ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

COMPANY FIRST NAME LAST NAME NICKNAME CITYABN AMRO Clearing Brian Bair Brian ChicagoABN AMRO Clearing Raj Jhangiani Raj ChicagoABN AMRO Clearing Neil Nicholls Neil LondonABN AMRO Clearing Coen Van Walbeek Coen NetherlandsAGNC Jason Campbell Jason BethesdaAlberta Investment Management Corp Ricky Patharam Ricky EdmontonAmeriprise Financial Bradley Bernstein Brad MinneapolisAmherst Pierpont Securities Gerry Caldwell Gerry New YorkAnson Funds Sean McCready Sean TorontoAnson Funds Amin Nathoo Amin TorontoApex Clearing Terry Ray Terry DallasApex Clearing Lindsey Wetzig Lindsey DallasASL Capital Markets Inc Robert Grippando Rob StamfordAxos Clearing Thomas Palmeri Thomas IselinB3 SA - Brasil Bolsa Balcao Airton Murakami Airton BrazilB3 SA - Brasil Bolsa Balcao Guilherme Pimentel Guilherme BrazilB3 SA - Brasil Bolsa Balcao Marielle Solzki Marielle BrazilBanco Santander Hector Fernandez Hector SpainBanco Santander Frank Vella Frank New YorkBanco Santander Enrique Verdu Enrique SpainBank of America Merrill Lynch Joseph Ackiewicz Joseph New YorkBank of America Merrill Lynch Daryl Blattberg Daryl New YorkBank of America Merrill Lynch Courtney Campbell Courtney New York

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Bank of America Merrill Lynch Michael Connors Michael New YorkBank of America Merrill Lynch Amanda Deckelman Amanda ChicagoBank of America Merrill Lynch Colin Gifkins Colin New YorkBank of Montreal Kimberley Jansen Kimberley TorontoBarclays Joseph Abate Joseph New YorkBarclays Geoffrey Allen Geoff New YorkBarclays Abhinav Chandra Abhinav New YorkBarclays Christopher Pica Chris New YorkBarclays George Van Schaick George New YorkBarclays Tommy Scagliola Tommy New YorkBCS Global Markets Raj Karan Singh Raj Karan LondonBCS Global Markets Christian Von Gradowski Christian LondonBlackRock Nick Hay Nick New YorkBlackRock Gerald Pucci Jerry New YorkBlackRock Nicolas Roc Nic New YorkBlackRock Patricia Hostin Patty New YorkBlackRock Jason Strofs Jason San FranciscoBMO Bank of Montreal John Loynd John TorontoBMO Capital Markets Maria Cerrone Mary ChicagoBMO Capital Markets Nicholas Chan Nicholas TorontoBMO Capital Markets Michael Domenico Mike New YorkBMO Capital Markets Annaleigh Greene Annaleigh TorontoBMO Capital Markets Pamela Murphy Pam TorontoBMO Capital Markets Mary Jane Schuessler Mj Toronto

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

BMO Capital Markets Doug Tveter Doug SeattleBMO Capital Markets James Tymeck James New YorkBMO Global Asset Management LJ Jhangiani Lj ChicagoBMO Global Asset Management Christopher Kunkle Chris ChicagoBNP Paribas Brian Cahalan Brian New YorkBNP Paribas Kathleen Cooney Kathleen New YorkBNP Paribas Ludovic De Beaucorps Ludovic New YorkBNP Paribas Adam Goldstein Adam New YorkBNP Paribas Robert Lakeman Rob New YorkBNP Paribas Matthew Newcomb Matt New YorkBNP Paribas Thomas Reid Thomas New YorkBNP Paribas Securities Services Graeme Perry Graeme LondonBNY Mellon Eric Badger Eric New YorkBNY Mellon Ina Budh-Raja Ina LondonBNY Mellon Dennis Cahill Dennis New YorkBNY Mellon Alina Casner Alina New YorkBNY Mellon David DiNardo David PittsburghBNY Mellon Robert Fort Bob PittsburghBNY Mellon William Kelly Bill New YorkBNY Mellon Lawrence Mannix Larry New YorkBNY Mellon Richard Marquis Rich New YorkBNY Mellon Andrea Pfenning Andrea New YorkBNY Mellon Charles Post Charles New YorkBNY Mellon Kevin Reinert Kevin Jersey City

