting disinformation is a difficult problem in thedelicate political environment of a peace operation.Through fall 1997, NATO had not adequately answeredthe challenge of how to respond to dishonest andmanipulative factional reporting. In fact, responding tothe parties’ disinformation seemed to be beyondcapabilities and certainly outside perceived mandates.However, disinformation was thriving across theater. InMarch 1996, the Pale media launched a campaignencouraging the Bosnian Serbs living in the Sarajevosuburbs to be transferred to the Bosniac authorities toflee. Pale TV argued that Bosnian Serb safety could nolonger be guaranteed after the transfer of authority. Laterthat same year, the Bosniac press reported that theFrench buried nuclear waste on Mount Ingman. NeitherNATO nor French authorities responded because theybecame aware of the disinformation well after a chancefor a timely response.138 More recently, after SFORspecial operations forces arrested Bosnian Serb indictedwar criminals on 10 July 1997, Bosnian Serb TV(controlled by a faction loyal to Radovan Karadzic)

138 Interview with Pierre Servent, media relation advisor to the FrenchMinister of Defense, Paris, November 1996.

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launched a virulent anti-NATO campaign comparingSFOR troops to the Nazis.139 Subsequently, when SFORCIMIC announced that railways between Tuzla and Brckowould be repaired by an Italian brigade, the BosnianSerb television argued it was designed to transport warcriminals to The Hague.

Fighting disinformation properly would have requiredinteraction between all staffs in charge of informationactivities (such as PI and PSYOP) and CJ2 (intelligence).Such coordination did not seem to take place in Bosnia,at least at SFOR HQ.140 PI and intelligence staffs hadlittle formal background on which to develop a fruitfulrelationship.141 In addition, public information officersview close ties to the intelligence community as a threatto credibility with journalists. On the other side,intelligence staffs seem almost oblivious of the PI arena.Built on such a background, it should not be surprisingthat there was only a tenuous relationship between theCJ2 and PIOs in Bosnia. In the field of PSYOP, theneed for a relationship with intelligence is well-established. In combat operations, PSYOP is a primaryconsumer of intelligence, as it needs intelligence inputsto design and time its campaigns. In peace supportoperations, PSYOP is as much a provider of intelligenceas a consumer. But under SFOR, the CJICTF/

139 Jeffrey Fleishman, “Propaganda Fuels Serbs’ Hatred: Struggle PutsNATO Forces in the Middle,” The Philadelphia Inquirer, 23 September 1997, p 3.

140 The author mostly studied this relationship during SFOR operations.These findings do not necessarily apply to IFOR.

141 Neither the NATO Public Information nor the intelligence doctrinesdiscuss any connection between public information and intelligence.

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intelligence interface was weak, as neither the CJICTFnor the CJ2 seemed to place a high priority on thePSYOP/intel link.

Perhaps because of these weak links, as of spring 1997,no HQ SFOR element tracked disinformation attempts.As far as the author is aware, within the NATO organi-zation, only the SFOR CIO tried to understand factionaldisinformation attempts. However, he did not have anadequate structure to maintain and analyze a mean-ingful, comprehensive database. In addition, neither PInor the CJICTF commanders and staffs campaignthought they should engage in countering disinformation.

A Lack of Vision

In fact, NATO’s information strategy was plagued fromthe start by a lack of vision. With IFOR and SFOR, theNAC did not clarify the mission’s end state, but insteadrelied on two arbitrary, barely believed end dates (12months in IFOR’s case, and 18 months in SFOR’s case)to define the mission’s final objective.142 In December1995, the NAC defined IFOR’s mission as enforcing thecessation of hostilities for 12 months. In December 1996,the NAC defined SFOR’s mission as enforcing the ces-sation of hostilities for an additional 18-month period.Such definitions were first and foremost meant to reas-sure the contributing nations’ legislatures and publicopinion, especially in the United States, that their troops

142 An end state establishes the set of conditions that an operation seeksto achieve. Such conditions should allow force withdrawal. An end date establishesa time certain for ending the operation regardless of the situation on the ground.

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would not be committed to an open-ended operation.Within the United States at least, the spectrum of Viet-nam hangs over such definitions. However, using enddates rather than an end state did not provide an articu-lated vision of what NATO sought to achieve in Bosniaand of the conditions that would make a departure ofNATO forces possible without a resumption of hostili-ties between the factions.

This absence of a clear end state hampered both theIFOR and SFOR PSYOP campaigns. Without a clearend state, the PSYOP campaign could not formulate astep-by-step campaign toward a clear objective. Dur-ing IFOR operations, all information activities weregeared toward one goal: NATO is here for one year toenforce the cessation of hostilities so the factions canwork their differences out. For that year, NATO will useany necessary measure to enforce its mandate, andthe factions and civilian organizations have the respon-sibility to resolve policy issues. This guideline gave theinformation campaign a direction to work toward. IFORinformation campaigns thus mostly focused on forceprotection issues and NATO might and resolve, and pro-moted civilian implementation of the DPA. These cam-paigns successfully conveyed the message that NATOwould not tolerate any attack or obstacles to its mis-sion. However, these campaigns did little to help setthe conditions for a viable withdrawal of NATO forces.

Right from the start of SFOR’s mission, several factorsalmost immediately prevented the PSYOP campaignfrom relying on the artificial deadline (June 1998) as its

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objective. First, several NATO nations hinted that thereshould be a follow-on force.143 Second, the Clinton ad-ministration ventured to seek support for such an op-eration and in December 1997 announced an intentionto extend U.S. commitment to Bosnia.144 Finally, NATO’spolicy toward DPA implementation progressively evolved.In spring 1997, HQ SFOR began exploring a more ag-gressive approach to DPA implementation and beganto work more closely with the international organiza-tions. However, as these changes occurred, no articu-lated vision had replaced the deadline fantasy and hadbeen articulated to the PSYOP force. As a result,PSYOP personnel did not seem to have a clear under-standing of what their mission was and felt they wereconducting a wide range of operations without under-standing how they contributed to mission accomplishment.Effective PSYOP in Bosnia requires that the CJICTF begiven a clear vision of what needs to be achieved.

