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SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Abaco Global Advisors Ltd.1. Managing Securities
2. Advising on Securities328-2131 356-2155 [email protected]
3rd Floor
King's Court
Bay Street
Nassau, Bahamas
SS-64168 Michele Knowles-Doura; Alain Kunz
Akelius Invest Ltd.1. Managing Securities
2. Advising on Securities367-2030 367-5788 [email protected]
700 Don Mackay Boulevard
Abaco, Bahamas AB-20415 Demetrius Syllouris
Alliance Investment Management Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
326-7333 [email protected];
Ground Floor
British Colonial Hilton Centre of Commerce
1 Bay Street
Nassau, Bahamas
SS-19051 Julian Brown ;Avril Elcock-Major; Nolan Johnson
Alternative Asset Advisors S.A.1. Managing Securities
2. Advising on Securities702-1400 327-6629 [email protected]
Bayside Executive Park
West Bay Street & Blake Road
Nassau, Bahamas
N-1089Venetia Dekle-Maura; Jacqueline Townend; Jillian
Ferguson
Analytical Research Advisors, LLC1. Managing Securities
2. Advising on Securities322-5448 325-8445 [email protected]
205A
Saffrey Square
Bank Lane and Bay Street
Nassau, Bahamas
N-9934 Jean-Stephane Marie Lods
Andbanc (Bahamas) Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
322-4081 322-4071 [email protected]
Suite 304
British Colonial Hilton Centre of Commerce
1 Bay Street
Nassau, Bahamas
AP-59223 Manuel Martinez Campos; Claudine Farquharson
Ansbacher (Bahamas) Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
322-1161 326-5020 [email protected]
4th Floor
Colina Imperial Building
#308 East Bay Street
Nassau, Bahamas
N-7768
Sandra Brice, Catherine L. Fadely, Ricardo Rolle,
Mary Rodland, Carlton Newton Mortier; Ginarenae
Chuno, Lashelle White; Katherine Rolle; Aruna
Rodgers
Arbitral Securities Ltd.
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
(305)
374-8111
(305)
Fort Nassau Centre
Marlborough Street
Nassau, Bahamas
SP-64093Andre Mendes Senra Souza; Fernando Mauricio Da
Rocha Pereira Leite; Rodrigo Paiva; Rochelle Cleare
Arner Bank & Trust (Bahamas) Ltd.
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
327-6594 327-6584 [email protected]
Suite 2
Building 2
Caves Village
Nassau, Bahamas
N-3917 David G. Thain; David Rounce; Walter Christen
Autana Capital Management 1. Managing Securities
2. Advising on Securities327-3947 327-3958 [email protected]
Caves Village
West Bay Street
Nassau, Bahamas
N-7776 Jean-Marc Emden
This document is the property of the Securities Commission of The Bahamas 1 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Axia Partners 1. Managing Securities 394-4182 394-4183 [email protected] Road North
Nassau, BahamasSS-19689 Georges Marcou; Tamara Bain
Axxets Management Inc.1. Managing Securities
2. Advising on Securities502-7010 394-3253 [email protected]
308 East Bay Street
Nassau, BahamasCB-12407
Anthony Ferguson; Yair Esrubilsky; Prescott
Adderley
Bahamas Central Securities Depository Clearing Facility 322-5573/5 356-3613 [email protected]
Suite 201
Fort Nassau Centre
Nassau, Bahamas
EE-15672 Stafford Greene
Bahamas International Securities Exchange (BISX) Exchange 323-2330 323-2320
2nd Floor of the Fort Nassau Centre
British Colonial Hilton
Nassau, Bahamas
EE-15672 Keith Davies
Bahamas Securities (1987) Limited1. Managing Securities
2. Advising on Securities325-6591 325-6592 [email protected]
3rd Floor
Ansbacher House
Bank Lane
Nassau, Bahamas
F-42498 George C. Culmer; Myles J. Culmer
Banca del Sempione (Overseas) Ltd.
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
322-8015 356-2030 [email protected]
3rd Floor
George House
George Street
Nassau, Bahamas
N-8159Beat Viktor Meier; Neil DeCordova Baker; Edrick
Cleare; Stanley Coakley; Simone Bertoldo
Banco Santander Bahamas International Limited
1. Arranging Deals
2. Managing Securities
3. Advising on Securities502-7900 322-3585 [email protected]
3rd Floor
Goodman's Bay Corporate Centre
West Bay Street
Nassau, Bahamas
N-1682 Jose Gonzalez de Castejon
Bank of the Bahamas Limited
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
326-2560 325-7162 [email protected]
Claughton House
Shirley & Charlotte Streets
Nassau, Bahamas
N-7118
Paul McWeeney,Renee Davis, Hubert
Edwards,Yvette Johnson,Laura Williams, Dario
Lundy- Mortimer; Michael Basden; Philice Albury
Banque Privee Edmond de Rothschild Ltd.
