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Dear Students,

“The New Year stands before us, like a chapter in a book, waiting to be written. We can help write that story by setting goals.” -Melody Beattie

New Year Greetings and my sincere and heartiest best wishes to all of you as we move into new ray of hope and promise with the beginning of the year 2016. God has gifted us another new year which is full of exciting opportunities. I wish this New Year brings with itself the happiest and most beautiful times for you and give you the courage to triumph over your vices and embrace the virtues.

This is my last communication with you as the President of the Institute and I feel a great sense of contentment that during the last one year we have succeeded in taking the Institute to new heights. The Institute has opened new examination centres to facilitate the students to appear in the examinations with ease and comfort. The Institute has also launched ICSI Study Centre Scheme in collaboration with reputed Colleges/ Universities in multiple locations in order to enhance its reach to the students. A novel attempt was made by introduction of a 15 day Academic program for students passing executive level which aims to equip the CS students with necessary skills and boost their self confidence and self discipline while they set their foot in the corporate world. The reference material for Professional Skill Development Program (PSDP) and on e-governance which forms part of this program was also released during 43rd National Convention. This will enrich the students with the skills required by Company secretaries in the corporate sector.

To provide better academic support to the students in addition to the updates through study materials, e-bulletins, academic corner, we have enriched the academic resources with Revisionary Papers, to facilitate students to better prepare in examination; Practice manuals, to build competency in practical oriented subject; video lectures under MOOCs to make our students more competitive and organising regular webcasts for the students on various subjects of the curriculum before examination. The details on the same are available on ICSI website under Academic corner.

I advise all the students to take advantage of all the new initiatives taken by the Institute so as to better equip themselves to face the challenges in a comfortable manner.

My best wishes to you all!

Regards,

CS Atul H. Mehta President [email protected]

Message from the President

Inside This Issue Academic Guidance

Legal World

Students – ICSI Academic Connect

Student Services

Examination

Training

Corporate Compliance Executive Certificate for Students

News from Region

Student Company Secretary (e-bulletin for Executive & Professional Students)

JANUARY 2016

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e- bulletin 2 January 2016

Academic Guidance

Gold Monetisation Scheme (GMS), 2015*

In pursuance of the Central Government notification issued vide Office Memorandum F.No.20/6/2015-FT dated September 15, 2015 regarding “Gold Monetization Scheme (GMS)”, Reserve Bank of India (RBI) has issued direction called the Reserve Bank of India (Gold Monetization Scheme) Direction, 2015 to all Scheduled Commercial Banks (excluding Regional Rural Banks) in exercise of the powers conferred u/s 35A of the Banking Regulation Act, 1949.

Objective

GMS modifies the existing ‘Gold Deposit Scheme’ (GDS) and ‘Gold Metal Loan Scheme’ (GML). The main objectives of the GMS are:

to mobilise gold held by households and institutions of the country,

to facilitate gold deposits’ use for productive purposes, and

to reduce country’s reliance on the import of gold in the long run.

Commencement

The Scheduled Commercial Banks excluding Regional Rural Banks intending to participate in the Scheme are required to formulate a comprehensive policy with approval of the board to implement it.

Some Definitions

In this Direction, unless the context otherwise requires, the following terms shall bear the meanings assigned to them below:

i. Collection and Purity Testing Centre (CPTC) - The collection and assaying centres certified by the Bureau of Indian Standards (BIS) and notified by the Central Government for the purpose of handling gold deposited and redeemed under GMS.

ii. Designated bank – All Scheduled Commercial Banks (excluding RRBs) that decide to implement the Scheme.

iii. Gold Deposit Account – An account opened with a designated bank under the Scheme and denominated in grams of gold.

* Dr. Maninder Deep Cheema, ICSI.

The views expressed are personal views of the author and do not necessarily reflect those of the Institute.


iv. Medium and Long Term Government Deposit (MLTGD) - The deposit of gold made under the GMS with a designated bank in the account of the Central Government for a medium term period of 5-7 years or a long term period of 12-15 years or for such period as may be decided from time to time by the Central Government.

v. Nominated bank – A Scheduled Commercial Bank authorized by RBI to import gold in terms of RBI circular A.P.(DIR Series) Circular No.79 dated February 18, 2015.

vi. Refiners – The refineries accredited by the National Accreditation Board for Testing and Calibration Laboratories (NABL) and notified by the Central Government for the purpose of handling gold deposited and redeemed under GMS.

vii. Scheme - Gold Monetization Scheme, 2015 which includes Revamped Gold Deposit Scheme (R-GDS) and Revamped Gold Metal Loan Scheme (R-GML).

viii. Short Term Bank Deposit (STBD) - The deposit of gold made under the GMS with a designated bank for a short term period of 1-3 years.

The GMS, 2015 basically consists of-

I. Revamped Gold Deposit Scheme (R-GDS)

II. GMS - linked Gold Metal Loan (GML) Scheme

REVAMPED GOLD DEPOSIT SCHEME (R-GDS)-BASIC FEATURES

General

This scheme will replace the existing Gold Deposit Scheme, 1999. However, the deposits outstanding under the Gold Deposit Scheme will be allowed to run till maturity unless these are withdrawn by the depositors prematurely as per existing instructions.

All designated banks will be eligible to implement the scheme.

The principal and interest of the deposit under the scheme shall be denominated in gold.

Persons eligible to make a deposit - Resident Indians (Individuals, HUFs, Trusts including Mutual Funds/Exchange Traded Funds registered under SEBI (Mutual Fund) Regulations and Companies) can make deposits under the scheme.

All deposits under the scheme shall be made at the CPTC.

Interest on deposits under the scheme will start accruing from the date of conversion of gold deposited into tradable gold bars after refinement or 30 days after the receipt of gold at the CPTC or the bank’s designated branch, as the case may be, whichever is earlier.

On the day the gold deposited under the scheme starts accruing interest, the designated banks shall translate the gold liabilities and assets in Indian Rupees by crossing the London AM fixing for Gold/USD rate with the Rupee-US Dollar reference rate announced by RBI on that day. The prevalent custom duty for import of gold will be added to the above value to arrive at the final value of gold.

Reporting – The designated banks need to submit a monthly report on GMS to the RBI in the prescribed format.


Acceptance of Deposits

The minimum deposit at any one time shall be raw gold (bars, coins, jewellery excluding stones and other metals) equivalent to 30 grams of gold of 995 fineness.

Types of Deposits

There shall be two different gold deposit schemes : Short Term Bank Deposit (STBD) for a period of 1-3 years and Medium and Long Term Government Deposit (MLTGD) for a medium term period of 5-7 years or a long term period of 12-15 years or for such period as may be decided from time to time by the Central Government.

Opening of Gold Deposit Accounts

The opening of gold deposit accounts shall be subject to the same rules with regard to customer identification as are applicable to any other deposit account. Depositors who do not already have any other account with the designated bank, shall open a gold deposit account with the designated banks with zero balance at any time prior to tendering gold at the CPTC after complying with KYC norms as prescribed by Reserve Bank of India.

The designated banks will credit the STBD or MLTGD, as the case may be, with the amount of 995 fineness gold as indicated in the advice received from CPTC, after 30 days of receipt of gold at the CPTC, regardless of whether the depositor submits the receipt for issuance of the deposit certificate or not.

Collection and Purity Testing Centres

The Central Government will notify a list of BIS certified CPTCs under the Scheme.

The designated banks will be free to select and authorize the CPTCs out of the list notified by the Central Government

Before tendering the raw gold to a CPTC, the depositor shall indicate the name of the designated bank with whom he would like to place the deposit1.

After assaying the gold, the CPTC will issue a receipt signed by authorised signatories of the centre showing the standard gold of 995 fineness on behalf of the designated bank indicated by the depositor. Simultaneously, the CPTC will also send an advice to the designated bank regarding the acceptance of deposit.

The 995 fineness equivalent amount of gold as determined by the CPTC will be final and any difference in quantity or quality found after issuance of the receipt by the CPTC including at the level of the refinery due to refinement or any other reason shall be settled among the three parties viz., the CPTC, the refiner and the designated bank in accordance with the terms of the tripartite agreement.

On submission of the deposit receipt by the depositor, the designated bank shall issue the final deposit certificate on the same day or 30 days after the date of the tendering of gold at the CPTC, whichever is later.

Transfer of Gold to the Refiners

The designated banks will be free to select the refiners based on their assessment regarding the credibility of these entities.


The CPTCs will transfer the gold to the refiners as per the terms and conditions set out in the tripartite agreement.

For the services provided by the refiners, the designated banks will pay a fee as decided mutually.

The refiners shall not collect any charge from the depositor.

Tripartite Agreement between the Designated Banks, Refiners and CPTCs

Every designated bank shall enter into a legally binding tripartite agreement with the refiners and CPTCs with whom they tie up under the Scheme.

The agreement shall clearly lay down the details regarding payment of fees, services to be provided, standards of service, the details of the arrangement regarding movement of gold and rights and obligations of all the three parties in connection with the operation of the Scheme.

GMS - LINKED GOLD METAL LOAN (GML) SCHEME- BASIC FEATURES

General

The gold mobilized under STBD may be provided to the jewellers as GML. The designated banks can also purchase the gold auctioned under MLTGD and extend GML to the jewellers.

The jewellers will receive the physical delivery of gold either from the refiners or from the designated bank, depending on the place where the refined gold is stored.

The existing Gold (Metal) Loan (GML) Scheme operated by nominated banks in terms of paragraph 2.3.12 of the RBI Master Circular on Loans and Advances dated July 1, 2015 will continue in parallel with GMS-linked GML scheme.

The designated banks other than the nominated banks shall be eligible to import gold only for redemption of the gold deposits mobilised under the STBD.

Interest to be Charged

The designated banks are free to determine the interest rate to be charged on GMS-linked GML.

Tenor

The tenor of GMS-linked GML will be the same as under the extant GML scheme.

Annexure 1 of the Directive provides details on Assaying Process at the CPTCs as follows:

The fees to be charged by a CPTC shall be informed to the customer before doing the XRF test.

There will be a BIS certified protocol of operations and processes at all stages of purity verification and deposit of gold which are as under:

o XRF machine-test and weighing of all articles shall be done in the presence of the customer and will be recorded by CCTV Camera.

o After XRF test, the customer will be given the option to disagree with the preliminary test or withdraw the tendered gold or he will give his consent for melting and fire assay test.

o On receipt of the customer consent, the gold ornaments will be cleaned of its dirt, studs, meena etc. and thereafter, the purity of the tendered gold will be ascertained through a fire assay test in the presence of the customer.


o In case the customer agrees with the result of the fire assay test, he will exercise his option to deposit the gold with the bank and in that case the fee charged by the centre will be paid by the bank. However, in case of any disagreement with the fire assay result, the customer will be given the option to take back the melted gold after paying a nominal fee to the centre.

o In case the customer exercises the option to deposit the gold, he will be provided a certificate by the CPTC certifying the weight of the gold tendered in equivalence of 995 fineness of gold.

o On receipt of this certificate from the customer, the bank will credit the equivalent quantity of Standard gold of 995 fineness in to the depositor’s account.

o Simultaneously, the CPTC has also to inform the bank about the details of the deposit made by the customer.

***


Update for December, 2015*

Draft Guideline- Place of Effective Management (PoEM)1

Central Board of Direct Taxes on 23rd December, 2015 issued Draft Guiding Principles for determination of Place of Effective Management (PoEM) of a Company and invited comments and suggestions of stakeholders and general public.

Prior to amendment by the Finance Act, 2015, Section 6(3) of the Income-tax Act, 1961- A company was said to be resident in India in any previous year, if it is an Indian company or if during that year, the control and management of its affairs is situated wholly in India.

This allowed tax avoidance opportunities for companies to artificially escape the residential status under these provisions by shifting insignificant or isolated events related with control and management outside India.

To address the above concerns, the existing provisions of section 6(3) of the Income-tax Act, 1961 were amended vide Finance Act, 2015, with effect from 1st April, 2016.

Now, A company is said to be resident in India in any previous year, if- it is an Indian company; or its place of effective management in that year is in India .

Further, the Explanatory Memorandum to the Finance Bill, 2015 has stated that a set of guiding

principles to be followed in the determination of PoEM would be issued for the benefit of the taxpayers as well as the tax administration. Accordingly the guiding principles on the following lines are proposed to be issued.

As per the Draft Guidelines "place of effective management" means a place where key management and commercial decisions that are necessary for the conduct of the business of an entity as a whole are, in substance, made.

'Place of effective management' (PoEM) is an internationally recognised test for determination of residence of a company incorporated in a foreign jurisdiction. Most of the tax treaties entered into by India recognizes the concept of 'place of effective management' for determination of residence of a company as a tie-breaker rule for avoidance of double taxation.

BSE, CII and IICA launch “Sammaan”, a CSR Initiative2

The BSE is going to launch a new platform called ‘Sammaan’ that will help listed companies meet their corporate social spending requirements.

1 http://www.incometaxindia.gov.in/Documents/POEM-note-for-uploading.pdf 2 http://www.bseindia.com/markets/marketinfo/DispMediaRels.aspx?page=099db742-e1ed-4e8a-bc65-aeafbbe9e9dd *Prepared by : Dr. Maninder Deep Cheema, Assistant Professor, ICSI.

http://www.incometaxindia.gov.in/Documents/POEM-note-for-uploading.pdf

http://www.bseindia.com/markets/marketinfo/DispMediaRels.aspx?page=099db742-e1ed-4e8a-bc65-aeafbbe9e9dd


NGOs working in the areas of art and culture, education, sports, sanitation, women’s empowerment and environment sustainability etc. across the country would be able to list their projects on the platform.

Then the platform will act as an intermediary between companies willing to spend on philanthropy and these NGOs.

Six central ministries will evaluate the work of these NGOs before listing their projects on ‘Sammaan’ and give their approval.

NGOS will have to show how they spent the funds raised through the exchange.

Start-Up India

Under the anchoring of Department of Industrial Policy and Promotion (DIPP) a high-level, Inter-Ministerial Panel is going to be at the centre-stage of creating an ecosystem to promote innovation under Start-up initiative of the government.

The panel will be responsible for evaluation of proposals submitted to it.

Proposals qualifying for the incentives under the program would be able to enjoy easier finance, tax breaks, faster approvals and lower compliances.

Bills on Commercial Courts, and Arbitration Passed By Parliament

The Commercial Courts, Commercial Division and Commercial Appellate Division of High Courts Bill, 2015 and the Arbitration and Conciliation Act (Amendment) Bill, 2015 were passed by parliament and received the assent of President of India.

The Legislations aimed at creating commercial benches in select high courts and amending a law on arbitration for speedy settlement of high value business disputes.

Emerging Markets Facing Slow Growth3

A research note titled ‘Slowdown in Emerging Markets: Rough Patch or Prolonged Weakness?’ by the World bank shows that emerging markets, with the exception of India, are facing their 5th consecutive year of slow growth and it increases the possibility of a longer period of sluggish performance than previously thought.

“Since 2010, growth has been slowing in emerging market economies (EM). EM growth has remained well below pre‐crisis (2003‐08) rates and, by 2014, had fallen below its long‐term (1990‐2008) average. This follows half a decade during which EM as a group achieved its highest growth since the 1980s and became the main engine of global activity, accounting for about 52 percent of global growth. The protracted deceleration in EM growth contrasts with the weak but steady recovery in advanced economies (AE) from a 2012 trough.”

Emerging market growth forecasts have been steadily falling from an average 7.6 per cent in 2010 to a projected less than 4 per cent this year.

Weak international trade, slowing capital flows, slumping commodity prices, external challenges are some of the factors affecting the growth of these economies.

3 http://pubdocs.worldbank.org/pubdocs/publicdoc/2015/12/177081449524209011/PRN04-Dec2015-Emerging Markets. pdf .

http://pubdocs.worldbank.org/pubdocs/publicdoc/2015/12/177081449524209011/PRN04-Dec2015-Emerging%20Markets.%20pdf


PRACTICE MANUAL & REVISIONARY PAPERS

To build competency in practical oriented subjects by providing the students with a pool of solved

practical problems, Practice Manual for the following two papers have been released by the

Institute.

Financial Treasury and Forex Management (Professional Programme)

Company Accounts and Auditing Practices (Executive Programme)

Soft copies of the Practice Manual will be available on ICSI website under the head Academic

corner https://www.icsi.edu/AcademicCorner.aspx. The students, who wish to procure printed

copies, may purchase from sale counters at ICSI Regional offices/ Chapter offices or order it online

through e-cart on ICSI website.

