robert l echols financial disclosure report for 2009

8/3/2019 Robert L Echols Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/robert-l-echols-financial-disclosure-report-for-2009 1/9

a o 1 0 FINANCIAL DISCLOSURE REPORT R e p o r l R e q u i r e d b y t h e E t h i c sin Gover nment A c t o f 1978

hey. 1/2010 FOR CALENDAR YEAR 2009 (5 u.s .o app. ,6§ I01-111)

I. Person Reporting (last rmme, first, middle initial) Z. Cour t or Or ganiz ation 3. Date of Report

ECHOLS, ROBERT L. U.S.D.C., Middle Dist. of Term 0 5/I 31 20 I 0

4. Title (Article IIIjudg~ indicate active or ser~ior staa as; 5a. Report Type (check appropriate type) 6. Reporting Periodmagish-ate judges iru:licate full- or pa:a-time)

[] Nomination, Date 0 1 / 0 1 1 2 0 0 9

U.S, DISTPJCTJ’UDGE-Senlor [] Initial [] Armual [] Finalto

] 2 /31 1 20 0 9

5b. [] Amended Report

7. Chambers or Office Address 8. On the basis of the inf or mation c ontained in this Repor t and anymodifications pertaining thereto, it is, in my opinion, in compliance

801 BROADWAY, SUITE 824 ~th applicable laws and re~lafion~.

NASHVILLE, TN 37203

Reviewing Officer Date

I M P O R T A N T N O T E S : T h e i n s t r u c t i o n s a c c o m p a n y i n g t h i s f o r m m u s t b e f o l lo w e c L C o m p l e t e a l l p a r t ~ ,

checking the NONE box, for each part where you ha~,e no reportable in formation. Sign on las t page.

I . P O S I T I O N S . r R ~ , o ,n , ~ i. a ~ t a ~ t o ~ t y ; ~ , , p v . 9 - t 3 o f ~ t l .g tnstruaions.)

[] N ON E ( N o reportable positions.)

POSITION N A M E O F ORGANIZATION/ENTITY

1 . D E AN ’S CIR CL E U N I V . O F TE N NE SSE E CO L L E G E O F L AW

2. CIVILIAN AIDE TO THE SECRETAR.Y OF THE AP,.MY UNITED STATES ARMY

N O N E ~ o reportable agreements.)

~ PARTIE S A~D TE~S



iName of Person Reporting Date of ReportF IN AN C I AL D I SC LOS UR E R EPOR T

IECHOLS, ROBERT L. 05/13/2OI0 of 9

III. N O N - I N V E S T M E N T I N C O M E . Reporting individuM and ,pottse; see pp. 17-24 of filing instructions.)

A, Filer’s Nan-Investment IncameN O N E ( N o r e p o r t a b le n o n - in v ~ t m e n t i n c o m e . )

~ SO~CE A~ T~E ~COME(yours. not spouse’s)

1.

2.

3.

4.

B. Spouse’s No n-Investment Income - ~[~au w,rt m~ried du~ng any ~r#on of the repor~ng),ear, comp&te ~ sectio~

(~ltar amount no t requ~ed ~cept for honorar ia. )

N O N E (N o r e p o r t a b le n o n - i n v e s tm e n t i n c o m e . )

SO~Cg A~ ~PE

1 .

2.

3.

4.

I V . R E I M B U R S E M E N T S - -, r a . , p o r , a t io n , todg~.g, food, en,.~ai.~.. :

( Includes those to spouse and dependent chi ldren; see pp. 25-27 of f i l ing ins truct ions .)

N O N E (N o r e p o r t a bl e r e im bu r s e m e n t s .)

~ DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1.

2.

3,

4.

5.



Iame of Perso n Repo rting Date o f ReportFINANCIAL DISCLOSURER EPOR T

[ ECH OLS, ROBERT L.

of 9 o 5 / 1 3 / 2 0 1 0

V . G I F T S . ana ude~ t*o,e ,o ,v ....... d dependent children; s eepp . 2 8 - 3 1 aff!llng instructions.)

N O N E (No reportable gifts.)

S O U R C E DESCRIPTIQN

1 .

2.

3.

4.

5.

V I . L I A B I L I T I E S . a ,, a , ,d ~ ,~o,e of spouse an~ depend,.nt children; see PV" 32-33 of filing ins-tractions.)

