stephen gavitt, chp, director · 2013. 5. 6. · 42-09 28th street, 14th floor, cn#60 ... gavitt,...

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May 6, 2013 Stephen Gavitt, CHP, Director Bureau of Environmental Radiation Protection New York State Health Department Empire State Plaza – Corning Tower, 12 th Floor Albany, NY 12237 Sandra Hinkel, Chief Radiation Control Permits Section Remedial Bureau Division of Environmental Remediation New York State Department of Environmental Conservation 625 Broadway, 11 th Floor Albany, NY 12233 Gene Miskin, Director Office of Radiological Health New York City Department of Health and Mental Hygiene 42-09 28th Street, 14 th Floor, CN#60 Long Island City, NY 11101 Dear Sirs and Madam: The U.S. Nuclear Regulatory Commission (NRC) uses the Integrated Materials Performance Evaluation Program (IMPEP) for the evaluation of Agreement State Programs. Per my previous communications with Messrs. Stephen Gavitt, Sandra Hinkel and Gene Miskin, I will be the team leader for the IMPEP review of the New York Agreement State Program scheduled for September 17 - 27, 2013. During the first week of the review, the team will be in New York City and during the second week we will be based in Albany. In addition to myself, the team will include Donna Janda, NRC Region I State Agreements Officer; Tomas Herrera from the Office of Federal and State Materials and Environmental Management Programs (FSME); Dennis Lawyer from NRC’s Region I office; Ken Lambert from NRC’s Region III office ; Anthony Gaines from NRC’s Region IV office; and, Stephen James from the State of Ohio. Enclosed is the document, “Integrated Materials Performance Evaluation Program Questionnaire.” I ask that each program manager send your responses via e-mail to [email protected] by August 28, 2013. I am sending the document in advance of the IMPEP review in order to provide time for you to allocate the staff resources necessary to complete the document by the requested date. I encourage you to use electronic documents and provide them in advance of the review to the extent possible, to allow team members to better prepare for the onsite review.

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Page 1: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

May 6, 2013

Stephen Gavitt, CHP, Director Bureau of Environmental Radiation Protection New York State Health Department Empire State Plaza – Corning Tower, 12th Floor Albany, NY 12237 Sandra Hinkel, Chief Radiation Control Permits Section Remedial Bureau Division of Environmental Remediation New York State Department of Environmental Conservation 625 Broadway, 11th Floor Albany, NY 12233 Gene Miskin, Director Office of Radiological Health New York City Department of Health and Mental Hygiene 42-09 28th Street, 14th Floor, CN#60 Long Island City, NY 11101 Dear Sirs and Madam: The U.S. Nuclear Regulatory Commission (NRC) uses the Integrated Materials Performance Evaluation Program (IMPEP) for the evaluation of Agreement State Programs. Per my previous communications with Messrs. Stephen Gavitt, Sandra Hinkel and Gene Miskin, I will be the team leader for the IMPEP review of the New York Agreement State Program scheduled for September 17 - 27, 2013. During the first week of the review, the team will be in New York City and during the second week we will be based in Albany. In addition to myself, the team will include Donna Janda, NRC Region I State Agreements Officer; Tomas Herrera from the Office of Federal and State Materials and Environmental Management Programs (FSME); Dennis Lawyer from NRC’s Region I office; Ken Lambert from NRC’s Region III office ; Anthony Gaines from NRC’s Region IV office; and, Stephen James from the State of Ohio. Enclosed is the document, “Integrated Materials Performance Evaluation Program Questionnaire.” I ask that each program manager send your responses via e-mail to [email protected] by August 28, 2013. I am sending the document in advance of the IMPEP review in order to provide time for you to allocate the staff resources necessary to complete the document by the requested date. I encourage you to use electronic documents and provide them in advance of the review to the extent possible, to allow team members to better prepare for the onsite review.

Page 2: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials Requested to Be Available for the On-Site Portion of an IMPEP Review” and the State Regulation Status sheets for the New York State Health Department, the New York State Department of Environmental Conservation and the New York City Department of Health and Mental Hygiene. To help facilitate our review, please have the items listed prepared prior to the IMPEP team’s arrival. In addition, it is essential that IMPEP review team members have ready access to your license files. In the case of electronic files, please ensure that all necessary equipment and password restrictions/permissions, if applicable, have been addressed prior to the team’s arrival. We also encourage you to have all staff members available for the team to interview, as this is an important aspect of a performance-based review. I also request that you set up an appointment with the appropriate State Senior Management Official(s) to discuss the results of the IMPEP review of the New York Agreement State Program on September 27, 2013. If you have any questions, please call me at 301-415-0694. Sincerely, /RA/ Lisa Dimmick, Health Physicist

Division of Materials Safety and State Agreements Office of Federal and State Materials and Environmental Management Programs

Enclosures: 1. IMPEP Questionnaire 2. New York SHD SRS Sheet 3. New York SDEC SRS Sheet 4. New York City DHMH SRS Sheet cc w/encl: Alyse Peterson, Sr. Project Manager New York State Emergency Research and Development Authority 17 Columbus Circle Albany, NY 12223

Page 3: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Gavitt, Hinkel and Misken -2-

Also included with the questionnaire is the document “Materials Requested to Be Available for the On-Site Portion of an IMPEP Review” and the State Regulation Status sheets for the New York State Health Department, the New York State Department of Environmental Conservation and the New York City Department of Health and Mental Hygiene. To help facilitate our review, please have the items listed prepared prior to the IMPEP team’s arrival. In addition, it is essential that IMPEP review team members have ready access to your license files. In the case of electronic files, please ensure that all necessary equipment and password restrictions/permissions, if applicable, have been addressed prior to the team’s arrival. We also encourage you to have all staff members available for the team to interview, as this is an important aspect of a performance-based review. I also request that you set up an appointment with the appropriate State Senior Management Official(s) to discuss the results of the IMPEP review of the New York Agreement State Program on September 27, 2013. If you have any questions, please call me at 301-415-0694. Sincerely, /RA/ Lisa Dimmick, Health Physicist

Division of Materials Safety and State Agreements Office of Federal and State Materials and Environmental Management Programs

Enclosures: 1. IMPEP Questionnaire 2. New York SHD SRS Sheet 3. New York SDEC SRS Sheet 4. New York City DHMH SRS Sheet cc w/encl: Alyse Peterson, Sr. Project Manager New York State Emergency Research And Development Authority 17 Columbus Circle Albany, NY 12223 [email protected] Distribution: SP05 DJanda, RI/RSAO DLawyer, RI KLambert, RIII AGaines, RIV THerrera, FSME SJames, OH BMcDermott, FSME PHenderson, FSME DWhite, FSME MBeardsley, FSME KMeyer, FSME RDansereau, NYSHD TRice, NYSDEC

ML13121A140 OFFICE ASPB/MSSA AMPB/MSSA NAME KMeyer LDimmick DATE 05/01/13 05/06/13

OFFICIAL RECORD

Page 4: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enclosure 1

Approved by OMB1

No. 3150-0183 Expires 11/30/2013

INTEGRATED MATERIALS PERFORMANCE EVALUATION PROGRAM

QUESTIONNAIRE New York State Health Department New York State Department of Environmental Conservation New York City Department of Health and Mental Hygiene Reporting Period: June 17, 2011 to September 27, 2013 Note: If there has been no change in the response to a specific question since the last IMPEP

questionnaire, the State or Region may copy the previous answer, if appropriate.

A. GENERAL

1. Please prepare a summary of the status of the State's or Region's actions taken in response to each of the open recommendations from previous IMPEP reviews.

B. COMMON PERFORMANCE INDICATORS

I. Technical Staffing and Training

2. Please provide the following organization charts, including names and positions:

(a) A chart showing positions from the Governor down to the Radiation Control

Program Director;

(b) A chart showing positions of the radiation control program, including management; and

(c) Equivalent charts for sealed source and device evaluation, low-level radioactive

waste and uranium recovery programs, if applicable.

3. Please provide a staffing plan, or complete a listing using the suggested format below, of the professional (technical) full-time equivalents (FTE) applied to the radioactive materials program by individual. Include the name, position, and, for Agreement States, the fraction of time spent in the following areas: administration, materials licensing & compliance, emergency response, low-level radioactive waste, uranium recovery, other. If these regulatory responsibilities are divided between offices, the table should be consolidated to include all personnel contributing to the radioactive materials program.

1 Estimated burden per response to comply with this voluntary collection request: 53 hours. Forward comments regarding

burden estimate to the Records Management Branch (T-5 F52), U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and to the Paperwork Reduction Project (3150-0183), Office of Management and Budget, Washington, DC 20503. If an information collection does not display a currently valid OMB control number, NRC may not conduct or sponsor, and a person is not required to respond to, the information collection.

Page 5: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

If consultants were used to carry out the program's radioactive materials responsibilities, include their efforts. The table heading should be:

Name Position Area of Effort FTE%

4. Please provide a listing of all new professional personnel hired into your radioactive

materials program since the last review, indicate the date of hire; the degree(s) they received, if applicable; additional training; and years of experience in health physics or other disciplines, as appropriate.

5. Please list all professional staff who have not yet met the qualification requirements for a

radioactive materials license reviewer or inspector. For each, list the courses or equivalent training/experience they need and a tentative schedule for completion of these requirements.

6. Identify any changes to your qualification and training procedure that occurred during the

review period.

7. Please identify the technical staff that left your radioactive materials program during the review period and indicate the date they left.

8. List any vacant positions in your radioactive materials program, the length of time each

position has been vacant, and a brief summary of efforts to fill the vacancy.

9. For Agreement States, does your program have an oversight board or committee which provides direction to the program and is composed of licensees and/or members of the public? If so, please describe the procedures used to avoid any potential conflict of interest.