To facilitate students to better prepare for their examination, the Institute has

introduced Revisionary Papers containing Module wise solved model question

papers, in the subjects of Executive and Professional Programme. Printed copies of

Revisionary papers are available at a nominal price of Rs. 100/- per Module.

https://www.icsi.edu/AcademicCorner.aspx


Hindi Books relevant for CS Course Curriculum

From Shree Mahavir Publications:

Vyavsayik Arthshasttra, Part – I, by M D Aggarwal

Vyavsayik Vatavaran Avem Udhiamitta by Gupta & Chaturvedi

Vyavasayik Prabandh, Neeti shastra Avem Sanchar, by Sharma & Chaturvedi,

Vyavasayik Arthashasttra Part – II, by S C Sharma,

Lekhankan Ke Mool tatv Avem Ankenshan, by P C Gupta & C L Chaturvedi

Aarthik Avem Samanaye Vidhi, by Jain & Gupta

Prabhandh Lekhanken by M D Aggarwal & N P Aggarwal

Lagat Lekhanken by S N Maheshwari & S N Mittal

Cost Accounting – Theory & Problems by Maheshwari SN & Mittal SN

Cost Accounting & Financial Management, by S N Maheshwari & S N Mittal

Audhyogik, Shram Avem Samanye Vidhi by Jain & Gupta

Pratibhouti Sanniyam Avem Anupalan, by Jain & Gupta

Adhunik Bhartiya Company Adhiniyam by M C Kuchhal

Adhunik Bhartiya Company Law by M C Kuchhal

From Taxmann Publications:

Vyaparik Evam Samanya Vidhi by Shubham Aggarwal

Bharat Law House:

Systematic Approach to Taxation Containing Income Tax & Indirect Taxes by Dr. Girish Ahuja & Dr Ravi Gupta

Eastern Book Company:

Adminstrative Law (Prashasanik Vidhi) by C K Tekwani

Consumer Protection Law (Upbhokta Sanrakshan Vidhi) by S P Gupta

Company Law (Company Vidhi) by Avtar Singh

Constitution of India (Bharat KaSamvidhan) by EBC

Art of Conveyancing and Pleading (Abhivachonon ke Prarooparn aur Abhihastaantarn - lekhan ki kala) by Murli Manohar

Systematic Approach To Income Tax, Service Tax & VAT (Hindi Edn.) by Dr. Girish Ahuja

***

e-bulletin 11 January 2016

Legal World

CORPORATE LAWS

Landmark Judgement

V.B. RANGARAJ v. V.B. GOPALAKRISHNAN & ORS [SC]

Civil Appeal Nos. 1946 & 1947 of 1980.

P.B. Sawant & B.P. Jeevan Reddy, JJ. [Decided on 28/11/1991]

Equivalent citations: AIR 1992 SC 453; (1992) 73 Comp Cas 201 SC; JT 1991 (4) SC 430; 1991 (2) SCALE 1135 & (1992) 1 SCC 160.

Companies Act, 1956- Section 3(iii)- private company- restrictions as to share transfer- private agreement between shareholders- articles of association did not include the terms of the private agreement-transfer of shares in pursuant to the private agreement- whether binding on the company and members- whether valid- Held, No.

Brief facts : The main question, that falls for consideration in both the appeals, is whether the shareholders can among themselves enter into an agreement which is contrary to or inconsistent with the Articles of Association of the company.

The third defendant is a private limited company and the joint family of the plaintiffs and defendants came to hold all the 50 shares of the company. The family consisted of Baluswamy Naidu and Guruviah Naidu who were brothers, and each of the brothers held 25 shares in the company. The plaintiffs and defendants 1 and 2 and one Selvaraj are the sons of Baluswamy Naidu and defendants 4 to 6 are the sons of Guruviah Naidu. Baluswamy Naidu died on February 5, 1963 and Guruviah Naidu died on January 10, 1970. The plaintiffs alleged that in 1951 there was an oral agreement between Baluswamy Naidu and Guruviah Naidu that each of the branches of the family would always continue to hold equal number of shares, viz., 25 and that if any member in either of the branches wished to sell his share/shares, he would give the first option of purchase to the members of that branch and only if the offer so made was not accepted, the shares would be sold to others. Although on behalf of defendants, it was disputed that there was any such agreement entered into between the two brothers, the finding recorded by all the courts below is against the defendants. It is not in dispute that the Articles of Association of the company were not amended to bring them in conformity with the said agreement.

Contrary to the said agreement, the first defendant, i.e., son of Baluswamy Naidu sold the shares to defendants 4 to 6 who are the sons of Guruviah Naidu. Hence the plaintiffs who are Baluswamy's sons filed the present suit for (i) a declaration that the said sale was void and not binding upon the plaintiffs and the second defendant (who is also the son of Baluswamy Naidu but was joined as a pro forma defendant) and for (ii) an order directing defendants 1 and 4 to 6 to transfer the said shares to the plaintiffs and the second defendant and for (iii) a permanent injunction restraining defendants 4 to 6 from applying for registering the said shares in their names and from acting adversely to the interests of the plaintiffs and the second defendant on the basis of the transfer of the said shares.


The Trial Court decreed the suit by holding that the sale of the said shares was invalid and not binding on the plaintiffs and the second defendant, and directed both the first defendant and defendants 4 to 6 to transfer the said shares to the plaintiffs, and granted permanent injunction as prayed for. The appeals filed by the first defendant and defendants 4 to 6 were dismissed. In the second appeals filed by them the High Court held that the courts below had proceeded on a wrong basis. According to the High Court the suit was in effect one to enforce the agreement providing for pre-emption and the court was entitled to mould the reliefs on the facts proved in the case and accordingly the High Court modified the decree by directing substitution of the plaintiffs as shareholders in place of defendants 4 to 6. In other words, the High Court in terms held that (i) the sale of the shares by the first defendant in favour of defendants 4 to 6 was invalid and hence the plaintiffs and the second defendant became entitled to purchase the said shares, (ii) the agreement was binding on the company, and (iii) the company was bound in law to register the said shares in the plaintiffs' names.

Decision : Appeals allowed.

Reason : The provisions of the Companies Act, 1956 make it clear that the Articles of Association are the regulations of the company binding on the company and its shareholders and that the shares are a movable property and their transfer is regulated by the Articles of Association of the company.

Whether under the Companies Act or Transfer of Property Act, the shares are, therefore, transferable like any other movable property. The only restriction on the transfer of the shares of a company is as laid down in its Articles, if any. A restriction which is not specified in the Articles is, therefore, not binding either on the company or on the shareholders. The vendee of the shares cannot be denied the registration of the shares purchased by him on a ground other than that stated in the Articles.

We may refer to certain authorities which reinforce the above proposition.

In S.P. Jain v. Kalinga Tubes Ltd, (1965) 35 Comp Cas 351(SC) it was held that the agreement, on the basis of which the shares of the company has been transferred, was not binding even on the private company and much less so on the public company when it came into existence in 1957. It was an agreement between a non-member and two members of the company and although for some time the agreement was in the main carried out, some of its terms could not be put in the Articles of Association of the public company. As the company was not bound by the agreement it was not enforceable.

In Re Swaledale Cleaners Ltd. (1968) 1 All ER 1132 it was held that it is well-established that a share in a company is an item of property freely alienable in the absence of express restrictions under the Articles. This view is reiterated in Tett v. Phoenix Property and Investment Co. Ltd. and Ors. 1986 2 BCC 99, 140.

In Chapter 16 of Gore-Browne on Companies (43rd Ed.) while dealing with transfer of shares it is stated that subject to certain limited restrictions imposed by law, a shareholder has prima facie the right to transfer his shares when and to whom he pleases. This freedom to transfer may, however, be significantly curtailed by provisions in the Articles. In determining the extent of any restriction on transfer contained in the Articles, a strict construction is adopted. The restriction must be set out expressly or must arise by necessary implication and any ambiguous provision is construed in favour of the shareholder wishing to transfer.


In Palmer's Company law (24th Ed.) dealing with the 'transfer of shares' it is stated at page 608-9 that it is well-settled that unless the Articles otherwise provide the shareholder has a free right to transfer to whom he will. It is not necessary to seek in the Articles for a power to transfer, for the Act (the English Act of 1980) itself gives such a power. It is only necessary to look to the Articles to ascertain the restrictions, if any, upon it. Thus a member has a right to transfer his share/shares to another person unless this right is clearly taken away by the Articles.

In Halsbury's Laws of England (4th Ed.) para 359 dealing with 'attributes of shares' it is stated that "a share is a right to a specified amount of the share capital of a company carrying with it certain rights and liabilities while the company is a going concern and in its winding. The shares or other interest of any member in a company are personal estate transferable in the manner provided by its articles and are not of the nature of real estate".

Dealing with 'restrictions on transfer of shares' in Pennington’s Company Law (6th Ed.) at page 753 it is stated that shares are presumed to be freely transferable and restrictions on their transfer are construed strictly and so when a restriction is capable of two meanings, the less restrictive interpretation will be adopted by the court. It is also made clear that these restrictions have to be embodied in the Articles of Association.

Against the background of the aforesaid legal position, we may now examine the Articles of Association of the third defendant-company. It is not disputed before us that the only Article of the Articles of Association of the company which places restriction on the transfer of shares is Article 13. The Article reads as follows:

“13. No new member shall be admitted except with the consent of the majority of the members on the death of any member of his heir or heirs or nominee, shall be admitted as member. If such heir, heirs or nominee is/are unwilling to become a member, such share capital shall be distributed at par among the members equally or transferred to any new member with the consent of the majority of the members.”

The aforesaid Article in effect consists of three parts. The first part states that no new member shall be admitted except with the consent of the majority of the members. The second part states that on the death of any member, his heir or heirs or nominee/s shall be admitted as members. The third part states that if such heir or heirs or nominee/s is/are unwilling to become member/s, the share capital of the deceased member shall be distributed among the existing members equally or transferred to any new member with the consent of the majority of the members. It is, therefore, clear that even a new member can be admitted provided the majority of the members are agreeable to do so. It also appears from the word "nominee" that a living member has a right to nominate even a third party to succeed to him as a member on his death. Further the restriction on transfer by way of a right of pre-emption which is incorporated in the third part of the Article is only in respect of the shareholding of the deceased member and not of a living member. Whereas the heirs/nominees are as a matter of right entitled to become members if they are willing to do so, the restriction on the transfer of shares steps in only when they are unwilling to become members. The restriction states that in the latter event the shares of the deceased member shall be first distributed among the existing members equally and if they are to be transferred to any new member, it would be done so with the consent of the majority of the existing members. It may be noticed from this restriction, that firstly there is no limitation on the transfer of his shares by a living member either to the existing member or to a new member. The only condition is that when the transfer is made to a new member, it will have to be approved by the majority of the members. The transfer may be to any existing member whether


he belongs to one or the other branch of the family and in such case there is no need of a consent of the majority of the members. The Article in fact envisages the distribution of the shareholding of the deceased member (and not of the living member) equally among the members of both branches of the family and not of any one of the branches only. Even the shares of the deceased member can be transferred to any new member when his heirs/nominees are not willing to become members. However, this can be done only with the consent of the majority of the members.

Hence, the private agreement which is relied upon by the plaintiffs where under there is a restriction on a living member to transfer his shareholding only to the branch of family to which he belongs in terms imposes two restrictions which are not stipulated in the Article. Firstly, it imposes a restriction on a living member to transfer the shares only to the existing members and secondly the transfer has to be only to a member belonging to the same branch of family. The agreement obviously, therefore, imposes additional restrictions on the member's right to transfer his shares which are contrary to the provisions of the Article 13. They are, therefore, not binding either on the shareholders or on the company. In view of this legal position, the finding recorded by the courts below that the sale by the first defendant of his shares to defendants 4 to 6 is invalid as it is in breach of the agreement, is erroneous in law. In view of our above finding, it is unnecessary to go into the question whether the High Court was justified in directing the transfer of shares by defendants 4 to 6 to the plaintiffs even if it’s finding that the sale was invalid was correct.

In the circumstances, the appeals are allowed, the decree of the High Court is set aside and the plaintiffs' suit is dismissed with costs.

Other Judgements

VSE STOCK SERVICES LTD. v. SEBI & ANR [SC]

Civil Appeal No.4664 of 2006

Vikramajit Sen & Shiva Kirti Singh, JJ. [Decided on 04/11/2015]

Securities & Exchange Board of India (Stock Brokers and Sub- Brokers) Regulations, 1992- corporatisation of stock exchanges- merger of stock exchanges- whether fee continuity benefit is available to the resultant company- Held, No.

Challenge in this appeal is to order dated 18.5.2006 rendered by the Securities Appellate Tribunal, Mumbai (for short ‘SAT’) whereby Appeal No.342/2004 preferred by the appellant was dismissed by holding that the appellant is not entitled to the fee continuity benefit claimed under the provisions of Securities & Exchange Board of India (Stock Brokers and Sub- Brokers) Regulations, 1992 [for short, ‘the Regulations’].

It would suffice to note that in terms of policy decision by respondent no.1, the Securities & Exchange Board of India (for brevity, ‘the SEBI’) reflected in its circulars dated 26.11.1999 and 16.12.1999, the Vadodara Stock Exchange Ltd incorporated a subsidiary company named as VSE Securities Ltd. on 24.12.1999. It got membership of Bombay Stock Exchange (BSE) as well as registration under the SEBI resulting in commencement of operation on BSE from 29.5.2000 but failed to get membership of National Stock Exchange (NSE) for the specific reason that it was a company limited by guarantee and not by stock or shares. To overcome this handicap, the Vadodara Stock Exchange Ltd. corresponded with the SEBI as well as NSE but without success because apparently it had ignored the clarifications contained in circular dated 16.12.1999


indicating that a Stock Exchange could acquire the membership right of a major Stock Exchange through a subsidiary company but it should be a company limited by stocks. The bye-laws of NSE also permitted membership only to such a company and not to one limited by guarantee. Hence Vadodara Stock Exchange Ltd. incorporated another subsidiary company, the appellant herein, on 16.1.2002. Being limited by stocks, the appellant obtained membership of NSE on 16.4.2002. But SEBI refused to grant recognition to the appellant on the ground that as per its policy and circular dated 26.11.1999 only one subsidiary of Vadodara Stock Exchange Ltd. could claim registration as a broker. Such decision of the SEBI dated 31.12.2002 was accepted by the Vadodara Stock Exchange Ltd. and was never challenged.

In view of stand of the SEBI and clearly because the appellant wanted to operate on NSE, steps were taken to get the earlier subsidiary company – VSE Securities Ltd. amalgamated with the appellant. The High Court was moved and on completion of necessary formalities, amalgamation order was passed by the Gujarat High Court on 17.3.2003. Under the above scheme of amalgamation the appellant became a transferee company entitled to the assets and liabilities of the transferor company. Post amalgamation, the appellant obtained fresh registration from the SEBI in respect of its operation on BSE in the month of October 2003. On 30.04.2004, the SEBI granted registration for business on NSE on the usual conditions including payment of fees in the manner provided in the Regulations, particularly Regulation 10(1) read with Schedule III of the Regulations. The appellant paid the provisional fee liability but the demand of final fee by the SEBI was challenged before SAT on the ground that the appellant is entitled to fee continuity benefit in terms of circular of the SEBI dated 30.09.2002. The claim of the appellant, as noticed earlier, was rejected by SAT by the order under appeal.

Decision : Appeal dismissed.

Reason : The moot question falling for determination, as rightly noticed by SAT, is whether the appellant is entitled to the fee continuity benefit in terms of the Regulations.

We find that the facts of the case have been properly appreciated by SAT for coming to the conclusion that the amalgamation was not on account of any compulsion of law. The compulsion of the appellant was a business compulsion to do business as a broker with NSE. Initially the Vadodara Stock Exchange Ltd had chosen to form another subsidiary company limited by guarantee ignoring the circular of the SEBI dated 16.12.1999 and also the bye rules of NSE laying down conditions for membership but later it decided to have a subsidiary company which could get registration as a broker with NSE. Such decision was effected through amalgamation. Such a situation cannot be treated as a compulsion of law for amalgamation. Even if we accept the submission that the compulsion of law be given a liberal meaning so as to include orders and directions of the SEBI, in the present case it is not possible to accept that amalgamation was forced upon the appellant under orders or directions of the SEBI. Only because the appellant and the parent company Vadodara Stock Exchange Ltd. subsequently decided and opted to do business as a broker with NSE, they chose the path of amalgamation. They could have as well chosen the path of winding up of the earlier subsidiary company. In the facts of the case it is not possible to accept that there was any compulsion of law for the merger/ amalgamation of the VSE Securities Ltd. with the appellant. So far as legal position is concerned, in the case of Ratnabali Capital Markets Ltd. v. Securities & Exchange Board of India (2008) 1 SCC 439 the contention that the assets and liabilities of the transferor company have passed into the hands of the transferee company did not cut any ice in respect of fees payable to the SEBI as per Regulations. In para 13 of that judgment it was held that on merger of the two companies, a new entity emerged which


was given a right to operate in the derivative segment and therefore it had to pay fresh registration fees on the turnover basis. We find no good ground to take a different view. In paragraph 19 of that judgment this Court clarified that when the facts disclose that amalgamation/ merger had to be resorted to as an alternative to liquidation then it may be successfully urged that merger/ amalgamation was on account of compulsion of law so as to attract the exemption assured by the SEBI under the circular dated 30.09.2002. The facts of this case even remotely do not suggest any such or similar situation.

COMPETITION LAW

TAJ PHARMACEUTICALS LTD. & ORS v. THE DEPARTMENT OF SALE TAX, MUMBAI & ANR [CCI]

Case No. 69 of 2015

Ashok Chawla, S. L. Bunker, Sudhir Mital, Augustine Peter, U. C.Nahta, M. S. Sahoo &G. P. Mittal. [Decided on 29/09/2015]

Competition Act,2002- Section 4- abuse of dominance- state tax department demanded professional tax and issued demand notice- altercation between the officials and the assesse- FIR lodged by the department- whether tax department is an enterprise- Held, No- whether there was abuse of dominance by the tax department-Held, No.

Brief facts : Informant No. 1 is a company, Informant No. 2 is its Chairman and the Informant No. 3 is one of its Directors ('Informant'). The Informant was primarily aggrieved by the conduct of OP 1 in issuing notices to the Informant for registration and payment of tax under the Professional Tax Act, 1975 for its sixteen companies which are not operational and registration of FIR against it for the alleged altercation between one of the official of OP 1 and the Informant. The Informant has alleged that OP 1 has abused its dominant position in contravention of the provisions of section 4 of the Act.