Learning From Experience?

The Transmitters War

Eventually, the information campaign’s inadequaciescame to light and the international community decidedto pay more attention to the issue of media

143 Effie Hathen, “Cohen says pullout by NATO set, too,” European Starsand Stripes, 6 March 1997, p 1; Fredrik Dahl, “Clinton urged to extend mission inBosnia: Otherwise European Allies won’t stay,” The Washington Times, 16September 1997, p 12.

144 Richard C. Gross, “Expect U.S. to stay in Bosnia,” The WashingtonTimes, 28 September 1997, p 8; Richard C. Gross, “Holbrooke strongly hints atlonger stint in Bosnia,” The Washington Times, 9 October 1997, p 13.

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democratization and use of the media to foster thefactions’ political goals. In May 1997, at the Sintrameeting, the Peace Implementation Council (PIC) taskedthe Office of the High Representative with monitoringand sanctioning local media.145 Although it provided nodetails on how to do so, the PIC tasked the OHR toenforce democratic and professional media standards.No international institution had had such power in Bosniauntil then. Meanwhile, two events gave SFOR a windowof opportunity to also strengthen its attitude in thatregard. First, the operation to detain two indicted warcriminals in Prijedor (Simo Drljaca and Milan Kovacevic)in early July triggered an angry media campaign byBosnian Serb media. In particular, SRT portrayed theoperation as one more example of the internationalcommunity’s plot to destroy the Serb people. Thecampaign heated up when SFOR undertook, inconjunction with the IPTF, searches of RS police stations(in Banja Luka and Brcko) in late summer. SRT drewanalogies between the World War II Nazi occupationand the SFOR mission and called for Bosnian Serbs to

145 In 1996, the OSCE was tasked with monitoring the content of localmedia reporting and examining complaints about local coverage. Under its mandate,the OSCE could impose sanctions on media outlets who used inflammatory andhate speech and who did not allow alternative viewpoints. However, the OSCE hadlimited power to enforce its decisions. For example, during the national electionscampaign, the OSCE examined 40 complaints for inflammatory language anddefamation and issued letters of warning. However, the process did not significantlyalter the local media behaviors. For a critical review of the OSCE charter, seeChristine Spolar, “Watch on Media Blinks in Bosnia,” The Washington Post, 6 August1996, p 12; and Jonathan C. Randal, “Demands Scaled Back for Free Press inBosnia as Prerequisite for Vote,” The Washington Post, 12 June 1996, p 25.

146 Such calls gave SFOR the legal argument needed to take actionagainst SRT, because they incited violence against NATO troops. Therefore, hostileactions against SRT were justified by the need to protect troops. This incident wasnot the first time local media had launched a hate campaign against the internationalcommunity. For example, in September 1996, local media and television in Zvornik(Republika Srpska) launched a hate campaign against the international police taskforce (IPTF) after it intervened in support of Muslim refugees attempting to return

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resist NATO operations.146 Second, the power strugglein RS between Momcilo Krajisnik (pro-Karadzic) and RSpresident Biljana Plavsic expanded the internationalcommunity’s options to deal with the crisis. The powerstruggle unexpectedly heated up in early summer 1997when Plavsic decided to dissolve the RS parliament andcalled for new elections in November 1997. The strugglecaused a split within the RS state television, withjournalists and editors from the Banja Luka studiodeciding to split away from Pale direction after Palemanipulated a broadcast on SFOR searches in policestations.

SFOR and OHR tried to exploit these developments totheir advantage. First, SFOR and OHR encouraged SRTPale to tone down its anti-Dayton, anti-NATO rhetoricwith a package of “carrots and sticks.” The OHR nego-tiated an agreement whereby SRT Pale agreed to stopits anti-NATO campaign and air programs on the DPAsponsored by the international community. In exchange,they would remain open. The sticks came in the form ofthreats of military action if SRT Pale did not comply. Inlate September, Belgrade brokered an agreement be-tween Momcilo Krajisnik and Bijlana Plavsic, accordingto which SRT Pale and SRT Banja Luka would broad-cast each others’ work on alternate days. For somedays, the agreement was honored and both stationstoned down their commentaries. However, after SRTPale heavily edited a tape on the ICTY mission, SFOR

to nearby Mahala. See Sue Palumbo, “Radio, TV rant at task force,” The EuropeanStars and Stripes, 4 September 1996, p 6.

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seized four transmitters in eastern Bosnia, thus reduc-ing considerably the SRT Pale footprint.147 At this stage,SRT loyal to Bijlana Plavsic broadcasts across the RS.

The Light at the End of the Tunnel?

Taking down the SDS transmitters and handing themover to Bijlana Plavsic had two benefits. The operationenabled the international community to shut down themost extremist anti-NATO, anti-Dayton propaganda inRS from the largest medium in the country—television.The operation subsequently allowed the internationalcommunity to increase the visibility of its message inRepublika Srpska. But these benefits came at a cost.First, the international community decided to arbitrarilyshut down a voice in RS when it had been sponsoringfreedom of speech for the past two years. It thus founditself in the awkward position of defending curbing thevery notion it promoted: freedom of speech and press.148

Second, there were substantial shortcomings in theplanning and execution of these operations whichrevealed a lack of preparation and vision as to why theseoperations were taking place. For example, theagreement to broadcast one hour of internationally

147 For a detailed chronology of the transmitters war, see Marina Bowder,“The Transmitter War,” War Report: Bulletin of the institute of war and peace reporting,October 1997, no 55, p 41-42; Lee Hockstader, “Bosnian Serbs Back Off, but GetTV Tower,” The Washington Post, 3 September 1997, p 21; “U.S. orders threeelectronic warfare warplanes to Bosnia,” The Baltimore Sun, 12 September 1997,p 21; Elisabeth Neuffer, “Media war in Bosnia gives Serbs a choice for truth,” TheBoston Globe, 22 September 1997, p 1; Mike O’Connor, “NATO Troops Shut DownBosnian Serb TV Network,” The New York Times, 21 October 1997.

