sonia sotomayor financial disclosure report for 2010

8/3/2019 Sonia Sotomayor Financial Disclosure Report for 2010

1/21

A O 1 0Rev. 1/2011FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Required by the Ethicsin Government Act of 1978(5 U.S .C. app. 101-111)

1. Person R epor t ing ( las t name, f i r s t , middle in i t ia l )S o t o m a y o r , S o n i a

4. T i t le ( A r t i c l e I I I ju d g e s i n d i c a t e a c t iv e o r s e n i o r s t a t u s ;m a g i s t r a t e j ud g e s i n d i c a t e f u l l- o r p a r t - t i m e )Associate Just ice

7. Chambers or Office Address1 First Street, NEW a s h i n g t o n , DC 20543

2. Court or Organizat ionSupreme Court of the Uni ted States

5a. Report Type (cheek appropriate type)

] N o m i n a t i o n , D a t e[] .Initial [] Annual [] Final

3 . D a t e o f R e p o r t05/18/2011

6. Repor t ing Per iod1/1/2010

to12/31/2010

Date

5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance

w i t h a p p l i c a b le l a w s a n d r e g u l a t i o n s .

Reviewing Officer

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P O S I T I O N S . ( R e p o r a n g i .d i v i d .a ~ o . t y ; s e e p p . 9 - 1 S o f ~ l i .g ~ s t r a . i o n s . )~ ] N O N E (No repor table pos i t ions . )

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.

5.

II. A G R E E M E N T S . (Reporting individual only; seep p. I4-16 of f iling instructions.)[] (No reportableO N E ag reement s . )

DATE PARTIES AND TERMS


2/21

FINANCIAL DISCLOSURE REPORTP a g e 2 o f 7

Na me o f P e r s o n R e p o r t in gS o t o m a y o r , S o n i a

Date of Report05/18/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investment Income

[~ NONE no n- inves tmen t i nc o me. )eportableDATE SOURCE AND TYPE I N C O M E( y o u r s , n o t s p o u s e s )

1.4/29/2010 Book a dva nce f rom T he Knopf Double da y Group $1,175,000.00

2.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dol lar amount not required except for honoraria . )

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodglng, food, ent e r t a i nment( I ncludes those to spouse a nd depen den t chi ldren ," see pp, 25 -27 o f i l l ing ins truct ions . )

N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 . St. La wrence Un iversity 5/16/2010 Canton, NY Commencement Speaker T r a n s p o r t a ti o n a n d m e a l2. H o s t o s C o l l e g e 6/4/2010 N e w Y o rk , N Y Commencement Speaker T r a n s p o r t a ti o n a n d m e a l3. Bronx Childrens Museum 8/14/2010 B ro n x , N Y S p e a k e r T r a n s p o r t a ti o n a n d m e a l4. Cleveland L egal Aid Society 9 / 9 / 2 0 1 0 Cleveland, O H S p e a k e r T r a n s p o r t a ti o n a n d m e a l s5. New Yo rk Historical Society 9/16/2010 N e w Y o rk , N Y Speaker at Nueva New T r a n s p o r t a ti o n a n d m e a l sYo rk Exhibit6. Fordham L aw Fi lm Fes t ival 10/17/2010 N e w Y o rk , N Y Speaker T r a n s p o r t a ti o n a n d m e a l


3/21

FINANCIAL DISCLOSURE REPORTPage 3 of 7

Name of Person Repor t ingS o t o m a y o r , S o n i a

D a t e of Repor t05/18/2011

7. Universi ty of Paris Ouest 1 1 /17/2010 - P a ris , F ra n ce Spe a k e r Tra nsp o rta tio n , lod g in g , m e a ls11/19/2010


4/21

Ia m e o f P e r s o n R e p o r t i n gPageFINANCIAL4 of 7 DISCLOSURE REPORT [ Sotom ayor, SoniaV . G I F T S . a n e l n d e s t h o s e , o s p o u s e . r i d d e p e n d e n t c h i ld re n ; s e e p p . 2 8 - 3 1 of f i l ing instructions.)

[] N O N E (No reportable gif ts. )S O U R C E

1 . Robert Berks2.3.4.5.

Einstein SculptureDESCRIPTION

D a t e o f R e p o r t05/18/2011

VALUE$1,5oo.oo

V I . L I A B I L I T I E S . a n c l n d e s t h o , e o I ~ v o u s e and dependent children; seepp. 32-33 of f!ling instructions.)--] N O N E ( N o reportable liabilities.)