Based on the above, the Informant has alleged that OP 1, inter alia, has abused its dominant position in issuing notices and registration of FIR and had prayed to initiate investigation under the Act and to fix an appropriate penalty for the above said act.

Decision : Case dismissed.

Reason : The Commission has perused the information filed by the Informant and material available on record. From the facts of the case it is revealed that the Before proceeding to determine whether the alleged conduct of OP 1 is abusive in terms of section 4 of the Act or not, the primary issue that arise is whether OP 1 falls within the definition of 'enterprise' in terms of section 2(h) of the Act. For the purposes of ascertaining whether an entity is an enterprise or not within the meaning of section 2(h) of the Act, it is essential to examine the nature of the activity undertaken by the entity. Further, the assessment of whether an entity is an 'enterprise' or not is to be done based on the activity of the entity under consideration and the facts of the case.

The Commission observes that OP 1 is a department of the Government of Maharashtra. The activity of OP 1 under consideration in the instant case pertaining to the sovereign function undertaken by OP 1 as stated in Article 276 of the Constitution of India which deals with 'taxes on professions, trades, callings and employments' wherein State Governments have given power to legislate for taxes in respect of professions, trades, callings or employment for the benefit of the State. By performing the said activity OP 1 is merely carrying out the sovereign function of the


Government and as such is not engaged in any economic activity to be covered within the definition of an enterprise, given the facts of the present case. Hence, the Commission is of the view that the nature of the activities undertaken by OP 1 do not fall within the ambit of section 2(h) of the Act. Since, OP 1 is not an enterprise in terms of the provision of section 2(h) of the Act, the alleged abusive conduct of OP 1 need not be examined under the provisions of section 4 of the Act.

Further, the Commission observes that it is not germane to go into the grievances of the Informant arising out of lodging of FIR, subsequent filing of charge sheet and other related issues as these do not involve any question having a bearing on competition in the market and appropriate forum exists for the redressal of these issues. The 'Maharashtra State Tax on Professions, Trades, Callings and Employments Act, 1975' also provides appellate remedy if a person is aggrieved.

In light of the above analysis, the Commission finds that no prima facie case of contravention of the provisions of section 4 of the Act is made out against the Opposite Parties in the instant matter.

INDUSTRIAL & LABOUR LAWS

KAMAL PRASHAR v. NATIONAL AIRPORT AUTHORITY OF INDIA & ANR [SC]

Civil Appeal Nos.1434 & 1435 of 2008

Dipak Misra & Uday Umesh Lalit,JJ.[Decided on 28/10/2015]

Appellant employee of DGCA- through statutory provision absorbed in NAA - refused to work with NAA- dismissed from services for remaining absent - whether termination is valid-Held, Yes.

Brief facts : The appellant was appointed as Assistant Aerodrome Officer with Director General Civil Aviation (“DGCA” for short) on 04.03.1974. In the year 1985, the National Airport Authority Act, 1985 was enacted which came into operation w.e.f. 07.12.1985 (hereinafter referred to as the Act). The Act provided for establishment of an authority namely National Airport Authority (“NAA” for short) for the management of Aerodromes and Civil Enclaves whereat domestic Air Transport Services are operated or intended to be operated and for management of all communication stations and matters connected therewith.

The record indicates that NAA was established w.e.f. 01.06.1986 and the employees, including the appellant, holding office under the DGCA as described in Section 13(3) of the Act were en-masse sent on deputation to NAA. On 31.03.1986 the appellant had written to the DGCA stating that he would like to continue his services in the office of the DGCA. Immediately upon establishment of NAA, the appellant again wrote to the DGCA on 04.06.1986 stating that he did not wish to join NAA and his services be retained with the DGCA.

However, NAA did not relieve him. By order dated 11.07.1986 the appellant was transferred to Civil Aerodrome, Varanasi and it was directed that he be relieved from his posting at Delhi and he must join the post at Varanasi w.e.f. 15.7.1986. The appellant did not join the duties at Varanasi and instead contested his posting with NAA and the transfer made by it. As he remained absent from duties he was dismissed from the services.

The dispute, after crossing all the stages, ultimately reached the Supreme Court.

Decision: Appeals dismissed.


Reason : The effect of Section 13(3) of the Act is clear and every employee holding any office under the DGCA in connection with the functions of the Authority under the Act stood statutorily deputed with NAA and continued to be on deputation till duly absorbed in its regular service by NAA. The expression used in said Section is “shall be treated on deputation” which unequivocally shows mandatory nature of the statutory provision. Neither the employee nor the DGCA could stop such statutory deputation or have any say in the matter. Second Proviso to Sub-section 3 of Section 13 of the Act contemplates exercise of discretion, within such time as may be specified, by the employee in respect of proposal of the Authority to absorb him. The discretion would therefore be available at a later point in time as and when the proposal for absorption is taken up for deliberation or consideration and not at the first stage when the services stood statutorily deputed with NAA.

The services of the appellant having thus been deputed with NAA, the appellant ought to have joined his post at Varanasi and was not justified in remaining absent unauthorisedly. The fact that the appellant prayed for disbursement of pay and allowances from NAA with effect from 15.07.1986 itself shows that he was conscious of the jural relation and that with effect from 15.07.1986 his services were with NAA. The tenor of his letters dated 04.06.1986, 11.07.1986 and 02.09.1986 further shows that he was well aware that his services stood deputed with NAA. In the circumstances and more particularly after 11.03.1987 the appellant was not at all justified in remaining absent. His continued absence from 15.07.1986 disentitles him from any relief.

The reliance on internal communication dated 04.02.1987 is completely misplaced. By said communication, the request was definitely made by the DGCA that the appellant be relieved to enable him to be repatriated to the parent department. However, such request was not acceded to and it was specifically conveyed to the appellant by communication dated 11.03.1987 that he should join his duty at Varanasi. In the face of such communication, the appellant could not have absented himself and if he did so, he alone would be responsible for the consequences.

As the services of the appellant were deputed with NAA, it was definitely competent to initiate the disciplinary proceedings for his continued absence. The order of dismissal passed on 02.08.2006 is not under challenge in these appeals. As regards the entitlement to seek disbursement of pay and allowances from NAA, in our view, the appellant is not entitled to any relief. We do not find any error in the assessment made by the High Court in the judgment and order under appeal. We, therefore, dismiss these appeals leaving it open to the appellant to raise any challenge as regards the order of dismissal, if so advised.

***


Student-ICSI Academic CONNECT Students may clarify their subject specific academic queries related to study material between 2.00 p.m. to 3.00 p.m. on all working days (Monday- Friday) at 011-45341074.

Students may also write their academic queries on [email protected]

, ह ह

( ह २.०० ३.०० ) . 011-45341074 ह ई-

[email protected] ह ।


Student Services

The Institute has initiated various steps to provide instantaneous services to its stakeholders by the use of technology. More and more services are being added in this march for automation. The study material is now fully available to one and all through the online portal. Some of services and their uses which are important for awareness are listed:

CALL CENTRE

The Institute has established a dedicated call centre with Phone Nos. 011-33132333, 011-66204999. The Call Centre provides for Interactive Voice Response as well as a Ticketing Mechanism.

eBOOKS

Students have now been provided various options for study material. In addition to softcopy of the study material, eBooks have also been developed. All such eBooks shall be displayed when the website of the Institute www.icsi.edu is viewed only through mobile device. These eBooks can be freely downloaded on the mobile device for reading. Appropriate reader for these epub file may be downloaded from respective online stores. For example for android mobile platform, the online store play.google.com may be used. There are many readers available on the android platform and many of them have got enhanced capability of speech and search. One such reader on the android platform is Cool Reader. All the epub files can be downloaded and opened through such eBook readers.

CS TOUCH - ANDROID BASED MOBILE APPLICATION

The Institute of Company Secretaries of India has launched ‘CS touch’ an android a n d I O S based mobile application for students and members recently. CS touch is an android and I O S based mobile application for web based content Management system. The application features are Splash screen, home screen, top menu screen. Following categories will be available to end users in times to come like Announcements, Events, Photo Gallery, Videos, President message, ICSI in media, Contact us, Know your Institute, Favourite, Setting and Info among others. CS touch is available in Google play store. You can download the same from Google play store.

http://www.icsi.edu/


REGISTRATION

Renewal of Registration (Registration Denovo / Extension)

Registration of students registered upto and including January 2011 stands terminated on expiry of five-year period on 31st December, 2015.

Students are advised to apply for Registration De novo/ Extension of registration as per the guidelines published in this bulletin. Online facility for availing Registration Denovo and Extension is available at www.icsi.edu. Students are required to login to their account in the Student Portal www.icsi.edu for seeking Registration Denovo or Extension subject to meeting the eligibility conditions. Students are required to seek Registration Denovo or Extension by 9th April and 10th October for appearing in June and December sessions of examinations. Detailed process for seeking Registration Denovo and Extension online is given below.

However, students whose registration is valid till February 2016 (Students who have registered upto & including March, 2011) are eligible for appearing in June, 2016 examination without any extension / de-novo of their registration.

ONLINE DE NOVO & EXTENSION REGISTRATION PROCESS

(FOR EXECUTIVE PROGRAMME & PROFESSIONAL PROGRAMME STUDENTS)

STEP 1 : Click the Online Services button on the home page of www.icsi.edu

STEP 2 : Click on the Student login option.

STEP 3 : Enter your User name (i.e. Registration number) and Password and Click on Login

STEP 4 : Go to “Students” option and then click on “My Account”

STEP 5 : Go to “Payment Requests” option and click on “Denovo Registration & Extension”

STEP 6 : Select Request Type and Payment mode and then click on “Submit Request” Request ID

and Transaction ID will be generated on successful submission of the request

STEP 7 : Proceed for payment through Credit Card / Debit Card / Net Banking/Challan.

For all successful payments an acknowledgement receipt is generated and an intimation will be





sent on the respective email ID. In case acknowledgement is not generated due to any reason, follow the procedure as given below:

Click Student-> select My Account

Click payment request->Generate payment Receipt

Write Request id and Transaction id and click on check status.

STEP 8 : Please download the de novo registration Letter from Section “Letter for student” in “other” option

STEP 9 : In case of unsuccessful payment please resubmit your request

REGULARISATION OF EXECUTIVE PROGRAMME ADMISSION

Students provisionally admitted to the Executive Programme are advised to upload the scanned copies of their graduation Pass Certificates or marksheets for regularizing their admission at their online account at www.icsi.edu . They are required to login at their account to upload the desired marks sheets/certificates at manage account option. Subsequently they are required to go to qualification tab option to upload their graduation pass marksheet/certificate. Students, who have already uploaded / submitted their graduation pass certificate/Marksheet and have not received any confirmation with regard to approval of their admission, must contact the Institute immediately either through online grievance Redressal module or ticketing Mechanism of the Institute quoting the following particulars through online grievance redressal module:

Name

Details of Fee paid

Admission No.

Email Address

Complete Postal Address with Pin code

CANCELLATION OF PROVISIONAL ADMISSION

Provisional admission of the students, who fail to submit/upload the requisite proof of having passed the graduation examinations within the stipulated time period of six months shall stand cancelled and no refund of fee will be made.

Change of Address/Resetting Password

Students are advised to update their addresses instantly through online services option at www.icsi.edu. Their Registration Number shall be their user Id itself. Students can also reset their password anytime (The new password will be displayed on the screen). The process is given below:

your registration number in Username1) Visit Institute’s website www.icsi.edu

2) Click on ON-LINE SERVICES (top right side of your screen)

3) Click on Student Login

4) Type your registration number in Username

5) Click on Reset password (students only)


www.icsi.edu



6) Enter your all details (i.e. Your Programme, Registration Number, Gender, DOB, Pin Code etc.)

7) Click on Proceed.

8) Enter your correct e-mail id & mobile number

9) Click on Reset Password and Get the password on screen.

Updation of E-Mail Address/ Mobile

Students are advised to update their E-Mail Id and Mobile Numbers timely so that important communications are not missed as the same are sent through bulk mail/SMS nowadays. Students may update their E-mail Id/ Mobile Number instantly after logging into their account at www.icsi.edu at request option.

Student Identity Card Identity Card can be downloaded after logging into the Student Portal at www.icsi.edu. After downloading the Identity card, students are compulsorily required to get it attested by any of the following authorities with his/her seal carrying name, professional membership No., designation and complete official address:

1. Member of the Institute, with ACS/FCS No.

2. Gazetted Officer of the Central or State Government.

3. Manager of a Nationalised Bank.

4. Principal of a recognized School/College.

5. Officer of ICSI

Unattested Identity Cards are not valid and the students are advised to carry duly attested Identity Card for various services during their visits to the offices of the Institute, Examination Centres, etc.

Registration to Professional Programme

Students who have passed/completed both modules of Executive examination are advised to seek registration to Professional Programme through online mode. The prescribed fee is Rs.12,000/-.Eligibility of students registered to professional programme for appearing in the Examinations shall be as under: -

Students registered for Professional Programme Stage during

Will be eligible for appearing in

1st March, 2015 to 31st August, 2015

All Modules in June, 2016 Session

1st September, 2015 to 30th November, 2015

Any One Module in June, 2016 Session

1st December, 2015 to 29th February, 2016

All Modules in December, 2016 Session

1st March, 2015 to 31st May, 2016

Any One Module in December, 2016 Session




While registering for Professional Programme, students are required to submit their option for the Elective Subject under Module 3 as per details given below:-

Electives subject 1 out of below 5 subjects

1. Banking Law and Practice

2. Capital, Commodity and Money Market

3. Insurance Law and Practice

4. Intellectual Property Rights - Law and Practice

5. International Business-Laws and Practices

Notwithstanding the original option of Elective Subject, students may change their option of Elective Subject at the time of seeking enrolment to the Examinations. There will be no fee for changing their option for elective subject, but the study material if needed will have to be purchased by them against requisite payment. Soft copies of the study materials are available on the website of the Institute.

Clarification Regarding Paper wise Exemption

(a) Paperwise exemption is granted only on the basis of specific request received online through website www.icsi.edu from a registered student and complying all the requirements. There is one time payment of Rs. 1000/- (per subject).

(b) Students are required to apply for paper wise exemption on-line by logging into their

account on www.icsi.edu before 9th April for June session of examinations and before

10th October for December session of examinations.

(c) The paperwise exemption once granted holds good during the validity period of registration or passing/completing the examination, whichever is earlier.

(d) Paper-wise exemptions based on scoring 60% marks in the examinations are being granted to the students automatically and in case the students are not interested in availing the exemption they may seek cancellation of the same by sending a formal request at [email protected]. If any student appears in the examinations disregarding the exemption granted on the basis of 60% marks and shown in the Admit Card, the appearance will be treated as valid and the exemption will be cancelled.

(e) It may be noted that candidates who apply for grant of paper wise exemption or seek cancellation of paper wise exemption already granted, must see and ensure that the exemption has been granted/cancelled accordingly. Candidates who would presume automatic grant or cancellation of paper wise exemption without obtaining written confirmation on time and absent themselves in any paper(s) of examination and/or appear in the exempted paper(s) would do so at their own risk and responsibility and the matter will be dealt with as per the above guidelines.



mailto:[email protected]


(f) Exemption once cancelled on request in writing shall not be granted again under any circumstances.

(g) Candidates who have passed either module of the Executive/Professional examination under the old syllabus shall be granted the paper wise exemption in the corresponding subject(s) on switchover to the new/latest syllabus.

(h) No exemption fee is payable for availing paper wise exemption on the basis of switchover or on the basis of securing 60% or more marks in previous sessions of examinations.

Important

Paper-wise Exemptions are available only on the basis of passing (i) ICAI (The Institute of Cost Accountants of India) Final Examinations (ii) LL.B. Examinations (with 50% marks) or (iii) Members of ICSA-UK in selected subjects of Executive Programme & Professional Programme and no other exemptions are admissible on the basis of any other higher qualifications.

ATTENTION STUDENTS:

Two More Attempts to students of Professional Programme (Old Syllabus). The Council of ICSI in its meeting on 03.09.2015 decided that the professional programme (Old Syllabus) Students shall be allowed to appear in two more examination under Old Syllabus in December 2015 and June 2016. : -

FAQs ON GRANT OF TWO MORE ATTEMPS TO THE STUDENTS OF PROFESSIONAL PROGRAMME (OLD SYLLABUS)

Q1. I am a Student of Professional Programme (Old Syllabus), can I appear for examination under Old Syllabus?

Ans. Yes.

Q2. How many attempts will I get for appearing in examination under Professional Programme (Old Syllabus)?

Ans. You will be allowed to appear in a maximum of two attempts i.e. December 2015 and June 2016 examination under the Old Syllabus.

Q3. Which shall be my last attempt in Professional Programme (Old Syllabus)?

Ans. The last attempt for Professional Programme (Old Syllabus) examination shall be


June, 2016.

Q4. I have already switched over under Professional Programme (New Syllabus) and do not want to do reverse switchover to the old syllabus, what should I do?

Ans. You shall appear in the examinations under Professional Programme (New Syllabus).

Q5. I have switched over to Professional Programme (New Syllabus) and have taken one or more examination under Professional Programme (New Syllabus). Am I eligible for reverse switchover to Professional Programme (Old Syllabus)?

Ans. In case you have taken any examination under Professional Programme (New Syllabus) after switchover from Professional Programme (Old Syllabus), you are not eligible for the reverse switchover back to Professional Programme (Old Syllabus).

Q6. I have switched over to Professional Programme (New Syllabus) and have not taken any examination under Professional Programme (New Syllabus). Am I eligible for reverse switchover to Professional Programme (Old Syllabus)?

