sec news digest, december 8, 2000 · secnews digest issue 2000-235 december 2000 ... f-6 telepizza...
TRANSCRIPT
SEC NEWS DIGEST
Issue 2000-235 December 2000
COMMISSION ANNOUNCEMENTS
STATEMENT BY CHAIRMAN ARTHUR LEVITT
On December Chairman Arthur Levitt made the following statement concerning an
NASD Board decision
The NASD Boards decision today to support greater disclosure of conflicts of interest by
analysts who make stock recommendations in print or on television is an important and
commendable step The Commission looks forward to developing rules with the NASD
and the New York Stock Exchange in short order that will establish fair and workable
disclosure regime that promotes public confidence
Knowing whether an analysts employer underwrote recommended stock or whether his
or her firm has significant position in recommended stock is important information
Investors deserve to know what possible incentives an investment services professional
may have in making particular recommendation This can only improve the credibility
of those who make recommendations to the public credibility that has come under
attack in recent months Press Rel 2000-183
ENFORCEMENT PROCEEDINGS
IN THE MATTER OF CHARLES KIRBY ET AL
An administrative law judge has ordered Charles Kirby Gene Geiger and Alfred
Peeper to cease and desist from committing or causing any violations or any future
violations of Sections 5a and 5c of the Securities Act of 1933 The judge rejected
Respondents arguments that they participated in offers to sell and sales of Golden
Eagle International Inc securities that were exempt from registration Based on
findings that Respondents violated Sections 5a and 5c Judge Murray barred Mr
Kirby and Mr Geiger from association with broker or dealer and from participation in
penny stock offering with the right to reapply after five years ordered Mr Kirby and
Mr Geiger to disgorge $31352.60 and $15202.48 respectively with prejudgment
interest and ordered Mr Kirby to pay civil penalty of $200000 and Mr Geiger to pay
civil penalty of $300000 Judge Murray dismissed the failure to supervise charges
against Edward Price who supervised Mr Kirby and Mr Geiger at Spencer Edwards
Inc broker-dealer in Englewood Colorado Initial Decision No 177 File No 3-
9602
IN THE MATTER OF UNITED STOCK TRANSFER INC AND JOHN DONNELL
On December the Commission instituted public administrative and cease and desist
proceeding against United Stock Transfer Inc United registered transfer agent in
Englewood Colorado and its president John Donnelly Donnelly resident of
Highlands Ranch Colorado The Division of Enforcement alleges that from November
1991 through May 2000 United repeatedly violated various rules applicable to transfer
agents The Division also alleges that among other violations United failed to
turnaround items presented for transfer in timely manner ii maintain proper records
relating to letters of appointment routine items presented for transfer non-routine items
and turnaround time and iii maintain proper control book for each issuer and keep
each issue in balance The Division further contends that Donnelly willfully aided and
abetted United in these and other violations