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

BNY Mellon Brian Ruane Brian New YorkBNY Mellon John Templeton John New YorkBNY Mellon Ted Thresher Ted New YorkBNY Mellon Simon Tomlinson Simon LondonBNY Mellon Matthew Weinshank Matthew New YorkBNY Mellon Philip Zywot Phil TorontoBNY Mellon Dominick Falco Dom New YorkBNY Mellon Michael McAuley Mike BostonBNY Mellon Jill Rathgeber Jill BostonBNY Mellon | Pershing Gregory Cowley Gregory Jersey CityBNY Mellon | Pershing William Griffin Bill Jersey CityBNY Mellon | Pershing Stephen Lamentino Steve Jersey CityBroadridge Michael Airey Mike NewarkBroadridge Jerry Friedhoff Jerry NewarkBroadridge Tom Price Tom New YorkBroadridge Valarie Thorgerson Val New YorkBrokertec Patrick Grumieaux Patrick New YorkBrokertec Bill Kolar Bill New YorkBrokertec Sean Murphy Sean New YorkBrown Brothers Harriman Oberon Knapp Oberon BostonBrown Brothers Harriman Marney McCabe Marney BostonBrown Brothers Harriman Daniel McGuiggin Dan BostonBrown Brothers Harriman Keith Haberlin Keith BostonBrown Brothers Harriman Thomas Poppey Tom Boston

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Buckler Securities LLC Anthony Nugent Tony GreenwichCanaccord Genuity Corp. Jeff Campbell Jeff TorontoCanaccord Genuity Corp. Lionel Mark Lionel TorontoCanadian Imperial Bank of Commerce Kenny Chorowiec Kenny TorontoCantor Fitzgerald Anthony Demonte Anthony New YorkCantor Fitzgerald Jonathan Yalmokas Jonathan New YorkCantor Fitzgerald Anthony Wenham Tony New YorkCapstead Roy Kim Roy DallasCenter For the Study of Financial Market Evolution Ed Blount Ed WashingtonChimera Investment Corp Konstantin Pavlov Konstantin New YorkCIBC Ligia Matasaru Ligia New YorkCIBC Capital Markets Chris Owens Chris New YorkCIBC Capital Marktes Steven Devine Steven New YorkCIBC World Markets Peter Maiorano Pete New YorkCIBC World Markets Alyssa Miller Alyssa New YorkCIBC World Markets Donald Lim Donald TorontoCIBC World Markets Corp Jason Ribando Jason New YorkCIBC World Markets Inc Paul Larkin Paul TorontoCiti Gregory Atkins Gregory New YorkCiti Robert Garison Bobby New YorkCiti Barrie Ringelheim Barrie New YorkClearstream John Kernan John LuxembourgClearstream Banking Lee Parker Lee New YorkCME Brokertec James Boulton Jamie New York

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Cowen Matthew Baldassano Matt New YorkCPPIB Natalie Steshenko Natalie TorontoCredit Benchmark Mark Faulkner Mark New YorkCredit Benchmark Ari Lowenstein Ari New YorkCredit Benchmark Stan Sadovski Stan New YorkCredit Suisse Matthew Borin Matthew New YorkCredit Suisse Deborah Langiulli Debbie New YorkCredit Suisse David Morris David New YorkCredit Suisse William Gilchriest Bill New YorkCredit Suisse Americas Biagio Bonanno Biagio New YorkCredit Suisse Americas Kenneth Deasy Kenneth New YorkCredit Suisse International James Buckland James LondonCurvature Securities, LLC Scott Skyrm Scott BedminsterDealerweb Allison Nave Allison New YorkDealerweb Tony Stanton Tony Jersey CityDealreporter Mo Fahimi Mo New YorkDebevoise & Plimpton Mary Jo White Mary Jo New YorkDebevoise & Plimpton Gregory Lyons Greg New YorkDebevoise & Plimpton Chen Xu Chen New YorkDeutsche Bank Vikas Nigam Vikas New YorkDeutsche Bank Thomas Ryan Tom Red BankDeutsche Bank Gregory Sirochinsky Greg New YorkDeutsche Bank Anthony Toscano Tony New YorkDTCC Michele Hillery Michele Jersey City

