stock market - black book
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UNIVERSITY OF MUMBAI
TYBBI
( V SEMESTER )
A PROJECT ON
STOCK MARKET
ACADEMIC YEAR
2015-2016
BY
HRISHA CHANDRASHEKHAR BHATT
RO NO ! 102
PROJECT "UIDE
PROF# SAURABH SHAH
MAINI KISHORE SAN"HVI COE"E OF
COMMERCE $ ECONOMICS
VIE PARE (%) MUMBAI
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DECARATION
I M& H'&* B*++, S+./+ M*3 K&'/ S*4 C33/4/ O C/'7/ $
E77& &+.84 T#Y#B7 (B*94 *. I&'*7/) S//&+/' V /'/:8
./73*'/ +*+ I */ 7;3/+/. +/ ;'
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CERTIFICATE
T& & + 7/'+8 +*+ M& H'&* B*++ T#Y#B7 (B*94 $ I&'*7/ >
S//&+/' V ) M*3 K&'/ S*4 C33/4/ O C/'7/ $ E77& *&
&77/&&338 7;3/+/. +/ ;'
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AKNOWLEDGEMENT
I =3. 39/ + +*9 M*3 K&'/ S*4 C33/4/ O C/'7/ $ E77& $ +/ *73+8
/:/'& BBI ' 44 / * ;;'++8 + ;'/;*'/ * ;'
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Content
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WHAT IS STOCK E"C#ANGE?
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1
http://en.wikipedia.org/wiki/Company_(law)http://en.wikipedia.org/wiki/Capital_(economics)http://en.wikipedia.org/wiki/Shareshttp://en.wikipedia.org/wiki/Investinghttp://en.wikipedia.org/wiki/Rationalhttp://en.wikipedia.org/wiki/Deposit_accounthttp://en.wikipedia.org/wiki/Deposit_accounthttp://en.wikipedia.org/wiki/Bankhttp://en.wikipedia.org/wiki/Businesshttp://en.wikipedia.org/wiki/Agriculturehttp://en.wikipedia.org/wiki/Commercehttp://en.wikipedia.org/wiki/Industryhttp://en.wikipedia.org/wiki/Industryhttp://en.wikipedia.org/wiki/Economic_growthhttp://en.wikipedia.org/wiki/Economic_growthhttp://en.wikipedia.org/wiki/Productivity_(economics)http://en.wikipedia.org/wiki/Productivity_(economics)http://en.wikipedia.org/wiki/Product_linehttp://en.wikipedia.org/wiki/Market_sharehttp://en.wikipedia.org/wiki/Assethttp://en.wikipedia.org/wiki/Takeoverhttp://en.wikipedia.org/wiki/Takeoverhttp://en.wikipedia.org/wiki/Mergers_and_acquisitionshttp://en.wikipedia.org/wiki/Stock_markethttp://en.wikipedia.org/wiki/Stock_investorhttp://en.wikipedia.org/wiki/Dividendhttp://en.wikipedia.org/wiki/Stock_pricehttp://en.wikipedia.org/wiki/Capital_gainhttp://en.wikipedia.org/wiki/Capital_(economics)http://en.wikipedia.org/wiki/Shareshttp://en.wikipedia.org/wiki/Investinghttp://en.wikipedia.org/wiki/Rationalhttp://en.wikipedia.org/wiki/Deposit_accounthttp://en.wikipedia.org/wiki/Bankhttp://en.wikipedia.org/wiki/Businesshttp://en.wikipedia.org/wiki/Agriculturehttp://en.wikipedia.org/wiki/Commercehttp://en.wikipedia.org/wiki/Industryhttp://en.wikipedia.org/wiki/Economic_growthhttp://en.wikipedia.org/wiki/Productivity_(economics)http://en.wikipedia.org/wiki/Product_linehttp://en.wikipedia.org/wiki/Market_sharehttp://en.wikipedia.org/wiki/Assethttp://en.wikipedia.org/wiki/Takeoverhttp://en.wikipedia.org/wiki/Mergers_and_acquisitionshttp://en.wikipedia.org/wiki/Stock_markethttp://en.wikipedia.org/wiki/Stock_investorhttp://en.wikipedia.org/wiki/Dividendhttp://en.wikipedia.org/wiki/Stock_pricehttp://en.wikipedia.org/wiki/Capital_gainhttp://en.wikipedia.org/wiki/Company_(law) -