The Commission instituted public administrative and cease and desist proceedings
against United and Donnelly collectively Respondents to determine whether the
allegations against Respondents are true and to afford Respondents an opportunity to
establish any defense to such allegations ii any remedial action is appropriate in the
public interest against Respondents pursuant to Sections 17Ac3 and 17Ac4 of the
Exchange Act iiipursuant to Section 21 of the Exchange Act Respondents should be
ordered to cease and desist from committing or causing any violations and any future
violations of Sections 17a3 17AdI and 1702 of the Exchange Act and Rules
l7Ac2-l 17Ac2-2 l7Ad-2 l7Ad-5 l7Ad-6 l7Ad-7 l7Ad-10 l7Ad-13 l7Ad-15
l7Ad-16 l7Ad-17 and 17f-2 thereunder and iv civil penalties should be ordered
against Respondents pursuant to Section 21B of the Exchange Act Rel 34-43687 File
No 3-10378
IN VESTMENT COMPANY ACT RELEASES
TELCO FINANCE N.V
notice has been issued giving interested persons until January 2001 to request
hearing on an application filed by Telco Finance N.Y for an order under Section 6c of
the Investment Company Act exempting applicant from all provisions of the Act The
order would permit applicant to sell certain debt securities and use the proceeds to
finance the business activities of Telsim Mobile TelekomUnikasyon Hizmetleri A.S
Rel IC-24786 International Series Rel 1239 December
NEWS DIGEST December 2000
SELF-REGULATORY ORGANIZATIONS
PROPOSED RULE CHANGES
The American Stock Exchange filed proposed rule change SR-Amex-00-57 to
increase the maximum order size eligible for automatic execution on Auto-Ex to one
hundred contracts Publication of the proposal is expected in the Federal Register during
the week of December 11 Ret 34-43 660
The Emerging Markets Clearing Corporation filed proposed rule change SR-EMCC
00-0 to permit EMCC to accept financial statements from an applicant prepared in
accordance with International Accounting Standards or United Kingdom Generally
Accepted Accounting Principles without requiring the applicant to provide discussion
of the material variations of such accounting principles from United States Generally
Accepted Accounting Principles Publication of the proposal is expected in the Federal
Register during the week of December 11 Rel 34-43675
The Emerging Markets Clearing Corporation filed proposed rule change SR-EMCC
00-04 to allow EMCC to establish membership criteria for brokers or dealers that are
regulated by the Securities and Futures Authority Limited SFA and that act as inter-
dealer brokers Publication of the proposal is expected in the Federal Register during the
week of December 11 Rel 34-43680
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES
proposed rule change filed by the New York Stock Exchange to revise its fee schedule
for Equity Transaction Fees SR-NYSE-00-50 has become immediately effective under
Section 19b3Aii of the Securities Exchange Act of 1934 Rel 34-43664
proposed rule change SR-CBOE-00-34 filed by the Chicago Board Options
Exchange permitting the implementation of the Exchanges Rapid Opening System in
conducting rotations in options on the SP 100 Index has become effective upon filing
