solid balance sheet and our commitment to –all of which ...€¦ · tokyo commodity exchange...

“We take great pride in our solid balance sheet, our dedicated employees and our commitment to

lasting client relationships –all of which have helped the firm grow into one of the world’s

largest independent futures brokerages.”

ROSENTHAL C O L L I N SGROUP LLC

Chairman and CEO, Scott Gordon

For over 90 years, Rosenthal Collins Group

(RCG®) has been a leader in providing

clients with customized solutions that help

them manage risk in markets worldwide.

ROSENTHAL C O L L I N SGROUP LLC

As a regulated Futures Commission Merchant (FCM), RCG

is well established on all major global futures markets and

a volume leader at various exchanges.

The firm offers a full range of services from trade

execution through clearing and settlement. These

services are available worldwide around the clock.

RCG has developed and deployed its own advanced

technology (RCG Onyx Plus®) and is able to provide the

cutting edge tools necessary for today’s sophisticated

trader. In addition, we can provide connectivity directly

to the exchanges via the RCG Onyx Plus® API for anyone

needing to connect their own trading system.

Our mission is to be responsive to our clients and provide

a wide range of value-added initiatives that will set the

standard for our industry.

Rosenthal Collins Group, LLC is registered with the

Commodity Futures Trading Commission (CFTC) and the

National Futures Association (NFA).

Futures trading involves substantial risk of loss and may not be suitable for all investors.

Chairman and CEO, Scott Gordon

216 West Jackson Boulevard, Suite 400, Chicago, Illinois 60606+1-312-795-7770 FAX: +1-312-795-7730 www.RCGdirect.com

ROSENTHAL C O L L I N S GROUP LLC

Founded As: Greene and Collins 1923

Branches: 8Correspondent Brokers: 150Customer Funds: $1.4+ billion

Executive Management:Scott Gordon, Chairman and Chief Executive OfficerJason Manumaleuna, President and Chief Financial OfficerRichard Mackey, Deputy PresidentPatrick Carey, Executive Vice President, Strategic ImplementationMichael J. Conti, Executive Vice President and Chief Legal Counsel Patricia Donahue, Executive Vice President, Chief Compliance Officer & Regulatory Counsel Brian Gaffud, Executive Vice President, Business DevelopmentSteve Ivey, Executive Vice President and Chief Risk OfficerMatthew Straight, Executive Vice President and Chief Information Officer Robert Turner, Executive Vice President and Chief Operating OfficerKeith Turner, Executive Vice President, Accounting and Finance

Regulators:Chicago Mercantile Exchange (CME)National Futures Association (NFA)U.S. Commodity Futures Trading Commission (CFTC)

Facts about our Firm

RCG Onyx Plus®

Complete futures trading solution developed and supported by RCG.

Enhance your futures trading with our innovative platform RCG Onyx Plus. Download the full application or access the web-based version, RCG Onyx WebTrader®, from anywhere with an internet connection granting you unstoppable freedom to trade where you want, when you want.

Direct Connection:To all major US exchanges

Global Reach:Multi-market, multi-exchange access

FREE Demo:Sign up for a free, 14 day simulated account

Interactive Tour and Tutorial:Access online at RCGdirect.com for more in-depth information

White Label RCG Onyx Plus:Send us your logo and we will do the rest!

Enhanced Charting Package:Powered by Barchart. Monthly Subscription Available

RCG Onyx WebTrader:Trade where you want, when you want from this web-based version

Fully Customizable:Change settings and save, import, and export your layouts

Click and Drag Amends:Change your orders with ease

View Available Buying Power:For multiple accounts directly from the positions window

Synthetic Orders:Attach Brackets or T-Stops to entry orders and configure Icebergs

One-Click Trading:Execute your orders quickly and easily

Trade on Your Tablet:Via RCG OnyxWebTrader



Web-based trading.Trade where you want,when you want.

Web-Based Trading: Access your RCG Onyx Plus account from any web-enabled PC

Quick Set-up: Simply login, click the “Trade”

Charting Package: If you already subscribe to charting in RCG Onyx Plus, you have access to charting in RCG Onyx WebTrader

My Account: View balance, positions, transactions, statements, real-time prelim for all your RCG account activity

My Trades:

on your RCG Onyx Plus account

Risk Management: View all pre-trade setups; loss, lot,

margins

Risk ManagementMy Trades

My Account

RCG Onyx Webtrader®

RCG Onyx WebTrader, accessible with an internet connection, is aweb-based version of the full RCG Onyx Plus platform. RCG OnyxWebTrader is complete with unlimited access to all of your RCG OnyxPlus® account information including risk settings, limits, margin rates,account statements and so much more.



Trading Platforms

Explore more platforms and request demos online at www.rcgdirect.com

Trading Platforms

Quotes and execution. Market depth. Integrated charting with quotes and execution. Advanced charting and professional analytic tools. Global market data and advanced order routing.

Patented market depth ladder. Superior speed and stability. Spreadsheet integration. Auto-spreader. Access to server side engines and Algo Design Lab (ADL).

One-click trading. Market depth. Global markets. Multi-leg spreading. Spreadsheet integration. Back-testing.

and more...

Besides our own RCG Onyx Plus, we offer other platforms used by individual, institutional, professional and high-frequency traders.



ROSENTHALC O L L I N SGROUP LLC

Online access at:www.RCGmanagedfutures.com

Offer your customers morewith RCG Managed Futures.Help diversify your customers’ portfolios today with RCG ManagedFutures Services. If your customers are looking for an alternative investment vehicle, or if they desire a Commodity Trading Advisor (CTA) to trade a futures account on their behalf, then take a quick look at what the RCG Managed Futures services have to offer:

Managed Futures Services

and more...