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6.! De,o*+(/% +o/9e o /ne$to+$
T-9e 6.! De,o*+(/% +o/9e o /ne$to+$
De,o*+(/%$ No. o +e$onent$ e+%ent*e o +e$onent$
A*e /&& +* 20 8/*'& 0 0
20-0 20 0"'/*+/' +* 0 0 60
T+*3 50 T+*3 50
9//%t/on
M*+'7 0 0U./' "'*.*+/ 25 50
P&+ "'*.*+/ 25 50
T+*3 50 T+*3 100
O%%t/on
S/'7/ 1G
56
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57/82
P'/&& 6 12
B&/&& 15 0S+./+ 10 20
T+*3 50 T+*3 100
In%o,e He+ ,ont()
/&& +* R
R-0000 10 20
"'/*+/' +* 0000 25 50
15 0
T+*3 100 T+*3 100
An90$/$ Inte++ett/on I+ =*& . +*+ +/ *
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tte,ent 1. To &no (et(e+ +e$onent$ /ne$t.
T-9e No. 6.1 To &no (et(e+ +e$onent$ /ne$t.
Ine$t,ent De%/$/on No. o Re$onent$ e+%ent*e o Re$onent$
Y/& 5 G0
N 5 10
T+*3 50 100
F/*+e No. 6.1 To &no (et(e+ +e$onent$ /ne$t.
5
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59/82
90%
10%
Yes No
An90$/$ Inte++ett/on
F' +/ &'/8 + =*& . +*+ G0 '/&;./+& /&+ +/ &+79 *'9/+ *. 10 =
=/'/ -/&+'&,
tte,ent 2. A+ene$$ +e*+/n* t0e$ o Ine$t,ent In$t+,ent$
T-9e No. 6.2 T0e o /ne$t,ent ot/on t(e e+$on /$ +e o
T0e$ o Ine$t,ent
In$t+,ent$
No. o Re$onent$ e+%ent*e o Re$onent$
S*'/& 15 0
M+*3 F.& 2 6
D/:/+'/& 5 10
B.& 5 10
D/'*+/& 2
T+*3 50 100
5G
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F/*+e No.6.2 T0e o /ne$t,ent ot/on t(e e+$on /$ +e o
30%
46%
10%
10%4%
Shares Mutual Funds Debentures
Bonds Derivatives
60
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7/25/2019 Stock Market - Black Book
61/82
An90$/$ Inte++ett/onA:/ ;/-7*'+ &=& +*+ 5 /&+'& =/'/ *=*'/ +/ +*3
., 25 /&+'& =/'/ *=*'/ &*'/&, 15 /&+'& =/'/ *=*'/ ./:/+'/&, 10
/&+'& =/'/ :. I+ /*& *
-
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62/82
F' +/ &'/8 + =*& . +*+ 0 '/&;./+& /&+ M+*3 .&, 25 /&+ S*'/&
*. 20 /&+ D/:/+'/ T&, + 7* :/ &+*+/. +*+ *@ ;/;3/ /&+ M+*3
F.& =/'/*& &*'/& *'/ *4 2.;'+*7/#
tte,ent 4 .To &no t(e +te$ t (/%( t(e /ne$t,ent *+o
T-9e No.6.4 T(e +te$ t (/%( t(e /ne$t,ent *+o
Ine$t,ent G+ot( Rte No. o Re$onent$ e+%ent*e o Re$onent$
S+/*.38 0 0
A+ * */'*4/ '*+/ 5 10
A+ *&+ '*+/ 5 G0T+*3 50 100
10%
90%
Steadily t an avera!e rate t "ast rate
An90$/$ Inte++ett/on
62
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7/25/2019 Stock Market - Black Book
63/82
F' +/ &'/8 + =*& . +*+ G0 '/&;./+& =*+& +/' /&+/+ 4'= *+ *&+ '*+/
=/'/*& 38 10 '/&;./+& =/'/ +/ *' /&+/+ 4'=+ *+ */'*4/ '*+/#
tte,ent 5. To &no t(e +e=en%0 o /ne$t,ent -0 t(e Re$onent$.