with the Commission Publication of the proposal is expected in the Federal Register
during the week of December 11 Rel 34-43666
proposed rule change SR-CBOE-00-63 filed by the Chicago Board Options
Exchange permitting the use of the Exchanges AutoQuote System or Proprietary
Autoquote System in the operation of the Exchanges Rapid Opening System has become
effective under Section 9b3A of the Securities Exchange Act of 1934 Publication
of the proposal is expected in the Federal Register during the week of December 11
Ret 34-43667
NEWS DIGEST December 2000
ACCELERATED APPROVAL OF PROPOSED RULE CHANGE
The Commission granted accelerated approval to proposed rule change submitted by
the New York Stock Exchange SR-NYSE-00-46 regarding the listing and trading of
exchange traded funds Publication of the proposal is expected in the Federal Register
during the week of December 11 Rel 34-43679
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act
of 1933 The reported information appears as follows Form Name Address and Phone
Number if available of the issuer of the security Title and the number and/or face amount
of the securities being offered Name of the managing underwriter or depositor if
applicable File number and date filed Assigned Branch and designation if the statement
is New Issue
Registration statements may be obtained in person or by writing to the Commissions Public
Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the following
mail box address publicinfosec.gov In most cases this information is also available
on the Commissions website www.sec.gov
F-6 GEMPLUS INTERNATIONAL SA /ADR/ 111 WALL STREET NEW YORK NY 10043
212 65751 100000000 $5 000 000DEPOSITARY RECEIPTS FOR COMMON STOCK FILE 333-12896 NOV 22
NEW ISSUE
F-6 TELEPIZZA SA /ADR/ ONE WALL STREET NEW YORK NY 10286 212 -49-5-
17
10000000 $500000 DEPOSITARY RECEIPTS FOR COMMON STOCK FILE
33312914 NOV 27 NEW ISSUE
F-6 TELENOR ASA /ADR/ 60 WALL STREET NEW YORK NY 10260 212 -64-8-32
50000000 $2500000 DEPOSITARY RECEIPTS FOR COMMON STOCK FILE
33312920 NOV 28 NEW ISSUE
F-6 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG /ADR/ ONE WALL
STREETNEW YORK NY 10286 212 49517 10000000 $500000DEPOSITARY RECEIPTS FOR COMMON STOCK FILE 333-12922 NOV 28
NEW ISSUE
F-6 ELSEVIER NV 111 WALL ST dO CITIBANK NA NEW YORK NY 10043
212 6577321 100 000 000 $5 000 000DEPOSITARY RECEIPTS FOR COMMON STOCK FILE 333-12924 NOV 29 BR
99
NEWS DIGEST December 2000
F-9 GULF CANADA RESOURCES LTD ONE NORWEST CTR 1700 LINCOLN STE 5000
DENVER CO 80203 303 8133800 750000000 $750000000STRAIGHT BONDS FILE 333-12928 NOV 29 BR
S-8 OMNICOMM SYSTEMS INC 3250 MARY STREET SUITE 402 MIAMI FL 33133
718 4693132 599500 $1050001 COMMON STOCK FILE 33351038
DEC 01 BR
S-4 COMERICA INC /NEW/ 411 LAFAYETTE 500 WOODWARD AVE 31ST FLDETROIT
MI 48226 313 2229743 20080000 $1021502496 COIll4ON STOCK
FILE33351042 DEC 01 BR
S-8 PROVIDENCE CAPITAL VI INC 735 BROAD STREET SUITE 800 SUITE 800CHATTANOOGA TN 37402 423 26550 2105200 $7999.76 COMMON
STOCK
FILE 33351050 DEC 01 BR
S8 PROVIDENCE CAPITAL VII INC 735 BROAD STREET SUITE 800 SUITE 800CHATTANOOGA TN 37402 423 26550 2105200 $7999.76 COMMON
STOCKFILE 33351052 DEC 01 BR