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
702-8000 702-8008 [email protected]
Lyford Financial Centre
Lyford Cay #2
West Bay Street
Nassau, Bahamas
SP-63948Roberto Genovese, Christine Malard, Michelle
Reckley; Brendan Davis; Marie-Claude Tremblay
Bearbull Degroof International Limited 1. Managing Securities
2. Advising on Securities362-5959 362-5973 [email protected]
Unit 2
Old Fort Bay
Lyford Cay
Nassau, Bahamas
N-4287 Nicole M. Dupuy; Linda L. Lowe
This document is the property of the Securities Commission of The Bahamas 2 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Benchmark Advisors (Bahamas) Ltd. 1. Advising on Securities 326-7333 325-6592 [email protected]
Gresham House
Charlotte Street North
Nassau, Bahamas
N-10144 Julian Brown
Berkeley (Bahamas) Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
393-8395 394-6841 [email protected]
2nd Floor
One Montague Place
Nassau, Bahamas
N-3927Warren T. Roberts, Christopher I. Thompson; Frank
L. Saunders
Binnacle Advisors Limited
1. Arranging Deals
2. Managing Securities
3. Advising on Securities
502-8822 502-8840 [email protected]
Bayside House
Bayside Executive Park
West Bay Street & Blake Road
Nassau, Bahamas
AP-59213Monique L. Major; Matthew Gibbons; Shanika
Rochelle Pearson
Binnacle Investment Group Ltd.1. Managing Securities
502-8822 502-8840 [email protected]
Bayside House
Bayside Executive Park
West Bay Street & Blake Road
Nassau, Bahamas
AP-59213 Matthew Gibbons
Black Isle Management Services Ltd1. Managing Securities
2. Advising on Securities427-0606
1-(866) 807-
1383 [email protected]
2nd Floor
Centre of Commerce
1 Bay Street
Nassau, Bahamas
SS-19501 Ian Black; Chamika Gibson
Bluebay Global Advisors Ltd. 1. Managing Securities 394-4182 394-4183 [email protected];
Village Road North
Nassau, BahamasSS-19689 Roger Landucci
Blue Hope ltd. 1. Managing Securities 326-2150 326-2151 [email protected]
2nd Terrace
Centreville
Nassau, Bahamas
N-7755 Marco Montanari; Rochelle Cleare
Blue Line Advisors Ltd. 1. Managing Securities 394-4182 394-4183 [email protected];
Village Road North
Nassau, BahamasSS-19689 David Puller; Tamara Bain
Blue Sea Asset Management Ltd.1. Managing Securities
2. Arranging Securities502-7010 393-4639
308 East Bay Street
Nassau, BahamasCB-12407 Anthony Ferguson; Prescott Adderley
Braun & CIE Ltd.1. Managing Securities
2. Advising on Securities325-6591 325-6592 [email protected]
Ansbacher House
East Street
Nassau, Bahamas
N-10144 Julian Brown
BSI Overseas (Bahamas) Ltd.
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
502-2200 502-2300 [email protected]
Goodman's Bay Corporate Centre
West Bay Street & Seaview Drive
Nassau, Bahamas
N-7130
Jennifer Wells; Alain Torchon-Newry; Matteo
Raimondo; Fabrizio Alberta Tuletta; Vasilia Victoria
Mavros; Alec Rolle; Brenda Ferguson- Jones; Denise
Campbell; Tonya Sweeting; Julian Adderley; Andrea
Fronzoni; Pierluigi Pecorini; Andrea Crescini; Luca
Tamburini; Christian Salmina; Sanjin Mohorovic
This document is the property of the Securities Commission of The Bahamas 3 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Butterfield Trust (Bahamas) Limited1. Managing Securities
2. Advising on Securities393-8200 393-3772 [email protected]
Montague Sterling Centre
East Bay Street
Nassau, Bahamas
N-3242 Julien Martel; Timothy Colclough
CBH (Bahamas) Ltd.
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
394-6161 394-6262 [email protected]
CBH House
East Bay Street
Nassau, Bahamas
N-1724Pauline Lightbourne, Steven I. Miller, Ursula Rolle,
Frank Negri
CFAL 1. Managing Securities
2. Advising on Securities502-7010 356-3677 [email protected]
308 East Bay
East Bay Street
Nassau, Bahamas
CB-12407Anthony Ferguson; Pamela Musgrove; Prescott
Adderley
CFAL Securities Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
502-7010 356-3677 [email protected]
4th Floor
308 East Bay
East Bay Street
Nassau, Bahamas
CB-12407
Anthony Ferguson; Shafegah Duncanson, Pamela
Quise Musgrove, Sophia Patrice Thurston, Tiffany
Angelique Smith; Dwayne Swann; Jamaal Stubbs;
Jeanelle Christal Francis; Anna Zervos; Kevin
Burrows; Giovannah Evans
CIBC Trust Company (Bahamas) Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
356-1800 322-3692 [email protected]
Goodman's Bay Corporate Centre
West Bay Street & Seaview Drive
Nassau, Bahamas
N-3933 Sean R. Harrington; Carlis Chisolm; Norma Major
Citco Bank & Trust Company (Bahamas) Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
502-5300 394-0701 [email protected]
One Montaque Place
East Bay Street
Nassau, Bahamas
N-4906Natasha M. Dean; Tamar M. Armbrister-Delancey;
Lyla A. Hepburn; Rupert Walle
Colonial Pension Services (Bahamas) Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
502-7526 502-7501 [email protected]
2nd Floor
Atlantic House
Collins Avenue
Nassau, Bahamas
SS-6246 Larry Gibson; Desiree L. Parker
Corner Bank (Overseas) Limited1. Managing Securities
2. Advising on Securities394-4977 394-5264 [email protected]
1st Floor
308 East Bay Street
Nassau, Bahamas
N-7134 Colyn Roberts, Michelle Clivio
Credit Agricole Suisse (Bahamas) Ltd.
