stratigraphic interpretation of the kulu formation (early miocene, rusinga island, kenya) and its...

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Stratigraphic interpretation of the Kulu Formation (Early Miocene, Rusinga Island, Kenya) and its implications for primate evolution Daniel J. Peppe a , Kieran P. McNulty b, * , Susanne M. Cote c , William E.H. Harcourt-Smith d , Holly M. Dunsworth e , John A. Van Couvering f a Department of Geology, Baylor University, One Bear Place #97354, Waco, TX 76798-7354, USA b Department of Anthropology, University of Minnesota, 395 Hubert H. Humphrey Center, 30119th Avenue South, Minneapolis, MN 55455, USA c Department of Anthropology, Harvard University, Peabody Museum,11 Divinity Avenue, Cambridge, MA 02138, USA d Department of Vertebrate Paleontology, American Museum of Natural History, Central Park West at 79th Street, New York, NY 10024, USA e Department of Anthropology, Northeastern Illinois University, 5500 North St. Louis Avenue, Chicago, IL 60625, USA f Micropaleontology Press, 256 Fifth Avenue, New York, NY 10001, USA article info Article history: Received 2 April 2008 Accepted 8 February 2009 Keywords: Rusinga Island Early Miocene Catarrhine evolution Kulu Formation abstract Early Miocene fossils from Rusinga Island, Kenya, provide some of the best evidence for catarrhine evolution and diversification, and, together with more than eighty-five other mammalian species, form an important comparative reference for understanding faunal succession in East Africa. While there is consensus over the stratigraphic position of most of Rusinga’s volcaniclastic deposits, the lacustrine Kulu Formation has been placed in various parts of the geological sequence by different researchers. To resolve this discrepancy, we conducted detailed geological analyses which indicate that the Kulu Formation was formed in the Early Miocene during a period of volcanic inactivity and subsidence following the early, mainly explosive hyper-alkaline phase of the Kisingiri complex and prior to the final eruptions of nephelinitic lavas. The underlying Hiwegi and older formations were locally deformed and deeply eroded before sedimentation began in the Kulu basin, so that the Kulu sediments may be significantly younger than the 17.8 Ma Hiwegi Formation and not much older than the overlying Kiangata Agglomerata-Lunene Lava series, loosely dated to ca. 15 Ma. The overall similarities between Kulu and Hiwegi faunas imply long-term ecological stability in this region. Our stratigraphic interpretation suggests that the Kulu fauna is contemporaneous with faunas from West Turkana, implying that differences between these assem- blagesdparticularly in the primate communitiesdreflect paleobiogeographic and/or paleocological differences. Finally, the position of the Kulu Formation restricts the time frame during which the substantial faunal turnover seen in the differences between the primate and mammalian communities of Rusinga and Maboko Islands could have occurred. Ó 2009 Elsevier Ltd. All rights reserved. Introduction Rusinga Island, located in Kenya’s Winam Gulf of western Lake Victoria (Fig. 1), is probably the most important Early Miocene mammal locality in Africa because of the abundance and diversity of fossil material from more than 20 distinct sites. The unusual hyper-alkaline chemistry that characterizes the early, phreatic phases of the deep-rooted Miocene eruptive centers along the Kenya rift, including Napak, Elgon, and Tinderet, but most strikingly in the Kisingiri volcanic massif, from which Rusinga is formed, lead to an extraordinary degree of preservation (Harris and Van Cou- vering, 1995). Under these conditions, fossilization occurred across all size classes of animals, as well as in a variety of rarely preserved organisms such as insects, diplopods, fruits and nuts, and leaves. Rusinga is perhaps best known for the many primates that have been recovered, including more than a dozen partial skeletons. In addition to four species of strepsirhine primates, Rusinga has produced the largest sample of the putative stem hominoid Proconsul (Le Gros Clark and Leakey, 1951; Napier and Davis,1959; Walker and Teaford, 1988; Walker, 2007), as well as some of the best specimens of the smaller catarrhine primate Dendropithecus (Andrews and Simons, 1977), and tantalizing remains of the enig- matic catarrhines Limnopithecus and Nyanzapithecus (see Harrison, 2002). In the case of Proconsul, nearly every element in the bony * Corresponding author. E-mail addresses: [email protected] (D.J. Peppe), [email protected] (K.P. McNulty), [email protected] (S.M. Cote), [email protected] (W.E.H. Harcourt-Smith), [email protected] (H.M. Dunsworth), [email protected] (J.A. Van Couvering). Contents lists available at ScienceDirect Journal of Human Evolution journal homepage: www.elsevier.com/locate/jhevol 0047-2484/$ – see front matter Ó 2009 Elsevier Ltd. All rights reserved. doi:10.1016/j.jhevol.2009.02.006 Journal of Human Evolution 56 (2009) 447–461

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Page 1: Stratigraphic interpretation of the Kulu Formation (Early Miocene, Rusinga Island, Kenya) and its implications for primate evolution

lable at ScienceDirect

Journal of Human Evolution 56 (2009) 447–461

Contents lists avai

Journal of Human Evolution

journal homepage: www.elsevier .com/locate/ jhevol

Stratigraphic interpretation of the Kulu Formation (Early Miocene,Rusinga Island, Kenya) and its implications for primate evolution

Daniel J. Peppe a, Kieran P. McNulty b,*, Susanne M. Cote c, William E.H. Harcourt-Smith d,Holly M. Dunsworth e, John A. Van Couvering f

a Department of Geology, Baylor University, One Bear Place #97354, Waco, TX 76798-7354, USAb Department of Anthropology, University of Minnesota, 395 Hubert H. Humphrey Center, 301 19th Avenue South, Minneapolis, MN 55455, USAc Department of Anthropology, Harvard University, Peabody Museum, 11 Divinity Avenue, Cambridge, MA 02138, USAd Department of Vertebrate Paleontology, American Museum of Natural History, Central Park West at 79th Street, New York, NY 10024, USAe Department of Anthropology, Northeastern Illinois University, 5500 North St. Louis Avenue, Chicago, IL 60625, USAf Micropaleontology Press, 256 Fifth Avenue, New York, NY 10001, USA

a r t i c l e i n f o

Article history:Received 2 April 2008Accepted 8 February 2009

Keywords:Rusinga IslandEarly MioceneCatarrhine evolutionKulu Formation

* Corresponding author.E-mail addresses: [email protected] (D.J.

(K.P. McNulty), [email protected] (S.M. CoteHarcourt-Smith), [email protected] (H.M. Duns(J.A. Van Couvering).

0047-2484/$ – see front matter � 2009 Elsevier Ltd.doi:10.1016/j.jhevol.2009.02.006

a b s t r a c t

Early Miocene fossils from Rusinga Island, Kenya, provide some of the best evidence for catarrhineevolution and diversification, and, together with more than eighty-five other mammalian species, forman important comparative reference for understanding faunal succession in East Africa. While there isconsensus over the stratigraphic position of most of Rusinga’s volcaniclastic deposits, the lacustrine KuluFormation has been placed in various parts of the geological sequence by different researchers. To resolvethis discrepancy, we conducted detailed geological analyses which indicate that the Kulu Formation wasformed in the Early Miocene during a period of volcanic inactivity and subsidence following the early,mainly explosive hyper-alkaline phase of the Kisingiri complex and prior to the final eruptions ofnephelinitic lavas. The underlying Hiwegi and older formations were locally deformed and deeply erodedbefore sedimentation began in the Kulu basin, so that the Kulu sediments may be significantly youngerthan the 17.8 Ma Hiwegi Formation and not much older than the overlying Kiangata Agglomerata-LuneneLava series, loosely dated to ca. 15 Ma. The overall similarities between Kulu and Hiwegi faunas implylong-term ecological stability in this region. Our stratigraphic interpretation suggests that the Kulu faunais contemporaneous with faunas from West Turkana, implying that differences between these assem-blagesdparticularly in the primate communitiesdreflect paleobiogeographic and/or paleocologicaldifferences. Finally, the position of the Kulu Formation restricts the time frame during which thesubstantial faunal turnover seen in the differences between the primate and mammalian communities ofRusinga and Maboko Islands could have occurred.

� 2009 Elsevier Ltd. All rights reserved.

Introduction

Rusinga Island, located in Kenya’s Winam Gulf of western LakeVictoria (Fig. 1), is probably the most important Early Miocenemammal locality in Africa because of the abundance and diversityof fossil material from more than 20 distinct sites. The unusualhyper-alkaline chemistry that characterizes the early, phreaticphases of the deep-rooted Miocene eruptive centers along theKenya rift, including Napak, Elgon, and Tinderet, but most strikingly

Peppe), [email protected]), [email protected] (W.E.H.worth), [email protected]

All rights reserved.

in the Kisingiri volcanic massif, from which Rusinga is formed, leadto an extraordinary degree of preservation (Harris and Van Cou-vering, 1995). Under these conditions, fossilization occurred acrossall size classes of animals, as well as in a variety of rarely preservedorganisms such as insects, diplopods, fruits and nuts, and leaves.Rusinga is perhaps best known for the many primates that havebeen recovered, including more than a dozen partial skeletons. Inaddition to four species of strepsirhine primates, Rusinga hasproduced the largest sample of the putative stem hominoidProconsul (Le Gros Clark and Leakey, 1951; Napier and Davis, 1959;Walker and Teaford, 1988; Walker, 2007), as well as some of thebest specimens of the smaller catarrhine primate Dendropithecus(Andrews and Simons, 1977), and tantalizing remains of the enig-matic catarrhines Limnopithecus and Nyanzapithecus (see Harrison,2002). In the case of Proconsul, nearly every element in the bony

Page 2: Stratigraphic interpretation of the Kulu Formation (Early Miocene, Rusinga Island, Kenya) and its implications for primate evolution

Figure 1. (A) and (B) Generalized geologic map of Miocene strata on Rusinga Island, Kenya, in Lake Victoria. Major fossil localities and collection sites are indicated (adapted fromVan Couvering, 1972). (C) Generalized stratigraphy of Miocene strata on Rusinga Island. Stars indicate stratigraphic position of K/Ar dates of Drake et al. (1988). Fm.¼ Formation,Mbr.¼Member.