S-8 PROVIDENCE CAPITAL INC 735 BROAD STREET SUITE 800 SUITE 800
CHATTANOOGA TN 37402 423 26550 2105200 $7999.76 COMMON
STOCK
FILE 33351054 DEC 01 BR
SB-2 ADVANCED OPTICS ELECTRONICS INC 8301 WASHINGTON NE STE
ALBUQUERQUE NM 87113 505 7977878 67029396 $16757349COMMON STOCK FILE 333-51056 DEC 01 BR
SB-2 EMAIL MORTGAGE COM INC 5650 GREENWOOD PLAZA BLVD 201GREENWOOD VILLAGE CO 80111 303 5751155 1000000 $1000000COMMON STOCK FILE 333-51058 DEC 01 BR NEW ISSUE
5-8 TRIMFAST GROUP INC 777 HARBOUR ISLT.ND BLVD 260 TAMPA FL 33602
813 2750050 38000 $22800 COMMON STOCK FILE 33351062 DEC01
BR
S-8 STAAR SURGICAL COMPANY 1911 WALKER AyE MONROVIA CA 91016
818 3037902 250000 $3467500 COMMON STOCK FILE 33351064
DEC 01 BR
S8 CONECTIV 800 KING ST BOX 231 WILMINGTON DE 19899 302 429-
3114
300000 $5700000 COMMON STOCK FILE 33351068 DEC 01 BR
3-3 NAPRO BIOTHERAPEUTICS INC 6304 SPINE RD UNIT BOULDER CO 80301
303 5303891 2213334 $15631671 COMMON STOCK FILE 33351070
DEC 01 BR
NEWS DIGEST December 2000
S-8 MULTIMEDIA GAMES INC 7335 LEWIS AyE STE 204 TULSA OK 74136
918 4940576 888000 $5661000 COMMON STOCK FILE 33351072
DEC 01 BR
S-8 COMMONWEALTH BIOTECHNOLOGIES INC 601 BIOTECH DRIVE RICHMOND VA
23235
800 7359224 360000 $1789200 COMMON STOCK FILE 33351074
DEC 01 BR
S-3 DCH TECHNOLOGY INC 27811 AVE HOPKINS STE VALENCIA CA 91355
7000000 $27125000 COMMON STOCK FILE 33351076 DEC 01 BR
S-3 COMMONWEALTH BIOTECHNOLOGIES INC 601 BIOTECH DRIVE RICHMOND VA
23235
800 7359224 868552 $4316704 COMMON STOCK FILE 33351078
DEC 01 BR
S-8 TEKTRONIX INC 14200 SW KARL DRIVE BEAVERTON OR 97070 503 627-
7111
1500000 $38500000 COMMON STOCK FILE 33351080 DEC 01
BR
5-8 NETCOMMEP.CE INC 15280 ADDISON RD SUITE 250 ADDISON TX 75001
972 5038984 9800000 $490000 COMMON STOCK FILE 33351082
DEC 01 BR
S-3 CONSULTING TEAM INC 200 PARK AVE SUITE 901 NEW YORK NY 10003
212 9798228 1000000 $2682500 COMMON STOCK FILE 33351084
DEC 01 BR
S-8 INTEGRATED MEASUREMENT SYSTEMS INC IOR/ 9525 SW GEMINI DRBEAVERTON
OR 97008 503 6267117 750000 $10951200 COMMON STOCK FILE
33351086 DEC 01 BR
S-8 BELDEN INC 7701 FORSYTH BLVD STE 800 ST LOUIS MO 63105 314 854-
8000
1200000 $27862500 COMMON STOCK FILE 33351088 DEC 01BR
S-8 PALL CORP 2200 NORTHERN BLVD EAST HILLS NY 11548 516 484-5400
4000000 $80875000 COMMON STOCK FILE 33351090 DEC 01 BR
S3 REGIS CORP 7201 METRO BLVD1 MINNEAPOLIS MN 55439 612 9477000
355532 $5732954 COMMON STOCK FILE 33351094 DEC 01 BR
S-8 CELEXX CORP 7251 PALMETTER PARK ROAD SUITE 208 BOC RATON FL
33433
561 3951920 1400000 $411600 COMMON STOCK FILE 33351096
DEC 01 BR
NEWS DIGEST December 2000
S8 BACKWEB TECHNOLOGIES LTD 2077 GATEWAY FL SUITE 500 SAN JOSE CA
95110
408 9331763 4522084 $33209054 COMMON STOCK FILE 33351098
DEC 01 BR
S8 ALLIED HOLDINGS INC 160 CLAIRMONT AyE STE 200 DECATUR GA 30030
404 3701100 4000000 $4000000 COMMON STOCK FILE 33351102
DEC 01 BR
S-8 ALLIED HOLDINGS INC 160 CLAIRMONT AVE1 STE 200 DECATUR GA 30030
404 3701100 1120754 $5913107.90 COMMON STOCK FILE 33351104
DEC 01 BR
SB IMPERIAL INDUSTRIES INC 1259 NORTHWEST 21ST ST POMPANO BEACH FL
33069
954 9174114 600000 $246300 COMMON STOCK FILE 33351106
DEC 01 BR
38 E-NET FINANCIAL COM CORP 3200 BRISTOL STREET SUITE 710 COSTA
MESA CA