II. Status of Materials Inspection Program

10. Please identify individual licensees or categories of licensees the State is inspecting less frequently than called for in NRC’s Inspection Manual Chapter (IMC) 2800 and explain the reason for the difference. The list only needs to include the following information: license category or licensee name and license number, your inspection interval, and rationale for the difference.

11. Please provide the number of routine inspections of Priority 1, 2, and 3 licensees, as

defined in IMC 2800 and the number of initial inspections that were completed during each year of the review period.

12. Please submit a table, or a computer printout, that identifies inspections of Priority 1, 2,

and 3 licensees and initial inspections that were conducted overdue. At a minimum, the list should include the following information for each inspection that

was conducted overdue during the review period:

(1) Licensee Name (2) License Number (3) Priority (IMC 2800) (4) Last inspection date or license issuance date, if initial inspection

Page 6: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

(5) Date Due (6) Date Performed (7) Amount of Time Overdue (8) Date inspection findings issued

13. Please submit a table or computer printout that identifies any Priority 1, 2, and 3

licensees and initial inspections that are currently overdue, per IMC 2800. At a minimum, the list should include the same information for each overdue inspection provided for Question 12 plus your action plan for completing the inspection. Also include your plan for completing the overdue inspections.

14. Please provide the number of reciprocity licensees that were candidates for inspection

per year as described in IMC 1220 and indicate the number of reciprocity inspections of candidate licensees that were completed each year during the review period.

III. Technical Quality of Inspections

15. What, if any, changes were made to your written inspection procedures during the reporting period?

16. Prepare a table showing the number and types of supervisory accompaniments made

during the review period. Include:

Inspector Supervisor License Category Date

17. Describe or provide an update on your instrumentation, methods of calibration, and

laboratory capabilities. Are all instruments properly calibrated at the present time? Were there sufficient calibrated instruments available throughout the review period?

IV. Technical Quality of Licensing Actions

18. How many specific radioactive material licenses does your program regulate at this time?

19. Please identify any major, unusual, or complex licenses which were issued, received a

major amendment, were terminated, decommissioned, submitted a bankruptcy notification or renewed in this period.

20. Discuss any variances in licensing policies and procedures or exemptions from the

regulations granted during the review period. 21. What, if any, changes were made in your written licensing procedures (new procedures,

updates, policy memoranda, etc.) during the reporting period? 22. Identify by licensee name and license number any renewal applications that have been

pending for one year or more. Please indicate why these reviews have been delayed and describe your action plan to reduce the backlog.

Page 7: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

V. Technical Quality of Incident and Allegation Activities

23. For Agreement States, please provide a list of any reportable incidents not previously submitted to NRC (See Procedure SA-300, Reporting Material Events, for additional guidance, OMB clearance number 3150-0178). The list should be in the following format:

Licensee Name License # Date of Incident/Report Type of Incident

24. Identify any changes to your procedures for responding to incidents and allegations that occurred during the period of this review.

C. NON-COMMON PERFORMANCE INDICATORS I. Compatibility Requirements

25. Please list all currently effective legislation that affects the radiation control program. Denote any legislation that was enacted or amended during the review period.

26. Are your regulations subject to a "Sunset" or equivalent law? If so, explain and

include the next expiration date for your regulations.

27. Please review and verify that the information in the enclosed State Regulation Status (SRS) sheet is correct. For those regulations that have not been adopted by the State, explain why they were not adopted, and discuss actions being taken to adopt them. If legally binding requirements were used in lieu of regulations and they have not been reviewed by NRC for compatibility, please describe their use.

28. If you have not adopted all amendments within three years from the date of NRC rule

promulgation, briefly describe your State's procedures for amending regulations in order to maintain compatibility with the NRC, showing the normal length of time anticipated to complete each step.

II. Sealed Source and Device (SS&D) Evaluation Program

29. Prepare a table listing new and amended (including transfers to inactive status) SS&D registrations of sources and devices issued during the review period. The table heading should be:

SS&D Manufacturer, Registry Distributor or Product Type Date Type of Number Custom User or Use Issued Action

30. Please include information on the following questions in Section A, as they apply to the SS&D Program:

Technical Staffing and Training - Questions 2-9 Technical Quality of Licensing Actions - Questions 18-22

Page 8: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Technical Quality of Incident and Allegation Activities - Questions 23-24 III. Low-level Radioactive Waste Disposal Program

31. Please include information on the following questions in Section A, as they apply to the Low-Level Radioactive Waste Disposal Program:

Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24

IV. Uranium Recovery Program 32. Please include information on the following questions in Section A, as they apply to the

Uranium Recovery Program:

Technical Staffing and Training - Questions 2-9 Status of Materials Inspection Program - Questions 10-14 Technical Quality of Inspections - Questions 15-17 Technical Quality of Licensing Actions - Questions 18-22 Technical Quality of Incident and Allegation Activities - Questions 23-24

Page 9: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

MATERIALS REQUESTED TO BE AVAILABLE FOR THE ON-SITE PORTION OF AN IMPEP REVIEW

Please have the following information available for use by the IMPEP review team when they arrive at your office: • List of open license cases, with date of original request, and dates of follow-up actions. • List of licenses terminated during review period. • Copy of current log or other document used to track licensing actions. • List of all licensing actions completed during the review period (sorted by license reviewer, if possible). • Copy of current log or other document used to track inspections. • List of all inspections completed during the review period (sorted by inspector, if possible). • List of inspection frequencies by license type. • List of all allegations occurring during the review period. Show whether the allegation is open or closed and whether it was referred by NRC. • List of all licenses that your agency has imposed additional security requirements upon.

ALSO, PLEASE HAVE THE FOLLOWING DOCUMENTS AVAILABLE: • All State regulations

• Statutes affecting the regulatory authority

of the State program

• Standard license conditions

• Technical procedures for licensing, model licenses, review guides

• SS&D review procedures, guides, and

standards

• Instrument calibration records

• Inspection procedures and guides

• Inspection report forms

• Documented training plan, if applicable

• Records of results of supervisory accompaniments of inspectors

• Emergency plan and communications list

• Procedures for investigating allegations

• Procedures for investigating incidents

• Enforcement procedures, including

procedures for escalated enforcement, severity levels, civil penalties (as applicable)

• Job description

Page 10: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

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Page 11: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

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fer

for

Com

mer

cial

Dis

trib

utio

n,

and

Use

of B

ypro

duct

Mat

eria

l for

Med

ical

Use

P

arts

30,

32,

35

59 F

R 6

1767

; 59

FR

652

43; 6

0 F

R 3

22

01/0

1/19

98

Fin

al

No

Com

men

ts

01/2

8/20

00

Ado

pted

by

NY

S D

OL

whi

ch h

as

sinc

e m

erge

d w

ith th

e N

YS

DO

H

ML0

9219

0342

.

1995

-2

Fre

quen

cy o

f Med

ical

Exa

min

atio

ns fo

r U

se o

f R

espi

rato

ry P

rote

ctio

n E

quip

men

t 03

/13/

1998

F

inal

N

o C

omm

ents

01

/28/

2000

Ado

pted

by

NY

S D

OL

whi

ch h

as

sinc

e m

erge

d w

ith th

e N

YS

DO

H

Page 12: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 2

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

Par

t 20

60 F

R 7

900

ML0

9219

0342

.

1995

-3

Low

-Lev

el W

aste

Shi

pmen

t Man

ifest

Info

rmat

ion

and

Rep

ortin

g P

arts

20,

61

60 F

R 1

5649

; 60

FR

259

83

03/0

1/19

98

Not

App

licab

le

Not

App

licab

le

NY

SH

D d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1995

-4

Per

form

ance

Req

uire

men

ts fo

r R

adio

grap

hy

Equ

ipm

ent

Par

t 34

60 F

R 2

8323

(S

up

erce

ded

by

1997

-5)

06/3

0/19

98

Fin

al

No

Com

men

ts

01/2

8/20

00

NY

SH

D h

as n

ot y

et a

dopt

ed F

inal

R

egul

atio

ns e

quiv

alen

t to

RA

TS

ID:

1997

-5

Ado

pted

by

NY

S D

OL

whi

ch h

as

sinc

e m

erge

d w

ith th

e N

YS

DO

H

ML0

9219

0342

. 19

95-5

R

adia

tion

Pro

tect

ion

Req

uire

men

ts:

Am

ende

d D

efin

ition

s an

d C

riter

ia

Par

ts 1

9, 2

0 60

FR

360

38

08/1

4/19

98

Fin

al

No

Com

men

ts

01/2

8/20

00

Ado

pted

by

NY

S D

OL

whi

ch h

as

sinc

e m

erge

d w

ith th

e N

YS

DO

H

ML0

9219

0342

.

1995

-6

Cla

rific

atio

n of

Dec

omm

issi

onin

g F

undi

ng

Req

uire

men

ts

Par

ts 3

0, 4

0, 7

0 60

FR

382

35

11/2

4/19

98

Fin

al

No

Com

men

ts

01/2

8/20

00

Ado

pted

by

NY

S D

OL

whi

ch h

as

sinc

e m

erge

d w

ith th

e N

YS

DO

H

ML0

9219

0342

.

1995

-7

Med

ical

Adm

inis

trat

ion

of R

adia

tion

and

Rad

ioac

tive

Mat

eria

ls

Par

ts 2

0, 3

5 60

FR

486

23

(Su

per

ced

ed b

y 20

02-2

an

d 2

005-

2)

10/2

0/19

98

1996

-1

Com

patib

ility

with

the

Inte

rnat

iona

l Ato

mic

Ene

rgy

Age

ncy

Par

t 71

60 F

R 5

0248

; 61

FR

287

24

(Su

per

ced

ed b

y 20

04-1

)

04/0

1/19

99

Fin

al

No

Com

men

ts

01/2

8/20

00

NY

SH

D h

as n

ot y

et a

dopt

ed F

inal

R

egul

atio

ns e

quiv

alen

t to

RA

TS

ID:

2004

-1.