Ans. Yes, you are eligible. You have to fill Form RSW-1 and send the same at [email protected]

Q7. I have switched over to Professional Programme (New Syllabus), enrolled for the examinations, but did not appear in the examination. Am I eligible to revert to Professional Programme (Old Syllabus)?

Ans. Yes, you are eligible. You have to fill Form RSW-1 and send the same at [email protected]

Q8. I have switched over to the Professional Programme (New Syllabus) and also enrolled for December, 2015 Examinations in New Syllabus. Am I eligible for taking examinations under Professional Programme (Old Syllabus)?

Ans. Yes, you are eligible for taking examinations under Professional Programme (Old Syllabus) for maximum of two attempts. You have to fill Form RSW-2 and send the same at [email protected]

Q9. I have switched over to the Professional Programme (New Syllabus) and but not enrolled for December, 2015 Examinations in New Syllabus. Am I eligible for taking examinations under Professional Programme (Old Syllabus)?

Ans. Yes. You are eligible for taking examinations under Professional Programme (Old Syllabus) for maximum of two attempts. You have to fill form RSW-1 as below and send to email id [email protected]






FORM- RSW-1

FOR STUDENTS WHO HAVE ALREADY SWITCHED OVER TO NEW SYLLABUS BUT NOT ENROLLED FOR DECEMBER, 2015 SESSION

Date : _________ Dte. of Student Services The ICSI Noida

E-Mail Id : [email protected]

Dear Sir,

I have switched over to Professional Programme (New Syllabus) but not enrolled for December, 2015 Session of Examinations.

I hereby request for ‘Reverse Switchover’ to Professional Programme (Old Syllabus).

Registration No.

Name of the student

E-mail Id

Mobile Number

Thanking you,

Yours faithfully,

(Name of the Student)

FOR OFFICE USE ONLY

The reverse switchover has been carried out and the student has been enrolled under Professional Programme (Old Syllabus) for _______________ Module(s).

Dealing Assistant SO AO DD

After submitting the request, the status will be updated in the preliminary enrolment details displayed on the website within 5 working days which may be verified by the students at the requisite link on the Institute’s website.

Refunds, if any, will be processed after 10th October, 2015.

Q10. I have already enrolled for December, 2015 after switching over under Professional Programme (New Syllabus) and desire to revert back under Professional Programme (Old Syllabus). What steps should I take now?



Ans. The students who have already switched over to new syllabus & enrolled for December, 2015 session of examinations, have to apply for ‘Reverse Switchover’ and Enrollment for Examination under Old Syllabus at E-mail Account [email protected] as per the formats given below : -

FORM-RSW-2

FOR STUDENTS WHO HAVE ALREADY SWITCHED OVER TO NEW SYLLABUS & ENROLLED FOR DECEMBER, 2015 SESSION OF EXAMINATIONS

Date : _________

Dte. of Student Services The ICSI Noida

E-Mail Id : [email protected]

Dear Sir,

I have switched over to Professional Programme (New Syllabus) and enrolled for December, 2015 Session of Examinations.

I hereby request for ‘Reverse Switchover’ to Professional Programme (Old Syllabus).

Please enrol me for December, 2015 Examinations under Professional Programme (Old Syllabus) as per details given below :-

Registration No.

Name of the student

Module(s) for which I have already enrolled under Professional Programme (New Syllabus)

Module(s) under Professional Programme (Old Syllabus) for which I am now seeking enrolment

Medium of Examination under Professional Programme (Old Syllabus) for which I am now seeking enrolment

Centre of Examination with Centre Code under Professional Programme (Old Syllabus) for which I am now seeking enrolment

E-mail Id

Mobile Number

Thanking you,

Yours faithfully,

(Name of the Student)




FOR OFFICE USE ONLY

The reverse switchover has been carried out and the student has been enrolled under Professional Programme (Old Syllabus) for December, 2015 Session for ____________ Module(s). An amount of Rs._________ is becoming due for refund which is being processed separately.

Dealing Assistant SO AO DD

Q11. What is the last date for sending the request for reverse switchover?

Ans. The last date for receipt of application for enrolment for December, 2015 Examination shall remain 25th September, 2015 without late fees and 10th October, 2015 with late fee. All modalities pertaining to switchover/reverse switchover/enrolment examination should be completed within these mentioned timelines.

Q12. I am student of Professional Programme (Old Syllabus), my registration validity expired and after registration de-novo would I be allowed to appear in Professional Programme (Old Syllabus)?

Ans. Yes, you would be allowed to appear in maximum of two attempts under Professional Programme (Old Syllabus) i.e. December, 2015 and June 2016 examinations.


Schedule of Fees

A.) The details of fee applicable for availing various services are as under:-

PARTICULARS

FEE (Rs.)

A. FOUNDATION PROGRAMME

(i) Admission Fee

1500

(ii) Education Fee

3000

Total

4500

B. *EXECUTIVE PROGRAMME

(i) Foundation Examination Exemption Fee

500 (Commerce and non-commerce graduates) 4000 (ICAI-CPT/ICAI (Cost) Foundation Pass Students)

(ii) Registration Fee

2000

(iii) Education Fee for Executive Programme

6500

(iv) Education fee for Foundation Programme

payable by non-commerce graduates who are seeking exemption from passing the Foundation Programme examination under clause (iii) of Regulation 38

1000

Total

8500 (CS Foundation Pass Students) 9000 (Commerce Graduates) 12500 ICAI-CPT/ICAI(Cost) Foundation Pass Students) 10000 (Other Graduates)


C. *PROFESSIONAL PROGRAMME

Education Fee

12000

D. OTHER FEES

Registration De-novo Fee

Students may apply for Registration de-novo within two years of the expiry of former registration

2000

If students fail to apply for Registration de-

novo within two years of expiry of Registration, they may still seek Registration de-novo within a maximum period of five years from the expiry of former registration.

3000

Extension of Registration Fee

1000

Paper-wise Exemption Fee Per Paper

1000

Issue of Duplicate Pass Certificate Fee

200

Verification of Marks Fee (Per Paper)

250

Certified Copy of Answer Book (Per Paper)

500

Issue of Transcripts (excluding Service Tax)

250

Duplicate Result-cum-Marks Statement

100

Prospectus

200

E. EXAMINATION FEES

Foundation Programme

1200

Executive Programme(Per Module)

1200

Professional Programme (Per Module)

1200

Surcharge for appearing in Examinations from Overseas Centre (Dubai) (over and above normal Examination Fee)

US$ 100

(or equivalent amount in Indian Rupees)

Late Fee for Submission of Examination Application

250

Change of Examination Centre/ Medium/ Module

250


Concession in fee for the widows and wards of martyrs of the military and para-military forces

Registration to Foundation Programme, Executive Programme & Professional Programme Stages

50% of the fee applicable to general category students

Examination Fee

50% of the fee applicable to general category students

Discontinuation of Public Private Partnership Scheme for Class Room Teaching

The Public Private Partnership Scheme for conducting Class Room Teaching has been discontinued and presently no Centres are authorized to conduct the classes under the Scheme. Students registering at these centres will be doing so at their own risk and responsibility. Students are advised to the approach the nearest Regional and Chapter Offices of the Institute for availing the Class Room Teaching facility.

Discontinuation of Requirement of Coaching Completion Certificate

The requirement of coaching completion certificate has been discontinued. This would make students eligible for enrolment to Executive / Professional Programme examinations after expiry of six months or nine months as the case may be, from the date of registration to the respective stage.

Henceforth, students of Executive Programme and Professional Programme are not required to:

a) submit response sheets to test papers on various subjects to the Institute under Postal Tuition Scheme, or

b) obtain coaching completion certificate from the Institute or from Class Room Teaching Centres of the Institute, or

c) submit coaching completion certificate for enrollment to examinations of Executive and Professional Programmes.

CLASS ROOM TEACHING

Through Regional Councils/Chapters

The Institute provides facility of classroom teaching also. The Regional Councils/Chapters of the Institute are authorized to impart classroom teaching subject to availability of necessary facilities and sufficient number of students and charge the fee which may vary from place to place. Students interested in having further details may contact any Regional Council/Chapter Office of the Institute. Attending classroom teaching is optional.

Address and contact details of Regional /Chapter Office & Module/Subject wise details for running batches is available on the website at the following links :-

http://www.icsi.edu (Regional /Chapter Office, address and contact details)

https://www.icsi.edu/ClassRoomTeaching.aspx

(Module/Subject wise details for running batches)


Simplified process for seeking Registration Denovo / Extension of registration

The process for seeking Registration Denovo and Extension of Registration has been simplified. For details, please follow the path given below :

ONLINE DE NOVO & EXTENSION REGISTRATION PROCESS

(FOR EXECUTIVE PROGRAMME & PROFESSIONAL PROGRAMME STUDENTS)

STEP 1 : Click the Online Services button on the home page of www.icsi.edu

STEP 2 : Click on the Student login option.

STEP 3 : Enter your User name (i.e. Registration number) and Password and Click on Login

STEP 4 : Go to “Students” option and then click on “My Account”

STEP 5 : Go to “Payment Requests” option and click on “Denovo Registration & Extension”

STEP 6 : Select Request Type and Payment mode and then click on “Submit Request” Request ID

and Transaction ID will be generated on successful submission of the request

STEP 7 : Proceed for payment through Credit Card / Debit Card / Net Banking/Challan.

For all successful payments an acknowledgement receipt is generated and an intimation will be sent on the respective email ID. In case acknowledgement is not generated due to any reason, follow the procedure as given below:

Click Student-> select My Account

Click payment request->Generate payment Receipt

Write Request id and Transaction id and click on check status.

STEP 8 : Please download the de novo registration Letter from Section “Letter for student” in “other” option

STEP 9 : In case of unsuccessful payment please resubmit your request

Re-Registration to Professional Programme

The Institute has introduced a Re-registration Scheme, whereby students who have passed Intermediate Course/ Executive Programme under any old syllabus but not eligible for seeking Registration Denovo may resume CS Course from Professional Programme Stage. It is an opportunity to come back to the profession for those students who had to discontinue the CS Course due to compelling reasons. Detailed FAQ, Prescribed Application Form, etc. may be seen at “for students” option at home page of Institute”s website www.icsi.edu


ICSI GRIEVANCE SOLUTIONS CELL

The Institute in its endeavour to improve the service delivery mechanism to the Members, Students and other stakeholders has established a Grievance Solutions Cell. In case stakeholders feel that their queries not being properly attended, they may submit their grievance online through “Grievance Portal” by following the steps given below:-

1. Click on the “Online Services” button on the home page of Institute’s Website (http://www.icsi.edu).

2. Click on “Login” button.

3. Enter your User ID (Registration Number / Membership Number) and Password

4. Click on “Login” button

5. Click on “Home” Option and select “Suggestion/Grievances” option

6. Select the Options available as per the nature of your query and enter the details

7. Click on the “Submit” button

Alternatively, the grievances may be sent at E-Mail Id : [email protected].




REVISED PROCEDURE FOR EFFECTING CHANGE OF NAME IN THE INSTITUTE'S RECORDS

In order to ensure uniformity in the procedure for effecting change of name on the basis of specific requests from students, it has been decided that henceforth request for change of name of students in the Institute's records would be accepted only on receipt/ submission of either of the following documents : -

(i) Gazette Notification

(ii) Publication in Newspaper for change of name alongwith an Affidavit

(iii) Copy of Marriage Certificate (in case of Female candidates after marriage)

(iv) Copy of PAN Card / Aadhaar Card / DIN supporting change of name.

Students may send any such request at [email protected] alongwith the requisite supporting documents as mentioned above while quoting their Registration Numbers. It may be further noted that no request would be accepted without registration number.

UPDATES /NOTIFICATIONS FROM THE INSTITUTE ARE NOW AVAILABLE ON SOCIAL NETWORKING SITES

Students can now visit the webpage of the Institute on the following Social networking sites to get details regarding various notifications and updates of the Institute.

1. Facebook

2. Twitter

Click on appropriate links on home page of ICSI website to get access to these webpages.

https://twitter.com/indiacs

https://www.facebook.com/ICSI

https://twitter.com/indiacs

https://www.facebook.com/ICSI


APPLICATION FOR SCHOLARSHIPS THROUGH NATIONAL SCHOLARSHIP PORTAL

(www.scholarship.gov.in)

As the students may please be aware, a Single Window National Scholarship Portal has been created by Government of India for managing the various scholarship schemes. Please note that the Code No. allotted to the Institute is “9” and students who have already applied through any other code (For example 45022) are advised to re-submit the request as per procedure given at the following link at the website of the Institute www.icsi.edu by selecting Institute’s Code No. 9. https://www.icsi.edu/Docs/Website/APPL_FOR_SCHOLARSHIPS_THROUGH_NATIONALSCHOLARSHIPPORTAL.pdf

***


Examination

1. DECLARATION OF DECEMBER, 2015 EXAMINATION RESULTS

The results of Professional Programme (Old/ New Syllabus) and Executive Programme examinations held in December, 2015 are tentatively to be declared in the month of February, 2016. The date of declaration of the result would be announced on the website of the Institute : www.icsi.edu .The results along with individual candidate’s subject wise break-up of marks would be available on Institute’s website after the declaration of result.

2. ISSUING OF MARKS-SHEETS OF DECEMBER, 2015 EXAMINATION

According to the decision taken by the Institute, the dispatch of Result-cum-Marks Statements for Executive Programme Examination in physical form has been discontinued. Instead formal E-Result-cum-Marks Statements for Executive Programme Examination December, 2015 would be uploaded on the website: www.icsi.edu for downloading by the students for their reference and record. However, the Result-cum-Marks-Statements of Professional Programme would continue to be issued in physical form.

3. ANNOUNCEMENT: OPENING OF NEW EXAMINATION CENTRES

ATTENTION STUDENTS

NEW EXAMINATION CENTRES

FOR CS EXAMINATION-JUNE 2016

The Institute is pleased to announce opening of new Examination Centres at the following cities purely on an experimental basis w.e.f. June, 2016 session of examinations onwards:

S.No. City & State Centre Code

1. JALGAON (MAHARASTRA) 432

2. JAMNAGAR (GUJARAT) 433

3. SAGAR (MADHYA PRADESH) 434

Accordingly, the candidates can opt for new examination centre at the aforesaid city(ies) while enrolling for June, 2016 examinations.

Besides above mentioned new examination centres, following are the Examination centres for CS Executive Programme and Professional Programme:

1. Agra, 2. Ahmedabad, 3. Ahmednagar, 4. Ajmer, 5.Akola, 6.Allahabad, 7. Alwar, 8. Amarvati, 9. Ambala, 10. Aurangabad, 11. Bangalore, 12. Bareilly, 13. Beawer, 14.Belgaum,



E-BULLETIN 1 January 2016


15. Bhayander, 16. Bhilai, 17. Bhilwara, 18. Bhopal, 19. Bhubaneswar, 20. Bikaner, 21. Bilaspur, 22. Calicut, 23. Chandigarh, 24. Chennai, 25. Chittorgarh, 26.Coimbatore, 27. Dehradun, 28. Delhi (East), 29. Delhi (North), 30. Delhi (South), 31. Delhi (West), 32. Dhanbad, 33. Ernakulam, 34. Faridabad, 35. Ghandhinagar, 36. Ghaziabad, 37. Gorakhpur, 38. Gurgaon, 39. Guwahati, 40. Gwalior, 41.Hisar, 42. Hooghly, 43. Howrah, 44. Hubli-Dharwad, 45. Hyderabad, 46. Indore, 47. Jabalpur, 48. Jaipur, 49. Jalandhar, 50. Jammu, 51. Jamshedpur, 52. Jhansi, 53.Jodhpur, 54. Kanpur, 55. Kolhapur, 56. Kolkata (North), 57. Kolkata (South), 58. Kota, 59. Kottayam, 60. Lucknow, 61. Ludhiana, 62. Madurai, 63. Mangalore, 64. Meerut, 65. Mumbai (CG), 66. Mumbai (GTK), 67. Mumbai (JOG), 68. Mysore, 69. Nagpur, 70. Nasik, 71. Navi Mumbai, 72. Noida, 73. Pali, 74. Panaji, 75. Panipat, 76. Patna, 77. Pimpri-Chinchwad, 78. Puducherry, 79. Pune, 80. Raipur, 81. Rajkot, 82. Ranchi, 83. Rourkela, 84. Salem, 85. Satara, 86. Shimla, 87. Sikar, 88. Siliguri, 89. Sonepat, 90. Srinagar, 91. Surat, 92 Thane, 93. Thiruvananthapuram, 94. Thrissur, 95. Tiruchirapalli, 96. Udaipur, 97. Ujjain, 98. Vadodara, 99. Varanasi, 100. Vijayawada, 101. Visakhapatnam, 102. Yamuna Nagar and 103. Overseas Centre — Dubai.

4. ALL INDIA PRIZE AWARDS- JUNE, 2014 (List appended below)

5. ALL INDIA PRIZE AWARDS- DECEMBER, 2014 (List appended below)

COMPANY SECRETARIES EXAMINATION-JUNE, 2014

05/01/2016Date :

14:58:33Time :

THE INSTITUTE OF COMPANY SECRETARIES OF INDIA

Page 1 of 29

PrizeRep03.rpt

Sr.NoName of the

Prize AwardCriteria

Name and Address of the

WinnerQualification Occupation

Marks

ObtainedPhotograph

Age

(Yrs.)

