simonds dana b · simonds dana beernink 1. office, agency, or court agency name (do not use...

STATEMENT OF ECONOMIC INTERESTS

COVER PAGE

FEB 1 1 2015

Date Received Official Use Only

Please type or pdnt in ink.

NAME OF FILER (LAST) (FIRST) (MIDDLE)

SIMONDS DANA BEERNINK

1. Office, Agency, or Court

Agency Name (Do not use acronyms)

Sonoma County Superior Court

Division, Board, Department, District, if applicable Your Position

Criminal Judge

~. If filing for multiple positions, list below or on an attachment (Do not use acronyms)

Jurisdiction of Office (Check at least one box) [] State

[] Multi-County

[]c~ty of

Position:

~Judge or Court Commissioner (Statewide Jurisdiction)

I~’~ounty of Sonoma

[] Other

Type of Statement (Check at least one box),

[] Annual: The period covered is January 1, ~ through December 31, ".z30-~3:

The period covered is I I

[] Assuming Office: Date assumed I I

j through

[] Leaving Office: Date Left I / (Check one)

O The period covered is January 1, 2013, through the date of leaving office.

0 The period covered is I I , through the date of leaving office.

[] Candidate: Election year and office sought, if different than Part 1:

Schedule Summary Check applicable schedules or "None."

[] Schedule A-I - Investments - schedule attached

[] Schedule A-2 - Investments - schedule attached

[] Schedule B - Real Properly - schedule attached

None

¯ Total number of pages including this cover page: .~3 ~

[] Schedule C - Income, Loans, & Business Positions - schedule attached

[] Schedule D - Income - Gifts - schedule attached

[] Schedule E - Income - Gifts - Travel Payments - schedule attached

.or.

I have used all reasonable diligence in preparing this statemenL herein and in any attached schedules is Me and complete. I acknowledge t]

I certify under penalty of perjury under the laws of the State of Califoml

Date Signed 02/11/2015 si

FPPC Form 700 (2013/2014) FPPC Advice Emall: [email protected]

FPPC Toll-Free Helpline: 866/275-3772 www.fppc.(a.gov

SCHEDULE A-1 Investments

Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)

Do not attach brokerage or financial statements.

¯ NAME OF BUSINESS ENTITY

Apple In GENERAL DESCRIPTION OF THIS BUSINESS

Name

Computer/Software

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $1oo, ool - $~,ooo,ooo [] $10,001 - $100,000

[] Over $1.000,000

NATURE OF INVESTMENT

(Oe~’ibe) [] Partnemhip O Income Received of $0 - $499

NAME OF BUSINESS ENTITY

AVIS BUDGET GROUP INC GENERAL DESCRIPTION OF THIS BUSINESS

Auto rental

FAIR MARKET VALUE

[] $2,ooo - $1o,ooo [] $100,001 - $1,000,000

[] $10,001 - $100,000

[] Over $1,000,000


(Desc~be)

[] Padnership 0 Income Received of $0 - $499

0 Income Received of $500 or More (Re/x~f on Schedule C)

IF APPLICABLE, UST DATE:

I L I I !1~ DISPOSE’D__.~

ACQUIRED


CABLEVISION SYS NY GP A GENERAL DESCRIPTION OF THIS BUSINESS

Cable TV

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100,001 - $1.000.000

[] $10,001 - $100,000 [] Over $1,000,000


(Desa~be) [] PartnerShip O Income Received of $0 - $499

O Income Received of $500 or More (Report on Schedule C)


/1~ ACQUIRED DISPOSEd -


CONOCOPHILLIPS GENERAL DESCRIPTION OF THIS BUSINESS

Energy

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $1D0,001. $1,000,000

[] $10,001 - $100,000

[] Over $1,000,000


[] Padnership O Income Received of $0 - $499 0 Income Received of $500 or More (Report on Schedule C)

IF APPLICABLE, LIST DATE:

ACQUIRED " u DISPOSED

0 Income Received of $500 or More ~eporf on Schedule


ACQUIRED DISPOSED" u" ¯


COMCAST CORP NEW CL A GENERAL DESCRIPTION OF THIS BUSINESS

Cable TV

FAIR MARKET VALUE

[] $2,0~X) - $10,000

[] $1oo, ool - $1.ooo,ooo

[] $10.001 - $100,000

[] Over $1.000,000


(De=c~be) [] Partnership O Income Received of $0 - $499

0 Income Received of $500 or More (Report on Schedule

IF APPUCABLE, LIST DATE:

ACQUIRED DISPOSED~ ~’


GOLDMAN SACHS GROUP INC GENERAL DESCRIPTION OF THIS BUSINESS

Financial FAIR MARKET VALUE

[] $~o~ - slo.ooo [] $~oo,ooI - $1.ooo,ooo


[] Stock [] Other

[] $1o,ool. $~oo.ooo [] Over $1.000,000

(De~dbe)

[] Partnership O Income Received of $0 - $499

0 Income Received of $500 or More [Report on Schedule

IF APPLICABLE. LIST DATE:

/ I t~l, I Idlt~ ACQUIRED- t\ DISPOSEDV~"

Commen~:

FPPC Form 700 (2013/2014) FPPC Advice Emil: [email protected]

FPPCTolI-Free Helpllne: 866/275-3772 www.fppc.ca.gov




Name

Dana B. Simonds


GOOGLE INC CLASS i GENERAL DESCRIPTION OF THIS BUSINESS

TECH

FAIR MARKET VALUE

I-] $2,ooo - $1o,ooo [] $100,001 o $I.000.000

[] $10,OOl - $1OO,000

[] Over $1,000,000

NATURE OF INVES1701ENT

[] Stoc~ [] Other



SANOFI GENERAL DESCRIPTION OF THIS BUSINESS

Pharmaceuticals

FAIR MARKET VALUE

[] $2,ooo - $1o,ooo

[] $1oo,ool. $1,ooo,ooo

[] $1o,ool - $1oo,ooo [] Over $1,000,000

NATURE OF INVESTMENT [] sto~ [] [] Partnerstdp O In.me R~ ~ $0 - ~99

O Income Received of $500 or More (Repod on Schedule

IF APPUCABLE, UST DATE:

ACQUIRED DISPOSED /


jOHNSON & JOHNSON GENERAL DESCRIPTION OF THIS BUSINESS

PHARMACEUTICALS

FAIR MARKET VALUE

[] $2,0OO - $10,000

[] sioo.ooi - $I,OOO.Ooo [] $10,OOl - $100,000

[] Over $1,000,000

NATURE OF ~NWS~ENT [] sto~ [] [] Padnership O Income Received of $0 - $499



~_____L. ~

! l ACQUIR]E~-- DISPOSE/~


LEUCADIA NATIONAL CORP GENERAL DESCRIPTION OF THIS BUSINESS

Diversified financial services FAIR MARKET VALUE

[] $2,ooo - $1o,ooo [] $100,001 - $1,0oo,0oo


[] $10,001 - $1OO,000

[] Over $1,000,000

[] Padnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C)


! ~1~1~ i,. ACQUIRED’" DISPOSED

O Income Received of $500 or More I’Report on schedule


ACQUIRED DISPOSED


JPMORGAN CHAS 5.45% PFDPFD DUE 02/05 GENERAL DESCRIPTION OF THIS BUSINESS

Diversified Financial Services

FAIR MARKET VALUE [] $2,000 - $1o, ooo [] $1oo, ool - $1.ooo,ooo

[] $10,ool - $1oo,000

[] Over $1,000,000


[] st~ [] o~. [] Padnership O Income Received of $0 - $499

O Income Received of $500 or More (Report on Schedule 0


ACQUIRED" =’ DISPOSED~’"


LIBERTY MEDIA CORP SER A GENERAL DESCRIPTION OF THIS BUSINESS

Media

FAIR MARKET VALUE

[] S2,Ooo- SlO,Ooo [] $100,001 - SI,0oo,Ooo


[] $1o,ool - $1oo,ooo [] Over Sl,OOO,OOO

(De~dbe) [] Partnership O Income Received of $0 - $499



ACQUIRED DISPOSED

Comments: Page 2 * Duplicates represent separate blocks of equities 2/2015

FPPC Form 700 (2013/2014)

FPPC Advice Emaih [email protected]





Name

Dana SImonds


MICROSOFT CORP GENERAL DESCRIPTION OF THIS BUSINESS

Software

FAIR MARKET VALUE

[] $2,ooo - $1o,00o [] $1oo,ool - $1.ooo.ooo

~7] $10,001 - $100,000 [] Over $I,000,000


[] st~ [] ~er (De~dbe)