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
502-8100 502-8166 [email protected]
Goodman's Bay Corporate Centre
West Bay Street & Seaview Drive
Nassau, Bahamas
N-3015
Anjamarie Charles, Claude Lussier, Fontella
Chipman, Jennifer Rolle-Cox, Antoine Candiotti;
Michelle Jones; Carla Armbrister; Nasha Minns
This document is the property of the Securities Commission of The Bahamas 4 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Credit Suisse AG ( Nassau Branch) Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
356-8100 326-6589 [email protected]
4th Floor
The Bahamas Financial Centre
Shirley & Charlotte Streets
Nassau, Bahamas
N-4928
Locksley Virgil Knowles II; Muriel Mackey; Delric
Beneby; Michael Ranson, Shardon Hanna,
Bernadette Heastie, Aisha Johnson, Sheena
Deveaux; Alexandre Sampedro; Tonice Hamilton;
Brennette Ferguson; Valentino Brown; Latoya
Gibson; Marcio Claudino Macedo; Leonardo
Brayner; Carlo Azzi; Ezzard Charles; Francisco
Goncalves; Guilherme Simoes Bianchi; Juan
Zatarain; Thomas Karrer; Renzo Figallo; Davide
Bonetti
Credit Suisse Brazil (Bahamas) Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
302-4000 302-4049 [email protected]
The Bahamas Financial Centre
Shirley & Charlotte Streets
Nassau, Bahamas
N-3241
Doreen A. Pratt; Tonice Hamilton; Marco Fuocco;
Renato de Matos, Marcio Claudino Macedo; Delric
Beneby
de la Fontaine & Associates Ltd. 1. Managing Securities 394-0128 394-4183 [email protected]
Halsbury Commercial Centre
Village Road
Nassau, Bahamas
SS-19689 Ralf Huber, Jorge Moreira
Deltec Bank & Trust Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
302-4100 362-4623 [email protected]
Deltec House
Lyford Cay
Nassau, Bahamas
N-3229
Terrance Girling; David McNaughtan; James Moss;
Sherene Saunders; Lianne Johnson; Damian Eustan
Forbes; David McNaughton; Richard Beek; Atul Lele;
David Munoz
Deltec Investment Advisers Limited1. Managing Securities
2. Advising on Securities302-1400 362-4623 [email protected]
Deltec House
Lyford Cay
Nassau, Bahamas
N-3229Damian Forbes; Lianne Johnson; David
McNaughton; David Munoz
EFG Bank & Trust (Bahamas) Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
502-5400 502-5428 [email protected]
2nd Floor
Centre of Commerce
1 Bay Street
Nassau, Bahamas
SS-6289
Karen Pinder; Edward Cooper; Robert Morrison;
Christopher Southgate; Miles Evans; James
Francisco Stewart; Vivienne Watts; Theresa Haven-
Adderley; Jorge Zeballos; Andrew Raenden; Gia
Singh; Paul Martin-Seguin; Neil Emery; Carlos Valle;
Tisca Armbrister; Leah Treco; Jaime Ensenat
This document is the property of the Securities Commission of The Bahamas 5 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Elco Securities Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
367-2558 367-2568 [email protected]
Loyalist Plaza,
Don Mackey Boulevard,
Marsh Harbour, Abaco
AB-20377John D. Benjamin; Ellison Collie; Lawrence Collie;
David Hoang, Linda Caroline Leanardon
Eurobanco Bank Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
327-4157 327-4159 [email protected]
Suite 12
Caves Professional Center
West Bay Street & Blake Road
Nassau, Bahamas
N-1114 Natividad Esther Benitez
Euro-Dutch Trust Company (Bahamas) Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
325-1033 323-7918 [email protected]
Templeton Building
Lyford Cay
Nassau, Bahamas
N-9204Dawn E. Goodwin-Davies; Antonius L. Inder-
Rienden; Eric Strachan
R.R. Management Limited (formerly F.I.
Management Ltd.)
1. Managing Securities
2. Advising on Securities502-7020 393-5002 [email protected]
308 East Bay Street
Nassau, BahamasN-9058 Nicola Silvestri
FAB Portfolio Management (Bahamas) Ltd.1. Managing Securities
2. Advising on Securities322-5444 325-8445 [email protected]
Suite 205A
Saffrey Square Building
Bay Street
Nassau, The Bahamas
N-9934 Alan Edward Cole, Fabrizio Zanaboni
FC Capital Investments Ltd.1. Managing Securities
2. Advising on Securities677-9661 356-5875 [email protected]
Dominion House
Montrose Avenue
Nassau, BahamasSS-19027 Leo Betschart, Beverly Rahming
FG Capital Markets Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
396-4000 393-1100 [email protected] Guardian Corporate Centre,
East Bay & Shirley StreetsSS-6232
Patricia Hermanns; Lyrone Burrows; John Percentie
Jr.; Cardinal McCardy; Stuart Ambrose Kelly
Fidelis Asset Management & Partners (Bahamas)
Ltd.