148 For a brief summary of the pros and cons, see letter to the editor byMorton I. Abramowitz and Ayeh Neier, “Bosnian Serb Media are Threat to Dayton,”The New York Times, 12 September 1997.

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sponsored program was negotiated without a clear viewof how this hour of daily programming would beproduced. As a result, SFOR CJICTF was tasked withfilling in although it does not have the equipment orresources to produce like a network. In another example,the operation to seize the four transmitters in easternBosnia was planned without the PSYOP support. So,after SFOR shut down the transmissions, it had toimprovise some actions to explain to the Bosnian Serbswhy they were receiving snow on their television sets.A better integration of PSYOP in the planning processwould have anticipated this problem and led to a betterresponse.

Finally, taking down SRT Pale transmitters was no pana-cea. In the new RS media landscape, most broadcastmedia now back Bijlana Plavsic. Although she has,admittedly, agreed to cooperate with the internationalcommunity to implement the Dayton Peace Agreement,Plavsic is still a proud representative of Serb national-ism. Her new party, the SNS, is populated with formerSDS dignitaries who back the SDS program.149 Acrossthe country, in spite of the international community’sefforts, most local media continue to act as tools of theirrespective factions.150 Since early in the war, Bosnia-Herzegovina media were divided along ethnic lines:

149 For a detailed view of the differences and common points betweenthe SDS and the SNS, see “Ostoja Knezevic: Changing Sides,” WarReport, October1997, no 55, p 31.

150 For additional information on the status of the press within the region,see Kati Morton, “Key to the Balkans: A Free Press,” The Washington Post, 31 May1996, p 23; Mark M. Nelson, “Biting the Hand: Zagreb Radio 101 Gave Him HisPolitical Start: In Charge, He Hates It,” The Wall Street Journal, 25 July 1996, p 1;Frangoise J. Hampson, “Incitement and the Media Responsibility of and for theMedia in the Conflicts in the Former Yugoslavia,” Papers in the Theory and Practiceof Human Rights, The Human Rights Center, University of Essex, UK, 1993.

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Bosniacs, Bosnian Serbs, and Bosnian Croats. Through-out the war, local media zealously passed along theirfaction’s propaganda and disinformation. As a result,the factions strictly controlled editorial content. In spiteof the international community’s efforts, this state of af-fairs did not stop after Dayton. Local media are stillclosely tied to the factions and their interests.151 Theyspread disinformation as they see fit their factions’ po-litical objectives. They gave little to no time/space toopposition parties or alternate viewpoints to the officialone. The factions also commonly used the media tojustify their actions (and more often their non-actions)in implementing the DPA, while swearing that they arewilling to make peace. As such, a majority of the localmedia very much remain a tool in the hands of the domi-nating parties in their continuing struggle for nationalidentity. By and large, local media still contribute to thefactions’ strategy of undermining the Dayton agreement.Everyday reporting provides ample proof of their alle-giance to the FWF.152

151 Divisions PIOs during IFOR and SFOR operations encountered manysituations where their efforts to provide information resulted in distorted reportingthat fitted the factions’ interests. For example, in Summer 1996 in MND (SE), theSpanish Brigade announced its civil engineers would solidify a mobile bridge anddonate it to the city of Mostar. The brigade commander explained that a bridgeover the Neretva (the river flowing through Mostar) would be a powerful symbol ofreconciliation. All local media felt otherwise, spread all kinds of rumors and finallyaccused the Spanish brigade of having caused damages to the structure. MajorMarconnet, the division’s PIO, explained: “It is very difficult to get a fair shot withthe local media. We give them information on our activities, encourage them tocover what we do, but they will put a spin on it, a spin that fit their factions’ politicalagenda.” Interview with the author, MND (SE) headquarters, Mostar, October 1996.

152 Examples of their allegiance to the FWF include the following: throughFall 1996, a series of attempted refugee returns in the Zone of Separation sparkedincidents between the Bosniac refugees (who wanted to return) and RS mobs andauthorities (who sought to prevent them). Bosniac media supported the returnees(without acknowledging that they were manipulated by the Bosniac government torepossess territory in the RS) and criticized the international community for notenforcing the returns. Meanwhile, the Bosnian Serb media portrayed the returnsas unlawful and as an endangerment to the Serb nation. More generally, most

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165Assessing Information Activities

The degree to which the local media are still under thefactions’ control is worrisome because most Bosniansget their news from and trust most these outlets. Ac-cording to a poll conducted by the U.S. InformationAgency in Bosnia in July 1997, Bosnians tend to relymostly on “media sources which are closely aligned withparties and/or strongly influenced by regional authori-ties more than any other.”153 Bosniacs mostly rely onthe pro-government or party-controlled media sources.Bosnian Serbs mostly rely on SRT and Serbian sourcesfrom Belgrade (the poll was taken before the break-upof SRT), whereas Bosnian Croats rely mostly on mediaoriginating in Zagreb. More importantly, when askedwhat medium they trust more to report the news accu-rately, most Bosnian Serbs, Croats, and Bosniacs tendto name the source they use most frequently, e.g., themedia controlled by their ethnic group.

All the actions taken in late summer and fall 1997, how-ever, only partially addressed the issues hindering aninformation campaign effective beyond force protectionissues. The following are some of the key gaps as ofDecember 1997.

Bosniac press supports the SDA view that there can be no lasting peace until theinternational community enforces all aspects of the DPA on the Bosnian Croatsand Bosnian Serbs. Conversely, until the summer of 1997, most RS press supportedthe SDS claim that it the party represents the people’s interests and backed everytrick the party used to not implement the DPA. Several media watchdogs compileextensive data on the local media’s coverage of local events. See for example theBosnian Media Monitoring Report from the Institute of War and Peace Reporting(London) and Media Plan (Sarajevo). Information available at [email protected] [email protected]

153 U.S. Information Agency, “Media Usage in Bosnia Divides Along EthnicLines,” Opinion Analysis, M-138-97, 19 August 1997.