[] Padnership O Income Received of $0 - $499


AWILCO DRILLING Itd GENERAL DESCRIPTION OF THIS BUSINESS

Energy

FAIR MARKET VALUE

[] $2,o00 - $1o,00o [] $Ioo,ool - $1,ooo,o00

[] $1o,ool. $1oo,o0o

[] Over $I,O0O,OO0


[] Stack [] Other (Desc~be)


O Income Reneb,’ed of $500 or More fRepo~1 on Schedule


i i~- i ~4~ ACQUIRED DISPOSED


PHILLIPS 66 GENERAL OESCRIPTION OF THIS BUSINESS

Oil, Gas & Consumable Fuels

[] $1o,ool - $100,00o [] Over $1,000,000

FAIR MARKET VALUE

[] $2.000 - $10.000

[] $1oo.ooi - $1.o00.ooo

NATURE OF INVESTMENT’

[] sto~ [] ~er [] Pertners~ip O Income Rec~ved of $0 - $499

O Income Received of $500 or Mo~e (Report on Schedule


I I ACQUIRED DISPOSED

0 Income Received of $500 or More (Reporf on Schedule

NAME OF BUSINESS ENTITY b,

WELLS FARGO & CO 18WTSWARRANTS EX


I I 1=s . ACQUIRED DISPOSED


STARZ SER A SER A GENERAL DESCRIPTION OF THIS BUSINESS

Media

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $I00.001 - $1,000,000

[] $10,001 - $100,000

[] Over $I,000,000


[] st~ [] o~ [] Partnership 0 Income Received of $0 - $499

O Income Received of $500 or More (Report on Schedule


~ i~ ~ I.~ ACQUIRED DISPOSED

GENERAL DESCRIPTION OF THIS BUSINESS


[] $~o00 - $1o,00o [] $100,001 - $1,000.000

[] $10,001 - $100,000

[] Over $1,0O0,000

NATURE OF INVESTMENT Wan’a-" [] stack [] Other n~

(Oeso~be)

[] partnership O Income Received of $0 - $499


WELLS FARGO BAN 7.5% PFDPFD SER L LD GENERAL DESCRIPTION OF THIS BUSINESS

Commercial Banks

FAIR MARKET VALUE

[] $2,000 - $10.000

[] $IOO,OOI. $1,ooo.o00


IF APPUCABLE, US’I" DATE:

I 1~ I I~ ACQUIRED " DISPOSED


[] $1o.ool - $100,ooo [] Over $1,000,000

(Oe~rtbe)

[] Partnership O Income Rec~ved of $0 - $499 O Income Rec~ved of $500 or More (Report on Schedule C)


ACQUIRED DISPOSED

Comments: Page 3 * Duplicates represent separate blocks of equities

FPPC Form 700 (2013/2014) FPPC Advice Emaih [email protected]

FPPCTolI-Free Helpline: 866/275-377;l www.fppc.ca.gov





WINTHROP REAL 9.25% PFDPFD SER D GENERAL DESCRIPTION OF THIS BUSINESS

[] $1o,ool [] Over

Real Estate Investment Trusts (REITs) FAIR MARKET VALUE

[] $2,000 - $10,000

[] $1~,ooI - $I,ooo,o~


(Deu:~be)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repod on $chedu/e C)


ACQUIRED DISPOSED


ZOETIS INC GENERAL DESCRIPTION OF THIS BUSINESS

Pharmaceuticals

FAIR MARKET VALUE

[] $2,000 - $10.000

[] $100.001 - $1.000.000

NATURE OF INVESTMENT [] Stock [] Other

[] $~o.ooI. $IOO.~O [] Over $I,OOO.OOO

(Desa~be) [] Pa,-tnership O Income Received of $0 - $499


IF APPUCABLE. UST DATE:

ACQUIRED DISPOSED


Name

Dana B. Simonds


WYNDHAM WORLDWIDE CORP GENERAL DESCRIPTION OF THIS BUSINESS

Hotels, Restaurants & Leisure

FAIR MARKET VALUE

[] $2.ooo - $Io,ooo [] $Io.ooi - $~oo,ooo [] $100.001 - $I.000.0o0 [] Over $1.000.000


[] st~ [] (Describe)

[] Padnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C~.


ACQUIRED DISPOSED

NAME OF BUSINESS ENTTrY

ATWOOD OCEANICS INC GENERAL DESCRIPTION OF THIS BUSINESS

Energy Equipment & Services

FAIR MARKET VALUE

[] $2,o~ - $1o,ooo [] $1o,ooi. $I~,~o [] $100.001 - $1.000.000 [] Over $1.000.000

NATURE OF IESTMENT

(Desmbe)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repon’ on Schedule C/


ACQUIRED ~ DISPOSED

BERKSHIRE HATHAWAY B NEWCLASS B GENERAL DESCRIPTION OF THIS BUSINESS

Diversified Financial Services FAIR MARKET VALUE

[] $~,ooo - $Io,ooo [] $~o.oo~ - $Ioo,ooo [] $100,001 - $I,000.000 [] Over $1.000.000

NATURE OF INVESTMENT [] st~ [] [] Padnemhip 0 Income Received of $0 - $499

O Income Received of $500 or More (Repot o~ ScheduJe C)



WASTE MANAGEMENT INC DEL GENERAL DESCRIPTION OF THIS BUSINESS

Commercial Services & Supplies

FAIR MARKET VALUE

[] $2.o~ - $1o,ooo [] $Io,ooI. $IOO.~O [] $100.001 - $1.000.000 [] Over $1.000.000


[] Padnership (~) Income Received of $0 - $499 O Income Received of $500 or More (Repot1 on Schedule C)


ACQUIRED DISPOSED

Commen~:

FPPC Form 700 (2013/2014) FPPC Advice Email: [email protected]

FPPCTolI-Free Helpline: 866/275-3772 www.fppc.ca.gov



Do not attach brokerage or financia/ statements.

Name

Dana B. Simonds


ISHARES RUSSELL VALUE MIDCAP VALUE GENERAL DESCRIPTION OF THIS BUSINESS

Mid-Cap Value ETF

FAIR MARKET VALUE

[] $2,o00. $~o,ooo [] $100,001 - $I,000,000

[] $1o,ool - $1oo,ooo [] Over $1,ooo,00o


[] sto~ [] [] Partnership O Income Received of $0 - $499

O Income Received of $500 or More (Repotf or= S~edu/e C)


,.= ACQUIRED DISPOSED


ISHARES MSCI EMRG MKT ETF (EEM) GENERAL DESCRIPTION OF THIS BUSINESS

Diversified Emerging Mkts

FAIR MARKET VALUE

[] S2,000 - $10,000 [] $10,001 - $100,000

[] $1oo.ool - $I.O00,o~ [] Over $1.00o.ooo


(Des~be)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C]

IF APPLICABLE. UST DATE:

ACQUIRED DISPOSED


DIREXION SHS ETF DAILY REAL EST (DRN) GENERAL DESCRIPTION OF THIS BUSINESS

Tmding-Leveraged Equity

FAIR MARKET VALUE

[] $2.000 - $10,000 [] $10,001 - [] $100,001 - $1,000,000 [] Over $1,000,000


(Des~be) [] Partnership O Income Received of $0 - $499

0 Income Received of $500 or More (Repo~ on Schedule C)



.... ACQUIRED DISPOSED


ISHARES RUSSELL GROWTH MIDCAP ETF GENERAL DESCRIPTION OF THIS BUSINESS

Mid-Cap Growth

FAIR MARKET VALUE

[] $2,000 - $10,000 [] $1oo.ool - $I,O00.o~

[] $10,001 - $100,000

[] Over $1,000,000


[] Stock [] Other

[] Pa..tnership (3 Income Received of $0 - $499 0 Income Received of $500 or More (Repo,’t o. Schedule C)


ACQUIRED DISPOSED

ISHARES RUSSELL MIDCAP VALUE ETF GENERAL DESCRIFRON OF THIS BUSINESS

Mid-Cap Value FAIR MARKET VALUE

[] $2,0o0 - $IO,OOO [] $1oo,ool -

[] $10,001 - $100,000 [] Over $tooo.ooo


(Dasc~be) [] Partnership 0 Income Received of $0 - $499


0 Income Received of $500 or More (Repo~ on Schedule C)


ACQUIRED DISPOSED

VANGUARD FINANCIALS GENERAL DESCRIP3"]ON OF THIS BUSINESS


[] $2,000 - $10.000

[] $100,001 - $1,000,000


[] Stock [] Other

[] $10,001 - $100,000

[] Over $1,000,000

(Describe)