Ado

pted

by

NY

S D

OL

whi

ch h

as

sinc

e m

erge

d w

ith th

e N

YS

DO

H

Page 13: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 2

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

ML0

9219

0342

. 19

96-2

O

ne T

ime

Ext

ensi

on o

f Cer

tain

Byp

rodu

ct, S

ourc

e an

d S

peci

al N

ucle

ar M

ater

ials

Lic

ense

s P

arts

30,

40,

70

61 F

R 1

109

02/1

5/19

99

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

.

1996

-3

Ter

min

atio

n or

Tra

nsfe

r of

Lic

ense

d A

ctiv

ities

: R

ecor

d ke

epin

g R

equi

rem

ents

P

arts

20,

30,

40,

61,

70

61 F

R 2

4669

06/1

7/19

99

1997

-1

Res

olut

ion

of D

ual R

egul

atio

n of

Airb

orne

Effl

uent

s of

Rad

ioac

tive

Mat

eria

ls; C

lean

Air

Act

P

art 2

0 61

FR

651

20

01

/9/2

000

Not

App

licab

le

Not

App

licab

le

NY

SH

D d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1997

-2

Rec

ogni

tion

of A

gree

men

t Sta

te L

icen

ses

in A

reas

U

nder

Exc

lusi

ve F

eder

al J

uris

dict

ion

With

in a

n A

gree

men

t Sta

te

Par

t 150

62

FR

166

2

02/2

7/20

00

Fin

al

ML0

9226

0295

Li

cens

e C

ondi

tion

M

L092

2602

95

No

Com

men

ts

09/0

8/20

09

ML0

9231

0687

N

o C

omm

ents

09

/08/

2009

M

L092

3106

87

1997

-3

Crit

eria

for

the

Rel

ease

of I

ndiv

idua

ls A

dmin

iste

red

Rad

ioac

tive

Mat

eria

l P

arts

20,

35

62 F

R 4

120

05/2

9/20

00

Fin

al

ML1

0012

0050

Com

men

ts

03/0

8/20

10

ML1

0033

0046

1997

-4

Fis

sile

Mat

eria

l Shi

pmen

ts a

nd E

xem

ptio

ns

Par

t 71

62 F

R 5

907

(Su

per

ced

ed b

y 20

04-1

)

02/1

0/20

00

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

. (S

ee S

TP

-97-

078)

1997

-5

Lice

nses

for

Indu

stria

l Rad

iogr

aphy

and

Rad

iatio

n S

afet

y R

equi

rem

ents

for

Indu

stria

l Rad

iogr

aphy

O

pera

tions

06/2

7/20

00

Pro

pose

d M

l100

6007

46

Com

men

ts

05/0

6/20

10

NY

SH

D a

re n

ot a

utho

rizin

g la

ybar

ge, u

nder

wat

er o

r of

fsho

re

Page 14: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 2

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

Par

ts 3

0, 3

4, 7

1, 1

50

62 F

R 2

8947

Li

cens

e C

ondi

tion

ML1

0060

0746

ML1

0089

0066

C

omm

ents

05

/06/

2010

M

L100

8900

66

radi

ogra

phy

in th

ese

regu

latio

ns.

1997

-6

Rad

iolo

gica

l Crit

eria

for

Lice

nse

Ter

min

atio

n P

arts

20,

30,

40,

70

62 F

R 3

9057

08/2

0/20

00

1997

-7

Exe

mpt

Dis

trib

utio

n of

a R

adio

activ

e D

rug

Con

tain

ing

One

Mic

ro c

urie

of C

arbo

n-14

Ure

a P

art 3

0

62 F

R 6

3634

01/0

2/20

01

Lice

nse

Con

ditio

n M

L080

1705

61

No

Com

men

ts

03/2

0/20

08

ML0

8080

0306

1998

-1

Del

iber

ate

Mis

cond

uct b

y U

nlic

ense

d P

erso

ns

Par

ts 3

0, 4

0, 6

1, 7

0, 7

1, 1

50

63 F

R 1

890;

63

FR

137

73

02/1

2/20

01

1998

-2

Sel

f-G

uara

ntee

of D

ecom

mis

sion

ing

Fun

ding

by

Non

prof

it an

d N

on-B

ond-

Issu

ing

Lice

nsee

s P

arts

30,

40,

70

63 F

R 2

9535

07/0

1/20

01

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

.

1998

-3

Lice

nse

Ter

m fo

r M

edic

al U

se L

icen

ses

Par

t 35

63 F

R 3

1604

(S

up

erce

ded

by

2002

-2)

07/1

0/20

01

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

. (S

ee S

TP

-98-

074)

1998

-4

Lice

nses

for

Indu

stria

l Rad

iogr

aphy

and

Rad

iatio

n S

afet

y R

equi

rem

ents

for

Indu

stria

l Rad

iogr

aphi

c O

pera

tions

P

art 3

4 63

FR

370

59

07/0

9/20

01

Pro

pose

d M

l100

6007

46

Lice

nse

Con

ditio

n M

L100

6007

46

Com

men

ts

05/0

6/20

10

ML1

0089

0066

C

omm

ents

05

/06/

2010

M

L100

8900

66

NY

SH

D a

re n

ot a

utho

rizin

g la

ybar

ge, u

nder

wat

er o

r of

fsho

re

radi

ogra

phy

in th

ese

regu

latio

ns.

1998

-5

Min

or C

orre

ctio

ns, C

larif

ying

Cha

nges

, and

a M

inor

10

/26/

2001

Page 15: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 2

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

Pol

icy

Cha

nge

Par

ts 2

0, 3

2, 3

5, 3

6, 3

9 63

FR

394

77; 6

3 F

R 4

5393

Pro

pose

d M

L101

3105

06

Com

men

ts

07/0

7/20

10

ML1

0158

0277

19

98-6

T

rans

fer

for

Dis

posa

l and

Man

ifest

s: M

inor

T

echn

ical

Con

form

ing

Am

endm

ent

Par

t 20

63 F

R 5

0127

11/2

0/20

01

Not

App

licab

le

Not

App

licab

le

NY

SH

D d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1999

-1

Rad

iolo

gica

l Crit

eria

for

Lice

nse

Ter

min

atio

n of

U

rani

um R

ecov

ery

Fac

ilitie

s P

art 4

0 64

FR

175

06

06/1

1/20

02

Not

App

licab

le

Not

App

licab

le

NY

SH

D d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1999

-2

Req

uire

men

ts fo

r T

hose

Who

Pos

sess

Cer

tain

In

dust

rial D

evic

es C

onta

inin

g B

ypro

duct

Mat

eria

l to

Pro

vide

Req

uest

ed In

form

atio

n P

art 3

1 64

FR

422

69

10/0

4/20

02

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

.

1999

-3

Res

pira

tory

Pro

tect

ion

and

Con

trol

s to

Res

tric

t In

tern

al E

xpos

ure

Par

t 20

64 F

R 5

4543

; 64

FR

555

24

02/0

2/20

03

Lice

nse

Con

ditio

n M

L092

2602

98

No

Com

men

ts

09/0

3/20

09

ML0

9232

0011

2000

-1

Ene

rgy

Com

pens

atio

n S

ourc

es fo

r W

ell L

oggi

ng

and

Oth

er R

egul

ator

y C

larif

icat

ions

P

art 3

9 65

FR

203

37

05/1

7/20

03

Lice

nse

Con

ditio

n M

L100

1200

53

No

Com

men

ts

02/2

3/20

10

ML1

0035

0697

2000

-2

New

Dos

imet

ry T

echn

olog

y P

arts

34,

36,

39

65 F

R 6

3750

01/0

8/20

04

Fin

al

ML1

0005

0662

No

Com

men

ts

03/0

8/20

10

ML1

0032

1001

Page 16: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 2

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

2001

-1

Req

uire

men

ts fo

r C

erta

in G

ener

ally

Lic

ense

d In

dust

rial D

evic

es C

onta

inin

g B

ypro

duct

Mat

eria

l P

arts

30,

31,

32

65 F

R 7

9162

02/1

6/20

04

Lice

nse

Con

ditio

n fo

r 32

.52

(a)

& (

b)

only

M

L040

7704

55

No

Com

men

ts

04/0

2/20

04

ML0

4093

0388

Ado

pted

by

NY

S D

OL

whi

ch h

as

sinc

e m

erge

d w

ith th

e N

YS

DO

H

ML0

9219

0342

.

2002

-1

Rev

isio

n of

the

Ski

n D

ose

Lim

it

Par

t 20

67 F

R 1

6298

04/0

5/20

05

Pro

pose

d M

L101

3105

06

No

Com

men

ts

07/0

7/20

10

ML1

0158

0277

2002

-2

Med

ical

Use

of B

ypro

duct

Mat

eria

l P

arts

20,

32,

35

67 F

R 2

0249

10/2

4/20

05

Pro

pose

d M

L100

6007

45

Lice

nse

Con

ditio

n M

L080

1705

61

Com

men

ts

05/1

8/20

10

ML1

0089

0015

N

o C

omm

ents

03

/20/

2008

M

L080

8003

06

Par

t 35

with

res

pect

to g

amm

a st

ereo

tact

ic r

adio

surg

ery

and

HD

R

only

20

03-1

F

inan

cial

Ass

uran

ce fo

r M

ater

ials

Lic

ense

es

Par

ts 3

0, 4

0, 7

0

68 F

R 5

7327

12/0

3/20

06

2004

-1

Com

patib

ility

With

IAE

A T

rans

port

atio

n S

afet

y S

tand

ards

and

Oth

er T

rans

port

atio

n S

afet

y A

men

dmen

ts

Par

t 71

69 F

R 3

697

10/0

1/20

07

Fin

al

ML0

9259

0171

Com

men

ts

10/2

3/20

09

ML0

9271

0056

2005

-1

Sec

urity

Req

uire

men

ts fo

r P

orta

ble

Gau

ges

Con

tain

ing

Byp

rodu

ct M

ater

ial

Par

t 30

70 F

R 2

001

07/1

1/20

08

Lice

nse

Con

ditio

n M

L092

5901

74

No

Com

men

ts

10/0

7/20

09

ML0

9271

0325

Page 17: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 2

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

2005

-2

Med

ical

Use

of B

ypro

duct

Mat

eria

l - R

ecog

nitio

n of

S

peci

alty

Boa

rds

P

art 3

5 70

FR

163

36; 7

1 F

R 1

926

04

/29/

2008

Pro

pose

d M

L100

6007

45

Com

men

ts

05/1

8/20

10

ML1

0089

0015

2005

-3

Incr

ease

d C

ontr

ols

for

Ris

k-S

igni

fican

t Rad

ioac

tive

Sou

rces

(N

RC

Ord

er E

A-0

5-09

0)