D.J. Peppe et al. / Journal of Human Evolution 56 (2009) 447–461448

skeleton is now known from at least one, and often multiple,specimens. Despite ongoing debate over the phylogenetic status ofthese Early Miocene catarrhines (e.g., Harrison, 1993; Walker,1997), it is clear that they hold a key position for understanding theorigin and subsequent evolution of the Hominoidea (Harrison,2002).

The wealth of paleontological and paleoecological data availablefrom Rusinga makes it an essential resource for Early Miocenefaunal comparisons and studies of African mammalian evolution.More than eighty-five species of fossil mammals have been docu-mented over nearly eight decades of field work (see Pickford,1986a; Drake et al., 1988; building on Le Gros Clark and Leakey,1951; Whitworth, 1958; Savage, 1965; Hooijer, 1966; Lavocat, 1973;Butler, 1984; with additions by Pickford, 1986b, 2004; Tassy, 1986;Schmidt-Kittler, 1987; Harrison, 1988; Arroyo-Cabrales et al., 2002;Phillips and Walker, 2002; Cote et al., 2007) and new taxa are stillemerging from the outcrops and from the existing collections(Pickford, 2007; Werdelin and Cote, in press). Thus, much of thecurrent understanding about Early Miocene East African mamma-lian paleobiology comes from analyses and interpretations of thefaunal remains from Rusinga Island. Nevertheless, the comparativevalue of Rusinga assemblages is diminished due to incomplete

stratigraphic and geochronologic control both within fossil sitesand across the island (Pickford, 1986a; see Andrews et al., 1997).

A critical issue of long standing debate is the placement of theKulu Formation within the larger lithostratigraphic sequence of theisland (Fig. 2). This geological unit has been mapped into Rusingastratigraphy in at least four different positions. Kent (1944) initiallyinterpreted the unit as being thrust over the underlying HiwegiFormation based on the angular relationship of the beds to theirunderlying strata. Shackleton (1951) reinterpreted the basal contactof the Kulu beds as a transgressive unconformity, suggesting thatthey were deposited after the Kiangata Agglomerate and before theLunene Lavas. Van Couvering, despite initially positioning the Kulubeds at the top of this sequence (Van Couvering and Miller, 1969),later argued for their position between the Hiwegi Formation andthe Kiangata Agglomerate (Van Couvering, 1972; see also Drakeet al., 1988). This model was largely accepted (see Pickford, 1984,1986a) until Bestland (1991) argued that the Kulu Formation wascoeval with the basal unit of the Hiwegi Formation (the KaswangaPoint Member, see Fig. 1). This last interpretation has been subse-quently used by researchers in analyses of Rusinga geology andpaleontology (Bestland et al., 1995; Retallack et al., 1995; Bestlandand Krull, 1999; Pickford, 2007).

Page 3: Stratigraphic interpretation of the Kulu Formation (Early Miocene, Rusinga Island, Kenya) and its implications for primate evolution

Figure 2. Miocene stratigraphy of Rusinga Island according to Shackleton (1951), Van Couvering and Miller (1969), Van Couvering (1972), Drake et al. (1988), Bestland (1991), andthis report. Figure modified from Bestland (1991: Fig. 3). The stratigraphic placement of the Kulu Formation is noted by shading and bold text. Fm.¼ Formation.

D.J. Peppe et al. / Journal of Human Evolution 56 (2009) 447–461 449

Bestland’s (1991) revision of the Rusinga stratigraphy hasimportant implications for understanding the chronology of EarlyMiocene mammalian evolution, with special relevance given thedense accumulation of fossils in the Kulu Formation (Pickford,1986a). Drake et al. (1988) suggested that nearly 200 m of volca-niclastic sediments from the Kiahera Formation, Rusinga Agglom-erate, and Hiwegi Formation were deposited in less than 200 k.yr. Ifthe Kulu Formation is temporally equivalent to the basal member ofthe Hiwegi Formation (Bestland, 1991), it would have also beendeposited during some portion of that interval at w17.8 Ma (Drakeet al., 1988). Consequently, the Hiwegi and Kulu faunas wouldrepresent a single temporal assemblage, and any differencesbetween them could be attributed to ecological or depositionaldifferences across Rusinga (see Pickford, 1986a).

Alternatively, the stratigraphic interpretation favored by earlierresearchers (e.g., Van Couvering, 1972; Pickford, 1984, 1986a; Drakeet al., 1988) would suggest that the Kulu Formation accumulatedbetween 17 Ma and 16.5 Ma (Drake et al., 1988), or even later, andwas thus much younger than the Hiwegi Formation deposits. Thismodel broadens the temporal range sampled by Rusinga

assemblages, and suggests that the Kulu fauna overlaps in timewith assemblages from West Turkana in Northern Kenya (Boschettoet al., 1992) and may be closer in age to the fauna from thegeographically proximate Maboko Island (Feibel and Brown, 1991).Accordingly, suggested similarities between the Hiwegi and Kulufaunas (e.g., Pickford, 1986a) would represent a lengthy period ofrelative stasis on Rusinga, while differences between the Kulu faunaand faunas from West Turkana (e.g., Pickford, 1981) would likelyreflect ecological, geographic, and taphonomic differences (see alsoLeakey and Leakey, 1986a,b). Furthermore, this interpretationwould also restrict the time frame during which the extensivefaunal turnover between Rusinga and Maboko communities couldhave happened (Pickford, 1981).

Resolving this issue is also important from the perspective ofprimate evolution. When compared to other East African localities,the Rusinga primate community is most similar to older sites fromWestern Kenya and Uganda (Pickford, 1981, 1986a), lacking thegradistically similar, but taxonomically distinct primates found inWest Turkana (e.g., Leakey and Leakey, 1986a,b; see also Harrison,2002) and the more derived cercopithecoid and hominoid primates

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D.J. Peppe et al. / Journal of Human Evolution 56 (2009) 447–461450

from Maboko Island (McCrossin and Benefit, 1994, 1997; Benefitand McCrossin, 1995, 2002). An incomplete understanding of therelative temporal positions of the different localities obscures thesignificance of these comparisons. The age of the Kulu Formation,therefore, has direct bearing on interpretations of catarrhineevolution both within the Rusinga sequence and in the broaderscope of East African ecological succession.

This report presents a reassessment of the stratigraphic positionof the Kulu Formation based on new geological and paleontologicalfield work, and supports the interpretation of Van Couvering (1972;see also Drake et al., 1988) and others (Pickford, 1986a) that theKulu Formation was deposited after the Hiwegi Formation andbefore the Kiangata Agglomerate (Fig. 2). The relationship of theKulu beds to the other formations of the Kisingiri sequence stronglysuggests that the Kulu fossils may be no older than w17 Ma andcould possibly be significantly younger.

Geological setting and previous work

The main mass of the Kisingiri volcano sits at the mouth of theWinam (formerly Kavirondo) Gulf in the Nyanza Rift and withina post-eruptive graben bounded by the Mfangano fault to thenorthwest and the Kanyamwia fault to the southeast (Fig. 1)(Shackleton, 1951; McCall, 1958; Van Couvering, 1972; Le Bas andRubie, 1977; Drake et al., 1988; Bestland, 1991). The site of thefuture Rusinga and Mfangano islands was the outer margin of thecrustal depression created by the weight of the rapidly growingcentral volcanic massif (Van Couvering, 1972; Drake et al., 1988). Inthis actively subsiding peripheral moat, w300 m of synvolcanicdeposits, now exposed in the Rusinga-Mfangano sequence, recordthe entire history of the Kisingiri volcano from the initial erosion ofthe rising central dome, through its early phase of hyperalkaline(mostly explosive) extrusions, to its culminating phase of lavaeruptions (Van Couvering, 1972; Drake et al., 1988; Bestland et al.,1995).