T-9e No. 6.5 F+e=en%0 o /ne$t,ent
F+e=en%0 o Ine$t,ent No. o Re$onent$ e+%ent*e o Re$onent$
D*38 0 0
%//938 10 20
M+38 2
Y/*'38 16 2
T+*3 50 100
F/*+e No.6.5 F+e=en%0 o Ine$t,ent
20%
4#%
32%
Daily $eely Monthly Yearly
An90$/$ Inte++ett/on
6
-
7/25/2019 Stock Market - Black Book
64/82
F' +/ *:/ +*:3/ $ 7*'+ + =*& . +*+ 5 '/&;./+& /&+ +38, 5 /&+ 8/*'38
*. +/'/ =/'/ 20 '/&;./+& = /&+ .*38# T&, + 7* :/ &+*+/. +*+ *
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65/82
14%
22%
40%
24%
&' to 10% 10(1)%
1)(20% More than 20%
An90$/$ Inte++ett/on
F' +/ *:/ +*:3/ $ 7*'+, + =*& . +*+ 0 '/&;./+& /&+ 15-20 +/' **3
7/, 2 '/&;./+& /&+ '/ +* 20 +/' **3 7/, 22 '/&;./+& /&+ ;
+ 10-15 +/' 7/ *. 1 '/&;./+& /&+ ; + 10 +/' 7/ ./'/+
/&+/+ *// T&, + 7* :/ 773./. +*+ *
-
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66/82
tte,ent 7. To &no t(e +e$onent$ /n9en%e on Ine$t,ent e%/$/on.
T-9e No.6.7 T(e +e$onent$ /n9en%e on Ine$t,ent e%/$/on
o+%e$ No. o Re$onent$ e+%ent*e o Re$onent$
S/3 2
F'/.& $ R/3*+/& 10 20
S/'7/ ;'./'& $ 7&3+*+& 6 12
66
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67/82
N/=&;*;/'& $ A./'+&//+ 5 10
A4/+& 6
%'9&;& $ S/*'& 2
T+*3 50 100
F/*+e No.6.7 T(e +e$onent$ /n9en%e on Ine$t,ent e%/$/on
4#%
20%
12%
10%
6% 4%Sel" Friends * +elatives
Servi,e 'roviders * ,onsultants Ne-s'a'ers * dvertise.ent
!ents $orsho's * Se.inars
An90$/$ Inte++ett/on
F' +/ *:/ +*:3/ $ 7*'+, + =*& . +*+ 3+;3/ *&;/7+& ' /&+4 3/7/.
'/&;./+ '/&;./+& +*9/ /&+/+ ./7& +/ :*&& +/' ;/'&*3 /*3*+
=/'/ *& 20 '/&;./+& /&+ :/7*&/ 3/7/ '/.& $ '/3*+/&, +/ 7&3+*+&
6
-
7/25/2019 Stock Market - Black Book
68/82
3/7/& 12 '/&;./+ *. +/ *./'+&//+ 3/7/& 10 '/&;./+ I+ 7* :/ &+*+/.