[] Partnership 0 Income Received of $0 - $499

0 Income Received of $500 or More (Report on Schedule C)


ACQUIRED DISPOSED

Comments: Page 5







VANGUARD TOTAL STOCK MKT GENERAL DESCRIPTION OF THIS BUSINESS

Large Blend

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $I00,001 - $I,000,000

[] $10,001 - $100,000

[] Over $1,000,000


[] stoc~ [] ot~or (Des~:~be)

[] Padners~ip O Income Received of $0 - $499

Name

Dana B. Simonds


CGM REALTY FUND GENERAL DESCRIPTION OF THIS BUSINESS

[] $10,001 - $100,000 [] Over $1,000,000

Real Estate

FAIR MARKET VALUE

[] $2,ooo - slo,ooo [] $Ioo.om - $i,ooo,ooo

O Income Received of $500 or More (Repo~ on Schedule C)


I___/,# I I ’~ ACQUIRED " DISPOSED "


COHEN & STEERS REALTY SHARES GENERAL DESCRIPTION OF THIS BUSINESS

Real Estate

FAIR MARKET VALUE

[] $2,000 - $10.000

[] $100,001 - $1,000.000

[] $10,001 - $100,000

[] Over $1,000,000


[] Stock [] Other

[] Partner~ip 0 Income Received of $0 - $499 O Income Received of $500 or More (Repotf on Schedule C)


l i "~ 1__..d_~_ ACQU,RED D~SPOSED



[] sto~ [] ~e~ (Describe)

[] Partnership O Income Received of $0 - $499 0 Income Received of $500 or More (Repoff on Schedule


I i~ I I~ ACQUIRED DISPOSED


FIDELITY SLCT TECHNOLOGY PORTFOLIO GENERAL DESCRIPTION OF THIS BUSINESS

[] $I0,001 - $100,000

[] Over $1,000,000

Technology

FAIR MARKET VALUE

[] $2,000 - $t0,000

[] $100,001 - $1.000.000


[] s~o~ [] O~e, , (Desc~be)

[] Pa~nership O Income Received of S0 - $499 O Income Received of $500 or More ~’eport on ,Schedule


I 1.=~.= I._._=/_.~ ACQUIRED DISPOSED

ISHARES TR DOW JONES US ETF GENERAL DESCRIPTION OF "rills BUSINESS

Large Blend FAIR MARKET VALUE

[] $2,ooo - $Io,ooo [] $1oo,oo~ - $I,OOO,OOO

[] $10,001 - $I00,000

[] Over $1.ooo.ooo


[] Partnership 0 Income Received of $0 - $499 O Income Received of $500 or More (Repo,,’t on Schedule C)


i i~.. i i.~_ ACQUIRED DISPOSED


ISHARES TR RUSSELL 2000 ETF GENERAL DESCRIPTION OF THIS BUSINESS

[] $10,001 - $100,000

[] Over $1,000.000

Small Blend FAIR MARKET VALUE

[] s2.ooo. SlO,OOo [] $100,001 - $1,000,000


(Desa~be) [] Partnership O Income Received of $0 - $499

O Income Received of $500 or More (Report on Schedule C]


ACQUIRED DISPOSED

Comments: Page 6





Do not attach brokerage or tinancial statements.

Name

Dana B. Simonds


ISHARES TR RUSSELL 2000 VALUE ETF GENERAL DESCRIPTION OF THIS BUSINESS

Small Value

FAIR MARKET VALUE

[] $2,ooo - $~o,ooo [] $1~o,oo~ -

[] $~o,oo~ - $~oo,ooo [] Over $1,0oo, ooo


[] st~ [] ~er (De~:~be)

[] Padnorship O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule


ACQUIR~ proposeD ¯ NAME OF BUS’NESS E~,mT¥

VANGUARD INTL GROVVTH FD INVESTOR S


S P D R S&P 500 ETF TR EXPIRING 01122/211 GENERAL DESCRIPTION OF THIS BUSINESS

Large Blend

FAIR MARKET VALUE

[] $2,ooo. [] $1oo, ool - stOOD, ODD

[] $10,001 - $100,000 [] Over $1,000,000


(Describe) [] Partnership O Income Received of $0 - $499

(3 Income Received of $500 or More (Report on Schedule


ACQUIRED DISPOSED


COSTCO WHSL CORP NEW GENERAL DESCRIPTION OF THIS BUSINESS

Foreign Large Growth

FAIR MARKET VALUE

[] $2.000. $1o,ooo [] $1oo.ool - StOOD,ODD

[] $10,001 - $100,000

[-1 Over $1,000,000


(De.be) [] Partnership O Income Received of $0 - $499


Food & Staples Retailing

FAIR MARKET VALUE

[] $2,000 - $1o,ooo [] $1o,ool. $1oo,ooo

[] $100,001 - $1,o00,000 [] Over $1,000,000


[] Stack [] Other (Descdbe)

[] Partnership (3 Income Received of $0 - $499 0 Income Received of $500 or More ~Repo~t on Schedule


ACQUIRED - DISPOSED 7-


DIRECTV GENERAL DESCRIPTION OF THIS BUSINESS

Media FAIR MARKET VALUE

[] sz, ooo. [] $~oo,oo~ - $t.ooo.ooo

[] $10,001 - $100,000 [] Over $1,000,000


(Describe)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repo~ o~ Schedule

ACQU,REO o,sPOSEO

0 Income Received of $500 or More (Repo,’t on ,Schedule C)


i i 1~~ i ACQUIRED DISPOSED


DISNEY WALT CO GENERAL DESCRIPTION OF THIS BUSINESS


[] $2,000 o $10,000

[] $1oo,oo~ - StooD,ODD [] $10,001 - $100,000

D Over $1,000,000


[] Partnership O Income Received of $0 - $499 0 Income Received of $500 or More (Repo~ on Schedule C)


ACaU,REO D,SPOSEO

Comments: Page 7






Name

Dana B. Simonds

¯ NAME OF BUSINESS ENTI’Pt’

FOREST CITY ENT CL A GENERAL DESCRIPTION OF THIS BUSINESS

Real Estate Management & Development

FAIR MARKET VALUE

[] $2,000 - $10,000 [] $10,001 - =100,000

[] $100,001 - $1,000,000 [] Over $~,000,000


[] sto~ [] [] Padnership O Income Received of $0 - $499


ENCANA GENERAL DESCRIPTION OF THIS BUSINESS

Capital Markets

FAIR MARKET VALUE

[] $2,ooo. $1o,ooo [] $1o0,0oi - $I,OOO,0OO

[] $10,001 - $100,000

[] Over $1,000,000


[Describe)


O Income Received of $500 or More (Repod on Schedule C}


ACQUIRED DISPOSED


GOOGLE INC CLASS A GENERAL DESCRIPTION OF THIS BUSINESS

Intemet Software & Services

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100,001 - $1,000,000

[] $10,001 - $100,000

[] c~ $~,ooo, ooo


[] Stock [] Other (Deso~be)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repotf on Schedu~ C)

0 Income Received of $500 or More (Rmx~ on Sch~ufe C)


ACQUIRED DISPOSED


GOLDMAN SACHS GROUP INC GENERAL DESCRIPTION OF THIS BUSINESS

Capital Markets

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100,001 -

[] $10,001 - $100,000 [] Over $1,000,000


[] stoc~ [] Other

[] Partnership O Income Received of $0 - $499 0 Income Recei~d of $500 or More (Report on Schedu/e C)


ACQUIRED DISPOSED


GRAHAM HOLDINGS CO GENERAL DESCRIPTION OF THIS BUSINESS

Diversified Consumer Services FAIR MARKET VALUE

[] s2,ooo. SlO,OOO [] SlO.OOl - SlOO,OOO [] $10o,ool o $1,ooo,ooo [] Over $1,000,000


(Des=be) [] Partnership 0 Income Received of $0 - $499



ACQUIRED DISPOSED


ACQ RED o,sPosED ¯ NAME OF BUSINESS ENTITY

GRAMERCY PPTY TR INC REIT GENERAL DESCRIPTION OF THIS BUSINESS


[] $2,000 - $10,000 [] $10,001 - $100,000

[] $I00.001 - $1,000,000 [] Over $1.000.000


[] Stock [] Other {Describe)

[] Padnershtp 0 Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedu/e C)


ACQUIRED DISPOSED

Comments: Page 8





Do not attach brokerage or financial statements. Dana B. Simonds


HOMEFED CORP NEW GENERAL DESCRIPTION OF THIS BUSINESS

Real Estate FAIR MARKET VALUE

[] =2,000 - =10,OOO

[] $1oo,oo~ - $1,ooo,ooo [] $1o,ool - $1oo,ooo [] Over $1,oo0,000




JPMORGAN CHASE & CO GENERAL DESCRIPTION OF THIS BUSINESS

Diversified Financial Services FAIR MARKET VALUE

[] S2,OO0 - $10,OO0 [] $10,001 - $100,OO0

[] $~oo.ool - $1.ooo.ooo [] Over $1.ooo, ooo


[] Stock [] Other (Describe)

