swiftstandards category 5 securities markets - · pdf filestatus tag qualifier generic field...

SWIFTStandards
Category 5Securities Markets
(MT 500 - MT 518)
Volume 1November 2003 Standards Release
Standards Release Guide 2003 - Final edition - February 2003
1

Legal Notices
IMPORTANT NOTE: You may install and use this publication only if you have entered into the relevant licence agreementwith SWIFT. Please refer to such licence agreement to determine what you may or may not do with it. Note however that inthe case of a Single User Licence, this publication must be installed on a standalone machine for access by one person atany one time, and references to "organisation" in these notices are to the ordering customer (BIC 8). In the case of a ServerLicence, this publication can also be installed on a server for access within the organisation of the ordering customer (BIC8), and references to "organisation" are then to all those SWIFT Users belonging to the same group as the ordering customer(BIC8) for traffic aggregation purposes.
Copyright
Copyright S.W.I.F.T. SCRL ("SWIFT"), avenue Adle 1, B-1310 La Hulpe, Belgium, 2002. All rights reserved. No partof this publication may be copied or reproduced, stored in a retrieval system, sold or transferred to any person, in whole orin part, in any manner or form or on any media, without the prior written permission of SWIFT. The recipient is, however, authorised to copy or reproduce this publication within its own organisation as may be reasonably necessary for the purposefor which it is supplied. Any such copy or reproduction will include the following: acknowledgement of the source, refer-ence and date of publication, and all notices set out on this page.
Confidentiality
This publication may contain proprietary and/or confidential information of SWIFT and/or its suppliers. The recipientshould not disclose this publication outside its organisation without the prior written permission of SWIFT.
Disclaimer
Although SWIFT has used reasonable efforts to ensure accuracy of its contents, SWIFT assumes no liability for any inad-vertent error or omission that may appear in this publication. The information in this publication is the latest available at thedate of its production, and may change from time to time.
Trademarks and Patents
SWIFT, S.W.I.F.T., the SWIFT logo, Sibos, Accord and SWIFT-derived product and service names - such as but notlimited to SWIFTNet and SWIFTAlliance - are trademarks of S.W.I.F.T. SCRL. SWIFT is the trading name of S.W.I.F.T.SCRL. All other product or company names that may be mentioned in this publication are trademarks or registered trade-marks of their respective owners. Patent pending: SWIFTNet - TrustAct - e-paymentsPlus.
February 2003 edition
SWIFTStandards - Category 5 Volume 1Legal Notices

Overview
Added Message TypesRemoved Message TypesModified Message Types
Added Message TypesNone
Removed Message TypesNone
Modified Message TypesMT500
MT501
MT502
MT504
MT505
MT507
MT509
MT513
MT514
MT515
MT516
MT517
MT518
3Standards Release Guide 2003 - Final edition - February 2003
OverviewSWIFTStandards - Category 5 Volume 1

MT 500 Instruction to Register
MT 500 ScopeThis message is sent by an account owner to an account servicer (account servicing institution). The account owner may bea global custodian which has an account with its local agent (sub custodian), a local agent (sub custodian) which has anaccount with its clearing agent, or a registration provider or a financial institution which has an account with its local agent(sub custodian).
This message is used to:
instruct the registration, deregistration or reregistration of a financial instrument at the registration provider,request the cancellation of a registration instruction previously sent by the account owner (the function of the messageis CANC).
The registration instruction may be linked to other settlement instructions, eg, in case the settlement does not take placebefore the registration process is finished, using the linkages sequence.
MT 500 Format Specifications
MT 500 Instruction to Register
Status Tag Qualifier Generic Field Name
Detailed Field Name Content/Options No.
Mandatory Sequence A General Information
M 16R Start of Block GENL 1
M 20C SEME Reference Senders Reference :4!c//16x 2
M 23G Function of the Message 4!c[/4!c] 3
O 98a PREP Date/Time Preparation Date/Time A or C 4
M 22F INST Indicator Type of Instruction Indica-tor
:4!c/[8c]/4!c 5
----->Repetitive Optional Subsequence A1 Linkages
M 16R Start of Block LINK 6
O 22F LINK Indicator Linkage Type Indicator :4!c/[8c]/4!c 7
O 13A LINK Number Identifica-tion
Linked Transaction :4!c//3!c 8
M 20C 4!c Reference (see qualifier description) :4!c//16x 9
M 16S End of Block LINK 10
-----| End of Subsequence A1 Linkages
SWIFTStandards - Category 5 Volume 1MT 500