CREDITOR1 . Amer ican E xpres s Retai l Credi t Card2~ Discover Reta i l C~edi t Card3. Visa Retai l Credi t Card4. Master Card Retai l Credi t Card5.

DESCRIPTION VALUE CODEJJJJ


5/21


N a m e o f P e r so n R e p o r t i n gSotom ayor, Sonia

D a t e o f R e p o r t05/18/201 1

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

2.

3.4.

5.

6;

7.

8.

9.

1 0.

1 1 .

1 2.

1 3.

1 4.

1 5 .

1 6 .

N O N E (N o reportable income, assets, or transactions.)Descr i p t i on o f Asse t s I n c o m e d u r i n g( in clud in g t rus t as se ts ) re p o r t in g p e ri o d

(t) (2)Place "(X)" after each asset A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I di v . , ren t .(A-H) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)

V a l u e V a lueCo d e 2 M e t ho d

(J-P ) Co d e 3( Q - W )

(l )T y p e ( e . g . ,buy, sel l ,

r e d e m p t i o n )

T r a n s a ct i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) .(4) ( 5 )Dat e V a l u e G a i n I d e n t i t y o f

m m / d d / y y C o d e 2 C o d e I buyer/sel ler(J-P ) (A-H ) (if private .

t r a n sa c t io n )

Citibank, N.A. Savings E I n t e r e s t OCitibank, N.A. Checking A I n t e r e s t J

T

T

Open 05/05/10 L

ING Direct F I n t e r e s t L T

1 7 .

1. Income Gain Codes:( S ee Colu mns B I and D 4)

2.Value Codes(See Columns CI and D3)

3. Value Method Codes(See Column C2)

=$ 1,000 or less=$50,001 - 5100,000=$15,000 or less=5250,001 - $500,000

P3 =525,000,001 - $50,000,000=Appraisal=Book Value

B =$1,001 - $2,500G = $100,001 - 51,000,000K = $15,001 - 550,000O =$500,001 - $1,000,000R =Cost (Real Estate Only)V =O t h e r

C =$2,501 - $ 5,000H I =51,000,001 - $5,000,000L = $50,001 - $1 00,000P I =51,000,001 - $5,000,000P4 =More than $50,000,000S =A ssessm en tW = Est i m a ted

= 5 5 , 0 0 1 - $ 1 5 , 0 0 0H 2 = M o r e th a n $ 5 , 0 0 0 , 0 0 0M = $ 1 0 0 , 0 0 1 - 5 2 5 6 ,0 0 0P 2 = $ 5 , 0 0 0 ,0 0 1 - $ 2 5 , 0 0 0 ,0 0 0

= C a s h M a r k et

E =$15,001 - S 5 0 , 0 0 0


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N a m e o f P e r s on R e p o r t i n gSotom ayor, Sonia

D a t e o f R e p o r t05/18/2011

VIII. ADDITION AL INFO RM ATION O R E XP LANATION S. (Indicate part of report,)Addi t iona l Informat ion to Par t V. GIFTS.Dur ing 2010 many people sent me gi f t s of books , a r t , j ewel ry and t r inke t s . I have no reason to bel i eve tha t any of those i t ems exceeded the $335.00 l imi t . I l lshould learn otherwise, I will a m e n d this f o r m .


7/21


Name o f Pe rson Report ingS o t o m a y o r , S o n i a

D a t e o f R e p o r t05/18/2011

IX. CERTIFICATION.I ce r t i fy t ha t a ll i n fo rm a t i o n g i v e n a b o v e (i n c l u d i n g i n fo rm a t i o n p e r t a i n i n g t o m y sp o u se a n d m i n o r o r d e p e n d e n t ch i l d r e n , i f a n y) i sa ccura t e , t ru e , a n d co m p l e t e t o t he b e s t o f m y kn o wl e d g e a n d b e l i e f , a n d t ha t a n y i n fo rm a l l o n n o t r e p o r t e d wa s wi t hhe l d b e ca use i t m e t a p p l i ca b le s t a t u t o ry

p ro v i s i o n s p e rm i t t i n g n o n -d i sc l o su re .I fur t he r ce r ti fy t ha t e a rn e d i n co m e f ro m o u t s i d e e m p l o ym e n t a n d ho n o ra r i a a n d t he a cce p t a n ce o f g i f t s whi ch ha v e be e n r e p o r t e d a r e i n

co m p l i a n ce wi t h t he p ro v i s i o n s o f 5 U. S . C . a p p . 501 e t . s e q . , 5 U. S . C . 7 353, a n d J u d i ci a l C o n fe r e n ce r e g u l a t io n s .