[] padnership O Income Received cA" $0 - $499 O Income Received of $500 or More (Report on Schedu;e C)


ACQUIRED DISPOSED


LEUCADIA NATIONAL CORP GENERAL DESCRIPTION OF THIS BUSINESS


FAIR MARKET VALUE

[] $2.000 - $10,OO0

[] $100.001 - $1,000.000


[] stock [] om~

[] $10,001 - $100,000

[] Over $1,OO0.ooO

(De~albe) [] Partnership 0 Income Received of $0 - $499



/ _"~

ACQUIRED DISPOSED


LIBERTY INTERACTIVE A SERIES A GENERAL DESCRIPTION OF THIS BUSINESS

Intemet & Catalog Retail

O Income Received of $500 or More (Repoe on Schedule C)


ACQUIRED DISPOSED


LIBERTY’GLOBAL INC CL AF GENERAL DESCRIPTION OF THIS BUSINESS


[] $2,000 - $10,000

[] $1oo.ool - $1,ooo.ooo

[] $10,001 - $100,000

[] Over $1,000,00O


(Describe) [] Partnership O Income Received of $0 - $499

O Income Received of $500 or More (Repo~ on 3chedu/e C)


ACQUIRED DISPOSED


LIBERTY INTERACTIVE CP ASER A LIBERTY GENERAL DESCRIPTION OF THIS BUSINESS

FAIR MARKET VALUE

[] $2,00o - SlO,ooo [] $1oo,ool - $1.ooo.ooo

[] $10,001 - $100,000

[] Over $1,ooo.ooo


[] s1~ [] om~ (De=o~be)

[] Padnership O Income Received of $0 - $499 O Income Received of $500 ot More (Repot on Schedule C)

IF APPLICABLE, US]" DATE:

ACQUIRED DISPOSED

Intemet & Catalog Retail

[] $10,001 - $100,000

[] Over $~.ooo.ooo

FAIR MARKET VALUE

[] $2.000 - $10,000

[] $100,001 - $1.000.000


[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repo~ on Schedule

IF APPUCAJ3LE, LIST DATE:

I ,e_ ACQUIRED DISPOSED

Comments: Page 9

FPPC Form 700 (2013/2014) FPPC Advice Emalh [email protected]





NAME OF BUSINESS ENTITY ¯ NAME OF BUSINESS ENTITY

LIBERTY MEDIA CORP SER A GENERAL DESCRIPTION OF THIS BUSINESS


[] $2,000 - S10,O00

[] $1oo,ool - $1,ooo,ooo [] $I0,001 - $I00,000

[] Over $1,000,000


[] Stock [] Other (Der, o~be)

[] Partnership O Income Received of $0 - $499 O Income Rec~ved of $500 or More (Rep~ on Schedule


ACQUIRED DISPOSED


MERCURY" GENERAL CORP GENERAL DESCRIPTION OF THIS BUSINESS

Insurance

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100.001 - $1,000,000

[] $10,001 - Sl00.000

[] Over Sl,ooo.ooo

Name

Dana B. Simonds

MC DONALDS CORP GENERAL DESCRIPTION OF THIS BUSINESS

Hotels, Restaurants & Leisure FAIR MARKET VALUE

[] $2.ooo - $1o,ooo [] $Io,oo~ - $~oo,ooo [] $1oo,ooI - $1,ooo,ooo [] Over $I,OOO,OOO

NATURE OF INVESTMENT [] sto= []

(Describe) [] Padnership O Income Received of $0 - $499

O Income Rec~ved of $500 or More (Report on Schedule C]

IF APPLICABLE, U~,~)ATE:

ACQUIRED DISPOSED


SHAW COMMUN INC CL B F NON VOTING GENERAL DESCRIPTION OF THIS BUSINESS

Media

FAIR MARKET VALUE

[] s2.ooo - slo,ooo [] slo,oo~ - s~oo,ooo [] $100.001 - $1,000,000 [] Over $1.000.000


[] sto~ [] o~,,," [] Partnership O Income Received of $0 - $499

O Income Received of $500 or More (Report o~ Sc~ed~e C)


ACQUIRED DISPOSED


[] st~ [] (Desc~be)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedu/e C)


/ /11 / ACQUIRED DISPOSED


PRICESMART INC GENERAL DESCRIPTION OF THIS BUSINESS

Food & Staples Retailing

FAIR MARKET VALUE

[] S2,000 - SlO,O00 [] $10,001 - Sl00.000

[] $100,001 - $1,000,000 [] Over $1,000,000


[] st~ [] o~- ¯ (Desc~b~)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C]


/ /1I / i.m ACQUIRED DISPOSED


STARZ SER A SER A GENERAL DESCRIPTION OF THIS BUSINESS


[] $2,000 - $10,000

[] $100.001 - $1,000,000

[] $10,001 - $100.000

[] Over $1,000,000


(Des(~be)


0 Income Received of $500 or More (Report on Schedute C)

IF APPUCABLE" LIST DATE:

i 1._1~_ i /1~ ACQUIRED DISPOSED

Comments: Page 10


FPPCTolI-Free Helpline: 866/Z75-3772 www.fpp¢.ca.gov




Name

Dana B. Simonds

’NAME OF BUSINESS ENTITY

WELLS FARGO & CO 18WTSWARRANTS EX GENERAL DESCRIPTION OF THIS BUSINESS

Warrant EXP 10/28/18 FAIR MARKET VALUE

[] $2,ooo - $1o,00o [] $1oo,ooI - $I.ooo,o~

[] $4o,00~ - $100,00o [] O~r $1,00o, ooo

NATURE OF INVESTMENT Warrant

(De=~tbe)

[] Partnership 0 Income Received of $0 - $499 O Income Received of $500 or More i’Repod on Sct~edu~e C~

IF APPLICABLE, mmsT DATE:

ACQUIRED DISPOSED


BERKSHIRE HATHAWAY B NEWCLASS B GENERAL DESCRIPTION OF THIS BUSINESS


FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100.001 - $1.000.000

[] $10,001 - $100.000

[] Over $1,000.000


[] Partnership O Income Received of $0 - $499 0 Income Received of $500 or More (Rep~ on Schedule C)


ACQU,RED D,SPOSED NAME OF BUSINESS ENTITY


WELLS FARGO 5.125% PFDPFD GENERAL DESCRIPTION OF THIS BUSINESS

Commercial Banks

FAIR MARKET VALUE

[] $2,o00 - $1o,00o [] $~oo,ool - $I,OOO,00o

[] $10.001 - $100,000

[] Over $1,00o, ooo


[] Stock [] Other (De~ttbe)

[] Partnership O Income Received of $0 - $499 O Income Received o/$500 or More (Repor~ on


I L ACQUI~O_.~__ I /~’ DISPOSED


CUBIST PHARMACEUTICALS GENERAL DESCRIPTION OF THIS BUSINESS

Biotechnology

FAIR MARKET VALUE

[] $2.000 - $10,000 [] $’~00,ool - $1,00o,00o

[] $10,001 - $100,000

[] Over $1,ooo,00o


[] st~ [] Othe~ [] Partnership O Income Received of $0 - $499

O Income Received of $500 or More ~Report on Schedule


ACQUIRED DISPOSED

ISHARES RUSSELL GROWTH MIDCAP ETF GENERAL DESCRIPTION OF "rills BUSINESS

Midcap Growth FAIR MARKET VALUE

[] $2,ooo - $1o.00o [] $1oo.oo~ - $I.o00,00o

[] $10,OOl - $100,ooo

[] Over $1,00o,ooo


[] st~ [] [] Partnership O Income Received of $0 - $499


ISHARES RUSSELL VALUE MIDCAP ETF GENERAL DESCRIPTION OF THIS BUSINESS

Midcap Value

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100.001 -

O Income Received of $500 or More [Repot on Schedule


I L _’1~1( i ACQUIRED DISPOSED -- ’~


[] $10,001 - $100,000

[] Over $1.000.000

(Des~be) [] Partnership O Income Received d $0 - $499

O Income Received of $500 or More (Repo~ on Schedule


ACQUIRED DISPOSED

Comments: Page 11


FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov




Name


ISHARES S&P 500 VALUE GENERAL DESCRIPTION OF THIS BUSINESS

Large Cap Value

FAIR MARKET VALUE

[] $2,000 - $I0,000

[] $100,001 - $I,0O0,000

[] $10,001 - $100,000 [] Over $1,ooo,ooo


(Desc~be)