1. Managing Securities
2. Advising on Securities502-7078 326-3889 [email protected]
Bayview House
East Bay Street
Nassau, BahamasCB-12407 Brett Anthony Jutan
First Overseas Bank Limited
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
327-4775 327-4776 [email protected]
Office #1, Building #2
Caves Village Professional Centre
West Bay Street
Nassau, Bahamas
CB-11903 Jorge Horacio Shedden; Carlos Patricio Walton
This document is the property of the Securities Commission of The Bahamas 6 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
FirstCarribbean International Bank (Bahamas)
LImited
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
325-7384 323-1087 [email protected]
Charlotte House
Shirley & Charlotte Streets
Nassau, Bahamas
N-3221
Sean Blyden, Ianthe Moxey, Paul Major, Sharon
Deveaux, Randy Taylor, Marie Rodland-Allen,
Catherine Gibson, Gina MacKenzie
GEM Global Equities Management S.A.1. Managing Securities
2. Advising on Securities677-5270 362-5257 [email protected]
Templeton Building
West Bay Street
Nassau, Bahamas
N-9204 Anthony L-M. Inder-Rieden
Gems Management Limited1. Managing Securities
2. Advising on Securities326-1905 326-3839 [email protected]
Norfolk House
Frederick Street
Nassau, Bahamas
CB-12809Cedric Carroll; Sheldon Cartwright; Tinessa
Sweeting-Diallo; David Elkrief; Rochelle Cleare
Gestfinanz (Bahamas) Limited1. Managing Securities
2. Advising on Securities356-4114 356-4125 [email protected]
The Deanery
28 Cumberland Street
Nassau, Bahamas
N-1991 Oliver Camponovo; Franco Rossini; Michael Halkitis
Global Advisors Partners Ltd.1. Managing Securities
2. Advising on Securities323-1622 323-1622 [email protected]
3rd Floor
Coin of the Realm Building
Charlotte Street
Nassau, Bahamas
N-9471 Ivano Alliata; Alexander Vancoff; Edgar Seligman
Global Private Portflio Management Limited1. Managing Securities
2. Advising on Securities327-1097 327-1070 [email protected]
Suite 232, 2nd Floor,
Island Lane Building,
Olde Towne, Sandyport
N-4487Henry A. Podlewski; Micheal I. Slack; Elsworth
Moss; Lamon Mangal; Nathan Adderley
Gonet Bank & Trust Limited
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
362-5406 362-5405 [email protected]
Offices at Old Fort Bay
West Bay St.
Nassau, Bahamas
SP-61302 Pascal Hammerer ; Reniskha Missick; Raquel
Jacqueline Duncombe;
Green Cay Private Client Ltd.1. Managing Securities
2. Advising on Securities362-6400 362-6402 [email protected]
Lyford Cay Drive
Nassau, BahamasN-7776 Jane Marie Siebels; Joseph Byrne; Rochelle Cleare
Hasenbichler Asset Management Inc.1. Managing Securities
2. Advising on Securities502-7020 393-5002 [email protected]
4th Floor
308 East Bay Street
P.O. Box N-9058
Nassau, Bahamas N-9058 Bernd Michael Hasenbichler
Holowesko Advisors Ltd.1. Managing Securities
2. Advising on Securities362-7800 362-6733 [email protected]
Shipston House
West Bay Street
Lyford Cay
Nassau, Bahamas
N-7776(78)Richard Farrington; Mark Holowesko; Gregory
Cleare; Karen Zyp
This document is the property of the Securities Commission of The Bahamas 7 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Holowesko Partners Ltd.1. Managing Securities
2. Advising on Securities362-7800 362-6733 [email protected]
Shipston House
West Bay Street
Lyford Cay
Nassau, Bahamas
N-7776(78)Mark Holowesko; Gregory Cleare; Karen Zyp;
Richard S. Farrington
Hottinger Bank & Trust Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
362-7000 362-7007 [email protected]
Lyford Manor
West Bay Street
Nassau, Bahamas
CB-13012
Francis Thompson; Portia Yvette Smith; Ingrid
Indeira Taylor; Bernard Young, Alfred Schaller;
Devaughn Edgecombe; Noelle Scott
Huber Management Limited1. Managing Securities
2. Advising on Securities325-4885 323-7284
3rd Floor
Atlantic HouseN-529 Bernard Huber; Richard Coulson
Independent Advisory Services Limited1. Managing Securities
2. Advising on Securities327-6057 327-6058 [email protected]
Lagoon Court Suite 215
Olde Town Mall
Sandyport
Nassau, Bahamas
SP-63924 Adolfo F. Miranda; Beat Wernli
Itau Bank & Trust Bahamas Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
502-3100 328-2750 [email protected]