92626 714 5572222 1000000 $828100 COMMON STOCK FILE 33351108
DEC 01 BR
S-B PINNACLE SYSTEMS INC 280 BERNARDO AyE MOUNTAIN VIEW CA 94043
650 2371600 8566372 $82451330.50 COMMON STOCK FILE 33351110
DEC 01 BR
SB CISCO SYSTEMS INC 170 TASMAN DR SAN JOSE CA 95134 408 5264000
777432 $4641269.04 COMMON STOCK FILE 33351114 DEC 01 BR
SB MATRITECH INC/DE/ 330 NEVADA ST NEWTON MA 02160 617 661-6660
1250000 $4375000 COMMON STOCK FILE 33351116 DEC 01 BR
S3 CISCO SYSTEMS INC 170 TASMPJ4 DR SAN JOSE CA 95134 408 5264000
2896708 $149643935.28 COMMON STOCK FILE 33351118 DEC 01BR
S-3 ANDRX CORP IDE 4001 SW 47 AVE STE 201 FORT LAUDERDALE FL 33314
954 5840300 250000 $14720000 COMMON STOCK FILE 33351122
DEC 01 BR
SB2 UNITREND INC 4665 BANCROFT STREET SUITE 15 TOLEDO OH 43615
419 5362090 4000000 $40000000 COMMON STOCK FILE 33351124
DEC 01 BR
NEWS DIGEST December 2000
S-8 ALLIANT ENERGY CORP 222 WEST WASHNGTON AVENUE MADISON WI 53703
608 2523110 16400000 $28550000 COMMON STOCK FILE 333
51126
DEC 01 BR
S-8 IKON OFFICE SOLUTIONS INC P0 BOX 834 VALLEY FORGE PA 19482
610 2968000 10000000 $30625000 COMMON STOCK FILE 333
51134
DEC 01 BR
S8 PLC SYSTEMS INC 10 FORGE PK FRANKLIN MA 02038 508 5418800
317672 $168763.25 COMMON STOCK FILE 33351136 DEC 01 BR
S-8 CORPAS INVESTMENTS INC 1640 FIFTH STREET SUITE 218 SANTA MONICA
CA
90401 310 3925640 1032500 $516250 COMMON STOCK FILE 3335114
DEC 01 BR
S-8 BRITTON KOONTZ CAPITAL CORP 500 MAIN ST BOX 1407 NATCHEZ
MS39120 601 4455576 47124 $636174 COMMON STOCK FILE 33351148
DEC 01 BR
S-3 VIRATA CORP 2933 BUNKER HILL LN STE 201 SANTA CLARA CA 95054
408 5661000 930733 $13849308 COMMON STOCK FILE 33351150
DEC 01 BR
S-3 SPIEKER PROPERTIES INC 2180 SAND HILL RD STE 200 MENLO PARK CA
94025
650 8545600 763002 $40486793 COMMON STOCK FILE 33351152
DEC 01 BR
S-4 APARTMENT INVESTMENT MANAGEMENT CO COLORADO CENTER TOWER TWO2000 COLORADO BLVD STE 21000 DENVER CO 80222 303 7578101
6415040 $181979157 COMMON STOCK FILE 33351154 DEC 01 BR
S-4 PACIFIC WEBWORKS INC 180 SOUTH 300 WEST SUITE 400 SALT LAKE CITY
UT
84101 801 5789020 2800000 $2948132.80 COMMON STOCK FILE
33351156 DEC 01 BR
S-4 INVERNESS MEDICAL TECHNOLOGY INC/DE 200 PROSPECT STREET WALTHAM
MA02453 781 6473900 1900000 $59779347 COMMON STOCK FILE
33351160 DEC 04 BR 36
S-8 COMPUTER TASK GROUP INC 800 DELAWARE AVE1 BUFFALO NY 14209
716 8828000 2000000 $7250000 COMMON STOCK FILE 33351162
DEC 01 BR
NEWS DIGEST December 2000
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Changes in Control of Registrant
Acquisition or Disposition of Assets
Bankruptcy or Receivership
Changes in Registrants Certifying Accountant
Other Materially Important Events
Resignations of Registrants Directors
Financial Statements and Exhibits
Change in Fiscal Year
Regulation FD Disclosure
The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports
previousy filed responding to the iterns of the form specified 8-K reports may be obtained in person
or by writing to the Commissions Public Reference Branch at 450 Fifth Street N.W Washington D.C
20549 or at the following e-mail box address publicinfosec.gov In most cases this information is
also available on the Commissions website www.sec.go
NAME OF ISSUER
STATE 8K ITEM NOCODE 123456789 DATE CONT