Signature: S/Sonia S o t o m a y o r

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A IL S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T TO C I V ILAND CRIM INAL S ANCTIO N S (5 U . S . C. app . 104)

C o m m i t te e o n F i n a n c ia l D i s cl o s u reA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r tsSui t e 2-301One Columbus Circle, N.E.. W a s h i n g t o n , D . C . 2 0 5 44


8/21

A O IORev. 1 /2011

FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 20 10

Report Req uired by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r st , m i d d l e i n i t i a l)Sotomayor, Sonia

4. Title (Article 111 judges indicate active or sen ior status;magistrate judges ind icate full- or part-time)Associate Justice

7. Chambers or Office Address1 Fi rst St ree t , NEWashing ton, DC 20543

2. Court or OrganizationSupreme Court of the Uni ted Sta tes

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final

I 5 b. [ ] A m e n d e d R e p o r ti 8 . On the bas is of the informat ion conta ined in this Repor t and an ymodif icat ions per ta in ing there to , i t i s , in m y opinion, in comp l iancewith applicable laws and regulations.

Reviewing Officer

3. Date of R e p o r t05/19/2011

6 . Report ing Pe riod1/1/2010

to12/31/2010

D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual only; see pp. 9-13 of f iUng ins truct ions .)V~ (No reportableONE posi t ions . )


2.

3.

4.

5.

I I . A G R E E M E N T S . ( R e p o r t i n g ind iv id u a l o n ly; s eep p . 14-16 o f : l i n g instructions.)~] N O N E ( N o reportable agreements.)



9/21

FINANCIAL DISCLOSURE REPOR TPage 2 of 7

N a m e o f P e r s o n R e p o r t in gSotom ayor, Sonia

D a t e o f R e p o r t05/19/2011

I II . N O N -I N V E S T M E N T I N C O M E . (Repo.ing individual andspouse; seepp . 17-24 of filing instru ctions.)A. Filers Non-Investm ent Incom eD NONE non-investment income.)N o reportable

DATE S OUR CE AND TYPE I N C O M E( y o u r s , n o t s p o u s e s )1.4/29/2010 Book a dva nce f rom T he Knopf Doubl e da y Group $1,175,000.00

2.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during anyportlon of the reporting year, complete this section.(Dol lar amount not required except for honoraria . )

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S - t ra n sp o rt at io n , l o d g i n g , l o o d , e n t e r t a in m e n t .( I ncludes those to spouse and de penden t chi ldren; see pp. 2 5-27 of f i l ing ins truct ions . )

D (No reportable reimbursements.)ONESOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 . s t . Lawrence Univers i ty 5/16/2010 Canton, NY C o m m e n c e m e n t S p e a k e r T ra nspo r ta t i on a nd m e a l2. H o sto s Colleg e 6 /4/201 0 N ew Y o rk , N Y C o m m e n c e m e n t S p e a k e r T ra nspo r ta t i on a nd m e a l3. Bronx Childrens Museum 8/1 4/201 0 B ro n x , N Y Sp eake r T ra nspo r ta t i on a nd m e a l4. C le ve l an d L e g a l A id S o ci e ty 9 /9 /2 01 0 Cleveland, OH S peake r T ra nspo r ta t i on a nd m e a l s5. N e w Y o r k H i s to r ica l S o ci et y 9 /1 6 /2 01 0 Ne w York , NY S peake r a t Nu ev a New T ra nspo r ta t i on a nd m e a l sYo rk Exh ib it6. Fordham L aw Fi lm Fes t iva l 1 0/1 7/2010 N e w Y o rk, N Y S peake r T ra nspo r ta t i on a nd m e a l


10/21


N a m e o f P e r s o n ReportingS o t o m a y o r , S o n i a

Date o f R e p o r t05/19/2011

7. Unive rs ity o f P a ris O uest 11 /17/2010 - P a ris , F ra n ce Spe a ke r Tra n sp o rta tio n , lo d g in g , m e a ls11/19/2010


11/21


N a m e o f P e r s o n R e p o r t i n gS o t o m a yo r , S o n i a

D a t e o f R e p o r t05/19/2011

V . G I F T S . a n c l u d e s t h o s e t o s p o u s e a n d dependen t chi ldren; see p p . 2 8 - 3 1 of filing instructions.)~] N O N E (No reportable gifts.)

