rosemary s pooler financial disclosure report for 2009

8/3/2019 Rosemary S Pooler Financial Disclosure Report for 2009

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I A o w l F I N A N C I A L D IS C L O S U R E R E P O R T R e p o r t R e q u i r e d b y t h e E t h ic sin Government Act of 1978R e v . ~ / 2 o s o ] FO R CAL E NDAR YE A R 2009 ~ 5 u . s .c , a p p . s o s - ~ ~ J ~L P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d ~ i ~ i n i t ia l i " 2 . Cour t o r O rgan iza t ion 3. D a t e o f R e p o r t

Poole r , Rosemary S, Second Circu i t Court o f Appeal 9/10/20104 . T i t l e ( A r t i c l e I I 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a te t y p e ) 6 . Repor t ing Per iodm a g i s t ra t e j u d g e s i n d i c a t e f u l l - o r par t - t ime) J - - l Nominat ion, D a t e 01/01/2009activo [ ] n t i. l [] A o m t a l [] , o12/31/2009Sb. I~ Amended Repor t

7 . C h a m b e r s o r O f f ic e A d d r e s s g . O n t h e b ~ s l s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t n n d a n ym o d i f ic a t i o n s p e r t a i n in g t h e r e t o , i t i s, i n m y o p i n i o n , i n c o m p l i a n c eP.O. Box 7395 w i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .1 0 0 S o . C l i n t o n S t r e e tSyracuse . NY 132 61-739 5 R e v i e w i n g O f f i c e r . Date ........

I M P O R T A N T N O T E S : The instructions accompanying this form m ust be followed. Complete all parts,checking the NO NE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (s ,~o,n~N O N E (No reportable poMtions.)

P O S ITIO N N A M E O F O R G A N IZA TIO N /E N TITY1 .2.3. , - , , , ~-~. ,

5.

I I . A G R E E M E N T S . ( s , ~ o n i , ~ individual o nly; s,, pp. 14.16 oyfiltng instructions.)~ N O N E (No reportable agreements.)

D A TE P A R TIE S A N D TE R M S1. 2009 M e m b e r - N e w York State Employees Retiremen t System


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F I N A N C I A L p a g e 2 o f 7 D I S C L O S U R E R E P O R T ] V oole r , Rosemary S. [ 9/10/2010

I I I. N O N - I N V E S T M E N T I N C O M E . ~Repo, t in~ i~a~ a ~d spou se; se, pp. 17-24 oy~liug iust, ,,cnon,.~A . F li e r s N o n - In ve s t m e n t In c o m e~] (No reportable income.)ONE n o n - i n ves t m en t

D _ A . T _ E _ S O U R C E A N D T Y P E I N C O M E(yours. not s p o u s e s )1 . 2 0 0 9 NYS Employees Retirement System - pension $ 2 3 , 1 9 4 . 6 8

2,

3.4.

B . S p o u s e s N o n - ln v e s t m e n t I n c o m e - t y y o u were married during any portion of the reporting year, complete this section,(Dol la r a m ou nt no t requ ired excep t for honora r ia , )

N O N E ( N o r e p o r t a b le n o n - i n v e s t m e n t i n c o m e . )D A T E SO URCE A ND TY PE

2.3.4.

I V . R E I M B U R S E M E N T S .. trausportatiou, Iodglng, food~ entertainment.~ lnctttdes those to spottse and depen~nt children; see pp, 25-27 of f i l ing ins tn~ct ions . )

N O N E (No reportable reimbursements.)~ ~ LQ ~A TIO N PUR PO SE ITEMS P~D OR PRO~,IDED

1.2.

3.4.

5.


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Name of Person Reporting Date of Re~rtF I N A N C I A L p a g e 3 o f 7 D I S C L O S U R E R E P O R T I Vooler, Rosemar y S. 9/10/2010

V . G I F T S . a , , c z , , d c ~ a , o s c t o s ~ , o ~ . ~ , ,a d ~ , , a c , , c ~ , i u r o , , ; ~ ~ , e . 2 s - 3 ~ of fding instructions.)[] NONE (No reportable gifts.)

~ DESertION1 .2.3.4.5.

VI. LIABILITIES. a n ~ i ~ , ~ , ~N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION V A L U E C O D E1 .2.3.

5.


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FINANCIAL DISCLOSURE REPORT N ~ o t ~ e r ~ . R ~ p o ~ i .~ [ D a t e o rP a g e 4 o f 7 Peeler, R~ema~ S.]

