spreading excellence and widening participation in horizon 2020

Research and Innovation


Spreading Excellence and Widening Participation in Horizon 2020

CYPRUS HORIZON 2020 NATIONAL LAUNCH EVENT16/01/2014, Nicosia

Telemachos TELEMACHOU, Policy Officer, DG Research and Innovation, Unit: Smart Specialisation for Growth

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PolicyPolicy Research and Innovation


Content:Content:

1. Background on the R&I Divide 1. Background on the R&I Divide

2. Specific eligibility criteria for Widening actions2. Specific eligibility criteria for Widening actions

3. Presentation of measures under WIDESPREAD 3. Presentation of measures under WIDESPREAD in H2020in H2020

4. Synergies with Cohesion Policy4. Synergies with Cohesion Policy

5. Conclusions5. Conclusions 2



BackgroundBackground

• Currently national / regional disparities in research excellence and innovation performance, hamper competitiveness, business growth and employment creation.

• A number of countries are experiencing low participation in the EU Framework Programmes;

• Disparities due to structural issues, such as:

insufficient national RDI investment,

lack of synergies between certain countries national research systems and EU research landscape,

insufficient capacities,

reduced access to international networks. 3



Investing in R&D pays off!Investing in R&D pays off!

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The Innovation Divide

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WIDENING PARTICIPATION in H2020WIDENING PARTICIPATION in H2020

Following an intensive political debate on widening participation in the Framework Programme, a new set of measures was introduced in Horizon 2020 under the separate specific objective:

"Spreading Excellence and Widening Participation" "Spreading Excellence and Widening Participation" (WIDESPREAD)(WIDESPREAD)

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Specific eligibility criteria for WIDESPREADSpecific eligibility criteria for WIDESPREAD• Given the particular political objectives of the "Spreading Excellence

and Widening Participation" part of H2020 a targeted approach in terms of eligibility is needed to help those participants with low performance in R&I

• H2020 legal texts refer to "low performing RDI Member States and regions”

• A Composite Indicator that measures Research Excellence (capped at the 70% of the EU average) was chosen to define which Member States will be considered as “low RDI performing” for Widening actions:

• “low RDI performing” Member States: Latvia, Croatia, Lithuania, Malta, Slovakia, Romania, Luxembourg, Poland, Bulgaria, Estonia, Portugal, Slovenia, CYPRUS, Czech Republic and Hungary.

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Overview of measures under Overview of measures under WIDESPREAD in H2020WIDESPREAD in H2020

- Teaming for Excellence (CoEs)- Twinning (institutional networking)- ERA Chairs (bringing excellence to institutions)

- NCPs (information, communication, support)- Policy Support Facility (support for R&I Policy design)- COST ( stimulating cross border science networks)

Total Budget for WIDESPREAD in H2020 ~ € 800 million€ 800 million

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Teaming for ExcellenceWhat?

Creation of new (or significant upgrade of existing) Centres of Excellence in low performing Member States and regions

How?

Proposals: Need to demonstrate the long-term science and innovation strategy of the future Centre based on a SWOT analysis

Stage 1: Funding for the development of a Business Plan for the new Centre of Excellence facilitated by a teaming process with a leading counterpart in Europe

Stage 2: Subject to the quality of the Business Plan, and a commitment of the Member State (e.g. support via Cohesion Policy Funds), the Commission may provide further substantial financial support for the first steps of implementation of the Centre. 9



Teaming (2)

The Partners - 2 parties in each Teaming project:

(1) the participant organisation (COORDINATOR) from a low performing Member State (for example a research agency at national or regional level, or a regional authority);

(2) an institution of research and innovation excellence (public or private) or a consortium of such institutions;

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Teaming (3)Teaming (3)Call 2014 ("Stage 1"): Business Plan for a Centre of Excellence (CoE)

Budget: € 11.85M Call deadline: 17 September 2014Project Size: €200.000 - €500.000 per proposal

Project Duration: 12 monthsDeliverable: Business Plan of the CoE

2016: ("Stage 2") Implementation of the CoE

Budget: ~ € 80-90 M Project Size: €15-20MProject Duration: 5-7 yearsFunding for: Substantial support for the implementation phase of the CoE

Implementation: Specific Grant Agreement established under a Framework Partnership Agreement (Coordination and Support Action)

Total Budget for Teaming in H2020: ~ € 270 M 11



TwinningTwinningWhat? Strengthening a defined field of research of a knowledge institution knowledge institution in a low performing Member State or region through linking with at least two internationally-leading counterparts in Europetwo internationally-leading counterparts in Europe.

How?

Proposals: Will have to outline the scientific strategy for stepping up and stimulating scientific excellence and innovation capacity in a defined area of research as well as the scientific quality of the partners involved in the twinning exercise

Funding for:

•expert visits and short-term on-site or virtual training; •workshops & conference attendance; •organisation of joint summer school type activities; •dissemination and outreach activities.

Equipment & researchers' salaries will NOT be funded.12



Twinning (2)Twinning (2)The Partners

• ONEONE institution located in a Low Performing MS/region (COORDINATOR)

• A minimum of TWOTWO additional partners from two different Member States or Associated Countries.