S O U R C E1 . R obert Berks Einste in Sculpture2.3.4.

DESCRIPTION VALUE$ ! , 5 0 0 . 0 0

V I . L I A B I L I T IE S . a n c l ~ d e s those of sp ....... d depende nt ch i ldren; s ee pp . 32 -33 o f f i l ing ins truc t ions .)N O N E reportable liabilities.)~o

CREDITOR1 . Amer ican Expres s Retai l Credi t Card2. Discover Retai l Credi t Card3. V is a Retai l Credi t Card4. Master Card Retai l Credi t Card5.

DESCRIPTION VALUE CODEJJJ

J


12/21

FINANCIAL DISCLOSURE REPOR TPage 5 of 7

~ a m e o f P e r s o n R e p o r t in gSotom ayor, Sonia

D a t e o f R e p o r t05/19/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , ,a l a e , t ransact io ns ( Inc lu d es th o se o f sp o u se an d d ep en d ent ch i ld ren; s eep p . 34-60 o f f i l ing ins t ru c tio ns . )N O N E ( N o reportable income, assets, or transactions.)

2.

3.4.

5.

6.

7.

8.

9.

1 0 .

1 1 .

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

D e s c r i p t io n o f A s s e t s Income during(including trust assets) r e p o r t i n g p e r i o d

(1 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u nt T y pe ( e . g . ,

exem pt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

Gross value at endo f r e p o r t i n g p e r i o d(l) (2)Value Value

C o d e 2 M e th o d( J - P ) Code 3( Q - W )

(~ )T y p e ( e . g . ,buy, sell,


Transactions during repo rting period(~) (3) (4) ( 5 )

D a t e Value Gain I d e n t i t y o fm n # d d / y y Code 2 C o d e 1 buyer/seller

( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

Citibank, N.A. Savings E I n t e r e s t OCitibank, N.A. Checking A I n t e r e s t J

ING Direct F I n t e r e s t L

T

T

T O pen 05/10/10

1 7 .

1. Income Gain Codes: A = S 1,000 o r less B = $1 ,001 - $2,500 C =$2,501 - $5,000( Se e C ol um n s B 1 a nd D4) F =$ 50, 001 - S 100,000 G = $100,001 - $1,000,000 H 1 =S 1,000,001 - $5,000,000

2. Value Codes J = $1 5,000 o r le ss K = $1 5,001 - $50,000 L =$50,001 - $ 100,000(See Columns CI and D3) N =$ 250,001 - $ 500,000 O =$ 500,001 - $ 1,000,000 PI = $1,000,001 - $5,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Va lue M etho d Co d es Q = App raisa l R =Cost (Real Estate Only) S =A ssessm en t

(See Colum n C2) U = B ook Value V = O ther W =Est i m a t ed

D =$5,001 - $15,000H2 = More than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T = Cas h M ar k et

E = $15,001 - $50,000


13/21


N a m e o f P e r s o n R e p o r t i n gS o t o m a y o r , S o n i a

D a t e o f R e p o r t05/19/2011

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. (Indicate part of repor~)Addit ional Informat ion to Part V. GIFTS.During 2010 many people sent me gifts of books , art , jewelry and t r inkets . I have no reason to bel ieve that any of those i tems exceeded the $335.00 l imit . IfIshould leam otherwise, I wil l amend this form.


14/21

FINANCIAL DISCLOSURE REPORTP a g e 7 o f 7


Date of Report05/19/2011

IX. CERTIFICATION.I c e r ti f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n cl u d in g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i saccura te , t rue , an d co mp le te to the bes t o f m y kn o wled g e an d bel ie f , an d tha t an y in fo rm at io n n o t rep o r ted was wi thheld because i t met ap p l icable s t a tu to ryp ro vis io n s p erm i t t in g n o n -d i sc lo sure .I fur t he r ce r ti fy t ha t e a rn e d i n co m e f ro m o u t s i d e e m p l o ym e n t a n d ho n o ra r i a a n d t he a cce p t a n ce o f g i f t s which ha ve b e e n r e p o r t e d a r e i nc om p l i anc e w i t h t he p r o v i s i ons o f 5 U . S . C. app . 5 0 1 e t . s eq . , 5 U . S . C. 7 3 5 3, and J ud i ci a l Conf e r en c e r egul a t i ons .