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• Reassess the limitations on PI and PSYOP. The in-ternational community might never be able to leave apeaceful Bosnia unless it helps the ethnic groupsreach some level of reconciliation. Part of this re-quires unleashing the “non-lethal weapons” of PI andPSYOP against those inhibiting this progress. The PIand PSYOP should be tasked to assume a more pro-active and more aggressive posture. Two key ele-ments of such a posture are to make it clear to thepeople of Bosnia that their nationalistic leaders arean impediment to the Dayton peace process and toresumption of a normal, peaceful life; and to tackledifficult and controversial issues such as the propa-ganda that led to the nationalistic uprising in the firstplace. This, however, cannot effectively occur with-out a clearer conception of the operation’s goals andof the international community’s end state.

• Focus on an end state rather than an end date.NATO’s presence in Bosnia continues to rely on adate of departure (end date) rather than a situationwhich would allow force departure (end state). With-out the political leadership providing an articulatedconcept for a viable end state, the PSYOP task forcewill have difficulty creating a cohesive, relevant, andcredible campaign.

• Reintegrate PI and PSYOP into the command group:Under Admirals Smith and Lopez, the PIO had veryhigh standing in the staff and frequent (often private)meetings with the admirals (COMIFOR). Similarly,the CJIICTF commander had direct access toCOMIFOR or COMARRC whenever required. Thesituation, however, changed when LANDCENT as-sumed command of operations. The CPIO and

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COMCJICTF access to the commander progressivelydeteriorated until, by mid-1997, neither had easy ac-cess to the commander outside formal meetings. Thisis an indication of the lower status and importance ofthese organizations inside the HQ. With CIMIC ele-ments, PI and PSYOP are two of the most importanttools for NATO to affect the situation on the ground.They cannot be effective tools while keeping the PIOand COMCJICTF out of planning, for the 10 July 1997provide clear evidence of the problems that this re-moteness can cause. Such a lack of access left bothPI and PSYOP in a reactive rather than proactivemode.

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169Identifying Lessons

Chapter 7:Identifying Lessons

from the BosniaExperience

The NATO experience with public information andpsychological operations in Operations Joint Endeavour and Joint Guard suggest several impor-

tant lessons for future operations in Bosnia-Herzegovinaand elsewhere. Before embarking on this lessons, weshould recall the importance of information activities inpeace operations. Their importance derives from sev-eral factors, which include the following:

• Media reporting plays a critical role in determiningthe success or failure of a peace operation, as it pro-vides the basis for the public as well as the politicalelites’ opinions. The PI provides the key interlocutorbetween the operations and these reporters. An ef-fective PI team will diminish the likelihood of unjusti-fied or inaccurate representations of the operation bymisinformed or angered journalists.

• In many operations other than war (OOTW), includingpeace operations, the attitude of the local populaceis a critical factor to support mission success. As withjournalists, information activities (with PSYOP in thelead) are the commander’s tool for communicating

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with this population and for encouraging a positiveattitude toward the mission’s objectives amongst thelocals.

• When dealing with interpersonal or interorganizationalrelations, perception often is as important as (if notmore important than) reality. In traditional combat op-erations, it is (relatively) straightforward to count tanksdestroyed or determine the front lines. In OOTW(again, including peace operations), the situation israrely ever so clear—perceptions are key. Acommander’s information activities (PI, PSYOP, andcivil information) are perhaps the best tools to influ-ence perceptions (internationally and locally) in sup-port of mission objectives.

With these factors in mind, the following paragraphshighlight some of the key lessons identified in the expe-rience of information activities during the first 20 monthsof NATO operations in Bosnia-Herzegovina.

Clearly Articulated PI Principlesand Guidelines

Clarity of guidance is a principle that all military com-manders understand. General Joulwan and AdmiralSmith provided clear and straightforward guidance fortheir PI officers to follow. These principles (complete,accurate, and timely reporting) lay at the core of PI ac-tivities throughout Operations Joint Endeavour and JointGuard. The success of these principles highlights twopoints. Just as elsewhere in the operational planning, acommander must pay attention to what he expects fromhis PI officers and must provide guidance so that they

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171Identifying Lessons

can achieve what he expects. In addition, these spe-cific principles well served the military force and NATOoverall through the period analyzed. Absent overridingimperatives to the contrary, these specific principlesshould lie at the core of all military PI activity.

Adapt PI to the Speed of Media Reporting

Technological advances have combined with conceptsof media professionalism to greatly diminish the time ittakes for something to happen and for the world to haveaccess to reporting (accurate or otherwise) about thoseevents. While technology has similarly affected themilitary’s ability to move information, the military’s ap-proach to processing information has not changed in asimilar manner. For the PI (and rest of the force) to ef-fectively deal with the reality of today’s (and tomorrow’s)journalism, several steps seem key:

Establish a chain of information: The military processof information is often too slow to keep up with the fastspeed of media reporting. A functional chain of infor-mation helps speed up the information flow betweensubordinate and higher headquarters and allows PI toprovide the media with timely information.

Delegate release authority downward: A military com-mander cannot have an effective public information cam-paign if he must seek national approval before openinghis mouth. The best approach is to establish the pa-rameters within which the commander is allowed to

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speak. The broader these parameters, the more effec-tive the public information campaign will be in dealingwith fast-breaking news.

Strengthen Psychological Operations

Psychological operations contribute to OOTW in sev-eral ways. By communicating the appropriate message,a PSYOP campaign can enhance force protection andhelp convince the local population to support theoperation’s final objective. To effectively contribute tomission accomplishment requires that several condi-tions be met:

Tackle difficult and controversial issues: Avoiding thedifficult issues in a PSYOP campaign seems to point totwo routes: simply delaying facing the inevitable or hin-dering mission accomplishment by avoiding doing whatthe mission requires. PSYOP campaigns should notshy away from tackling difficult issues, even if initialmessages might have to obliquely or delicately handlesuch controversial issues.

Undermine adverse propaganda: The military force (andits civilian partners) will not be the only actors on theground. If it is a conflict, near conflict, or post-conflictsituation, it is likely that other parties will be using me-dia and other propaganda tools to spread a messagecounter to the international community’s interests. ThePSYOP force should provide the key military elementto deal with such elements: tracking, analyzing, andcountering these propaganda efforts.