ALL INDIA PRIZE AWARD

PROFESSIONAL PROGRAMME EXAMINATION

101-PRESIDENT’S GOLD

MEDAL1 Awarded to a candidate who passes

in all papers of the Professional

Programme Examination, at first

attempt, in one sitting, without

claiming exemption in any subject

and obtaining the highest marks

t a k i n g i n t o a c c o u n t t h e

performance of all such successful

candidates under old as well as

new syllabi, provided that the

aggregate marks is not less than

55%.

Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800

(73.13%)CS FOUNDATION

PASSED

EXECUTIVE

PROG.PASSED

--- 23

102-C.C. SUTARIA’S

CASH AWARD2 Awarded to a candidate who passes








candidates under old as well as new

syllabi.

Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23

103-RAI BAHADUR SETH

GUJARMAL MODI

MEMORIAL AWARD

3 Awarded to a candidate who passes





and obtaining the second highest

marks taking into account the



syllabi.

Ms. Shikha Shyamsunder

Agrawal

Gorakhpur Handloom

Emporium

Shree Agrasen Square

Central Avenue, Gandhibagh

Nagpur-440018

Maharashtra

(Roll No.200754

Reg No.421114907/02/2012 )

526/800

(65.75%)EXECUTIVE

PROG.PASSED, B.

COM

FINAL PASS OF THE

ICAI

--- 26

104-SMT.

PARMESHWARI DEVI

JANKI BALLABH DANI

MEMORIAL AWARD










syllabi.


Agrawal

Gorakhpur Handloom

Emporium



Nagpur-440018

Maharashtra

(Roll No.200754

Reg No.421114907/02/2012 )

526/800

(65.75%)EXECUTIVE

PROG.PASSED, B.

COM

FINAL PASS OF THE

ICAI

--- 26


05/01/2016Date :

14:58:33Time :


Page 2 of 29

PrizeRep03.rpt

Sr.NoName of the

Prize AwardCriteria



Marks

ObtainedPhotograph

Age

(Yrs.)



105-SARASWATI

DHANUKA MEMORIAL

AWARD

5 Awarded to a lady candidate who

passes in all papers of the

P r o f e s s i o n a l P r o g r a m m e

Examination, at first attempt, in

one s i t t ing, without c la iming

exemption in any subject and

obtaining the highest marks taking

into account the performance of all

such successful lady candidates

under old as well as new syllabi.

Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23

106-SMT. ARUNA MEHTA

MEMORIAL AWARD6 Awarded to a lady candidate who










Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23

107-CS RENU GUPTA











Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23

108-PT. GOPAL

CHANDRA SHASTRI

MEMORIAL MEDAL







obtaining the second highest marks



lady candidates under old as well as

new syllabi.


Agrawal

Gorakhpur Handloom

Emporium



Nagpur-440018

Maharashtra

(Roll No.200754

Reg No.421114907/02/2012 )

526/800

(65.75%)EXECUTIVE

PROG.PASSED, B.

COM

FINAL PASS OF THE

ICAI

--- 26


05/01/2016Date :

14:58:33Time :


Page 3 of 29

PrizeRep03.rpt

Sr.NoName of the

Prize AwardCriteria



Marks

ObtainedPhotograph

Age

(Yrs.)



111-BEST STUDENT OF

THE YEAR AWARD BY

JAYPEE GROUP

9 Awarded to a candidate under old

as well as new syllabi who passes in

all the papers of Professional

Programme Examination at first


claiming exemption in any subject,




candidates in December, 2013 and

June, 2014 examinations.

Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23

For DEC-2013 and JUN-2014

112-JAYPEE GROUP

PRIZE AWARD (FOR

MODULE-I)


in all the papers of Module-I of


Examination at first attempt, in one

sitting, without claiming exemption

in any subject included in that

Module and obtaining the highest




syllabi.

Shri Priyank Paresh Kumar

Banker

Opp Simandhar Nagar

Rana Park Ghatlodia

Ahmedabad-380061

Gujarat

(Roll No.190359

Reg No.421305578/08/2012 )

149/200


PASSED

EXECUTIVE

PROG.PASSED

--- 22

113-JAYPEE GROUP

PRIZE AWARD (FOR

MODULE-II)


in all the papers of Module-II of









syllabi.


Agrawal

Gorakhpur Handloom

Emporium



Nagpur-440018

Maharashtra

(Roll No.200754

Reg No.421114907/02/2012 )

161/200

(80.50%)EXECUTIVE

PROG.PASSED, B.

COM

FINAL PASS OF THE

ICAI

--- 26

114-JAYPEE GROUP

PRIZE AWARD

(MODULE-III)


in all the papers of Module-III of









syllabi.

Ms. Gunjan Panchal

-

(Roll No.307065

Reg No.221350062/03/2012 )

188/200


PASSED

EXECUTIVE

PROG.PASSED

--- 23


05/01/2016Date :

14:58:33Time :


Page 4 of 29

PrizeRep03.rpt

Sr.NoName of the

Prize AwardCriteria



Marks

ObtainedPhotograph

Age

(Yrs.)



115-R & A EXCELLENCE

AWARD13 Awarded to a candidate who passes

in all the papers of Module-IV of








candidates.

Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

170/200


PASSED

EXECUTIVE

PROG.PASSED

--- 23

116-PT. NEHRU BIRTH

CENTENARY ANNUAL

PRIZE AWARD


in all the papers of Professional




and obtaining the highest marks in

‘ Co rpo ra t e Re s t r u c t u r i ng and

Inso lvency ’ paper under o ld

s y l l a b u s O R i n ' ' C o r p o r a t e

Re s t r u c t u r i n g , V a l u a t i o n a nd

Insolvency" paper under new

syllabus, taking into account the



syllabi in December, 2013 and


Co-winner :

Ms. Shnila Parveen

Azad Chowk

Gadar Ghat

Infront Of Indroe Shey Bhandar

Katni-483501

Madhya Pradesh

(Roll No.203783

Reg No.421140567/02/2012 )

78/100

(78.00%)EXECUTIVE

PROG.PASSED, B.

COM (HONS.)

--- 23


116-PT. NEHRU BIRTH

CENTENARY ANNUAL

PRIZE AWARD


in all the papers of Professional









Insolvency" paper under new




syllabi in December, 2013 and


Co-winner :

Shri Siripurapu Vijay Kumar

-

(Roll No.488654

Reg No.320767106/10/2011 )

78/100

(78.00%)EXECUTIVE

PROG.PASSED,B.CO

M

M.COM

--- 32



05/01/2016Date :

14:58:33Time :


Page 5 of 29

PrizeRep03.rpt

Sr.NoName of the

Prize AwardCriteria



Marks

ObtainedPhotograph

Age

(Yrs.)



117-D.L. MAZUMDAR’S

SILVER MEDAL16 Awarded to a candidate who passes






‘Company Secretar ia l Pract ice’

paper under old syllabus OR in

''Advanced Company Law and

Practice'' paper under new syllabus,




syllabi.

Ms. Pooja Hitesh Daftary

C-302 Bharat Ark Buildingh

Azadnagar

Jeevandhyacooperati

Vehousingh Society,Veeradesai

Road Andheri West

Mumbai-400053

Maharashtra

(Roll No.199755

Reg No.421126642/02/2012 )

85/100


PASSED

EXECUTIVE

PROG.PASSED

--- 23











R e s t r u c t u r i n g V a l u a t i o n a n d

Insolvency'' paper under new

syllabus taking into account the



syllabi.

Ms. Shnila Parveen

Azad Chowk

Gadar Ghat


Katni-483501

Madhya Pradesh

(Roll No.203783

Reg No.421140567/02/2012 )

78/100

(78.00%)EXECUTIVE

PROG.PASSED, B.

COM (HONS.)

--- 23

119-PAST PRESIDENT

CHINUBHAI R. SHAH’S

SILVER MEDAL







‘ D r a f t i n g , A p p e a r a n c e s a n d

Pleadings’ paper under old syllabus

OR in ‘Drafting, Appearances and

P lead ings ’ paper under new

syllabus, whichever is higher,


performance of al l successful

candidates.


Banker

Opp Simandhar Nagar

Rana Park Ghatlodia

Ahmedabad-380061

Gujarat

(Roll No.190359

Reg No.421305578/08/2012 )

73/100


PASSED

EXECUTIVE

PROG.PASSED

--- 22


05/01/2016Date :

14:58:33Time :


Page 6 of 29

PrizeRep03.rpt

Sr.NoName of the

Prize AwardCriteria



Marks

ObtainedPhotograph

Age

(Yrs.)



120-VIDYA NAND

MEHTA MEMORIAL

PRIZE AWARD







‘Financial Treasury and Forex

Management’ paper taking into

account the performance of all such

successful candidates under old as

well as new syllabi.

Ms. Shivani Gupta

B-248

Janta Colony

Nr Riksha Stand

Jaipur-302004

Rajasthan

(Roll No.171959

Reg No.221594355/08/2012 )

94/100


PASSED

EXECUTIVE

PROG.PASSED

--- 22

121-TAXMANN’S PRIZE







‘Advanced Tax Laws and Practice’

paper taking into account the



syllabi.

Shri Ramswaroop Jat

Vill+Post Sirohi Kalan

Teh. Dudu

Jaipur-303008

Rajasthan

(Roll No.172845

Reg No.221603389/08/2012 )

65/100


PASSED

EXECUTIVE

PROG.PASSED

--- 22

122-GHANSHYAM DAS

SARAF MEMORIAL GOLD

MEDAL







‘Governance, Business Ethics &

Sustainability’ paper under old

syllabus OR in "Ethics, Governance

and Sustainability" paper under

new syllabus, taking into account

the performance of all such



Ms. Sanjoli Tatiya

A-316

Shastri Nagar

Jodhpur-342003

Rajasthan

(Roll No.174279

Reg No.221405768/02/2012 )

80/100


PASSED

EXECUTIVE

PROG.PASSED

--- 24


05/01/2016Date :

14:58:33Time :


Page 7 of 29

PrizeRep03.rpt

Sr.NoName of the

Prize AwardCriteria



Marks

ObtainedPhotograph

Age

(Yrs.)



123-SMT. G.P. PODDAR

MEMORIAL AWARD22 Awarded to a candidate who passes






‘Due Dil igence and Corporate

Compliance Management’ paper

unde r o l d s y l l a bu s OR i n

' 'Secretar ia l Audit , Compl iance

Management and Due Diligence''

paper under new syllabus taking


such successful candidates under

old as well as new syllabi.

Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

95/100


PASSED

EXECUTIVE

PROG.PASSED

--- 23

183-LATE (DR.) TARIT

KUMAR GHOSH

MEMORIAL AWARD








performance of all successful


syllabi in Professional Programme

Examination

Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23

184-LATE SMT.

PROTIMA GHOSH

MEMORIAL AWARD











Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23

188-LATE P.D. BANGUR







the aggregate taking into account

the performance of all successful


syllabi.

Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23


05/01/2016Date :

14:58:33Time :


Page 8 of 29

PrizeRep03.rpt

Sr.NoName of the

Prize AwardCriteria



Marks

ObtainedPhotograph

Age

(Yrs.)



191-LATE SHRI

SHYAMAL SEN

MEMORIAL AWARD


pases in all papers of the



one sitting , without claiming


obtaining the highest marks in

'Company Secretar ia l Pract ice '



Practice'' paper under new syllabus


performance of all successful lady


syllabi.



Azadnagar

Jeevandhyacooperati


Road Andheri West

Mumbai-400053

Maharashtra

(Roll No.199755

Reg No.421126642/02/2012 )

85/100


PASSED

EXECUTIVE

PROG.PASSED

--- 23

195-B P DHANUKA

MEMORIAL AWARD27 Awarded to a candidate who









old as well as new syllabi on all

India basis

Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23


05/01/2016Date :

14:58:33Time :


Page 9 of 29

PrizeRep03.rpt

Sr.NoName of the

Prize AwardCriteria



Marks

ObtainedPhotograph

Age

(Yrs.)


EXECUTIVE PROGRAMME EXAMINATION

124-PRESIDENT’S


in all papers of the Executive








syllabi, provided that the aggregate

marks is not less than 55%.

Shri S Sri Ram

25 Krishna Nagar

Main Road

Ammapet

Salem-636003

Tamilnadu

(Roll No.283837

Reg No.350009301/08/2013 )

486/700

(69.43%)CPT PASSED --- 20

125-JAYPEE GROUP

PRIZE AWARD29 Awarded to a candidate who passes









syllabi.

Shri S Sri Ram

25 Krishna Nagar

Main Road

Ammapet

Salem-636003

Tamilnadu

(Roll No.283837

Reg No.350009301/08/2013 )

486/700

(69.43%)CPT PASSED --- 20

127-KEDARNATH

PRAHLADRAI DHANUKA

MEMORIAL AWARD










syllabi.

Shri Rohan Mahendrakumar

Ganatra

3, Neelkanth Darshan,

Sant Namdev Path, Jijai Nagar,

Gograswadi, Dombivali (East)

Dombivli(64)-421201

Maharashtra

(Roll No.301800

Reg No.440088336/08/2013 )

478/700

(68.29%)B. COM

FINAL PASS OF THE

ICAI

--- 25

128-MAUJI RAM JAIN



Executive Programme Examination,

at first attempt, in one sitting,

without claiming exemption in any

subject and obtaining the highest




new syllabi.

Ms. Ruchi Dhiraj Parmar

C-9 Manav Appt

St Ramdas Road

Mulund East

Mumbai-400081

Maharashtra

(Roll No.292295

Reg No.450064295/08/2013 )

472/700

(67.43%)B. COM --- 26


05/01/2016Date :

14:58:33Time :


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Age

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129-SMT. BONDADA

SAMANTHAKAMANI

MEMORIAL SILVER

MEDAL






subject and obtaining the second

highest marks taking into account


successful lady candidates under


Ms. Ramyashri.S.J

34, V.O.C Nagar,

Second Street,

Gandhi Nagar Post,

Coimbatore(42)-641603

Tamilnadu

(Roll No.281018

Reg No.340025679/08/2013 )

467/700

(66.71%)CPT PASSED --- 22








‘Tax Laws’ paper under old syllabus

OR in "Tax Laws and Practice' paper

under new syllabus , taking into




Co-winner :

Shri Jay Dilip Rambhiya

17/Giriraj Soc

Opp Ashok Nagar

Nahur Road,Mulund West

Mumbai-400080

Maharashtra

(Roll No.292343

Reg No.450064328/08/2013 )

90/100

(90.00%)B.COM --- 24














Co-winner :

Shri S Sri Ram

25 Krishna Nagar

Main Road

Ammapet

Salem-636003

Tamilnadu

(Roll No.283837

Reg No.350009301/08/2013 )

90/100

(90.00%)CPT PASSED --- 20

131-PREETI PURASKAR35 Awarded to a candidate who passes






‘Company Law’ paper , taking into





C-9 Manav Appt

St Ramdas Road

Mulund East

Mumbai-400081

Maharashtra

(Roll No.292295

Reg No.450064295/08/2013 )

84/100

(84.00%)B. COM --- 26


05/01/2016Date :

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132-CS S.

RAMAKRISHNAN

MEMORIAL AWARD







EITHER in ‘Economic and Labour

Laws’ paper under the old syllabus

OR in ‘Economic and Commercial

Laws’ paper under the new



candidates.

Ms. Komal Tushar Shah

41B Tanna Residency

V S Marg Prabhadevi

Mumbai-400025

Maharashtra

(Roll No.291564

Reg No.450065702/08/2013 )

78/100

(78.00%)FOUNDATION

PASSED

--- 22



in all the papers of Executive


attempt, in one sitting , without



the aggregate, taking into account




Shri S Sri Ram

25 Krishna Nagar

Main Road

Ammapet

Salem-636003

Tamilnadu

(Roll No.283837

Reg No.350009301/08/2013 )

486/700

(69.43%)CPT PASSED --- 20


MEMORIAL

SCHOLARSHIP











Shri S Sri Ram

25 Krishna Nagar

Main Road

Ammapet

Salem-636003

Tamilnadu

(Roll No.283837

Reg No.350009301/08/2013 )

486/700

(69.43%)CPT PASSED --- 20


05/01/2016Date :

14:58:33Time :


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REGIONAL COUNCIL PRIZE AWARDS

EIRCPROFESSIONAL PROGRAMME EXAMINATION

139-KEDARNATH

PRAHLADRAI DHANUKA

MEMORIAL AWARD










new syllabi from examination

centres within the Eastern Region.

Ms. Nitika Gupta

174/A Manicktala Main Road

Ekta Residency 12Th Floor

Flat 12A2B,Near Bengal

Chemical

Kolkata-700054

West Bengal

(Roll No.151658

Reg No.120607148/02/2012 )

502/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23

140-NIRMAL CHANDRA

CHATTERJEE MEMORIAL

AWARD








Pleadings’ paper taking into

account the performance of all


w e l l a s n e w s y l l a b i f r o m

examination centres within the

Eastern Region.

Shri Biswajit Senapati

At-Senapati Sahi

Po-Sakhigopal

Pravakar Senapati

Puri-752014

Orissa

(Roll No.146768

Reg No.120584241/02/2012 )

71/100

(71.00%)EXECUTIVE

PROG.PASSED, B.

COM

--- 26

141-BHAGABATI

CHATTERJEE MEMORIAL

AWARD










under old as well as new syllabi

from examination centres within the

Eastern Region.

Ms. Nitika Gupta




Chemical

Kolkata-700054

West Bengal

(Roll No.151658

Reg No.120607148/02/2012 )

502/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23


05/01/2016Date :

14:58:33Time :


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194-B P BAJORIA









such successful candidates from


Eastern Region.