[--] N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

1 . BAN K OF AMERICA MORTGAGE /INVE STMEN T PROP/NA PLES,FL (Part VII, Line 6) L

2.

3.

4.

5.



F IN AN C I AL DI S C LOS UR E R EPOR T r~ ....~P .... Reporting D ate of Report

P a g e 4 o f " 9 z c H o ~ , R O B E R T L . 0 5 / 1 3 / 2 0 1

V I I . I N V E S T M E N T S a n d T R U S T S - ~,c ..... ,~t~e, trar~acdons (Includes those of spouse and dependent children; seepp. 34-60 of filing

~-~ NONE (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income during G rbss va lue a t end Tra nsa ctio ns during repo rting perio d

(including wa st a ssets) repo rting perio d o f repo rting perio d

(l) (2) O) (2) (l) (2) (3) I (4)

Place "(’X)" af ter eac h asset A m o u n t c o d ¢ I I Type (e.g., V a lu e i V a lu e Type (e.g., Date V a lu e Gain Identity of

exempt from prior disclosure I div., rent, Code 2 Method buy, sell, m m.tdd/yy Co de 2 Co de I buyer/sel~er(A-H ) or int.) (J-P) ~ C o d e 3 redemptio n) (J-P) (A -H ) (if priva te

( Q - W ) t ransac t iea)

1, COM. STOCK, BANK OF AMERICA A Dividend J T

2. C O M . S T O CK , R E G I ON S B A N K D Dividend N . T

3. COM. STOCK, WACHOVIA A Dividend J T

4. PARCEL 1, COMMERCIAL BUILDING, F Rent M S

NASH V I L L E , TN

5. 5 ACRES OF LAND, DECHERD, TN N o n e J S

6. CONDOMINIUM, NAPLES FL N o n e N S

7. ING USA Annuity & Life Ins- ANq’,P, dlTY N o n e K T#1

8. ING USA Annuity & Life Ins- ANN UITY N o n e K T#2

9. ING USA Annuity & Life Ins- A,x, INUITY N o n e L T#3

1 0 . TN G USA A nnuity & L ife Ins. A N N U I T Y N o n e K T

I 1 . IR A #2 - - U B S FIN A N C IA L G lnt./Div. PI T

1 2 , - U B S FI NANCI AL M O NE Y FU ND

1 3 . -CORRECTIONS COKP. OF AMERICA

1 4 . -CITIGROUP, INC.

’ . 1 5 . - NETAPP., INC.

1 6 . - GEN ERA L ELE C T RIC C OMP A N Y

1 7 . -AMERIPRISE FINANCIAL

I, Income Gain Codes:

P3 - $ 25. 0 ~ . 0 0 1



P a g e 5 o f 9 E C H O L S , R OB E R T L . 0 5 1 1 3 1 2 0 1 0

V I I. IN V E S T M E N T S a n d T R U S T S - i ....... t ~ e , t r a n s a c t i o n s ( I n c l u d e s t h o s e

N O~ (No reportable income, ~se~, or transactions.)

~ A.

I

B. C.

[

D.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gro~ value at end T~nsacfions during repoaing period

(including ~t assets) ~ag period ofr~po~ing

P l a c e " ( X ) " a f i e ~ e a c h a s s e t Amount [ T~e (e.g., Value Va lue T~ (e.g., D a t ~

e x e m p t ~ o m p r i o r d i s c l o s u re Code I div., ~at, C o d e 2 Me~od b u y . z e l l , m~d~y y Code 2 Code I buy~tselkr( A - H ) o r i n t . ) ( J - P ) C o d e 3 ~ d e m p t i o n ) ( J - P ) ( A -H ) ( i f p f i v a l e

1 8 . - C O MM E R C E ~ IO N B A N K

1 9 . - FIRST AMERICAN FINANCIALH O L D I N G S

20 . - AM E R I CAN FU ND S - B O ND FU N D O F

AMERICA

21 . - B LA C K ROC K P F D & C ORP . IN C OME Sold 03118/09 KSTR ATE G I E S FU ND

22. - CAL AMOS CON V . OPPOR. & IN COME Redeemed 0 8 1 2 0 1 0 9 KF U N D

2 3 . - PIMCO HIGt~ INCOME FUN D Redeemed 03/20/09 K

2 4 . - B A N K OF A MERI CA ( b on d)