Signature: S/Sonia S o t o m a y o r

N O T E : A N Y I N D IV ID U AL W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A IL S T O F I L E T H I S R E P O R T M A Y B E S U B J E CT T O C IV ILAND CRIM INAL S ANCTIO N S (5 U . S . C. app . 104)

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSui t e 2-301One Columbus Circle, N.E.Washington, D.C. 20544


15/21

A O IORev. 1 /2011 I FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10 Report Required by the Ethicsin Government Act of 1978(5 U.S .C. app. 101-111)

1 . Pe rson Report ing ( la st nam e , f i rs t , midd le in i t ia l)S o t o m a y o r , S o n i a

4. T i t l e ( Ar t ic l e 111 judge s i ndica t e a c t ive or s e nior s t a tus ;ma gi s t r a t e judge s i ndica t e f u l l - or pa r t - t ime )

Associate Justice

7. Chambers or Office Address1 Firs t Street, NEWashington, DC 20543

2. Court or Organizat ionSupreme Cour t of the Uni ted Sta tes

5a. Report Type (check appropriate type)] N o m i n a t i o n , Date[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance

w i t h a p p l i c a bl e l a w s a n d r e g u l a t i o n s .

Reviewing Officer

3. Date of Report5/12/2011

6. Repor t ing Per iod1/1/2010

to12/3!/2010

Da te

I M P O R T A N T N O T E S : The hzstructions accompanying th is form m ust be fo l lowet~ Com plete al l parts ,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R e p o r t in g i n d i v Z d u a t o . ~ y ; s e e p p . 9 - 1 3 of filing instructions.)~ -] N O N E ( N o reportable positions.)


2.3.4.

5.

I L A G R E E M E N T S . ( R , p o n i n g i n d i v i d u a t o . O ; s e a p p . 1 4 - 1 6 of filing instructions.)~ ~o reportableONE ag reement s . )



16/21

FINANCIAL DISCLOSURE REPO RTPage 2 of 7


Date of Repor t5/12/2011

I II . N O N - IN V E S T M E N T I N C O M E . (Reporting individual and sp ..... ; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Income[] NONE no n- inves tmen t i nc o me. )eportable

DATE S OUR CE AND TYPE I N C O M E( y o u r s , n o t s p o u s e s )1.4/2912010 Book a dva nce f rom T he Knopf Double da ~ G roup $1,175,000.00

2.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f you were married during any port ion of the report ing year, complete this sec t ion.(Dollar amount not required except for honoraria.)

NO N E ( A ro r e p o r t a b le n o n - i n v e s tm e n t i n c o m e . )DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, ent e r t a i nment .( I ncludes those to spouse and de penden t chi ldren; see pp. 2 5-27 of f i l ing ins truct ions . )

N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 . St. La wrence Un iversity 5/16/2010 Canton, NY Commencement Speaker T r a n s p o r t a t io n a n d m e a l2. H o s t o s C o l l e g e 6 / 4 / 2 0 1 0 New York, NY Commencement Speaker T r a n s p o r t a t io n a n d m e a l3. Bronx Childrens M useum 8/1 4/201 0 B ro nx , N Y Speaker T r a n s p o r t a t io n a n d m e a l4. Cleveland L egal Aid Society 9/9/2010 Cleveland, O H Speaker T r a n s p o r t a t io n a n d m e a l s5. New Y ork H istorical Society 9/16/2010 New York, NY Speaker at Nueva New T r a n s p o r t a ti o n a n d m e a l sYork Exhibit6. F o rd ha m L a w F i lm F e s ti va l 1 0/ 1 7/ 201 0 New York, NY Speaker T r a n s p o r t a t io n a n d m e a l


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D a t e o f R e p o r t5/12/2011

7. U nivers ity of Pa ris Oues t 1 1/1 7/201 0 -11/19/2010 Paris , FranceSpe a k e r Trans por t a ti on , l odging , mea l s


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~ a m e o f P e r s o n R e p o r t in gS o t o m a y o r , S o n i a

D a t e o f R e p o r t5/12/2011

V . G I F T S . (Includes those to spouse and dependent chi ldren; see pp. 28-31 of fi l ing instruct ions.)[] NONE (No reportable gifts.)

S O U R C E1 . Robert Berks Einste in Sculpture2.3.4.5.

