samuel b kent financial disclosure report for 2009

8/3/2019 Samuel B Kent Financial Disclosure Report for 2009

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~ o l O [ FINANCIAL DISCLOSURE REPORT ~ o p o , t R ~ o q ~ i r e d b . , , the Ethics~ m ~ ~ / 2 o ~ o ] FOR CALENDAR YEAR 2009

I. Person Reporting (last nam e, first, middle initial) 2. Cou~ or Orgaaization 3. Date of ReportKERN, TERENCE C. USDC!NDOK 5/04/2010

4, Title (Arlicle ill judge~ indicate active or senior status: 5a, Reporl Type (check appropriale type) 6, Reporting Periodmagistrate judges indicate full- or part-time) ] Nominatior~ Date 0 t/01/2009U.S. Districl Judge (Senior) [] Initial [] Annual [] Fiual to12/31/2009

5b. [] Amended Rcport7. Chambers or Off ice Address 8. On the basis of the information contained in this Repor l and anymodif ications per laioing thereto, i t i~, in my opinion, in comp liance

United Sta tes Courthouse with applicable laws and regulations.333 West 4th Street, P~n 41 ITu l sa OK 74103 Reviewing Off icer Date

I M P O R T A N T N O T E S : The instruction~ accompanying this form must be follon~ed. Complete all parts ,check ing the NO NE box for each part where you have no reportable informatio~ Sign on last page.

I . P O S I T I O N S . t ~ , ~ o , ~ . g ~ . a ~ . . ~ o . ~ ; . ~ . . ,. 9 - ~ o ~ - a i. ~ i . ~ , ,u ~ a , . . ~ )~ NO NE (No reportable positions.)POSITION NAME OF ORGANIZATION/ENTITY

1.

2.3.

I I . A G R E E M E N T S . (Reporang indivi, tual unb,:seepp, l-l~ of faing ins~ucti~n~)~ N O N E (No reportable a~eements.)

DATE P~TIESI.

2.


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FINANCIAL DISCLOSURE REPORT [ N ....fP .....Reporting Date af Report"Page 2 of 10] KERN, T E R E N C e : C . 5 / 0 4 / 2 0 ~ 0

I I I. N O N - IN V E S T M E N T I N C O M E . (R~,o,,~g i.dlvldua! and spouse; see pp. 17-24 of filing instrucKons.)A. Filers N on-Investmen t Income[ N O N E (No reportable non-investment income.)

DATE S O U R C E A N D T Y P E (yours, not spouses)

2

3.

4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if.~,ou were married during an) portion of the reporting.rear, complete this secttor~/Dollar amount not required ex cept for honoraria.)[ N O N E ( N o reportable non-investment income.)

D A T E S OU R C E A N D TYPE

2.

3.4.

IV. RE IM B URSE M E NT S _(Includes those to spouse and dependent c hildren; see pp. 25-27 ~f f!ling i~ctions,)

N O N E ~ o reportable reimbursements.)~ ~ LOCATION P~OSE ITEMS PAID OR PRO~ED

I.2.3.

4.

5.


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FINANCIAL DISCLOSURE REPORT ~ .... fPerson Reporl ing DateofReport Iage 3 of 10 rcrr~, +~m~c~ c. 5 / o 4 / 2 o l oV . G I F T S . a , ,c ~ , , d o , , h o s , , o , ~ , .. .. . d dependent children; see p p . 2 8 - 3 1 of~ding instruct~.)

NONE ~o reportab& g~s0~ DESCRIPTION YALU~

1.2.3.4.5.

V I . L I A B I L I T IE S . a ~ d ~ , h o s , o l s p . . .. . ~ dependent children; see p p . 3 2 - 3 3 of filing instructions.)[~] N O N E (No reportable liabilities.)

CRE DITOR DE SCRIPTION VA LUE CODE1.2.3.

5.