2 5 . - W ACH O V I A B ANK ( CD )

2 6 . - G E M ON E Y B A N K ( C D) Redeemed I I 1 0 6 1 0 9 L

27 . IRA -- WACHOVIA A Dividend K T

28. - J OH N H A N C O C K R E G I ON A L B A N KF U N D

2 9 . CO M . STO CK, CH AR L E S SCH W A B A Dividend J T

30 . COM. STOCK, INTEILNA’FIONAL PAPER A Dividend J T

31 . SE CU R I TI E S- U B S FI NANCI AL

3 2 . - U B S F IN A N C IA L M O N E Y F U N D A Interest J T

33. -COM. STOCK , ]tOME DEPOT A Dividend J T

34. - CO M. STO CK, G E N E R AL E L E CTR IC A Dividend J T [

{S~ ~l~n ~) U =B o o k V a t u = V ~er W -E~imat~



N a m e o f P e r so n R e p o r ti n g D a t e o f R e p o r tFINANCIAL D ISC LOSURE REPORT

[ E C H O L S , RO B E R T L .a g e 6 o f 9

V I I . I N V E S T M E N T S an d T R U S T S - i.~o .... ~ t ransac t ion s ( Inc ludes ,h ose o f ~pouse an d d tp tndem ch i ldren; see pp . 34-60 of f i l lng ingruc t t~n~)

N O ~ ~ o r~o~able income, assets, or ~ansactions)

Desc~ption ~f ~sc~ Income during G r o s s v a l ~ e a l e n d T m n s a z t i o n ~ d u r i n g r e p o s i n g

(including ~t ~sets) reposing p~fi~ of ~ing period ........

O) (2) ( t ) ( 2 ) (t) ( 2 ) ( 3 ) ( 4 ) (5)

P l a c e " { ~ " ~ e r ~ c h ~ e t Amoum T ~ ( e . g . , V a l u ~ V a ] ~ T ~ e ( e . g . , D a t e V a l ~ G a i n Identity of

e x e m p t f r o m p f i o r d i s c l o s u r e C ~ { I div., ~nt,o d e ~ M e t h o d buy, sell,~d~ C~e 2 C~e

( A - H ) or inL) (J-P) C o d e 3 ~ d e m p t i o n ) (I-P) ( A - ~

I (Q-~ t r a n s a c t i o n )

3 5 . - COM. STOCK, W ALMART A Dividend J T

3 6 . - COM. STOCK , MCDONALDS A Dividend J T

37. - AM E R I CAN FU N D S A Dividend L T

3 8 . I RA - P F S IN V ES T MEN T S B Dividend L T

3 9 . - AIM CONSTELLATION FUND

4 0 . -AIM CHARTER FUND

41 . - A IM V A L U E F U N D

42. COM. STOCK, EASTMAN KODAI~ CO. A Dividend J T

4 3 . COM. STOCK, EXXON CORPORATION A Dividend K T

44. COM. STOCK., D O W CH E M I CAL A Dividend K T

45. R E G I O N S A C C O U N T S C Interest J T

4 6 , PILIMERICA ACCOU’NT N o n e J T

1 4 7 . B A N K O F A M E R IC A A C C OU N ’ r A Interest K T

~ 4 8 . G R E E N B A N K A C CO U N T A Interest K T

4 9 . COM. STOCK, ESSEX TECItNOLOGY N on e K T

5 0 , A V E N U E B A N K A C CO U N T S D Interest M T

5 1 . REN T A L H OUS E, N A S H VI LLE, T N D Rent M W

| . lneome Galn Codes: A -$1 .0 0 0 o r less B = $1 ,0 OI . $2.50 0 C ~$2.50 1 - $$,D0 0 D -$5,0 0 1 - $1 5.0 0 0 E = $1 5,0 0 1 - $50 .0 0 0

t( See Columns B I tnd D4) F-$50,OOI - $100,000 G - $ 1 0 0 , 0 0 l - $ [ , 0 0 0 , 0 0 0 H 1 =$ [ ,000,001 * $5,000,000 H2 - Mo r e | h un $ 5, 0 0 0 , 0 0 0

