POSITION NAMBOFORQANJZATION/ENTIIY

TERMS

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FINANCIAL DISCLOSURE REPOt (Q) equiredby.theEthics

· vemment Act of1978 .s

AOlO Rev.112007 FOR CALENDAR YEAR 2006 app. §§ 101-11lJ. c.

1. Person Reporting Oast name, first, middle initial) 2. Court or Organization 3. Date of Report

Lake, Simeon T United States District Court 03/28/2007

4. Title {Article m judges Indicate active or senior sllltus; Sa. Report Type (check appropriate type) 6. Reporting Period magistrate judges Indicate full- or part-time)

Nomination, Date Ol/01/2006DU.S. District Judge (active) Initial Annual Final toD D 12131/2006

Sb. D Amended Report

7. Chambers or Office Address 8. On the basis oftbe information contained in this Report and any modifications pertaining thereto, It Is, in my opinion, in compliance with applicable laws and regulations. United States Courthouse

515 Rusk Avenue, Room 9535 Houston, Texas 77002

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be foflowed. Complete all parts, checking the NONE box for eai:h part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reponmgindividual only; see pp. 9-13 of instructions.)

0 NONE (No reportable positions.)

J. Co-Trustee Trust#!

2.

3.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)

[RJ NONE (No reportable agreements)

].

PARTIES AND

(") r-,, a-(/) ::2: c::.'.l> ;o:z:fTJ(") C) }:;--rrr

<:::::> __,

:z:,.. -0 ::0

I N

)>

.+=

::0 m ('") rn-< m 0

2.

3.

SOURCE AND TYPE

SOURCE AND IYPE

SOURCE DESCRIPTION

INCQME

2.

3.

FINANCIAL DISCLOSURE REPORT

Page 2of10

Name of Person Reporting

Lake, Simeon T

Date of Report

03/2812007

ID. N ON-INVESTl\fENT INCOME. (Reportbig individual and spouse; see pp. 11-u of instructions.)

A. Filer's Non-Investment Income

IKJ NONE (No reportable non-investment income.)

I.

2.

3.

4.

5.

(yours, not spouse's)

B. Spouse's Non-Investment Income - JJyou were married during any pordan of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

I.

4.

5.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse anddependent children. See pp. 25-27 of instructions.)

[2[J NONE (No reportable reimbursements.)

1.

2.

3.

4.

5.

SQURCE DESCRJPIION

CREDITOR DESCR!PIIQN

VALUE

VAWECODE

I.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3of10 Lake, Simeon T 03/2812007

V• GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

[Kl NONE (No reportable gifts.)

J.

2.

3.

4.

5.

VJ. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-33 of instructions.)

[Kj NONE (No reportable liabilities.)

2.

3.

4.

5.

c,

11; 2

(J-P) tr.!ru!;iCtiQn)

T�ctiop& udiiJ?g rep0rtingpeii0Q..

Name of Person Reporting FINANCIAL DISCLOSURE REPORT Date of Report

Page 4of10 Lake, Simeon T 03/28/2007

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions:)

.Ai· ·. . .· · Description of ets ln oii:i . g , Gross Yalue af;end of·(inctuµipg.ttust·assets) . p<ii:fiitg <>iJ;,, : ,:����iietjo<l'

· m. . ... >(2) . : nr>: : ·•(2) . (?Y (3) .(5)(1J·Place=''.{ )" after each asset·· &noiinr ''TYiie:(�;ii; • ·,VaJuc .. · viilire Date:.. Value. Gaiii. • .•• Jdeiiti&· r.COd 2exempt fr() pri r-disclosure :c�e!r •-�i;. .:··: ··M�ib.¢ '· C«ide l ::�%nth. 1Jl1Yei'/sellef

(ifpnV..re, • (&fJ.). ,9rµi!;) ·· :, :. :(f.P) · ' eil ., ·pay (A-H)· · .. : · . ..: .. tO::wr ··· :

I.

2.

3.

4.

5.

6.

7.

8.

9.