+*+ *
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T-9e No. 6.8 T(e F%to+$ T(t We+e Con$/e+e W(/9e Ine$t/n*
Ine$t,ent F%to+$ No. o Re$onent$ e+%ent*e o Re$onent$
R/+' /&+/+ 15 0T*@ ://+& G 1
C*;+*3 *;;'/7*+ 15
M*+'+8 ;/'. 6
R&9 6 12
S*/+8 ;'7;*3 6
.+8 1
T+*3 50 100
F/*+e No. 6.8 T(e F%to+$ T(t We+e Con$/e+e W(/9e Ine$t/n*
30%
1#%14%
6%
12%
6%
14%
+eturn on invest.ent /a benets a'ital a''re,iation
Maturity 'eriod +is Sa"ety o" 'rin,i'al
iuidity
6G
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70/82
An90$/$ Inte++ett/on
F' +/ &'/8 + =*& . +*+ +/ *@ '/&;./+& 7&./'/. '/+' /&+/+
=*& &+ ;'+*+ *7+', 1 '/&;./+& 7&./'/. +*@ ://+& *& * ;'+*+ *7+' *.
1 '/&;./+& 7&./'/. 7*;+*3 *;;'/7*+ *& * ;'+*+ *7+'# I+ 7* :/ &+*+/. +*+
*
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71/82
tte,ent . To Kno Ine$to+$ A%t/on In C$e O to%& M+&et +o.
T-9e No. 6. T(e Ine$to+$ A%t/on In C$e O to%& M+&et +o
Ine$to+$ +ee+en%e /n %$e
o 9o$$e$
No. o Re$onent$ e+%ent*e o Re$onent$
T'*&/' .& + &/7'/
/&+/+
15 25
%*+ + &// /&+/+
;'/&
20 0
I/&+ '/ .& 1 0
%+.'*= .& $ &+;
/&+4
2 5
T+*3 50 100
1
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72/82
F/*+e No. 6. T(e Ine$to+$ A%t/on In C$e O to%& M+&et D+o
30%
40%
26%
4%
/rans"er "unds into se,ure invest.ent $ait to see i" invest.ent i.'roves 5nvest .ore "unds
$ithdra- "unds * sto' investin!2
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73/82
An90$/$ Inte++ett/on
F' +/ &'/8 + =*& . +*+ *@ '/&;./+& =3. =*+ + &// +/' /&+/+
;'/& *. &+*'+ 4//'*+4 .&, 0 '/&;./+& =3. /&+ '/ .&, 25
'/&;./+& =3. +'*&/' .& + &/7'/ /&+/+ *. 5 '/&;./+& =3. &+;
/&+4# I+ 7* :/ &+*+/. +*+ *
-
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74/82
tte,ent 1!. To Kno T(e De%/$/on Re*+/n* Ot(e+ Ine$t,ent o9/%0
T-9e no. 6.11 T(e Ot(e+ Ine$t,ent o9/%0
Ine$t,ent De%/$/on No. o Re$onent$ e+%ent*e o Re$onent$
Y/& G G
N 1 2
T+*3 50 100
F/*+e 6.1!T(e Ot(e+ Ine$t,ent o9/%0
-
7/25/2019 Stock Market - Black Book
75/82
9#%
2%
Yes No
An90$/$ Inte++ett/on
F' +/ &'/8 + =*& . +*+ G '/&;./+& */ +/ +/' /&+/+ ;378 =/'/ *&
2 '/&;./+& . + */ +/ +/' /&+/+ ;378#
tte,ent 11. To Kno t(e t/$%t/on Lee9 O Re$onent$ W/t( T(e/+ Ine$t,ent
Ot/on
T-9e no. 6.11 I,o+tnt F%to+$ o+ C(oo$/n* T(e Ine$t,ent Ot/on
5
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76/82
R*4/
M*@# S7'/1005500 (H438 S*+&/.)
A4# S7'/10000 (N/+'*3)
M# S7'/1001100 (H438 D&&*+&/.)