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FINANCIAL DISCLOSURE REPOR T N .... fP ..... R e p o r t i n g D a t e o f R e p o r t IPage 4 of 10 W E r e ,4 , T E R E N C E C . 5 1 0 4 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R L I S T S - m c o , , e . ~ . a t u e , t . . .. . r i o , , ( I n c l u d e s t h o s e of sp ...... a dependent children; see p p . 3 4 - ~ 0 o f fi r i n g i n s t r u e t l o ~ . )

N O N E (No reportable income, assets, or transactions.)A. i B. C. D .D e s c r i p t i o n o f A s s e t s I I n c o m e during G r o s s v a l u e at en d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) ~!~g period o f r e p o r t i n g p e r i o di (1) [ (2) .... ]i) . . . . . . i"-i~J- ... . . . . . (1 ) (2 ) (3) i (4) (5 ) I d e n t i t y o fl a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g ., D a t e V alue i Gaine x e m p t f r o m p r i o r d is c l o s u r e ] C o d e I d i v ., r e n t, C o d e 2 i Method b u y , s e l l , rrarddd/yy Code 2 I Code 1 buyer/selleri( A - H ) o r i n t . ) ( J - P ) i Code3 r e d e m p t i o n ) ! 0-P) I (A-H) tifprivatei . i _ ~e-w~ I i t r ~ a e , o . ~

1 _ Oil & Gas Leases: Heading for lines 2-172. ----L Tuley, Garvin Co, OK A Royalty J W3. ----Lash, Murray Co, OK A Royalty J W4. ----Crump, Murray Co, OK A Royalty J W5 ~ .... Floyd, Garvin Co, OK B Royalty J W6. ----Gibson, Garvin Co, OK A Royalty J W7. ----Muncrief, Garvin Co, OK A Royalty J W8. ----Beers Lite, Dewey Co, OK A Royalty J W9. ----Kenneth, Dewey Co, OK A Royalty J W1 0 . ----Edna, Dewey Co, OK A Royalty J W1 I. ----Stanton, Dewey Co, OK A Royalty J W1 2. ---Kimball, Major Co, OK A Royalty J W

1 3 . ----Miller, Major Co, OK C Royalty J W14. ----Spark, Bensch, Major Co, OK A Royal ty J W

15. ----BcWk, Logan Co, OK A Royal ty J W1 6 . ----Royalty hat, Custer Co, OK A Royalty J W1 7 . ----Royalty Int, Stephens Co, OK B Royalty J W


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l a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFI~NANCIAL DISCLOSURE REPORT [ KERN, TERENCE C. 5 / 0 4 / 2 0 i 0age 5 of 10V II . I N V E S T M E N T S an d T R U ST S -

N O N E (No reportable income, assets, or transactions.)~. ~ ..... ~ ............... E .................................. ~ ...........................Dc~ription of A ~ : In.me during G~ss value at end T~s~fions ~ng re~ing period(inelu~ng ~st assets) re~n~g ~fi~ of r~ing p~

Pla~"(X)"aR~eachas~t [Amount] T>~(e.g., V alue V alue Ty~(e.g., Date ~ V alue I G~n ldentiqof~ x e m p t M m p r i o r d is c l o s u r e ~ C ~ e 1 } div., ~k C~e 2 M eted buy, sell ~ m~dO)W ~ C~e 2 C~ ! buyerlsetler} (A - H ) o r i n t . ) ( J - P ) C~e3 r ~ e m p f i o n ) ~ { ( J - P ) ; ( A - H } { i f p r i v a t e

1 8 . 8ROKE~GEACCOUNT#4 H~ading forlincs 19-3~

1 9 . --Xeta Tech None J T

2 0 . --Pfizer lnc. A Dividend Sold 1 1 / 0 9 / 0 9 J A

2!. --AIP (formerly called M SDW, Inc.) D Interest L T

2 2 . --UBS Bank USA Dep Acct A lnt.[Div. K T (Active Asset MoneyFund)2 3 . --Analog Devices lnc A Dividend J T2 4 . --Walgreen Co A Dividend J T2 5 . --Williams Co A Dividend J T B uy 01/15/09 J(addl)2 6 . --Devon Energy Corp A Dividend B uy 01/I 5/09 J

2 7 . Sold 0 9 1 0 3 / 0 9 J A2 8 . -lshares Trust Dow Jones Technology B Dividend J T B uy 0 6 / 1 8 1 0 9 JSector Index2 9 . --Ishares Trustr S&P Global M aterials Index A Dividend J T B uy 06/18/09 JFund3 0 . --lshares Dow Jones US Oil & E quip & A Dividend B uy 06/18/09 JServices3 I. Sold 11/03/09 J B3 2 . --lshares Dow Jones US Telecom Sector None J T B uy 12/30/09