Call 2015 Details:

Budget: ~ € 64 M Call publication date: 2 July 2014Call deadline: 2 December 2014Project Size: €1 M per proposal

Project Duration: 3 years

Type of action: Coordination and Support Action

Total Budget for Twinning in H2020: ~ € 100 M 13



Twinning (3)Twinning (3)Examples from FP7-Research Potential (REGPOT)

•OPENGENE (REGPOT-2009): the Estonian Genome Center of Tartu (Estonia) has built successful networks with key partnering organisations on genomics from UK, the Netherlands, Finland and Germany.

•STRONGER (REGPOT-2011): the Pasteur Institute of French Guiana strengthened transdisciplinary research on infectious diseases. Partnerships with France, UK, USA, Brazil.

FP7 REGPOT eligibility – Convergence Regions only

New opportunities for Cyprus in H2020 with Twinning

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What?To bring high quality researchers and managers (ERA Chairs and their team) to universities and research organisations (in low performing MS and regions) with the potential for research excellence to help them implement structural changes to achieve excellence on a sustainable basis.

Proposal Design:

• Proposals can be in any scientific domain of research and innovation but expected to be in line with regional/national strategies for smart specialisation.

• Shall comprise measures to foster compliance with ERA priorities (open recruitment, peer review, gender balance, innovative doctoral training).

• Include a plan to increase Research Capacity: measures for better use of the installed research capacity; description of any necessary investments in facilities and infrastructures and present a strategy to mobilise support for them (including possible support from ESI Funds).

ERA Chairs

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ERA Chairs (2)

Funding for: •Salaries of ERA Chair and his/her team.•Support for measures aimed at structural changes in the institution (Possible costs that could be funded: trainings, meetings, publication and patenting costs, equipment)

Call 2014 Details:

Budget: ~ € 34 M Call deadline: 15 October 2014Project Size: max €2.5 M per proposal

Project Duration: 5 years

Type of action: Coordination and Support Action (Mono-Beneficiary)

Total Budget for ERA Chairs in H2020: ~ € 240 M 16



ERA Chairs – FP7 Pilot Call

•To test the measure a pilot call was set up in FP7 under the Capacities 2012-13 WP•Call was largely oversubscribed (111 submissions) – original budget doubled to EUR 24 million•Results of successful proposals will be announced in February 2014

FP7 Pilot Call similar to ERA Chairs in H2020 with 2 key differences:

Eligible institutions needed to be located in convergence regions (thus CY was ineligible)Maximum one successful proposal per country can be funded

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Network of NCPs - Measures to improve information, communication and support

• Improving information networks on European research and innovation would greatly facilitate further participation in the Framework Programme.

• Improving information on the Framework Programme needs, will aim to significantly improve and monitor NCP performance in qualitative and quantitative terms, including training efforts and enhanced access to electronic information.

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Policy Support Facility (PSF)Policy Support Facility (PSF)

SCOPE: Aims to improve the design and implementation of R&I improve the design and implementation of R&I policiespolicies by offering (voluntary basis) services & expert advice to policymakers at national/regional level, including:

1. a database of relevant innovation policy case studies2. an innovation helpdesk to guide/support users3. innovation reviews/missions to address specific policy

issues4. dissemination activities, incl. newsletters and events for

policy mutual learning

•Jointly funded with Challenge 6: actions under WIDESPREAD target needs of low performing MS/regions through the organisation of dedicated policy missions & dissemination activities. 19



COST –COST – Stimulating cross-border science networks

COST an intergovernmental framework established since 1971 for promoting cooperation among researchers in Europe. It is now an integral part of the Innovation Union and the European Research Area. COST, through its established networking activities, continues to contribute to the delivery of the Europe 2020 agenda and the Innovation Union goal.

COST – WIDENING PART

•In Horizon 2020, COST will expand its range of traditional cooperation instruments and include a set of new tools aimed at providing structural support to ERA, widening the European research base and promote S&T cooperation with other countries, beyond COST current membership.

•COST shall contribute to foster inclusive research and innovation policy by bringing together "pockets of excellence", which are not yet well integrated in European and global research.

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Synergies with Cohesion PolicySynergies with Cohesion Policy

H2020 will help to reduce disparities and the R&I divide butbut:

Challenges need to be primarily addressed at national and regional level and through other instruments, such as Cohesion Policy funding.

Key to Synergies between R&I and Cohesion Policy in 2014-2020:

Smart Specialisation - ex-ante conditionalitySmart Specialisation - ex-ante conditionality

Thematic ConcentrationThematic Concentration

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The Synergies and Smart Specialisation Matrix

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Synergies under WIDESPREADSynergies under WIDESPREADTeaming:

•R&I Strategy of the future CoE should fit in with the Smart Specialisation Strategy of the MS/region

•National/ESI Funds commitment needed for rolling out the future CoE

Twinning

Alignment with the objectives of the Smart Specialisation Strategy of the MS/region is encouraged

ERA Chairs:

•Selected field of ERA Chair to be in line with the objectives of the Smart Specialisation Strategy of the MS/region

•Research capacity aspect to be funded from ESI Funds 23



Conclusion:Conclusion:

3- fold approach in the EU to close the R&I Divide, spread 3- fold approach in the EU to close the R&I Divide, spread excellence and widen the participationexcellence and widen the participation:

• Action at national/regional level (including through Cohesion Policy)

• Action through WIDESPREAD in H2020

• Synergies between H2020 and Cohesion Policy

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spreading excellence and widening participation in horizon 2020

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