70 F

R 7

2128

12/0

1/20

05

Lice

nse

Con

ditio

n M

L053

1201

38

No

Com

men

ts

11/1

0/20

05

ML0

5318

0041

2006

-1

Min

or A

men

dmen

ts

Par

ts 2

0, 3

0, 3

2, 3

5, 4

0 an

d 70

71

FR

150

05

03/2

7/20

09

Pro

pose

d M

L100

6007

45

Com

men

ts

05/1

8/20

10

ML1

0089

0015

2006

-2

Nat

iona

l Sou

rce

Tra

ckin

g S

yste

m -

Ser

ializ

atio

n R

equi

rem

ents

P

art 3

2 w

ith r

efer

ence

to P

art 2

0 A

ppen

dix

E

71 F

R 6

5685

02/0

6/20

07

Not

App

licab

le1

Not

App

licab

le

NY

SH

D r

espo

nded

on

02/0

2/20

07

to F

SM

E-0

6-11

0 st

atin

g th

at th

ey

curr

ently

had

no

licen

sees

ap

plic

able

to th

is r

ule.

M

L070

3300

60

2006

-3

Nat

iona

l Sou

rce

Tra

ckin

g S

yste

m

Par

t 20

71 F

R 6

5685

, 72

FR

591

62

01/3

1/20

09

Lice

nse

Con

ditio

n

ML0

8324

0082

No

Com

men

ts

12/1

1/20

08

ML0

8339

0393

2007

-1

Med

ical

Use

of B

ypro

duct

Mat

eria

l - M

inor

C

orre

ctio

ns a

nd C

larif

icat

ions

P

arts

32

and

35

72 F

R 4

5147

, 542

07

10/2

9/20

10

Pro

pose

d M

L100

6007

45

Com

men

ts

05/1

8/20

10

ML1

0089

0015

2007

-2

Exe

mpt

ions

Fro

m L

icen

sing

, Gen

eral

Lic

ense

s, a

nd

Dis

trib

utio

n of

Byp

rodu

ct M

ater

ial:

Lice

nsin

g an

d R

epor

ting

Req

uire

men

ts

Par

ts 3

0, 3

1, 3

2, 1

50

72 F

R 5

8473

12/1

7/20

10

Page 18: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 2

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

2007

-3

Req

uire

men

ts fo

r E

xpan

ded

Def

initi

on o

f Byp

rodu

ct

Mat

eria

l P

arts

20,

30,

31,

32,

33,

35,

61,

150

72

FR

558

64

11

/30/

2010

2007

-4

Ord

er Im

posi

ng F

inge

rprin

ting

Req

uire

men

ts a

nd

Crim

inal

His

tory

Rec

ords

Che

ck R

equi

rem

ents

for

Une

scor

ted

Acc

ess

to C

erta

in R

adio

activ

e M

ater

ial

NR

C O

rder

EA

-07-

305

72 F

R 7

0901

06

/05/

2008

F

inal

M

L091

7301

54

Com

men

ts

08/0

4/20

09

ML0

9182

0407

2008

-1

Occ

upat

iona

l Dos

e R

ecor

ds, L

abel

ing

Con

tain

ers,

an

d T

otal

Effe

ctiv

e D

ose

Equ

ival

ent

Par

ts 1

9, 2

0 72

FR

680

43

02

/15/

2011

2009

-1

Med

ical

Use

of B

ypro

duct

Mat

eria

l – A

utho

rized

U

ser

Cla

rific

atio

n P

art 3

5 74

FR

339

01

09

/28/

2012

P

ropo

sed

ML1

0060

0745

Com

men

ts

05/1

8/20

10

ML1

0089

0015

2011

-1

Dec

omm

issi

onin

g P

lann

ing

Par

ts 2

0, 3

0, 4

0, 7

0 76

FR

355

12

12

/17/

2015

2011

-2

Lice

nses

, Cer

tific

atio

ns, a

nd A

ppro

vals

for

Mat

eria

ls

Lice

nsee

s

Par

ts 3

0, 3

6, 3

9, 4

0, 7

0, a

nd 1

50

76 F

R 5

6951

11

/14/

2014

2012

-1

Cha

nge

of C

ompa

tibili

ty o

f 10

CF

R 3

1.5

and

31.6

(S

ee R

AT

S ID

: 200

1-1

for

Rul

e te

xt)

77 F

R 3

640

01

/25/

2015

Page 19: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 2

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

2012

-2

Adv

ance

Not

ifica

tion

to N

ativ

e A

mer

ican

Trib

es o

f T

rans

port

atio

n of

Cer

tain

Typ

es o

f Nuc

lear

Was

te

Par

t 71

77 F

R 3

4194

08

/10/

2015

2012

-3

Tec

hnic

al C

orre

ctio

ns

Par

t 30,

34,

40

and

70

77 F

R 3

9899

08

/06/

2015

2012

-4

Req

uire

men

ts fo

r D

istr

ibut

ion

of B

ypro

duct

Mat

eria

l P

arts

30,

31,

32,

40

and

70

77 F

R 4

3666

10

/23/

2015

1 IMP

EP

Tea

m: v

erify

that

New

Yor

k do

es n

ot h

ave

any

licen

sees

sub

ject

to th

ese

regu

latio

ns d

urin

g ea

ch r

evie

w.

Page 20: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 3

ST

AT

E R

EG

UL

AT

ION

ST

AT

US

S

tate

: N

ew Y

ork

Dep

artm

ent

of

En

viro

nm

enta

l Co

nse

rvat

ion

Tra

ckin

g T

icke

t N

um

ber

: [

# am

end

men

t(s)

rev

iew

ed is

iden

tifi

ed b

y a

*

D

ate:

at

th

e b

egin

nin

g o

f th

e eq

uiv

alen

t N

RC

req

uir

emen

t.]

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

1991

-1

Saf

ety

Req

uire

men

ts fo

r R

adio

grap

hic

Equ

ipm

ent

Par

t 34

55

FR

843

(S

up

erce

ded

by

1997

-5)

01/1

0/19

94

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1991

-2

AS

NT

Cer

tific

atio

n of

Rad

iogr

aphe

rs

Par

t 34

56 F

R 1

1504

(S

up

erce

ded

by

1997

-5)

none

N

ot R

equi

red

Not

Req

uire

d T

hese

reg

ulat

ion

chan

ges

are

not

requ

ired

to b

e ad

opte

d fo

r pu

rpos

es

of C

ompa

tibili

ty.

1991

-3

Sta

ndar

ds fo

r P

rote

ctio

n A

gain

st R

adia

tion

Par

t 20

56 F

R 2

3360

; 56

FR

613

52; 5

7 F

R 3

8588

; 57

FR

57

877;

58

FR

676

57; 5

9 F

R 4

1641

; 60

FR

201

83

01/0

1/19

94

Fin

al

No

Com

men

ts

11/0

6/19

97

1991

-4

Not

ifica

tion

of In

cide

nts

Par

ts 2

0, 3

0, 3

1, 3

4, 3

9, 4

0, 7

0 56

FR

649

80

10/1

5/19

94

1992

-1

Qua

lity

Man

agem

ent P

rogr

am a

nd

Mis

adm

inis

trat

ions

P

art 3

5 56

FR

341

04

(Su

per

ced

ed b

y 20

02-2

)

01/2

7/19

95

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1992

-2

Elim

inat

ing

the

Rec

ordk

eepi

ng R

equi

rem

ents

fo

r D

epar

ture

s fr

om M

anuf

actu

rer's

Inst

ruct

ions

P

arts

30,

35

57 F

R 4

5566

none

N

ot R

equi

red

Not

Req

uire

d T

hese

reg

ulat

ion

chan

ges

are

not

requ

ired

to b

e ad

opte

d fo

r pu

rpos

es

of C

ompa

tibili

ty.

Page 21: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 3

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

1993

-1

Dec

omm

issi

onin

g R

ecor

dkee

ping

and

Lic

ense

T

erm

inat

ion:

Doc

umen

tatio

n A

dditi

ons

[Res

tric

ted

area

s an

d sp

ill s

ites]

P

arts

30,

40

58

FR

396

28

10/2

5/19

96

Not

Req

uire

d N

ot R

equi

red

NY

DE

C d

oes

not h

ave

the

auth

ority

fo

r th

is r

equi

rem

ent u

nder

its

port

ion

of th

e A

gree

men

t (M

L081

9606

29)

1993

-2

Lice

nsin

g an

d R

adia

tion

Saf

ety

Req

uire

men

ts fo

r Ir

radi

ator

s P

art 3

6 58

FR

771

5

07/0

1/19

96

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1993

-3

Def

initi

on o

f Lan

d D

ispo

sal a

nd W

aste

Site

QA

P

rogr

am

Par

t 61

58 F

R 3

3886

07/2

2/19

96

Not

App

licab

le1

Not

App

licab

le

NY

DE

C d

oes

not h

ave

any

licen

sees

sub

ject

to th

ese

regu

latio

ns.

