september 2016’s highlights - chapters site · 2 28 sep 2016 organizational culture is the great...
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September 2016’s Highlights
While some organizations found implementing the COSO framework to be relatively easy, some found it rather burdensome.
Others used it as an opportunity to take a fresh look at internal control over financial reporting and, as a result, gained added
assurance. However, COSO did not intend the framework to be used solely for financial controls. It was designed to help
organizations effectively develop a system of internal control that would meet the challenges of an ever-changing business and
regulatory environment. As an added value to this report, several organizations have generously agreed to share samples of the
documentation used in implementing the framework. The COSO Implementation Toolkit lets you customize the samples to meet
your organization’s needs and is included in the purchase price of this report.
James Roth, PhD, CIA, CCSA, CRMA, is president of Audit Trends, LLC, a training firm devoted to identifying and communicating
the best of current internal audit practice. His previous publications directly related to COSO are:
• Evaluating Internal Control: A COSO-Based Approach • A COSO Implementation Guide • Control Model Implementation: Best Practices • Internal Audit’s Role in Corporate Governance: Sarbanes-Oxley Compliance • Best Practices: Evaluating the Corporate Culture
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Dear IIA members,
Fall is amongst us and both the local IIA Chapter and IIA-Canada have organized a few training sessions and events. Please refer to the events table found in the body of this newsletter for further information and registration details.
As a heads-up, note that our season-opener luncheon will be held on September 21, as our guest speaker Richard Arthurs, Partner and National Leader, Governance and Risk Management with MNP will discuss Data Analytics and Big Data.
On September 28, the Chapter organizes a very competitively priced ½ day workshop addressing Conflicts of Interest.
We are also excited to announce that between November 7 and 10, the IIA-Canada Seminar Week is coming to Calgary. A comprehensive list of seven 2 and 3 days sessions is available for your training planning.
Furthermore, in line with the 2015/16 initiatives, the Chapter will continue to post positions free of charge [chapters.theiia.org/calgary/Careers], to offer free “brown-bag” lunch sessions during the year and to work with other professional organizations to hold joint learning and networking events. As well, the Chapter plans to host social networking and presentation after-hours events, both downtown and in the SE quadrant. Please make sure to verify your profile in order to be in our database, and receive our newsletter and invitation notices. If you need help, please contact The IIA’s head office at 1-407-937-1111 or by email at [email protected]
As always, free of charge webinars provided by The IIA, as advertised in the newsletter you are receiving from IIA-Global, are available and currently open for registration [https://na.theiia.org/training/eLearning/Pages/Webinars.aspx].
Stay tuned, and do not hesitate to contact the Chapter with inquiries and suggestions. Either send a message to [email protected] or come talk to us during an event.
Thank you and take care,
JS Jetté, CIA
President, IIA Calgary Chapter
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Academic Corner Upcoming Local Events
Visit our Eventbrite site: http://www.eventbrite.ca/o/8509185245
Our local chapter is looking for great professionals like you to join us in making a difference to the growth and promotion of the Internal Audit profession here in Calgary.
For more information on job openings in Calgary or how you can advertise on our website, please visit our website @ https://chapters.theiia.org/calgary/Careers/Pages/default.aspx
Are you interested in speaking to the Calgary internal audit community on a topic relevant to internal audit? Have a wealth of information you’re itching to share? Please contact us at [email protected]
In addition to enjoying exclusive rates from Economical Select, IIA Calgary members are eligible to enter a variety of Select Sweepstakes.
IIA Global Webinars, Training, Conferences and Seminars
IIA Global Certifications and Qualifications: Mapping Your Path for Growth IIA Certification
The IIA’s CIA Learning System is available 24/7 on the IIA website. Learn CIA
THE IIA CALGARY CHAPTER IS PROUDLY SUPPORTED BY:
Anyone interested or in need of more information, please contact us at [email protected]
# Date Event Topic Speakers and Website Link
to Enroll 1 21 Sep 2016 Currently in the US many Internal Audit groups use data analytics for every single audit, it
has proven to expedite analysis before, during, and after audits. However IT and Operations are also discovering the power of big data and want to leverage this insight. The evolution of newer and more user friendly systems has made it much easier for all internal audit, IT and operations to leverage this technology.
Data Analytics Lunch and Learn
2 28 Sep 2016 Organizational culture is the great driver and enabler; it has a pervasive and critical influence on organizational success. The role of Internal Audit can be crucially important in governance audits that include not only governance structures and processes (hard controls) but also include organizational culture (soft controls). Auditing indicators of culture is complex so focusing on the right risks and indicators matters. Conflicts of Interest are specific ethics risks that affect everyday decision making. Effective Conflicts of Interest management is an indicator of an ethical culture.
Conflict of Interest Half Day Session
3 7 Nov 2016 - 10 Nov 2016
IIA Canada, in conjunction with the Calgary Chapter, invite you to Calgary Seminar week where 7 leading-edge courses are available for registration. Learn from Canadian facilitators who are leaders in internal audit, as well as learning from International specialized consultants. Registration includes breakfast, lunch and breaks, as well as all books and materials. All courses are being held 8:30 - 4:30 (local) at the Delta Bow Valley (Marriott).