ISHARES TR RUSSELL 2000 ETF GENERAL DESCRIPTION OF THIS BUSINESS

Small Blend

FAiR MARKET VALUE

[] $2,ooo - $1o,ooo [] $1oo,ooI - $I,OOO,OOO

[] $10,001 - $100,000 [] Over $1,0o0,0O0


[] Stock [] Other (Desczibe)


O Income Received of $500 or More (Repod on Schedule


ACQUIRED DISPOSED


ISHARES TR RUSSELL 2000 GROWTH ETF GENERAL DESCRIPTION OF THIS BUSINESS

Small Growlh

FAIR MARKET VALUE

[] =2,000 - $10,000

[] $1oo, oo~ - $1,ooo, ooo

[] $10,001 - $100,000

[] Over $1,000,000


(De.be)

[] Padners.hip O Income Received of $0 - $499 O Income Received of $500 or More (Repod on Schedule

IF APPI..ICABLE, LIST DATE:

ACQUIRED DISPOSED




ACQUIRED DISPOSED m


ISHARES TR RUSSELL 2000 VALUE ETF GENERAL DESCRIPTION OF THIS BUSINESS

Small Value

FAIR MARKET VALUE

[] $2.000 - $10,000

[] $100,001 - $1.000,000

[] S10,001 - $100.000

[] Over $1,ooo.ooo


[] Stock [] Other (Desc~be)

[] Parlnership ~ Income Received of $0 - $499

O Income Received of $500 or More (Report on Scl~edule C/


ACQUIRED DISPOSED

S P D R S&P 500 ETF TR EXP 01122/2118 GENERAL DESCRIPTION OF THIS BUSINESS

Large Blend

FAiR MARKET VALUE

[] $2,000 - $10,000

[] $100,001 - $1,000.000

[] $10,001 - $100,0O0

[] over Sl,0oo,ooo


[] Stock [] Other



CGM REALTY FUND GENERAL DESCRIPTION OF THIS BUSINESS

Real Estate FAiR MARKET VALUE

[] $~ooo - $Io,0oo [] $100.001 - $1,000,00o

O Income Received of $500 or More (Report


ACQUIRED DISPOSED


[] Stock [] Other

[] slo,OOl. SlOO.OOO [] Over $1.ooo.ooo

(Describe) [] Partnership 0 Income Received of $0 - $499



ACQUIRED DISPOSED

Comments: Page 12







DODGE & COX INTL STOCK FUND GENERAL DESCRIPTION OF THIS BUSINESS

Foreign Large Blend

FAIR MARKET VALUE

[] $2,ooo - $1o,ooo

[] $1oo, ool - $1,o0o,o00

[] $10,0Ol - $10O,000 [] Over $1,000,000

NATURE OF [] sto= []

(Desoibe)


0 Income Received of $500 or More (Repod on Schedule C)


ACQUIRED DISPOSED

¯ NAME OF BUSINESS EhfflTY

VANGUARD TOTAL STOCK MKT GENERAL DESCRIPTION OF THIS BUSINESS

Large Blend

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100.001 - $1.00O,000


[] $10,0Ol ~ $10O,000

[] Over $1,0o0,000

(De~) [] Padnership O Income Received of $0 - $499



ACQUIRED DISPOSED

¯ NAME OF BUSINESS ENTITY ¯

DIREXION SHS EXCH TRD FDDAILY REAL E*

FAIR MARKET VALUE

[] $2,00o - SlO,0oO

[] $100,001 - $1.00O,00o


Tmding-Leveraged Equity (3X)

[] $1o,0ol - $10o,ooo [] Over $1,0O0,0o0

Name

Dana B. Simonds

¯ NAME OF BUSINESS ENTrrY

ISHARES RUSSELL VALUE MIDCAP GENERAL DESCRIPTION OF THIS BUSINESS

[] $1o,ool - $1oo,ooo [] Over $1,0o0,0oo

Mid Value

FAIR MARKET VALUE

[] S2,00O - $10,000

[] $1oo,ool - $I,O~O, o0o


(Des~be) [] Padnership O Income Received of $0 - $499



/ /_’~ I I1~ ACQUIRED DISPOSED "~


ORACLE CORPORATION GENERAL DESCRIPTION OF THIS BUSINESS

[] $10,001 - $10o,0o0 [] Over $1,0oo,0o0

Software

FAIR MARKET VALUE

[] $2,00O - $10,000

[] $1oo.ool - $1.o0o.ooo


[] Partnership 0 Income Received of $0 - $499


[] Stock [] Other

[] Partnership 0 Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C)


ACQUIRED DISPOSED

0 Income Received of $500 or More (Rep~ on $chedute C)"


ACQUIRED DISPOSED


ISHARES RUSSELL VALUE MIDCAP GENERAL DESCRIPTION OF THIS BUSINESS

Mid Value FAIR MARKET VALUE

[] $2,o0o - SlO,OOO [] SI00.001 - $I,00o,000

[] $10.001 - $100,000

[] Over $1,0oo.ooo


(De=:~be)

[] Padnership 0 Income Received of $0 - $499



ACQU,RED D,SPOSED


FPPC Form 700 (2013/2014) FPPC Advice Emaih advice@fppc, ca.gov

FPPCTolI-Free Helpline: 866/Z75-3772 www.fppc.ca.gov

SCHEDULE A-I Investments



Name

Dana B. Simonds

NAME OF BUSINESS ENTI’rY

CGM REALTY FUND* GENERAL DESCRIPTION OF THIS BUSINESS


[] $2,ooo - $1o,o0o [] $1oo,ooi - $I,OOO,OOO

[] $1o,ool - $10o,ooo [] Over $1,ooo.ooo


[] Stock [] Other (Desoibe)


NAME OF BUSINESS ENTIP(

FIDELITY SLCT BIOTECH PORT GENERAL DESCRIPTION OF THIS BUSINESS

Biotechnology

FAIR MARKET VALUE

[] $2,0oo - $1o.ooo [] $1oo, ool - $1.ooo,ooo

[] $IO,0OI. $Ioo,ooo [] Over $I.OO0,O00


[] Stock [] Other (Desaibe)

[] Padnershlp O Income Received of $0 - $499 O Income Received of $500 or More {Repotf on sc~edu~ C)


ACQUIRED ~ DISPOSED

NAME OF BUStNESS ENTTTY

JANUS TWENTY FD CL T GENERAL DESCRIPTION OF THIS BUSINESS

Large Growth

FAIR MARKET VALUE

[] $2,000 - $10,0O0

[] $100,001 - $1.000.000

[] $10,001 - $1OO.OO0

[] Over $1,000.000


[] sto~ [] [] Padners~ip O Income R~ M $0 - ~99

O In~e Re~ ~ $500 ~ M~ (R¢~ on S~u~ C)


ACQUIRED DISPOSED

O Income Received of $500 or More ~Report on Schedule


DIREXION SHS EXCH TRD FDDAILY REAL E*


ACQUIRED DISPOSED

NAME OF BUSINESS ENTITY"

SCHWAB 1000 INDEX FUND GENERAL DESCRIPTION OF THIS BUSINESS

Large Blend

FAIR MARKET VALUE

[] $2,000 - $10,0OO

[] $1oo,ooi - $I,O0o,ooo [] $10,0Ol - $100,000

[] Over $1.0o0,000


[] Stock [] Other

[] Padnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C)


ACQU,RED o,sPOSEO


Trading-Leveraged Equity (3X) FAIR MARKET VALUE

[] $2,000 - $10,000 [] $10,001. $100,0O0 [] $100.001 - $I,00O,0OO [] Over $I,OO0.0O0


(De=a~be) [] Partnership O Income Received of $0 - $499


ISHARES RUSSELL MIDCAP VALUE ETF * GENERAL DESCRIPTION OF THIS BUSINESS

Mid-Cap Value

FAIR MARKET VALUE

[] $2,ooo. $IO.0oo [] $I00,001 - $1,0oo,000

0 Income Received of $500 or More (Repo~ on 3cheduJe C)


I /1~" ACQUIRED

/ /~ DISPOSED


[] $10.OOl - $100,000

[] Over $1,0O0,000

(Desc~e)

[] Padnership O Income Received of $0 - $499 0 Income Received of $500 or More (Repot/on Schedule C)


ACQUIRED DISPOSED


FPPC Form 700 (2013/2014) FPPC Advice Emaih advice@fl)pc.ca.gov

FPPCTolI-Free Helpline: 866/275-3772 www.fpp¢.ca.gov

SCHEDULE A-I Investments



¯ NAME OF BUSINESS ENTITY ¯

ISHARES TR RUSSELL 2000 GROWTH ETF * GENERAL DESCRIPTION OF THIS BUSINESS

Small Growth FAIR MARKET VALUE

[] $2,ooo - $~o,ooo [] $1oo,ool. $1,ooo,ooo

[] $~o,oo~ - $1oo,ooo [] Over $1,000,000


[] Stock [] Other (Der~dbe)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or Mo~e (Report on Schedu/e C)


