selected financial transactions

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iCapital Finance INVESTMENT BANKING Selected Financial Transactions Note: The listed transactions reflect both iCapital and the prior affiliations. has engaged iCapital Finance For Recapitalization Funding, Restructuring, Mergers & Acquisitions, Introductions to Strategic Partners Recent Transactions iCapital Finance Corporate Headquarters: 2603 Main Street Suite 1150 Irvine, CA 92614 Tel: 949.260.8070 Fax: 949.260.0116

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Recent Transactions. Selected Financial Transactions. has engaged iCapital Finance For Recapitalization Funding, Restructuring, Mergers & Acquisitions, Introductions to Strategic Partners. Note: The listed transactions reflect both iCapital and the prior affiliations. iCapital Finance - PowerPoint PPT Presentation

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Page 1: Selected Financial Transactions

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Selected Financial Transactions

Note: The listed transactions reflect both iCapital and the prior affiliations.

has engaged

iCapital Finance

For Recapitalization Funding, Restructuring, Mergers & Acquisitions,

Introductions to Strategic Partners

has engaged

iCapital Finance

For Recapitalization Funding, Restructuring, Mergers & Acquisitions,

Introductions to Strategic Partners

Recent Transactions

iCapital FinanceCorporate Headquarters:

2603 Main Street Suite 1150Irvine, CA 92614

Tel: 949.260.8070 Fax: 949.260.0116

Page 2: Selected Financial Transactions

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Selected Financial Transactions

Note: The listed transactions reflect both iCapital and the prior affiliations.

has engaged

iCapital Finance

For Recapitalization Funding, Restructuring, Mergers & Acquisitions, Introductions to

Strategic Partners

has engaged

iCapital Finance

For Recapitalization Funding, Restructuring, Mergers & Acquisitions, Introductions to

Strategic Partners

Recent Transactions

iCapital FinanceCorporate Headquarters:

2603 Main Street Suite 1150Irvine, CA 92614

Tel: 949.260.8070 Fax: 949.260.0116

Page 3: Selected Financial Transactions

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Selected Financial Transactions

Note: The listed transactions reflect both iCapital and the prior affiliations.

Beyond Outside, Inc.

has engaged

iCapital Finance

For Recapitalization Funding, Restructuring, Mergers & Acquisitions,

Introductions to Strategic Partners

Beyond Outside, Inc.

has engaged

iCapital Finance

For Recapitalization Funding, Restructuring, Mergers & Acquisitions,

Introductions to Strategic Partners

Recent Transactions

iCapital FinanceCorporate Headquarters:

2603 Main Street Suite 1150Irvine, CA 92614

Tel: 949.260.8070 Fax: 949.260.0116

Page 4: Selected Financial Transactions

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Selected Financial Transactions

Note: The listed transactions reflect both iCapital and the prior affiliations.

PacifiCare

$300,000,000Senior Debt Placement

Led by J.P. Morgan

iCapital FinancePlaced $20,000,000 through GMAC

PacifiCare

$300,000,000Senior Debt Placement

Led by J.P. Morgan

iCapital FinancePlaced $20,000,000 through GMAC

Arranged Financings

iCapital FinanceCorporate Headquarters:

2603 Main Street Suite 1150Irvine, CA 92614

Tel: 949.260.8070 Fax: 949.260.0116

Page 5: Selected Financial Transactions

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Selected Financial Transactions

Note: The listed transactions reflect both iCapital and the prior affiliations.

EarthCo

$400,000,000Sale of Business

iCapital FinanceActed as a financial advisor in this Transaction

EarthCo

$400,000,000Sale of Business

iCapital FinanceActed as a financial advisor in this Transaction

Selected Transaction

iCapital FinanceCorporate Headquarters:

2603 Main Street Suite 1150Irvine, CA 92614

Tel: 949.260.8070 Fax: 949.260.0116

Page 6: Selected Financial Transactions

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Selected Financial Transactions

Note: The listed transactions reflect both iCapital and the prior affiliations.

Simplified Employee Systems, Inc.

Merger created

$1,200,000,000COMBINED REVENUES

iCapital FinanceActed as a financial advisor in this Transaction

Simplified Employee Systems, Inc.

