8/10/2019 SGIS Dynamic Certificate December 2013 Final

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SocGen Dynamic Certificate

Stifel Research 20

Dynamic Certificate Compass 20

CERTIFICATE PROFILE

IssuerSG Issuer Luxembourg

Investment AdvisorEquity Compass Strategies

TypeCollateralized EMTN

CurrencyUSD

Launch Date20 December 2012

Issue Date7 January 2013

Final Valuation Date20 December 2013

Maturity Date7 January 2014

ISIN CodeXS0839762258

Common Code083976225

Telekurs19912340

Bloomberg TickerRD4722453

Reuters PageCH19912340=SGAZ

STIFEL NICOLAUS LTD.15 Rue des Alpes1201 Geneva

Tl. : (41) 22-994-06-06

YTD SINCE INCEPTION

COMP20 41.90% 39.98%

S&P 500 27.49% 25.95%

0.00%

5.00%

10.00%

15.00%

20.00%

25.00%

30.00%

35.00%

40.00%

45.00%

Performance Data as of December 20, 2013

HOLDINGS

Ace Ltd ACE 5.82% Intl Business Machines IBM 3.26%

Anadarko Petroleum APC 4.10% JPMorgan Chase & Co. JPM 6.16%

Centurylink Inc. CTL 3.71% Owens Corning Inc. OC 4.85%

Cloud Peak Energy Inc CLD 5.91% Penn National Gaming*** PENN 5.31%

Comcast Corp. CMCSK 5.79% Quanta Services Inc. PWR 5.14%

Denbury Res Inc DNR 4.65% Raymond James Fin. RJF 5.91%

D.R.Horton*** DHI 5.68% Synoptics Inc. SYNA 5.26%

Ecolab Inc. ECL 5.19% Team Health Hldgs Inc. TMH 5.18%

EMC Corp EMC 3.32% Walmart Stores WMT 4.06%

Finisar Corp.*** FNSR 5.95% Wellcare Health Inc. WCG 4.74%

***Changes vs last month

SECTOR BREAKDOWN

Consumer Discretionary 16.78% Health Care 9.92%

Consumer Staples 4.06% Industrials 9.99%

Energy 19.85% Information Technology 17.79%

Financials 17.89% Telecom Services 3.71%

This fact sheet does not constitute an invitation to invest. Past performance is not a guide to future performance and the value

of shares and the income from them can fall as well as rise. Unlike a bank or building society savings account, your money isat risk (e&oe). This fact sheet has been approved by Stifel Nicolaus Limited, authorised and regulated by the Financial

Services Authority (UK), for distribution to professional clients and eligible counterparties in the EEA and Switzerland. If

you require additional information, please ring +443.224.19.69.

8/10/2019 SGIS Dynamic Certificate December 2013 Final

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Performance fi gur es are net of commissions, fees and any other expenses. This fact sheet does not constitute an invitation to invest. Past performance is not a guide

to future performance and the value of shares and the income from them can fall as well as rise. Unlike a bank or building society savings account, your money is atrisk (e&oe). This fact sheet has been approved by Stifel Nicolaus Limited, authorised and regulated by the Financial Services Authority (UK), for distribution to

professional clients and eligible counterparties in the EEA and Switzerland. If you require additional information, please ring +443.224.19.69.

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Opening Transactions Closing Transactions

Symbol Company Name Date Price $ Sector Date Price $ Return

AON AON Plc 20.12.2012 56.7809 Financials 05.03.2013 60.8396 7.15%

APC Anadarko Petroleum Corp. 20.12.2012 75.6123 Energy 04.01.2013 77.9437 3.08%

BA Boeing Company 20.12.2012 75.9530 Industrials 04.12.2013 131.3726 72.97%

CELG Celgene Corp. 20.12.2012 80.0432 Health Care 05.03.2013 107.5488 34.36%

CFN Carefusion Corp. 20.12.2012 28.8706 Health Care 03.04.2013 34.6649 20.07%

EMC EMC Corp. 20.12.2012 25.8522 Information Technology 20.12.2013 24.5521 -5.03%

HBI Hanesbrands Inc. 20.12.2012 35.6101 Consumer Discretionary 03.05.2013 49.4156 38.77%

IACI Interactive Corp. 20.12.2012 46.7108 Information Technology 04.12.2013 56.8788 21.77%

IBM International Business Machines 20.12.2012 194.0551 Information Technology 20.12.2013 181.2414 -6.60%

IVZ Invesco Ltd 20.12.2012 26.2317 Financials 05.02.2013 27.4314 4.57%

LRCX Lam Research Corp. 20.12.2012 36.5978 Information Technology 04.01.2013 38.0889 4.07%

NSC Norfolk Southern Corp. 20.12.2012 62.6263 Industrials 05.03.2013 75.0692 19.87%

NUS Nu Skin Enterprises 20.12.2012 40.2130 Consumer Staples 05.06.2013 56.3926 40.23%

NVDA Nvidia Corp. 20.12.2012 12.6143 Information Technology 03.05.2013 13.8923 10.13%