The first geological and stratigraphic studies of Rusinga weremade, in conjunction with early fossil expeditions, by Kent (1941,1942, 1944), Shackleton (1951), and Whitworth (1953). Later, VanCouvering (1972) made the first comprehensive geologic study ofthe entire island. Most authors recognized two distinct sequences:the Rusinga and Kisingiri Groups (Fig. 2). The older Rusinga Groupconsists of (in stratigraphic order from oldest to youngest) the pre-eruptive Wayando Formation, the volcaniclastic-tuffaceous KiaheraFormation, the Rusinga Agglomerate, the volcaniclastic-tuffaceousHiwegi Formation, which was divided into the Kaswanga Point,Grit, Fossil Bed, and Kibanga Members by Van Couvering (1972),and the predominately non-volcanic Kulu Formation (Fig. 1C). Theyounger Kisingiri Group consists of the Kiangata Agglomerate andthe Lunene Lava (Fig. 1C). Drake et al. (1988) regarded the Kulu bedsto be of group status, placed between the Rusinga and KisingiriGroups (Fig. 2).

Bestland et al. (1995) interpreted the geological sequence onRusinga to represent three cycles of accumulation correspondingto pulses of doming and eruption in the center of the Kisingiricomplex, as exposed on Rangwa Hill opposite Rusinga on themainland (McCall, 1958; Le Bas and Rubie, 1977). Their Cycle Icorresponded to the Wayando and Kiahera Formations. Cycle IIencompassed the Rusinga Agglomerate, Kulu Formation, andlower units of the Hiwegi Formation (inferred as the KaswangaPoint, Grit, and Fossil Bed Members). Cycle III comprised theuppermost member of the Hiwegi Formation (the KibangaMember), the Kiangata Agglomerate, and the Lunene Lavas. Thiscyclic sedimentation model relied in part on Bestland’s (1991)interpretation of the Kulu Formation interfingering with the baseof the Hiwegi Formation, because it divided the three cycles into

two general phases of volcanic growth: the first phase, which isrepresented by Cycles I and II, produced fine-grained deposits, andthe second phase, which is represented by Cycle III, producedcoarse-grained debris flows. However, if the Kulu Formationoverlays the Hiwegi Formation, then this three-cycle modelbecomes more complicated, because the lacustrine, fine-grainedsediments of the Kulu would be part of Cycle III and the lithologiesof the Kulu do not fit the coarse-grained debris flow model pre-dicted by Bestland et al. (1995). This would indicate that therewere unrecognized periods of subsidence or inactivity during thegrowth of the w3000 m Kisingiri stratocone during Cycle III thatwould allow the Kulu lacustrine facies to be deposited. Addition-ally, it would suggest that Cycle III did not represent a full changein depositional regime from the finer-grained volcaniclastics ofCycle I and II deposits to coarse-grained debris flows because therewould be fine-grained deposits in the middle of the volcanicdoming cycle.

Although much of the Rusinga Island geologic sequence is vol-caniclastic, dating the Rusinga strata has been surprisingly difficultdue to the secondary leaching of potassium from the large pyro-clastic biotites that are the only datable mineral in the tuffs, and tothe unsuitability of the lavas for whole-rock dating (Drake et al.,1988). Thus, the earliest K/Ar analyses from Rusinga (Everndenet al., 1964; Van Couvering and Miller, 1969), as well as those on themainland sequence (Bishop et al., 1969; Le Bas and Rubie, 1977),produced a wide range of ages often at odds with one another andwith observed stratigraphy. Using step-heating analysis, Drakeet al. (1988) dated only the unaltered portions of biotite crystals toobtain five dates from Rusinga tuffs across an approximately 65 msection from the upper Kiahera Formation to the lower HiwegiFormation (see Fig. 1C). All of these dates were w18 Ma, with anaverage age of 17.9� 0.16 Ma. Based on these analyses, Drake et al.(1988) inferred that the Kiahera Formation, the Rusinga Agglom-erate, and the Hiwegi Formation all accumulated very rapidly (in<200 k.yr.). They also estimated the age of the Kulu Formation to bebetween w18 Ma and 16.5 Ma, and most likely w17 Ma or younger.While new 40Ar/39Ar dating techniques may yet prove successful indating some of the volcanic deposits in the Rusinga sequence, it isunlikely that the non-volcanic Kulu deposits will ever yield datablesamples. Therefore, improved age estimates of the Kulu Formationwill likely only come from placing it within the geological sequenceand refining the upper and lower estimates for its deposition.

Stratigraphy of the Kulu Formation

Cichlid fish fossils were found in laminated shales and siltstoneson the lower slopes of Lunene Peak during some of the earliestfossil expeditions to the island (see J.A.H. Van Couvering, 1982).These shales were first referred by Kent (1944) to the ‘‘upperargillaceous series,’’ and subsequently by Shackleton (1951) to the‘‘Kulu Series.’’ Van Couvering (1972) designated these beds, whichare composed of a lacustrine facies and a marginal breccia and gritfacies, as the Kulu Formation. Drake et al. (1988) considered the‘‘Kulu beds’’ to be of group status, deposited during a non-volcanicinterval between the eruptions that formed the Rusinga andKisingiri Groups. Bestland (1991) divided the Kulu Formation intothree distinct lithologic units: (1) laminated siltstones andconglomerates, (2) breccia beds, and (3) steeply dippingsandstones.

Van Couvering (1972: 92–94) interpreted the Kulu Formation(Fig. 2) to be post-Hiwegi age because, (1) it was found uncon-formably overlying the Rusinga Agglomerate and Hiwegi Formationacross the island, and (2) the Kulu breccias and grit facies includelarge clasts from both the Rusinga Agglomerate and HiwegiFormation. He interpreted the Kulu Formation to be of pre-Kiangata

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D.J. Peppe et al. / Journal of Human Evolution 56 (2009) 447–461 451

age because the Kulu beds crop out topographically lower than theadjacent steep cliffs of the Kiangata Agglomerate, yet contain noclasts of the distinctive nephelinitic basalt of that formation.Furthermore, he noted that the lacustrine Sena Beds on MfanganoIsland, which may be contemporaneous with the Kulu beds (but seePickford, 1986a), were clearly deposited on top of the HiwegiFormation and capped by the Kiangata Agglomerate.

Bestland (1991) reinterpreted the stratigraphic position of theKulu beds to be contemporaneous with the basal unit of the HiwegiFormation, which he called the red tuff. Based on his descriptionand tracing of his sections, we infer this basal unit to be the Kas-wanga Point Member (Van Couvering, 1972; Pickford, 1984, 1986a;Drake et al., 1988). Bestland’s interpretation was based on threelines of evidence. First, he interpreted the tuffaceous beds of theHiwegi Formation (i.e., the Kaswanga Point Member) to grade intothe conglomeratic and brecciated beds of the Kulu Formation.Second, he noted two compositional zones in the brecciated beds ofthe Kulu: a lower zone containing primarily clasts of RusingaAgglomerate, and an upper zone that contained clasts of the Hiwegired tuff and the Rusinga Agglomerate. Third, in two locations(sections C/D and G [Bestland, 1991: 1070–1071]) he mapped theHiwegi Formation overlying the Kulu Formation.

Figure 3. Topographic map of study area indicating position of all sites mapped duringthis study (see Table 3 for geographic coordinates). Dashed lines indicate position ofroads within the study area.

Methodology and results

The work on the Kulu Formation presented here derives fromfield work conducted between 2006–2009 as part of our ongoingresearch into the paleoanthropology, paleoecology, and geochro-nology of the Kisingiri fossil localities. One of two field seasons in2007 was aimed specifically at assessing the stratigraphy of theKulu Formation and its overall position in the Rusinga geologicalsequence. To do so, we traced the upper and lower contacts of theKulu Formation at its major outcrop exposures on the south side ofRusinga Island (e.g., the Nyamsingula gully system, Kulu [Kolo]Gullies North and South, and Wakondo; Fig. 3). Additionally, wemeasured two lithostratigraphic sections through the KuluFormation at the Nyamsingula gully system, which has the bestexposures of the Kulu Formation and its different facies (Tables 1and 2, Fig. 3), and revisited all sections mapped and measured byVan Couvering (1972) and by Bestland (1991). Lithostratigraphicsection DP0763 (Tables 1 and 3) was measured at approximatelythe same place as Bestland’s section C (1991: 1070–1071, Figs. 4–6).Section DP0764 (Tables 2 and 3) was measured w100–150 mnorthwest of Bestland’s section D (1991: 1070–1071, Figs. 4–6). Wealso measured the thickness of each of the members of the HiwegiFormation north of the Nyamsingula gully. Both sections of the Kuluwere scraped clean to expose undeformed bedding and lithologiccontacts, and were logged systematically to the nearest centimeter(Tables 1 and 2, Fig. 4). Each bed from each section was tracedlaterally between the two sections to determine the stratigraphicrelationship of the beds and of the different facies of the KuluFormation. The Hiwegi Formation and its members were logged atmeter-scale resolution.

Based on these sections, and our reassessment of thosemeasured by Van Couvering (1972) and Bestland (1991), we wereable to confirm that the Kulu Formation at Nyamsingula is 15–20 mthick. In the past, the Kulu Formation has been divided into eithertwo or three lithologic units. Van Couvering (1972) divided theformation into (1) lacustrine beds, and (2) breccias and grits.Bestland (1991) identified three units within the Kulu Formation:(1) laminated siltstones and conglomerates, (2) breccias beds, and(3) steeply-dipping sandstones.