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Back messages with action: Messages should be tiedto concrete action. Constantly reemphasizing messagesthat do not comport with reality (such as talking of free-dom of movement in Bosnia-Herzegovina when everylocal was nervous about traveling into another ethnicgroup’s territory) will undercut credibility, which is whatlies at the heart of a successful information campaign.

Adapt to Local Audiences

In OOTW, winning the hearts and minds of the localpopulation is important. As with any other type of op-eration, a commander’s goal is to avoid local populationinterference with operations. But in a peace operationwhere the use of force is limited, persuading the localsto support the operation and potentially using it to applypressure on uncooperative local authorities will enhancemission accomplishment. To improve the odds that thelocal population will accept the message, the campaignmust be adapted to the local audiences. The followingare three steps to achieve this.

Tailor the message appropriately. The PSYOP opera-tion must tailor its message to local audiences’ knowl-edge and culture. In addition, dissemination needs tofit the locals’ media consumption habits.PI should not neglect local media. PI officers typicallyfocus on international and national publics (their primaryand most important audiences). This focus, however,should not be at the expense of local journalists, espe-cially when they are the primary source of informationfor the local population (as was the case in Bosnia). To

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reinforce the PSYOP campaign, the PI operation needsto take into account the requirements and needs of lo-cal journalists.

Use the force to communicate with locals. To a largeextent, any soldier’s interaction with the locals can beused to foster the commander’s goals. Force posturesends a message. Daily interactions between the sol-diers and the local population can be used to dissemi-nate further the commander’s message.

Associate PI, PSYOP, and Civil Information

To increase their effectiveness, closely associate infor-mation activities. The close association between PI,PSYOP, and civil information should aim at coordinat-ing and synchronizing the messages so they reinforceeach other. If the PSYOP campaign is engaged in greyor black propaganda, however, this close associationcould become inappropriate.

Integrate PI/PSYOP with Command Group andEstablish Close Relations with Commander

The PIO and PSYOP commander cannot be fully effec-tive without a close relationship with the commandinggeneral. From the earliest stages, these officers mustbe strongly established as key actors in the commandgroup. Commanders should assure strong ties withthese key non-lethal weapons. This could involve, forexample, holding daily (small) information meetings aswell as direct access to the commander.

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Coordinate Internally

Fully effective information activities are tied into the op-erations. Close integration with other operational staffs(in particular the “3” shop) allows information activitiesto be used effectively to prepare for and better respondto contingencies and to refocus the effort when neces-sary. To achieve such level of integration requires inter-nal coordination whereby PI, PSYOP, and civilinformation hold regular meetings with operational staffsto receive their inputs on the information campaign andchannel feedback into the headquarters. The creationof PI and PSYOP liaisons to the JOC during IFOR op-erations is an example of a beneficial coordinationmechanism.

Coordinate Externally

The military is not the only actor in OOTW. In peaceoperations, the military will work alongside civilianinternational organizations such as the United Nations,the High Commissioner for Refugees, and the WorldBank. Coordinating, cooperating, and working with theseorganizations will enhance overall mission effectivenessand speed mission achievement. Information activitiesis one of the areas which will gain with such cooperation.

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Improve PSYOP-civilian cooperation: Mutual ignoranceand reluctance make establishing coordination betweenPSYOP forces and civilian organizations a difficult pro-cess. Successful coordination requires that PSYOP fa-miliarize itself with how international organizationsoperate, determine how best it can support their mis-sions, and establish a good liaison with internationalorganizations.

Learn from IFOR PI-civilian organization successes: Inthe PI arena, IFOR/SFOR external coordination is a tem-plate for future operations. With two simple mechanisms(combined briefings with a pre-briefing meeting), the PIOestablished a successful relationship that benefited boththe military and civilian organizations. Future command-ers can capitalize on this success.

Clearly Articulate an End State

Like every other element of an operation, informationactivities’ effectiveness will be hampered (if not crippled)if the political leadership cannot (and does not) clearlyarticulate a concept for the mission’s end state. Theabsence of a clear end state makes it more difficult todevelop a successful information strategy. To develop aconvincing and credible position, the PSYOP and PIneed to have a clear objective in mind, so they can workbackwards to develop the necessary steps leading tothe final objective. A viable end state is fundamental

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177Identifying Lessons

both as the objective which helps to define a strategyand as a measure of success or failure for the mission.Without an idea of where they are supposed to be head-ing, no element of information activities will be fully ef-fective in their endeavours.

These lessons do not necessarily constitute a blueprintfor success. However, adopting the lessons identifiedfrom the Bosnia experience (both the positive and nega-tive experiences) will make future U.S. and multinationalpeace operations more effective and more likely toachieve mission objectives.

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179Appendix 1

Appendix 1:Local and International

Responsibilities in the GeneralFramework Agreement for Peace

Implementation

The following two tables summarize the responsibilitiesof the entities (the Federation and the Bosnian-SerbRepublic) of Bosnia-Herzegovina and of the internationalcommunity in the implementation of the General Frame-work Agreement for Peace. The first table lays out theresponsibilities specifically mentioned in the agreement.The second table presents the international organiza-tions that have come to play an important role in theimplementation process, even though they are not men-tioned in the Dayton Agreement.

179

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Table 1: Summary of the General FrameworkAgreement for Peace Responsibilities

Annex Mission Lead Agency and Role

1A: Militaryaspects of thePeace Settlement.

Separate the factions andcreate the conditions of adurable cessation ofhostilities.

- Parties uphold the cease-fire.

- NATO ensures continued compliance withthe provisions of annex 1A (use of forceauthorized if necessary).

- ICRC facilitates the exchange of prisoners.

1B: Regionalstabilization

Regional arms controlstabilization.

Entities negotiate force reduction andregional military balance under OSCEauspices.

2: Agreement onIEBL and relatedissues

Establishes the boundarybetween the Federation andthe Bosnian-Serb Republic.

Outlines Brcko arbitration.

- NATO authorizes and supervises selectivemarking of the IEBL and zone of separation(final authority rests with NATO).

- Arbitrators (designated by the entities andthe international community) issue a bindingdecision on Brcko within a year.

3: Elections National and municipalelections in Bosnia-Herzegovina.