AANES MORTGAGE TRUST 2000-1
ALLEGHENY TECHNOLOGIES INC
ALLSTATE FINANCIAL CORP IDEAMERICA WEST HOLDINGS CORP
AMERICAN BUSINESS FINANCIAL SERVICE
INC IDEAMERICAN GENERAL CORP /TXI
AMERICAN SOUTHWEST FINANCIAL SECURI
TIES CORP
AMERISERVE FOOD DISTRIBUTION INC ID
El
AMERISOURCE HEALTH CORPIDE
AMERISTAR CASINOS INC
ANM HOLDINGS INC
ANALOG DEVICES INC
ANCHOR HOLDINGS INC
APPLIED GRAPHICS
APPLIED GRAPHICS
AREMISSOFT CORP IDEARMSTRONG WORLD INDUSTRIES INC
ATLANTIC CITY BOARDWALK ASSOCIATES
LP
ATWOOD OCEANICS INC
AUBURN NATIONAL BANCORPORATION INC
AUTOZONE INC
BANCWEST CORP/HI
BANK OF AMERICA CORP IDEBANK OF AMERICA CORP IDEBANYAN CORP bR
11/27/00
12/06/00
09/30/00
12/06/00
11/09/00
11/30/00
11/25/00
DE 11/30/00
12/07/00
12/05/00
12/07/00 AMEND
12/07/00
12/07/00 AMEND
12/04/00
12106/00
12/07/00
12/06/00
08/31/00
12/06/00
12/06/00
12/05/00
12/04/00
12/06/00
12/06/00 AMEND
12/31/0
ItemItemItemItem
ItemItemItemItemItem
CA
DE
VA
DE
DE
TX
AZ
TECHNOLOGIES INC
TECHNOLOGIES INC
DE
NV
DE
DE
DE
DE
DE
PA
NJ
TX
DE
NVDE
DE
DE
OR
NEWS DIGEST December 2000
NAME OF ISSUER
STATE 8K ITEM NOCODE DATE COMMENT
BEAR STEARNS ASSET BACKED CERTIFICA
TES SERIES 20001BEAR STEARNS ASSET BACKED CERTIFICA
TES SERIES 20001EEl TECHNOLOGIES INC
BICO INC/PA
BIOLABS INC
BIOLABS INC
BLYTH INC
BMW AUTO LEASING LLC
BMW MANUFACTURING LP
BMW VEHICLE LEASE TRUST 2000-A
BURLINGTON NORTHERN SANTA FE CORP
BURNHAM PACIFIC PROPERTIES INC
CABLEVISION SYSTEMS CORP /NY
CALIFORNIA SOFTWARE CORP
CAPITAL ONE MASTER TRUST
00-A
CHASE MANHATTAN BANK USA
COLONIAL BANCGROUP INC
COMMONWEALTH TELEPHONE ENTERPRISES
INC /NEW/
COMMUNITY BANK SYSTEM INC
COMMUNITY INDEPENDENT BANK INC
COM21 INC
CONNECTICUT WATER SERVICE INC CT
CORILLIAN CORP
CORRECTIONAL SERVICES CORP
COURIER CORP
CWABS INC
CWMBS INC
CYGNE DESIGNS INC
DAIMLERCHRYSLER WHOLESALE RECEIVABL
ES LLC
DESERT HEALTH PRODUCTS INC
DETROIT EDISON CO
DISCOVER CARD MASTER TRUST
DOW JONES CO INC
DTE ENERGY CO
DYNAMOTIVE TECHNOLOGIES CORP
DYNATEC INTERNATIONAL INC
COM TECHNOLOGIES CORP
STAMP CORP
XACT TRANSACTIONS LTD
11/27/00
11/27/00
11/21/00
12/06/00
09/08/00 AMEND
11/28/00
11/30/00
11/27/00
11/27/00
11/27/00
12/07/00
12/05/00
12/08/00
10/10/00
11/15/00
12/06/00
11/29/00
06/25/00
07/25/00
09/25/00
10/25/00
11/27/ 00
11/22/00
11/22/ 00
12/07/00
12/07/00
12/06/00
12/06/00
11/29/00
11/30/00
07/30/00 AMEND
12/06/00
12/07/00
11/10/00
09/22/00 AMEND
11/30/00
11/29/00
12/05/00
12/06/00
09/29/00
12/05/00
12/07/00
12/06/00
12/05/00
12/06/00
12/06/00
12/01/00
11/27/00
11/17/00
CARCO AUTO
CAREMARK RX
CATERPILLAR
CATERPILLAR
CATERP LLAR
CATERPILLAR
CATERPILLAR
CATERPILLAR
LOAN MASTER TRUST
INC
FINANCIAL FUNDING
FINANCIAL FUNDING
FINANCIAL FUNDING
FINANCIAL FUNDING
FINANCIAL FUNDING
INC
CORP
CORP
CORP
CORP
CORP
XXCDX COM INC
CHASE MANHATTAN AUTO OWNER TRUST 20
DE
DE
DE
PA
DE
DE
MDDE
NVVA
DE
DE
NVNV
NVNVNV
DE
CO
DE
DE
DE
PA
DE
PA
DE
CT
DE
MADE
DE
DE
DE
AZ
MI
DE
DE
MI
UT
NVDE
CO
10 NEWS DIGEST December 2000
NAME OF ISSUER
STATE 8K ITEM NOCODE DATE COMMENT
EAGLE WIRELESS INTERNATIONAL INC
EASTPORT REDS INC /UT
ECOLAB INC
EL PASO ENERGY CORP/DE
ELCOTEL INC
EMPIRE DISTRICT ELECTRIC CO
ENVIRONMENTAL POWER CORP
ETOYS INC
EVERLERT INC
EVOKE COMMUNICATIONS INC
FAIR ISAAC COMPANY INC