Our stratigraphic sections and detailed tracing of all of themajor Kulu outcrops favor dividing the formation into two distinct

lithologic units, similar to those proposed by Van Couvering(1972). We relocated Bestland’s (1991) ‘‘steeply-dipping sand-stones’’ in the center of the main Nyamsingula gully and confirmedthat these sandstone beds laterally grade into finer-grained lami-nated beds (i.e., Bestland’s ‘‘laminated siltstones and conglomer-ates’’). In addition, we measured the dip of the ‘‘steeply-dippingsandstones’’ and found that it decreases down gully and away fromthe inferred basin margin from w20� SSE to approximatelyflat-lying (Table 3, Figs. 4B and 5A). Furthermore, both the‘‘steeply-dipping sandstones’’ and the ‘‘laminated siltstones andconglomerates’’ are characterized by very similar yellow to yellow-brown to orange-brown colors (Munsell colors 10YR 8/2 to 10YR 8/6 to 10YR 7/4 to 10YR 6/6). Due to the lateral gradation in grainsize and decrease in dip of the beds away from the interpretedbasin margin, the similarity in color, the fact that both the‘‘steeply-dipping sandstones’’ and the ‘‘laminated siltstones andconglomerates’’ are laminated and laterally grade into each other,and the presence of conglomerate beds in both units, we recognizethese as a single lithological unit. Accordingly, we identify twounits in the Kulu Formation: (1) laminated shale, siltstone, andsandstone (Ks); and (2) matrix-supported conglomerate andbreccias (Kc) (Fig. 4), referred to hereafter as Ks and Kc, respec-tively. The two major units interfinger with each other and arestratigraphically equivalent (Figs. 4B and 5A), but each representsa different depositional setting (sensu Bestland, 1991).

Page 6: Stratigraphic interpretation of the Kulu Formation (Early Miocene, Rusinga Island, Kenya) and its implications for primate evolution

Table 1Lithostratigraphic section DP0763.

Unit UnitThickness (cm)

CumulativeThickness (cm)

Description Formation Facies

1 255 255 matrix supported, polymictic conglomerate, clasts pebble- to cobble-sized,matrix white to pink, med to coarse ss, garnets common in clasts and matrix

RusingaAgglomerate

n/a

2 20 275 laminated, grey zs, highly fractured Kulu Ks3 220 495 laminated, grey to tan to brown interbedded zs/ms, occasional vf ss layers,

laminae up to 5 cm thickKulu Ks

4 150 645 clast supported, polymictic conglomerate, clasts pebble- to cobble-sized,matrix brown to yellow to tan f to coarse ss, bed thins laterally anddown cuts into bed 3

Kulu Ks

5 10 655 coarse brown ss, poorly consolidated Kulu Ks6 230 885 laminated tan to grey to brown coarse ss, occasional zs layers and cross-bedding Kulu Ks7 15 900 med grey to brown ss Kulu Ks8 95 995 med tan to brown ss, interbedded zs layers, poorly laminated Kulu Ks9 250 1245 well-laminated, tan to brown to grey interbedded zs/f ss, sequence fines upward,

laminae from 0.5 cm to w10 cm thickKulu Ks

10 110 1355 clast supported, polymictic conglomerate, clasts pebble to cobble sized, very little matrix,matrix brown to yellow to tan f to coarse ss, bed thins laterally and down-cuts into bed 9

Kulu Ks

11 350 1705 finely laminated, yellow to tan vf to f ss, laminae 1–5 cm thick Kulu Ks

All beds in section DP0763 are flat-lying with a dip of 0� . Unit¼ the stratigraphic bed; Unit thickness¼ total thickness of stratigraphic unit in centimeters; Cumulativethickness¼ total thickness of the stratigraphic section in centimeters; Description¼ lithologic description of each stratigraphic unit (med¼medium grained, f¼ fine-grained,vf¼ very fine-grained, ss¼ sandstone, zs¼ siltstone, ms¼mudstone); Formation¼ stratigraphic formation; Facies¼ facies of the Kulu Formation.

D.J. Peppe et al. / Journal of Human Evolution 56 (2009) 447–461452

Kulu Formation: laminated shale, siltstone, and sandstone beds (Ks)

The Ks beds (also referred to as the ‘‘fish beds’’ and the ‘‘lacus-trine beds’’ by Van Couvering [1972] and the ‘‘laminated siltstonesand conglomerates’’ and the ‘‘steeply dipping sandstone’’ of Best-land [1991]) are found at all of the exposures of the Kulu Formation(Fig. 1). The Ks beds are easily recognizable by their yellow to tan toorange-brown color (Fig. 5). The beds are occasionally cross-bedded and graded upward. These beds are w15 m thick (Fig. 4),but range significantly in thickness between exposures from w3–30 m (see also Van Couvering, 1972). The fossiliferous beds in thisunit are typically flat-lying, but dips of up to 25� to the E, ESE, and Swere measured at Wakondo, Kulu Gullies North and South, and theNyamsingula gully system (Table 3). Van Couvering (1972) notedthat the beds are often altered to calcite or authigenic potassiumfeldspar. In some cases, such as at the Wakondo locality, the bedsare completely calcified (Van Couvering, 1972). This type of post-depositional mineralization is characteristic of the alkalinechemistry of desert playas, not tropical lakes with diverse fishpopulations, and argues for a density-stratified lake in which thesaline bottom waters were saturated with alkaline ions leachedfrom the enclosing hyperalkaline volcanics (J.A.H. Van Couvering,1982; Harris and Van Couvering, 1995). This would account for the‘‘Rusinga-like’’ quality of preservation of Ks fossils, even though thesediments themselves are not related to volcanic activity (J.A.H. VanCouvering, 1982; Harris and Van Couvering, 1995).

Table 2Lithostratigraphic section DP0764.

Unit UnitThickness (cm)

CumulativeThickness (cm)

Description

1 260 260 red tuffaceous ss to airfall tuff, biotite crystals u

2a 975 1235 matrix supported, polymictic breccia, clasts at bfines upward to pebbly conglomerate, some poclasts of Hiwegi Formation and Rusinga Agglom

3b 50 1285 tan to grey coarse ss, poorly laminated, fines up4b 500 1785 well-laminated, tan to brown to orange med to

occasional conglomeratic pebbly layers

Unit¼ the stratigraphic bed; Unit thickness¼ total thickness of stratigraphic unit in ccentimeters; Description¼ lithologic description of each stratigraphic unit (med¼mediuFacies¼ facies of the Kulu Formation.

a breccia thickens west and northwest (e.g., across gullies and up gully at Nyamsingulb beds 3 and 4 correlate to beds 4–9 in DP0763.

The laminated shales, siltstones, and sandstones of the Ks bedsare occasionally interrupted by clast-supported conglomeratesmade up of well-rounded pebble to cobble sized clasts (Fig. 5E). Thebasal contact of this unit is non-conformable, with laminated shaleand siltstone beds lying unconformably over either the RusingaAgglomerate (e.g., at Nyamsingula gully and Wakondo; Fig. 5D) orthe Hiwegi Formation (e.g., at Kulu Gullies North and South,Nyamsingula gully; Fig. 5C). Also observable in Nyamsingula gully,the Ks beds coarsen laterally to the north where they interfingerwith and overlie the brecciated Kc beds (Figs. 4B and 5A). In theKulu Gully North, the Ks beds overlie steeply dipping Kc beds. InKulu Gully South, the Ks beds dip w25� ESE and unconformablyoverlie the flat-lying beds of the Kaswanga Point and Grit Membersof the Hiwegi Formation (Table 3, Fig. 5D).

Kulu Formation: matrix supported conglomerate and brecciabeds (Kc)

The Kc beds (also referred to as the ‘‘breccias and grits’’ by VanCouvering [1972] and the ‘‘Breccia beds’’ by Bestland [1991]) areseen at the Nyamsingula gully system and the Kulu Gully North.This unit is approximately 5–15 m thick (Fig. 4) and fines upwardfrom a matrix-supported mega-breccia, with clasts up to 5 m indiameter, to a matrix-supported pebbly conglomerate. Clasts of theKaswanga Point Member and Grit Member of the Hiwegi Formationand clasts of the Rusinga Agglomerate are frequently found,

Dip Formation Facies

p to 5 cm in diameter common throughout 0� Hiwegi: KaswangaPt. Member

n/a

ase up to 3 m in diameter,or laminations, occasional coarse ss layers,erate common, clasts show imbrication to SSE

20� Kulu Kc

ward, well rooted near top 20� Kulu Kscoarse ss, laminae 1–15 cm thick, 0–20� Kulu Ks

entimeters; Cumulative thickness¼ total thickness of the stratigraphic section inm grained, ss¼ sandstone); Dip¼ dip of beds; Formation¼ stratigraphic formation;

a).

Page 7: Stratigraphic interpretation of the Kulu Formation (Early Miocene, Rusinga Island, Kenya) and its implications for primate evolution

Table 3Geographic location of all basal contacts of the Kulu Formation mapped during this study.