Charlotte House
Charlotte & Shirley Streets
Nassau, Bahamas
N-3930 Natasha Moree
J. Safra Asset Management Limited1. Managing Securities
2. Advising on Securities677-6555 677-6550 [email protected]
Building III
Bayside Executive Park
West Bay Street & Blake Road
Nassau, Bahamas
CB-10988 Israel Borba; Daniel Kamkhaji
Julius Baer Bank & Trust (Bahamas) Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
394-9100 394-9140 [email protected]
Ocean Centre
Montague Foreshore
Nassau, Bahamas
N-4890
Maria Tsavousis-Darville;Rochelle Rolle; Nicolaus
Martin Good; Remo Caderas; Patrick Feuz; Patrick
Guye-Bergeret; Keva Ingraham-Mcphee; Anthony
Kikivarakis; Sharon Lafleur; Emil Sutter; Julio
Vargas;Tiffany Jones; Philip Vigini
K.P. Investment Advisors Ltd. 1. Managing Securities 394-4182 394-4183 [email protected]
Halsbury Commercial Centre
Village Road
Nassau, Bahamas
SS-19689Karl Hoerkens; Pierre M. Monnard; Moreira Barrow
Jorge Isaac; Tamara Bain
Lambda Asset Management1. Managing Securities
2. Advising on Securities3631528 3631528 [email protected]
7 Venetian Lane
Old Fort Bay
P.O. Box CR-56766 #218
Nassau, BahamasN-4875 Fabio Allocco
This document is the property of the Securities Commission of The Bahamas 8 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Leno Corporate Services Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
364-2806 364-5880 [email protected]
2nd Floor
Pineapple Place
Nassau, Bahamas
N-7535 Sean Longley; Khalil Braithwaite; Tricetta Small
Libeco Asset Management Ltd. 1. Managing Securities 394-4182 394-4183 [email protected]
Suite No. 2
Halsbury Commercial Center
Village Road
Nassau, Bahamas
SS-19689 Pierre Biraben, Pierre Monnard, Karl Hoerkens
Lighthouse Asset Mangement Ltd.1. Managing Securities
2. Advising on Securities327-6594 327-6584 [email protected]
Caves Village
West Bay Street & Blake Road
Nassau, Bahamas
N-3917Riccardo Romani; Rosella Carmela Grilli-Dack;
Walter Christen
LOM Securities (Bahamas) Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
323-0032 323-0084 [email protected]
Suite 309
British Colonial Hilton Centre of Commerce
1 Bay Street
Nassau, Bahamas
CB-12762 Craig Lines; Semoy Scully
Lombard Odier Darier Hentsch Private Bank &
Trust Ltd.
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
302-2100 302-2101 [email protected]
Goodman's Bay Corporate Centre
West Bay Street & Seaview Drive
Nassau, Bahamas
N-4938
Niekia Horton; Christian Coquoz ; Rosemary Barret ;
Maurice Chiacchiari; Christophe Courleru; Claudio
Godenzi; Renaud Vielfaure; Herve Felli; Bertrand
Lhote; Christian Puthod
Lyford Investment Management Ltd.1. Managing Securities
2. Advising on Securities325-0922 325-0911 [email protected]
Equity House, Caves Village
West Bay Street
Nassau, Bahamas
N-10697 Dillon Dean; Reece Dean Chipman, Stephen Walker
Macro Bank Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
327-6418 327-6427 [email protected]
Caves Village Professional Centre
West Bay Street
Nassau, Bahamas
N-4444 Rosina Simeto; Ellen Key; Stella Giani
Magellan Securities Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
326-2700 326-2710 [email protected]
Goodman's Bay Corporate Centre
2nd Floor
Nassau, Bahamas
CB-12762 Robert Davidowski; Alicia Roberts
Maritime Securities Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
327-4463 328-0892 [email protected]
Suite 200
Priderock Corporate Centre
Bay & East Streets
Nassau, Bahamas
CB-10969 Herman R.T. Moss
This document is the property of the Securities Commission of The Bahamas 9 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Metropolitan Bank (Bahamas) Limited
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals in Securities
677-1925 394-2142 [email protected]
Suite 700
2nd Floor
New Providence Financial Centre
East Bay St.
Nassau, Bahamas
CR-56766 Jacqueline Bain; Brenda McAlpine; Indrawati
Gibson; John Lawrence
Millennium Investment Advisors Ltd. 1. Managing Securities 394-4182 394-4183 [email protected]
Halsbury Commercial Centre
Village Road
Nassau, Bahaas
SS-19689Karl Hoerkens; Pierre M. Monnard; Fabrice
Carpentier de Caro; Tamara Bain
MMG Bank & Trust Ltd.
