8/6/2019 Support Manager or Area Manager or Area Director

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LAWRENCE H. THOMAS600 Baychester Ave., 9DBronx, NY 10475(718) 671-1903(917) 476-3332

lt70da7a@westpost.net

SUMMARY

Over fifteen years experience in the financial services industry, with eight years in broker registration area. Possess extensive knowledge of registration procedures, a hardworking and reliable business graduate possessing strong customerservice skills, seeking a challenging and rewarding position that will leveragestrong selling experience and business education as well as proven organizational skills..

EDUCATION

Colorado Technical University4435 North Chestnut St. Suite E, Colorado Springs, CO 80907Telephone 800-416-8904

Bachelor of Science in Business Administration

WORK EXPERIENCE

Orsay Group, New York, NY 1999 - Present 1999 - PresentPublic Relations SpecialistDistributed relevant information on publicly-traded companies to the financialcommunityDeveloped financial contacts for publicly traded companies in technology and biotechnology production, including financial advisors,institutional and accredited investors

Expanded regional sales and Rep participation

United States Department of Commerce Bureau of the Census, Bronx, NY 2010 -2010Census Enumerator

Collect data from the public in order for the Federal Government to get an accurate count of how many people are living in the different parts of the country. The Government wants to find out the demographics of each neighborhood within each city, state, and community.

Zee Medical 2007 - 2008 2007 2008Sales Associate

Promote First Aid and Safety to clientsDrove a supply van that allows me to restock the supplies that some of our existing clients would needCarried first aid supplies in vehicle for new customers, they would need for their cabinet.Expanded client sales list, through personal contact with potential clients.

8/6/2019 Support Manager or Area Manager or Area Director

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LAWRENCE H. THOMAS(718) 671-1903(917) 476-3332

lt70da7a@westpost.net

WORK EXPERIENCE (cont.)

Passport Rush, New York 2005 2007 2005 - 2007Assistant ManagerSupervised a group of six sales reps, four sales asst. and five messengersManaged customer complaints from clients if for some reason they cant get theirvisa or passport in a timely manorHandled all office supplies, bills, and any new contracts with new companiesExpanded companies sales force and client list

Passport Rush, New York 2003 - 2005 2003 - 2005Sales RepresentativeContacted travel agencies to find out if they have any need for expediting

Provided Passport or Visa services in the case there client is traveling outside the Country and need one or both of these items

Nathan & Lewis Securities Inc., New York, NY 2000 - 2003 2000 - 2003Registration Sr. AssociateFacilitated registration and termination of investment consultants with theAppropriate State Security Divisions and SEC exchanges.Researched legal documents, U4, U5 and 8R applications and fingerprint reportsfor felonies or misdemeanorsCompiled and processed paperwork, including dissemination of compliance manualsand branch certificates, required to open

branch offices and establish off-site supervisory jurisdictions (OSJs)Recorded and monitored customer complaints, internal reviews or sanctions

Citicorp Investment Services, Long Island City, NY 1998 - 1999 1998 - 1999Compliance Market CoordinatorResearched U4, U5 applications, FBI reports, and other legal documents for felonies or misdemeanorsExpedited termination proceedings with SEC Regulators and State Security Divisions for account executives with Improprieties on U5 applicationParticipated in special task forceResponsible for the development of the compliance manual and redesigned the for

mat of the weekly statistical reportCreated new filling system