10.

rental property# I-Houston, TX

rental property #2-Houston, TX

rental property #3-Houston, TX

rental property #4-Houston, TX

property, Washington Cnty, TX

J.P. Morgan Chase (name change)

Exxon Common Stock

AT&T Inc. Common Stock

Wells Fargo Bank Account

B

B

B

A

A

A

E

A

A

Rent

Rent

Rent

Rent

Rent

Interest

Dividend

Dividend

Interest

M

L

L

N

M

J

Pl

K

J

w

w

w

w

w

T

T

T

T

Buy

Partial Sale

Partial Sale

09/20 N

10/25 L

11/06 J

F

D

Jeff & Ann Dykes

11. Royalty Interest, Washington County, Texas D Royalty K w

12. Merrill Lynch Money Mkt Acct (IRA)

13. AT&T Inc. Common Stock (IRA)

14. Novartis ADR (IRA)

15. IBM Corp. Common Stock (IRA)

16. General Electric Common Stock (IRA)

17. Intel Corp. Common Stock (IRA)

A

B

A

A

A

A

Interest

Dividend

Dividend

Dividend

Dividend

Dividend

J

K

L

L

J

J

T

T

T

T

T

T

.I. ·lne:o.mc-.Gaiii Co .s: : A =Sl,O®. or l..S, . · :.c'=S2,sor -.ss,ooo D;,,SS;oQI -s1s:l)(Jo E =S1s,0()1 -.sso,ooo· s =sr.ooi 's.i.soo

. csi;e;P,lumns•lit aii11D4) .F =Ssa.liot - s11io;ooo . G.;.sioo,001 �S:i;iioo;iioo Ht ,=s1.000,i>Q1 "lls;®O;ooo !'2.,,,Mo1 ·lh3Jl'Ss,ooo.ooo ·2.v 111� J C'Sis,900 or less · K;=S·IS;OO .,.s50,ii:@.. , =$ o;<xn. s100,000 M=SlliQ,001 "s o.ooo

·.· · J>t .=Sl';(loo;oo1 's ;ooq,ooo P2 =SS;Oj)O,OOJ -·stS;OOO;OOO(See Collimns Cl andD3) 1'i .:s2:SO,o01 ssoo;ooo o ':1soo,oo,1, :s1�°:9°·000 3. Value Method CQdes P3 s2;,0QO;oo1 • sso;ooo,ooo R"east(Rea:I ES1ailiOnly) P4 =Mp[t,1h31t$50;000;0QO T =Cash Market

(See Column C2) Q3Appnii:ial V;=ciQter S =Assessriienl U =Boo Yalue W "Estiniat

(�:�k�o::�:=)

.

s; :Ihci>me''iiilrilig ii: i

L

· (�:• .·.

25.

29.

33.

34.

{IRA)

Wi! {e:B;. buy? #.W

iiii'\fon)

· · V -lue · Jderitity, f •

(ifptjvliie ; . . ···· �iiti )··

Name of Penon Reporting Date of Report FINANCIAL DISCLOSURE REPORT Page 5of10 Lake, Simeon T 03/2812007

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent childrelL See pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

...A, C;· . .:P-.·• .· or' ss .tl��·ahmd.Ot' :r�ctiiins il�g rq;(!mi.g period · • r,.,:,ft ��

(!) ·.. . .(3) . '{4) ,

P!ac i:(X) .. h ii et exemJitfromprior'ilisclos e .·

.Date . Gaiit, . ' ii ydheiJ.eii . ·Month c. :: 'Code z • Cn<ic l .Day (J P) .. (A H)

18.

19.

20.

21.

22.

23.

24.

Syngenta AG ADR {IRA)

Palm, Inc. Common Stock (IRA)

3 Com Corp. Common Stock (IRA}

Nestle Crn;p. ADR {IRA}

Dr. Reddy's Lab ADR (IRA)

Freds, Inc. Common Stock (IRA)

Johnson & Johnson Inc. Common Stock {IRA)

A

A

A

A

None J T

None J T

None J T

Dividend L T

Dividend K T

Dividend J T

Dividend K T

' :.:· . : . .

Procter & Gamble Inc. Common Stock B Dividend L T

26.

27.

Washington Mutual Inc. Common Stock (IRA)

Microsoft Common Stock {IRA)

A

A

Dividend

Dividend

K

J

T

T

28. ABX Air Inc. Common Stock {IRA) None J T

30.

McConnick Inc. Non-Voting (IRA) A Dividend K T

U.S. Treas. Note {IRA) A Interest K T

31. Trust #I

32. -AT&T Common Stock B Dividend K T

-XCEL Energy, Inc. Common Stock A Dividend K T

-Walgreen Co. Common Stock A Dividend K T Buy 05/19 K

:·.•i·1 riie•GO,irl'0>de5: A=$1,ooo odes$: · :· il'"'s1;ooi ;Si;sO? '(: ;=c$2SOI -'SS;000 o .,,Ss,001,s11,C)(l(! (See Columns Bl and D4) F7'SSO;OOJ.-SIOO,()OO' · o'=s1911i09H1;000,ooo HI =$1,000,00L-$5,000,000 H2 e:Moie.lliim,.ss;ooo,ooo

2. Vilf110Co<les J =$1S,ooO:or less . K.,, t ;Oji\ , 50,090 . =SSli,OOJ - s 100,000 M =SiOO,()ol ;·$2,SO,OOQ •• · (S# COluinns.CLl!nd Dl) N .=$2so,001 - ssoo ooo .· · o.,..;$sJi0;0o1· s1;ooo;o0o Pt.=St .000.001 - ss,ooo;ooo P2 =ss.ooci.00.1- s s.000,000 ..