(See

SE

CY

-95-

112)

1994

-1

Sel

f-G

uara

ntee

as

an A

dditi

onal

Fin

anci

al

Mec

hani

sm

Par

ts 3

0, 4

0, 7

0

58 F

R 6

8726

; 59

FR

161

8

none

N

ot R

equi

red

Not

Req

uire

d T

hese

reg

ulat

ion

chan

ges

are

not

requ

ired

to b

e ad

opte

d fo

r pu

rpos

es

of C

ompa

tibili

ty.

1994

-2

Ura

nium

Mill

Tai

lings

Reg

ulat

ions

: C

onfo

rmin

g N

RC

Req

uire

men

ts to

EP

A S

tand

ards

P

art 4

0 59

FR

282

20

07/0

1/19

97

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1994

-3

Tim

elin

ess

in D

ecom

mis

sion

ing

Mat

eria

l Fac

ilitie

s P

arts

30,

40,

70

59

FR

360

26

08/1

5/19

97

1995

-1

Pre

para

tion,

Tra

nsfe

r fo

r C

omm

erci

al D

istr

ibut

ion,

an

d U

se o

f Byp

rodu

ct M

ater

ial f

or M

edic

al U

se

Par

ts 3

0, 3

2, 3

5 59

FR

617

67; 5

9 F

R 6

5243

; 60

FR

322

01/0

1/19

98

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

Page 22: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 3

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

1995

-2

Fre

quen

cy o

f Med

ical

Exa

min

atio

ns fo

r U

se o

f R

espi

rato

ry P

rote

ctio

n E

quip

men

t P

art 2

0 60

FR

790

0

03/1

3/19

98

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1995

-3

Low

-Lev

el W

aste

Shi

pmen

t Man

ifest

Info

rmat

ion

and

Rep

ortin

g P

arts

20,

61

60 F

R 1

5649

; 60

FR

259

83

03/0

1/19

98

Fin

al

ML0

8320

0009

No

Com

men

ts

12/0

5/20

08

ML0

8329

0560

1995

-4

Per

form

ance

Req

uire

men

ts fo

r R

adio

grap

hy

Equ

ipm

ent

Par

t 34

60 F

R 2

8323

(S

up

erce

ded

by

1997

-5)

06/3

0/19

98

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1995

-5

Rad

iatio

n P

rote

ctio

n R

equi

rem

ents

: A

men

ded

Def

initi

ons

and

Crit

eria

P

arts

19,

20

60 F

R 3

6038

08/1

4/19

98

1995

-6

Cla

rific

atio

n of

Dec

omm

issi

onin

g F

undi

ng

Req

uire

men

ts

Par

ts 3

0, 4

0, 7

0 60

FR

382

35

11/2

4/19

98

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1995

-7

Med

ical

Adm

inis

trat

ion

of R

adia

tion

and

Rad

ioac

tive

Mat

eria

ls

Par

ts 2

0, 3

5 60

FR

486

23

(Su

per

ced

ed b

y 20

02-2

an

d 2

005-

2)

10/2

0/19

98

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1996

-1

Com

patib

ility

with

the

Inte

rnat

iona

l Ato

mic

Ene

rgy

Age

ncy

Par

t 71

60 F

R 5

0248

; 61

FR

287

24

(Su

per

ced

ed b

y 20

04-1

)

04/0

1/19

99

Not

Req

uire

d N

ot R

equi

red

NY

DE

C h

as a

dopt

ed fi

nal

regu

latio

ns e

quiv

alen

t to

RA

TS

ID:

2004

-1.

Page 23: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 3

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

1996

-2

One

Tim

e E

xten

sion

of C

erta

in B

ypro

duct

, Sou

rce

and

Spe

cial

Nuc

lear

Mat

eria

ls L

icen

ses

Par

ts 3

0, 4

0, 7

0 61

FR

110

9

02/1

5/19

99

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

.

1996

-3

Ter

min

atio

n or

Tra

nsfe

r of

Lic

ense

d A

ctiv

ities

: R

ecor

d ke

epin

g R

equi

rem

ents

P

arts

20,

30,

40,

61,

70

61 F

R 2

4669

06/1

7/19

99

Not

App

licab

le1

Not

App

licab

le

NY

DE

C d

oes

not h

ave

any

licen

sees

sub

ject

to th

ese

regu

latio

ns.

(See

SE

CY

-95-

112)

1997

-1

Res

olut

ion

of D

ual R

egul

atio

n of

Airb

orne

Effl

uent

s of

Rad

ioac

tive

Mat

eria

ls; C

lean

Air

Act

P

art 2

0 61

FR

651

20

01

/9/2

000

Lice

nse

Con

ditio

n M

L082

2100

44

No

Com

men

t M

L082

1000

09

1997

-2

Rec

ogni

tion

of A

gree

men

t Sta

te L

icen

ses

in A

reas

U

nder

Exc

lusi

ve F

eder

al J

uris

dict

ion

With

in a

n A

gree

men

t Sta

te

Par

t 150

62

FR

166

2

02/2

7/20

00

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1997

-3

Crit

eria

for

the

Rel

ease

of I

ndiv

idua

ls A

dmin

iste

red

Rad

ioac

tive

Mat

eria

l P

arts

20,

35

62 F

R 4

120

05/2

9/20

00

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1997

-4

Fis

sile

Mat

eria

l Shi

pmen

ts a

nd E

xem

ptio

ns

Par

t 71

62 F

R 5

907

(Su

per

ced

ed b

y 20

04-1

)

02/1

0/20

00

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

. (S

ee S

TP

-97-

078)

NY

DE

C h

as a

dopt

ed fi

nal

regu

latio

ns e

quiv

alen

t to

RA

TS

ID:

2004

-1

1997

-5

Lice

nses

for

Indu

stria

l Rad

iogr

aphy

and

Rad

iatio

n S

afet

y R

equi

rem

ents

for

Indu

stria

l Rad

iogr

aphy

O

pera

tions

P

arts

30,

34,

71,

150

06/2

7/20

00

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

Page 24: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 3

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

62 F

R 2

8947

19

97-6

R

adio

logi

cal C

riter

ia fo

r Li

cens

e T

erm

inat

ion

Par

ts 2

0, 3

0, 4

0, 7

0 62

FR

390

57

08/2

0/20

00

1997

-7

Exe

mpt

Dis

trib

utio

n of

a R

adio

activ

e D

rug

Con

tain

ing

One

Mic

ro c

urie

of C

arbo

n-14

Ure

a P

art 3

0

62 F

R 6

3634

01/0

2/20

01

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1998

-1

Del

iber

ate

Mis

cond

uct b

y U

nlic

ense

d P

erso

ns

Par

ts 3

0, 4

0, 6

1, 7

0, 7

1, 1

50

63 F

R 1

890;

63

FR

137

73

02/1

2/20

01

Fin

al

ML0

6115

0561

C

omm

ents

04

/25/

2006

M

L061

1500

21

1998

-2

Sel

f-G

uara

ntee

of D

ecom

mis

sion

ing

Fun

ding

by

Non

prof

it an

d N

on-B

ond-

Issu

ing

Lice

nsee

s P

arts

30,

40,

70

63 F

R 2

9535

07/0

1/20

01

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

.

1998

-3

Lice

nse

Ter

m fo

r M

edic

al U

se L

icen

ses

Par

t 35

63 F

R 3

1604

(S

up

erce

ded

by

2002

-2)

07/1

0/20

01

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

. (

See

ST

P-9

8-07

4)

1998

-4

Lice

nses

for

Indu

stria

l Rad

iogr

aphy

and

Rad

iatio

n S

afet

y R

equi

rem

ents

for

Indu

stria

l Rad

iogr

aphi

c O

pera

tions

P

art 3

4 63

FR

370

59

07/0

9/20

01

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1998

-5

Min

or C

orre

ctio

ns, C

larif

ying

Cha

nges

, and

a M

inor

P

olic

y C

hang

e P

arts

20,

32,

35,

36,

39

63 F

R 3

9477

; 63

FR

453

93

10/2

6/20

01

1998

-6

Tra

nsfe

r fo

r D

ispo

sal a

nd M

anife

sts:

Min

or

Tec

hnic

al C

onfo

rmin

g A

men

dmen

t 11

/20/

2001

F

inal

M

L060

3302

10

No

Com

men

ts

02/2

8/20

06

Page 25: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 3

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

Par

t 20

63 F

R 5

0127

M

L060

7200

35

1999

-1

Rad

iolo

gica

l Crit

eria

for

Lice

nse

Ter

min

atio

n of

U

rani

um R

ecov

ery

Fac

ilitie

s P

art 4

0 64

FR

175

06

06/1

1/20

02

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1999

-2

Req

uire

men

ts fo

r T

hose

Who

Pos

sess

Cer

tain

In

dust

rial D

evic

es C

onta

inin

g B

ypro

duct

Mat

eria

l to

Pro

vide

Req

uest

ed In

form

atio

n P

art 3

1 64

FR

422

69

10/0

4/20

02

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

.