FARMLAND INDUSTRIES INC
FCNB CORP
FINANCIAL SERVICES VEHICLE TRUST
FINISAR CORP
FIRST AVIATION SERVICES INC
FIRST AVIATION SERVICES INC
FIRST COMMUNITY BANCSHARES INC /NV/
FIRST LIBERTY BANK CORP
FIRST UNION COMMERCIAL MORTGAGE SEC
URITIES INC
FITZGERALDS GAMING CORP
FLUOR CORP
FORD CREDIT AUTO RECEIVABLES TWO
FOREST OIL CORP
FRONTIER ADJUSTERS OF AMERICA INC
GALAGEN INC
GE CAPITAL COM MORT CORP COM MORT
AS THR CERT SER 2000-1
GE CAPITAL MORTGAGE SERVICES INC
GEMSTAR TV GUIDE INTERNATIONAL INC
GENEREX BIOTECHNOLOGY CORP
GENESEE WYOMING INC
GMAC COMMERCIAL MORTGAGE SECURITIES
INC
GREENPOINT HOME EQUITY LOAN TRUST DE
0001GREENPOINT MORTGAGE SECURITIES INC/
GREENWICH CAPITAL ACCEPTANCE INC
GREENWICH CAPITAL ACCEPTANCE INC
GREENWICH CAPITAL ACCEPTANCE INC
HARRAHS ENTERTAINMENT INC
HASBRO INC
HEALTH PAK INC
HENLEY HEALTHCARE INC
HEWLETT PACKARD CO
HOME CITY FINANCIAL CORP
INDYMAC ABS INC
INFOCAST CORP /NV
INFOSPACE INC
INLAND RETAIL REAL ESTATE TRUST INC
INVESTORS FINANCIAL SERVICES CORP
IRIDEX CORP
TX 11/29/00
12/01/00
DE 12/07/00
DE 12/06/00
DE 11/29/00
KS 12/07/00
DE 11/20/00
DE 11/28/00
NV 05/11/00 AMEND
DE 11/27/00
DE 12/07/00
KS 12/06/00
MD 12/01/00
11/27/00
CA 11/20/00
DE 11/30/00
DE 12/06/00
NV 12/07/00
PA 11/29/00
NC 12/06/00
12/05/00
11/30/00
11/21/00
12/07/00
11/20/00 AMEND
12/06/00
12/06/00
11/27/00
11/28/00
10/04/00 AMEND
12/06/00
12/06/00
11/15/00
09/19/00
12/03/00
12/04/00
12/05/00
12/07/00
12/06/00
12/04/00
11/22/00
12/06/00
12/01/00
11/01/00
12/01/00
11/03/00
11/21/00
11/28/00
12/06/00
NV
DE
DE
NY
AZ
DE
DE
NJ
DE
DE
DE
DE
DE
NY
NY
NY
DE
RI
DE
TX
DE
OH
DE
NV
DE
MD
DE
DE
ii NEWS DIGEST December 2000
OF ISSUER
STATE 8K ITEM NOCODE DATE COMMENT
JACKPOT ENTERPRISES INC
JFAX COM INC
JMB INCOME PROPERTIES LTD VII
KELLWOOD CO
KEY COMPONENTS LLC
KEYCORP STUDENT LOAN TRUST 1999
KEYCORP STUDENT LOAN TRUST 2000-A
KEY3MEDIA GROUP INC
KINDER MORGAN ENERGY PARTNERS
KULICKE SOFFA INDUSTRIES INC
LANDMARK SYSTEMS CORP
LATIN AMERICAN CASINOS INC
LEADINGSIDE INC
LONG ISLAND PHYSICIAN HOLDINGS CORP
LYNCH MERRILL MTG INV INC CBAS MTG
LN AS BK CRT SER 2000-CB1
LYNCH MERRILL MTG INV INC CBAS MTG
LN AS BK CRT SER 2000-CB1
MACROVISION CORP
MAJESTIC STAR CASINO LLC
MANUFACTURERS SERVICES LTD
MANUGISTICS GROUP INC
MATLACK SYSTEMS INC
MCDERMOTT INTERNATIONAL INC
MED WASTE INC
MEDCARE TECHNOLOGIES INC
MELLON FINANCIAL CORP
MERRILL LYNCH CO INC
METAL MANAGEMENT INC
MICROTEL INTERNATIONAL INC
MILLION DOLLAR SALOON INC
MINNESOTA MINING MANUFACTURING CO
MINNESOTA MINING MANUFACTURING CO
MOLL INDUSTRIES INC
MORGAN STANLEY DEAN WITTER CAPITAL
INC SERIES 2000PRIN
MORTGAGE PASS THROUGH CERTIFICATE
ERIES 20007NATIONAL HEALTH INVESTORS INC
NBC INTERNET INC
NEBCO EVANS HOLDING CO
NETWORK COMMERCE INC
NEW ENGLAND POWER CO
NEW ENGLAND POWER CO
NICOLE INDUSTRIES INC
NUCO2 INC /FL
OLIN CORP
OMEGA ENVIRONMENTAL INC
PACIFIC GULF PROPERTIES INC
PARTSBASE COM INC
PEPSICO INC
PERMA FIX ENVIRONMENTAL SERVICES IN
PIONEER COMMERCIAL FUNDING CORP /NY
12/06/00
11/29/00
11/30/00
12/01/00
12/06/00
11/27/00
11/27/00
12/06/00
12/07/00
11/24/00
12/04/00
11/17/00
11/21/00
09/30/00
06/26/00
DE 09/25/00
11/22/00
12/07/00
12/06/00
06/29/00
12/06/00
12/05/00 AMEND
12/06/00
11/30/00
12/06/00