3 Val.ue Method Codes P3 =S2S,OOO,OOJ-'$SO,OOO,OOO R=Cost IEsta!OOnly) P4''=Mon: ihan SSO,OQ0,000 T hM:µketQ=Appraisal S =Assessment (Sec Column C2) Y=Q!!>U =Booidilalue . · W =Est.im'lled

A.. b.

_ J:com·:·.n.·.·m·. · · .·g·· ....•. ··r"

'(1y ',T_.·"""-·.'.•:,('.i:;.,:.,g; .v.· ',.;iu,·

.viiiu.'_'.e.· :r;,,,,._teg' . d:;: rei'.i(

.····

_-=

_--.----

:'. _ -

Sc:_ .

. ,P'11•.·1· __ -,P·.--.·_.n··.--•·-- =- k. )/ ... _...

:

FINANCIAL DISCLOSURE REPORT Page 6of10

Name ofPerson Reporting

Lake, Simeon T

Date ofReport

03/28/2007

0 NONE (No reportable income, assets, or transactions.)

35.

36.

37.

38.

39.

40.

41.

42.

43.

44.

45.

46.

47.

48.

49.

so.

51.

Description o fAssets (i!iclilding ln$t assets)

· ·Place,"(X)"' r.eacliassetexempt·trompriotdJ lOsiire

--Verigy Ltd. Common Stock

-Hewlett Packard Co. Common Stock

-Merrill Lynch Money Market Acct

--Southwest Airlines Common Stock

--Apple Computer lnc. Common Stock

-Agilent Tech., Inc. Common Stock

-Comcast Corp. Common Stock

-Bristol Myers Squib Co. Inc. Common Stock

-Pfizer lnc. Common Stock

·-Microsoft Common Stock

-Johnson & Johnson Co. Common Stock

Merrill Lynch Money Fund

General Electric Common Stock

AT&T Inc. Common Stock

Abbott Labs Common Stock

Hewlett Packard Co. Comm Stock

Intel Corp. Common Stock

t:·IriCo C Gain : A =Sr,000od.SS '(See Colwnns:shnd 04) F -.sso,oor. uoo,ooo' ·2: 'ia1uccooes J =$15,000orleS:S (SCe.Columns Cl .and 03) N =S250,001 • ssoo;ooo

pe..1/'lll. .

. . . · · · . • · n·.g· .. · · · · G�6 s \'aiile. 1:end?f' ·.. · . i:l"r;l!lSa;c.ii<i.11.' piring rtiqg.p.eriO!l

r p<iitjlil!;P.CJ.100'' dY ·= (2f' ·· ·

.· - · (f):= . Ci> .•.. . _ .:(2) (3) (4)Amount',- ___' _-_·- - •, e, - ; ' .. · .:.., - Date; Value Gain'Cll4ei· ,=-• :¢,Ode•z ,;M:�Ci.I!.

.} · ··':·¥.9 th'- ·=•co.iki .. : ·-code 1·· ;{A�HJ'' - - , ..• :{H�)· _· -: •:-Cl>iie.3 : •: p�y ''··= ;· 0:-P> - <,(A FQ .: .:i:<9f.Wl . ..·. .::-:.:..: . :::· ..:- .-: · ;: ·

A Distribution J

A Dividend K

c Dividend K

A Dividend L

None L

None J

None

B Dividend L

A Dividend K

A Dividend K

A Dividend K

c Dividend K

B Dividend L

A Dividend J

A Dividend K

A Dividend

A Dividend

B•i--SI OOI • S2,s(l{j .. .G.=�.ioif;ooi•C;Sl,ooO,ooO'I{,,,$·,�.@!, so.® ····· 0d 500,0of'· $1;0,()o;ooo

T Spin-off

T Partial Sale

T

T

T

T

Sold

T

T

T

T

T

T Partial Sale

T

T

Sold

Sold

·:.: ••c=S2;51!1.··S5;ooiJ':. - - ;:�:� :�!�rioo'.�

'Pl "'sl,000;001 SS;C!!JO.ooo

11/04 J

06;22 J

06/22 J

09/06 L

08/30 J

09/11 K

- lt=ss,001 - s1 .o®l'!2 ;..Mor ·thaJi..s5,QOO,ooO·- :- .. ' :. . ·:·:.·M"'� 190;90=1._s250,ooo

A

B

A

E

A

B

Pi =S5,ooo,ll01 c sls.®o;o®

. :(S) _ -iireni!trof·'·_ :bii)i�tse» !ifpnnie : .on)< .