ACQUIRED DISPOSED


ISHARES RUSSELL VALUE MIDCAP VALUE * GENERAL DESCRIPTION OF THIS BUSINESS

[] $10,001 - $100,000

[] Over $1,000.000

Mid-Cap Value

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100,001 - $1,000,000


[] sto~ [] Oth,, [] Partnership O Income Received of $0 - $499

O Income Received of $500 o~ More (Repo~ on Schedule C)

Name

Dana B. Simonds


PROSHS ULTRASHORT MSCI Japan GENERAL DESCRIPTION OF THIS BUSINESS

Trading-inverse Equity

FAIR MARKET VALUE

[] $2.ooo - $1o,ooo [] $~oo,ool - $1,ooo,ooo

[] $10,001. $100,000

[] Over $1,000,000


[] stoc. [] (Desa’~be)

[] Padnership O Income Received of $0 - $499 0 Income Received of $500 or More (Report on ,~.hedul~ C)


, ACQUIRED DISPOSED


VANGUARD TOTAL STOCK MKT * GENERAL DESCRIPTION OF THIS BUSINESS

Large Blend

FAIR MARKET VALUE

[] $2,ooo - $1o,ooo [] $1oo,ool - $1,0oo,ooo

[] SlO.OOl - $10o, ooo [] Over $1,000,000


[] Stock [] Other

[] Partnership 0 Income Received of $0 - $499 0 Income Received of $500 or More (Report on Sche<lule C)


I /’ill I ACQUIRED ~ DISPOSED


PUBLIC STORAGE REIT GENERAL DESCRIPTION OF THIS BUSINESS


[] S2,OOO - $1o,ooo [] SlO,OOl - $1oo,ooo

[] $100,001 - $1,000,000 [] Over $1,000,000


[] sto= [] [] Padnership O Income Received of $0 - $499

O Income Received of $500 or More (Report on Schedu~ C)


ACQUIRED DISPOSED


ACQUIRED DISPOSED


ISHARES RUSSELL VALUE MIDCAP VALUE * GENERAL DESCRIPTION OF THIS BUSINESS

Mid-Cap Value

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100,001 - Sl.000,000

[] $10,001 - $100,000

[] Over $1,ooo.ooo


[] sto~ [] (Desmbe)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule


ACQUIRED DISPOSED


FPPC Form 700 (2013/2014)

FPPC Advice Emaih advice@fppc.¢a.gov

FPPC Toll-Free Helpline: 866/275-3772




Name

Dana B. Simonds


ISHARES S&P 500 VALUE S&P 500 VALUE * GENERAL DESCRIPTION OF THIS BUSINESS

Large Value

FAIR MARKET VALUE

[] $2,ooo - $1o,ooo [] $1oo,ool - $~,ooo,o0o

[] $10,001 - $10O,000

[] Over $1,oo0,0o0


(Deso’ibe) [] Paxtnemhip O Income Received of $0 - $499

O Income Received of $500 or More (Report on Schedule C/


ACQUIRED DISPOSED


FIDELITY MAGELLAN FUND GENERAL DESCRIPTION OF THIS BUSINESS

Large Growth

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $t00,001 - $1,000,000

[] $1o.ool - $10o, ooo [] Over $1,000,000


[] Stock [] Other (De.be)

[] Padnershlp O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C)


ACQUIRED DISPOSED


JANUS TWENTY FD CL T" GENERAL DESCRIPTION OF THIS BUSINESS

Large Growth

FAIR MARKET VALUE

[] $~ooo - [] $IOO.OO~ - $1,o0o.ooo

[] $10,001 - $100,000

[] Over $1,000,000



0 Income Received of $500 or More (Repo,’t on Schedule 0


ACQUIRED DISPOSED


ISHARES TR RUSSELL 2000 VALUE ETF * GENERAL DESCRIPTION OF THIS BUSINESS

Small Value

FAIR MARKET VALUE

[] $2,000 - $I0,0O0 [] $IO0,O01 - $1,ooo,ooo

[] $IO,OOl. $10o,ooo

[] Over $1,000,000

NATURE OF INVESTMENT Stock [] Other

(Des~ibe) [] Partnership O Income Received of $0 - $499

O Income Received of $500 or More (Repot/on Schedule O


ACQUIRED DISPOSED


FIDELITY SLCT BIOTECH PORT GENERAL DESCRIPTION OF THIS BUSINESS

Biotechnology

FAIR MARKET VALUE

[] $2,00o - $10,000

[] $100,001 - $I.OOO,O0o [] $10,001 - $10o.000

[] Over $1,000,000


[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule


ACQUIRED DISPOSED


SCHWAB 1000 INDEX FUND GENERAL DESCRIPTION OF THIS BUSINESS

Large Blend

FAIR MARKET VALUE

[] $2,ooo - $1o,ooo [] $100.001 - $I,000.00o


[] sto~ [] o=or

[] $10,0ol - $100.000

[] Over $1,000,000

(Describe)

[] Padnership O Income Received of $0 - $499 0 Income Received of $500 or More [Report on Sc.hedule C)


ACQUIRED DISPOSED


FPPC Form 700 (2013/2014) FPPC Advice Emalh [email protected]

FPPCTolI-Free Helpline: 866/275-377Z www.fppc.ca.gov




Name

Dana B. Simonds


i Bonds GENERAL DESCRIPTION OF THIS BUSINESS

Government Bonds FAIR MARKET VALUE

[] S2,000 - SlO,O00

[] $Ioo,ool - Sl,OOO, OOO [] $I0,001 - $100,000

[] Over $I,000,000

NATURE OF INVESTMENT- -

[] Stock [] Other uonos (Der, oibe)

[] Partnership O Income Rec~ved of $0 - $499


Vanguard Windsor Fund Investor Shares GENERAL DESCRIPTION OF THIS BUSINESS

Value Blend

FAIR MARKET VALUE

[] $2,000 - $10.000

[] $~00,001 - $I,000,000

[] $10,001 - $100,000

[] Over $I,000,000


(Describe) [] Padners~ip O Income Received of $0 - $499

O Income Received of $500 or More fRepo~ on .schedu/e C)


ACQUIRED DISPOSED


Vanguard 500 Index Fund Admiral Shares GENERAL DESCRIPTION OF THIS BUSINESS

Large Blend

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100,001 - $1.000.000

[] $10,001 - $I00,000 [] Over $I,000.000


(Desc~a) [] Padners~ip O Income Received of $0 o $499



ACQUIRED DISPOSED

NAME OF BUSINESS ENTITY I~

Vanguard International Growth Fund Admiral Sh



ACQUIRED DISPOSED


Vanguard Intermediate-Term Tax-exempt Fund GENERAL DESCRIPTION OF THIS BUSINESS

Muni-bonds

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100.001 - $1,000,000

[] $10,001 - $100,000

[] Over $1,000,000

NATURE OF II’@~ESTMENT Bonds [] st~ [] ~=

(Desc~e) [] Partnership O Income Received of $0 - $499

O Income Received of $500 or More (Report" on Schedule O


, , , ACQUIRED DISPOSED


Vanguard Limited-Term Tax-Exempt Fund Inves GENERAL DESCRIPTION OF THIS BUSINESS GENERAL DESCRIPTION OF THIS BUSINESS

International Growth FAIR MARKET VALUE

[] $2.0o0 - $~o,ooo [] $1oo,ool - $1.ooo.ooo

[] $~o.ool - s~oo,ooo [] over $1,ooo.ooo


(Detc~be)


O Income Received of $500 or More (Relx~ on ,~hedu/e C)


ACQUIRED DISPOSED "’"

Muni-bonds FAIR MARKET VALUE

[] $2,000 - $I0,000

[] $100,001 - $1,000,000

[] $~o,ool. $1oo,ooo [] Over $1,ooo.ooo

NATURE OF INVESTMENT nonds [] Stock [] Other "’

(Desoibe)

[] Padners,hip 0 Income Received of $0 - $499 0 Income Received of $500 or More (Repo~ ~ Schedule C)


/ , ACQUIRED DISPOSED







Name

Dana B. Simonds


Vanguard U.So Growth Fund Investor Shares GENERAL DESCRIPTION OF THIS BUSINESS

Large Growth

FAIR MARKET VALUE

[] $2,ooo - $1o,ooo [] $100,001 - $1,000,000

[] $10,001 - [] Over $1,000,000


[] Stock [] Other (De~dbe)