M 16S End of Block GENL 11
End of Sequence A General Information
Mandatory Sequence B Registration Details
M 16R Start of Block REGDET 12
----->
M 20D 4!c Reference (see qualifier description) :4!c//25x 13
-----|
----->
M 22F 4!c Indicator (see qualifier description) :4!c/[8c]/4!c 14
-----|
O 98a RREG Date/Time Requested Registration Date
A or C 15
M 35B Identification of the Finan-cial Instrument
[ISIN1!e12!c][4*35x]
16
O 70C REGI Narrative Registration Details :4!c//4*35x 17
Optional Subsequence B1 Financial Instrument Attributes
M 16R Start of Block FIA 18
----->
O 22F 4!c Indicator (see qualifier description) :4!c/[8c]/4!c 19
-----|----->
O 12a 4!c Type of Financial Instrument
(see qualifier description) A, B or C 20
-----|
O 11A DENO Currency Currency of Denomination :4!c//3!a 21
----->
O 98A 4!c Date (see qualifier description) :4!c//8!n 22
MT 500SWIFTStandards - Category 5 Volume 1

-----|----->
O 92A 4!c Rate (see qualifier description) :4!c//[N]15d 23
-----|----->
O 13a 4!c Number Identifica-tion
(see qualifier description) A or B 24
-----|----->
O 17B 4!c Flag (see qualifier description) :4!c//1!a 25
-----|----->
O 90a 4!c Price (see qualifier description) A or B 26
-----|----->
O 36B 4!c Quantity of Finan-cial Instrument
(see qualifier description) :4!c//4!c/15d 27
-----|
O 70E FIAN Narrative Financial InstrumentAttribute Narrative
:4!c//10*35x 28
M 16S End of Block FIA 29
End of Subsequence B1 Financial Instrument AttributesMandatory Subsequence B2 Financial Instrument/Account
M 16R Start of Block FIAC 30
M 36B QREG Quantity of Finan-cial Instrument
Quantity of Financial Instrument to be Registered
:4!c//4!c/15d 31
M 97A SAFE Account Safekeeping Account :4!c//35x 32
M 16S End of Block FIAC 33
End of Subsequence B2 Financial Instrument/Account
M 16S End of Block REGDET 34
End of Sequence B Registration Details
SWIFTStandards - Category 5 Volume 1MT 500

----->Repetitive Optional Sequence C Client Details
M 16R Start of Block CLTDET 35
Optional Subsequence C1 Address
M 16R Start of Block ADDRESS 36
M 17B 4!c Flag (see qualifier description) :4!c//1!a 37
----->
-----|
----->
O 95a 4!c Party (see qualifier description) P, R, S or U 39
-----|
----->
O 94a 4!c Place (see qualifier description) C, D or G 40
-----|
----->
O 13B 4!c Number Identifica-tion
(see qualifier description) :4!c/[8c]/30x 41
-----|
----->
O 70C 4!c Narrative (see qualifier description) :4!c//4*35x 42
-----|
M 16S End of Block ADDRESS 43
End of Subsequence C1 Address
Optional Subsequence C2 Personal Details
M 16R Start of Block PERSDET 44
MT 500SWIFTStandards - Category 5 Volume 1

----->
-----|
O 95U BIRT Party Name at Birth :4!c//3*35x 46
----->
O 98a 4!c Date/Time (see qualifier description) A or C 47
-----|----->
O 94C 4!c Place (see qualifier description) :4!c//2!a 48
-----|
O 70C ADTX Narrative Additional Text :4!c//4*35x 49
M 16S End of Block PERSDET 50
End of Subsequence C2 Personal Details
M 16S End of Block CLTDET 51
-----| End of Sequence C Client Details
Optional Sequence D Corporate Action Details
M 16R Start of Block CADETL 52
----->
O 98a 4!c Date/Time (see qualifier description) A or C 53
-----|
O 35B Identification of the Fi

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