1.Dealing in Securities as Agent
2. Managing Securities
3. Advising on Securities
326-2400 322-5567 [email protected]
Suite 102
Saffrey Square
Bay Street & Bank Lane
Nassau, Bahamas
N-4889 Heather Bellot-Hazarian; Pachridee Hanna-Ferguson
Nordica Investment Management Limited1. Managing Securities
2. Advising on Securities327-2600 325-8445 [email protected]
Suite 205A
Saffrey Square
Bay Street & Bank Lane
Nassau, Bahamas
N-10222 Daniel Hedkrok; Anna Hedkrok
Octogone Fund Management Limited1. Managing Securities
2. Advising on Securities362-4995 3624996 [email protected]
No. 3 Offices
Old Fort Bay
Nassau, Bahamas
SP-63157 R. Clive Moore; Roger Kristian Kwiecinski
Old Fort Financial
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
362-6900 362-6901 [email protected];
Offices at Old Fort Bay
Buidling #4
Western Road
Nassau, Bahamas
SP-63771Robert P. Jensen; C. James Schaefer; Shameka
Fernander
Oracle Capital Advisors Ltd. 1. Managing Securities
2. Advising on Securities322-5448 325-5448 [email protected]
Saffrey Square
Bank Lane and Bay Street
Nassau, Bahamas
N-9934 Maxim Lyutikov; Oleg Nikityuk
Pacifico Global Advisors Ltd. 1. Managing Securities 394-4182 394-4183 [email protected]
Halsbury Commercial Centre
Nassau, Bahamas SS-19689Arturo Klein; Karl Hoerkins; Pierre Monnard; Eliano
Tamburini
Pasche Bank & Trust Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
327-1512 327-1514 [email protected]
Unit 1
Western Commercial Centre
Mt. Pleasant Village
Western Road
Nassau, Bahamas
AP-59241 Gilles Arnold Schanen; Thamara Saunders
Pebble Global Advisors Ltd. 1. Managing Securities 394-0128 394-4183 [email protected] Commercial Centre
Nassau, Bahamas SS-19689 Pierre Moncheur de Rieudotte;Tamara Bain
This document is the property of the Securities Commission of The Bahamas 10 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Pictet Bank & Trust Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
302-2222 327-6610 [email protected]
Bayside Executive Park
West Bay Street & Blake Road
Nassau, Bahamas
N-4837
Yves V. Lourdin; Erich W. Messmer; Jan F-C.
Mezulanik; Gregory Schueller; Jeremy Stuby;
Allyson Moss
PNC Asset Management Ltd.1. Managing Securities
2. Advising on Securities322-4579 325-8445 [email protected]
2nd Floor
Suite 205A
Saffery Square Building
Bank Lane and Bay Street
Nassau Bahamas
N-9934 Alan Edward Cole, Elena Emanuela Prandoni
PriFund Counseil (Bahamas) S.A. 1. Advising on Securities 362-6317 362-5788 [email protected]
Lyford Financial Center
Lyford Cay #2
Nassau, BahamasSP-63948 Eric Eichmann; Duhiza Smith
PrivaCapital Management S.A.1. Managing Securities
2. Advising on Securities362-4995 362-4996 [email protected]
No.3 Offices at Old Fort Bay
Nassau, BahamasSP-63157 Lana Taylor; Ronald Clive Moore
Private Investment Bank Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
302-5950 302-5970 [email protected]
Devonshire House
Queen Street
Nassau, Bahamas
N-3918
Jacqueline Bain; Vanessa Coleby; Glenice
Thompson; Valerio Zanchi
Providence Advisors Limited
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
328-7115 328-7129 [email protected]
3rd Floor
Goodman's Bay Corporate Centre
Nassau, Bahamas
AP-59223-409
Carrol E. Burrows; Monique N. Cooper; Bradley S.
Cunningham; Olive C. Gaitor; Kenwood N. Kerr;
Florabelle Rodgers; Claudette Loretta Estwick;
Darcell Christa Bain; Mark Holcombe; Rochelle
Cleare
R.I.A.F. Ltd1. Managing Securities
2. Advising on Securities601-5334 601-5339 [email protected]
No. 1 Bay Executive Park
West Bay Street
Nassau, Bahamas
N-3937 Danielle Sasson
RBC Dominion Securities (Global) Limited
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
362-6740 362-6744 [email protected]
Lyford Manor
Lyford Cay
Nassau, Bahamas
N-3234
John R. Bond; Andrew R. McCartney; Sophia E.
McKenzie; Carol D. Newbold; Michael Unwin;
Ashley Logan; Jamie Scott; Stuart Rutledge; Mario
Smith
RIG Investment Advisors Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
362-7200 362-7210 [email protected]
Winterbotham Place
Marlborough & Queen Sts.
Nassau, Bahamas
N-3026 Roberto A. Roberts; Robert Ingrey
This document is the property of the Securities Commission of The Bahamas 11 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Royal Fidelity Capital Markets Limited
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
356-7764 326-3000 [email protected]
Fidelity Financial Centre
51 Frederick Street
Nassau, Bahamas
CB-12337Michael A. Anderson;Sherell Woodside; Paulette
Lozaique; Belinda Payne
Royal Fidelity Merchant Bank & Trust Limited1. Managing Securities
2. Advising on Securities356-7764 326-3000 [email protected]
Fidelity Financial Centre
51 Frederick Street
Nassau, Bahamas
CB-12337Cleora Farquharson; Joseph James
Euteneuner;Paulette Lozaique
RQSI Limited1. Managing Securities
2. Advising on Securities502-7020 393-5002 [email protected]
4th Floor
308 East Bay Street
Nassau, Bahamas
N-9058Christopher Wesley Satterfield; Neil Patrick Ramsey;
Antoine Bastian
Safra Asset Management (Bahamas) Limited1. Managing Securities
2. Advising on Securities677-6555 677-6550 [email protected]
1st Floor
King's Court
Bay Street
Nassau, Bahamas
CB-10988 Daniel Nissim Kamkhaji; Israel Borba
Bank J.Safra Sarasin (Bahamas) Ltd. (formerly
Safra International Bank & Trust Ltd.)