1999

-3

Res

pira

tory

Pro

tect

ion

and

Con

trol

s to

Res

tric

t In

tern

al E

xpos

ure

Par

t 20

64 F

R 5

4543

; 64

FR

555

24

02/0

2/20

03

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2000

-1

Ene

rgy

Com

pens

atio

n S

ourc

es fo

r W

ell L

oggi

ng

and

Oth

er R

egul

ator

y C

larif

icat

ions

P

art 3

9 65

FR

203

37

05/1

7/20

03

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2000

-2

New

Dos

imet

ry T

echn

olog

y P

arts

34,

36,

39

65 F

R 6

3750

01/0

8/20

04

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2001

-1

Req

uire

men

ts fo

r C

erta

in G

ener

ally

Lic

ense

d In

dust

rial D

evic

es C

onta

inin

g B

ypro

duct

Mat

eria

l P

arts

30,

31,

32

65 F

R 7

9162

02/1

6/20

04

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2002

-1

Rev

isio

n of

the

Ski

n D

ose

Lim

it

Par

t 20

67 F

R 1

6298

04/0

5/20

05

2002

-2

Med

ical

Use

of B

ypro

duct

Mat

eria

l 10

/24/

2005

N

ot A

pplic

able

N

ot A

pplic

able

N

YD

EC

doe

s no

t hav

e au

thor

ity to

Page 26: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 3

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

Par

ts 2

0, 3

2, 3

5 67

FR

202

49

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2003

-1

Fin

anci

al A

ssur

ance

for

Mat

eria

ls L

icen

sees

P

arts

30,

40,

70

68

FR

573

27

12/0

3/20

06

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2004

-1

Com

patib

ility

With

IAE

A T

rans

port

atio

n S

afet

y S

tand

ards

and

Oth

er T

rans

port

atio

n S

afet

y A

men

dmen

ts

Par

t 71

69 F

R 3

697

10/0

1/20

07

Fin

al

ML0

6033

0210

N

o C

omm

ents

02

/28/

2006

M

L060

7200

35

2005

-1

Sec

urity

Req

uire

men

ts fo

r P

orta

ble

Gau

ges

Con

tain

ing

Byp

rodu

ct M

ater

ial

Par

t 30

70 F

R 2

001

07/1

1/20

08

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2005

-2

Med

ical

Use

of B

ypro

duct

Mat

eria

l - R

ecog

nitio

n of

S

peci

alty

Boa

rds

P

art 3

5 70

FR

163

36; 7

1 F

R 1

926

04

/29/

2008

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2005

-3

Incr

ease

d C

ontr

ols

for

Ris

k-S

igni

fican

t Rad

ioac

tive

Sou

rces

(N

RC

Ord

er E

A-0

5-09

0)

70 F

R 7

2128

12/0

1/20

05

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2006

-1

Min

or A

men

dmen

ts

Par

ts 2

0, 3

0, 3

2, 3

5, 4

0 an

d 70

71

FR

150

05

03/2

7/20

09

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2006

-2

Nat

iona

l Sou

rce

Tra

ckin

g S

yste

m -

Ser

ializ

atio

n R

equi

rem

ents

P

art 3

2 w

ith r

efer

ence

to P

art 2

0 A

ppen

dix

E

71 F

R 6

5685

02/0

6/20

07

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

Page 27: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 3

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

2006

-3

Nat

iona

l Sou

rce

Tra

ckin

g S

yste

m

Par

t 20

71 F

R 6

5685

, 72

FR

591

62

01/3

1/20

09

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2007

-1

Med

ical

Use

of B

ypro

duct

Mat

eria

l - M

inor

C

orre

ctio

ns a

nd C

larif

icat

ions

P

arts

32

and

35

72 F

R 4

5147

, 542

07

10/2

9/20

10

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2007

-2

Exe

mpt

ions

Fro

m L

icen

sing

, Gen

eral

Lic

ense

s, a

nd

Dis

trib

utio

n of

Byp

rodu

ct M

ater

ial:

Lice

nsin

g an

d R

epor

ting

Req

uire

men

ts

Par

ts 3

0, 3

1, 3

2, 1

50

72 F

R 5

8473

12/1

7/20

10

Not

App

licab

le

Not

App

licab

le

NY

DE

C d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2007

-3

Req

uire

men

ts fo

r E

xpan

ded

Def

initi

on o

f Byp

rodu

ct

Mat

eria

l P

arts

20,

30,

31,

32,

33,

35,

61,

150

72

FR

558

64

11

/30/

2010

2007

-4

Ord

er Im

posi

ng F

inge

rprin

ting

Req

uire

men

ts a

nd

Crim

inal

His

tory

Rec

ords

Che

ck R

equi

rem

ents

for

Une

scor

ted

Acc

ess

to C

erta

in R

adio

activ

e M

ater

ial

NR

C O

rder

EA

-07-

305

72 F

R 7

0901

06

/05/

2008

N

ot A

pplic

able

N

ot A

pplic

able

N

YD

EC

doe

s no

t hav

e au

thor

ity to

re

gula

te th

is m

ater

ial u

nder

its

port

ion

of th

e A

gree

men

t.

2008

-1

Occ

upat

iona

l Dos

e R

ecor

ds, L

abel

ing

Con

tain

ers,

an

d T

otal

Effe

ctiv

e D

ose

Equ

ival

ent

Par

ts 1

9, 2

0 72

FR

680

43

02

/15/

2011

2009

-1

Med

ical

Use

of B

ypro

duct

Mat

eria

l – A

utho

rized

U

ser

Cla

rific

atio

n P

art 3

5 74

FR

339

01

09

/28/

2012

N

ot A

pplic

able

N

ot A

pplic

able

N

YD

EC

doe

s no

t hav

e au

thor

ity to

re

gula

te th

is m

ater

ial u

nder

its

port

ion

of th

e A

gree

men

t.

Page 28: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 3

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

2011

-1

Dec

omm

issi

onin

g P

lann

ing

Par

ts 2

0, 3

0, 4

0, 7

0 76

FR

355

12

12

/17/

2015

2011

-2

Lice

nses

, Cer

tific

atio

ns, a

nd A

ppro

vals

for

Mat

eria

ls

Lice

nsee

s

Par

ts 3

0, 3

6, 3

9, 4

0, 7

0, a

nd 1

50

76 F

R 5

6951

11

/14/

2014

2012

-1

Cha

nge

of C

ompa

tibili

ty o

f 10

CF

R 3

1.5

and

31.6

(S

ee R

AT

S ID

: 200

1-1

for

Rul

e te

xt)

77 F

R 3

640

01

/25/

2015

2012

-2

Adv

ance

Not

ifica

tion

to N

ativ

e A

mer

ican

Trib

es o

f T

rans

port

atio

n of

Cer

tain

Typ

es o

f Nuc

lear

Was

te

Par

t 71

77 F

R 3

4194

08

/10/

2015

2012

-3

Tec

hnic

al C

orre

ctio

ns

Par

t 30,

34,

40

and

70

77 F

R 3

9899

08

/06/

2015

2012

-4

Req

uire

men

ts fo

r D

istr

ibut

ion

of B

ypro

duct

Mat

eria

l P

arts

30,

31,

32,

40

and

70

77 F

R 4

3666

10

/23/

2015

1 IMP

EP

Tea

m: v

erify

that

New

Yor

k do

es n

ot h

ave

any

licen

sees

sub

ject

to th

ese

regu

latio

ns d

urin

g ea

ch r

evie

w.

Page 29: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 4

S

TA

TE

RE

GU

LA

TIO

N S

TA

TU

S

Sta

te:

New

Yo

rk C

ity

Dep

artm

ent

of

Hea

lth

& M

en

tal H

ygie

ne

Tra

ckin

g T

icke

t N

um

ber

: [#

am

end

men

t(s)

rev

iew

ed is

iden

tifi

ed b

y a

*

Dat

e:

at t

he

beg

inn

ing

of

the

equ

ival

ent

NR

C r

equ

irem

ent.

]

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

1991

-1

Saf

ety

Req

uire

men

ts fo

r R

adio

grap

hic

Equ

ipm

ent

Par

t 34

55

FR

843

(S

up

erce

ded

by

1997

-5)

01/1

0/19

94

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1991

-2

AS

NT

Cer

tific

atio

n of

Rad

iogr

aphe

rs

Par

t 34

56 F

R 1

1504

(S

up

erce

ded

by

1997

-5)

none

N

ot R

equi

red

Not

Req

uire

d T

hese

reg

ulat

ions

are

not

req

uire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

.

1991

-3

Sta

ndar

ds fo

r P

rote

ctio

n A

gain

st R

adia

tion

Par

t 20

56 F

R 2

3360

; 56

FR

613

52; 5

7 F

R 3

8588

; 57

FR

57

877;

58

FR

676

57; 5

9 F

R 4

1641

; 60

FR

201

83

01/0

1/19

94

Fin

al

No

Com

men

ts

10/1

4/19

97

1991

-4

Not

ifica

tion

of In

cide

nts

Par

ts 2

0, 3

0, 3

1, 3

4, 3

9, 4

0, 7

0 56

FR

649

80

10/1

5/19

94

Fin

al

ML1

1304

0041

C

omm

ents

12

/05/

2011

M

L113

1103

68

1992

-1

Qua

lity

Man

agem

ent P

rogr

am a

nd

Mis

adm

inis

trat

ions

P

art 3

5 56

FR

341

04

(Su

per

ced

ed b

y 20

02-2

)

01/2

7/19

95

1992

-2

Elim

inat

ing

the

Rec

ordk

eepi

ng R

equi

rem

ents

fo

r D

epar

ture

s fr

om M

anuf

actu

rer's

Inst

ruct

ions

P

arts

30,

35

57 F

R 4

5566

none

N

ot R

equi

red

Not

Req

uire

d T

hese

reg

ulat

ion

chan

ges

are

not

requ

ired

to b

e ad

opte

d fo

r pu

rpos

es

of C

ompa

tibili

ty.

Page 30: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 4

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

1993

-1

Dec

omm

issi

onin

g R

ecor

dkee

ping

and

Lic

ense

T

erm

inat

ion:

Doc

umen

tatio

n A

dditi

ons

[Res

tric

ted

area

s an

d sp

ill s

ites]

P

arts

30,

40

58

FR

396

28

10/2

5/19

96

Fin

al

ML1

1226

0003

No

Com

men

ts

09/2

2/20

11

ML1

1245

0346

1993

-2

Lice

nsin

g an

d R

adia

tion

Saf

ety

Req

uire

men

ts fo

r Ir

radi

ator

s P

art 3

6 58

FR

771

5

07/0

1/19

96

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1993

-3

Def

initi

on o

f Lan

d D

ispo

sal a

nd W

aste

Site

QA

P

rogr

am

Par

t 61

58 F

R 3

3886

07/2

2/19

96

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1994

-1

Sel

f-G

uara

ntee

as

an A

dditi

onal

Fin

anci

al

Mec

hani

sm

Par

ts 3

0, 4

0, 7

0

58 F

R 6

8726

; 59

FR

161

8

none

N

ot R

equi

red

Not

Req

uire

d T

hese

reg

ulat

ion

chan

ges

are

not

requ

ired

to b

e ad

opte

d fo

r pu

rpos

es

of C

ompa

tibili

ty.