Locality Site Number Kulu Facies Dip Overlying Location (UTM, WGS84)

Kulu Gully Kulu Gully Ks 25� , ESE Hiwegi Fm., Grit Member 36M 631907, 9955688

Kulu Gully North DP0762 Ks 10–15� , E Hiwegi Fm., Grit Member 36M 632065, 9955720

Kulu Gully South Kulu Gully South Ks 10� , ESE Hiwegi Fm., Grit Member 36M 632042, 9955610

Nyamsingula DP0756 Kc 15–30� , SSE Hiwegi Fm., Kaswanga Point Member 36M 631666, 9955126

Nyamsingula DP0757 Kc 15–25� , SSE Hiwegi Fm., Grit Member 36M 631685, 9955170

Nyamsingula DP0758 Kc 20–25� , SSE Hiwegi Fm., Grit Member 36M 631726, 9955230

Nyamsingula DP0759 Ks 0� , n/a Rusinga Agglomerate 36M 631781, 9955018

Nyamsingula DP0760 Kc 10–15� , SSE Rusinga Agglomerate 36M 631852, 9954964

Nyamsingula DP0761 n/a 0� , n/a Rusinga Agglomerate/Hiwegi Fm. contact 36M 631590, 9955090

Nyamsingula DP0763 Ks 0� , n/a Rusinga Agglomerate 36M 631777, 9955014

Nyamsingula DP0764 Kc 20� , SSE Hiwegi Fm., Kaswanga Point Member 36M 631658, 9955134

Nyamsingula Ks/Kc Ks/Kc 0–20� , SSE Ks–Kc contact 36M 631731, 9955040

Wakondo Wakondo Ks 20–30� , SSE Rusinga Agglomerate 36M 630606, 9953415

Locality¼ geographic area on Rusinga Island; Site number¼ sites mapped in Figure 3; Kc¼ Kulu Formation matrix supported conglomerates and breccias; Ks¼KuluFormation, laminated siltstone, sandstone, and shale beds; Dip¼ degree and direction of the dip of beds; Overlying¼ formation that the Kulu rocks are overlying;Fm.¼ formation.

D.J. Peppe et al. / Journal of Human Evolution 56 (2009) 447–461 453

unsorted, in the basal 5 m of the Kc beds (Fig. 6), while no clasts ofthe Kiangata Agglomerate and Lunene Lavas were found. Some ofthe clasts show imbrication to the south-southeast, indicatinga SSE/NNW flow direction (Fig. 6A).

Locally, the Kc beds dip as much as 15–25� SSE and ESE (Table 3).Like the laterally equivalent laminated sandstone and siltstone bedsof the Ks unit, the Kc beds rest unconformably on the underlyingeruptive series (Fig. 7). In Nyamsingula gully, the Kc beds, which aredipping 15–25� SSE, unconformably overlie the flat-lying KaswangaPoint and Grit Members of the Hiwegi Formation and the RusingaAgglomerate. In the Kulu Gully North, the Kc beds, which aredipping 10–15� E, unconformably overlie flat-lying beds of the GritMember of the Hiwegi Formation. As with the Ks beds, the Kc bedsoverlap higher in the Hiwegi sequence as one goes north towardsthe Kulu gullies. The Kc beds also conformably interfinger with theKs beds (Fig. 5A).

Paleontology of the Kulu Formation

Many of the historically collected Kulu fossils are not associatedwith precise stratigraphic information and often have ambiguoussite designations (see discussion in Pickford, 1984, 1986a). Thus,having some knowledge about the preservation of these fossils iscrucial for efforts to determine which previously collected fossilsderived from Ks beds, Kc beds, or the Kaswanga Point Member(sparsely fossiliferous in the Nyamsingula gully area). Our recent(e.g., McNulty et al., 2007) and continuing paleontological work hasshown that specimens deriving from the Ks and Kc beds of the KuluFormation can easily be distinguished based on color. Fossils fromthe Kc beds have a distinct reddish grey or reddish white colordifferentiating them from all other Rusinga fossils (including thedarker reddish black to black fossils from the Gumba Red Beds). TheKc beds are not as densely fossiliferous as the Ks beds, but partialskeletons of medium to large-sized animals are preserved withunusually high frequency. Small mammals are generally rare in theKulu Formation. However, a new site at Nyamsingula discovered inJanuary 2009 in the Kc and Ks beds yielded several fossils ofsmall-bodied taxa suggesting that small animals may be under-represented in historical collections. Kc fossils are known almostexclusively from Nyamsingula, and can be found in most of theprimary drainages of that gully system.

The Ks beds commonly contain coprolites and cichlid fishimpressions (Van Couvering, 1972; J.A.H. Van Couvering, 1982;Pickford, 1986a), as well as numerous mammalian and reptilianfossils in the coarser-grained beds (Pickford, 1986a). Specimensfrom the Ks beds are typically tan to dark brown, which is distinctfrom the Kc fossils, but not unlike specimens from other Rusingastrata. The Ks beds are densely fossiliferous at Nyamsingula, espe-cially on the ridge between mapped points DP0763 and Ks/Kc (seeFig. 3), and somewhat less so at Wakondo. Excepting the cichlidimpressions, Ks fossils differ from those in the Kc beds by beingmore fragmentary and only rarely found in associated partialskeletons. The one exception to this is the southwestern of the twoKulu outcrops at Wakondo, which has yielded several associatedlarge mammal remains during our field seasons.

In addition to the primary collecting sites at the Nyamsingulagully system and the small outcrops near Wakondo Primary School,Van Couvering (1972) mapped three sparsely fossiliferous Kulusites that he called Kosala (Kosala 1 in Pickford, 1986a), Kosala 2,and Nyamuga. He also reported the discovery of a few fragmentaryfossils ‘‘near Nyamuga School’’ (Van Couvering, 1972: 90). NyamugaSchool is proximate to the easternmost outcrops of the Kulu beds,however, it is on the main Island Ring Road and not near the fossilsite mapped as ‘‘Nyamuga’’ (Van Couvering, 1972: Plate 1; Pickford1986a: Figure III-16), which is also the word used to describe thearea southeast of Kiangata hill. During the 2007 field season, welocated a fossil bone bed near the road between Nyamsingula andthe Kulu gullies. Comparisons with Van Couvering’s (1972) originalmaps revealed that this locality is almost certainly ‘‘Nyamuga’’ (seealso Pickford, 1984, 1986a), which can now be located on thesurface at our ‘‘Kulu Gully South’’ coordinates (36M 632042,9955610) and westward to the road (see Fig. 3). Recent improve-ments to this road have destroyed some of the fossiliferous Ks beds,but a moderate collecting area remains intact. During limitedprospecting, this locality yielded several fossils including partialmandibles of the proboscidean Prodeinotherium hobleyi and ananthracothere, cf. Brachyodus aequatorialis.

The most recent faunal list for the Kulu Formation (Table 4)combines and reconciles previous lists published by Pickford (1984,1986a; Drake et al., 1988). It also updates the taxonomy based onthe work from our excavations as well as taxonomies by many otherresearchers (Le Gros Clark and Leakey, 1951; Whitworth, 1958;

Page 8: Stratigraphic interpretation of the Kulu Formation (Early Miocene, Rusinga Island, Kenya) and its implications for primate evolution

Figure 4. (A) Lithostratigraphic sections of laminated shale, siltstone, and sandstone beds (Ks) and matrix supported conglomerate and breccia beds (Kc) of the Kulu Formation. Insection DP0764, the Kc beds unconformably overlie the Hiwegi Formation, and in section DP0763, the Ks beds unconformably overlie the Rusinga Agglomerate. Lines indicatecorrelated beds. Correlation between the sections indicates that the Kulu Formation is approximately 15–20 m thick and the Ks and Kc beds are stratigraphically equivalent. Widthof lithologic beds represents grain size. (B) Composite cross section illustration of the Nyamsingula gully system. Approximate positions of the two measured sections (DP0763 andDP0764) are indicated. The Kc and Ks beds interfinger with one another in the middle of the gully system. The Kc beds unconformably overlie the Hiwegi Formation and the RusingaAgglomerate. In this illustration, the Ks beds overlie the Rusinga Agglomerate and the Kc beds. In other areas of the gully system, the Ks beds overlie the Hiwegi Formation.Fm.¼ Formation, Mbr.¼Member.

D.J. Peppe et al. / Journal of Human Evolution 56 (2009) 447–461454

Savage, 1965; Hooijer, 1966; Lavocat, 1973; Butler, 1984; Pickford,1986b, 2004, 2007; Tassy, 1986; Schmidt-Kittler, 1987; Walker et al.,1993; de Bonis et al., 1995; Lehmann, 2009; S. Ducrocq, pers.comm.). The addition of Proconsul heseloni to this faunal list is basedon the 2007 discovery of a small upper left canine (field number RU2007-476), comparable to KNM RU 1871 (see Andrews, 1978), and isparticularly noteworthy as it indicates that all three of the relativelyabundant Rusinga catarrhine primates (P. heseloni, P. nyanzae, andDendropithecus macinnesi) are now known from the Kulu Forma-tion. The absence of Limnopithecus and Nyanzapithecus from theKulu Formation is interesting given that they are the only catar-rhine genera with representative species known also from theyounger Maboko assemblages (see discussion below). While thisabsence could be related to a taphonomic size bias in the Kulu fauna

or to paleoecological differences between Hiwegi and Kulu deposits(i.e., a real absence in the faunal community), the simplest expla-nation is that these relatively scarce Rusinga primates have simplynot yet been found in the less well sampled Kulu Formation.Alternatively, the overall paucity of primates in the Kulu Formationmay itself be of paleoecological significance.