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
677-6555 677-6550 [email protected]
Bayside Executive Park
West Bay Street
Nassau, Bahamas
CB-10988 Norman Friesen
Scotiabank (Bahamas) Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
356-1433 356-1618 [email protected]
Rawson Square
Bay Street
Nassau, Bahamas
N-7518Deno Moss; Marcia Laramore; Robin Scavella; Kevin
Teslyk, Lisa Taylor, Penny Ferguson; Samuel Haven
Scotiabank Caribbean Treasury Limited1. Managing Securities
2. Advising on Securities302-2960 328-7432 [email protected]
Suite 300
British Colonial Hilton Centre of Commerce
1 Bay Street
Nassau, Bahamas
N-7518 Brodie Townley; Robin Scavella
Serficom Family Office Inc.1. Managing Securities
2. Advising on Securities702-2900 362-6186 [email protected]
Unit 1 Commercial Centre
Mount Pleasant
Western New Providence
Nassau, Bahamas
AP-59241 Elonido Encinar Ramirez
This document is the property of the Securities Commission of The Bahamas 12 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Societe Generale Private Banking (Bahamas) Ltd.
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
302-5000 302-6709 [email protected]
2nd Floor
Lyford Cay House
Western Road
Nassau, Bahamas
N-7785
William Bostwick Godet; Janice Anita Johnson;
Dominique J. Lefevre; Linda Mackey; Theresse
Hudson; Shandra Bain; William Gibson; Kay Briggs;
Anthony Miller; Melanie Rolle; Adrian Smith; Alma
McIntosh
Sterling Financial Group Inc.1. Managing Securities
2. Advising on Securities677-1900 677-1910 [email protected]
New Providence Financial Centre
East Bay Street
Nassau, Bahamas
N-1812David Kosoy; Antonio Collie; Tangela Russell;
Stephen Tiller
Stone Tower Management Ltd.1. Managing Securities
2. Advising on Securities326-2150 326-2151 [email protected]
2nd Terrace West
Centreville
Nassau, Bahamas
N-7755 Marco Montanari; Rochelle Cleare
Swan Capital Ltd.1. Managing Securities
2. Advising on Securities394-4182 394-4183 [email protected]
Village Road North
Nassau, BahamasSS-19689 Emeric Alain Paul Delporte
Swiss America Securities, Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
468-6173 324-6963 [email protected]
Suite # 17
Elizabeth on Bay Plaza
Elizabeth Ave. & Bay Street
Nassau, Bahamas
EE-17971 Phillip Dorsett, Guy Gentile
Swiss Atlantic S.A.1. Managing Securities
2. Advising on Securities356-6430 322-6694 [email protected]
2nd Terrace West
Centreville
Nassau, Bahamas
N-10567 Alisa Richardson; Rochelle Cleare
Swiss Investment Solutions (SIS) Ltd. 1. Managing Securities 601-5345 601-5340 [email protected]
Bayside Executive Park
West Bay Street & Blake Road
Nassau, Bahamas
SP-64111 Zemira Montemarano; Michelle Miller
Syz & Co. Bank & Trust Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
327-6633 327-6629 [email protected]
Bayside Executive Park
West Bay Street & Blake Road
Nassau, Bahamas
N-1089
Miguel Gonzalez; Venetia Ruth Dekle-Maura;
Jacqueline Townend; Zakiya Dominique Butler;
Philippe Burnat
This document is the property of the Securities Commission of The Bahamas 13 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
Templeton Global Advisors Limited1. Managing Securities
2. Advising on Securities362-4600 362-5281 [email protected]
Templeton House
Lyford Cay
Nassau, Bahamas
N-7759
Lisa Myers; James Harper, Cynthia Sweeting,
Edgerton Scott III, Matthew Nagle; Norman
Boersma; Michael D'Agrosa; Peter Palleija; Heather
Arnold
The Bank of Nova Scotia
Trust Company (Bah) Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
502-5700 326-0991 [email protected]
Scotia House
404 East Bay Street
Nassau, Bahamas
N-3016Sonia Beneby; John Ravindra Jesubatham; Gerrine
McDonald; Lisa Wilcox; Shamini Symonette-Gibson
The Private Trust Corporation Limited1.Dealing in Securities as Agent
2. Arranging Deals 323-8574 326-8388 [email protected]
Charlotte House
Shirley & Charlotte Streets
Nassau, Bahamas
N-65Adrian Crosbie-Jones; Bruno Roberts; Charlene Y.
Storr; Monique Bowe
The Street Trader Limited 1. Dealing in Securities 324-6963 [email protected]
Lagoon Court
Sandyport
Nassau, Bahamas
EE-17971 Von Andre Wilson; Noelle Scott
The Winterbotham Trust Company Ltd.