11/30/00
09/22/00 AMEND
12/01/00
11/17/00
12/05/00
12/07/00 AMEND
DE 12/01/00
12/04/00
11/22/ 00
11/30/00
11/30/ 00
12/05/0
12/05/0
07/31/00 AMEND
12/07/00
12/04/00
12/04/00
11/22/00
10/26/00
12/02/00
12/04/00
12/06/00
NVDE
IL
DE
DE
DE
OH
DE
DE
PA
VADE
DE
NY
DE
DE 12/07/00
IN
DE
DE
DE
Ri
DE
DE
PA
DE
DE
DE
NV
DE
DE
DE
DE 11/23/00
MDDE
DE
WAMAMANV
FL
VA
DE
MDTX
NC
DE
NY
12 NEWS DIGEST December 2000
NANE OF ISSUER
PLAINS ALL AMERICAN PIPELINE LP
PLAINS RESOURCES INC
PNC MORT SEC CORP COM MORT PASS THR
CERT SER 2000-Cl
PNC MORTGAGE SEC CORP MORT PASS THR
CERT SER 2000-1
PNC MORTGAGE SEC CORP MORT PASS THR
CERT SER 2000-3
PNC MORTGAGE SEC CORP MORT PASS THR
CERT SER 2000-5
PNC MORTGAGE SECURITIES CORP MORT
ASS THRO CERT SER 2000-2
PNC MORTGAGE SECURITIES CORP MORT
ASS THROU CERT SER 2000
PNC MORTGAGE SECURITIES CORP MORT
ASS THRU CERT SER 2000
PNW CAPITAL INC
PROVINCE HEALTHCARE CO
PURINA MILLS INC/
QUAKER OATS CO
REGISTER COM INC
RESIDENTIAL ASSET MORTGAGE PRODUCTS
INC
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES II INC
RHINO ENTERPRISES GROUP INC
SALOMON BROTHERS COMMERCIAL MORT TR
2000C3SALOMON BROTHERS MORT SEC VII INC
ORT PAS TH CE SER 2000-1
SALOMON BROTHERS MORTGAGE SECURITIE
VII INC
SCOTTS COMPANY
SEITEL INC
SEMICONDUCTOR LASER INTERNATIONAL
ORP
SENSAR CORP /NV/
SITESTAR CORP
SIZZLER INTERNATIONAL INC
SMTC CORP
SOCRATES TECHNOLOGIES CORP
SOUTHERN ENERGY INC
SPIEGEL CREDIT CORP III
SPIEGEL MASTER TRUST
STARMET CORP
STORAGE TECHNOLOGY CORP
STRUCTURED ASSET SEC CORP COMM MORT
PAS THR CERT SER 2000 C5
STYLECLICK INC
SUMMPL INDUSTRIESSUNBEAM CORP/FLSUPPLY CHAIN SERVICES INC
TCPI INC
TECHLABS INC
STATE 8K ITEM NOCODE 123456789 DATE COMNT
11/30/00
11/29/00
11/15/00
DE 12/01/00
DE 12/01/00
DE 12/01/00
DE 12/01/00
DE 12/01/00
DE 12/01/00
12/06/00
11/20/00
12/01/00
12/02/00
12/06/00
11/22/00
DE 12/04/00
11/30/ 00
12/05/00
DE 11/27/00
DE 11/29/00 AMEND
01/21/99 AMEND
12/01/00
12/06/00
12/04/00
11/22/00
11/30/00
11/22/00
12/04/00 AMEND
10/30/00 AMEND
12/05/00
12/05/00
11/22/00
12/07/00
12/04/00
12/07/0
12/01/00
12/06/0011/27/00
12/06/00
12/05/00
DE
DE
MO
DE
DE
DE
NJ
DE
DE
NV
DE
OH
DE
DE
NV
NV
DE
DE
DE
DE
DE
DE
MA
DE
DE
DE
CA
DE
DE
FL
13 NEWS DIGEST December 2000
NAME OF ISSUER
STATE 8K ITEM NOCODE 123456789 DATE COMMENT
TRAVELNOWCOM INC
TRIAD HOSPITALS HOLDINGS INC
TRIAD HOSPITALS INC
TRUSTCO BANK CORP
UNITED THERAPEUTICS CORP
UNOCAL CORP
USA NETWORKS INC
USEC INC
USX CORP
VENTRO CORP
VERITAS SOFTWARE CORP IDEVERSO TECHNOLOGIES INC
VIASYSTEMS GROUP INC
VIDEO NETWORK COMMUNICATIONS INC
VIRTUAL COMMUNITIES INC/DE/
VISTEON CORP
WADE COOK FINANCIAL CORP
WAVO CORP
WAVO CORP
WAYPOINT FINANCIAL CORP
WELLS FARGO ASSET SECURITIES CORP
WELLS FARGO ASSET SECURITIES CORP
WISER OIL CO
WORLD ACCESS INC /NEW/
WORLDBID .CORP
WRP CORP
WTAA INTERNATIONAL INC /FL/
ZALE CORP
11/29/00
11/29/00
11/29/00
12/06/00
12/05/00
12/08/00
12/07/00
12/06/00
12/06/00
12/06/00
11/22/00
11/22/00
11/30/00
11/30/00
12/05/00
12/05/00
11/28/00 AMEND
11/29/00
12/06/00
12/06/00
11/29/00
12/06/00
11/20/00
12/06/00
11/06/00 AMEND
11/30/00
11/22/00
12/06/00
FL
DE
DE
NY
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
UT
IN
IN
PA
DE
DE
DE
DE
NVMD
FL
DE
14 NEWS DIGEST December 2000