1994

-2

Ura

nium

Mill

Tai

lings

Reg

ulat

ions

: C

onfo

rmin

g N

RC

Req

uire

men

ts to

EP

A S

tand

ards

P

art 4

0 59

FR

282

20

07/0

1/19

97

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1994

-3

Tim

elin

ess

in D

ecom

mis

sion

ing

Mat

eria

l Fac

ilitie

s P

arts

30,

40,

70

59

FR

360

26

08/1

5/19

97

Fin

al

ML0

6129

0502

No

Com

men

ts

06/1

2/20

06

ML0

6163

0264

1995

-1

Pre

para

tion,

Tra

nsfe

r fo

r C

omm

erci

al D

istr

ibut

ion,

an

d U

se o

f Byp

rodu

ct M

ater

ial f

or M

edic

al U

se

Par

ts 3

0, 3

2, 3

5 59

FR

617

67; 5

9 F

R 6

5243

; 60

FR

322

(P

art

35 R

equ

irem

ents

Su

per

ced

ed b

y 20

02-2

)

01/0

1/19

98

Not

App

licab

le

Not

App

licab

le

NY

CD

H h

as a

dopt

ed fi

nal

regu

latio

ns e

quiv

alen

t to

RA

TS

IDs:

20

02-2

and

200

5-2.

N

YC

DH

doe

s no

t hav

e au

thor

ity fo

r th

e P

art 3

2 ac

tivity

und

er it

s po

rtio

n of

the

Agr

eem

ent

Page 31: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 4

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

1995

-2

Fre

quen

cy o

f Med

ical

Exa

min

atio

ns fo

r U

se o

f R

espi

rato

ry P

rote

ctio

n E

quip

men

t P

art 2

0 60

FR

790

0

03/1

3/19

98

Fin

al

ML0

6129

0502

No

Com

men

ts

06/1

2/20

06

ML0

6163

0264

1995

-3

Low

-Lev

el W

aste

Shi

pmen

t Man

ifest

Info

rmat

ion

and

Rep

ortin

g P

arts

20,

61

60 F

R 1

5649

; 60

FR

259

83

03/0

1/19

98

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1995

-4

Per

form

ance

Req

uire

men

ts fo

r R

adio

grap

hy

Equ

ipm

ent

Par

t 34

60 F

R 2

8323

(S

up

erce

ded

by

1997

-5)

06/3

0/19

98

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1995

-5

Rad

iatio

n P

rote

ctio

n R

equi

rem

ents

: A

men

ded

Def

initi

ons

and

Crit

eria

P

arts

19,

20

60 F

R 3

6038

08/1

4/19

98

Fin

al

ML0

7029

0581

No

Com

men

ts

02/2

3/20

07

ML0

7052

0527

1995

-6

Cla

rific

atio

n of

Dec

omm

issi

onin

g F

undi

ng

Req

uire

men

ts

Par

ts 3

0, 4

0, 7

0 60

FR

382

35

11/2

4/19

98

Fin

al

ML0

6129

0502

No

Com

men

ts

06

/12/

2006

M

L061

6302

64

1995

-7

Med

ical

Adm

inis

trat

ion

of R

adia

tion

and

Rad

ioac

tive

Mat

eria

ls

Par

ts 2

0, 3

5 60

FR

486

23

(Su

per

ced

ed b

y 20

02-2

an

d 2

005-

2)

10/2

0/19

98

NY

CD

H h

as a

dopt

ed fi

nal

regu

latio

ns e

quiv

alen

t to

RA

TS

IDs:

20

02-2

and

200

5-2.

1996

-1

Com

patib

ility

with

the

Inte

rnat

iona

l Ato

mic

Ene

rgy

Age

ncy

Par

t 71

60 F

R 5

0248

; 61

FR

287

24

(Su

per

ced

ed b

y 20

04-1

)

04/0

1/19

99

Pro

pose

d N

o C

omm

ents

02

/09/

1999

N

YC

DH

has

ado

pted

fina

l re

gula

tions

equ

ival

ent t

o R

AT

S ID

: 20

04-1

.

Page 32: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 4

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

1996

-2

One

Tim

e E

xten

sion

of C

erta

in B

ypro

duct

, Sou

rce

and

Spe

cial

Nuc

lear

Mat

eria

ls L

icen

ses

Par

ts 3

0, 4

0, 7

0 61

FR

110

9

02/1

5/19

99

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

.

1996

-3

Ter

min

atio

n or

Tra

nsfe

r of

Lic

ense

d A

ctiv

ities

: R

ecor

d ke

epin

g R

equi

rem

ents

P

arts

20,

30,

40,

61,

70

61 F

R 2

4669

06/1

7/19

99

Fin

al

ML0

6129

0502

No

Com

men

ts

06/1

2/20

06

ML0

6163

0264

1997

-1

Res

olut

ion

of D

ual R

egul

atio

n of

Airb

orne

Effl

uent

s of

Rad

ioac

tive

Mat

eria

ls; C

lean

Air

Act

P

art 2

0 61

FR

651

20

01

/9/2

000

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1997

-2

Rec

ogni

tion

of A

gree

men

t Sta

te L

icen

ses

in A

reas

U

nder

Exc

lusi

ve F

eder

al J

uris

dict

ion

With

in a

n A

gree

men

t Sta

te

Par

t 150

62

FR

166

2

02/2

7/20

00

Fin

al

ML0

7029

0581

N

o C

omm

ents

02

/23/

2007

M

L 07

0520

527

1997

-3

Crit

eria

for

the

Rel

ease

of I

ndiv

idua

ls A

dmin

iste

red

Rad

ioac

tive

Mat

eria

l P

arts

20,

35

62 F

R 4

120

05/2

9/20

00

Fin

al

ML1

0012

0050

Com

men

ts

03/0

8/20

10

ML1

0033

0046

1997

-4

Fis

sile

Mat

eria

l Shi

pmen

ts a

nd E

xem

ptio

ns

Par

t 71

62 F

R 5

907

(Su

per

ced

ed b

y 20

04-1

)

02/1

0/20

00

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

. (

See

ST

P-9

7-07

8)

1997

-5

Lice

nses

for

Indu

stria

l Rad

iogr

aphy

and

Rad

iatio

n S

afet

y R

equi

rem

ents

for

Indu

stria

l Rad

iogr

aphy

O

pera

tions

P

arts

30,

34,

71,

150

62

FR

289

47

06/2

7/20

00

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

Page 33: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 4

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

1997

-6

Rad

iolo

gica

l Crit

eria

for

Lice

nse

Ter

min

atio

n P

arts

20,

30,

40,

70

62 F

R 3

9057

08/2

0/20

00

Fin

al

ML0

7029

0581

N

o C

omm

ents

02

/23/

2007

M

L070

5205

27

1997

-7

Exe

mpt

Dis

trib

utio

n of

a R

adio

activ

e D

rug

Con

tain

ing

One

Mic

ro c

urie

of C

arbo

n-14

Ure

a P

art 3

0

62 F

R 6

3634

01/0

2/20

01

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1998

-1

Del

iber

ate

Mis

cond

uct b

y U

nlic

ense

d P

erso

ns

Par

ts 3

0, 4

0, 6

1, 7

0, 7

1, 1

50

63 F

R 1

890;

63

FR

137

73

02/1

2/20

01

Fin

al

ML0

6129

0502

N

o C

omm

ents

06

/12/

2006

M

L061

6302

64

1998

-2

Sel

f-G

uara

ntee

of D

ecom

mis

sion

ing

Fun

ding

by

Non

prof

it an

d N

on-B

ond-

Issu

ing

Lice

nsee

s P

arts

30,

40,

70

63 F

R 2

9535

07/0

1/20

01

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

.

1998

-3

Lice

nse

Ter

m fo

r M

edic

al U

se L

icen

ses

Par

t 35

63 F

R 3

1604

(S

up

erce

ded

by

2002

-2)

07/1

0/20

01

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

. (

See

ST

P-9

8-07

4)

1998

-4

Lice

nses

for

Indu

stria

l Rad

iogr

aphy

and

Rad

iatio

n S

afet

y R

equi

rem

ents

for

Indu

stria

l Rad

iogr

aphi

c O

pera

tions

P

art 3

4 63

FR

370

59

07/0

9/20

01

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1998

-5

Min

or C

orre

ctio

ns, C

larif

ying

Cha

nges

, and

a M

inor

P

olic

y C

hang

e P

arts

20,

32,

35,

36,

39

63 F

R 3

9477

; 63

FR

453

93

10/2

6/20

01

Pro

pose

d M

L130

42A

080

Com

men

ts

03/2

8/20

13

ML1

3066

A57

8

Page 34: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 4

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

1998

-6

Tra

nsfe

r fo

r D

ispo

sal a

nd M

anife

sts:

Min

or

Tec

hnic

al C

onfo

rmin

g A

men

dmen

t P

art 2

0 63

FR

501

27

11/2

0/20

01

Pro

pose

d M

L130

42A

080

No

Com

men

ts

03/2

8/20

13

ML1

3066

A57

8

1999

-1

Rad

iolo

gica

l Crit

eria

for

Lice

nse

Ter

min

atio

n of

U

rani

um R

ecov

ery

Fac

ilitie

s P

art 4

0 64

FR

175

06

06/1

1/20

02

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

1999

-2

Req

uire

men

ts fo

r T

hose

Who

Pos

sess

Cer

tain

In

dust

rial D

evic

es C

onta

inin

g B

ypro

duct

Mat

eria

l to

Pro

vide

Req

uest

ed In

form

atio

n P

art 3

1 64

FR

422

69

10/0

4/20

02

Not

Req

uire

d N

ot R

equi

red

The

se r

egul

atio

n ch

ange

s ar

e no

t re

quire

d to

be

adop

ted

for

purp

oses

of

Com

patib

ility

.