Interpretations and discussion

Stratigraphic position of the Kulu Formation

Based on our stratigraphic measurements and detailed mappingof bedding contacts discussed above, we were able to determinethe stratigraphic position of the Kulu Formation in the Rusinga

Page 9: Stratigraphic interpretation of the Kulu Formation (Early Miocene, Rusinga Island, Kenya) and its implications for primate evolution

Figure 5. (A) View looking NE of the Ks and Kc beds interfingering. The Ks beds thin and the Kc beds thicken to the W and NW towards the top of the Nyamsingula gully system. TheKs beds are primarily flat-lying; however, to the W and NW the beds increase in dip up to 20� . The Kc beds are primarily dipping 20–25� . (B) Relatively flat-lying, inter-beddedsiltstone and sandstone beds of the Ks beds. The finer-grained siltstone beds make distinct, light colored ledges. (C) ESE dipping beds of the Ks unit overlying the relatively flat-lyingbeds of the Kaswanga Point Member of the Hiwegi Formation in Kulu Gully South. Black dashed line indicates approximate position of the formational contact. White dashed linesindicate approximate position and dip of beds of the Kulu and Hiwegi Formations. (D) Laminated shale, siltstone, and sandstone beds (Ks) of the Kulu Formation unconformablyoverlying the Rusinga Agglomerate. Dashed line indicates approximate position of unconformable contact between the Kulu Formation and Rusinga Agglomerate. (E) View lookingENE of relatively flat-lying Ks beds. Arrows indicate conglomeratic lenses in the Ks beds. White dashed lines indicate approximate position of upper and lower contact of each lens.This photo illustrates that there are conglomeratic beds in the Ks beds of the Kulu Formation, and shows that they are frequently overlain by well-laminated shale, siltstone, andsandstone beds characteristic of the Ks beds.

D.J. Peppe et al. / Journal of Human Evolution 56 (2009) 447–461 455

Island sequence (Fig. 2). At Nyamsingula and the North and SouthKulu Gullies, both Ks and Kc beds of the Kulu Formation overlie theKaswanga Point Member. In the Nyamsingula gully system and theKulu Gully North, the Kc and Ks units overlie both the KaswangaPoint Member and the Grit Member of the Hiwegi Formation(Fig. 5E, F). Furthermore, clasts of the Rusinga Agglomerate and ofthe Kaswanga Point and Grit Members of the Hiwegi Formation canall be found randomly distributed throughout the Kc beds in theNyamsingula gully system as well as in the North and South Kulugullies (Fig. 5). These two pointsdspecifically, the (1) randomdistribution of Kaswanga Point Member and Grit Member clasts inthe Kc beds, and (2) superposition of both the Kc and the Ks bedsover the Kaswanga Point and Grit Members at multiple loca-tionsdpreclude the Kulu Formation from being depositedcontemporaneously with the Kaswanga Point Member of theHiwegi Formation (contra Bestland, 1991). Instead, this evidence isconsistent with a Kulu Formation that accumulated after thedeposition of the Hiwegi Formation.

Our measures and assessments of the stratigraphic sectionslargely agreed with those identified previously by Van Couvering(1972) and Bestland (1991). With regard to the placement of theKulu Formation, however, we disagree with two sections in whichBestland (1991: Fig. 5, sections C/D and G) mapped the HiwegiFormation overlying the Kulu Formation. Our stratigraphic sectionDP0763, measured in approximately the same place as Bestland’s

section C, records two conglomeratic beds that are 150 cm and110 cm thick, respectively (Beds 4 and 10, Table 1, Fig. 4), and up tothree such lenses were observed in some sections of Nyamsingula(Fig. 5E). Both conglomerates in section DP0763 are yellow toyellow-brown to brown (Munsell colors 10YR 8/2 to 10YR 8/6 to10YR 7/4 to 10YR 6/6), polymictic and clast-supported, withgranule to pebble to cobble-sized clasts and very little matrix. Thislithology and color is distinctive of the conglomerates throughoutthe Ks beds of the Kulu Formation and markedly different from theconglomerates of the Hiwegi Formation (Munsell colors 2.5 YR to 7YR), which are typically matrix-supported, tuffaceous, and full ofvolcaniclastic sediments (Van Couvering, 1972; D. Peppe, unpub-lished data). Furthermore, both conglomeratic beds in the sectionthinned laterally to the south and both beds are overlain by finelylaminated siltstones and sandstones typical of the Ks beds, indi-cating that they are conglomeritic lenses within the Ks beds of theKulu Formation (see Fig. 4) and not beds of the Hiwegi Formation,as suggested by Bestland (1991).

At Bestland’s section G (point Ks/Kc and surrounding area,Fig. 3), we identified clasts of the Rusinga Agglomerate and of theKaswanga Point and Grit Members in the Kc beds at the base.Topping this section is an approximately 2 m thick conglomeratethat Bestland mapped as the Hiwegi Formation. However, similar tothose noted above, this bed is characteristic of the conglomerates inthe Ks beds in that it is yellow to brown, polymictic, and clast-

Page 10: Stratigraphic interpretation of the Kulu Formation (Early Miocene, Rusinga Island, Kenya) and its implications for primate evolution

Figure 6. (A) Clasts of Rusinga Agglomerate and Hiwegi Formation in matrix supported conglomerate and breccia beds (Kc) of the Kulu Formation. Clasts demonstrate slightimbrication to SSE indicating a SSE/NNW flow direction. (B) View looking WSW at dipping Kc beds. Arrows indicate clasts of Rusinga Agglomerate and Hiwegi Formation in matrix-supported megabreccia. Some clasts are up to 3 m in diameter. (C) Arrows indicate clasts of the Rusinga Agglomerate in the Kc beds. (D) Arrow indicates a large clast of the GritMember of the Hiwegi Formation in the Kc beds. Mbr.¼Member.

D.J. Peppe et al. / Journal of Human Evolution 56 (2009) 447–461456

supported with very little matrix, and therefore unlike typicalHiwegi Formation deposits. Thus, we also interpret this conglom-eratic bed to be part of the Ks beds of the Kulu formation and nota bed of the Hiwegi Formation (contra Bestland, 1991).

Based on the presence of clasts of the Rusinga Agglomerate andof the Kaswanga Point and Grit Members of the Hiwegi Formation(see Fig. 5), multiple occurrences of the Ks and Kc beds overlyingthe Rusinga Agglomerate and both the Kaswanga Point and GritMembers of the Hiwegi Formation (see Fig. 5), and the geographicand topographic position of the Kulu beds, we interpret theplacement of the Kulu Formation to be stratigraphically betweenthe Hiwegi Formation and the Kiangata Agglomerate. Furthermore,because the Kulu beds lie unconformably on the Hiwegi Formationand the Rusinga Agglomerate, we interpret the basal contact of theKulu Formation to be a transgressive unconformity (Fig. 8).

Deposition

We interpret the Ks unit of the Kulu Formation to representa lacustrine deposit of fine-grained shales, siltstones, and sand-stones that was occasionally incised by high-energy currents thatdeposited conglomeratic lenses. On the eastern sides of the island,the Ks beds coarsen to the north-northwest. We interpret thiscoarsening sequence to indicate closer proximity to the sedimentsource probably from the north-northwest, most likely in theinterior of the present day island (see Bestland, 1991). Furthermore,we agree with Bestland’s (1991) interpretation that the brecciasand conglomerates of the Kc unit represent an alluvial fan or fandelta deposit composed of material that was eroding from steepexposures of the Hiwegi Formation and Rusinga Agglomerate,probably along a nearby fault scarp. The presence of partiallyarticulated skeletons in the Kc beds suggests that some of thebreccias and conglomeratic beds were debris flows that generallyentombed skeletal remains preventing the destruction,

disarticulation, and hydraulic sorting by size, shape, or density (e.g.,Behrensmeyer, 1975; Rodgers, 2005). The significant dip andimbricated clasts in the Kc beds on the eastern side of the islandsuggest a flow direction from the north-northwest toward thelaminated Ks unit.

These results support previous interpretations that a deposi-tional basin was created by progressive subsidence of up to 75 m asestimated by Drake et al. (1988) along a fault near the center ofRusinga Island. Thus, the Kc beds represent a marginal alluvial fan/fan delta deposit (Bestland, 1991) adjacent to the fault scarp, whilethe laminated, fine-grained Ks beds were being deposited moretowards the center of the basin in a relatively quiet lacustrinesetting.

Drake et al. (1988) argued that the Kulu Formation was depos-ited during approximately 1.5 m.yr. of volcanic dormancy. Duringthis inactive interval, the central massif would have subsided alongnewly-created marginal faults, creating local escarpment-boundedlakes. In these circumstances, the upper strata (Hiwegi Formationand Rusinga Agglomerate) in the previously below-grade marginalzone would have been exposed to erosion, creating alluvial fans(Bestland, 1991) along the lake shores, such as the Kc facies of theKulu Formation, while the central part slowly filled with fine-grained clays such as the lacustrine Ks facies (Fig. 8). The numerousfossils of whole-bodied cichlid fish in the fine-laminated, well-oxidized layers of the Ks facies, as well as the noted tendency tosecondary calcification, indicates that the fresh water in the lakerested on a highly mineralized water body (J.A.H. Van Couvering,1982) that would also be conducive to the fossilization of bone.

