ri wkh fxuuhqw )oruhqfh $oohq 6fkroduvkls …-dqxdu\ )oruhqfh $oohq 6fkroduvklsv duh dzdughg...
TRANSCRIPT
-DQXDU\���������
)ORUHQFH�$OOHQ�6FKRODUVKLSV�DUH�DZDUGHG�DQQXDOO\�E\�7KH�$OOHQ�(QGRZPHQW�WR�SURYLGH�2KLR�ZRPHQ�ZLWK�WKH� RSSRUWXQLW\� WR� DFKLHYH� WKHLU� IXOO� SRWHQWLDO� WKURXJK� HGXFDWLRQ�� 6FKRODUVKLS� IXQGV� DUH� IRU� WKH� ��������
UHFRJQL]HG�E\�D�VWDWH�%RDUG�RI�5HJHQWV�
(OLJLELOLW\�IRU�)ORUHQFH�$OOHQ�6FKRODUVKLSV�LV�DV�IROORZV�
7UDGLWLRQDO�6WXGHQW�$SSOLFDQWV�� :RPHQ�ZKR�ZLOO�JUDGXDWH�RU�KDYH�JUDGXDWHG�IURP�DQ�2KLR�KLJK�VFKRRO�RU�ZKR�KDYH�
UHFHLYHG�D�*('�IURP�WKH�2KLR�%RDUG�RI�(GXFDWLRQ�SULRU�WR�-XO\����������� 0XVW�EH�D�8QLWHG�6WDWHV�FLWL]HQ��� 8QGHUJUDGXDWHV�ZKR�PHHW�WKH�DERYH�FULWHULD�DQG�DUH�HQUROOHG�DV�IXOO�WLPH�VWXGHQWV�DW�DQ
DFFUHGLWHG�GHJUHH�JUDQWLQJ�LQVWLWXWLRQ�UHFRJQL]HG�E\�D�VWDWH�%RDUG�RI�5HJHQWV�
1RQ�WUDGLWLRQDO�6WXGHQW�$SSOLFDQWV�� :RPHQ�ZKR�DUH�UHVLGHQWV�RI�2KLR�DQG�DUH�DW�OHDVW����\HDUV�ROG�DV�RI�$SULO����������� 0XVW�EH�D�8QLWHG�6WDWHV�FLWL]HQ��� 8QGHUJUDGXDWHV�ZKR�PHHW�WKH�DERYH�FULWHULD�DQG�DUH�HQUROOHG�DW�DQ�DFFUHGLWHG�GHJUHH�
JUDQWLQJ�LQVWLWXWLRQ�UHFRJQL]HG�E\�D�VWDWH�%RDUG�RI�5HJHQWV�D���$SSOLFDQW�QHHG�QRW�EH�D�IXOO�WLPH�VWXGHQW�
DSSOLFDWLRQV�ZLOO�EH�SURYLGHG�XSRQ�UHTXHVW�YLD�H�PDLO�WR�DOOHQHQGRZPHQW#JPDLO�FRP����
7KH� FRPSOHWHG� DSSOLFDWLRQ� DQG� DOO� VXSSRUWLQJ� GRFXPHQWDWLRQ�PXVW� EH� KDQG� VWDPSHG� �QRW�PHWHUHG���SRVWPDUNHG�DQG�PDLOHG�YLD�86�3RVWDO�6HUYLFH�)LUVW�&ODVV�0DLO�RQ�RU�EHIRUH�$SULO����������6FKRODUVKLS�
,I�DGGLWLRQDO�LQIRUPDWLRQ�LV�QHHGHG��\RX�PD\�FRQWDFW�PH�DW�WKH�H�PDLO�DGGUHVV�DERYH�
<RXUV�WUXO\�
+ROO\�*RRG\HDU3UHVLGHQW
(�PDLO
6FKRODUVKLS��1RWLFH
3/($6(�3267
)ORUHQFH�$OOHQ�6FKRODUVKLSV7KH�)ORUHQFH�$OOHQ�6FKRODUVKLS�SURJUDP�ZDV�HVWDEOLVKHG�LQ������WR�KRQRU��
FRQYHUVLRQ�WR�D�WD[�H[HPSW�(QGRZPHQW�)XQG�LQ����������������LQ�VFKRODUVKLSV�KDV�EHHQ�DZDUGHG�WR�KHOS�2KLR�ZRPHQ�DFKLHYH�WKHLU�IXOO�SRWHQWLDO�WKURXJK�HGXFDWLRQ�
6FKRODUVKLS�IXQGV�DUH�IRU�WKH���������DFDGHPLF�\HDU�DQG�PD\�EH�XVHG�IRU�FRXUVHV�DW��DFFUHGLWHG�GHJUHH�JUDQWLQJ�LQVWLWXWLRQV�UHFRJQL]HG�E\�D�VWDWH�%RDUG�RI�5HJHQWV�
(OLJLELOLW\�IRU�)ORUHQFH�$OOHQ�6FKRODUVKLSV�LV�DV�IROORZV�7UDGLWLRQDO�6WXGHQW�$SSOLFDQWV�� :RPHQ�ZKR�ZLOO�JUDGXDWH�RU�KDYH�JUDGXDWHG�IURP�DQ�2KLR�KLJK�VFKRRO�RU�ZKR�KDYH�
UHFHLYHG�D�*('�IURP�WKH�2KLR�%RDUG�RI�(GXFDWLRQ�SULRU�WR�-XO\����������� 0XVW�EH�D�8QLWHG�6WDWHV�FLWL]HQ����� 8QGHUJUDGXDWHV�ZKR�PHHW�WKH�DERYH�FULWHULD�DQG�DUH�HQUROOHG�DV�IXOO�WLPH�VWXGHQWV�DW�
DQ�DFFUHGLWHG�GHJUHH�JUDQWLQJ�LQVWLWXWLRQ�UHFRJQL]HG�E\�D�VWDWH�%RDUG�RI�5HJHQWV�
1RQ�WUDGLWLRQDO�6WXGHQW�$SSOLFDQWV��� :RPHQ�ZKR�DUH�UHVLGHQWV�RI�2KLR�DQG�DUH�DW�OHDVW����\HDUV�ROG�DV�RI�$SULO����������� 0XVW�EH�D�8QLWHG�6WDWHV�FLWL]HQ����� 8QGHUJUDGXDWHV�ZKR�PHHW�WKH�DERYH�FULWHULD�DQG�DUH�HQUROOHG�DW�DQ�DFFUHGLWHG�GHJUHH�
JUDQWLQJ�LQVWLWXWLRQ�UHFRJQL]HG�E\�D�VWDWH�%RDUG�RI�5HJHQWV��� $SSOLFDQW�QHHG�QRW�EH�D�IXOO�WLPH�VWXGHQW�
+RZ�WR�$SSO\6FKRODUVKLS�DSSOLFDWLRQV�ZLOO�EH�DYDLODEOH�IURP�-DQXDU\����WKURXJK�0DUFK�����������
E\�PDNLQJ�D�UHTXHVW�YLD�H�PDLO�WR�DOOHQHQGRZPHQW#JPDLO�FRP�
'HDGOLQH7KH�FRPSOHWHG�DSSOLFDWLRQ�DQG�DOO�VXSSRUWLQJ�GRFXPHQWDWLRQ�PXVW�EH�KDQG�VWDPSHG�
�QRW�PHWHUHG���DQG�PDLOHG�YLD�86�3RVWDO�6HUYLFH�)LUVW�&ODVV�0DLO�RQ�RU�EHIRUH�
$SULO���������
-DQXDU\���������
'HDU�6FKRODUVKLS�$SSOLFDQW�
)ORUHQFH�$OOHQ�6FKRODUVKLSV�DUH�DZDUGHG�DQQXDOO\�E\�WKH�$OOHQ�(QGRZPHQW�WR�SURYLGH�2KLR�ZRPHQ�ZLWK�WKH�RSSRUWXQLW\� WR�DFKLHYH�WKHLU� IXOO�SRWHQWLDO� WKURXJK�HGXFDWLRQ��6FKRODUVKLS�IXQGV�DUH�IRU� WKH���������DFDGHPLF�\HDU�DQG�PD\�EH�XVHG�IRU�FRXUVHV�DW�DFFUHGLWHG�GHJUHH�JUDQWLQJ�LQVWLWXWLRQV�UHFRJQL]HG�E\�D�VWDWH�%RDUG�RI�5HJHQWV�
(OLJLELOLW\�IRU�)ORUHQFH�$OOHQ�6FKRODUVKLSV�LV�DV�IROORZV�
7UDGLWLRQDO�6WXGHQW�$SSOLFDQWV�� :RPHQ�ZKR�ZLOO�JUDGXDWH�RU�KDYH�JUDGXDWHG�IURP�DQ�2KLR�KLJK�VFKRRO�RU�ZKR�KDYH�
UHFHLYHG�D�*('�IURP�WKH�2KLR�%RDUG�RI�(GXFDWLRQ�SULRU�WR�-XO\����������� 0XVW�EH�D�8QLWHG�6WDWHV�FLWL]HQ��� 8QGHUJUDGXDWHV�ZKR�PHHW�WKH�DERYH�FULWHULD�DQG�DUH�HQUROOHG�DV�IXOO�WLPH�VWXGHQWV�DW�DQ
DFFUHGLWHG�GHJUHH�JUDQWLQJ�LQVWLWXWLRQ�UHFRJQL]HG�E\�D�VWDWH�%RDUG�RI�5HJHQWV�
1RQ�WUDGLWLRQDO�6WXGHQW�$SSOLFDQWV�� :RPHQ�ZKR�DUH�UHVLGHQWV�RI�2KLR�DQG�DUH�DW�OHDVW����\HDUV�ROG�DV�RI�$SULO����������� 0XVW�EH�D�8QLWHG�6WDWHV�FLWL]HQ��� 8QGHUJUDGXDWHV�ZKR�PHHW�WKH�DERYH�FULWHULD�DQG�DUH�HQUROOHG�DW�DQ�DFFUHGLWHG�GHJUHH�
JUDQWLQJ�LQVWLWXWLRQ�UHFRJQL]HG�E\�D�VWDWH�%RDUG�RI�5HJHQWV�D���$SSOLFDQW�QHHG�QRW�EH�D�IXOO�WLPH�VWXGHQW�
$�FRS\�RI�WKH�FXUUHQW�)ORUHQFH�$OOHQ�6FKRODUVKLS�$SSOLFDWLRQ�IRUP�LV�DWWDFKHG��,I�DGGLWLRQDO�FRSLHV�DUH�QHHGHG��SKRWRFRSLHV�DUH�DFFHSWDEOH��&RPSOHWH�LQVWUXFWLRQV�IRU�SUHSDULQJ�DQG�VXEPLWWLQJ�WKH�DSSOLFDWLRQ�DUH�LQFOXGHG�LQ�WKH�DSSOLFDWLRQ�IRUP�VHW����
DQG�DFDGHPLF��HPSOR\PHQW�DQG�RU�YROXQWHHU�UHFRUG�
7KH�FRPSOHWHG�DSSOLFDWLRQ�DQG�DOO�VXSSRUWLQJ�GRFXPHQWDWLRQ�PXVW�EH�KDQG�VWDPSHG��QRW�PHWHUHG���SRVWPDUNHG�DQG�PDLOHG�YLD�86�3RVWDO�6HUYLFH�)LUVW�&ODVV�0DLO�RQ�RU�EHIRUH�$SULO����������
7KH�$OOHQ�(QGRZPHQWF�R�+ROO\�6��*RRG\HDU�����*UDQJHU�5RDG0HGLQD��2+������
SOHDVH�FRQWDFW�PH�YLD�H�PDLO�DW�DOOHQHQGRZPHQW#JPDLO�FRP�
<RXUV�WUXO\�
+ROO\�*RRG\HDU3UHVLGHQW
(�PDLO
$SSOLFDWLRQ�1XPEHU�)RU�,QWHUQDO�8VH�2QO\�
)ORUHQFH�$OOHQ�6FKRODUVKLS�$SSOLFDWLRQ� 3DJH���RI���������������������������������������
,16758&7,216�72�)/25(1&(�$//(1�6&+2/$56+,3�$33/,&$176
7\SH�RU�SULQW�FOHDUO\�LQ�EODFN�RU�EOXH�LQN�RQO\��
(OLJLELOLW\�IRU�)ORUHQFH�$OOHQ�6FKRODUVKLSV�LV�DV�IROORZV�
7UDGLWLRQDO�6WXGHQW�$SSOLFDQWV
�� :RPHQ�ZKR�ZLOO�JUDGXDWH�RU�KDYH�JUDGXDWHG�IURP�DQ�2KLR�KLJK�VFKRRO�RU�ZKR�KDYH�UHFHLYHG�D�
*('�IURP�WKH�2KLR�%RDUG�RI�(GXFDWLRQ�SULRU�WR�-XO\���������
�� 0XVW�EH�D�8QLWHG�6WDWHV�FLWL]HQ�
�� 8QGHUJUDGXDWHV�ZKR�PHHW�WKH�DERYH�FULWHULD�DQG�DUH�HQUROOHG�DV�IXOO�WLPH�VWXGHQWV�DW�DQ�DFFUHGLWHG�GHJUHH�JUDQWLQJ