Ms. Nitika Gupta




Chemical

Kolkata-700054

West Bengal

(Roll No.151658

Reg No.120607148/02/2012 )

502/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23

EIRCEXECUTIVE PROGRAMME EXAMINATION

137-EIRC CASH PRIZE5 Awarded to a candidate who passes









wel l as new syl labi from


Eastern Region.

Ms. Shadhvi Jaiswal

75 B

Amherst Street

Second Floor

Kolkata-Ro(19)-700009

West Bengal

(Roll No.253182

Reg No.140054191/08/2013 )

70/100


PASSED

--- 23

138-KEDARNATH

DHANUKA MEMORIAL

CASH PRIZE












Ms. Shadhvi Jaiswal

75 B

Amherst Street

Second Floor


West Bengal

(Roll No.253182

Reg No.140054191/08/2013 )

454/700


PASSED

--- 23


05/01/2016Date :

14:58:33Time :


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NIRCPROFESSIONAL PROGRAMME EXAMINATION

143-NIRC SILVER

SOUVENIR AWARD7 Awarded to a candidate who passes









syllabi from examination centres

within the Northern Region.

Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23

NIRCEXECUTIVE PROGRAMME EXAMINATION

144-NIRC PRIZE AWARD

FOR BOTH MODULES8 Awarded to a candidate who passes











Ms. Kriti Daglia

40, Samta Nagar, Near River,

Sector-3, Hiran Magri,

Udaipur(Raj)

Udaipur(30)-313002

Rajasthan

(Roll No.276668

Reg No.240138651/08/2013 )

446/700

(63.71%)CPT PASSED --- 22


05/01/2016Date :

14:58:33Time :


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SIRCPROFESSIONAL PROGRAMME EXAMINATION

145-SIRC SILVER











within the Southern Region.

Ms. Sanofar A

No 3 Karikalan

Street

Ashokapuram

Erode-638004

Tamilnadu

(Roll No.184552

Reg No.320860081/08/2012 )

512/800

(64.00%)EXECUTIVE

PROG.PASSED, B.

COM (HONS.)

--- 23

146-SIRUBALAKKADU

SAMBAMOORTHY

SRINIVASAN MEMORIAL

PRIZE AWARD












Ms. Sanofar A

No 3 Karikalan

Street

Ashokapuram

Erode-638004

Tamilnadu

(Roll No.184552

Reg No.320860081/08/2012 )

512/800

(64.00%)EXECUTIVE

PROG.PASSED, B.

COM (HONS.)

--- 23

147-SRI CHAKRA’S



Programme Examination , at first







syllabi, from examination centres


Shri Aswin Sarma M

Sarma Nivas

Muthupurayidom

A N Puram West

Alappuzha-688011

Kerala

(Roll No.184889

Reg No.320851679/08/2012 )

510/800

(63.75%)EXECUTIVE

PROG.PASSED, B.

COM

--- 24


05/01/2016Date :

14:58:33Time :


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148-SIRC PRIZE AWARD12 Awarded to a candidate who passes








s y l l a b u s O R i n " C o r p o r a t e








Ms. Sanofar A

No 3 Karikalan

Street

Ashokapuram

Erode-638004

Tamilnadu

(Roll No.184552

Reg No.320860081/08/2012 )

66/100

(66.00%)EXECUTIVE

PROG.PASSED, B.

COM (HONS.)

--- 23

149-SIRC - MRS.

PANKAJAM RENGACHARI

PRIZE AWARD
















Co-winner :

Shri Aswin Sarma M

Sarma Nivas

Muthupurayidom

A N Puram West

Alappuzha-688011

Kerala

(Roll No.184889

Reg No.320851679/08/2012 )

69/100

(69.00%)EXECUTIVE

PROG.PASSED, B.

COM

--- 24

149-SIRC - MRS.

PANKAJAM RENGACHARI

PRIZE AWARD
















Co-winner :

Shri James John Britto R

20A Baggiathammal Nagar

Third Street

Mogappair

Chennai-600050

Tamilnadu

(Roll No.183929

Reg No.320799893/02/2012 )

69/100


PASSED

EXECUTIVE

PROG.PASSED

--- 23


05/01/2016Date :

14:58:33Time :


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185-SMT. NAGAMMA

MEMORIAL PRIZE

AWARD












Ms. Sanofar A

No 3 Karikalan

Street

Ashokapuram

Erode-638004

Tamilnadu

(Roll No.184552

Reg No.320860081/08/2012 )

512/800

(64.00%)EXECUTIVE

PROG.PASSED, B.

COM (HONS.)

--- 23


05/01/2016Date :

14:58:33Time :


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SIRCEXECUTIVE PROGRAMME EXAMINATION

150-SIRUBALAKKADU

SAMBAMOORTHY

SRINIVASAN MEMORIAL

PRIZE AWARD












Shri S Sri Ram

25 Krishna Nagar

Main Road

Ammapet

Salem-636003

Tamilnadu

(Roll No.283837

Reg No.350009301/08/2013 )

486/700

(69.43%)CPT PASSED --- 20

151-SRI CHAKRA’S












Ms. Ramyashri.S.J

34, V.O.C Nagar,

Second Street,

Gandhi Nagar Post,

Coimbatore(42)-641603

Tamilnadu

(Roll No.281018

Reg No.340025679/08/2013 )

467/700

(66.71%)CPT PASSED --- 22

152-LATE G. SUNDARA

RAJAN ENDOWMENT

AWARD







‘Securities Laws and Compliances’

paper under old syllabus OR in "

Capital Markets and Securities

Laws' paper under new syllabus,




syllabi from examination centers


Ms. G Hema

P Govindarajan

85 Govindaraj Street

Ammapet

Salem-636003

Tamilnadu

(Roll No.283826

Reg No.350006569/08/2013 )

75/100

(75.00%)CPT PASSED --- 21


05/01/2016Date :

14:58:33Time :


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153-SIRC - V. KUMAR

MEMORIAL PRIZE

AWARD








OR in " Tax Laws and Practice" Law'

paper under new syllabus, taking



old as well as new syllabi from


Southern Region.

Shri S Sri Ram

25 Krishna Nagar

Main Road

Ammapet

Salem-636003

Tamilnadu

(Roll No.283837

Reg No.350009301/08/2013 )

90/100

(90.00%)CPT PASSED --- 20

154-LATE SHRI K.

HARIHARAN

ENDOWMENT AWARD







‘Company Law’ paper, taking into





Southern Region.

Shri Pranav Prakash Adhyapak

371, Nehru Road, Tilakwadi

Belgaum-590006

Karnataka

(Roll No.278985

Reg No.340028589/08/2013 )

83/100

(83.00%)B. COM --- 24

180-HUKLAMAKKI

MANJUNATHA HEGDE

MEMORIAL AWARD







"Company Accounts, Cost and

Management Accounting" paper

under old syllabus OR in "Company

Accounts and Auditing Practices"


into account the performance of

all such successful candidates under



Southern Region

Shri Naganandan R M

#714, Sri Vasavi Temple Street

Sarjapura, Bangalore District

Bangalore(41)-562125

Karnataka

(Roll No.278389

Reg No.340031754/08/2013 )

68/100

(68.00%)B.Com. --- 23


05/01/2016Date :

14:58:33Time :


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WIRCPROFESSIONAL PROGRAMME EXAMINATION

165-WIRC MEDAL22 Awarded to a candidate who passes










within the Western Region.


Agrawal

Gorakhpur Handloom

Emporium



Nagpur-440018

Maharashtra

(Roll No.200754

Reg No.421114907/02/2012 )

526/800

(65.75%)EXECUTIVE

PROG.PASSED, B.

COM

FINAL PASS OF THE

ICAI

--- 26

166-WIRC CASH PRIZE23 Awarded to a candidate who passes











Shri Kinjesh Vinaykumar

Thakkar

D-3 Sham Gokul Society

Sunrise Compound

Vasna Road

Vadodara-390007

Gujarat

(Roll No.208201

Reg No.421344556/08/2012 )

510/800

(63.75%)EXECUTIVE

PROG.PASSED, B.

COM

--- 25

167-LATE SHRI S.

NARAYANAN MEMORIAL

PRIZE AWARD












Western Region.


Agrawal

Gorakhpur Handloom

Emporium



Nagpur-440018

Maharashtra

(Roll No.200754

Reg No.421114907/02/2012 )

526/800

(65.75%)EXECUTIVE

PROG.PASSED, B.

COM

FINAL PASS OF THE

ICAI

--- 26


05/01/2016Date :

14:58:33Time :


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168-PAST PRESIDENT

CHINUBHAI R. SHAH

AWARD


















Azadnagar

Jeevandhyacooperati


Road Andheri West

Mumbai-400053

Maharashtra

(Roll No.199755

Reg No.421126642/02/2012 )

85/100


PASSED

EXECUTIVE

PROG.PASSED

--- 23

169-SUKHLAL C. MODY

MEMORIAL PRIZE26 Awarded to a candidate who passes
















Ms. Shnila Parveen

Azad Chowk

Gadar Ghat


Katni-483501

Madhya Pradesh

(Roll No.203783

Reg No.421140567/02/2012 )

78/100

(78.00%)EXECUTIVE

PROG.PASSED, B.

COM (HONS.)

--- 23

170-WIRC PAST

CHAIRMAN V.K. MATHUR

MEMORIAL AWARD












examination centers within the

Western Region.


Banker

Opp Simandhar Nagar

Rana Park Ghatlodia

Ahmedabad-380061

Gujarat

(Roll No.190359

Reg No.421305578/08/2012 )

73/100


PASSED

EXECUTIVE

PROG.PASSED

--- 22


05/01/2016Date :

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171-SHRI KANHAIYALAL

N. DUSANEWALA VAKIL

(NANDURBAR)

MEMORIAL AWARD












centres within the Western Region.

Ms. Disha Pankajkumar Shah

A/7 Newanjali Flat

Opp. Vasna Telephone

Exchange

Vasna

Ahmedabad-380007

Gujarat

(Roll No.190528

Reg No.421359542/08/2012 )

507/800


PASSED

EXECUTIVE

PROG.PASSED

--- 22


05/01/2016Date :

14:58:33Time :


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WIRCEXECUTIVE PROGRAMME EXAMINATION












Shri Rohan Mahendrakumar

Ganatra

3, Neelkanth Darshan,

Sant Namdev Path, Jijai Nagar,

Gograswadi, Dombivali (East)

Dombivli(64)-421201

Maharashtra

(Roll No.301800

Reg No.440088336/08/2013 )

478/700

(68.29%)B. COM

FINAL PASS OF THE

ICAI

--- 25













C-9 Manav Appt

St Ramdas Road

Mulund East

Mumbai-400081

Maharashtra

(Roll No.292295

Reg No.450064295/08/2013 )

472/700

(67.43%)B. COM --- 26

174-PAST PRESIDENT

CHINUBHAI R. SHAH

AWARD












Western Region.


C-9 Manav Appt

St Ramdas Road

Mulund East

Mumbai-400081

Maharashtra

(Roll No.292295

Reg No.450064295/08/2013 )

84/100

(84.00%)B. COM --- 26

175-SUGUNA MEMORIAL

PRIZE32 Awarded to a lady candidate who












C-9 Manav Appt

St Ramdas Road

Mulund East

Mumbai-400081

Maharashtra

(Roll No.292295

Reg No.450064295/08/2013 )

472/700

(67.43%)B. COM --- 26


05/01/2016Date :

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CHAPTER PRIZE AWARDS

PROFESSIONAL PROGRAMME EXAMINATION BANGALORE

156-GOWRI GANAPATI

JOSHI VAJAGADDE

MEMORIAL AWARD










syllabi from Bangaluru centre.

Ms. Riya Rajesh Malu

C/O Shriram Agency 397

Somgar Peth Po Box No 20

Madaan Nagar

Sangli-416406

Maharashtra

(Roll No.181810

Reg No.421132531/02/2012 )

477/800


PASSED

EXECUTIVE

PROG.PASSED

--- 22

186-SMT. NAGAMMA

MEMORIAL PRIZE

AWARD











Ms. Riya Rajesh Malu

C/O Shriram Agency 397

Somgar Peth Po Box No 20

Madaan Nagar

Sangli-416406

Maharashtra

(Roll No.181810

Reg No.421132531/02/2012 )

477/800


PASSED

EXECUTIVE

PROG.PASSED

--- 22


05/01/2016Date :

14:58:33Time :


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EXECUTIVE PROGRAMME EXAMINATION BANGALORE

155-HUKLAMAKKI

MANJUNATHA HEGDE

MEMORIAL AWARD











Ms. Patri Lakshmi Prathyusha

Plot 107 & 108 , 6Th Cross

Achit Nagar Layout,Achit

Nagar,

Soladevanahalli ,Hesaraghatta

Road.


Karnataka

(Roll No.278625

Reg No.350067732/02/2013 )

438/700

(62.57%)CPT PASSED --- 21

157-LATE SMT. M. K.

VEDAVALLI MEMORIAL

AWARD







“Securities Laws and Compliances”



Laws" under new syllabus, taking




Bangaluru centre.

Ms. Akshata Rao

23/13 Ashirvad 6Th Cross

5Th Main Shrinidhi Layout

Konankunte

Bangalore-560062

Karnataka

(Roll No.278599

Reg No.350088994/05/2013 )

66/100

(66.00%)B. COM --- 25

PROFESSIONAL PROGRAMME EXAMINATION HYDERABAD

159-LATE MADINEEDI

RAMA KRISHNA

SUBHADRA MEMORIAL

AWARD






a n d o b t a i n i n g t h e h i g h e s t

percentage of marks in the

aggregate taking into account the


candidates under the old/new

syllabus from Hyderabad centre(s).

Shri Saharsh Agarwal

16-2-145/11/104

Sujatha Apts

Dayanand Nagar,Malakpet

Hyderabad-500036

Andhra Pradesh

(Roll No.186421

Reg No.320003537/08/2012 )

456/800

(57.00%)EXECUTIVE

PROG.PASSED, B.

COM

--- 24


05/01/2016Date :

14:58:33Time :


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EXECUTIVE PROGRAMME EXAMINATION HYDERABAD

161-LATE SHRI M. GURU

RAJ RAO MEMORIAL

GOLD MEDAL












Co-winner :

Ms. Mounika Koppera

Hno 2-11-92

Opp: Mro Office Rajaveedhi

Kollapur Mahaboob Nagar

Hyderabad(44)-509102

Andhra Pradesh

(Roll No.282526

Reg No.340026197/08/2013 )

420/700

(60.00%)CPT PASSED --- 21


RAJ RAO MEMORIAL

GOLD MEDAL












Co-winner :

Shri Jayesh Khatri

H No 5-2-501

Osmangunj Risalla Abdulla


Andhra Pradesh

(Roll No.282583

Reg No.350113676/08/2013 )

420/700


PASSED

--- 22

162-SMT. & SRI

GADEPALLI

SURYANARAYANA RAO

MEMORIAL AWARD












Co-winner :

Ms. Mounika Koppera

Hno 2-11-92




Andhra Pradesh

(Roll No.282526

Reg No.340026197/08/2013 )

420/700

(60.00%)CPT PASSED --- 21

162-SMT. & SRI

GADEPALLI

SURYANARAYANA RAO

MEMORIAL AWARD












Co-winner :

Shri Jayesh Khatri

H No 5-2-501



Andhra Pradesh

(Roll No.282583

Reg No.350113676/08/2013 )

420/700


PASSED

--- 22


05/01/2016Date :

14:58:33Time :


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181-CS S.

RAMAKRISHNAN

MEMORIAL AWARD













c a n d i d a t e s f r o m H y d e r a b a d

centre(s).

Shri Jayesh Khatri

H No 5-2-501



Andhra Pradesh

(Roll No.282583

Reg No.350113676/08/2013 )

70/100


PASSED

--- 22

192-SMT.

PUTTAPARATHI

NARAYANAMMA

MEMORIAL PRIZE

AWARD












Ms. Mounika Koppera

Hno 2-11-92




Andhra Pradesh

(Roll No.282526

Reg No.340026197/08/2013 )

420/700

(60.00%)CPT PASSED --- 21

193-MS. YENUGULA

LALITHA MEMORIAL

PRIZE AWARD







‘Company Law’ paper under the

old/new syl labus, taking into


s u c c e s s f u l c a n d i d a t e s f r o m

Hyderabad centre(s).

Co-winner :

Shri Lakshman Thodupunoori

H.No.13-3-595/1/6, Durga

Nagar

Jiyaguda


Andhra Pradesh

(Roll No.282523

Reg No.340025381/08/2013 )

74/100

(74.00%)B. COM --- 28


05/01/2016Date :

14:58:33Time :


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193-MS. YENUGULA

LALITHA MEMORIAL

PRIZE AWARD












Co-winner :

Shri Sailesh Srivastav Saripalli

Flat No 1208 Emerald Block

My Home Jenel Apartments

Miyapur Madinaguda

Hyderabad-500049

Andhra Pradesh

(Roll No.282616

Reg No.350002678/08/2013 )

74/100

(74.00%)B. COM (HONS.) --- 27

EXECUTIVE PROGRAMME EXAMINATION HUBLI-DHARWAD

187-C. MADAN MOHAN

RAO MEMORIAL AWARD14 Awarded to a candidate who passes









syllabi from Hubli-Dharwad centre.

Shri Rajat Kiran Bhandari

Kiran G Bhandari C31/

1912 Mata Ashapura Bldg

4Th Cross Kusugal

Rd,Keshwapur

Hubli-580023

Karnataka

(Roll No.281614

Reg No.350071957/02/2013 )

415/700

(59.29%)CPT PASSED --- 22

PROFESSIONAL PROGRAMME EXAMINATION AHMEDABAD

177-SHRISH H. SHAH










syllabi from Ahmedabad centre.