3 3 . lshares Trust S&P Global Consumer None J T B uy 12/30/09Staples Index3 4 . .-lshares Dow Jones US Aerospace & None J T B uy i 12/30/09Defense


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FINANCIAL DISCLOSURE REPOR T I r ~ , . e o f ~ " . . .. . R ~ p o r t i n gPage 6 of 10 II KERN, T E R E N C E C . 5 / 0 4 / 2 0 1 0VII. INV ESTM EN TS and TRUSTS- ~o~ va~ue~ua~aai~ns(~udesth~s~fsp~nddependent~hudr~;seepp3~f~ingins~u~t~ns.)

N O N E (No reportab& income, ~sets, or transactions.)A . B. C. D.~pfioa of As~ Income ~r~g Gross value at ~d Transa~ons du6ng reposing peri~(inclu~ng ~st a~e~) ~ing ~i~ of~ng pefi~

~ (~) (2) 0 ~ (2) (~ ) , (~) (3)exempl ftmn prior disclose C~ I div., ~nk ~e 2 ~ Met~ ~ b u y , s e l l . ~d~ C~e 2~(A-H) ~ o r i n t . ) ( J - P ) ~ C~e3 [ r e d e m p l i o n ) ~ ( J - P )" [ ( Q -W ) ~ t~sa~ion)

3 5 . --Unit~ St~t~ Oil Fund A Dividend B uy 02/17/09 K3 6 . Sold 08/12/09 K B

3 7 . BROKERAGE ACCOUNT # 7 Heading for lines 38-5

3 8 . --Cimarex Energy A Dividend J T3 9 . --Dow Chemical Co A Dividend J T4 0 . --I~.elmerich & Payne A Dividend K T4 1 . --Energy Transfer Partners LP B Distribution K T4 2 . --Pfizer Inc. A Dividend B uy 02/11/09 J(addl)

4 3 . Sold 11/09/09 J A

4 4 . --PhiHip Morris lntl lne A Dividend B uy ! 0 1 1 2 1 / 0 9 J 2008 Split off fromAllria4 5 . Sold 08/21/09 J B4 6 . --Gilead Science None Sold 08/11/09 J47 . --Coea Cola Co A Dividend J T

4 8 . --United Technologies A Dividend J T4 9 . -.Devon Energy Corp A Dividend B uy 02/10/095 0 . Sold 09/03/09 J A5 I. --Ishares MSCI Emerging M arkets Index A Dividend J T B uy 09,21/09~ JFund


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Ia m e o f P e r s o n R e p o r t i ~ g D a t e o fFINANCIAL DISCLOSURE REPORT[ K ~ R N , T E R ~ : N C r C .

Page 7 of 10 ~ / 0 4 / : 0 ~ 0V I L I N V E S TM E N T S and T R U S T S - ~ ...... ~ , ~ .....aons (l~etuaes those os ~ou ....d d e p ~ n a e n t e h i t a r e n ; s e , , p ~ . Z 4 - a O o f f i t ~ g~ N O N E ~ o reportable income, assets, or transactions.).............. A~ ................. ~ ..... ~7 ...... ~ .......... ~7 ...... o.De.priori of Asse~ ~ lnco~ during Gross value at e~ Tm~cfions during re~Hing p~(i~elu~ng ~st ~ts) ~ r~ing ~riod ~ of reporting p~i~

~ (~} ] (2) (I) ~ ~2~ " ~i~ .........~" "(2)" ~-" (3) - - - (4) ........... ~5)Flaee "(X)" aEer ~ch ~set ~ Am~t ~ T~e (e.g., ~ V M u e V aI~ T ~ (e.g.. ~ Date [ Value G a i n Idemi~ ofe x e m p ~ ~ o m p 6 o r d i ~ lo s u r e ~ C~e I d i ~ . , ~ n ) , C~e 2 ] Meted buy. sell, ~d~yy ~ C~ 2 C~e I b u y e r l s e H e r[ ( A - H ) o r i n t . ) ~ ( J - P ) ~ Co~ 3 r~empfion) [ ~ ( J - P ) ( A - H ) (ifphvate:: i i I (Q-W) ~ ~ t tr~action)) ......... ~ ...... ~ ...................... t __. ~ ..........5 2 . A Dividend J T B uy [ 0 9 ~ 1 / 0 9 J(addi)5 3 . --Mc Kesson Coo A Dividend K T B uy I 1/03/~ J