OSCE supervises the preparation of andconducts the elections after the entities agreeon rules.

4: Constitution ofBosnia-Herzegovina

New constitution of Bosnia-Herzegovina (adopted uponsignature of the agreement).

- Entities establish common institutions ofBH.

- IMF appoints Central Bank Governor.

5: Arbitration Establishes a system ofarbitration between theFederation and the RS forresolving disputes.

- Entities design and implement a system ofarbitration.

6: Human Rights Guarantees human rights inBosnia-Herzegovina.

- Parties agree to guarantee to all the peopleof BH the highest level of internationallyrecognized human rights.

- Parties create a commission on HumanRights consisting of an ombudsman and aCouncil of Human Rights.

- OSCE designates the ombudsman

- Council of Europe designates severalmembers (including the chairman) of theCouncil of HR.

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181Appendix 1

Annex Mission Lead Agency and Role

7: Refugees andDisplaced Persons

Return of Refugees andDisplaced persons to thelocation of their choice(including their pre-warsettlement).

- Entities create the conditions for peacefuland orderly returns.

- UNHCR develops a repatriation plan inconsultation with asylum countries and theparties.

- European Court of HR appoints chair ofCommission for Refugees and DPs.

- IO/NGOs monitor human rights andhumanitarian conditions in the country

- Parties assist the ICRC in its effort todetermine the whereabouts of personsunaccounted for.

8: Commission toPreserve NationalMonuments

Preservation of monumentsand historic sites.

- Parties create a commission to preservemonuments & historic sites.

- UNESCO appoints several members to thecommission (including its chairman).

9: Establishmentof BH PublicCorporations

Reconstruction of economicinfrastructure.

- Entities establish a commission on publiccorporations.

- EBRD designates two members (includingthe chairman).

10: CivilianImplementation ofthe PeaceSettlement

Coordination of internationalcivilian and local governmentefforts in support of peaceaccord implementation.

OHR monitors implementation, maintainsclose contact with the parties to promotetheir full compliance and coordinate theactivities of the International community.

11: InternationalPolice Force

Local police force. IPTF monitors and inspects law enforcementactivities and facilities, advises and trainslocal police.

Table 1: Summary of the General FrameworkAgreement for Peace Responsibilities, cont’d.

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154 This table is reproduced from David Last, Implementing the DaytonAccords: the Challenges of Inter-Agency Coordination, Paper presented atCornwallis II: Analysis of and for Conflict Resolution, Pearson Peacekeeping Centre,Cornwallis Park, 8-10 April 1997, p 17.

Agencies Origin of Mandate Principle Role in SupportingSustainable Peace

IMG UNHCR (1994) Coordinates and managesinternational economic

initiatives for reconstructionof infrastructure.

ECMM European Union Provides timely informationto capitals of the European

Community.WFP UN General Assembly Maintains food supplies for

relief, without impairing localfood markets.

FAO UN General Assembly Supports economicdevelopment by encouragingbalanced reconstruction andinternational investment to

meet local needs.UNICEF UN General Assembly Meets the physical, social,

and educational needs ofchildren.

ICG OHR Supports OHR with analysisand liaison.

UNHCR UN General Assembly Monitors and reports onhuman rights situation.

Table 2: Implementing Agencies with an Official Role (Not Mentioned in the GFAP) 154

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183Appendix 2

Appendix 2:Bosnia-Herzegovina as Agreed

Upon at Dayton

183

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185Appendix 2

Appendix 3:Milestones in Implementation of

Annex 1A of the GeneralFramework Agreement for Peace

185

Date Milestone Event Completion

19 Jan 96 D+30 Parties are to withdrawtheir forces from azone of separation

established on eitherside of the agreed-upon

cease-fire line.

D+30

3 Feb 96 D+45 All Parties’ forces areto be withdrawn from

the territories to betransferred to other

entities.19 Mar 96 D+90 Transfer of territory

between the entities iscompleted.

D+90

18 Apr 96 D+120 All heavy weapons areto be placed into IFOR-supervised cantonment

sites or otherwisedemobilized.

D+180

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187Appendix 3

Appendix 4:Multinational DivisionsAreas of Responsibility

187

SARAJEVO

MOSTAR

N

SE

SW

GORAZDE

SPLIT

BANJA LUKA

BIHAC

TUZLA

DOBOJ

GORNIJ VAKUF

CROATIA

FRY

ORASJE

FRY

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189Acronym List

Acronym ListAFSOUTH: Allied Forces SouthAOR: Area Of ResponsibilityARRC: ACE Rapid Reaction CorpsB-H: Bosnia-HerzegovinaCI: Civil InformationCIMIC: Civil-Military CooperationCIO: Chief Information OfficerCJCIMIC: Combined/Joint Civil-Military CooperationCJICTF: Combined Joint Information Campaign

Task Force (SFOR)CJIICTF: Combined Joint IFOR Information Cam-

paign Task ForceCMTF: Civil-Military Task ForceCPIC: Coalition Press and Information CenterCPIO: Chief Public Information OfficerCOMARRC: Commander of the ACE Rapid Reaction

CorpsCOMCJI(I)CTF: Commander of the CJI(I)CTFCOMIFOR: Commander of the Implementation ForcesCOMSFOR: Commander of the Stabilization ForcesDPA: Dayton Peace Agreement (See GFAP)EBRD: European Bank for Reconstruction and

DevelopmentFWF: Former Warring FactionsGFAP: General Framework Agreement for PeaceHQ: HeadquartersHUMINT: Human IntelligenceICRC: International Committee of the Red CrossICTY: International Criminal Tribunal for former-

YugoslaviaIEBL: Inter-Entity Boundary LineIFOR: Implementation ForceIPTF: International Police Task ForceJICC: Joint Information Coordination CommitteeJOC: Joint Operations CenterLANDCENT: Allied Land Forces Central Europe