Banker

Opp Simandhar Nagar

Rana Park Ghatlodia

Ahmedabad-380061

Gujarat

(Roll No.190359

Reg No.421305578/08/2012 )

509/800


PASSED

EXECUTIVE

PROG.PASSED

--- 22


05/01/2016Date :

14:58:33Time :


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Age

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EXECUTIVE PROGRAMME EXAMINATION AHMEDABAD

178-SHRISH H. SHAH











Ms. Dipika Bhupendrakumar

Brahmakshatriya

Plot No 363/1

Sector-2/B

Gandhinagar

Gandhinagar-382007

Gujarat

(Roll No.286352

Reg No.440064871/08/2013 )

444/700

(63.43%)B. COM --- 24

PROFESSIONAL PROGRAMME EXAMINATION PUNE

179-SMT.

SHAKUNTALABAI N.

NAVARE & SHRI

BHAGWAN D. BHAVE

MEMORIAL AWARD










syllabi from Pune centre.

Ms. Shnila Parveen

Azad Chowk

Gadar Ghat


Katni-483501

Madhya Pradesh

(Roll No.203783

Reg No.421140567/02/2012 )

482/800

(60.25%)EXECUTIVE

PROG.PASSED, B.

COM (HONS.)

--- 23

COMPANY SECRETARIES EXAMINATION-DECEMBER, 2014

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Age

(Yrs.)



101-PRESIDENT’S GOLD










new syllabi, provided that the

aggregate marks is not less than

55%.

Ms. Tanvi Jain

Tanvi Jain

301 Preetam Building,

Allahabad Bank Executive Flats

65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

590/900

(65.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21

102-C.C. SUTARIA’S










syllabi.

Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

590/900

(65.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21

103-RAI BAHADUR SETH

GUJARMAL MODI

MEMORIAL AWARD










syllabi.

Shri Mayuresh Vinayak Dharap

12, Nandinikripa Chs

Subhash Road, Opp Rama

Gulab,

Vileparle East

Mumbai-Ro(79)-400057

Maharashtra

(Roll No.438549

Reg No.440031876/02/2013 )

581/900

(64.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 23

104-SMT.

PARMESHWARI DEVI

JANKI BALLABH DANI

MEMORIAL AWARD










syllabi.




Gulab,

Vileparle East


Maharashtra

(Roll No.438549

Reg No.440031876/02/2013 )

581/900

(64.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 23


05/01/2016Date :

14:59:35Time :


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ObtainedPhotograph

Age

(Yrs.)



105-SARASWATI

DHANUKA MEMORIAL

AWARD











Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

590/900

(65.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21

106-SMT. ARUNA MEHTA











Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

590/900

(65.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21

107-CS RENU GUPTA











Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

590/900

(65.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21

108-PT. GOPAL

CHANDRA SHASTRI

MEMORIAL MEDAL











new syllabi.

Ms. Khushboo Sandeep Shah

46 Digvijay Plot

Opp Meghji Pethraj School

Near Oswal School

Jamnagar-361005

Gujarat

(Roll No.434767

Reg No.440024715/02/2013 )

578/900

(64.22%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 21


05/01/2016Date :

14:59:35Time :


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Age

(Yrs.)



109-MANTARAM

MEMORIAL ANNUAL

CASH PRIZE AWARD

9 Awarded to a candidate under old

as well as new syllabi who passes








successful candidates in June and

D e c e m b e r

examinations.

Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23

For JUN-2014 and DEC-2014

110-KAPOOR CHAND

MOTI CHAND MOHTA

MEMORIAL AWARD

10 Awarded to a lady candidate under

old as well as new syllabi who






obtaining the highest marks in the



lady candidates in June and

December examinations.

Ms. Arica Midha

H No. 21

Sector 13

Karnal-132001

Haryana

(Roll No.156652

Reg No.230008515/08/2012 )

585/800


PASSED

EXECUTIVE

PROG.PASSED

--- 23


112-JAYPEE GROUP

PRIZE AWARD (FOR

MODULE-I)


in all the papers of Module-I of









syllabi.

Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

222/300

(74.00%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21

113-JAYPEE GROUP

PRIZE AWARD (FOR

MODULE-II)


in all the papers of Module-II of









syllabi.

Ms. Nupur Bansal

B-32 Vidyut Nagar Ajmer Road

Near Old Octroi Past

Jaipur(24)-302021

Rajasthan

(Roll No.425404

Reg No.240072555/02/2013 )

216/300

(72.00%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 22


05/01/2016Date :

14:59:35Time :


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ObtainedPhotograph

Age

(Yrs.)



114-JAYPEE GROUP

PRIZE AWARD

(MODULE-III)


in all the papers of Module-III of









syllabi.

Ms. Nikita Maheshwari

C/O R.G. Gadiya

R-3.20 Jaishree Colony

Behind Dhoolkot

Udaipur(30)-313001

Rajasthan

(Roll No.429332

Reg No.240028472/02/2013 )

212/300

(70.67%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 24

115-R & A EXCELLENCE


in all the papers of Module-IV of








candidates.

Ms. Vyas Priya Rajeshkumar

-

(Roll No.289189

Reg No.420838131/08/2010 )

137/200

(68.50%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 24











Practice'' paper under new syllabus,




syllabi.

Shri Arpit Ramsisaria

B/105, Prathaesh Apartments

Near Bmc Office, Azad Lane,

Gundavali

Andheri East


Maharashtra

(Roll No.284406

Reg No.430007294/08/2012 )

77/100

(77.00%)EXECUTIVE

PROG.PASSED, B.

COM

--- 23


05/01/2016Date :

14:59:35Time :


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Age

(Yrs.)













R e s t r u c t u r i n g V a l u a t i o n a n d





syllabi.

Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

77/100

(77.00%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21

119-PAST PRESIDENT


SILVER MEDAL














candidates.

Co-winner :

Shri Girish Nagar

Gram & Post Jaloda

Teh Kptan

Bundi-323301

Rajasthan

(Roll No.427311

Reg No.221641001/11/2012 )

77/100

(77.00%)EXECUTIVE

PROG.PASSED, BBA

--- 24

119-PAST PRESIDENT


SILVER MEDAL














candidates.

Co-winner :




Gulab,

Vileparle East


Maharashtra

(Roll No.438549

Reg No.440031876/02/2013 )

77/100

(77.00%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 23


05/01/2016Date :

14:59:35Time :


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ObtainedPhotograph

Age

(Yrs.)



120-VIDYA NAND

MEHTA MEMORIAL

PRIZE AWARD












Co-winner :

Shri Rahul Gupta

150,Haldiya House,Johari

Bazaar

Jaipur

Jaipur(24)-302003

Rajasthan

(Roll No.425422

Reg No.240042743/02/2013 )

77/100

(77.00%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 24

120-VIDYA NAND

MEHTA MEMORIAL

PRIZE AWARD












Co-winner :

Shri Siddharth Pravin Jain

232/234, Chamber Bhavan

2Nd Floor

Kalbadevi Road


Maharashtra

(Roll No.437186

Reg No.440019323/02/2013 )

77/100

(77.00%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 23












syllabi.

Co-winner :

Shri Abhishek Jain

A-1/537

Sector- 6 Rohini

New Delhi

Delhi-Ro(39)-110085

Nct-Delhi

(Roll No.423633

Reg No.240065436/02/2013 )

76/100

(76.00%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 23












syllabi.

Co-winner :

Shri Sayanm Malhotra

B -8, Dev-Niwas,

Engine -Ghar, Sanjauli (Near

Durga Mandir )

Shimla-171006

Himachal Pradesh

(Roll No.428595

Reg No.221310199/01/2012 )

76/100

(76.00%)EXECUTIVE

PROG.PASSED, B.

COM

--- 26


05/01/2016Date :

14:59:35Time :


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Age

(Yrs.)



122-GHANSHYAM DAS

SARAF MEMORIAL GOLD

MEDAL







‘Governance, Business Ethics &

Sustainability’ paper under old

syllabus OR in "Ethics, Governance

and Sustainability" paper under

new syllabus, taking into account




Ms. Unnati Jiten Dave

B-204 Rajesh Appt

Chandawarkar Road

Borivali West

Mumbai-400092

Maharashtra

(Roll No.438115

Reg No.421329135/08/2012 )

85/100

(85.00%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 22

123-SMT. G.P. PODDAR







‘Due Dil igence and Corporate

Compliance Management’ paper

unde r o l d s y l l a bu s OR i n

' 'Secretar ia l Audit , Compl iance

Management and Due Diligence''

paper under new syllabus taking




Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

88/100

(88.00%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21

183-LATE (DR.) TARIT

KUMAR GHOSH

MEMORIAL AWARD










syllabi in Professional Programme

Examination

Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

590/900

(65.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21


05/01/2016Date :

14:59:35Time :


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ObtainedPhotograph

Age

(Yrs.)



184-LATE SMT.

PROTIMA GHOSH

MEMORIAL AWARD











Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

590/900

(65.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21









the performance of all successful


syllabi.

Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

590/900

(65.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21

191-LATE SHRI

SHYAMAL SEN

MEMORIAL AWARD


pases in all papers of the



one sitting , without claiming


obtaining the highest marks in

'Company Secretar ia l Pract ice '







syllabi.

Ms. Raksha Bhansali

Flat No 6 Shvshankar Apts

Chockalingam Nagar

V.Teynampet

Chennai-600086

Tamilnadu

(Roll No.269647

Reg No.320865409/08/2012 )

75/100

(75.00%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 22


05/01/2016Date :

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Prize AwardCriteria



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ObtainedPhotograph

Age

(Yrs.)



195-B P DHANUKA










old as well as new syllabi on all

India basis

Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

590/900

(65.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21


05/01/2016Date :

14:59:35Time :


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ObtainedPhotograph

Age

(Yrs.)



124-PRESIDENT’S










syllabi, provided that the aggregate

marks is not less than 55%.

Ms. Simran Khattar

2A 49

Nit Faridabad

Faridabad

Faridabad(22)-121001

Haryana

(Roll No.370207

Reg No.240224270/02/2014 )

523/700

(74.71%)FOUNDATION

PASSED

--- 20

125-JAYPEE GROUP

PRIZE AWARD31 Awarded to a candidate who passes









syllabi.

Ms. Simran Khattar

2A 49

Nit Faridabad

Faridabad


Haryana

(Roll No.370207

Reg No.240224270/02/2014 )

523/700

(74.71%)FOUNDATION

PASSED

--- 20

126-LATE SHRI JAGDISH

CHANDRA MALHOTRA

MEMORIAL ANNUAL

AWARD

32 Awarded to a lady candidate under

old as well as new syllabi who


Executive Programme Examination ,




marks in the aggregate taking into

account the results of June and

December examinations.

Ms. Simran Khattar

2A 49

Nit Faridabad

Faridabad


Haryana

(Roll No.370207

Reg No.240224270/02/2014 )

523/700

(74.71%)FOUNDATION

PASSED

--- 20


127-KEDARNATH

PRAHLADRAI DHANUKA

MEMORIAL AWARD










syllabi.

Shri Akshay Hemant Paranjape

202 Sai Kutir, Tejpal Scheme

Road No5

Vile Parle East, Mumbai -

400057


Maharashtra

(Roll No.405505

Reg No.440111284/02/2014 )

521/700

(74.43%)CPT PASSED OF

ICAI

--- 25


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ObtainedPhotograph

Age

(Yrs.)



128-MAUJI RAM JAIN










new syllabi.

Ms. Simran Khattar

2A 49

Nit Faridabad

Faridabad


Haryana

(Roll No.370207

Reg No.240224270/02/2014 )

523/700

(74.71%)FOUNDATION

PASSED

--- 20

129-SMT. BONDADA

SAMANTHAKAMANI

MEMORIAL SILVER

MEDAL






subject and obtaining the second

highest marks taking into account


successful lady candidates under


Ms. Shilpa K Murthy

Flat No.1-B,Gurukripa

Apartments

117/2B,Srinivasamurthy

Avenue,Adyar

Chennai-Ro(59)-600020

Tamilnadu

(Roll No.387422

Reg No.340055071/02/2014 )

517/700


ICAI

--- 21
















Road No5


400057


Maharashtra

(Roll No.405505

Reg No.440111284/02/2014 )

89/100


ICAI

--- 25

131-PREETI PURASKAR37 Awarded to a candidate who passes










Ms. Harshita Jain

92-A Jain Bhawan

Shilp Colony

Kalwar Road,Jhotwara

Jaipur(24)-302012

Rajasthan

(Roll No.374439

Reg No.240190465/02/2014 )

78/100

(78.00%)FOUNDATION

PASSED

--- 20


05/01/2016Date :

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ObtainedPhotograph

Age

(Yrs.)



132-CS S.

RAMAKRISHNAN

MEMORIAL AWARD













candidates.

Co-winner :

Ms. Simran Khattar

2A 49

Nit Faridabad

Faridabad


Haryana

(Roll No.370207

Reg No.240224270/02/2014 )

80/100

(80.00%)FOUNDATION

PASSED

--- 20

132-CS S.

RAMAKRISHNAN

MEMORIAL AWARD













candidates.

Co-winner :

Shri Vaibhav

I 75

Kirti Nagar

New Delhi-110015

Nct-Delhi

(Roll No.369168

Reg No.250501270/05/2013 )

80/100


ICAI

--- 22












Ms. Simran Khattar

2A 49

Nit Faridabad

Faridabad


Haryana

(Roll No.370207

Reg No.240224270/02/2014 )

523/700

(74.71%)FOUNDATION

PASSED

--- 20


MEMORIAL

SCHOLARSHIP











Ms. Simran Khattar

2A 49

Nit Faridabad

Faridabad


Haryana

(Roll No.370207

Reg No.240224270/02/2014 )

523/700

(74.71%)FOUNDATION

PASSED

--- 20


05/01/2016Date :

14:59:35Time :


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Age

(Yrs.)



139-KEDARNATH

PRAHLADRAI DHANUKA

MEMORIAL AWARD












Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

590/900

(65.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21

140-NIRMAL CHANDRA

CHATTERJEE MEMORIAL

AWARD













Eastern Region.

Ms. Sweta Dugar

7 Gupta Lane


West Bengal

(Roll No.417394

Reg No.140019976/02/2013 )

67/100

(67.00%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 23

141-BHAGABATI

CHATTERJEE MEMORIAL

AWARD












Eastern Region.

Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

590/900

(65.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21


05/01/2016Date :

14:59:35Time :


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Prize AwardCriteria



Marks

ObtainedPhotograph

Age

(Yrs.)



194-B P BAJORIA









such successful candidates from


Eastern Region.

Ms. Tanvi Jain

Tanvi Jain



65 Southern Avenue


West Bengal

(Roll No.417921

Reg No.140010778/02/2013 )

590/900

(65.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 21

EIRCEXECUTIVE PROGRAMME EXAMINATION

137-EIRC CASH PRIZE5 Awarded to a candidate who passes











Eastern Region.

Shri Shekhar Agarwal

Jahajghat Station Road

Tezpur-784001

Assam

(Roll No.351396

Reg No.120620631/03/2012 )

70/100

(70.00%)FOUNDATION

PASSED

--- 24

138-KEDARNATH

DHANUKA MEMORIAL

CASH PRIZE












Shri Siddhant Kumar Surana

21,Chakraberia Road South

Ritman Rohan 3Rd Floor


West Bengal

(Roll No.355499

Reg No.140064269/02/2014 )

489/700


ICAI

--- 21


05/01/2016Date :

14:59:35Time :


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ObtainedPhotograph

Age

(Yrs.)


NIRCPROFESSIONAL PROGRAMME EXAMINATION

143-NIRC SILVER

SOUVENIR AWARD7 Awarded to a candidate who passes











Shri Sayanm Malhotra

B -8, Dev-Niwas,

Engine -Ghar, Sanjauli (Near

Durga Mandir )

Shimla-171006

Himachal Pradesh

(Roll No.428595

Reg No.221310199/01/2012 )

543/900

(60.33%)EXECUTIVE

PROG.PASSED, B.

COM

--- 26

NIRCEXECUTIVE PROGRAMME EXAMINATION

144-NIRC PRIZE AWARD

FOR BOTH MODULES8 Awarded to a candidate who passes











Ms. Simran Khattar

2A 49

Nit Faridabad

Faridabad


Haryana

(Roll No.370207

Reg No.240224270/02/2014 )

523/700

(74.71%)FOUNDATION

PASSED

--- 20


05/01/2016Date :

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ObtainedPhotograph

Age

(Yrs.)



145-SIRC SILVER












Shri Balaji N

D No 3 No 47 Champak Villa

47Th Street

9Th Avenue

Ashok Nagar

Chennai-600083

Tamilnadu

(Roll No.269640

Reg No.320790669/02/2012 )

486/800

(60.75%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 27

146-SIRUBALAKKADU

SAMBAMOORTHY

SRINIVASAN MEMORIAL

PRIZE AWARD












Shri Balaji N


47Th Street

9Th Avenue

Ashok Nagar

Chennai-600083

Tamilnadu

(Roll No.269640

Reg No.320790669/02/2012 )

486/800

(60.75%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 27

147-SRI CHAKRA’S










syllabi, from examination centres


Ms. Raksha Bhansali


Chockalingam Nagar

V.Teynampet

Chennai-600086

Tamilnadu

(Roll No.269647

Reg No.320865409/08/2012 )

481/800

(60.13%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 22


05/01/2016Date :

14:59:35Time :


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Marks

ObtainedPhotograph

Age

(Yrs.)