Merger created

$1,200,000,000COMBINED REVENUES

iCapital FinanceActed as a financial advisor in this Transaction

Selected Transaction

iCapital FinanceCorporate Headquarters:

2603 Main Street Suite 1150Irvine, CA 92614

Tel: 949.260.8070 Fax: 949.260.0116

Page 7: Selected Financial Transactions

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Selected Financial Transactions

Note: The listed transactions reflect both iCapital and the prior affiliations.

NJEDA

$200,000,000Equity Commitments

iCapital FinanceActed as a financial advisor in this Transaction

NJEDA

$200,000,000Equity Commitments

iCapital FinanceActed as a financial advisor in this Transaction

Selected Transaction

iCapital FinanceCorporate Headquarters:

2603 Main Street Suite 1150Irvine, CA 92614

Tel: 949.260.8070 Fax: 949.260.0116

Page 8: Selected Financial Transactions

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Selected Financial Transactions

Note: The listed transactions reflect both iCapital and the prior affiliations.

$300,000,000Equity Commitments

iCapital FinanceActed as a financial advisor in this Transaction

$300,000,000Equity Commitments

iCapital FinanceActed as a financial advisor in this Transaction

Selected Transaction

iCapital FinanceCorporate Headquarters:

2603 Main Street Suite 1150Irvine, CA 92614

Tel: 949.260.8070 Fax: 949.260.0116

Page 9: Selected Financial Transactions

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Selected Financial Transactions

Selected Transaction

iCapital FinanceCorporate Headquarters:

2603 Main Street Suite 1150Irvine, CA 92614

Tel: 949.260.8070 Fax: 949.260.0116

Quaker Maid Meats

$8,000,000Debt and Equity Financing

iCapital FinanceActed as a financial advisor in this transaction .

Quaker Maid Meats

$8,000,000Debt and Equity Financing

iCapital FinanceActed as a financial advisor in this transaction .

Page 10: Selected Financial Transactions

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Selected Financial Transactions

Strategic AlliancePartnership Agreement

MTC Direct to carry Storage Computer’s CyberNAS Software product offering to their distribution channel of

over $400,000,000

iCapital Finance & iQuest Capital

Acted as a financial advisor in this Transaction

Strategic AlliancePartnership Agreement

MTC Direct to carry Storage Computer’s CyberNAS Software product offering to their distribution channel of

over $400,000,000

iCapital Finance & iQuest Capital

Acted as a financial advisor in this Transaction

Selected Transaction

iCapital FinanceCorporate Headquarters:

2603 Main Street Suite 1150Irvine, CA 92614

Tel: 949.260.8070 Fax: 949.260.0116

Page 11: Selected Financial Transactions

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Dental Care Alliance

$30,000,000

Senior Debt

iCapital Finance

Acted as a financial advisor in this transaction.

Dental Care Alliance

$30,000,000

Senior Debt

iCapital Finance

Acted as a financial advisor in this transaction.

Neurobehavioral Healthcare Systems, LTD

$30,000,000

Senior Debt

iCapital Finance

Acted as a financial advisor in this transaction.

Neurobehavioral Healthcare Systems, LTD

$30,000,000

Senior Debt

iCapital Finance

Acted as a financial advisor in this transaction.

Selected Financial Transactions

Recent Transactions

Dental Care Alliance

Page 12: Selected Financial Transactions

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Coast to CoastCommunications

$90,000,000

Capital Raise

iCapital Finance

Acted as a financial advisor in this transaction.

Coast to CoastCommunications

$90,000,000

Capital Raise

iCapital Finance

Acted as a financial advisor in this transaction.

Selected Financial Transactions

Recent Transactions

Winsonic Holdings

$500,000

Bridge Financing

iCapital Finance

Acted as a financial advisor in this Transaction

Winsonic Holdings

$500,000

Bridge Financing

iCapital Finance

Acted as a financial advisor in this Transaction

Page 13: Selected Financial Transactions

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Selected Financial Transactions

Arranged Financings

The Schumacher Group

$25,000,000

Capital Raise

iCapital Finance

Acted as a financial advisor in this transaction.

