2007 Solo 401k Plan Set-up Illustration

…powered by:

ExpertPlan, Inc.

Plan Set-up is initiated when the Financial Advisor “closes” the Solo 401k business proposal online. The Financial Advisor will confirm and enter the following information:

– Owner / Contact’s Name– Owner / Contact’s E-mail Address– Initial Fee Payment Method (check,

ACH or Credit Card)– Fund Line-up– Advisor’s B/D or RIA Information

A “Welcome” email will immediately be sent to your Client containing the following information:

–Plan Set-up Instructions–Link to the Solo 401k website–User ID & Password

It’s a simple four-step process –

less than 30 minutes from start to finish.

Step 1:

Step 1: Owner E-Signs the ExpertPlan Recordkeeping Services Agreement

Step 2: Company information is entered online by the Owner

Step 2: (continued) The Solo 401k will be tied to the Owner’s company bank account and a pay-group is established.

Add Bank information, Confirm and Return

Add a Pay Group, Confirm and Return

Return

Continue

Step 2: (continued) Owner E-Signs, authorizing the investment election

Owner E-Signs the Solo 401k Adoption Agreement, ACH and Custodial Agreement

Step 3:

Owner(s) and Spouse(s) are added to the Plan as “Active” Participant(s). Information is Confirmed and Processed.

Step 4:

Owner(s) / Participant(s) Enroll

Enter and Confirm Owner(s) / Participant(s) personal information.

Enter a Default “Contribution Percentage or Dollar Amount” of $1.00 or 1%. (Please note that this entry will not prevent the Owner from contributing higher amounts.)

Investment Allocations are chosen

Please note the important Administrative links provided

Need Assistance?

Financial Advisors may call:866.929.2525 – ExpertPlan Sales Desk or

sales@expertplan.com

Owner/Participants may call:866.568.4015 – ExpertPlan Account

Management Team orplansponsor@expertplan.com