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

DTCC James Hraska James New YorkDTCC Laura Klimpel Laura TampaDynex Capital Wayne Brockwell Wayne Glen AllenDynex Capital Mark Werner Mark Glen AllenElan Capital Management Donald McCrossen Don LondonElliott Management Joseph Pollina Joseph New YorkEquiLend Nancy Allen Nancy New YorkEquiLend Mike Doyle Mike New YorkEquiLend James Lailey Jim New YorkEquiLend Brian Lamb Brian New YorkEquiLend Paul Lynch Paul BostonEquiLend Dan Dougherty Dan New YorkEquiLend Alexa Lemstra Alexa TorontoeSecLending Kenneth Ericsson Ken BostoneSecLending Brooke Gillman Brooke BostoneSecLending Mark Macneill Mark BostoneSecLending Vincent Spicuzza Vinny BostonEurex Jonathan Lombardo Jonathan LondonEurex Philip Simons Philip LondonEurex Clearing Matthew Scharpf Matthew ChicagoEurobrokers/BGC Partners Bill Griffo Bill New YorkEuroclear SA/NV Olivier de Schaetzen Olivier BelgiumEuroclear SA/NV Bradley Koehler Brad New YorkFDIC Drew Dexter Drew Chicago

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Federal Reserve Bank of NY Kathy Ramirez Kathy New YorkFidelity Information Services LLC Christopher Huckstepp Chris SalemFidelity Investments Justin Aldridge Justin BostonField Street Capital Management John Falcone John New YorkFINRA Mark Frankenberg Mark New YorkFIS Daniel Belluche Dan JacksonvilleFIS Brian Carroll Brian SalemFIS Jonathan Hodder Jonathan LondonFIS Thomas Kirdahy Thomas ManalapanFIS Taugh Lynch Taugh New YorkFIS Michael Maddox Michael New YorkFIS Timothy D’Arcy Tim SalemGIC Pte Ltd Elizabeth Chau Elizabeth SingaporeGIC Pte Ltd Sam Kim Sam SingaporeGIC Pte Ltd Joel Wong Joel SingaporeGLMX Phil Buck Phil LondonGLMX Salvador Giglio Sal New York CityGLMX Glenn Havlicek Glenn New YorkGLMX Andrew Juhlin Andrew New YorkGLMX Olivia Russell Olivia New YorkGlobal Investor Andrew Neil Andrew LondonGlobal Investor Group Oliver Wade Oliver LondonGlobal Investor/Isf William Browne Will LondonGoldman Sachs Chad Papson Chad New York

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Goldman Sachs James Puccinelli James New YorkGoldman Sachs Michael Slomienski Michael New YorkGoldman Sachs Michael Torre Michael New YorkGoldman Sachs Nehal Udeshi Nehal New YorkGoldman Sachs Mark Whipple Mark BostonGuggenheim Securities Elizabeth Rotem Liz New YorkGuggenheim Securities Francis Roughan Frank New YorkHanweck Andrew Brenner Andrew New YorkHBK Eric Laudermilk Eric DallasHelix Financial Systems Eric Brandt Eric New YorkHELIX Financial Systems Bryan VanderPutten Bryan New YorkHQLA× Guido Stroemer Guido LuxembourgHSBC Warren McCormick Warren New YorkHSBC Emil Plataroti Emil New YorkHSBC Charles Reed Charles New YorkHudson River Trading William Krinsky Will New YorkICBC Financial Services LLC Jason Jaw Jason New YorkIHS Markit Melissa Gow Melissa New YorkIHS Markit Nathan Kholodenko Nathan New YorkIHS Markit Mark Klein Mark New YorkIHS Markit Edward Marhefka Edward New YorkIHS Markit Jordan Maskowitz Jordan New YorkIHS Markit Brian Pash Brian New YorkIHS Markit Jennifer Theiss Jennifer New York