LQVWLWXWLRQ�UHFRJQL]HG�E\�D�VWDWH�%RDUG�RI�5HJHQWV�
1RQ�WUDGLWLRQDO�6WXGHQW�$SSOLFDQWV�
�� :RPHQ�ZKR�DUH�UHVLGHQWV�RI�2KLR�DQG�DUH�DW�OHDVW����\HDUV�ROG�DV�RI�$SULO���������
�� 0XVW�EH�D�8QLWHG�6WDWHV�FLWL]HQ�
�� 8QGHUJUDGXDWHV�ZKR�PHHW�WKH�DERYH�FULWHULD�DQG�DUH�HQUROOHG�DW�DQ�DFFUHGLWHG�GHJUHH�JUDQWLQJ�LQVWLWXWLRQ
UHFRJQL]HG�E\�D�VWDWH�%RDUG�RI�5HJHQWV�
�� $SSOLFDQW�QHHG�QRW�EH�D�IXOO�WLPH�VWXGHQW�
7KDQN�\RX�IRU�\RXU�LQWHUHVW�LQ�7KH�)ORUHQFH�$OOHQ�6FKRODUVKLS�3URJUDP��,W�LV�LPSRUWDQW�WKDW�\RX�FRPSOHWH�WKLV�DSSOLFDWLRQ�IRUP�DQG�SURYLGH�DOO�UHTXHVWHG�GRFXPHQWV�LQ�RQH�HQYHORSH�WR�EH�KDQG�VWDPSHG��QRW�PHWHUHG���SRVWPDUNHG�DQG�PDLOHG�YLD�86�3RVWDO�6HUYLFH�)LUVW�&ODVV�0DLO�RQ�RU�EHIRUH�$SULO����������'R�QRW�XVH�DQ\�VHUYLFH�WKDW�UHTXLUHV�D�VLJQDWXUH��6XEPLVVLRQ�RI�DSSOLFDWLRQV�LQ�DQ\�RWKHU�PDQQHU�ZLOO�PDNH�\RXU�DSSOLFDWLRQ�LQHOLJLEOH�IRU�FRQVLGHUDWLRQ���
%HJLQ�FRPSLOLQJ�\RXU�DSSOLFDWLRQ�PDWHULDOV�HDUO\� WR�EH�VXUH� WKDW�\RX�FDQ�FRPSO\�ZLWK� WKLV�GHDGOLQH��7+(5(�$5(�12�(;&(37,216��*RRG�OXFN�
$33/,&$7,21�3$&.(77KH�IROORZLQJ�GRFXPHQWV�PXVW�EH�LQFOXGHG�LQ�\RXU�FRPSOHWHG�DSSOLFDWLRQ�SDFNHW���'RFXPHQWV�ZLOO�QRW�EH�DFFHSWHG�LI�
� 6LJQHG�DQG�'DWHG�$SSOLFDWLRQ�)RUP
� &RPSOHWH�6WXGHQW�$LG�5HSRUW��6$5��±�DOO�SDJHV� ([SHQVH�(VWLPDWH�IURP�\RXU�FROOHJH�FDWDORJXH
� 7UDQVFULSWV�IRU�DOO�KLJK�VFKRRO�FRXUVHV�RU�*('��1RW�UHTXLUHG�LI�DSSOLFDQW�LV����\HDUV�RI�DJH�E\�$SULO���������
� 7UDQVFULSWV�IRU�DOO�SRVW�KLJK�VFKRRO�FRXUVHV��&RSLHV�DUH�DFFHSWDEOH�
�� 7KUHH�����OHWWHUV�RI�5HFRPPHQGDWLRQ
� &DUHHU�2EMHFWLYH�6WDWHPHQW
,7�,6�,03257$17�7+$7�<28�$16:(5�(9(5<�48(67,21�7587+)8//<�$1'�&203/(7(/<�
0DLO�WR��7KH�$OOHQ�(QGRZPHQWF�R�+ROO\�6��*RRG\HDU�����*UDQJHU�5RDG0HGLQD��2+������
$SSOLFDWLRQ�1XPEHU�)RU�,QWHUQDO�8VH�2QO\�
)ORUHQFH�$OOHQ�6FKRODUVKLS�$SSOLFDWLRQ� 3DJH���RI���������������������������������������
,��3(5621$/�'$7$
����/DVW�1DPH )LUVW�1DPH ,QLWLDO