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LNO: Liaison OfficerMNDs: Multi-National DivisionsNAC: North Atlantic CouncilOHR: Office of the High RepresentativeOIC: Officer In ChargeOPCON: Operational ControlOSCE: Organization for the Security and Coop-

eration in EuropePI: Public InformationPIO: Public Information OfficerPSPA: Peace Support Psychological ActivitiesPSO: Peace Support OperationPSYOP: Psychological OperationsRS: Republika SrpskaSACEUR: Supreme Allied Command EuropeSFOR: Stabilization ForceSHAPE: Supreme Headquarters Allied Powers

EuropeTACON: Tactical ControlTOA: Transfer of AuthorityTPT: Tactical PSYOP TeamsUNHCR: United Nations High Commissioner for

RefugeesUNMIBH: United Nations Mission in Bosnia-

HerzegovinaUNPROFOR: United Nations Protection ForceZOS: Zone of Separation

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191Glossary

Glossary of NATOTerminology

CIMIC: Civil-Military Cooperation is defined as “the means by whichallied commanders establish and maintain formal relations with thenational authorities, populations, international, and non-governmen-tal organizations in their area of interest.” Closely related to U.S.Civil Affairs.

CIO: Chief Information Officer. An officer in charge of coordinatingall information activities (in particular PI and PSYOP) within thecommand with operational matters. The author is aware of no U.S.equivalent in recent U.S. military operations.

CJ: NATO staff components. The abbreviation CJ refers to theCombined/Joint nature of NATO staffs in B-H.

CJIICTF: Combined Joint IFOR Information Campaign Task Force:Organization in charge of running the psychological operationsduring IFOR. No U.S. equivalent.

CJICTF: Combined Joint Information Campaign Task Force. Or-ganization in charge of running the psychological operations cam-paign during SFOR. No U.S. equivalent.

Information Campaign: Official NATO term for the multimediacampaign designed to influence the attitudes of the people in B-Hand shape their behavior in favor of IFOR troops and operations.The information campaign was a psychological operations cam-paign, but political sensitivities toward the term “PSYOP” preventedthe use of the term. The phrase ”nformation campaign” was alsoused at ARRC level to designate the combined and synchronizeduse of Public Information, Psychological Operations, and Civil-Mili-tary Information in support of COMARRC’s intent.

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PIO: Public Information Officer. Officer in charge of conductingmedia relations (and to a much lesser extent command informa-tion). The PIO is equivalent to a U.S. Public Affairs Officer.

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193Sources

Sources

To write this monograph, the author used a wide rangeof sources, including official material, books and articles,and interviews with protagonists. The following is anabridged list of the most important references used tosupport this work.

ON BOSNIA

Official Material

General Framework Agreement for Peace. The full text ofthe agreement (along with annexes and appendixes) isavailable on several Websites, including NATO’s (http://www.nato.int).

United States General Accounting Office, Bosnia PeaceOperation: Progress Toward Achieving the DaytonAgreement’s Goals, Report to the Chairman, Commit-tee on Foreign Relations, U.S. Senate, GAO/NSIAD-97-132, Washington, D.C., Mary 1997.

IFOR and OHR reports to UNSC. Every month (for IFOR/SFOR) and every three months (for the OHR), both or-ganizations reported to the United Nations Security

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Council. These reports are available on the UN Websites(http://www.un.org).

Books and Articles

Christopher Bennett, Yugoslavia Bloody Collapse: Causes,Courses, Consequences, London, C. Hurst & Co, 1995.

Stephen Carr-Smith, “Bosnia - One Year on From Dayton,”The Officer, March-April 1997, pp. 50-53.

Jean Cot, “Ex-Yougoslavie: Une paix bâclée,” DéfenseNationale, July1997, pp. 71-82.

Loup Francart, “La prévention: Une exigence conceptuelleet opérationnelle,” Les Cahiers de la Fondations pourles Etudes de Défense, nb 8, 1997, pp. 51-58.

Richard Holbrooke, “The Road to Sarajevo,” The New Yorker,21-28 October 1996.

Gordada Igric, “Relectures guerrières de l’histoireyougoslave,” Le Monde Diplomatique, September 1995.

David Last, “Implementing the Dayton Accords: The Chal-lenges of Inter-Agency Coordination,” paper presentedfor Cornwallis II: Analysis of and for Conflict Resolution,Pearson Peacekeeping Centre, Cornwallis Park, 8-10April 1997.

Peter Mass, Love Thy Neighbor: A Story of War, New York,Alfred knopf, 1996.

David Owen, Balkan Odyssey, London, Indigo Editions, 1996.

Laura Silber, Allan Little, The Death of Yugoslavia, London,Penguin Books, 1996.

Susan Woodward, “Bosnia,” The Brookings Review, vol. 15,nb 2, Spring 1997.

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ON INFORMATION

Official Material

NATO, NATO Doctrine for Peace Support Operations, NATOUNCLASSIFIED, Brussels, draft, 20 October 1993.

SHAPE, ACE Directive 95-1: ACE Public Information Opera-tions, NATO UNCLASSIFIED, Mons, 22 August 1996.

NATO, Bi-MNC Directive for NATO Doctrine for Peace Sup-port Operations, PfP UNCLASSIFIED, Brussels, 11December 1995.

NATO, NATO Psychological Operations Policy, NATO UN-CLASSIFIED, Brussels, 21 March 1997.

Department of the Army, Field Manuel, FM 46-1: Public Af-fairs Operations, Washington D.C., November 1996.

Department of the Army, Field Manual, FM 33-1: Psycho-logical Operations, Washington D.C., February 1993.

Joint Chiefs of Staff, Joint Pub 3-13: Joint Doctrine for Infor-mation Operations, Washington, D.C., 21 January 1997.

U.K. Ministry of Defence, Working Arrangements with theMedia in Times of Emergency, Tension, Conflict or War(the “Green Book”), London, no date.

Books and Articles

Stephen Badsey, Modern Military Operations and the Me-dia, Camberley, UK, Strategic and Combat Studies In-stitute, Occasional Paper nb 8, 1994.

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Renaud de la Brosse, “Les voix de la guerre”, in Jean Cot(dir), Dernière guerre balkanique? Ex-Yougoslavie :témoignages, analyses, perspectives, Paris,L’Harmattan, 1996.