[] Pannership O Income Received of $0 - $499 O Income Received of $500 or More (Repod on Schedule


ACQUIRED DISPOSED


Gametrics GENERAL DESCRIPTION OF THIS BUSINESS

Biotech

FAIR MARKET VALUE

[] $2,000 - $1D,000

[] $100.001 - $1,000.000

[] $10,001 - $100,000

[] Over $1.000.000

NATURE OF INVESTMENT [] sto= [] ~er [] Partnemhip O Income Received of $0 - $499

O Income Received of $500 or More (Repo~ on Schedule C)


Acou,RED DISPOSED NAME OF BUSINESS ENTITY

SIMS/Signature Place, LP GENERAL DESCRIPTION OF THIS BUSINESS


[] $2.000 - $10,000

[] $100,001 - $1,000,000

[] $10.001 - $100.000

[] Over $~,ooo, ooo

NATURE OF INVESTMENT ..... [] Stock [] Other Limlma Partnership

[] Padnership O Income Received of $0 - $499 O Income Received of $500 or More (Repo~ on Schedule C;


ACQUIRED DISPOSED


WestAmerica Banex~r~oration GENERAL DESCRIPTION OF THIS BUSINESS


[] $2,ooo - $1o,ooo

[] $100,001 - $1,00o,000

[] $10,0Ol - $100,000

[] Over $1,000,000


(Des~be] [] Partnership 0 Income Received of $0 - $499



ACQUIRED DISPOSED


SIMA Lakeshore, LLC GENERAL DESCRIPTION OF THIS BUSINESS

Real Estate

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100,001 - $1.000,000

[] $10,001 - $100,000

[] Over $1,000,000

NATURE OF INVESTMENT ..... [] Stock [] Other LimKea

(D~aibe) [] P~ip 0 In.me R~v~ ~ $0 - ~99

~ In.me R~ved


ACQUIRED DISPOSED


Goldman Sachs GR 4% PFD SERD GENERAL DESCRIPTION OF THIS BUSINESS

Preferred stock FAIR MARKET VALUE

[] $2.000 - $10,000

[] $100,001 - $1,000,000


[] ~o= [] o=er

[] $10,001 - $100,000

[] Over $1,000,000

(Des=be)

[] Partnership 0 Income Received of $0 - $499 0 Income Received of $500 or More (Repo~ ~n Schedule C)


ACQUIRED DISPOSED


FPPC Form 700 (2013/2014)

FPPC Advice Emaih [email protected]

FPPCTolI-Free Helpline: 866/275-3772 www, fppc.ca.gov




Name

Dana B. Simonds


Liberty Interactive A Series A GENERAL DESCRIPTION OF THIS BUSINESS

Digital Commerce

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100,001 - $1,000,000 [] $10,001 - $100.OO0

[] Over $I,OOO.OO0


[] Stock [] Other [DeK~ibe)



Liberty Tripadvisor Hldg Ser A GENERAL DESCRIPTION OF THIS BUSINESS

Online travel

FAIR MARKET VALUE

[] S2,000 - $10.000

[] $1oo,ooi - $1,0OO,000 [] $~o,oo4 - $4oo,ooo [] Over $1,000,000


[] Stock [] Other (Desoibe)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C)


I I _t~ I 11~_ ACQUIRED DISPOSED


Pulse Seismic In F GENERAL DESCRIPTION OF THIS BUSINESS

Seismic data for energy exploration

FAIR MARKET VALUE

[] $2.ooo. $1o,ooo [] $1o.ool - $1oo.ooo [] $1oo,oot - $1.ooo.0oo [] Over $t,ooo, ooo


[] Padnemhip O Income Received of $0 - $499 O Income Received of $500 or More (Report on S~edule C)


ACQUIRED DISPOSED


Wells Fargo 5.125 PFD Due 11/20/99 GENERAL DESCRIPTION OF THIS BUSINESS

Preferred financial stock FAIR MARKET VALUE

[] $2.000 - $I0,000 [] $I0.001 - $100,000

[] $100,001 - $1,0OO.000 [] ~ $I,000,000

NATURE OF ~%T~thEerNT Preferred stock [] Stock


O Income Received of $500 or More (Rep~t on Schedule C)


ACQUIRED DISPOSED

O Income Received ~f $500 or More ~Report on Sct~dule CJ


ACQUIRED DISPOSED


Reading International A Class A GENERAL DESCRIPTION OF THIS BUSINESS

Real Estate

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100.001 - $1,000,000

[] $10,001 - $1OO,000

[] Over $1,000,000


[] Stock [] Other

[] Padnerz~ip O Income Received of $0 - $499 O Income Received of $500 or More ,Weport on Schedule C]


ACQUIRED DISPOSED


Callon Pete C 10% PFD SerA GENERAL DESCRIPTION OF THIS BUSINESS

Energy Preferred Stock FAIR MARKET VALUE

[] $2,000 o $10,000 [] S10.001 - $100,000 [] $10o,0ol - $1,000,0o0 [] Over $I.OOO,OO0

NATURE OF INVESTMENT-- - - [] stoc~ [] Other P’rm’errea stock

(De=~zibe) [] Partnership 0 Income Received of $0 - $499

O Income Received of $500 or More (Repot/on Schedule C)


ACQUIRED DISPOSED


FPPC Form 700 (2013/2014) FPPC Advice Emall: advice@fpp," ca,l~ov

FPPCTolI-Free Helpline: 866/275-3772 wwwofpw.ca.8ov




Name

Dana B. Simonds


Crimson Wine Group GENERAL DESCRIPTION OF THIS BUSINESS

Wine

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $1oo,ool. $1,ooo,ooo

[] $10,OOl - $1OO,OOO

[] o~r $1,ooo,oo0


[] st~ [] ~e~ (De~:~be)



Deere & Co GENERAL DESCRIPTION OF THIS BUSINESS

Industrial Equipment

FAIR MARKET VALUE

[] $2,0OO - =10,000

[] $1oo,ooi - $1,0oo,ooo

[] $1o,ool - $1oo,ooo

[] Over $1,000,000


[] Stack [] Other (Describe)

[] Padnership O Income Received of $0 - $499 O Income Received of $5OO or More (Repod on Schedule


ACQUIRED DISPOSED


Equity Commonwe 6.5%PFD Conv SerD GENERAL DESCRIPTION OF THIS BUSINESS

REIT

FAIR MARKET VALUE

[] $2.000 - $10,OO0

[] $100,001 - $1,000,000

[] $10,001 - $100,000

[] Over $1,000,000

NATURE OF INVESTMENT ¯ [] Stack [] Other Convertible preferred stock

(Desc~be) [] Padners~fp O Income Received of $0 - $499

0 Income Received of $500 or More (Reporf on Schedule


ACQUIRED ~ DISPOSED


IBM GENERAL DESCRIPTION OF "THIS BUSINESS

Business Machines

FAIR MARKET VALUE

[] $2,ooo - $~o,ooo [] $1oo,ool - $1,oo0,ooo

[] $I0,001 - $I00,000

[] Over $1,000,000


(Oes~be)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repo~ on 3chedule C)




ACQUIRED DISPOSED

NAME OF BUSINESS ENTrW

Google IN CICNon-Voting GENERAL DESCRIPTION OF THIS BUSINESS

Technology

FAIR MARKET VALUE

[] $2,000 - $~o, o0o [] $1oo, ool - $1.ooo,ooo

[] $IO,ooi - $~oo,~o [] Over $I,~O,~O


(D~be) [] Padnership O Income Received of $0 - $499



ACQUIRED DISPOSED


Liberty Broadband CI A GENERAL DESCRIPTION OF THIS BUSINESS

internet

FAIR MARKET VALUE

[] $2,000. $1o,ooo [] $1OO,OOl - $1.0OO.0OO

NATURE OF INVESTMENT [] sto~ [] o=~

[] $10.ool - $100.000

[] Over s~,ooo, ooo

[] Partnership 0 Income Received of $0 - $499 0 Income Received of $500 or More (Report on Schedule C)


ACQUIRED DISPOSED







Name

Dana B. Simonds


Liberty Broadband CL C GENERAL DESCRIPTION OF THIS BUSINESS

Telecommunications

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $1oo,ooi - $i,ooo.ooo [] $10,001 - $100,000

[] Over $1,000,000


[] Stock [] Other (Der~dbe)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More {Repod on, Sc~edu~s C)


ACQUIRED DISPOSED

1," NAME OF BUSINESS ENTITY

Weight Watchem


Health services

FAIR MARKET VALUE

[] $2,000 - $1o,ooo [] $ioo, ooI - $I,OOO,OOO

[] $1o, ool - $1oo, ooo [] Over $1.000.000


(Describe) [] Padnership O Income Received of $0 - $499

O Income Received of $500 or More (RepoJ~ on S~edule C)