����&XUUHQW�$GGUHVV� &LW\� 6WDWH =LS
����3HUPDQHQW�$GGUHVV� &LW\� 6WDWH� =LS
����3KRQH�V���+RPH &HOO %XVLQHVV
����(�PDLO $UH�\RX�D�86�&LWL]HQ"���� <HV 1R
����'DWH�RI�%LUWK� 6RFLDO�6HFXULW\�1XPEHU�
����0DULWDO�6WDWXV� 6LQJOH����� 0DUULHG������ �'LYRUFHG������ :LGRZHG������ 6SRXVH��LI�DSSOLFDEOH��
����1XPEHU�RI�)DPLO\�0HPEHUV��3DUHQWV� 'HSHQGHQWV�LQFOXGLQJ�<RXUVHOI� 7RWDO�
����1XPEHU�RI�)DPLO\�0HPEHUV�LQ�&ROOHJH�LQFOXGLQJ�<RXUVHOI���� �6SHFLI\�ZKR�
�����7UDGLWLRQDO�6WXGHQW��:LOO�\RX�KDYH�JUDGXDWHG�IURP�DQ�2KLR�KLJK�VFKRRO�RU�KDYH�UHFHLYHG�D�*('�IURP�WKH�2KLR�%RDUG�RI�(GXFDWLRQ�SULRU�WR�-XO\��������"���� <HV������ �1R
�����1RQ�WUDGLWLRQDO�6WXGHQW��:LOO�\RX�EH�DW�OHDVW����\HDUV�ROG�DV�RI�$SULO��������"����� <HV������ �1R
����6$7�6FRUH ����$&7�6FRUH
,,��),1$1&,$/�67$7(0(17
)XOO�GLVFORVXUH�LV�UHTXLUHG�WR�EH�FRQVLGHUHG�IRU�D�VFKRODUVKLS��3OHDVH�SURYLGH�WKH�IROORZLQJ�LQIRUPDWLRQ��
����6WXGHQW�$LG�5HSRUW��6$5��IRU�WKH���������$FDGHPLF�<HDU��$OO�SDJHV�PXVW�EH�LQFOXGHG�
����3KRWRFRS\�RI�(VWLPDWHG�([SHQVHV�IURP�\RXU�FROOHJH�XQLYHUVLW\�FDWDORJXH
����7RWDO�FRVW�RI�\RXU�HGXFDWLRQ�SHU�\HDU��
7XLWLRQ� )HHV� %RRNV� 5RRP�DQG�%RDUG� 7RWDO
,,,��3$,'�(03/2<0(17
/LVW�\RXU�ZRUN�H[SHULHQFH�LQ�FKURQRORJLFDO�RUGHU��VWDUWLQJ�ZLWK�WKH�PRVW�UHFHQW���12�5(680(6��3/($6(�
6WDUW��'DWH
(QG��'DWH
(PSOR\HU 7LWOH-RE�5HVSRQVLELOLWLHV
$YHUDJH�KUV�
3D\�5DWH�SHU�KRXU
7RWDO�,QFRPH�SHU�\HDU
�����:LOO�\RX�ZRUN�GXULQJ�WKH�VFKRRO�\HDU"���� <HV������ 1R������ )XOO�7LPH������ 3DUW�7LPH
�����7\SH�RI�(PSOR\PHQW�GXULQJ�VFKRRO�\HDU
$SSOLFDWLRQ�1XPEHU�)RU�,QWHUQDO�8VH�2QO\�
)ORUHQFH�$OOHQ�6FKRODUVKLS�$SSOLFDWLRQ� 3DJH���RI���������������������������������������
,9���$17,&,3$7('�),1$1&,$/�$,'
����
6FKRODUVKLSV�/RDQV�*UDQWV�IRU�ZKLFK�\RX�KDYH��DSSOLHG�IRU�WKH���������$FDGHPLF�<HDU
$PRXQW�5HTXHVWHG6WDWXV�RI�5HTXHVW
$PRXQW� 5HMHFWHG 8QNQRZQ
7RWDO�IURP�6FKRODUVKLSV�/RDQV�*UDQWV