Age of the Kulu Formation

This reinterpretation of the stratigraphic placement of the KuluFormation between the Hiwegi Formation and the KiangataAgglomerate has significant implications for the estimated age of

Page 11: Stratigraphic interpretation of the Kulu Formation (Early Miocene, Rusinga Island, Kenya) and its implications for primate evolution

D.J. Peppe et al. / Journal of Human Evolution 56 (2009) 447–461 457

the unit. As suggested by Drake et al. (1988), the Kulu Formationcannot be any older than the 17.8 Ma radiometric date associatedwith the basal 5 m of the Hiwegi Formation. As the entire HiwegiFormation is at least 100 m thick, it is likely that the Kulu Formationis significantly younger than 17.8 Ma. However, because the basalcontact of the Kulu is a major erosional unconformity, it is difficultto determine the amount of time missing between Hiwegi and Kuludeposition (Van Couvering, 1972). Following Drake et al. (1988), weestimate that the Kulu is younger than 17 Ma.

The younger age limit of the Kulu Formation is also somewhatproblematic. Drake et al. (1988) report two whole-rock ages,14.9� 0.5 Ma and 15.7� 0.9 Ma, from the capping Lunene Lava.When these dates are averaged with four other whole-rock datesfrom Van Couvering and Miller (1969), the mean age for the LuneneLava is 16.4�1.8 Ma. However, whole-rock ages from the Kisingirilavas on the mainland are approximately 2–5 m.yr. younger(11.4� 0.6 Ma to 14.4� 0.4 Ma: Le Bas and Rubie, 1977). Further-more, melanite-nephelinite lava, with its low potassium content, isnot a particularly good candidate for dating and none of the datesassociated with the Kiangata Agglomerate or Lunene Lavas can beconsidered reliable (Drake et al., 1988).

It is therefore possible that the younger age limit for the KuluFormation extends well into the middle Miocene. The age rangecan be restricted, however, based on two lines of evidence. First,the Kiangata Agglomerate flowed from the Rangwa center acrossthe Kulu basin to cover an eroded and planed-off landscape ofdeeply faulted and folded Rusinga Group strata (Drake et al.,1988). The erosive lower contact of the Kiangata Agglomeratesuggests that there was a hiatus between deposition of the Kuluand the overlying Kiangata Agglomerate (Van Couvering, 1972).Furthermore, the Lunene lava that caps the Rusinga and Mfanganosequences is probably at the base, and thus older than the upperflows preserved in the paleotopographically higher and less-eroded mainland sequence. Without further mapping anddetailed mineralogical study, however, we have no evidence tofavor Drake et al.’s (1988) dates for the Lunene Lava over theyounger dates obtained on mainland lavas of similar compositionby Le Bas and Rubie (1977).

Second, the fauna from the Kulu formation suggests that it issignificantly older than 11.4 Ma, because it is most similar to theunderlying Hiwegi fauna and also shares a number of non-primatemammalian taxa with West Turkana (17.5–16.8 Ma; Boschettoet al., 1992), and to a lesser extent Maboko Island localities(>14.7 Ma; Feibel and Brown, 1991; see also Andrews et al., 1981;Pickford, 1981; Retallack et al., 2002).

Based on these lines of evidence, we estimate that the KuluFormation is not older than 17 Ma, and may be as young as w15 Ma.We are currently conducting further detailed geochronologicanalyses to test this interpretation and better determine the age ofthe Kulu Formation. However, the lack of datable minerals associ-ated with these lacustrine deposits makes it unlikely that a preciseage for the Kulu Formation can be determined.

Figure 7. (A) SSE dipping beds of the Kc beds of the Kulu Formation overlying the flat-lying beds of the Kaswanga Point Member of the Hiwegi Formation. Thick, whitedashed line indicates approximate position on angular, unconformable contactbetween the Kulu and Hiwegi Formations. Thin, white dashed lines indicate approxi-mate position and dip of beds in the Kulu and Hiwegi Formations indicating signifi-cantly different dips between the two formations. (B) SSE dipping beds of the Kc bedsof the Kulu Formation overlying the flat-lying beds of the Kaswanga Point Member ofthe Hiwegi Formation. Dashed white line indicates position of the unconformableformation contact. (C) Kc beds of the Kulu Formation unconformably overlying the GritMember of the Hiwegi Formation. Dashed line indicates approximate position ofangular, unconformable contact between the Kulu and Hiwegi Formations.Fm.¼ Formation, Mbr.¼Member.

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Table 4Revised mammalian fauna of the Kulu Formation on Rusinga Island.

Macroscelidea Miorhynchocyon clarkiMyohyrax oswaldi

Insectivora Gymnurechinus leakeyiAmphechinus rusingensis

Primates Dendropithecus macinnesiProconsul heseloniProconsul nyanzae

Lagomorpha Kenyalagomys rusingae

Rodentia Paraphiomys pigottiParaphiomys stromeri

Creodonta cf. Hyainailouros sp.Leakeytherium hiwegi

Carnivora Hecubides euryodonKichechia zamanae

Tubulidentata Myorycteropus africanus

Proboscidea Prodeinotherium hobleyicf. Archaeobelodon sp.

Hyracoidea Afrohyrax championi

Perissodactyla Butleria rusingenseDicerorhinus leakeyiAceratherium acutirostratumChilotheridium pattersoni

Artiodactyla Sivameryx moneyiBrachyodus aequatorialisKulutherium kenyensisDiamantohyus africanusLibycochoerus jeanelliKenyasus rusingensisDorcatherium chappuisiDorcatherium pigottiDorcatherium parvumWalangania africanus

Taxon list modified from Pickford (1984, 1986a) and Drake et al. (1988) with infor-mation from additional sources (Le Gros Clark and Leakey, 1951; Whitworth, 1958;Savage,1965; Hooijer, 1966; Lavocat, 1973; Butler, 1984; Pickford, 1986b, 2004, 2007;Tassy, 1986; Schmidt-Kittler, 1987; Walker et al., 1993; de Bonis et al., 1995; Leh-mann, 2009; S. Ducrocq, pers. comm.) and personal observation.

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Implications for mammalian and primate evolution

Results of this work have important implications for under-standing mammalian evolution in the Early Miocene of East Africa.The similarity between the Hiwegi and Kulu Formation faunas isstriking, particularly given the findings of this study, which suggestthat the Kulu Formation may be significantly younger. In fact,Rusinga faunas are relatively homogeneous across all geologicalformations (Drake et al., 1988), although this may in part reflectpoor stratigraphic control during fossil collection (Pickford, 1986a).All of the taxa listed in Table 4 are also known from the HiwegiFormation, with the exception of the putative (S. Ducrocq, pers.comm.) anthracothere Kulutherium (Pickford, 2007) and possiblythe rhinocerotid Chilotheridium (Drake et al., 1988). There is a clearbias in the Kulu fauna against small animals, and many of theHiwegi taxa that are absent from Kulu assemblages are from thissize class. Similarly, those smaller mammals that are known fromthe Kulu Formation are only poorly represented compared to theirabundance at Hiwegi Formation sites.

An interesting difference between the Hiwegi and Kulu faunaswas thought to be the absence of Proconsul heseloni from the lattergroup, despite its frequency elsewhere on Rusinga. However, ourdiscovery of P. heseloni at Nyamsingula indicates that both speciesof Proconsul (as well as the smaller catarrhine Dendropithecus) werepresent during deposition of the Kulu beds. All of the Rusinga

primates are rare in the Kulu Formation, however, and therefore theabsence of the otherwise scarce Limnopithecus and Nyanzapithecuscan most easily be attributed to sampling error. Nevertheless, thispoor representation of primates relative to other mammals in theKulu Formation is notable when compared to their abundance inthe Hiwegi Formation. This may in part be due to a taphonomic biasin the Kulu toward larger mammals. However, this explanation failsto account for the scarcity of the larger catarrhines, particularlyProconsul nyanzae, when other mammals of this size (e.g., Dorca-therium) are relatively well represented. Therefore, it is possiblethat the depauperate primate sample from the Kulu beds reflectsdifferences in the ecological settings between the Hiwegi and KuluFormations. Future field work at Nyamsingula and Wakondo, aimedparticularly at recovering small mammals, will help to test thesehypotheses.

The stratigraphic position of the Kulu Formation also hasimplications beyond the Rusinga sequence, as a post-Hiwegideposition implies that the Kulu fauna was contemporaneous with,or even younger than, the Kalodirr and Moruorot faunas from WestTurkana (17.5–16.8 Ma; Boschetto et al., 1992). It also suggests thatthe Kulu fauna may be only slightly older than fossils from thenearby Maboko Island. Maboko fossil localities are dated to>14.7 Ma (Feibel and Brown, 1991), with most researchers consid-ering the site to be close to 15 Ma, or possibly as old as 15.5 Ma(Andrews et al.,1981; Pickford,1986a; McCrossin and Benefit,1994).