5 4 . --Unit~ States Oil F~d A Dividend B uy 02/17/09 J5 5 , Sold 08/21/09 J A5 6 , --lshares Trust S&P Global Infrastructure A Dividend J T B uy 0 9 ~ 2 1 / 0 9 JIndex5 7 . --UBS Bank USA Deposit Aect A I n t e r e s t K T5 8 . BROKERAGE ACCOUNT # 8 I-leading for lines 59-6~5 9 . --BPZ R.ES Inc Corn D Dividend K T B uy 01/21/09 J(addl)6 0 . --BPZ RE S Inc Corn Dividend J T B uy 11/12/09 J(addl)61. --V~rhiting Pete Corp New Com lnt,/Div. B uy 01/14/09 K6 2 . lnt./Div. B uy 01/29/09 K(addl)6 3 . I n t . ! D i v . B uy 07i06/09 K(add!)6 4 . Sold 08/11/09] K D( p a r O6 5 . Sold 08/11/09 J A( p a n )

6 6 . Sold : 08/24/09 J C( p a n )6 7 . Sold 08/24/09 J D6 8 . --Federated Capital Reserves A lnt.!Div, K T


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FINANCIAL DISCLOSURE REPORT N., .~ of Person Reporting ]Page 8 of 1 0 K E ~ ~ , T E R E N C l , : C ,

[S / O 4 J 2 0 1 0

VII. I N V E S T M E N T S a n d T R U S T S - ~,~o ..... 1 u e , t ..... t ions (Includes those of spouse and dependent children: see pp. 34 -60 of filing instructions.)~--] N O N E (No reportable income, assets, or transactions.)

A. B . - ...... -~. ....................... D. ..........Descriplion of A~sets lnc~wne during Gross value at end Transactions during reporting period(including trust assets) reporting period of reporting periodi (~) I (~) (~ ) (2 ) (l ) ~ (~) (~)~ (4)Place"(X)" after ~ach asset i Am unt i Type (e .g ., V alue V alue Type (e.g. , Dale Value I Gain idenfi~y ofexempff rompr iordi~c}osme Codel div. rent, Code2 M e ~ o d buy, sell, !rn~dd/yy Code2 }Codel buyer/seller! (A-H) ,, orint,) ( . l _ p ) Code3 redemption) I (JP) t[A-H) {ifprivate

69 . Bank of Oklahoma accounts B Interes! K I"

701" F&M Bank accounl A [nleres! J T7 1 . F & M B m ~ k C D ( Y ) See Note, Section VIII.


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FINANCIAL DISCLOSURE REPORT N .... fP . . . . . R e p o S i n g ] DateofRepor~ IPage 9 of 10 ~ = r R r ~ , ~ R ~ : r~ C ~ : C . S / O ~ / 2 0 i OV III. ADDITIONAL INFORMATION OR EXPLANATIONS. a,~c~t.~,~, o~Repo,~)

Line 18 - Brokerage Account #4 was totally moved from Morgan Stanley to UBS, but ",,,ill still be listed as Brokerage Account #4.Line 37 - B rokerage Account #7 was totally moved from M organ Stanley to UBS, but will still be listed as Brokerage Account #7.Line 71 - F&M CD on last years report Line 44, was incorrect. The CD matured on 8/15/08, and there is no new CD.


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FINANCIAL DISCLOSURE REPORTPage 10 of 10IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or depende nt children, if any) isaccurate, true, and complete to the best of m y kno~edge and belief, and ~hat any inform ation not reported was w ithheld because it met applicable statutory.provisions permitting non-disclosure.I further certify Ihat earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incomp liance with ~he provisions of 5 U.S.C. app. 501 el. seq.; 5 U.S.C. 7353, and Judicial Conference regulations.

N O T E : A N Y IN D IV ID UA L W H O K N O W IN G L Y A N D W IL F U L L Y F A L S IF IE S O R F A L L S T O F IL E T i l ls R E P O R T M A Y BE S UBJ E C T T O C I \r iLAN D CRIMIN AL SANCTION S (5 U.S.C. app. 104)

F I L I N G I N S T R UC T I ON SMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

samuel b kent financial disclosure report for 2009

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