2. Valt~ Codes J -$1 $,000 o r Icss K - $ I 5, 0 0 1 * $50,00~ L =$50 .0 0 1 - $ 1 0 0.0 O0 M =$ 1 0 0,0 0 ! - $250 ,0 00

(~ Columns Cl =nd O3) N =$250,001 - $500.000 0 -$500,001 - $1,000,000 PI -$LO00.O01 - $.~,000,1>30 P2 =$$,000.01}1 - $25.000,000

P] =$25,000.001 ̄ $50,000,000 P4 =More than $~0 ,000 .000

. 3 . ( s c eV a l U e c o l u m n M ~ J h ° d c 2 ) C ° d e =

u Q - B o o k = A P p r a i S a I va l u e v R - O t h ~ r ’ ~ ’ ° s l ( R e a l E s t a t e O n l y )SW=ASscssn’,cn!=Estirl~tcd

T =Cash Market



FINANCIAL DISCLOSURE REPORT [ N .... ~ P , ,, o ~ R , p o . i ~ D . t e o f a e p 0 .

of 9

[ ECIIOLS, ROBERT L.

05/13/2010

V I I. IN ~ S T ME N T S a n d T R U S T S - ~o ..... ~ , , tm~ac~nS (Indud~ ~ose of ~ouse and depe ndent children; see pp. 34-60 of filing in~ructions.)

N O ~ ~ o reportable income, ~sets, or transactions.)

A. B. C. D.

Des~ption of Asset~ Income d~ng G r o s s v a l u e ~ t e n d T~n~ctio~s during reposing pefod

(i~elading ~t ~sets) ~po~ing~fiod . o f r e p o ~ i n g period

PN ~e "~)" ~ e~eh ~e~ ~ m ~ u n ~ T~ (e.g., V a lue Va lue T~e (e.g., ~t ~ V~I~ G ~ i n Identity ~

~xempt ~om prior di~lo~r~~de 1 ~v.,~n~ Code 2 Me~ ~uy, se]l, m~d~yy Code 2 C~ I buyer/seller

(A-H)~ or inL) O-P )

C ~ e ( Q . ~ 3

r~emption)

[

{J-P) ( A - H )~ a n s a c t i o n ) ( i f p r i v a t e

5 2 . FISH THI~ BA~ ACCOSTS B Int~st M T

5 3 . R E NTAL H O U SE , SP R ING FIE L D , TN ( X ) D Rent O W

5 4 .

5 5 .

56.

5 7 .

5 8 .

1 6 0 .

6 1 .

6 2 .

6 3 .

64.

(See Col~n ~) U -B~k Val~ V ~her W



[Nam:f P e r s o n R e p o r t i n gi

D a t e o fFINANCIAL DISCLOSURE REPORT [ ECHOLS, ROBERT L.

[

05/13/2010 of 9

VIII. ADD ITIONAL INFORM ATION OR EX PLANA TIONS. tt , ,alc, , ,~,~

Section 7 , Line 4:This parcel was reassessed in January 2009, with an assessed value of $ 106,680. The assessed value is 40% of the appraisecl value, which is $266,700.

Section 7, Line 5:This parcel has ah a ssessed value of $13,850. The assessed value is 250A o f the appraised value, which is $55,400.

Section 7 , Line 6:

This parcel has an a ssessed value of $606,970 . The assessed value is 100 % of the appraised value. This filer has a 50 % interest in the property.



Ia m e o f P e r s o n R e p o r t i n g~

D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT

[ ECIIOLS, R O B E R T L . I05/13/2010age 9 of 9

IX. CERTIFICATION.

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permlt~ing non-disclosure.

I further certify that earned income from outside employment and hono raria and the a cceptance of gifts which have been reported are incompliance with the provisions of S U .S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signatu

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L SI FI E S O R FA I L S TO F IL E T H I S RE P O R T M A Y B E S U B J E C T T O C IV I LAN D CR I MI NAL SANCTI O NS ( 5 U . S. C. a p p . § 1 0 4 )

FILING INSTRUCTIONS

Ma il signed original a nd 3 additiona l copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-30 1One Co lumbus Circle , N. E .W ashin gton , D .C. 2 05 44

robert l echols financial disclosure report for 2009

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