General comparisons (e.g., Pickford, 1981; Leakey and Leakey,1986a,b; Boschetto et al., 1992) have indicated that the West Tur-kana fauna is similar to those on Rusinga, but more detailedcomparative analyses are only beginning to emerge (Grossman,2008). Superficially, the West Turkana localities share some typically‘‘Rusingan’’ faunal elements not found at the earlier Miocenelocalities such as Songhor (Pickford and Andrews, 1981; Pickford,1981), including new types of suids (e.g., Libycochoerus) and largebodied pecoran ruminants (e.g., Canthumeryx). Detailed taxonomicwork focusing on species differences has not yet been published,however, and Grossman (2008) has suggested that the West Tur-kana fauna is distinct from Early Miocene localities in Lake Victoria.This finding mirrors the well-documented differences between theirprimate communities (Leakey and Leakey, 1986a,b), although theKisingiri and West Turkana catarrhines share a similar evolutionarygrade despite their distinct anatomies. Given the results presentedhere, differences between the contemporaneous Kulu and Kalodirr/Naserte faunas can be reasonably attributed to environmental and/or paleobiogeographic factors. Renewed collections and analyses ofKulu and West Turkana localities will likely reveal paleobiogeo-graphic differences in non-primate mammalian groups as well.

There are clear differences between the Kulu Formation andyounger Maboko mammalian faunas, best characterized in theruminants, suids, proboscideans, and primates. The ruminantfaunas of the Kulu Formation are dominated by tragulids andpecoran ruminants of uncertain familial status (Whitworth, 1958;Drake et al., 1988), while Maboko has evidence of some of theearliest true bovids in Africa, representing at least two taxa(Whitworth, 1958; Gentry, 1970, 1994; Thomas, 1984; Retallacket al., 2002; Morales et al., 2003). Climacoceras africanus, an earlyrepresentative of a group of distinctive giraffoid ruminants withbranched cranial appendages, is also found at Maboko but absentfrom Rusinga (MacInnes, 1936; Hamilton, 1978; Gentry, 1994), asare several suid species and an early hippopotamid (e.g., Pickford,1983, 1986a, 2007; Van der Made, 1996). Elephants are poorlyknown at Rusinga, including only fragmentary remains of a veryprimitive gomphothere (cf. Archaeobelodon), while the Mabokofauna includes specimens of the more advanced Afrochoerodonkisumuensis (Pickford, 2001) and the type specimen of Protanancusmacinnesi (Tassy, 1986).

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Figure 8. Illustration of the geologic history of the Kulu Formation on the eastern side of Rusinga Island. (A) Deposition of Rusinga Agglomerate and Hiwegi Formation. (B) Faultingof Rusinga Agglomerate and Hiwegi Formation created a horst along present day Lunene Ridge forming a small lake basin (Van Couvering, 1972; Drake et al., 1988). (C) The RusingaAgglomerate and Hiwegi Formation were eroded sub-aerially, and clasts were transported into the lake basin (e.g., Bestland, 1991) forming the Kulu breccias and conglomeratic beds(Kc). Further into the lake basin the finer-grained laminated sandstone, siltstone, and mudstone beds (Ks) were deposited. (D) After the basin was filled to form a moderate gradient,the landscape was eroded and the Kiangata Agglomerate was deposited. The sequence was then capped by the Lunene Lavas.

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The Maboko and Rusinga primate communities also differ inimportant ways. Proconsul and Dendropithecus, both fairly wellknown from Rusinga localities, are not known at all from Maboko,which instead preserves the gradistically similar small-bodiedcatarrhine Simiolus. The primary difference from Rusinga, however,is the appearance at Maboko of more advanced catarrhines. Vic-toriapithecus is known from more than 1000 specimens discoveredon Maboko (McCrossin and Benefit, 1994) and exhibits derivedfeatures shared with cercopithecoid monkeys (e.g., Benefit andMcCrossin, 1993, 2002). The large-bodied Maboko catarrhine is alsofairly well represented and is typically regarded as a true hominoid(e.g., McCrossin and Benefit, 1997) despite debate over attributionof these fossils to Kenyapithecus (McCrossin and Benefit, 1994, 1997;Benefit and McCrossin, 1995, 2000), Equatorius (Ward et al., 1999;Ward and Duren, 2002) or perhaps both (Kelley et al., 2000). Thesetwo catarrhines stand in sharp contrast to the more primitiveRusinga catarrhines, some of which may belong to the Hominoidea(Andrews 1985, 1992; Rose, 1992, 1997; Begun et al., 1997;Rae, 1997; but see Harrison, 1987, 1988, 1993, 2002) but exhibitmorphology typical in many ways of undifferentiated catarrhines.

Four specimens of Kenyapithecus africanus reportedly found onRusinga (BMNH M 16649; KNM RU 1681; KNM RU 1692; KNM RU1732) were collected during expeditions that collected frommultiple Western Kenyan localities and are now widely believed tohave come from Maboko (Andrews and Molleson, 1979; McCrossinand Benefit, 1994; Ward and Duren, 2002).

The lack of Old World monkeys on Rusinga is consistent witha larger Early Miocene pattern in which non-cercopithecoid catar-rhines such as Proconsul rarely co-occur with cercopithecoids(Benefit and McCrossin, 2002). While this could be indicative ofdivergent ecological requirements, it is more likely a consequenceof substantial overlap in their habitat preferences (Pilbeam andWalker, 1968; Napier, 1970; Simons, 1970; Fleagle, 1978; Andrews,1981), implying that the large Maboko hominoid had a distinctadaptive regime compared to the earlier Rusingan catarrhines.

Despite these differences, there are three primate genera sharedbetween Rusinga and Maboko assemblages. Curiously, these areonly known from Rusinga’s Hiwegi Formation and not from theyounger Kulu Formation. In all cases, the shared taxa are rare onRusinga. Limnopithecus is almost entirely unknown from Maboko,

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with the exception of an unprovenienced molar referred to cf.Limnopithecus evansi (Retallack et al., 2002; see also Harrison,1989). Nyanzapithecus is much better represented on Maboko bytwo species of Mabokopithecus, a taxon that is likely congenericwith and has priority over Nyanzapithecus (Benefit et al., 1998). Thestrepsirhine primate Komba is also known from both Rusinga andMaboko (Pickford, 1984), though much more scarce at the latter(McCrossin, 1992).

Based on these significant differences in the faunal communi-ties, previous researchers have suggested that there is a strongfaunal turnover event between the Rusinga and Maboko assem-blages (Van Couvering and Van Couvering, 1976; Pickford, 1981).Our re-interpretation of the Kulu Formation restricts the timing ofthis event to between 17–15 Ma. Given the magnitude of thisturnover event, we estimate that the upper bound for the KuluFormation is likely older than 15.5 Ma. However, further geochro-nological analysis of the Kulu and the younger Kiangata Agglom-erate and Lunene Lavas may better calibrate this ecologicalsuccession, while broad biogeographic comparisons will berequired to determine whether the turnover between Kulu andMaboko faunas is a local or widespread event.

Conclusions

Based on our detailed geologic analysis, we have determinedthat the Kulu Formation lies stratigraphically between the HiwegiFormation and the Kiangata Agglomerate, in agreement with VanCouvering (1972; see also Drake et al., 1988) and others (e.g.,Pickford, 1986a) but contra Bestland (1991; see also Bestland et al.,1995; Retallack et al., 1995; Bestland and Krull, 1999; Pickford,2007). Fossils in the Kulu beds are likely to be no older than 17 Maand no younger than w15 Ma based on direct evidence, and,considering the more progressive fauna at 15 Ma from Maboko,they are probably no younger than w15.5 Ma. According to thismodel, the Rusinga faunal community was relatively stable formore than one million years, and approximately coeval with thefossils in the Lothidok (Losodok) Formation of West Turkana. TheKulu Formation, in particular, is closest in age to the Kalodirr andNaserte Members of the Lothidok Formation. Thus, the distinctdifferences between the catarrhine primate assemblages, andperhaps other mammalian groups, in the Rusinga and West Tur-kana faunas are most plausibly attributed to differences in envi-ronmental settings. Finally, the substantial East African faunalturnover that resulted in the first appearance of many newmammalian lineages in the Maboko fauna (Andrews et al., 1981;Pickford, 1981; Retallack et al., 2002) appears to have taken placeover a relatively short interval between w17 Ma and 15 Ma.

Acknowledgements

This research would not have been possible without generousand continued support from the Leakey Foundation. We gratefullyacknowledge the Kenyan government and National Museums ofKenya for facilitating our research, and thank especially Drs. EmmaMbua and Fredrick Kyalo Manthi for project support, and BlastoOnyango and Samuel Muteti for vital assistance in the field. We aredeeply indebted to Wayne and Tanya Powell and to the staff of theRusinga Island Lodge for their gracious hospitality. We also thankthe British Institute in Eastern Africa for providing us with many ofthe necessities for our field work. Many thanks to Eric Delson, AlanWalker, and three anonymous reviewers for comments on thismanuscript, and to Thomas Lehmann, Lars Werdelin, Ellen Miller,Stephane Ducrocq, and Bill Sanders for aiding in updates to thefaunal list. We also thank the University of Minnesota and NYCEP

(students funded by NSF IGERT award 0333415) for additionalassistance and additional assistants.

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