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

ING Financial Markets Michael Baudo Mike New YorkING Financial Markets Jennifer Samagaio Jennifer New YorkING Financial Markets Jo Ann Morano Jo Ann New YorkInteractive Brokers LLC Richard Coleman Rich GreenwichInteractive Brokers LLC Daniel Farr Dan GreenwichINTL FCStone Christopher Talbott Chris New YorkIntuition Financial Placement Anita Hill Sands Anita Hill New YorkInvesco Advisers Laurie Brignac Laurie AtlantaInvesco Advisers Stephen Ellis Steve AtlantaION Ugur Ayvaz Ugur New YorkION Simon Deal Simon LondonION Ed Tyndale-Biscoe Ed LondonISLA Andrew Dyson Andrew LondonJ.P. Morgan Thomas Alterson Tom New YorkJ.P. Morgan Harpreet Bains Harpreet LondonJ.P. Morgan Michael DiCesare Mike New YorkJ.P. Morgan Frank Falanga Frank New YorkJ.P. Morgan Bogdan Fleschiu Bogdan New YorkJ.P. Morgan Bradley Fryer Bradley New YorkJ.P. Morgan Christopher Galli Christopher NewarkJ.P. Morgan Michael Giangregorio Michael New YorkJ.P. Morgan Ji Han Ji New YorkJ.P. Morgan Simon Heath Simon LondonJ.P. Morgan Michael Katz Michael New York

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

J.P. Morgan Michael Kelleher Mike New YorkJ.P. Morgan Tim Meredith Tim LondonJ.P. Morgan Joseph Nevins Joseph New YorkJ.P. Morgan Jennifer Pak Jennifer New YorkJ.P. Morgan Chelvi Paramanathan Chelvi New YorkJ.P. Morgan Sagar Patel Sagar New YorkJ.P. Morgan TJ Rance Tj New YorkJ.P. Morgan George Rennick George New YorkJ.P. Morgan Brian Robinson Brian New YorkJ.P. Morgan Linda Roth Linda New YorkJ.P. Morgan John Schwartz John New YorkJ.P. Morgan Fred Schweizer Fred New YorkJ.P. Morgan Michael Sisto Michael New YorkJ.P. Morgan William Smith Bill New YorkJ.P. Morgan Eric Stovicek Eric New YorkJ.P. Morgan Keith Washington Keith New YorkJ.P. Morgan Matthew Puscar Matt NewarkJanney Montgomery Scott LLC Daniel Blum Daniel PhiladelphiaJefferies LLC Donald O’Toole Don New YorkJVB Financial Group LLC Joseph Ilardi Joe New YorkKBC Mike Huys Mike BelgiumLandesbank Baden-Wuerttemberg Andrew Eastwood Andy New YorkLandesbank Baden-Wuerttemberg Dominick Emmanuelli Dominick New YorkMacquarie Bank Gourang Agrawal Gourang London

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Macquarie Bank Liam Hardy Liam LondonManulife Michael Landolfi Mike BostonMatrix Applications Stephen Mellert Stephen New YorkMirae Asset Securities (USA) Inc. Lara Hernandez Lara New YorkMirae Asset Securities (USA) Inc. Anthony Manfre Anthony New YorkMirae Asset Securities (USA) Inc. Gregory Minard Gregory New YorkMirae Asset Securities (USA) Inc. Greg Minard Greg New YorkMirae Asset Securities (USA) Inc. Keith Wright Keith New YorkMitsubishi UFJ Trust and Banking Corp NY Branch Jim Coppola Jim New YorkMitsubishi UFJ Trust and Banking Corp NY Branch Dale Gallucci Dale New YorkMizuho Bank USA Michael Mosely Michael New YorkMizuho Securities USA Michael Dixon Mike New YorkMizuho Securities USA Kyle Fetherolf Kyle New YorkMizuho Securities USA Alex Heid Alex New YorkMizuho Securities USA David Miller Dave New YorkMoody’s Analytics REIS Victor Calanog Victor New YorkMorgan Stanley Gregg Bromberg Gregg New YorkMorgan Stanley Arianne Collette Arianne New YorkMorgan Stanley Matthew Collins Matt New YorkMorgan Stanley Andrea Dyson Andrea New YorkMorgan Stanley Corey Friedberg Corey New YorkMorgan Stanley Kathleen Levens Kathleen New YorkMorgan Stanley Gilly Meth Gilly LondonMorgan Stanley Matt Ochs Matt New York