9����('8&$7,21$/�,167,787,21�$1'�352*5$0�)25�:+,&+�)81'6�$5(�628*+7
����1DPH�RI�(GXFDWLRQDO�,QVWLWXWLRQ��
$GGUHVV &LW\� 6WDWH =LS
��� ,V�WKH�DERYH�LQVWLWXWLRQ�OLVWHG�ZLWK�D�VWDWH�%RDUG�RI�5HJHQWV"���� <HV���� 1R
��� 7\SH�RI�,QVWLWXWLRQ���<HDU�&ROOHJH�8QLYHUVLW\ ��<HDU�&RPPXQLW\�&ROOHJH� 9RFDWLRQDO�7HFKQLFDO 2Q�/LQH�&ROOHJH�8QLYHUVLW\
�� 0DMRU�)LHOG�RI�6WXG\
�� 6WDUWLQJ�'DWH�RI�6WXG\� �([SHFWHG�&RPSOHWLRQ�'DWH
�� +DYH�\RX�EHHQ�DFFHSWHG�LQWR�WKH�LQVWLWXWLRQ�DQG�SURJUDP�IRU�ZKLFK�WKLV�VFKRODUVKLS�LV�EHLQJ�VRXJKW"��� <HV���� 1R
�� :LOO�\RXU�DFDGHPLF�VFKHGXOH�EH�IXOO�RU�SDUW�WLPH"�� )XOO���� 3DUW
�� ,I�\RX�DUH�\RX�FXUUHQWO\�HQUROOHG�LQ�D�SRVW�VHFRQGDU\�HGXFDWLRQDO�LQVWLWXWLRQ�DQG�SURJUDP�1DPH�RI�(GXFDWLRQDO�,QVWLWXWLRQ
$GGUHVV &LW\� 6WDWH =LS
���0DMRU�)LHOG�RI�6WXG\ 7HUPV�&RPSOHWHG��4XDUWHUV� 6HPHVWHUV
��� :KDW�LV�WKH�SXUSRVH�RI�WKLV�HGXFDWLRQ"���&KHFN�RQO\�RQH�
5HFHQW�+LJK�6FKRRO�*UDGXDWH�RU�&XUUHQW�&ROOHJH�6WXGHQW �1HZ�&DUHHU�)LHOG&DUHHU�'HYHORSPHQW (QWHU�5H�(QWHU�-RE�0DUNHW
9,���3267�+,*+�6&+22/�('8&$7,21�+,6725<
/LVW�DOO�SRVW�KLJK�VFKRRO�HGXFDWLRQ�LQ�FKURQRORJLFDO�RUGHU��VWDUWLQJ�ZLWK�WKH�PRVW�UHFHQW��3URYLGH�LQIRUPDWLRQ�DV�RI�WKH�GDWH�\RX�DUH�FRPSOHWLQJ�WKLV�DSSOLFDWLRQ�
(GXFDWLRQDO�,QVWLWXWLRQ &LW\��6WDWH 6WDUW�'DWH (QG�'DWH
$SSOLFDWLRQ�1XPEHU�)RU�,QWHUQDO�8VH�2QO\�
)ORUHQFH�$OOHQ�6FKRODUVKLS�$SSOLFDWLRQ� 3DJH���RI���������������������������������������
9,,���38%/,&�&+$57(5�35,9$7(�+,*+�6&+22/��+20(�6&+22/�+,6725<
/LVW�DOO�SXEOLF�FKDUWHU�SULYDWH�KLJK�VFKRRO�RU�KRPH�VFKRROV�DWWHQGHG�IRU�WKH��WK�WKURXJK���WK�JUDGHV�RU�*('�
(GXFDWLRQDO�,QVWLWXWLRQ &LW\��6WDWH 6WDUW�'DWH (QG�'DWH
9,,,���6&+2/$67,&�+21256�$1'�$:$5'6
,I�\RX�DUH�D�1RQ�WUDGLWLRQDO�6WXGHQW��L��H��$W�OHDVW����\HDUV�ROG�DV�RI�$SULO�����������VNLS�WR�3RVW�6HFRQGDU\�+RQRUV�DQG�$ZDUGV��
7UDGLWLRQDO�6WXGHQWV�VKRXOG�OLVW�DQ\�VFKRODVWLF�KRQRUV�DQG�DZDUGV�\RX�KDYH�UHFHLYHG�GXULQJ�\RXU�IRXU�\HDUV�RI�KLJK�VFKRRO�DQG�DIWHU�
(GXFDWLRQDO�,QVWLWXWLRQ 1DPH�RI�+RQRU�RU�$ZDUG <HDU
3RVW�6HFRQGDU\�+RQRUV�DQG�$ZDUGV
(GXFDWLRQDO�,QVWLWXWLRQ 1DPH�RI�+RQRU�RU�$ZDUG <HDU
,;���3(5621$/�,192/9(0(17
7UDGLWLRQDO�6WXGHQWV��/LVW�\RXU�H[WUDFXUULFXODU��VFKRRO�UHODWHG���FRPPXQLW\�FKXUFK��YROXQWHHU�DQG�SURIHVVLRQDO�DFWLYLWLHV��8VH�D�VHSDUDWH�
VKHHW��LI�DGGLWLRQDO�VSDFH�LV�QHHGHG
1RQ�WUDGLWLRQDO�6WXGHQWV��/LVW�DQ\�FRPPXQLW\�FKXUFK��YROXQWHHU�DQG�SURIHVVLRQDO�DFWLYLWLHV��)DPLO\�UHVSRQVLELOLWLHV�DQG�RWKHU�OLIH�
H[SHULHQFHV�PD\�EH�LQFOXGHG�DV�WKH\�PD\�DVVLVW�LQ�WKH�GHFLVLRQ�PDNLQJ�SURFHVV��
1DPH�RI�2UJDQL]DWLRQ�$FWLYLW\ 6WDUW�'DWH (QG�'DWH
$SSOLFDWLRQ�1XPEHU�)RU�,QWHUQDO�8VH�2QO\�
)ORUHQFH�$OOHQ�6FKRODUVKLS�$SSOLFDWLRQ� 3DJH���RI���������������������������������������
;���&$5((5�&2816(/,1*
;,���&$5((5�2%-(&7,9(�±�(66$<�
EH�W\SHG��QRW�KDQGZULWWHQ�
;,,���/(77(56�2)�5(&200(1'$7,21
SHUVRQV�QRW�UHODWHG�WR�\RX�DUH�UHTXLUHG�
ZRXOG�DVVLVW�WKH�6FKRODUVKLS�&RPPLWWHH�LQ�WKH�VHOHFWLRQ�SURFHVV�
7KH�OHWWHUV�PXVW�EH�VXEPLWWHG�DV�SDUW�RI�\RXU�FRPSOHWH�DSSOLFDWLRQ�SDFNHW��%H�VXUH�WR�UHTXHVW�WKHVH�OHWWHUV�IDU�LQ�DGYDQFH�RI�WKH�DSSOLFDWLRQ�GHDGOLQH��7KHVH�OHWWHUV�ZLOO�QRW�EH�DFFHSWHG�LI� WKH\�DUH�QRW� LQFOXGHG�LQ�\RXU�DSSOLFDWLRQV�SDFNHW��7+(5(�$5(�12�(;&(37,216�
;,,,���75$16&5,376�$1'�/(77(5�2)�$&&(37$1&(
����(QFORVH�FRSLHV�RI�\RXU�PRVW�UHFHQW�KLJK�VFKRRO�WUDQVFULSW�RU�*HQHUDO�(TXLYDOHQF\�'LSORPD��*('���+LJK�VFKRRO�WUDQVFULSWV�DUHQRW�UHTXLUHG�LI�DSSOLFDQW�LV�D�1RQ�WUDGLWLRQDO�VWXGHQW�
����,QFOXGH�WUDQVFULSWV�RI�DOO�FUHGLW�FRXUVHV�WDNHQ�VLQFH�KLJK�VFKRRO�
����$�FRS\�RI�\RXU�DFFHSWDQFH�OHWWHU�IURP�WKH�HGXFDWLRQDO�LQVWLWXWLRQ�
����3KRWRFRSLHV�DUH�DFFHSWDEOH�
$SSOLFDWLRQ�1XPEHU�)RU�,QWHUQDO�8VH�2QO\�
)ORUHQFH�$OOHQ�6FKRODUVKLS�$SSOLFDWLRQ� 3DJH���RI���������������������������������������
;,9���&21',7,216�$1'�7(506�2)�$*5((0(17