Stanco Ceroic, “L’information est-elle possible face à lapropagande ?” Dialogues et Documents pour le progrèsde l’homme/Expériences et réflexions sur la reconstruc-tion nationale et la paix, Documents de travail de laFondation pour le progrès de l’homme, nb 64, p. 190.

Capt. Stuart Gordon, “United Nations PR: The Short Straw?”Despatches: The Journal of the Territorial Army Pool ofPublic Information Officers, nb 6, Spring 1996, pp. 166-171.

Nik Gowing, “The Tyranny of Real-Time”, Despatches: TheJournal of the Territorial Army Pool of Public Informa-tion Officers, nb 6, Spring 1996, pp. 61-64.

Françoise J. Hampton, Incitement and the Media Responsi-bility of and for the Media in the Conflicts in the Former-Yugoslavia, Papers in the Theory and Practice of HumanRights, University of Essex, nb 3, 1993.

Catherine Humblot, “La manipulation de la mémoire,” LeMonde, 22 July 1993.

Maj. Gen. Kiszely, UKA, Interview to Jane’s Defense Weekly,18 December 1996, p. 32.

Martin Libicki, What is Information Warfare? Washington, D.C.,National Defense University, Institute for National Stra-tegic Studies, August 1995.

Henri Madelin, “Information et idéologie, Télévisions enguerre,” Le Monde Diplomatique, October 1990.

Glyn Mathias, “Television Can Sway Events”, Despatches:The Journal of the Territorial Army Pool of Public Infor-

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mation Officers, nb 5, Spring 1995, pp. 39-42.

Tadeusz Mazowiecki, Rapport spécial sur les médias, rap-port préparé pour la Commission des Droits de l’Hommedes Nations Unies, E/CN 4/1995/54, 13 décembre 1994.

General Gordon Sullivan, Colonel James M. Dubick, War inthe Information Age, Carlisle Barracks, Strategic Stud-ies Institute, 6 June 1994.

Gordon Sullivan, Anthony M. Coroalles, The Army in the In-formation Age, Carlisle Barracks, Strategic Studies In-stitute, 31 March 1995.

Maj. Jerry Sullivan, “The Reserve’s Commitment to SpecialOperations,” Army, vol. 47, nb 4, April 1997, pp. 24-27.

I. Trainor, “Yugoslavia’s Brutal Television War,” InternationalPress Institute Report, vol. 41, nb 2, February 1992.

INTERVIEWS

Knowledge of the particularities of Bosnia operations wasfurther acquired during two observation missions conductedin Bosnia in October 1996 and March-April 1997, during whichthe author interviewed nearly one hundred protagonists. Thefollowing are some of these interviews: Capt. Bailey, USA,IFOR Information Campaign LNO to MND (SE); LTC Brook,UKA, MND (SW) chief PIO; LTC Brune, USA, CJCIMIC ChiefCivil Information; Mr. Bullivan, OHR press and public affairsofficer; Maj. Caruso, USA, SFOR Information Campaign S3;Ms. Cepeda, Director, OSCE voter education department.Alan Davis, Programs Officer, Institute for War and PeaceReporting, London; Mrs. Dawson, OSCE public affairs of-ficer; Col. Dell’Aria, FRA, MND (SE) Chief PIO; Capt. Feliu,USA, IFOR PIO, LNO to the JOC; Mr. Foley, OSCE spokes-man; LTC Furlong, USA, Deputy Commander IFOR Infor-mation Campaign; Staff Sergeant Helton, USAR, SFOR

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CMTF PAO; LTC Hoehne, SHAPE PIO, media chief; Col.Icenogle, USA, MND (N) JIB director; Mr. Ivanko, UNMIBHspokesman; Mr. Janowski, UNHCR spokesman; Mr. Jolidon,Civ, COMARRC media advisor; Joe Kazlas, Director, OSCEmedia development; Maj. Marconnet, FR Gen, MND (SE)PIO; LTC John Markham, USA, SHAPE PSYOP staff officer;Maj. Mason, USA, editor The Herald of Peace; Col. Moitie,FRA, COMFRANCE chief PIO; LTC Morger, SHAPE PIO,plans and policy; Maj. Moyers, USA, CPIC IFOR media chief;Col. Mulvey, USA, Chief LANDCENT PIO; Mr. Murphy, OHRspokesman; Col. Nimo, NA, MND (N) CPIC director; Col. deNoirmont, FRA, Deputy Chief IFOR PIO; Maj. Oliver, IFORInformation Campaign Product Development; SergeantPanzer, SFOR Information Campaign LNO to internationalorganizations; Mr. Philips, Chief media operations, Perma-nent Joint Headquarters, United Kingdom; Ms. Quentier,UNHCR spokesman for Mostar; Col. Rausch, USA, ChiefSFOR PIO; Col. Robey, UKA, SFOR chief information of-ficer; Col. Schoenhaus, USAR, SFOR Information Campaigncommander; Col. Serveille, FRA, Deputy Chief IFOR PIO;Pierre Servent, Media relation advisor to the French Minis-ter of Defense; Maj. Smith, USA, SFOR Information Cam-paign product development chief; Patrick Svenson, UNMIBHdeputy spokesman; Capt. Van Dyke, USN, Chief IFOR PIO;Sylva Vujovic, Programs Officer, Media Plan, Sarajevo; Mrs.Weltz, SFOR Information Campaign strategic analyst; Col.Wilton, UKA, ARRC Chief Information Officer.

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About the Author

Pascale Combelles Siegel is an independent researcherbased in Arlington, Virginia, where she works on mediaand defense issues. She has worked with EvidenceBased Research, Inc. since fall 1996, focusing on thesubject matter of this monograph. In support of NDU,Mrs. Siegel directed the NATO Joint Analysis Team’slessons learned analysis of public information and in-formation campaign during IFOR operations and par-ticipated in analysis of Civil-Military Cooperation duringthe first four months of SFOR operations. Mrs. Siegel’swork on military-media issues has appeared in booksand journals on both sides of the Atlantic. She is cur-rently completing her dissertation, which is entitled “Ideo-logical Conflict and Practical Reliance: The U.S.military-media relationship in times of conflict sinceGrenada.”

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