, ...... ACQUIRED DISPOSED



FAIR MARKET VALUE

[] $2.000 - $1o,ooo [] $1oo.ool - $I,OOO,OOO


[] s=~ [] o=~

[] $10,001 - $100,000

[] Over $1,000,000

(De=~dbe)

[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repo~f on S~edule C)

IF APPIJCABLE, LIST DATE:

ACQUIRED DISPOSED

g" NAME OF BUSINESS ENTITY

Loews Cor~ GENERAL DESCRIPTION OF THIS BUSINESS

Entertainment

FAIR MARKET VALUE

[] $2,000 - $10,000 [] $1oo,ool - $1,ooo,ooo

[] $10,001 - $100,000

[] Over 11,000,000


(Describe) [] Partnership 0 Income Received of $0 - $499

O Income Received of $500 or More fRepod on $chedu/e C)


ACQUIRED DISPOSED



FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100,001 - $1,000,000

[] $Io.ooI. $1oo, ooo [] Over $I,OOO,OOO


[] Partnership 0 Income Received of $0 - $499 O Income Received of $500 or More (Re, poe on Schedule


ACQUIRED DISPOSED



[] $10,001 - $1oo,o00 [] C~r $1.000,000

FAIR MARKET VALUE

[] $2,000 - $10,000

[] $100,001 - $1,000,000

NATURE OF INVESTMENT [] sto= []

(Desc~be)

[] Partnership O Income Received of $0 - $49g

O Income Received of $500 or More (Re/x~ on Schedule 0


ACQUIRED DISPOSED


FPPC Form 700 (201312014) FPPC Advice Email: [email protected]

FPPCTolI-Free Helpline: 8661275-377Z www.fppc.ca.gov

SCHEDULE A-2 Investments, Income, and Assets

of Business Entities/Trusts (Ownership Interest is 10% or Greater)

Name

Simonds Investments LLC Name

3335 Scrub Oak Ave., Santa Rosa, CA 95404 Address (Business Address Acceptable)

Check one [] Trust, go to 2 [] Bu~ness EnVy, complete fhe box, then go to 2


FAIR MARKET VALUE IF APPUCABLE, LIST DATE:

~]$0 - $1,999 $2,ooo- $1o,0oo I I_!~_ .. i._.j

i_~ $10,001 - $100,000 ACQUIRED DISPOSED

$1oo,oo~ - $1,o0o,o0o [] Over $1,ooo,ooo


[] Partnership [] So/e Propdeto,’ship []

YOUR BUSINESS POSITION

[] $o - $499

[] ssoo. $1,oo0

Check one box:

[] $10.001 - $10O,000

[] OVER $100,000

[] INVESTMENT [] REAL PROPERTY

2274 Claibome Circle, Santa Rosa, CA 95403 Name of Business Entity, if Investment, or , _ Assessor’s Parcel Number or Street Address of Reaa e’ropem/

Rental home Description of Business Activity or City or Other Predse Loea~on of Real Property

Simonds Investments II LLC Name


Check one [] Trust, go to 2 [] Business Erdity. complete the box, then go to 2


FAIR MARKET VALUE IF APPLICABLE, UST DATE:

[] $0 - $1,999

[] $2.o0o - $1o.ooo / I..~__ I i~1~ I J $10,001 - $100,000 ACQUIRED DISPOSIng)

[] $1oo,ool - $1,ooo,o0o [] Over $I,000,000


[] Partnership [] Sole Propdetorship []

YOUR BUSINESS PosmoN

[] $0 - $499 [] ssoo. $1,ooo [] $I,OOl - $1o,ooo

[] $1o,0ol - $10o,ooo [] OVER $1oo,ooo

[] None

Innovative Pedodontics and Implantology, John Flinter, Daniel O’Donnell, Charles P. De La Forest, Joe Piasta

FAIR MARKET VALUE IF APPUCABLE, LIST DATE: [] $2,ooo - $1o,ooo [] S10,001 - S10o,0oO I~ ’l~ , I

[] $10o,o01 - $1,o0o,o0o ACQUIRED DISPOSED

[] Over $1,000,000

NATURE OF INTEREST [] Prope~ Owner~ip/Deed of Trust [] Stock ~1 Padnership

[] Leasehold [] Other , Yrz, remaining

[] Check box if additional schedules reporting investments or real property are attached

Check one box: ,

[] INVESTMEN~ [] REAL PROPERTY 2213 Mendocino Ave., Santa Rosa, CA 95403 Name of Business Entity. if Investment, or Assessor’s Parcd Number or Street Address of Real Property

Office building DescdpUon of Business Activity or

FAIR MARKET VALUE IF APPLICABLE, LIST DATE: [] $2,000 - $10,000 [] $10,001 - $100,000 / / ~1_ / / 0

[] $100,001 - $1,00O,000 ACQUIRED DISPOSED

[] Over Sl,000,0o0

NATURE OF INTEREST [] Propedy Ownership/Deed of Trust

[] Leasehold . [] Other Yrs. remaining

[] Stock [] Partnership


Commen~: FPPC Form 700 {2013/2014) Sch. A-2

FPPC Advice Emalh [email protected] FPPCTolI-Free Helpline: 866/275-3772 www.fppr.ca.gov

SCHEDULE A-2 Investments, Income, and Assets

of Business Entities/Trusts (Ownership Interest is 10% or Greater)

Name

James A. Simonds, D.M.D. Name

2213 Mendocino Ave, Santa Rosa, CA 95403 Address (Business Address Acceptable)

Check one [] Trust, go to 2 [] Bu~ness En~ty, complete the box. then go to 2


Periodontal dental pract~e~

FAIR MARKET VALUE IF APPLICABLE, UST DATE:

[~$0 - $1,999 $2,000 - $10,000 I I ’1~ ..___/ I._~_.

~1~__1 $10,001 - $100,000 ACQUIRED DISPOSED

$100,001 - $1,000,000

[] Over $I,OOO.OOO

NATURE OF INVESTMENT [] Paltnemhip [] Sole Propdetomhip [] Independent Contractr

Other

YOUR BUSINESS POSITION Periodontist

[] $0 - $499 [] $500. $1,o0o [] $1.ooi - StO,OOO

[] N~o

Innovativ

Check one box:

[] $10,001 - $100,000 [] OVER $100,000

Pedodontics and Implantolog),


Name of Business Entity, if Investment, or Assessor’s Parcel Number or Street Address of Real Properly

Descdp(ion of Business Activity or C~ or Other Precise Loca~o~ of Rea~ Property

Simonds Investments LLC Name


Check one [] Tmst, go to 2 [] Business Entity, complete the box, then go to


FAIR MARKET VALUE

[] $0- $1,999

~[_~_] $2,000 - $10.000 $10,001 - $100,000

[]~ $100,1~1 - Over $1.000,000


ACQUIRED DISPOSED


[] Partnership [] So~e Proprietorship []

YOUR BUSINESS PosmoN

[] $0 - $499 [] $500 - $1,000

[] 11,ooi - $IO,OOO

"-] None

Bodega Bay and Beyond

Check one box:

FAIR MARKET VALUE IF APPUCABLE, UST DATE:

~ S2,000 - $10,000 $10,001 - $100,000 / ! 1~ / / ~

[] $100,001 - $1,000,000 ACQUIRED DISPOSED

[] Over $1,000,000

NATURE OF INTEREST [] Propedy Ownership/Deed of Trust [] Stock [] Partnership

[] Leasehold [] Other Ym. remaining


[] $10,001 - $100,000

[] OVER $100,000


841 Gull Dr., Bodega Bay, CA 94923 Name of Business Entity, if Investment, or Assessor’s Parcel Number or Street Address o~ Real Property

Vacation Rental Description of Business Activity or C~ or Other Precise Location of Rea~ Property

FAIR MARKET VALUE IF APPLICABLE, LIST DATE:

F~! $2,o0o - Sl0,00o SlO,OOl - $1oo,ooo _.__/.___.] ’l~ I

[] $1oo,0ol - $1,o0o,0oo ACQUIRED DISPOSED

[] over $1.o00.o0o

[] Pa~nership NATURE OF INTEREST [] Property Ownership/Deed of Trust [] Stock

[] Leasehold [] Other, Yrl. remaining

[] Check box if additional sdledules reporting investments ix real property are attached

Commen~: FPPC Form 700 (2013/2014) Sch. A-2

FPPC Advice Emalh [email protected] FPPCTolI-Free Helpline: 866/275-3772 www.fppc.ca.gov

simonds dana b · simonds dana beernink 1. office, agency, or court agency name (do not use...

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