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Morgan Stanley Ciaran O’Flynn Ciaran LondonMorgan Stanley Tejash Patel Tejash New YorkMorgan Stanley Carolyn Sargent Carolyn New YorkMorgan Stanley Lauren Senno Lauren New YorkMorgan Stanley Taryn Siglain Taryn New YorkMorgan Stanley Katya Skoufalos Katya New YorkMorgan Stanley Paul Tagliareni Paul New YorkMorgan Stanley Deepta Venkataraman Deepta New YorkMorgan Stanley Sarah Williamson Sarah New YorkMorgan Stanley Thomas Wipf Tom New YorkMUFG Securities Victor Hirsch Victor New YorkMUFG Securities Ryan Osborne Ryan New YorkMUFG Securities Andrew Leone Andrew New YorkNational Bank Financial James Bryce James TorontoNational Bank Financial Inc. Carl Attie Carl TorontoNational Bank of Canada Nelson Dugre-Sasseville Nelson MontrealNational Bank of Canada Financial, Inc. Sean Healey Sean New YorkNational Bank of Canada Financial, Inc. Steve Scholl Steve New YorkNational Bank of Canada Financial, Inc. Mathilda Yared Mathilda New YorkNatixis Jason Caruso Jason New YorkNatixis Anthony Caserta Tony New YorkNatixis Saverio Costa Saverio New YorkNatixis Dennis Shikar Dennis New YorkNatixis Simon Sourigon Simon New York

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

NatWest Markets Damon Allen Damon StamfordNatwest Markets Michelle Girard Michelle StamfordNatWest Markets Casey Spezzano Casey StamfordNomura Matthew Ferreira Matt New YorkNomura Michael Guerra Michael New YorkNomura Jason Yao Jason New YorkNorthern Trust Daniel Awe Dan ChicagoNorthern Trust Ryan Barrett Ryan ChicagoNorthern Trust Mark Coker Mark ChicagoNorthern Trust Dane Fannin Dane ChicagoNorthern Trust John Irwin John LondonNorthern Trust Frank Regan Frank ChicagoNorthern Trust Jeffrey Benner Jeff ChicagoNorthern Trust Sandra Linn Sandra ChicagoNorthern Trust Edward O’Malley Ed ChicagoNorthern Trust Dave Sedman Dave TorontoNorthwestern Mutual Nancy Hinkforth Nancy MilwaukeeOCC Matthew Wolfe Matt ChicagoPacific Western Asset Management Michael Nguyen Michael San FranciscoPGIM Robert Grogg Rob NewarkPGIM John McIntyre John NewarkPirum Systems James Malgieri Jim New YorkPirum Systems Philip Morgan Philip LondonPirum Systems Rajen Sheth Raj London

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Pirum Systems Nancy Steiker Nancy LondonPleeco Igor Frid Igor New YorkPleeco Vitalii Malyshev Vitalii New YorkPSP Investments Francis Gagné Francis MontrealPSP Investments Stephane Lambert Stephane QuebecQuantex Clearing LLC Patrick Curry Pat HobokenQuestrade Dylan Flanagan Dylan TorontoQuestrade Colin Jack Colin TorontoQuestrade Rahul Vinod Rahul TorontoRabobank Jennifer Fitzgibbon Jennifer New YorkRabobank Christopher Gioia Chris New YorkRabobank Michael Higgins Michael New YorkRabobank NA Matthew Courtney Matt New YorkRBC Barbados Trading Bank Michael O’Carroll Mike BarbadosRBC Capital Markets Peter Abric Peter New YorkRBC Capital Markets David Attanasio David New YorkRBC Capital Markets Michael Borenstein Michael New YorkRBC Capital Markets Michael Byrne Michael BarbadosRBC Capital Markets Amanda Colon Amanda New YorkRBC Capital Markets Jonathan Ford Jon LondonRBC Capital Markets Mike Fraser Mike TorontoRBC Capital Markets Gregg Gluberman Gregg New YorkRBC Capital Markets William Gonser Bill New YorkRBC Capital Markets Chris Henrich Chris New York