�� ,�XQGHUVWDQG�WKDW�WKLV�DSSOLFDWLRQ�ZLOO�QRW�EH�FRQVLGHUHG�IRU�UHYLHZ�XQOHVV�DOO�UHTXHVWHG�PDWHULDOV�DUH�HQFORVHG��WKH�DSSOLFDWLRQ�LV�VLJQHG��GDWHG�DQG�KDQG�VWDPSHG��QRW�PHWHUHG��DQG�SRVWPDUNHG�QR�ODWHU�WKDQ�$SULO���������
�� ,�KHUHE\�DFNQRZOHGJH�WKDW�DOO�RI�WKH�LQIRUPDWLRQ�LQFOXGHG�LQ�WKLV�DSSOLFDWLRQ�SDFNHW�LV�WUXH�DQG�FRPSOHWH�WR�WKH�EHVW�RI�P\�NQRZOHGJH�
��
�� 6FKRODUVKLS�IXQGV�FDQQRW�EH�XVHG�IRU�H[SHQVHV�LQFXUUHG�EHIRUH�WKH�SHULRG�FRYHUHG�E\�WKH�VFKRODUVKLS�JUDQW�
�� 3D\PHQWV�ZLOO�EH�PDGH�YLD�FKHFN�PDGH�SD\DEOH�WR�ERWK�WKH�VWXGHQW�DQG�WKH�HGXFDWLRQDO�LQVWLWXWLRQ��%RWK�PXVW�HQGRUVH�WKH�FKHFN�
�� 6KRXOG�,�EH�VHOHFWHG�DV�D�)ORUHQFH�$OOHQ�6FKRODUVKLS�5HFLSLHQW��,�DJUHH�WR�KDYH�P\�QDPH�XVHG�LQ�SXEOLFLW\�IRU�WKH�SURJUDP�
��HPSOR\PHQW�DQG�RU�YROXQWHHU�UHFRUG�
�� $�PDMRULW\�RI�DSSOLFDQWV�ZKR�DSSO\�IRU�D�VFKRODUVKLS�PHHW�DOO�HOLJLELOLW\�FULWHULD�DQG�DUH�GHVHUYLQJ�RI�ILQDQFLDO�DVVLVWDQFH��,�XQGHUVWDQG�WKDW�GXH�WR�IXQGLQJ�OLPLWDWLRQV��QRW�HYHU\�HOLJLEOH�DSSOLFDQW�ZLOO�UHFHLYH�DQ�DZDUG�
�� ,QFRPSOHWH�RU�ODWH�DSSOLFDWLRQV�ZLOO�QRW�EH�FRQVLGHUHG�
���%RDUG�RI�7UXVWHHV�
���
6LJQDWXUH� 'DWH
$33/,&$7,21�3$&.(7�&+(&./,67
%H�VXUH�WKDW�\RX�KDYH�HQFORVHG�WKH�IROORZLQJ�
6LJQHG�DQG�'DWHG�$SSOLFDWLRQ�)RUP
&RPSOHWH�6WXGHQW�$LG�5HSRUW��6$5�
([SHQVH�(VWLPDWH�IURP�\RXU�FROOHJH�FDWDORJXH
7UDQVFULSWV�IRU�DOO�KLJK�VFKRRO�FRXUVHV�RU�*('��
�1RW�UHTXLUHG�LI�DSSOLFDQW�LV����\HDUV�RI�DJH�E\�$SULO���������
7UDQVFULSWV�IRU�DOO�SRVW�KLJK�VFKRRO�FRXUVHV���&RSLHV�DUH�DFFHSWDEOH�
7KUHH�����/HWWHUV�RI�5HFRPPHQGDWLRQ
&DUHHU�2EMHFWLYH�6WDWHPHQW
)25�$'',7,21$/�,1)250$7,21�25�48(67,2163OHDVH�VHQG�DQ�H�PDLO�PHVVDJH�WR�DOOHQHQGRZPHQW#JPDLO�FRP�
7KH�FRPSOHWHG�DSSOLFDWLRQ�DQG�DOO�VXSSRUWLQJ�GRFXPHQWDWLRQ�PXVW�EH�KDQG�VWDPSHG��QRW�PHWHUHG���SRVWPDUNHG�DQG�
PDLOHG�YLD�86�3RVWDO�6HUYLFH�)LUVW�&ODVV�0DLO�RQ�RU�EHIRUH�$SULO����������'R�QRW�XVH�DQ\�VHUYLFH�WKDW�UHTXLUHV�D�VLJQDWXUH�
0DLO�WR��7KH�$OOHQ�(QGRZPHQWF�R�+ROO\�6��*RRG\HDU�����*UDQJHU�5RDG0HGLQD��2+��������