Marketing Resource: access to data from BarclayHedge’s CTA database including over 150 CTAs’ detailed performance reports and other statistics to aid in your marketing campaigns. Register today at www.rcgmanagedfutures.com to receive free access for both you and your customers to view CTA performance. Existing Introducing Brokers will receive a unique username and password.

Economic benefits: structured program to help you increase your revenues and build your business.

A unique URL: an assigned URL (which you may change to meet your needs) to track leads in your marketing campaigns. Once your customer registers on the website, the lead information will be sent to you automatically.

Quality Service: staying true to RCG’s commitment to customer service, the Managed Futures division is dedicated to help you every step of the way—regardless of your knowledge of managed futures.

Growth Opportunity: assets in the managed futures industry reached an astounding $330 billion—don’t delay, take advantage of what we have to offer and diversify your business with RCG Managed Futures.

Dedicated liaison for IB support

Speedy account openings

Foreign language account forms

Customizable technology solutions

White-labeling of trading platforms

Website links for online accounts

Intra-day account access through RCG’s website

24-hr. trade desk

Extensive free market commentary

Competitive pricing

With over 90 years of experience in the commodity markets, Rosenthal Collins Group understands the rigors of operating an introducing broker and remains committed to offering our partners outstanding service, superior technology and efficient clearing services. We accept both independent and guaranteed introducing broker relationships.

IB Services

When you become an IB at Rosenthal Collins Group, your account manager will personally introduce you to each member of our team that you may need to contact—from new accounts to order desk to risk management. Enjoy online access to each of your customers’ accounts on an intra-day basis with RCG Passport as well as in-depth market commentary from leading providers.



North AmericaCBOE Futures Exchange (CFE)Chicago Board of Trade * (CBOT) Chicago Mercantile Exchange * (CME) Commodity Exchange * (COMEX)ICE Futures Canada **ICE Futures U.S. *Minneapolis Grain Exchange * (MGEX) Montreal Exchange (ME)New York Mercantile Exchange * (NYMEX)

EuropeBorsa Italiana (IDEM)Eurex **ICE Futures Europe *London Metal Exchange (LME)MEFFLiffe UK *Euronext Paris **Euronext Amsterdam

Asia PacificAustralian Securities Exchange (ASX)Bursa MalaysiaHong Kong Exchanges (HKEx)Osaka Securities Exchange (OSE)Singapore Exchange (SGX)Tokyo Commodity Exchange (TOCOM)Tokyo Financial Exchange (TFX)Tokyo Stock Exchange (TSE)

* Clearing member** Non-clearing member

RCG is a direct clearing member of all major US futures exchanges, and has access to global markets through a network of corresponding clearers worldwide.

Exchange Access



Creating solutions today, for a successful tomorrow.

Monitor positions:

Daily statements: retrieve and print your daily statement.

Trade History: view cash balance and transactions for the day.

Customize:

Verify Trades: examine all trades made on any current trading day.

Customer Accounts:

Margin Calls: track all margin calls, allowing you to keep track of your customers’ risk.

Passport



Market Commentary

Our industry commentary includes the following:

COMMENTARY EXCLUSIVE FOR OUR BROKERS:Copper: Provided by RCG’s own Trinity Group, the Today in Copper report focuses on the global economic and political events that affect copper and other LME base metal markets.

IMarket Overview: Complete with tables, graphs, and other pertinent information, Bill Gary’s Price Perceptions is a bi-monthly newsletter that combines technical analysis with fundamental commentary for various futures markets.

COMMENTARY FOR BROKERS AND CUSTOMERS

Market Overviews: Hightower Report with more than 20 years of experience, the widely-read provides daily commentary on all of the major futures markets, including the following pre-opening reports; Financials & Metals, NY Softs & Energy and Grains & Livestock.

Jim Wyckoff offers daily coverage of the major U.S. futures markets as well as Wyckoff’s Top Trading Opportunities, which is published every Friday. Wyckoff produces a bi-weekly newsletter that offers an in-depth look at several markets as well as analytical charts, while also offering an educational feature for novice traders.

Information you won’t

RCG is pleased to offer Brokers and Customers FREE daily market commentary through our Market Commentary sites.



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Technology at RCG

Rosenthal Collins Group develops and maintains state-of-the-art, robust futures trading technology to sup-port the full range of services you need in an increasingly dynamic, global marketplace.

Technology OverviewRosenthal Collins Group is committed to providing state-of-the-art technology for traders. Our off-site Data Center is scalable, redundant and secure. Our servers are co-located with all major U.S. exchanges and more than 100 networks. In addition to automated monitoring, our support team is at your service every hour of the trading week.

Server HostingOur server hosting solutions, including dedicated servers, shared environment and co-located servers, let you minimize costs and benefit from our advanced technology and co-located server installations next to all major U.S. exchanges. We first developed our Data Center in 2003, and completed a major upgrade to those facilities and services in 2013.

Market Access APIWrite directly to the RCG Onyx Plus® trading platform via our API, a service also available with other leading platforms our firm offers. And, no matter the platform you prefer, you can customize it with quotes, charts, news and market commen-tary from the best in the industry.

Futures Trading Data ServicesNothing is more important to a futures trader than timely quotes, charts, news and market commentary. At Rosenthal Collins Group, you can customize your data services through our extensive network of leading third-party providers. And, you’ll have free access to our own Market Commentary.



solid balance sheet and our commitment to –all of which ...€¦ · tokyo commodity exchange...

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