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

RBC Capital Markets Meghan Herrmann Meghan New YorkRBC Capital Markets Denise Kabbara Denise TorontoRBC Capital Markets Roanna Kim Roanna TorontoRBC Capital Markets Charles Lesaux Charles TorontoRBC Capital Markets Angus McMillan Angus TorontoRBC Capital Markets Andrew Moore Andrew Los AngelesRBC Capital Markets Derek Pijut Derek New YorkRBC Capital Markets Kunal Shah Kunal TorontoRBC Capital Markets Ryan Singh Ryan TorontoRBC Capital Markets Andrew Thornhill Andrew TorontoRBC Capital Markets Barry Withnell Barry LondonRBC Capital Markets Richard Yemm Rich New YorkRBC Capital Markets Daniel Rosenbaum Dan New YorkRBC Investor & Treasury Services Donato D’Eramo Don TorontoRBC Investor & Treasury Services Arthur Kolodziejczyk Art TorontoRBC Royal Bank Alistair Featherstone Alistair LondonRBC Royal Bank Daniel Molloy Dan TorontoRBC Royal Bank Imran Sheri Imran TorontoRMA Rosemarie Casler Rosemarie PhiladelphiaRMA Kimberly Collins Kimberly PhiladelphiaRMA Fran Garritt Fran PhiladelphiaRMA Paul Guinan Paul PhiladelphiaRonin Capital LLC Robert Manning Bob New YorkSantander Billy Ochoa Billy Mexico

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Schonfeld Securities LLC Brian Wilson Brian New YorkScotiabank Francis Ambrosi Frank New YorkScotiabank Matthew Buechele Matthew New YorkScotiabank Nick Conroy Nick TorontoScotiabank Ciaran Dayal Ciaran TorontoScotiabank Dalia Hamdy Dalia TorontoScotiabank Elaine Hannigan Elaine New YorkScotiabank Tim Leahey Tim New YorkScotiabank Eugene Picone Gene New YorkScotiabank John Stracquadanio John New YorkScotiabank Michael Wanic Michael New YorkScotiabank Robert Zekraus Bob New YorkScotiabank Brendan Eccles Brendan New YorkScotiabank Stewart Udall Stewart TorontoSecurities Lending Times Steve Lafferty Steve LondonSecurities Lending Times Justin Lawson Justin LondonSecurities Lending Times Drew Nicol Drew LondonSignature Bank Joseph LaSpina Joe New YorkSociete Generale Alexandre Babadjamian Alexandre New YorkSociete Generale Patrick Brown Patrick New YorkSociete Generale Olivier Cohen Olivier New YorkSociete Generale Milad Haddad Milad New YorkSociete Generale Joseph Puliafico Joe New YorkSociete Generale Kevin Ridgway Kevin New York

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Societe Generale Kimberly Ruberti Kimberly New YorkSociete Generale Harris Tils Harris New YorkSoros Fund Management Raquel Gozzi Raquel New YorkSouth Street Securities Christopher Murray Chris New YorkSouth Street Securities Stephanie Pucci Stephanie New YorkStandard Chartered Bank Michael Desantis Michael New YorkStandard Chartered Bank Ed Donald Ed LondonStandard Chartered Bank Caroline Rose Caroline New YorkState Board of Admin of Florida Cherie Jeffries Cherie TallahasseeState of Wisconsin Investment Board Theresa Lau Theresa MadisonState Street Nickolas Delikaris Nickolas BostonState Street Glenn Horner Glenn BostonState Street Matthew Johnson Matt BostonState Street Travis Keltner Travis BostonState Street Scott Olson Scott BostonState Street George Rapalje George BostonState Street Dean Sakati Dean BostonState Street Richard Sutherland Rich BostonState Street Martin Tell Marty BostonState Street Joseph Torpey Joe BostonState Street Jarrod Polseno Jarrod BostonState Street Gino Timperio Gino BostonState Street Corporation Nadine Chakar Nadine BostonState Street Corporation Betsy Coyne Betsy Boston