(See Part VIII.)

fE ,eSI5;001 ' SS0,000

J.V lu Meth<id Codes P3 =S25,ooo,001- s50;000,ooo- R!:C-05\(Rta!ESiate oQly)' PA=----M rc lhllJ!·S o.ooo;ooo . 1':Casb:Market ,(See 6'1won C2) Q=Apj>raisal v'--Oiher s =Assessm.01

U =Book-Value W= .i;na\td . . · . ·

VII.. INVESTMENTS and TRUSTS -inCDme, va1,,,,, transm:tions (Includes those of the spouse and dqendentchildren. See PP. 34-60 offwng instructions.)

.:.·od. - ··.· ' _ . _

.:.:=_

A IJ.esi:fiption ( c1ud glius1a 1s>

...

c. f QJ1$. g

.i5 v-aw

u=a v.1.e·

52.

53.

54.

55.

56.

57.

58.

59.

60.

61.

62.

63.

64.

65.

66.

67.

68.

of ts . •··

... . . . . . !'lace "OW reach et · •

ex rlPt fi:oiri prlor di ihsure · •

IBM Corp. Common Stock

Trust#2

--Exxon Corp. Common Stock

-Merrill Lynch Money Fund

-Abbott Labs Common Stock

Home Depot Inc. Common Stock

Pfizer Inc. Common Stock

Schering Plough Common Stock

Vodafone Corp. PLC Common Stock

Nokia Corp. Common Stock

Time Warner Inc. Common Stock

Amgen, Inc. Common Stock

Tyco International Common Stock

Wachovia Corp. Common Stock

Kellog Co. Common Stock

Hospira Inc. Common Stock

Procter & Gamble, Inc.

=·L lacOme G in Codes: A=SI ;ooq;or less (See.ColUIDilS Bl and 04) F =;S O,OOJ.-SUlQ,000.

:z:. Vaiµecooes JxSIS,OOOorlcss (See COIUniils Cl.and m> N=s2si>,oor -ssoo,ooo

·. hi�m :; • · . . ·.&i:oss Wliiie at'�!t.<ir . .

�!$gi�o!J; ' " . ;•,,i:.i�i#iW

A Dividend

F Dividend Pl

B Dividend K

A Dividend K

A Dividend

A Dividend K

A Dividend

c Dividend

A Dividend K

A Dividend

None

A Dividend

B Dividend K

A Dividend K

None J

A Dividend K

. . .. :�� !�!�; . K. �si 'S';ooi : S<i.ooo · o ..isso<i;ooi ; st.00.o;oo!i

Sold

T

T

T

Sold

T

Sold

Sold

T Partial Sale

Sold

Sold

Sold

T

T

T

T

c =s2.so1 - s#ii><i · . 111=si,Oi>,Q-,ixn 1: :9ooA<1!l:

. L.,SS!),OOl.CJf()(j;oo<J .. J t§l!jjl.oor•ss:ooo,ooo·

3 . . V l.ue Method Codes •PJ =$25,000;001· ,;sso,qofr,iioo · i{; os l.J;sl!\te. !}') ·1'4"'Mo!C't\lliii. 5a,ooo,oon•·

(SeeColuma C2} Q=APiitaisal V=Qlh .. ·s ·.=A.!,' r w ;:.F;i;u iiiAi.d ·

··'···

:n: i:eportfugperiOil.

(2)i . . (J)'' .

·. :::J:? te•· V.atue .·Month;- ,ciide2 •. · Ci>de . 1. 'D�� · •· (M>) . ' •(A"li)

09/07 K D

09/06 K B

08/30 K A

09/06 K A

08/30 J A

08/30 K A

08/30 K D

08/30 J A

P:""s .001- srs,ooo . H2o=Morcoiban·SS ooo 000 · 1&:,.Sioo;o!n -fuii. · P2i¥S5,ooo;Q<!1 - s .000 , 000 T ·=¢isb Marl<el

. .. (5,);. · . N� \)( t:, .· ·

b!ly uer. .....