1999

-3

Res

pira

tory

Pro

tect

ion

and

Con

trol

s to

Res

tric

t In

tern

al E

xpos

ure

Par

t 20

64 F

R 5

4543

; 64

FR

555

24

02/0

2/20

03

Fin

al

ML0

6129

0502

N

o C

omm

ents

06

/01/

2006

M

L061

5300

99

2000

-1

Ene

rgy

Com

pens

atio

n S

ourc

es fo

r W

ell L

oggi

ng

and

Oth

er R

egul

ator

y C

larif

icat

ions

P

art 3

9 65

FR

203

37

05/1

7/20

03

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2000

-2

New

Dos

imet

ry T

echn

olog

y P

arts

34,

36,

39

65 F

R 6

3750

01/0

8/20

04

Fin

al

ML1

0005

0662

No

Com

men

ts

03/0

8/20

10

ML1

0032

1001

2001

-1

Req

uire

men

ts fo

r C

erta

in G

ener

ally

Lic

ense

d In

dust

rial D

evic

es C

onta

inin

g B

ypro

duct

Mat

eria

l P

arts

30,

31,

32

65 F

R 7

9162

02/1

6/20

04

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2002

-1

Rev

isio

n of

the

Ski

n D

ose

Lim

it

Par

t 20

04/0

5/20

05

Fin

al

ML0

6129

0502

N

o C

omm

ents

06

/01/

2006

Page 35: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 4

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

67 F

R 1

6298

M

L061

5300

99

2002

-2

Med

ical

Use

of B

ypro

duct

Mat

eria

l P

arts

20,

32,

35

67 F

R 2

0249

10/2

4/20

05

Fin

al

ML1

1139

0264

Com

men

ts

07/0

7/20

11

ML1

1158

0570

2003

-1

Fin

anci

al A

ssur

ance

for

Mat

eria

ls L

icen

sees

P

arts

30,

40,

70

68

FR

573

27

12/0

3/20

06

Fin

al

ML0

9201

0319

No

Com

men

ts

08/1

7/20

09

ML0

9210

0446

2004

-1

Com

patib

ility

With

IAE

A T

rans

port

atio

n S

afet

y S

tand

ards

and

Oth

er T

rans

port

atio

n S

afet

y A

men

dmen

ts

Par

t 71

69 F

R 3

697

10/0

1/20

07

Fin

al

ML0

9201

0319

Com

men

ts

08/1

7/20

09

ML0

9210

0446

2005

-1

Sec

urity

Req

uire

men

ts fo

r P

orta

ble

Gau

ges

Con

tain

ing

Byp

rodu

ct M

ater

ial

Par

t 30

70 F

R 2

001

07/1

1/20

08

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

2005

-2

Med

ical

Use

of B

ypro

duct

Mat

eria

l - R

ecog

nitio

n of

S

peci

alty

Boa

rds

P

art 3

5 70

FR

163

36; 7

1 F

R 1

926

04

/29/

2008

Fin

al

ML1

1139

0264

Com

men

ts

07/0

7/20

11

ML1

1158

0570

2005

-3

Incr

ease

d C

ontr

ols

for

Ris

k-S

igni

fican

t Rad

ioac

tive

Sou

rces

(N

RC

Ord

er E

A-0

5-09

0)

70 F

R 7

2128

12/0

1/20

05

Lice

nse

Con

ditio

n M

L052

9101

13

No

Com

men

ts

10/2

0/20

05

ML0

5294

0009

2006

-1

Min

or A

men

dmen

ts

Par

ts 2

0, 3

0, 3

2, 3

5, 4

0 an

d 70

71

FR

150

05

03/2

7/20

09

Fin

al

ML1

1139

0264

Com

men

ts

07/0

7/20

11

ML1

1158

0570

2006

-2

Nat

iona

l Sou

rce

Tra

ckin

g S

yste

m -

Ser

ializ

atio

n R

equi

rem

ents

P

art 3

2 w

ith r

efer

ence

to P

art 2

0 A

ppen

dix

E

71 F

R 6

5685

02/0

6/20

07

Not

App

licab

le

Not

App

licab

le

NY

CD

H d

oes

not h

ave

auth

ority

to

regu

late

this

mat

eria

l und

er it

s po

rtio

n of

the

Agr

eem

ent.

Page 36: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 4

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

2006

-3

Nat

iona

l Sou

rce

Tra

ckin

g S

yste

m

Par

t 20

71 F

R 6

5685

, 72

FR

591

62

01/3

1/20

09

Lice

nse

Con

ditio

n M

L090

0808

48

No

Com

men

ts

01/2

2/20

09

ML0

9012

0617

2007

-1

Med

ical

Use

of B

ypro

duct

Mat

eria

l - M

inor

C

orre

ctio

ns a

nd C

larif

icat

ions

P

arts

32

and

35

72 F

R 4

5147

, 542

07

10/2

9/20

10

Fin

al

ML1

1139

0264

Com

men

ts

07/0

7/20

11

ML1

1158

0570

2007

-2

Exe

mpt

ions

Fro

m L

icen

sing

, Gen

eral

Lic

ense

s, a

nd

Dis

trib

utio

n of

Byp

rodu

ct M

ater

ial:

Lice

nsin

g an

d R

epor

ting

Req

uire

men

ts

Par

ts 3

0, 3

1, 3

2, 1

50

72 F

R 5

8473

12/1

7/20

10

Pro

pose

d M

L123

25A

757

Com

men

ts

01/1

1/20

13

ML1

2338

A24

1

2007

-3

Req

uire

men

ts fo

r E

xpan

ded

Def

initi

on o

f Byp

rodu

ct

Mat

eria

l P

arts

20,

30,

31,

32,

33,

35,

61,

150

72

FR

558

64

11

/30/

2010

P

ropo

sed

ML1

2325

A75

7

Com

men

ts

01/1

1/20

13

ML1

2338

A24

1

2007

-4

Ord

er Im

posi

ng F

inge

rprin

ting

Req

uire

men

ts a

nd

Crim

inal

His

tory

Rec

ords

Che

ck R

equi

rem

ents

for

Une

scor

ted

Acc

ess

to C

erta

in R

adio

activ

e M

ater

ial

NR

C O

rder

EA

-07-

305

72 F

R 7

0901

06

/05/

2008

F

inal

M

L092

0103

19

No

Com

men

ts

08/1

7/20

09

ML0

9210

0446

2008

-1

Occ

upat

iona

l Dos

e R

ecor

ds, L

abel

ing

Con

tain

ers,

an

d T

otal

Effe

ctiv

e D

ose

Equ

ival

ent

Par

ts 1

9, 2

0 72

FR

680

43

02

/15/

2011

P

ropo

sed

ML1

2353

A19

1

Com

men

ts

01/3

0/20

13

ML1

3002

A43

3

2009

-1

Med

ical

Use

of B

ypro

duct

Mat

eria

l – A

utho

rized

U

ser

Cla

rific

atio

n P

art 3

5 74

FR

339

01

09

/28/

2012

F

inal

M

L130

81A

469

Com

men

ts

04/2

4/20

13

ML1

3093

A33

5

Page 37: Stephen Gavitt, CHP, Director · 2013. 5. 6. · 42-09 28th Street, 14th Floor, CN#60 ... Gavitt, Hinkel and Misken -2- Also included with the questionnaire is the document “Materials

Enc

losu

re 4

RA

TS

ID

N

RC

Ch

ron

olo

gy

Iden

tifi

cati

on

D

ate

Du

e fo

r S

tate

Ad

op

tio

n

Inco

min

g

Pac

kag

e

Ou

tgo

ing

P

acka

ge

No

tes

2011

-1

Dec

omm

issi

onin

g P

lann

ing

Par

ts 2

0, 3

0, 4

0, 7

0 76

FR

355

12

12

/17/

2015

2011

-2

Lice

nses

, Cer

tific

atio

ns, a

nd A

ppro

vals

for

Mat

eria

ls

Lice

nsee

s

Par

ts 3

0, 3

6, 3

9, 4

0, 7

0, a

nd 1

50

76 F

R 5

6951

11

/14/

2014

N

ot A

pplic

able

N

ot A

pplic

able

N

YC

DH

doe

s no

t hav

e au

thor

ity to

re

gula

te th

is m

ater

ial u

nder

its

port

ion

of th

e A

gree

men

t

2012

-1

Cha

nge

of C

ompa

tibili

ty o

f 10

CF

R 3

1.5

and

31.6

(S

ee R

AT

S ID

: 200

1-1

for

Rul

e te

xt)

77 F

R 3

640

01

/25/

2015

N

ot A

pplic

able

N

ot A

pplic

able

N

YC

DH

doe

s no

t hav

e au

thor

ity to

re

gula

te th

is m

ater

ial u

nder

its

port

ion

of th

e A

gree

men

t 20

12-2

A

dvan

ce N

otifi

catio

n to

Nat

ive

Am

eric

an T

ribes

of

Tra

nspo

rtat

ion

of C

erta

in T

ypes

of N

ucle

ar W

aste

P

art 7

1 77

FR

341

94

08

/10/

2015

2012

-3

Tec

hnic

al C

orre

ctio

ns

Par

t 30,

34,

40

and

70

77 F

R 3

9899

08

/06/

2015

2012

-4

Req

uire

men

ts fo

r D

istr

ibut

ion

of B

ypro

duct

Mat

eria

l P

arts

30,

31,

32,

40

and

70

77 F

R 4

3666

10

/23/

2015