The Schumacher Group

$25,000,000

Capital Raise

iCapital Finance

Acted as a financial advisor in this transaction.

Chell Merchant Group

$1,500,000

Acquisition Financing

iCapital Finance

Acted as a financial advisor in this transaction.

Chell Merchant Group

$1,500,000

Acquisition Financing

iCapital Finance

Acted as a financial advisor in this transaction.

SurgiCare

$2,500,000

Acquisition Financing

iCapital Finance

Acted as a financial advisor in this transaction.

SurgiCare

$2,500,000

Acquisition Financing

iCapital Finance

Acted as a financial advisor in this transaction.

Probex, Inc.

$5,000,000

Private Placement

iCapital Finance

Acted as a financial advisor in this transaction.

Probex, Inc.

$5,000,000

Private Placement

iCapital Finance

Acted as a financial advisor in this transaction.

The Children’s Beverage Group, Inc.

$8,000,000

Bond Financing

iCapital Finance

Acted as a financial advisor in this transaction.

The Children’s Beverage Group, Inc.

$8,000,000

Bond Financing

iCapital Finance

Acted as a financial advisor in this transaction.

Red Rock Capital, Inc.

$5,000,000

Capital Raise

iCapital Finance

Acted as a financial advisor in this transaction.

Red Rock Capital, Inc.

$5,000,000

Capital Raise

iCapital Finance

Acted as a financial advisor in this transaction.

iCapital Finance, IncCorporate Headquarters:

2603 main Street, Suite 1150Irvine, CA 92614

Tel: 949.260.8070 Fax: 949.260.0116

Page 14: Selected Financial Transactions

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M&A Transactions

Strategic Alliance

iCapital Finance

Acted as a financial advisor in this transaction.

Strategic Alliance

iCapital Finance

Acted as a financial advisor in this transaction.

North Star Telco

$5,000,000

Sale of Business

iCapital Finance

Acted as a financial advisor in this transaction.

North Star Telco

$5,000,000

Sale of Business

iCapital Finance

Acted as a financial advisor in this transaction.

Saddle Back Equipment Leasing

$5,000,000

Sale of Business

iCapital Finance

Acted as a financial advisor in this transaction.

Saddle Back Equipment Leasing

$5,000,000

Sale of Business

iCapital Finance

Acted as a financial advisor in this transaction.

ASI

has obtained a

$30,000,000

Valuation for a Structured Public Sale

iCapital Finance

Acted as a financial advisor in this transaction.

ASI

has obtained a

$30,000,000

Valuation for a Structured Public Sale

iCapital Finance

Acted as a financial advisor in this transaction.

Shecom

has obtained a

$100,000,000

Valuation for a Structured Public Sale

iCapital Finance

Acted as a financial advisor in this transaction.

Shecom

has obtained a

$100,000,000

Valuation for a Structured Public Sale

iCapital Finance

Acted as a financial advisor in this transaction.

Note: The listed transactions reflect both iCapital and the prior affiliations.

Selected Financial Transactions

Motor City Stamping

$60,000,000

Sale of Business

iCapital Finance—

Mazur& AssociatesActed as a financial advisor in this

transaction.

Motor City Stamping

$60,000,000

Sale of Business

iCapital Finance—

Mazur& AssociatesActed as a financial advisor in this

transaction.

Air Gauge

$40,000,000

Sale of Business

iCapital Finance—

Mazur& AssociatesActed as a financial advisor in this

transaction.

Air Gauge

$40,000,000

Sale of Business

iCapital Finance—

Mazur& AssociatesActed as a financial advisor in this

transaction.

RC Engineering

$20,000,000

Sale of Business

iCapital Finance—

Mazur& AssociatesActed as a financial advisor in this

transaction.

RC Engineering

$20,000,000

Sale of Business

iCapital Finance—

Mazur& AssociatesActed as a financial advisor in this

transaction.

Grand Rapids Plastics

$25,000,000

Sale of Business

iCapital Finance—

Mazur& AssociatesActed as a financial advisor in this

transaction.

Grand Rapids Plastics

$25,000,000

Sale of Business

iCapital Finance—

Mazur& AssociatesActed as a financial advisor in this

transaction.