IIA Canada Calgary Seminar Week
# Date Event Topic Speakers and Website Link
to Enroll July 2016 -
June 2017 Starting in July 2016, the IIA celebrates its 75th anniversary… Stay tuned for special events highlighting this milestone.
1 26 Sep 2016 - 27 Sep 2016
The 8th Annual Canadian National Conference of The Institute of Internal Auditors will help you and your team “Navigate the Future” by connecting you with exceptional key note speakers, panelists and thought leaders who will share insights on issues impacting the profession across four streams of learning: Risk Management and Fraud Detection - All Hands on Deck; Setting Sail to Inspiring Leadership and Leading Practices; Perspectives in Public Sector Auditing; Steering Toward Secure Information Technology and Management.
IIA Canada National Conference
2 26 Sep 2016 - 27 Sep 2016
Since Dodd-Frank*, the financial services internal audit profession has evolved and transformed like no other time in our history. In direct response to heightened standards for internal audit across the industry, The IIA and the Financial Services Advisory Board have developed the Financial Services Exchange (FSE) conference.
2016 Financial Services Exchange
3 28 Sep 2016 - 29 Sep 2016
The Environmental, Health & Safety Exchange, presented by The IIA’s Environmental, Health & Safety Audit Center, is the premier conference dedicated to the development and professional practice of environmental, health and safety (EHS) auditing. No other conference offers audit professionals more high-quality, specialized training, professional networking opportunities with industry peers, and the ability to share knowledge and insights on key issues with industry regulators.
EHS Exchange
4 17 Oct 2016 - 19 Oct 2016
For more than 10 years, the All Star Conference has featured The IIA’s highest rated presenters from the past year’s conferences, as ranked by attendees. The excellence continues as the 2016 All Star Conference delivers cutting-edge insights on issues impacting the internal audit environment now and in the future.
2016 All Star Conference
HALIFAX Marriott HarbourfrontSeptember 25 – 28, 2016
NATIONAL CONFERENCECONFÉRENCE NATIONALE
Join us in Halifax
REGISTER NOW LIMITED SPACE AVAILABLEIn a time of rapid change, where trust in corporate and public leadership is faltering and new and complex risks are emerging, Internal Audit can add exceptional value.
Embark on an educational journey rich with insights for internal auditors at every level.
Expand your network, deepen your knowledge of internal audit and experience the sights and multicultural offerings of Nova Scotia!
The 8th Annual Canadian National Conference of The Institute of Internal Auditors will help you and your team “Navigate the Future” by connecting you with exceptional key note speakers, panelists and thought leaders who will share insights on issues impacting the profession across four streams of learning:
• Risk Management and Fraud Detection - All Hands on Deck
• Setting Sail to Inspiring Leadership and Leading Practices
• Perspectives in Public Sector Auditing
• Steering Toward Secure Information Technology and Management
IIA CANADA NATIONAL CONFERENCEHALIFAX Marriott HarbourfrontSeptember 25 – 28, 2016
REGISTER NOW AT
www.iiacanadanationalconference.com
The IIAC’s National Conference remains Canada’s
only dedicated conference for internal audit, risk,
control and governance-related professionals.
Delegates will receive knowledge and insight from
professionals involved in every aspect of
the profession.
High profile thought leaders will come together on
emerging issues of relevance to both public and
private sectors.
Not only will the focus be on audit leaders and
practitioners, it will also engage audit committees
and other leaders in strategic discussions on
oversight, leadership, strategy and organizational
performance.
HALIFAX Marriott HarbourfrontSeptember 25 – 28, 2016
NATIONAL CONFERENCECONFÉRENCE NATIONALE
REGISTER NOW AT www.iiacanadanationalconference.com
INSIGHTFUL KEYNOTEs
Bruce KirkbyWilderness writer and adventure photographer,
The Globe and Mail Columnist, author of
two bestselling books, and a multi-National
Magazine Award winner, Bruce Kirkby is
recognized for connecting wild places with
contemporary issues. Encouraging audiences to
get out of their comfort zones, think creatively,
and take calculated risks, his belief in human
potential is contagious.
Todd HirschATB Financial’s Chief Economist Todd Hirsch
is one of the country’s most sought-after
speakers on the economy, with over two
decades of experience as an economist,
professor and commentator. In clear-eyed,
energetic talks, he demystifies wealth and
the economy and answers vital questions. He
provides economic commentary for CBC, CTV
and the BBC, among others, and is a regular
columnist for The Globe and Mail.
The First Annual Spokane Auditors Forum
Presented by:
October 12-13, 2016
In partnership with:
SPOKANE, WA - VENUE TO BE ANNOUNCED
CPE Credits: 16
TOPIC:Assuring Audit Relevance
PRICE:$290 per personbefore August 30, 2016.
After August 30, 2016, $390 per personFull time college student $25 (limit 10)
KEYNOTE SPEAKER:Jack HeathPresident and COO, Washington Trust Bank
OTHER SPEAKERS:Jeff SacksPartner, Crowe Horwath
Jack JonesAuthor and Risk Expert, RiskLens
Viney ChadhaAuthor and Risk Expert
PANEL DISCUSSIONS:Spokane Business LeadersChief Audit Executives
Sponsored by: ACL, Crowe Horwath LLP, Price
Waterhouse Cooper and Moss Adams LLP.