DESCRIPTION VALUE$1,500.00

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o / s p o . s e u n d d e p e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)~-~ N O N E (No reportable liabilities.) "

CREDITOR DESCRIPTION V A L L r E C O D E1 . Amer ican Ex pres s Reta i l Credi t Card J2. Discover Reta i l Credi t Card J3. Visa Reta i l Credi t Card J4. Master Card Reta i l Credi t Card J5.


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N a m e o f P e r s o n R e p o r t in gSotomayor, Sonia

D a t e o f R e p o r t5/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transact ions ( Includes thbse of spouse and dependent chi ldren; seepp. 34-60 of f ! l ing ins truct ions .)N O N E (No reportable income, assets, or transactions.)

Descr i p t i on o f Asse t s I n c o m e d u r i n g( i ncl u di ng t ru s t asse t s ) r e p o r t i n g p e r i o d(1) (2)

Place "(X)" after each asset A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I di v . , ren t ,(A-H) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)

V a lue V a lueC o d e 2 M e t h o d

(J-P ) Co d e 3( Q - W )

(l )T y p e ( e . g . ,buy, sel l ,


T r a n s a ct i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

mrn/dd/yy Code 2 C o d e 1 buyei/seller( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

I. Cit ibank, N.A. Savings E I n t e r e s t O T2. Citibank, N.A. Checking A Interest J T

1 0 .

1 2 .1 3 .1 4 .

1 5 .

1 6 .1 7 .

1. Income Gain Codes:(See Columns B1 an d D4)

2. Value Codes(See Columns CI and D3)

3. Value Method Codes(See Column C2)

A =$1,000 or lessF=$50,001 - $ 100,000J=$15,000 or lessN =$250,00l - $500,000P 3 =$25,000,001 - $50,000,000Q=AppraisalU =Book Value

B =$1,001 - $2,500G =$100,001-$1,000,000K=$1 5,001 -$50,000O= $500,001 - $I,000,000R =Cost(Real Estate Only)V =O t h er

C =$2,501 -$5,000H1 =$1,000,001" $5,000,000L =$50,001- $i00,000PI =$ 1,000,001 - $5,000,000P4 =More than $50,000,000S =AssessmentW =Estimated

D =$5,001 - $1 5,000H 2 = M o r e th a n $ 5 , 0 0 0 , 0 0 0M = $100,001 - $250,000P2 =$5,000,001 - $25,000,000T =Cash Market

E =$15,001- $50,000


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N a m e o f P e rs o n Report ing Date of Repor tS o t o m a y o r , S o n i a 5/12/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndlcate part of report.)Addit ional Informat ion to Part V. GIFTS.During 2010 many people sent me gifts of books , art , jewelry and t r inkets . I have no reason to bel ieve that any of those i tems exceeded the $335.00 l imit . Illshould learn otherwise, I wil l amend this form.


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IX. CERTIFICATION .

D a t e o f R e p o r t5/12/2011

I ce r t i fy t ha t a l l i n fo rm a t i o n g i v e n a b o v e ( i n c l ud i n g i n fo rm a t i o n p e r t a i n i n g t o m y sp o u se a n d m i n o r o r d e p e n d e n t ch i ld r e n , i f a n y) i sa ccura t e , t rue , a n d co m p l e t e t o t he b e s t o f m y kn o wl e d g e a n d b e l i e f , a n d t ha t a n y i n fo rm a t i o n n o t r e p o r t e d wa s wi t hhe l d be ca u se i t m e t a p p l i ca b l e s t a t ut o ryp ro v i s i o n s p e rm i t t in g n o n -d i sc l o sure .I fur t he r ce rt i fy t ha t e a rn e d i n co m e f ro m o u t s i d e e m p l o ym e n t a n d ho n o ra r i a a n d t he a cce p t a n ce o f g i f t s which ha ve b e e n r e p o r t e d a r e i n

c om p l i anc e w i t h t he p r ov i s i ons o f 5 U . S . C. app . 5 0 1 e t . s eq . , 5 U . S . C. 7 35 3 , and J ud i c i a l Conf e r enc e r eg ul a t i ons .

Signature: S/Sonia Sotomayor

N O T E : A N Y I N D IV ID U AL W H O K N O W I N G L Y A N D W IL F U L L Y F A L S IF I E S O R F A IL S T O F I L E T H I S R E P O R T M A Y B E S U B J E CT T O C IV I LAND CRIM INAL S ANCTIO N S (5 U , S . C. app . 104)

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

sonia sotomayor financial disclosure report for 2010

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