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

State Street Corporation Margaret Cuneo Meg BostonState Teachers Retirement System of Ohio James Ritter Jim ColumbusStifel Donald Santina Don El Dorado

HillsStifel Lance Wargo Lance El Dorado

HillsStonewain Systems Inc. Armeet Sandhu Armeet Berkeley

HeightsSumitomo Mitsui Trust Bank Barry Skarbek Barry HobokenSumitomo Mitsui Trust Bank Michael Markovinovic Michael HobokenSuntrust Gregory Gasser Greg AtlantaSuntrust Matt Vincent Matt AtlantaSusquehanna International Group Jeffrey Cohen Jeff Bala CynwydSusquehanna International Group Tony Hillery Tony Bala CynwydTD Ameritrade John Wachendorf John South LakeTD Prime Services Marvin Au Marvin New YorkTD Prime Services Gerard Losurdo Jerry New YorkTD Securities Steve Banquier Steve TorontoTD Securities Erin Lamont Erin TorontoTD Securities Victor Masotti Victor New YorkTD Securities Jenn Ocampo-King Jenn TorontoTD Securities Alberto Rodriguez Alberto TorontoTD Securities Sumit Sharma Sumit TorontoTenaron Capital Management, LP Andrea Greeley Andrea New York

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

The Broughton Investment Group Antonio Soler Tony HollywoodThe Risk Management Association Olga Feldfuks Olga PhiladelphiaThompson & Knight Stuart Glick Stuart New YorkTradeStation Philip Sercia Philip New YorkTradeweb Caroline Baron Caroline New YorkTradeweb Joanne Crisafi Joanne New YorkTradeweb Frank Ferro Frank New YorkTradeweb Colleen Flynn Colleen New YorkTrading Apps Laura Allen Laura LondonTrading Apps Emily Harris Emily LondonTrading Apps Chris Valentino Chris New YorkTranscend Street Solutions Douglas Gerstenfeld Douglas PiscatawayTranscend Street Solutions Bimal Kadikar Bimal PiscatawayTranscend Street Solutions BJ Marcoullier Bj PiscatawayTransMarket Group Philip Vandermause Philip ChicagoTzero Derek Tabacco Derek New YorkUBS John Grabowski John New YorkUBS Brian Keaveney Brian New YorkUBS Bret Sherak Bret New YorkUBS Mel Smith Mel New YorkUBS Securities Inc. Christian Rasmussen Chris New YorkUBS Securities LLC Sean Filkins Sean New YorkUS Bank Bridget Stier Bridget MinneapolisUS Bank Kenneth Delecki Ken Minneapolis

ATTENDEE LIST 2019 Attendees by Company Name (As of September 19, 2019)

PLEASE NOTE: Name badges are required for admittance into all conference sessions and social events. Due to the size of the event and hotel, there will be SECURITY for both the social and business events. Please remember to wear your name badge at all times! Thank you!

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCETHE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

Vanguard Jared Black Jared Valley ForgeVanguard Braden Levit Braden WayneVanguard Patrick Morrissey Patrick MalvernVanguard Brianne Powers Brianne MalvernVanguard Elaine Benfield Elaina Valley ForgeVanguard Jane Wagner Jane Valley ForgeVelocity Capital LLC Michael Logan Michael New YorkWallachbeth Capital, LLC Stephen Markowitz Stephen Jersey CityWells Fargo Michael Colonna Michael New YorkWells Fargo Jennifer Imler Jennifer CharlotteWells Fargo Matthew Lawrik Matt New YorkWells Fargo Beth Pietrangelo Beth North

BrunswickWells Fargo Securities Patrick Dorgan Patrick New YorkWells Fargo Securities Divesh Kapahi Divesh New YorkWells Fargo Securities Robert Sackett Rob New YorkZurcher Kantonalbank Roger Reist Roger SwitzerlandZurcher Kantonalbank Ueli Von Burg Ueli Switzerland

Mark Skowron Mark Naperville