PWR Quanta Services Inc. 20.12.2012 27.4214 Industrials 04.01.2013 28.0118 2.15%

RCII Rent A-Center Inc. 20.12.2012 35.9338 Consumer Discretionary 05.02.2013 36.4508 1.44%

TCB TCF Financial Corp. 20.12.2012 12.3972 Financials 05.08.2013 15.2828 23.28%

TPX Tempur-Pedic Intl Inc. 20.12.2012 30.9183 Consumer Discretionary 05.02.2013 38.9053 25.83%

WCG Wellcare Health Plans Inc. 20.12.2012 49.2221 Health Care 20.12.2013 66.7712 35.65%

XL XL Group Plc 20.12.2012 24.8717 Financials 03.10.2013 30.9041 24.25%

BBG Bill Barret Corp. 04.01.2013 18.1318 Energy 05.06.2013 22.3398 23.21%

FLS Flowserve 04.01.2013 153.4025 Industrials 03.04.2013 161.7695 5.45%

WMT Walmart Stores Inc. 04.01.2013 68.8191 Consumer Staples 20.12.2013 77.6601 12.85%

CCL Carnival Corp. 05.02.2013 38.6639 Consumer Discretionary 05.06.2013 32.1930 -16.74%

MTB M&T Bank Corp. 05.02.2013 104.0216 Financials 03.07.2013 113.3709 8.99%

STZ Constellation Brands Inc. 05.02.2013 30.8586 Consumer Staples 03.04.2013 48.3273 56.61%

CVBF CVB Financial Corp. 05.03.2013 10.8003 Financials 05.08.2013 13.4884 24.89%

SU Suncor Energy Inc. 05.03.2013 30.1878 Energy 03.05.2013 30.9570 2.55%

TJX TJX Companies 05.03.2013 42.2566 Consumer Discretionary 05.09.2013 54.2412 28.36%

AGU Agrium Inc. 03.04.2013 94.8573 Materials 03.10.2013 86.1472 -9.18%

CMCSK Comcast Corp. 03.04.2013 39.6619 Consumer Discretionary 20.12.2013 49.0771 23.74%

ITW Illinois Toolworks Inc. 03.04.2013 61.2270 Industrials 03.07.2013 68.7423 12.27%CCE Coca Cola Enterprise Inc. 03.05.2013 37.2566 Consumer Staples 03.07.2013 34.7386 -6.76%

EXPD Expeditors Intl 03.05.2013 37.2455 Industrials 05.09.2013 42.0942 13.02%

SYNA Synaptics Inc. 03.05.2013 41.0026 Information Technology 20.12.2013 49.7433 21.32%

CTL Centurylink Inc. 05.06.2013 34.9337 Telecom Services 20.12.2013 30.9857 -11.30%

ECL Ecolab Inc. 05.06.2013 83.9765 Energy 20.12.2013 104.1253 23.99%

GIS General Mills Inc. 05.06.2013 47.4790 Consumer Staples 05.08.2013 52.3897 10.34%

AAPL Apple Inc. 03.07.2013 420.3036 Information Technology 05.09.2013 496.0418 18.02%

CLH Clean Harbors Inc. 03.07.2013 51.0239 Industrials 05.11.2013 61.1856 19.92%

CNX Consol Energy Inc. 03.07.2013 26.5230 Energy 05.11.2013 36.9533 39.33%

APC Anadarko Petroleum Corp. 05.08.2013 90.7644 Energy 20.12.2013 78.7958 -13.19%

DFT Dupont Fabros Inc. 05.08.2013 23.1257 Financials 05.11.2013 24.2271 4.76%

PWR Quanta Services Inc. 05.08.2013 28.0575 Industrials 20.12.2013 30.5287 8.81%

ACE Ace Ltd 05.09.2013 88.4336 Financials 20.12.2013 101.2763 14.52%

DNR Denbury Resources Inc 05.09.2013 17.7707 Energy 20.12.2013 16.2522 -8.54%

TWX Time Warner 05.09.2013 61.8529 Consumer Discretionary 03.10.2013 65.4573 5.83%

OC Owens Corning 03.10.2013 37.4424 Industrials 20.12.2013 38.9598 4.05%

RJF Raymond James 03.10.2013 40.4425 Financials 20.12.2013 51.3257 26.91%

TMH Team Health 03.10.2013 40.6061 Health Care 20.12.2013 45.1999 11.31%

AVP Avon Products 05.11.2013 17.6851 Consumer Staples 04.12.2013 17.7090 0.14%

CLD Cloud Peak Energy, Inc. 05.11.2013 16.3416 Energy 20.12.2013 17.4193 6.59%

JPM JPMorgan Chase & Co. 05.11.2013 52.0044 Financials 20.12.2013 57.7862 11.12%

DHI D.R.Horton 04.12.2013 19.0851 Consumer Discretionary 20.12.2013 20.5249 7.54%

FNSR Finisar Corp. 04.12.2013 20.3933 Information Technology 20.12.2013 22.9750 12.66%

PENN Penn National Gaming 04.12.2013 14.0661 Consumer Discretionary 20.12.2013 14.1314 0.46%

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