An90$/$ Inte++ett/on
M&+ +/ '/&;./+& */ 4/ +/ 4/&+ &*+/. &7'/ + &*'/ A. +/ &/7. &+
;'+*+ /&+/+ ;+ & ./:/+'/& =7 3/7/. +/ ./7& '/4*'.4 /&+/+#
O+/' ;'+*+ *7+' & +*3 . 7/'*4/ =7 *& +/ 2 &*+/. &7'/# R/+'
./'*+/& 4/+ +/ 20 &*+/. &7'/#
6
+t/%9+$ #/*(90
D/$$t/$/e
D/$$t/$/e
Net+9 t/$/e #/*(90
t/$/e
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%o+e
H1) H2) H3) H4) H5)
S*'/& 10 6 1 0 0 M+*3 .& 12 15 20 5 1 2
B.& 20 1 5 1G 2
D/:/+'/& 15 10 15 0 20 0
D/'*+/& 0 10 20 0 10 20
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tte,ent 12. I,o+tnt F%to+$ T(t W$ Con$/e+e W(/9e Ine$t/n*
T-9e No. 6.12 I,o+tnt F%to+$ T(t W$ Con$/e+e W(/9e Ine$t/n*
+t/%9+$ #/*(90
D/$$t/$/e
D/$$t/$/e Net+9 t/$/e #/*(90
t/$/e
,,te
%o+e
H1) H2) H3) H4) H5)
R/+'
/&+/+
0 0 0 66 62
T*@ ://+& 0 0 1 16
C*;+*3 0 0 20 0 0 20
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78/82
*;;'/7*+
M*+'+8
;/'.
5 5 0 0 20 55
R&9 5 10 20 5 0 5
S*/+8
;'7;*3
10 20 0 20 10 00
.+8 15 15 20 0 20 25
Rn*e
M*@# S7'/1005500 (H438 S*+&/.)
A4# S7'/10000 (N/+'*3)
M# S7'/1001100 (H438 D&&*+&/.)
An90$/$ Inte++ett/on
M&+ +/ '/&;./+& */ 4/ +/ 4/&+ &*+/. &7'/ + R/+' /&+/+# A.
+/ &/7. &+ ;'+*+ *7+' & C*;+*3 *;;'/7*+ =7 3/7/. +/ ./7&
'/4*'.4 /&+/+# O+/' ;'+*+ *7+' & T*@ ://+ =7 *& +/ 16 &*+/. &7'/#
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F.4& O T/ S+.8
F33=4 .4& =/'/ 4//'*+/. ' +/ &+.8!-
1# M*@ /&+'& *'/ *=*'/ *33 +/ /&+/+ ;+
2# I/&+'& . + /&+ * &43/ *//# T/8 ;'//' ./'/+ *//& *. *@
/&+'& ;'//' + /&+ &*'/&, +*3 .& $ ./:/+'/
# M*@ /&+'& =*+& +/' /&+/+ 4'= *+ *&+ '*+/#
# T/ /&+/+ ./7& /&+'& & 3/7/. :8 +/' = ./7& *. +'4
'/.& $ '/3*+/
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5# D/'/+ *7+'& 7&./'/. :8 /&+'& =3/ /&+4 *'/ '/+', '&9, +*@ ://+&,
7*;+*3 *;;'/7*+ *. +/ &+ ;'/+ *7+' & +/ '/+' *8 /&+/+
*//#
6# M*
-
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81/82
;'/&/+ '/'//+& *. 3+ '/# A& * /&+' ;'4'/&&/& &/' 3/ &+*4/ *. *& &/'
*7*3 4*3& 7*4/, & ./& +/ / /&+' ;'3/# M*@ /&+'& *'/ *=*'/ *33
+/ /&+/+ ;+ I/&+'& . + /&+ * &43/ *//# T/8 ;'//' ./'/+ *//&
*. *@ /&+'& ;'//' + /&+ &*'/&, +*3 .& $ ./:/+'/ T/ /&+/+
./7& /&+'& & 3/7/. :8 +/' = ./7& *. +'4 '/.& $ '/3*+/
M*
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82/82
P/''*7/ C';'*+/ "/'*7/ *& * D/+/'*+ E@+/'*3 F*7/ T'*&+
E7/&! ++;!;*;/'&&'#7&3'/&3+
I+'.7+ I.* S+79 M*'9/+ ! ++;!===#:*9/+.*#7
I+'.7+ O3/ I/&+'& $ T'*./'& ! ++;!===#+'*./'