. . :�=?a·:.··

E-'$is,001"sso;ooO-,

FINANCIAL DISCLOSURE REPORT

Page 7of10

Name of Person Reporting

Lake, Simeon T

Date of Report

0312812007

VII. INVESTMENTS and TRUSTS -income, value, transacJions (Includes those of the spouse and dependent children. See pp. 34-60 offding instructions.)

D NONE (No reportable income, assets, or transactions.)

A. ,:Giis :vii!& ten:d·of.·· • < d ·t; i &i/

:Q - :; •.•.

• . .

Q "App;a;.al

. ..... vatue

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT Page 8 of IO Lake, Simeon T 03/28/2007

VII. IN"VESTMENTS and TRUSTS -income, value, transactions (Includes those of the spouse and lkpemkm children. See pp. 34-60 of filing insl1'uctions.)

0 NONE (No reportable income, assets, or transactions.)

· ·.. ·Ii ... . .':·· · · 'c,· :p;... DeSl;ril>,\ibli of¥se!S (in�1!1dwg assets)

''l)Jc_6m A s:· ,... ·T�ons d!)ri)lg:iePo�gperiO<i

. ... (S)'. ·. (4)(3)·.Pla(ie-"(X)" a each: ass t

exempt fuim prior disclo ure Gain: .. · Id nt!ty of .. · · 'Mon,th·- :: .

. . ··c el• . buyer/seller (J P ). .(lf.priyaie

•• a Q!l) ·(A�Ii)

··G 2''

·

69. Bank of Texas Account A Interest J T

70. Fidelity Municipal Money Mkt ale A Interest J T Open 11/15

71. Caterpillar Inc. A Dividend K T Buy 10/26 K

72. I shares Dow U.S.-Broker Dealers Index A Dividend J T Buy 12121 J

73. I shares Global Financials Sector Index None J T Buy 12/18 J

74. I shares S&P Global Telecom Sector Index A Dividend J T Buy 12121 J

.. :1 1 (:j;;;;ecr.un .A"Sl;OOOorless s•.;si,�11 $i9w c:=J!;SQi:-i$SiOQO . •D";SS;()Qf''Sls;Q<>o E IS,QOI -sso,-000' . · . ·

· t(�.e lwiins•eriind 04) F=:$SO,Q()l -$10o,OOO . i> ..$:ii>o'.001·•:$ ()00;Q!JO H1 .. s 1,-0Q<>;oor ss;QQO.OO!l H2:;::tif tliap;$S,9@,()()() .J ..SIS,Olio or I.SS. : .;S�S;Q()!' s .ooo:: .··:· £,,sso;o.o1 4ioo;00o. . M>=siooMi-s2�q;orro

· '(See:CQ1wrtns•c1 and DJ) N,-=$250,QQI c,$500,QM · 6,;ss�:tion":si;ooo;QOii Pl ,;..Shli!iO,Ql\I c$Si00Q,QOO J>i:--4s;000,;0<u , $ZS;OQo.pbo PJ "'S25;000;00t· sso',000,000 · fA·=Moic\h!lllSSQ;Ol)O;OOO R o.{�l Olily) T.=ca5hM l3. v aloe Method Codes

u·=liook Value s "Assessment(SOC'Column C2) V=other· W=Estima .

FINANCIAL DISCLOSURE REPORT

Page 9 oflO

Name of Persoq Reportiqg

Lake, Simeon T

Date of Report

03128/2007

VIIl. ADDffiONAL INFORMATION OR EXPLANATIONS. (lndica1epartafReportJ

SECTION VII

PAGE4

Line 4 -- Rental property #4 is a new entry.

Line 6 - BankOne Account listed as line 5 on the 2005 Report changed its name to J.P. Morgan Chase and is listed on line 6 on this report.

PAGES

Line 29 -- Mc Cormick Inc. was at page 6; line 36 on the 2005 Report.

Line 34 -- Walgreen is a new entry.

PAGE6

Line 35 - Verigy Ltd. is a new entry, and B.(2) is more specifically typed as "cash in lieu of partial share of stock," and D.(l) is more specifically typed as "spin-off from Agilent Tech."

PAGES

Lines 70-74 -- Fidelity Municipal, Caterpillar Inc., I shares Dow U.S., I shares Global Financials, and I shares S&P Global are new entries.

FINANCIAL DISCLOSURE REPORT

Page 10 of IO

Name of Person Reporting Date of Report

Lake, Simeon T 03/28/2007

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and bonoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signatur

NOTE: A LLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544