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
356-5454 356-9432 [email protected]
Winterbotham Place
Marlborough & Queen Streets
Nassau, Bahamas
N-3026Ivan G. Hooper; David Rounce; Jessica Thornley;
Mandelia Morris
Tillerman Securities Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
356-3244 356-3245 [email protected] George Street
Nassau, BahamasSS-19820
Hans C. Saunders; Cherisse Forbes; Morelisa
Nesbitt; Vichell Roberts; Dominique Munroe
UBS (Bahamas) Ltd.
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
394-9300 396-3312 [email protected]
UBS House
East Bay Street
Nassau, Bahamas
N-7757
Marcia V. Adderley; Jose A.M. Aguilar Millan;
Cherise Nottage; Kevin Price; Karen A. Turnquest;
Ian Atkins; George Mallis; Andres Escheverry
Gomez; Marcel Ott; Jamaal Wright; Beat Roman
Paoletto; Felicia Candacy Boyle- Bazard; Juliana De
Campos Oliveira Passos ; Thibaud Halewyck; Fabian
Felix Jenny; Carlos D'Alessandro; Rene'
Baumgartner; Brian Jones; Emmanuel Fiaux;
Gustavo Baeni; Daniel Saralegui; Thomas Gossele.
This document is the property of the Securities Commission of The Bahamas 14 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
UCAP Bahamas Limited1. Managing Securities
2. Advising on Securities702-4500 702-4524 [email protected]
Lyford Cay Financial Centre
Western Road
Nassau, Bahamas
N-7776 Rochelle Cleare;Clemente Ducasse, D. Sean Nottage
Union Bancaire Privee (Bahamas) Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
362-4207 362-4338 [email protected]
5th Floor
Lyford Cay House
West Bay Street
Nassau, Bahamas
N-7529
Eric M. Dyer; Vandyke Saunders; Peter Butler;
Brenda Powell; Davawn Turner; Paul Russell;
Jennifer McPhee; Coffi McPhee; Pascal Kirchner
Union Bancaire Privee, UBP SA
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
325-6755 325-6765 [email protected]
5th Floor
Lyford Cay House
West Bay Street
Nassau, Bahamas
N-7529
Eric M. Dyer; Brenda Powell; Davawn Turner; Van-
dyke Saunders; Paul Russell; Jennifer McPhee; Coffi
McPhee; Peter Butler
Vauban Asset Management Limited1. Managing Securities
2. Advising on Securities
327-4170/
327-4174 327-4176 [email protected]
Suite 212
2nd Floor
The Olde Towne
Lagoon Court Building
West Bay Street
Nassau, Bahamas
SP-61708 James Burrows
Venoge Wealth Advisory Ltd.1. Managing Securities
2. Advising on Securities356-5454 356-9432 [email protected]
Winterbotham Place
Marlborough & Queen Streets
Nassau, Bahamas
N-3026 Joao Carlos Chede
Votorantim Bank Limited
1. Dealing in Securities as Agent
2. Arranging Deals
3. Managing Securities
4. Advising on Securities
328-0981 328-0983 [email protected]
Suite 204
Saffrey Square Building
Bay Street & Bank Lane
Nassau, Bahamas
N-951 Mario R.K. Pavan; Samuel J.H. Wilkinson
Weiser Asset Management Ltd.
1. Dealing in Securities as Principal
& Agent
2. Arranging Deals.
3. Managing Securities
4. Advising on Securities
325-0922 325-0911 [email protected]
de la Plaine House
Nassau, Bahamas N-10697 Dillon Dean; Ivylyn Cassar; Elias Soursos
Wells Capital Management Inc.1. Managing Securities
2. Advising on Securities362-3080 362-6950 [email protected]
Lyford Manor
Western Road
Nassau, Bahamas
N-7776 Jeffrey A. Everett; Dale Winner
Windemere Corporate Management Limited 1. Managing Securities 677-1922 394-8326 [email protected]
Suite 1000
New Providence Financial Centre
East Bay Street
Nassau, Bahamas
CR-56766 John Lawrence
This document is the property of the Securities Commission of The Bahamas 15 February 6, 2014
SECURITIES COMMISSION OF THE BAHAMAS
LICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011
Name Categories Phone Fax Email Address P. O. Box Registered Personnel
WMCG Ltd. 1. Managing Securities 394-4182 394-4183 [email protected]
Village Road North
Nassau, Bahamas SS-19689 Charles de la Baume; Tamara Bain
Jefferson Capital Limited (formerly WMG
Management Ltd.)
1. Managing Securities
2. Advising on Securities502-7020 393-5002 [email protected]
1st Floor
308 East Bay Street
Nassau, Bahamas
N-9058 Ali Bilgrami
XL Partners Ltd.1. Managing Securities
2. Advising on Securities356-4114 323-2154 [email protected]
Global House
Cumberland Court
One Cumberland Street
Nassau, Bahamas
N-1991 Michael Halkitis
This document is the property of the Securities Commission of The Bahamas 16 February 6, 2014