9 / t 0 ~ 0 1 0

~ (No reportable assets, orON E income, transactions.)~scription of As~ts ~ I n c o m e d u ~ n g Gro~ v~ue at ~nd ~ T~nsact ions dur ing re~ing ~od(including ~s t ~ts ) ~ . . ~ - - . - - . - - - r e p f l i n g . . ~ f i d - ._ of re~ing period

P l a c e " ( X ) " a f t e r e a c h a s s e t Amount [ Ty~ (e.g., Value [ Value [ Ty~ (g.. ~ ~t~ Value ~ Gain I d e n t i t y o fe x e m ~ f r o m p r i o r d i sc l o s u r e C ~ e 1 t d i v . , ~ n t , C o d e 2 M e t h o d b u y , s e l l . [mm/~/yy C~e 2 ~ Code I buyer/~ller[ (A-H) ~ orint.) ( J - P ) ~ C o ~ 3 :, r e d e m p t i o n ) ] (J-P) : . (A-H) 0 f p r ~ v a l .

1 . O n o n d ag a C o u n t y , S y r ac u se , N Y P r o p e ~ y C Rent l W#12. Onondaga Coun ty , Syracu#e , NY Prope~y A Rent L W#23. O n o n d a g a C o u n t y , S y ra c u s e , N Y P m ~ y B Rent L W

#3;. O nond a g~ C oun t y , S y r ~ i us e , ~ Y ~ o~ "y C R=nt L W#45. O n o n d a g a C o u n t y , S y r a c u s e , N Y P r o ~ a y A Rent L W#56. TIAA/CRFF R e t i r e m e n t A Interest P1 T7~ T. Rowe Price-Mid-cap Growth Fund C Dividend M T8. T. Rowe Pr ice-NY Tax Free Fund B Dividend L T

. TIAA Money M~ket Fund A Interest L T1 0 . M o r g a n S t a n l e y A c c o u n t

1 1 . - Bank of America Corp. A Dividend J T12 . - E n c a n a C o r p . A Dividend J T

1 3 . - E x x o n M o b i l C o ~ A Dividend K T

t4 - Microsof t Corp. A Dividend J T1 5 . - Newall ianee Bancsh~es In~ . A Oi~iden~ J T6 N e w m o n t M i n i n g C o ~ A Dividend J T

17 . - N o Hb l k S o u t h e r n C o ~ . A Dividend [ J T


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Name of Person Reporting Date of ReportF I N A N C I A L DISCLOSURE R E P O R T] Pooler, Rosemary S ,

9/10/2010P a g e 5 o f 7V I I . IN V E S T M E N T S a n d T R U S T S - ~ ,, ~ o, ~ , ~ o t , , o , ~ , ~ n o ~ a ~ a ~ d ~ , ~ h o , , o y , , o ~ , ~ ~ d a ~ , ,~ t children; s e o p p . 3 ~ 6 0 of filing in~truc6ons,)

N O N E ( N o r e p o r t a b l e i n c o m e , a s s e t s, o r t r a n s a c t i o n s . )A. ~ B. C~ ~ D.~iption of Assets i Income during Gross valu~ at end ~ Transactions during re~ng ~fi~[ reporting ~fi~ of ~ing pe~od ~ . . .....including ~s~ assets)

~ ........................(~) ~) ~i i . . . . . . ~?-~~~ . . . . .O ~ . . . . .. . . . .. .~)-~ (~ ........~ S . . . . .. . . . . . ~ "Pl~e "(X)" after e~h as~t ~ A m o u n t Ty~ (e.g., V a l u e ~ V a l u e Ty~ (e.g., Da~ ~ Value Gain Identity of

exempt from prior disci~ure ~ Co~ I div.. renK C~ 2 Meth~ b u y , se ! l , m~dd/yy ] C~e 2 Code 1 b u y e r / se l l e r[ (A-H) or int.) ( J - P ) Code 3 ~demption) ~ (J-P) ( A - H ) (if private~ ! (~W) ~ tran~cdon)............................................. ~ ........................... ~ .................................... t ........................................................

18. G r e e n M o u n t a i n C o f f ~ A D i v i d e n d J T B u y [ 0 5 1 0 1 t 0 9 J1 9 . Yamaha Gold Inc. A Divi~nd J T B u y ~ 1 2 2 1 ~ J


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N a m e o f P e r s o n R e p o r t in g

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D a t e o f R e p o r tFINANCIAL D I S C L O S U R E REPORT. 1 , P o o l e r , R o s e m a r y S .a g e 6 o f 7

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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FINANCIAL DISCLOSURE REPORT N a m e o l " P e r so n R e p o r t i n g [ DaleofReportP a g e 7 o f 7 P o o l e r , R o s e m a r y S .I

9 1 1 0 / 2 0 1 0

IX. C E R T I F I C A T I O N .I c e r ti f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e be s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d be c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .! f u r th e r c e r t if y t h a t e a r n e d i n c o m e h o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e be e n r e p o r t e d a r e i ncompliance wi th the provi s ions of 5 U.S .C. app. 501 et , seq., 5 U.S .C. 7353, and Judicia l Conference regula t ions .

N O T E : A N Y I N D I V I D UA L W H O K N O W I N G L Y A N D W I LF U LL Y FA L S I FI E S O R F A L LS T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M IN A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4)

F IL IN G I N S T R U C T I O N SM a i l s ig n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

rosemary s pooler financial disclosure report for 2009

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