148-SIRC PRIZE AWARD12 Awarded to a candidate who passes








s y l l a b u s O R i n " C o r p o r a t e








Ms. Akshaya Prakash L

Prakasha 25H

Vincent Road

Roopa Nagar,Ramanathapuram

Coimbatore-641045

Tamilnadu

(Roll No.431508

Reg No.350072800/02/2013 )

69/100

(69.00%)EXECUTIVE

PROG.PASSED, B.

COM

--- 25

149-SIRC - MRS.

PANKAJAM RENGACHARI

PRIZE AWARD
















Ms. Raksha Bhansali


Chockalingam Nagar

V.Teynampet

Chennai-600086

Tamilnadu

(Roll No.269647

Reg No.320865409/08/2012 )

75/100

(75.00%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 22

185-SMT. NAGAMMA

MEMORIAL PRIZE

AWARD












Shri Balaji N


47Th Street

9Th Avenue

Ashok Nagar

Chennai-600083

Tamilnadu

(Roll No.269640

Reg No.320790669/02/2012 )

486/800

(60.75%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 27


05/01/2016Date :

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(Yrs.)



150-SIRUBALAKKADU

SAMBAMOORTHY

SRINIVASAN MEMORIAL

PRIZE AWARD












Ms. Shilpa K Murthy

Flat No.1-B,Gurukripa

Apartments

117/2B,Srinivasamurthy

Avenue,Adyar

Chennai-Ro(59)-600020

Tamilnadu

(Roll No.387422

Reg No.340055071/02/2014 )

517/700


ICAI

--- 21

151-SRI CHAKRA’S












Shri Padakanti Srikanth

H No 5 25 562/3

Sriram Nagar B

Gajularamaram

Hyderabad-500055

Andhra Pradesh

(Roll No.390860

Reg No.350007289/09/2013 )

510/700


ICAI

--- 20

152-LATE G. SUNDARA

RAJAN ENDOWMENT

AWARD







‘Securities Laws and Compliances’



Laws' paper under new syllabus,




syllabi from examination centers


Shri Amjad C

No.87, Cauvery 1St Street

Udayanagar

Doorvani Nagar Post


Karnataka

(Roll No.384850

Reg No.340028319/08/2013 )

64/100


ICAI

--- 23


05/01/2016Date :

14:59:35Time :


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153-SIRC - V. KUMAR

MEMORIAL PRIZE

AWARD








OR in " Tax Laws and Practice" Law'






Southern Region.


H No 5 25 562/3

Sriram Nagar B

Gajularamaram

Hyderabad-500055

Andhra Pradesh

(Roll No.390860

Reg No.350007289/09/2013 )

86/100


ICAI

--- 20

154-LATE SHRI K.

HARIHARAN

ENDOWMENT AWARD







‘Company Law’ paper, taking into





Southern Region.

Ms. Seema V Murthy

Mr 1B Sfhs Layout

6Th Main

Btm Layout,Near Shantiniketan

School

Bangalore-560076

Karnataka

(Roll No.217494

Reg No.320018459/09/2012 )

74/100

(74.00%)FOUNDATION

PASSED

--- 23

180-HUKLAMAKKI

MANJUNATHA HEGDE

MEMORIAL AWARD







"Company Accounts, Cost and

Management Accounting" paper

under old syllabus OR in "Company

Accounts and Auditing Practices"


into account the performance of

all such successful candidates under



Southern Region

Ms. Mirudhulaa.V.S

78 Main Street,Ayyanvalasu

T.P.Palayam Post,Kanjikovil Via

Perundurai Tk

Erode-638116

Tamilnadu

(Roll No.388477

Reg No.340032528/08/2013 )

79/100


ICAI

--- 21


05/01/2016Date :

14:59:35Time :


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(Yrs.)

















Gulab,

Vileparle East


Maharashtra

(Roll No.438549

Reg No.440031876/02/2013 )

581/900

(64.56%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 23













46 Digvijay Plot


Near Oswal School

Jamnagar-361005

Gujarat

(Roll No.434767

Reg No.440024715/02/2013 )

578/900

(64.22%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 21

167-LATE SHRI S.

NARAYANAN MEMORIAL

PRIZE AWARD












Western Region.


46 Digvijay Plot


Near Oswal School

Jamnagar-361005

Gujarat

(Roll No.434767

Reg No.440024715/02/2013 )

578/900

(64.22%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 21


05/01/2016Date :

14:59:35Time :


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168-PAST PRESIDENT

CHINUBHAI R. SHAH

AWARD
















Shri Arpit Ramsisaria

B/105, Prathaesh Apartments

Near Bmc Office, Azad Lane,

Gundavali

Andheri East


Maharashtra

(Roll No.284406

Reg No.430007294/08/2012 )

77/100

(77.00%)EXECUTIVE

PROG.PASSED, B.

COM

--- 23

169-SUKHLAL C. MODY

















Ms. Sonali Sanjay Daryanani

3/14 Bhagwansingh Chs

Mahim West

Mumbai-400016

Maharashtra

(Roll No.438632

Reg No.451408864/02/2013 )

75/100

(75.00%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 21

170-WIRC PAST

CHAIRMAN V.K. MATHUR

MEMORIAL AWARD













Western Region.




Gulab,

Vileparle East


Maharashtra

(Roll No.438549

Reg No.440031876/02/2013 )

77/100

(77.00%)EXECUTIVE

PROG.PASSED, CPT

PASSED OF ICAI

--- 23


05/01/2016Date :

14:59:35Time :


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171-SHRI KANHAIYALAL

N. DUSANEWALA VAKIL

(NANDURBAR)

MEMORIAL AWARD













Ms. Varsha Agrawal

C702 Lakshalhandi Heights

Gokulham

Goregaon East

Mumbai-400063

Maharashtra

(Roll No.284443

Reg No.421310811/08/2012 )

513/800

(64.13%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 23


05/01/2016Date :

14:59:35Time :


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Road No5


400057


Maharashtra

(Roll No.405505

Reg No.440111284/02/2014 )

521/700


ICAI

--- 25












Shri Moiz Shabbirbhai

Daruwala

B-24,Burhani Soc.

Opp.P.D.Pandya Coll. Road

Vatva

Ahmedabad(61)-382440

Gujarat

(Roll No.395046

Reg No.440116140/02/2014 )

511/700

(73.00%)FOUNDATION

PASSED

--- 22

174-PAST PRESIDENT

CHINUBHAI R. SHAH

AWARD












Western Region.


Daruwala

B-24,Burhani Soc.


Vatva


Gujarat

(Roll No.395046

Reg No.440116140/02/2014 )

75/100

(75.00%)FOUNDATION

PASSED

--- 22

175-SUGUNA MEMORIAL












Co-winner :

Ms. Payal Prakash Shah

Sai Kurpa, B/9, Navkar

Bunglows

Hirji Mistry Road

Jamnagar-361001

Gujarat

(Roll No.394948

Reg No.440124282/02/2014 )

479/700

(68.43%)FOUNDATION

PASSED

--- 20


05/01/2016Date :

14:59:35Time :


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175-SUGUNA MEMORIAL












Co-winner :

Ms. Shailee Deepak Sanghvi

208/504

Anita Kutir B, 90 Feet Road

Opp R-Odeon

Cinema.Ghatkopar


Maharashtra

(Roll No.402755

Reg No.440136407/02/2014 )

479/700


ICAI

--- 23


05/01/2016Date :

14:59:35Time :


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PROFESSIONAL PROGRAMME EXAMINATION BANGALORE

156-GOWRI GANAPATI

JOSHI VAJAGADDE

MEMORIAL AWARD











Shri Varun Ramanathan

S-62

Golden Enclave

Hal Airport Road

Bangalore-560017

Karnataka

(Roll No.267610

Reg No.320011870/08/2012 )

473/800

(59.13%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 23

186-SMT. NAGAMMA

MEMORIAL PRIZE

AWARD











Shri Varun Ramanathan

S-62

Golden Enclave

Hal Airport Road

Bangalore-560017

Karnataka

(Roll No.267610

Reg No.320011870/08/2012 )

473/800

(59.13%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 23


05/01/2016Date :

14:59:35Time :


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EXECUTIVE PROGRAMME EXAMINATION BANGALORE

155-HUKLAMAKKI

MANJUNATHA HEGDE

MEMORIAL AWARD











Ms. Swetha.S

490, 2Nd Cross, Bharat Society

Main Road

Behind Patallama Temple, Near

Muktipatha

Kengeri Uttarahalli Main Road


Karnataka

(Roll No.384985

Reg No.340029883/08/2013 )

473/700


ICAI

--- 24

157-LATE SMT. M. K.

VEDAVALLI MEMORIAL

AWARD







“Securities Laws and Compliances”



Laws" under new syllabus, taking




Bangaluru centre.

Shri Amjad C

No.87, Cauvery 1St Street

Udayanagar

Doorvani Nagar Post


Karnataka

(Roll No.384850

Reg No.340028319/08/2013 )

64/100


ICAI

--- 23


05/01/2016Date :

14:59:35Time :


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PROFESSIONAL PROGRAMME EXAMINATION HYDERABAD

159-LATE MADINEEDI

RAMA KRISHNA

SUBHADRA MEMORIAL

AWARD












Shri H.Anil Kumar Jain

2-2-1105/7/9

Vimal Kunj

Near Mother Dairy Lane,Tilak

Nagar

Hyderabad-500044

Andhra Pradesh

(Roll No.272014

Reg No.320003521/08/2012 )

407/800

(50.88%)EXECUTIVE

PROG.PASSED, B.

COM

--- 24

160-DR. VASUDEORAO

JATKAR MEMORIAL

AWARD











syllabus in June and December

examinat ions he ld du r ing a

calendar year from Hyderabad

centre(s).

Shri Saharsh Agarwal

16-2-145/11/104

Sujatha Apts

Dayanand Nagar,Malakpet

Hyderabad-500036

Andhra Pradesh

(Roll No.186421

Reg No.320003537/08/2012 )

456/800

(57.00%)EXECUTIVE

PROG.PASSED, B.

COM

--- 24



05/01/2016Date :

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RAJ RAO MEMORIAL

GOLD MEDAL













H No 5 25 562/3

Sriram Nagar B

Gajularamaram

Hyderabad-500055

Andhra Pradesh

(Roll No.390860

Reg No.350007289/09/2013 )

510/700


ICAI

--- 20

162-SMT. & SRI

GADEPALLI

SURYANARAYANA RAO

MEMORIAL AWARD













H No 5 25 562/3

Sriram Nagar B

Gajularamaram

Hyderabad-500055

Andhra Pradesh

(Roll No.390860

Reg No.350007289/09/2013 )

510/700


ICAI

--- 20

181-CS S.

RAMAKRISHNAN

MEMORIAL AWARD














centre(s).

Co-winner :


H No 5 25 562/3

Sriram Nagar B

Gajularamaram

Hyderabad-500055

Andhra Pradesh

(Roll No.390860

Reg No.350007289/09/2013 )

58/100


ICAI

--- 20


05/01/2016Date :

14:59:35Time :


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Age

(Yrs.)



181-CS S.

RAMAKRISHNAN

MEMORIAL AWARD














centre(s).

Co-winner :

Shri Siddharth Mehta

4-6-125,First Floor,Behind H.K

Auto Parts

Nimboliadda Esamia Bazar

Moti Market.


Andhra Pradesh

(Roll No.390518

Reg No.340058954/02/2014 )

58/100

(58.00%)FOUNDATION

PASSED

--- 20

192-SMT.

PUTTAPARATHI

NARAYANAMMA

MEMORIAL PRIZE

AWARD












Ms. Sakshi Gupta

16-11-214/D/11/A

East Prashanth Ngr

Moosarambagh


Andhra Pradesh

(Roll No.390831

Reg No.340060301/02/2014 )

442/700

(63.14%)FOUNDATION

PASSED

--- 20

193-MS. YENUGULA

LALITHA MEMORIAL

PRIZE AWARD












Ms. Sakshi Gupta

16-11-214/D/11/A

East Prashanth Ngr

Moosarambagh


Andhra Pradesh

(Roll No.390831

Reg No.340060301/02/2014 )

71/100

(71.00%)FOUNDATION

PASSED

--- 20


05/01/2016Date :

14:59:35Time :


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EXECUTIVE PROGRAMME EXAMINATION HUBLI-DHARWAD

187-C. MADAN MOHAN

RAO MEMORIAL AWARD13 Awarded to a candidate who passes









syllabi from Hubli-Dharwad centre.

Ms. Pratima Raghavendra

Pandurangi

Anurag

Yalakki Shettar Colony

Vidyagiri

Dharwad-580004

Karnataka

(Roll No.389318

Reg No.340061794/02/2014 )

429/700

(61.29%)CA PASSED --- 25

PROFESSIONAL PROGRAMME EXAMINATION AHMEDABAD

177-SHRISH H. SHAH












46 Digvijay Plot


Near Oswal School

Jamnagar-361005

Gujarat

(Roll No.434767

Reg No.440024715/02/2013 )

578/900

(64.22%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 21

EXECUTIVE PROGRAMME EXAMINATION AHMEDABAD

178-SHRISH H. SHAH












Daruwala

B-24,Burhani Soc.


Vatva


Gujarat

(Roll No.395046

Reg No.440116140/02/2014 )

511/700

(73.00%)FOUNDATION

PASSED

--- 22


05/01/2016Date :

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PROFESSIONAL PROGRAMME EXAMINATION PUNE

179-SMT.

SHAKUNTALABAI N.

NAVARE & SHRI

BHAGWAN D. BHAVE

MEMORIAL AWARD










syllabi from Pune centre.

Ms. Kajal Sham Hande

House No 17

Sangamwadi

Kirkee

Pune-411003

Maharashtra

(Roll No.440143

Reg No.451406164/02/2013 )

511/900

(56.78%)FOUNDATION

PASSED AND

EXECUTIVE

PROGRMME PASSED

--- 22


Training


***


Attention Students !!

CORPORATE COMPLIANCE EXECUTIVE CERTIFICATE FOR STUDENTS

The Institute launched the ‘Corporate Compliance Executive Certificate’ in terms of Chapter IVA (Regulation 28A & 28B) of the Company Secretaries Regulations, 1982 on 4th October, 2013.

ELIGIBILITY FOR AWARD OF CORPORATE COMPLIANCE EXECUTIVE CERTIFICATE

A person who –

- is currently registered as a student of the Company Secretaryship course of the Institute;

- has completed at least one group of the Intermediate/Executive Programme Examination of the Company Secretaryship Course, and

- has completed a training of Six months under Regulation 28A of the Company Secretaries Regulations, 1982, which may include skill oriented practical /class room training for two weeks.

PROCEDURE

An eligible student may apply for award of Corporate Compliance Executive Certificate by submitting an application in specified format (available on the website of the Institute www.icsi.edu), after making payment of a fee of Rs. 2000 (Rupees two thousand only), either in cash (at counters of the Institute across the county) or by way of Demand Draft in favour of ‘The Institute of Company Secretaries of India’ payable at New Delhi.

STATUS OF HOLDER OF CORPORATE COMPLIANCE EXECUTIVE CERTIFICATE

- The student who is awarded Corporate Compliance Executive Certificate of the Institute shall be entitled to use the descriptive letters “Corporate Compliance Executive”.

- The grant of Certificate of Corporate Compliance Executive Certificate shall not confer on the Corporate Compliance Executive the rights of a member, nor entitle him to claim membership of the Institute.

VALIDITY OF CERTIFICATE

The Corporate Compliance Executive certificate is valid for a period of three years (financial years) and is renewable on completion of four Programme Credit Hours (PCH) every year and payment of requisite fee as the Council may determine from time to time.

OTHER DETAILS

- The student shall have to complete the course of Corporate Compliance Executive Certificate including the training requirements within the registration period.

- The student having awarded the Corporate Compliance Executive Certificate may continue to pursue the regular Company Secretaryship course if he so desires.

- Except to the extent provided in this Chapter IVA (Regulations 28A & 28B) of the Company Secretaries Regulations,1982 or as decided by the Council from time to time, regulations in Chapter IV and VI relating to ‘Registered Students’ and ‘Examinations’ shall mutatis-mutandis apply to the ‘Corporate Compliance Executive Certificate Course’.

- A student after having awarded the Corporate Compliance Executive Certificate shall secure four Programme Credit Hours (PCH) every year for renewal of Corporate Compliance Executive Certificate.

- There shall be no exemption from training.

Brochure and application form are available at CCEC section on website of the Institute www.icsi.edu. For queries please write at [email protected] or contact on phone number 011-45341049.

***

www.icsi.edu

www.icsi.edu



News from Region

Schedule of Management Skills Orientation Programme [MSOP]

for the year 2016

Sl No Schedule Venue of Programme Contact

1

14th March 2016 to 30th March 2016 (excluding Sundays)

ICSI–SIRC House, 9, Wheat Crofts Road, Nungambakkam, Chennai – 34.

Chitra Anantharaman Deputy Director The Institute of Company Secretaries of India Southern India Regional Office 9, Wheat Crofts Road Nungambakkam Chennai – 600 034. Phones: 044-28279898 / 28268685;9789039071 Email : [email protected]

2

20th June 2016 to 6th July 2016 (excluding Sundays)

3

7th September 2016 to 23rd September 2016 (excluding Sundays)

4

21st November 2016 to 7th December 2016 (excluding Sundays)

The participation fee is Rs.7500/- [including tea, lunch & cost of e-library subscription for one year]. Outstation participants have to make their own arrangements for Stay. MSOP COORDINATOR & DEPUTY DIRECTOR ICSI – SIRO



***
