Is a licensed broker dealer and Investment advisor by the Capital Markets Authority and a dealing Member of the Uganda Securities Exchange since 2013.

We are a fully-fledged broker dealer arm of Standard Bank Group with access to various local, regional and international markets through Standard bank group brokerage areas of presence and our partners.

We have presence in Uganda, Kenya, Rwanda, Nigeria, Ghana, South Africa, Côte d’Ivoire and can as well service our clients through our branch networks of Standard Bank around the world. This gives our clients vast exposure of investment options.

Our services offeredSCD services

• Account opening

• Settlement of shares bought and sold

• Immobilization of shares held in certificate form

• Pledge of shares in favour of banks and financial institutions

• Release of pledged shares

• Private transfer of shares (subject to approval by USE, CMA, and SCD)

• Transmission of shares in case of death/succession

Services provided by SBG Securities as a CDA are chargeable services. In case of settlement of shares bought and sold, charges are incorporated in the net consideration.

Equities dealing for both institutional and individual clientsWe buy and sell shares on your behalf on the Uganda Securities Exchange (USE). Our execution services are tailored towards clients who:

• require advice on the merits of transactions from time to time,

• require investment information on which to base their decision making.

We provide guidance on the optimal way in which to work orders in the market which relate to large transactions and illiquid counters. This service is provided to a wide range of clients both local and foreign asset managers, hedge funds, and insurance companies as well as high net worth and retail clients.

SBG Securities LtdA member of Standard Bank Group.

Stanbic Uganda

Transaction Advisory services

Investment Advisory through our Investment Banking Arm

Company Year Amount Transaction Role

DFCU Limited 2019 $13.2 Million Sale by CDC Group to IFU Sole sponsoring Stockbroker

Umeme Holdings Limited 2014 $86 Million ACTIS Sale out 14.3% Sole sponsoring Stockbroker

Kakira Sugar Company 2014 $30 Million Listing of Medium Term Note on the USE Sole sponsoring Stockbroker

DFCU Limited 2013 $44.7Million Sale by CDC Group of 45.02% stake in DFCU Selling Broker

Umeme Holdings Limited 2012 $67 million Initial Public OfferLead transaction advisor and sponsoring broker for NSE cross listing

Fixed incomeWe have a dedicated fixed income trading desk offering the following services:

Government Primary Bonds Auction - We offer advisory service on Treasury Bond primary issues using informed insight on interest rates movements and market sentiments in the money market to meet the varied objectives of our clients.

Secondary Market Trading - We facilitate the buying and selling of the existing Treasury and Corporate Bonds in the secondary market on behalf of our clients on the Nairobi Securities Exchange. Market signals are closely monitored and shared with the clients to mitigate risk.

Research• We have a fully-fledged and independent equity, macroeconomic and fixed income research department which produce regular market reports on East Africa.

• We also provide company specific notes on the counters listed on the regional stock exchanges.

• Our investment decisions and recommendations are based on in-depth research analysis conducted by our dedicated researcher team.

• Our research team carries out analyses of economic, industry, and company information for use in investment decision making and in carrying out detailed reviews of investment prospects.

Contact us 4th Floor, Short Tower, Crested Towers, 17 Hannington Road

+256 312 224 972/ +256 312 224 965

Kimulin@stanbic.com/ Busingyee@stanbic.com